III

THE investigation into the two great problems of the origin of society

and the philosophy of history occupies such an important position in the

evolution of Greek thought that, to obtain any clear view of the workings

of the critical spirit, it will be necessary to trace at some length

their rise and scientific development as evinced not merely in the works

of historians proper, but also in the philosophical treatises of Plato

and Aristotle. The important position which these two great thinkers

occupy in the progress of historical criticism can hardly be

over-estimated. I do not mean merely as regards their treatment of the

Greek Bible, and Plato’s endeavours to purge sacred history of its

immorality by the application of ethical canons at the time when

Aristotle was beginning to undermine the basis of miracles by his

scientific conception of law, but with reference to these two wider

questions of the rise of civil institutions and the philosophy of

history.

And first, as regards the current theories of the primitive condition of

society, there was a wide divergence of opinion in Hellenic society, just

as there is now. For while the majority of the orthodox public, of whom

Hesiod may be taken as the representative, looked back, as a great many

of our own day still do, to a fabulous age of innocent happiness, a

_bell’ età dell’ auro_, where sin and death were unknown and men and

women were like Gods, the foremost men of intellect such as Aristotle and

Plato, Æschylus and many of the other poets {29} saw in primitive man ‘a

few small sparks of humanity preserved on the tops of mountains after

some deluge,’ ‘without an idea of cities, governments or legislation,’

‘living the lives of wild beasts in sunless caves,’ ‘their only law being

the survival of the fittest.’

And this, too, was the opinion of Thucydides, whose _Archæologia_ as it

is contains a most valuable disquisition on the early condition of

Hellas, which it will be necessary to examine at some length.

Now, as regards the means employed generally by Thucydides for the

elucidation of ancient history, I have already pointed out how that,

while acknowledging that ‘it is the tendency of every poet to exaggerate,

as it is of every chronicler to seek to be attractive at the expense of

truth,’ he yet assumes in the thoroughly euhemeristic way, that under the

veil of myth and legend there does yet exist a rational basis of fact

discoverable by the method of rejecting all supernatural interference as

well as any extraordinary motives influencing the actors. It is in

complete accordance with this spirit that he appeals, for instance, to

the Homeric epithet of _ἀφνειός_, as applied to Corinth, as a proof of

the early commercial prosperity of that city; to the fact of the generic

name _Hellenes_ not occurring in the _Iliad_ as a corroboration of his

theory of the essentially disunited character of the primitive Greek

tribes; and he argues from the line ‘O’er many islands and all Argos

ruled,’ as applied to Agamemnon, that his forces must have been partially

naval, ‘for Agamemnon’s was a continental power, and he could not have

been master of any but the adjacent islands, and these would not be many

but through the possession of a fleet.’

Anticipating in some measure the comparative method of research, he

argues from the fact of the more barbarous Greek tribes, such as the

Ætolians and Acarnanians, still carrying arms in his own day, that this

custom was the case originally over the whole country. ‘The fact,’ he

says, ‘that the people in these parts of Hellas are still living in the

old way points to a time when the same mode of life was equally common to

all.’ Similarly, in another passage, he shows how a corroboration of his

theory of the respectable character of piracy in ancient days is afforded

by ‘the honour with which some of the inhabitants of the continent still

regard a successful marauder,’ as well as by the fact that the question,

‘Are you a pirate?’ is a common feature of primitive society as shown in

the poets; and finally, after observing how the old Greek custom of

wearing belts in gymnastic contests still survived among the more

uncivilised Asiatic tribes, he observes that there are many other points

in which a likeness may be shown between the life of the primitive

Hellenes and that of the barbarians to-day.’

As regards the evidence afforded by ancient remains, while adducing as a

proof of the insecure character of early Greek society the fact of their

cities {31} being always built at some distance from the sea, yet he is

careful to warn us, and the caution ought to be borne in mind by all

archæologists, that we have no right to conclude from the scanty remains

of any city that its legendary greatness in primitive times was a mere

exaggeration. ‘We are not justified,’ he says, ‘in rejecting the

tradition of the magnitude of the Trojan armament, because Mycenæ and the

other towns of that age seem to us small and insignificant. For, if

Lacedæmon was to become desolate, any antiquarian judging merely from its

ruins would be inclined to regard the tale of the Spartan hegemony as an

idle myth; for the city is a mere collection of villages after the old

fashion of Hellas, and has none of those splendid public buildings and

temples which characterise Athens, and whose remains, in the case of the

latter city, would be so marvellous as to lead the superficial observer

into an exaggerated estimate of the Athenian power.’ Nothing can be more

scientific than the archæological canons laid down, whose truth is

strikingly illustrated to any one who has compared the waste fields of

the Eurotas plain with the lordly monuments of the Athenian acropolis.

{32}

On the other hand, Thucydides is quite conscious of the value of the

positive evidence afforded by archæological remains. He appeals, for

instance, to the character of the armour found in the Delian tombs and

the peculiar mode of sepulture, as corroboration of his theory of the

predominance of the Carian element among the primitive islanders, and to

the concentration of all the temples either in the Acropolis, or in its

immediate vicinity, to the name of _ἄστυ_ by which it was still known,

and to the extraordinary sanctity of the spring of water there, as proof

that the primitive city was originally confined to the citadel, and the

district immediately beneath it (ii. 16). And lastly, in the very

opening of his history, anticipating one of the most scientific of modern

methods, he points out how in early states of civilisation immense

fertility of the soil tends to favour the personal aggrandisement of

individuals, and so to stop the normal progress of the country through

‘the rise of factions, that endless source of ruin’; and also by the

allurements it offers to a foreign invader, to necessitate a continual

change of population, one immigration following on another. He

exemplifies his theory by pointing to the endless political revolutions

that characterised Arcadia, Thessaly and Boeotia, the three richest spots

in Greece, as well as by the negative instance of the undisturbed state

in primitive time of Attica, which was always remarkable for the dryness

and poverty of its soil.

Now, while undoubtedly in these passages we may recognise the first

anticipation of many of the most modern principles of research, we must

remember how essentially limited is the range of the _archæologia_, and

how no theory at all is offered on the wider questions of the general

conditions of the rise and progress of humanity, a problem which is first

scientifically discussed in the _Republic_ of Plato.

And at the outset it must be premised that, while the study of primitive

man is an essentially inductive science, resting rather on the

accumulation of evidence than on speculation, among the Greeks it was

prosecuted rather on deductive principles. Thucydides did, indeed, avail

himself of the opportunities afforded by the unequal development of

civilisation in his own day in Greece, and in the places I have pointed

out seems to have anticipated the comparative method. But we do not find

later writers availing themselves of the wonderfully accurate and

picturesque accounts given by Herodotus of the customs of savage tribes.

To take one instance, which bears a good deal on modern questions, we

find in the works of this great traveller the gradual and progressive

steps in the development of the family life clearly manifested in the

mere gregarious herding together of the Agathyrsi, their primitive

kinsmanship through women in common, and the rise of a feeling of

paternity from a state of polyandry. This tribe stood at that time on

that borderland between umbilical relationship and the family which has

been such a difficult point for modern anthropologists to find.

The ancient authors, however, are unanimous in insisting that the family

is the ultimate unit of society, though, as I have said, an inductive

study of primitive races, or even the accounts given of them by

Herodotus, would have shown them that the _νεοττιὰ ἴδια_ of a personal

household, to use Plato’s expression, is really a most complex notion

appearing always in a late stage of civilisation, along with recognition

of private property and the rights of individualism.

Philology also, which in the hands of modern investigators has proved

such a splendid instrument of research, was in ancient days studied on

principles too unscientific to be of much use. Herodotus points out that

the word _Eridanos_ is essentially Greek in character, that consequently

the river supposed to run round the world is probably a mere Greek

invention. His remarks, however, on language generally, as in the case

of _Piromis_ and the ending of the Persian names, show on what unsound

basis his knowledge of language rested.

In the _Bacchæ_ of Euripides there is an extremely interesting passage in

which the immoral stories of the Greek mythology are accounted for on the

principle of that misunderstanding of words and metaphors to which modern

science has given the name of a disease of language. In answer to the

impious rationalism of Pentheus—a sort of modern Philistine—Teiresias,

who may be termed the Max Müller of the Theban cycle, points out that the

story of Dionysus being inclosed in Zeus’ thigh really arose from the

linguistic confusion between _μηρός_ and _ὅμηρος_.

On the whole, however—for I have quoted these two instances only to show

the unscientific character of early philology—we may say that this

important instrument in recreating the history of the past was not really

used by the ancients as a means of historical criticism. Nor did the

ancients employ that other method, used to such advantage in our own day,

by which in the symbolism and formulas of an advanced civilisation we can

detect the unconscious survival of ancient customs: for, whereas in the

sham capture of the bride at a marriage feast, which was common in Wales

till a recent time, we can discern the lingering reminiscence of the

barbarous habit of exogamy, the ancient writers saw only the deliberate

commemoration of an historical event.

Aristotle does not tell us by what method he discovered that the Greeks

used to buy their wives in primitive times, but, judging by his general

principles, it was probably through some legend or myth on the subject

which lasted to his own day, and not, as we would do, by arguing back

from the marriage presents given to the bride and her relatives. {37}

The origin of the common proverb ‘worth so many beeves,’ in which we

discern the unconscious survival of a purely pastoral state of society

before the use of metals was known, is ascribed by Plutarch to the fact

of Theseus having coined money bearing a bull’s head. Similarly, the

Amathusian festival, in which a young man imitated the labours of a woman

in travail, is regarded by him as a rite instituted in Ariadne’s honour,

and the Carian adoration of asparagus as a simple commemoration of the

adventure of the nymph Perigune. In the first of these _we_ discern the

beginning of agnation and kinsmanship through the father, which still

lingers in the ‘couvee’ of New Zealand tribes: while the second is a

relic of the totem and fetish worship of plants.

Now, in entire opposition to this modern inductive principle of research

stands the philosophic Plato, whose account of primitive man is entirely

speculative and deductive.

The origin of society he ascribes to necessity, the mother of all

inventions, and imagines that individual man began deliberately to herd

together on account of the advantages of the principle of division of

labour and the rendering of mutual need.

It must, however, be borne in mind that Plato’s object in this whole

passage in the _Republic_ was, perhaps, not so much to analyse the

conditions of early society as to illustrate the importance of the

division of labour, the shibboleth of his political economy, by showing

what a powerful factor it must have been in the most primitive as well as

in the most complex states of society; just as in the _Laws_ he almost

rewrites entirely the history of the Peloponnesus in order to prove the

necessity of a balance of power. He surely, I mean, must have recognised

himself how essentially incomplete his theory was in taking no account of

the origin of family life, the position and influence of women, and other

social questions, as well as in disregarding those deeper motives of

religion, which are such important factors in early civilisation, and

whose influence Aristotle seems to have clearly apprehended, when he says

that the aim of primitive society was not merely life but the higher

life, and that in the origin of society utility is not the sole motive,

but that there is something spiritual in it if, at least, ‘spiritual’

will bring out the meaning of that complex expression _τὸ καλόν_.

Otherwise, the whole account in the _Republic_ of primitive man will

always remain as a warning against the intrusion of _a priori_

speculations in the domain appropriate to induction.

Now, Aristotle’s theory of the origin of society, like his philosophy of

ethics, rests ultimately on the principle of final causes, not in the

theological meaning of an aim or tendency imposed from without, but in

the scientific sense of function corresponding to organ. ‘Nature maketh

no thing in vain’ is the text of Aristotle in this as in other inquiries.

Man being the only animal possessed of the power of rational speech is,

he asserts, by nature intended to be social, more so than the bee or any

other gregarious animal.

He is _φύσει πολιτικός_, and the national tendency towards higher forms

of perfection brings the ‘armed savage who used to sell his wife’ to the

free independence of a free state, and to the _ἰσότης τοῦ ἄρχειν καὶ τοῦ

ἄρχεσθαι_, which was the test of true citizenship. The stages passed

through by humanity start with the family first as the ultimate unit.

The conglomeration of families forms a village ruled by that patriarchal

sway which is the oldest form of government in the world, as is shown by

the fact that all men count it to be the constitution of heaven, and the

villages are merged into the state, and here the progression stops.

For Aristotle, like all Greek thinkers, found his ideal within the walls

of the _πόλις_, yet perhaps in his remark that a united Greece would rule

the world we may discern some anticipation of that ‘federal union of free

states into one consolidated empire’ which, more than the _πόλις_, is to

our eyes the ultimately perfect polity.

How far Aristotle was justified in regarding the family as the ultimate

unit, with the materials afforded to him by Greek literature, I have

already noticed. Besides, Aristotle, I may remark, had he reflected on

the meaning of that Athenian law which, while prohibiting marriage with a

uterine sister, permitted it with a sister-german, or on the common

tradition in Athens that before the time of Cecrops children bore their

mothers’ names, or on some of the Spartan regulations, could hardly have

failed to see the universality of kinsmanship through women in early

days, and the late appearance of monandry. Yet, while he missed this

point, in common, it must be acknowledged, with many modern writers, such

as Sir Henry Maine, it is essentially as an explorer of inductive

instances that we recognise his improvement on Plato. The treatise _περὶ

πολιτείων_, did it remain to us in its entirety, would have been one of

the most valuable landmarks in the progress of historical criticism, and

the first scientific treatise on the science of comparative politics.

A few fragments still remain to us, in one of which we find Aristotle

appealing to the authority of an ancient inscription on the ‘Disk of

Iphitus,’ one of the most celebrated Greek antiquities, to corroborate

his theory of the Lycurgean revival of the Olympian festival; while his

enormous research is evinced in the elaborate explanation he gives of the

historical origin of proverbs such as _οὐδεῖς μέγας κακὸς ἰχθῦς_, of

religious songs like the _ἰῶμεν ἐς Ἀθήνας_ of the Botticean virgins, or

the praises of love and war.

And, finally, it is to be observed how much wider than Plato’s his theory

of the origin of society is. They both rest on a psychological basis,

but Aristotle’s recognition of the capacity for progress and the tendency

towards a higher life shows how much deeper his knowledge of human nature

was.

In imitation of these two philosophers, Polybius gives an account of the

origin of society in the opening to his philosophy of history. Somewhat

in the spirit of Plato, he imagines that after one of the cyclic deluges

which sweep off mankind at stated periods and annihilate all pre-existing

civilisation, the few surviving members of humanity coalesce for mutual

protection, and, as in the case with ordinary animals, the one most

remarkable for physical strength is elected king. In a short time, owing

to the workings of sympathy and the desire of approbation, the moral

qualities begin to make their appearance, and intellectual instead of

bodily excellence becomes the qualification for sovereignty.

Other points, as the rise of law and the like, are dwelt on in a somewhat

modern spirit, and although Polybius seems not to have employed the

inductive method of research in this question, or rather, I should say,

of the hierarchical order of the rational progress of ideas in life, he

is not far removed from what the laborious investigations of modern

travellers have given us.

And, indeed, as regards the working of the speculative faculty in the

creation of history, it is in all respects marvellous how that the most

truthful accounts of the passage from barbarism to civilisation in

ancient literature come from the works of poets. The elaborate

researches of Mr. Tylor and Sir John Lubbock have done little more than

verify the theories put forward in the _Prometheus Bound_ and the _De

Natura Rerum_; yet neither Æschylus nor Lucretias followed in the modern

path, but rather attained to truth by a certain almost mystic power of

creative imagination, such as we now seek to banish from science as a

dangerous power, though to it science seems to owe many of its most

splendid generalities. {43}

Leaving then the question of the origin of society as treated by the

ancients, I shall now turn to the other and the more important question

of how far they may he said to have attained to what we call the

philosophy of history.

Now at the outset we must note that, while the conceptions of law and

order have been universally received as the governing principles of the

phenomena of nature in the sphere of physical science, yet their

intrusion into the domain of history and the life of man has always been

met with a strong opposition, on the ground of the incalculable nature of

two great forces acting on human action, a certain causeless spontaneity

which men call free will, and the extra-natural interference which they

attribute as a constant attribute to God.

Now, that there is a science of the apparently variable phenomena of

history is a conception which _we_ have perhaps only recently begun to

appreciate; yet, like all other great thoughts, it seems to have come to

the Greek mind spontaneously, through a certain splendour of imagination,

in the morning tide of their civilisation, before inductive research had

armed them with the instruments of verification. For I think it is

possible to discern in some of the mystic speculations of the early Greek

thinkers that desire to discover what is that ‘invariable existence of

which there are variable states,’ and to incorporate it in some one

formula of law which may serve to explain the different manifestations of

all organic bodies, _man included_, which is the germ of the philosophy

of history; the germ indeed of an idea of which it is not too much to say

that on it any kind of historical criticism, worthy of the name, must

ultimately rest.

For the very first requisite for any scientific conception of history is

the doctrine of uniform sequence: in other words, that certain events

having happened, certain other events corresponding to them will happen

also; that the past is the key of the future.

Now at the birth of this great conception science, it is true, presided,

yet religion it was which at the outset clothed it in its own garb, and

familiarised men with it by appealing to their hearts first and then to

their intellects; knowing that at the beginning of things it is through

the moral nature, and not through the intellectual, that great truths are

spread.

So in Herodotus, who may be taken as a representative of the orthodox

tone of thought, the idea of the uniform sequence of cause and effect

appears under the theological aspect of Nemesis and Providence, which is

really the scientific conception of law, only it is viewed from an

_ethical_ standpoint.

Now in Thucydides the philosophy of history rests on the probability,

which the uniformity of human nature affords us, that the future will in

the course of human things resemble the past, if not reproduce it. He

appears to contemplate a recurrence of the phenomena of history as

equally certain with a return of the epidemic of the Great Plague.

Notwithstanding what German critics have written on the subject, we must

beware of regarding this conception as a mere reproduction of that cyclic

theory of events which sees in the world nothing but the regular rotation

of Strophe and Antistrophe, in the eternal choir of life and death.

For, in his remarks on the excesses of the Corcyrean Revolution,

Thucydides distinctly rests his idea of the recurrence of history on the

psychological grounds of the general sameness of mankind.

‘The sufferings,’ he says, ‘which revolution entailed upon the cities

were many and terrible, such as have occurred and always will occurs as

long as human nature remains the same, though in a severer or milder

form, and varying in their symptoms according to the variety of the

particular cases.

‘In peace and prosperity states and individuals have better sentiments,

because they are not confronted with imperious necessities; but war takes

away the easy supply of men’s wants, and so proves a hard taskmaster,

which brings most men’s characters to a level with their fortunes.’

Essays and Lectures · 第 7 / 21 题