II

AT an early period in their intellectual development the Greeks reached

that critical point in the history of every civilised nation, when

speculative invades the domain of revealed truth, when the spiritual

ideas of the people can no longer be satisfied by the lower, material

conceptions of their inspired writers, and when men find it impossible to

pour the new wine of free thought into the old bottles of a narrow and a

trammelling creed.

From their Aryan ancestors they had received the fatal legacy of a

mythology stained with immoral and monstrous stories which strove to hide

the rational order of nature in a chaos of miracles, and to mar by

imputed wickedness the perfection of God’s nature—a very shirt of Nessos

in which the Heracles of rationalism barely escaped annihilation. Now

while undoubtedly the speculations of Thales, and the alluring analogies

of law and order afforded by physical science, were most important forces

in encouraging the rise of the spirit of scepticism, yet it was on its

ethical side that the Greek mythology was chiefly open to attack.

It is difficult to shake the popular belief in miracles, but no man will

admit sin and immorality as attributes of the Ideal he worships; so the

first symptoms of a new order of thought are shown in the passionate

outcries of Xenophanes and Heraclitos against the evil things said by

Homer of the sons of God; and in the story told of Pythagoras, how that

he saw tortured in Hell the ‘two founders of Greek theology,’ we can

recognise the rise of the Aufklärung as clearly as we see the Reformation

foreshadowed in the _Inferno_ of Dante.

Any honest belief, then, in the plain truth of these stories soon

succumbed before the destructive effects of the _a priori_ ethical

criticism of this school; but the orthodox party, as is its custom, found

immediately a convenient shelter under the ægis of the doctrine of

metaphors and concealed meanings.

To this allegorical school the tale of the fight around the walls of Troy

was a mystery, behind which, as behind a veil, were hidden certain moral

and physical truths. The contest between Athena and Ares was that

eternal contest between rational thought and the brute force of

ignorance; the arrows which rattled in the quiver of the ‘Far Darter’

were no longer the instruments of vengeance shot from the golden bow of

the child of God, but the common rays of the sun, which was itself

nothing but a mere inert mass of burning metal.

Modern investigation, with the ruthlessness of Philistine analysis, has

ultimately brought Helen of Troy down to a symbol of the dawn. There

were Philistines among the Greeks also who saw in the _ἄναξ ἀδρῶν_ a mere

metaphor for atmospheric power.

Now while this tendency to look for metaphors and hidden meanings must be

ranked as one of the germs of historical criticism, yet it was

essentially unscientific. Its inherent weakness is clearly pointed out

by Plato, who showed that while this theory will no doubt explain many of

the current legends, yet, if it is to be appealed to at all, it must be

as a universal principle; a position he is by no means prepared to admit.

Like many other great principles it suffered from its disciples, and

furnished its own refutation when the web of Penelope was analysed into a

metaphor of the rules of formal logic, the warp representing the

premises, and the woof the conclusion.

Rejecting, then, the allegorical interpretation of the sacred writings as

an essentially dangerous method, proving either too much or too little,

Plato himself returns to the earlier mode of attack, and re-writes

history with a didactic purpose, laying down certain ethical canons of

historical criticism. God is good; God is just; God is true; God is

without the common passions of men. These are the tests to which we are

to bring the stories of the Greek religion.

‘God predestines no men to ruin, nor sends destruction on innocent

cities; He never walks the earth in strange disguise, nor has to mourn

for the death of any well-beloved son. Away with the tears for Sarpedon,

the lying dream sent to Agamemnon, and the story of the broken covenant!’

(Plato, _Republic_, Book ii. 380; iii. 388, 391.)

Similar ethical canons are applied to the accounts of the heroes of the

days of old, and by the same _a priori_ principles Achilles is rescued

from the charges of avarice and insolence in a passage which may be

recited as the earliest instance of that ‘whitewashing of great men,’ as

it has been called, which is so popular in our own day, when Catiline and

Clodius are represented as honest and far-seeing politicians, when _eine

edle und gute Natur_ is claimed for Tiberius, and Nero is rescued from

his heritage of infamy as an accomplished _dilettante_ whose moral

aberrations are more than excused by his exquisite artistic sense and

charming tenor voice.

But besides the allegorising principle of interpretation, and the ethical

reconstruction of history, there was a third theory, which may be called

the semi-historical, and which goes by the name of Euhemeros, though he

was by no means the first to propound it.

Appealing to a fictitious monument which he declared that he had

discovered in the island of Panchaia, and which purported to be a column

erected by Zeus, and detailing the incidents of his reign on earth, this

shallow thinker attempted to show that the gods and heroes of ancient

Greece were ‘mere ordinary mortals, whose achievements had been a good

deal exaggerated and misrepresented,’ and that the proper canon of

historical criticism as regards the treatment of myths was to rationalise

the incredible, and to present the plausible residuum as actual truth.

To him and his school, the centaurs, for instance, those mythical sons of

the storm, strange links between the lives of men and animals, were

merely some youths from the village of Nephele in Thessaly, distinguished

for their sporting tastes; the ‘living harvest of panoplied knights,’

which sprang so mystically from the dragon’s teeth, a body of mercenary

troops supported by the profits on a successful speculation in ivory; and

Actæon, an ordinary master of hounds, who, living before the days of

subscription, was eaten out of house and home by the expenses of his

kennel.

Now, that under the glamour of myth and legend some substratum of

historical fact may lie, is a proposition rendered extremely probable by

the modern investigations into the workings of the mythopœic spirit in

post-Christian times. Charlemagne and Roland, St. Francis and William

Tell, are none the less real personages because their histories are

filled with much that is fictitious and incredible, but in all cases what

is essentially necessary is some external corroboration, such as is

afforded by the mention of Roland and Roncesvalles in the chronicles of

England, or (in the sphere of Greek legend) by the excavations of

Hissarlik. But to rob a mythical narrative of its kernel of supernatural

elements, and to present the dry husk thus obtained as historical fact,

is, as has been well said, to mistake entirely the true method of

investigation and to identify plausibility with truth.

And as regards the critical point urged by Palaiphatos, Strabo, and

Polybius, that pure invention on Homer’s part is inconceivable, we may

without scruple allow it, for myths, like constitutions, grow gradually,

and are not formed in a day. But between a poet’s deliberate creation

and historical accuracy there is a wide field of the mythopœic faculty.

This Euhemeristic theory was welcomed as an essentially philosophical and

critical method by the unscientific Romans, to whom it was introduced by

the poet Ennius, that pioneer of cosmopolitan Hellenicism, and it

continued to characterise the tone of ancient thought on the question of

the treatment of mythology till the rise of Christianity, when it was

turned by such writers as Augustine and Minucius Felix into a formidable

weapon of attack on Paganism. It was then abandoned by all those who

still bent the knee to Athena or to Zeus, and a general return, aided by

the philosophic mystics of Alexandria, to the allegorising principle of

interpretation took place, as the only means of saving the deities of

Olympus from the Titan assaults of the new Galilean God. In what vain

defence, the statue of Mary set in the heart of the Pantheon can best

tell us.

Religions, however, may be absorbed, but they never are disproved, and

the stories of the Greek mythology, spiritualised by the purifying

influence of Christianity, reappear in many of the southern parts of

Europe in our own day. The old fable that the Greek gods took service

with the new religion under assumed names has more truth in it than the

many care to discover.

Having now traced the progress of historical criticism in the special

treatment of myth and legend, I shall proceed to investigate the form in

which the same spirit manifested itself as regards what one may term

secular history and secular historians. The field traversed will be

found to be in some respects the same, but the mental attitude, the

spirit, the motive of investigation are all changed.

There were heroes before the son of Atreus and historians before

Herodotus, yet the latter is rightly hailed as the father of history, for

in him we discover not merely the empirical connection of cause and

effect, but that constant reference to Laws, which is the characteristic

of the historian proper.

For all history must be essentially universal; not in the sense of

comprising all the synchronous events of the past time, but through the

universality of the principles employed. And the great conceptions which

unify the work of Herodotus are such as even modern thought has not yet

rejected. The immediate government of the world by God, the nemesis and

punishment which sin and pride invariably bring with them, the revealing

of God’s purpose to His people by signs and omens, by miracles and by

prophecy; these are to Herodotus the laws which govern the phenomena of

history. He is essentially the type of supernatural historian; his eyes

are ever strained to discern the Spirit of God moving over the face of

the waters of life; he is more concerned with final than with efficient

causes.

Yet we can discern in him the rise of that _historic sense_ which is the

rational antecedent of the science of historical criticism, the _φυσικὸν

κριτήριον_, to use the words of a Greek writer, as opposed to that which

comes either _τέχνη_ or _διδαχῇ_.

He has passed through the valley of faith and has caught a glimpse of the

sunlit heights of Reason; but like all those who, while accepting the

supernatural, yet attempt to apply the canons of rationalism, he is

essentially inconsistent. For the better apprehension of the character

of this historic sense in Herodotus it will be necessary to examine at

some length the various forms of criticism in which it manifests itself.

Such fabulous stories as that of the Phoenix, of the goat-footed men, of

the headless beings with eyes in their breasts, of the men who slept six

months in the year (_τοῦτο οὐκ ἐνδέχομαι ηὴν ἀρχήν_), of the wer-wolf of

the Neuri, and the like, are entirely rejected by him as being opposed to

the ordinary experience of life, and to those natural laws whose

universal influence the early Greek physical philosophers had already

made known to the world of thought. Other legends, such as the suckling

of Cyrus by a bitch, or the feather-rain of northern Europe, are

rationalised and explained into a woman’s name and a fall of snow. The

supernatural origin of the Scythian nation, from the union of Hercules

and the monstrous Echidna, is set aside by him for the more probable

account that they were a nomad tribe driven by the Massagetæ from Asia;

and he appeals to the local names of their country as proof of the fact

that the Kimmerians were the original possessors.

But in the case of Herodotus it will be more instructive to pass on from

points like these to those questions of general probability, the true

apprehension of which depends rather on a certain quality of mind than on

any possibility of formulated rules, questions which form no unimportant

part of scientific history; for it must be remembered always that the

canons of historical criticism are essentially different from those of

judicial evidence, for they cannot, like the latter, be made plain to

every ordinary mind, but appeal to a certain historical faculty founded

on the experience of life. Besides, the rules for the reception of

evidence in courts of law are purely stationary, while the science of

historical probability is essentially progressive, and changes with the

advancing spirit of each age.

Now, of all the speculative canons of historical criticism, none is more

important than that which rests on psychological probability.

Arguing from his knowledge of human nature, Herodotus rejects the

presence of Helen within the walls of Troy. Had she been there, he says,

Priam and his kinsmen would never have been so mad (_φρενοβλαβεῖς_) as

not to give her up, when they and their children and their city were in

such peril (ii. 118); and as regards the authority of Homer, some

incidental passages in his poem show that he knew of Helen’s sojourn in

Egypt during the siege, but selected the other story as being a more

suitable motive for an epic. Similarly he does not believe that the

Alcmæonidæ family, a family who had always been the haters of tyranny

(_μισοτύραννοι_), and to whom, even more than to Harmodios and

Aristogeiton, Athens owed its liberty, would ever have been so

treacherous as to hold up a shield after the battle of Marathon as a

signal for the Persian host to fall on the city. A shield, he

acknowledges, was held up, but it could not possibly have been done by

such friends of liberty as the house of Alcmæon; nor will he believe that

a great king like Rhampsinitus would have sent his daughter _κατίσαι ἐπ’

οἰκήματος_.

Elsewhere he argues from more general considerations of probability; a

Greek courtesan like Rhodopis would hardly have been rich enough to build

a pyramid, and, besides, on chronological grounds the story is impossible

(ii. 134).

In another passage (ii. 63), after giving an account of the forcible

entry of the priests of Ares into the chapel of the god’s mother, which

seems to have been a sort of religious faction fight where sticks were

freely used (_μάχη ξύλοισι καρτερή_), ‘I feel sure,’ he says, ‘that many

of them died from getting their heads broken, notwithstanding the

assertions of the Egyptian priests to the contrary.’ There is also

something charmingly naïve in the account he gives of the celebrated

Greek swimmer who dived a distance of eighty stadia to give his

countrymen warning of the Persian advance. ‘If, however,’ he says, ‘I

may offer an opinion on the subject, I would say that he came in a boat.’

There is, of course, something a little trivial in some of the instances

I have quoted; but in a writer like Herodotus, who stands on the

borderland between faith and rationalism, one likes to note even the most

minute instances of the rise of the critical and sceptical spirit of

inquiry.

How really strange, at base, it was with him may, I think, be shown by a

reference to those passages where he applies rationalistic tests to

matters connected with religion. He nowhere, indeed, grapples with the

moral and scientific difficulties of the Greek Bible; and where he

rejects as incredible the marvellous achievements of Hercules in Egypt,

he does so on the express grounds that he had not yet been received among

the gods, and so was still subject to the ordinary conditions of mortal

life (_ἔτι ἄνθρωπον ἐόντα_).

Even within these limits, however, his religious conscience seems to have

been troubled at such daring rationalism, and the passage (ii. 45)

concludes with a pious hope that God will pardon him for having gone so

far, the great rationalistic passage being, of course, that in which he

rejects the mythical account of the foundation of Dodona. ‘How can a

dove speak with a human voice?’ he asks, and rationalises the bird into a

foreign princess.

Similarly he seems more inclined to believe that the great storm at the

beginning of the Persian War ceased from ordinary atmospheric causes, and

not in consequence of the incantations of the _Magians_. He calls

Melampos, whom the majority of the Greeks looked on as an inspired

prophet, ‘a clever man who had acquired for himself the art of prophecy’;

and as regards the miracle told of the Æginetan statues of the primeval

deities of Damia and Auxesia, that they fell on their knees when the

sacrilegious Athenians strove to carry them off, ‘any one may believe

it,’ he says, ‘who likes, but as for myself, I place no credence in the

tale.’

So much then for the rationalistic spirit of historical criticism, as far

as it appears explicitly in the works of this great and philosophic

writer; but for an adequate appreciation of his position we must also

note how conscious he was of the value of documentary evidence, of the

use of inscriptions, of the importance of the poets as throwing light on

manners and customs as well as on historical incidents. No writer of any

age has more vividly recognised the fact that history is a matter of

evidence, and that it is as necessary for the historian to state his

authority as it is to produce one’s witnesses in a court of law.

While, however, we can discern in Herodotus the rise of an historic

sense, we must not blind ourselves to the large amount of instances where

he receives supernatural influences as part of the ordinary forces of

life. Compared to Thucydides, who succeeded him in the development of

history, he appears almost like a mediæval writer matched with a modern

rationalist. For, contemporary though they were, between these two

authors there is an infinite chasm of thought.

The essential difference of their methods may be best illustrated from

those passages where they treat of the same subject. The execution of

the Spartan heralds, Nicolaos and Aneristos, during the Peloponnesian War

is regarded by Herodotus as one of the most supernatural instances of the

workings of nemesis and the wrath of an outraged hero; while the

lengthened siege and ultimate fall of Troy was brought about by the

avenging hand of God desiring to manifest unto men the mighty penalties

which always follow upon mighty sins. But Thucydides either sees not, or

desires not to see, in either of these events the finger of Providence,

or the punishment of wicked doers. The death of the heralds is merely an

Athenian retaliation for similar outrages committed by the opposite side;

the long agony of the ten years’ siege is due merely to the want of a

good commissariat in the Greek army; while the fall of the city is the

result of a united military attack consequent on a good supply of

provisions.

Now, it is to be observed that in this latter passage, as well as

elsewhere, Thucydides is in no sense of the word a sceptic as regards his

attitude towards the truth of these ancient legends.

Agamemnon and Atreus, Theseus and Eurystheus, even Minos, about whom

Herodotus has some doubts, are to him as real personages as Alcibiades or

Gylippus. The points in his historical criticism of the past are, first,

his rejection of all extra-natural interference, and, secondly, the

attributing to these ancient heroes the motives and modes of thought of

his own day. The present was to him the key to the explanation of the

past, as it was to the prediction of the future.

Now, as regards his attitude towards the supernatural he is at one with

modern science. We too know that, just as the primeval coal-beds reveal

to us the traces of rain-drops and other atmospheric phenomena similar to

those of our own day, so, in estimating the history of the past, the

introduction of no force must be allowed whose workings we cannot observe

among the phenomena around us. To lay down canons of ultra-historical

credibility for the explanation of events which happen to have preceded

us by a few thousand years, is as thoroughly unscientific as it is to

intermingle preternatural in geological theories.

Whatever the canons of art may be, no difficulty in history is so great

as to warrant the introduction of a spirit of spirit _θεὸς ἀπὸ μηχανῆς_,

in the sense of a violation of the laws of nature.

Upon the other point, however, Thucydides falls into an anachronism. To

refuse to allow the workings of chivalrous and self-denying motives among

the knights of the Trojan crusade, because he saw none in the

faction-loving Athenian of his own day, is to show an entire ignorance of

the various characteristics of human nature developing under different

circumstances, and to deny to a primitive chieftain like Agamemnon that

authority founded on opinion, to which we give the name of divine right,

is to fall into an historical error quite as gross as attributing to

Atreus the courting of the populace (_τεθεραπευκότα τὸν δῆμον_) with a

view to the Mycenean throne.

The general method of historical criticism pursued by Thucydides having

been thus indicated, it remains to proceed more into detail as regards

those particular points where he claims for himself a more rational

method of estimating evidence than either the public or his predecessors

possessed.

‘So little pains,’ he remarks, ‘do the vulgar take in the investigation

of truth, satisfied with their preconceived opinions,’ that the majority

of the Greeks believe in a Pitanate cohort of the Spartan army and in a

double vote being the prerogative of the Spartan kings, neither of which

opinions has any foundation in fact. But the chief point on which he

lays stress as evincing the ‘uncritical way with which men receive

legends, even the legends of their own country,’ is the entire

baselessness of the common Athenian tradition in which Harmodios and

Aristogeiton were represented as the patriotic liberators of Athens from

the Peisistratid tyranny. So far, he points out, from the love of

freedom being their motive, both of them were influenced by merely

personal considerations, Aristogeiton being jealous of Hipparchos’

attention to Harmodios, then a beautiful boy in the flower of Greek

loveliness, while the latter’s indignation was aroused by an insult

offered to his sister by the prince.

Their motives, then, were personal revenge, while the result of their

conspiracy served only to rivet more tightly the chains of servitude

which bound Athens to the Peisistratid house, for Hipparchos, whom they

killed, was only the tyrant’s younger brother, and not the tyrant

himself.

To prove his theory that Hippias was the elder, he appeals to the

evidence afforded by a public inscription in which his name occurs

immediately after that of his father, a point which he thinks shows that

he was the eldest, and so the heir. This view he further corroborates by

another inscription, on the altar of Apollo, which mentions the children

of Hippias and not those of his brothers; ‘for it was natural for the

eldest to be married first’; and besides this, on the score of general

probability he points out that, had Hippias been the younger, he would

not have so easily obtained the tyranny on the death of Hipparchos.

Now, what is important in Thucydides, as evinced in the treatment of

legend generally, is not the results he arrived at, but the method by

which he works. The first great rationalistic historian, he may be said

to have paved the way for all those who followed after him, though it

must always be remembered that, while the total absence in his pages of

all the mystical paraphernalia of the supernatural theory of life is an

advance in the progress of rationalism, and an era in scientific history,

whose importance could never be over-estimated, yet we find along with it

a total absence of any mention of those various social and economical

forces which form such important factors in the evolution of the world,

and to which Herodotus rightly gave great prominence in his immortal

work. The history of Thucydides is essentially one-sided and incomplete.

The intricate details of sieges and battles, subjects with which the

historian proper has really nothing to do except so far as they may throw

light on the spirit of the age, we would readily exchange for some notice

of the condition of private society in Athens, or the influence and

position of women.

There is an advance in the method of historical criticism; there is an

advance in the conception and motive of history itself; for in Thucydides

we may discern that natural reaction against the intrusion of didactic

and theological considerations into the sphere of the pure intellect, the

spirit of which may be found in the Euripidean treatment of tragedy and

the later schools of art, as well as in the Platonic conception of

science.

History, no doubt, has splendid lessons for our instruction, just as all

good art comes to us as the herald of the noblest truth. But, to set

before either the painter or the historian the inculcation of moral

lessons as an aim to be consciously pursued, is to miss entirely the true

motive and characteristic both of art and history, which is in the one

case the creation of beauty, in the other the discovery of the laws of

the evolution of progress: _Il ne faut demander de l’Art que l’Art_, _du

passé que le passé_.

Herodotus wrote to illustrate the wonderful ways of Providence and the

nemesis that falls on sin, and his work is a good example of the truth

that nothing can dispense with criticism so much as a moral aim.

Thucydides has no creed to preach, no doctrine to prove. He analyses the

results which follow inevitably from certain antecedents, in order that

on a recurrence of the same crisis men may know how to act.

His object was to discover the laws of the past so as to serve as a light

to illumine the future. We must not confuse the recognition of the

utility of history with any ideas of a didactic aim. Two points more in

Thucydides remain for our consideration: his treatment of the rise of

Greek civilisation, and of the primitive condition of Hellas, as well as

the question how far can he be said really to have recognised the

existence of laws regulating the complex phenomena of life.

Essays and Lectures · 第 6 / 21 题