IT is evident that here Thucydides is ready to admit the variety of
manifestations which external causes bring about in their workings on the
uniform character of the nature of man. Yet, after all is said, these
are perhaps but very general statements: the ordinary effects of peace
and war are dwelt on, but there is no real analysis of the immediate
causes and general laws of the phenomena of life, nor does Thucydides
seem to recognise the truth that if humanity proceeds in circles, the
circles are always widening.
Perhaps we may say that with him the philosophy of history is partly in
the metaphysical stage, and see, in the progress of this idea from
Herodotus to Polybius, the exemplification of the Comtian Law of the
three stages of thought, the theological, the metaphysical, and the
scientific: for truly out of the vagueness of theological mysticism this
conception which we call the Philosophy of History was raised to a
scientific principle, according to which the past was explained and the
future predicted by reference to general laws.
Now, just as the earliest account of the nature of the progress of
humanity is to be found in Plato, so in him we find the first explicit
attempt to found a universal philosophy of history upon wide rational
grounds. Having created an ideally perfect state, the philosopher
proceeds to give an elaborate theory of the complex causes which produce
revolutions, of the moral effects of various forms of government and
education, of the rise of the criminal classes and their connection with
pauperism, and, in a word, to create history by the deductive method and
to proceed from _a priori_ psychological principles to discover the
governing laws of the apparent chaos of political life.
There have been many attempts since Plato to deduce from a single
philosophical principle all the phenomena which experience subsequently
verifies for us. Fichte thought he could predict the world-plan from the
idea of universal time. Hegel dreamed he had found the key to the
mysteries of life in the development of freedom, and Krause in the
categories of being. But the one scientific basis on which the true
philosophy of history must rest is the complete knowledge of the laws of
human nature in all its wants, its aspirations, its powers and its
tendencies: and this great truth, which Thucydides may be said in some
measure to have apprehended, was given to us first by Plato.
Now, it cannot be accurately said of this philosopher that either his
philosophy or his history is entirely and simply _a priori_. _On est de
son siècle même quand on y proteste_, and so we find in him continual
references to the Spartan mode of life, the Pythagorean system, the
general characteristics of Greek tyrannies and Greek democracies. For
while, in his account of the method of forming an ideal state, he says
that the political artist is indeed to fix his gaze on the sun of
abstract truth in the heavens of the pure reason, but is sometimes to
turn to the realisation of the ideals on earth: yet, after all, the
general character of the Platonic method, which is what we are specially
concerned with, is essentially deductive and _a priori_. And he himself,
in the building up of his Nephelococcygia, certainly starts with a
_καθαρὸς πίναξ_, making a clean sweep of all history and all experience;
and it was essentially as an _a priori_ theorist that he is criticised by
Aristotle, as we shall see later.
To proceed to closer details regarding the actual scheme of the laws of
political revolutions as drawn out by Plato, we must first note that the
primary cause of the decay of the ideal state is the general principle,
common to the vegetable and animal worlds as well as to the world of
history, that all created things are fated to decay—a principle which,
though expressed in the terms of a mere metaphysical abstraction, is yet
perhaps in its essence scientific. For we too must hold that a
continuous redistribution of matter and motion is the inevitable result
of the nominal persistence of Force, and that perfect equilibrium is as
impossible in politics as it certainly is in physics.
The secondary causes which mar the perfection of the Platonic ‘city of
the sun’ are to be found in the intellectual decay of the race consequent
on injudicious marriages and in the Philistine elevation of physical
achievements over mental culture; while the hierarchical succession of
Timocracy and Oligarchy, Democracy and Tyranny, is dwelt on at great
length and its causes analysed in a very dramatic and psychological
manner, if not in that sanctioned by the actual order of history.
And indeed it is apparent at first sight that the Platonic succession of
states represents rather the succession of ideas in the philosophic mind
than any historical succession of time.
Aristotle meets the whole simply by an appeal to facts. If the theory of
the periodic decay of all created things, he urges, be scientific, it
must be universal, and so true of all the other states as well as of the
ideal. Besides, a state usually changes into its contrary and not to the
form next to it; so the ideal state would not change into Timocracy;
while Oligarchy, more often than Tyranny, succeeds Democracy. Plato,
besides, says nothing of what a Tyranny would change to. According to
the cycle theory it ought to pass into the ideal state again, but as a
fact one Tyranny is changed into another as at Sicyon, or into a
Democracy as at Syracuse, or into an Aristocracy as at Carthage. The
example of Sicily, too, shows that an Oligarchy is often followed by a
Tyranny, as at Leontini and Gela. Besides, it is absurd to represent
greed as the chief motive of decay, or to talk of avarice as the root of
Oligarchy, when in nearly all true oligarchies money-making is forbidden
by law. And finally the Platonic theory neglects the different kinds of
democracies and of tyrannies.
Now nothing can be more important than this passage in Aristotle’s
_Politics_ (_v._ 12.), which may he said to mark an era in the evolution
of historical criticism. For there is nothing on which Aristotle insists
so strongly as that the generalisations from facts ought to be added to
the data of the _a priori_ method—a principle which we know to be true
not merely of deductive speculative politics but of physics also: for are
not the residual phenomena of chemists a valuable source of improvement
in theory?
His own method is essentially historical though by no means empirical.
On the contrary, this far-seeing thinker, rightly styled _il maestro di
color che sanno_, may be said to have apprehended clearly that the true
method is neither exclusively empirical nor exclusively speculative, but
rather a union of both in the process called Analysis or the
Interpretation of Facts, which has been defined as the application to
facts of such general conceptions as may fix the important
characteristics of the phenomena, and present them permanently in their
true relations. He too was the first to point out, what even in our own
day is incompletely appreciated, that nature, including the development
of man, is not full of incoherent episodes like a bad tragedy, that
inconsistency and anomaly are as impossible in the moral as they are in
the physical world, and that where the superficial observer thinks he
sees a revolution the philosophical critic discerns merely the gradual
and rational evolution of the inevitable results of certain antecedents.
And while admitting the necessity of a psychological basis for the
philosophy of history, he added to it the important truth that man, to be
apprehended in his proper position in the universe as well as in his
natural powers, must be studied from below in the hierarchical
progression of higher function from the lower forms of life. The
important maxim, that to obtain a clear conception of anything we must
‘study it in its growth from the very beginning,’ is formally set down in
the opening of the _Politics_, where, indeed, we shall find the other
characteristic features of the modern Evolutionary theory, such as the
‘Differentiation of Function’ and the ‘Survival of the Fittest’
explicitly set forth.
What a valuable step this was in the improvement of the method of
historical criticism it is needless to point out. By it, one may say,
the true thread was given to guide one’s steps through the bewildering
labyrinth of facts. For history (to use terms with which Aristotle has
made us familiar) may be looked at from two essentially different
standpoints; either as a work of art whose _τέλος_ or final cause is
external to it and imposed on it from without; or as an organism
containing the law of its own development in itself, and working out its
perfection merely by the fact of being what it is. Now, if we adopt the
former, which we may style the theological view, we shall be in continual
danger of tripping into the pitfall of some _a priori_ conclusion—that
bourne from which, it has been truly said, no traveller ever returns.
The latter is the only scientific theory and was apprehended in its
fulness by Aristotle, whose application of the inductive method to
history, and whose employment of the evolutionary theory of humanity,
show that he was conscious that the philosophy of history is nothing
separate from the facts of history but is contained in them, and that the
rational law of the complex phenomena of life, like the ideal in the
world of thought, is to be reached through the facts, not superimposed on
them—_κατὰ πολλῶν_ not _παρὰ πολλά_.
And finally, in estimating the enormous debt which the science of
historical criticism owes to Aristotle, we must not pass over his
attitude towards those two great difficulties in the formation of a
philosophy of history on which I have touched above. I mean the
assertion of extra-natural interference with the normal development of
the world and of the incalculable influence exercised by the power of
free will.
Now, as regards the former, he may be said to have neglected it entirely.
The special acts of providence proceeding from God’s immediate government
of the world, which Herodotus saw as mighty landmarks in history, would
have been to him essentially disturbing elements in that universal reign
of law, the extent of whose limitless empire he of all the great thinkers
of antiquity was the first explicitly to recognise.
Standing aloof from the popular religion as well as from the deeper
conceptions of Herodotus and the Tragic School, he no longer thought of
God as of one with fair limbs and treacherous face haunting wood and
glade, nor would he see in him a jealous judge continually interfering in
the world’s history to bring the wicked to punishment and the proud to a
fall. God to him was the incarnation of the pure Intellect, a being
whose activity was the contemplation of his own perfection, one whom
Philosophy might imitate but whom prayers could never move, to the
sublime indifference of whose passionless wisdom what were the sons of
men, their desires or their sins? While, as regards the other difficulty
and the formation of a philosophy of history, the conflict of free will
with general laws appears first in Greek thought in the usual theological
form in which all great ideas seem to be cradled at their birth.
It was such legends as those of Œdipus and Adrastus, exemplifying the
struggles of individual humanity against the overpowering force of
circumstances and necessity, which gave to the early Greeks those same
lessons which we of modern days draw, in somewhat less artistic fashion,
from the study of statistics and the laws of physiology.
In Aristotle, of course, there is no trace of supernatural influence.
The Furies, which drive their victim into sin first and then punishment,
are no longer ‘viper-tressed goddesses with eyes and mouth aflame,’ but
those evil thoughts which harbour within the impure soul. In this, as in
all other points, to arrive at Aristotle is to reach the pure atmosphere
of scientific and modern thought.
But while he rejected pure necessitarianism in its crude form as
essentially a _reductio ad absurdum_ of life, he was fully conscious of
the fact that the will is not a mysterious and ultimate unit of force
beyond which we cannot go and whose special characteristic is
inconsistency, but a certain creative attitude of the mind which is, from
the first, continually influenced by habits, education and circumstance;
so absolutely modifiable, in a word, that the good and the bad man alike
seem to lose the power of free will; for the one is morally unable to
sin, the other physically incapacitated for reformation.
And of the influence of climate and temperature in forming the nature of
man (a conception perhaps pressed too far in modern days when the ‘race
theory’ is supposed to be a sufficient explanation of the Hindoo, and the
latitude and longitude of a country the best guide to its morals {57})
Aristotle is completely unaware. I do not allude to such smaller points
as the oligarchical tendencies of a horse-breeding country and the
democratic influence of the proximity of the sea (important though they
are for the consideration of Greek history), but rather to those wider
views in the seventh book of his _Politics_, where he attributes the
happy union in the Greek character of intellectual attainments with the
spirit of progress to the temperate climate they enjoyed, and points out
how the extreme cold of the north dulls the mental faculties of its
inhabitants and renders them incapable of social organisation or extended
empire; while to the enervating heat of eastern countries was due that
want of spirit and bravery which then, as now, was the characteristic of
the population in that quarter of the globe.
Thucydides has shown the causal connection between political revolutions
and the fertility of the soil, but goes a step farther and points out the
psychological influences on a people’s character exercised by the various
extremes of climate—in both cases the first appearance of a most valuable
form of historical criticism.
To the development of Dialectic, as to God, intervals of time are of no
account. From Plato and Aristotle we pass direct to Polybius.
The progress of thought from the philosopher of the Academe to the
Arcadian historian may be best illustrated by a comparison of the method
by which each of the three writers, whom I have selected as the highest
expression of the rationalism of his respective age, attained to his
ideal state: for the latter conception may be in a measure regarded as
representing the most spiritual principle which they could discern in
history.
Now, Plato created his on _a priori_ principles; Aristotle formed his by
an analysis of existing constitutions; Polybius found his realised for
him in the actual world of fact. Aristotle criticised the deductive
speculations of Plato by means of inductive negative instances, but
Polybius will not take the ‘Cloud City’ of the _Republic_ into account at
all. He compares it to an athlete who has never run on ‘Constitution
Hill,’ to a statue so beautiful that it is entirely removed from the
ordinary conditions of humanity, and consequently from the canons of
criticism.
The Roman state had attained in his eyes, by means of the mutual
counteraction of three opposing forces, {59} that stable equilibrium in
politics which was the ideal of all the theoretical writers of antiquity.
And in connection with this point it will be convenient to notice here
how much truth there is contained in the accusation often brought against
the ancients that they knew nothing of the idea of Progress, for the
meaning of many of their speculations will be hidden from us if we do not
try and comprehend first what their aim was, and secondly why it was so.
Now, like all wide generalities, this statement is at least inaccurate.
The prayer of Plato’s ideal City—_ἐξ ἀγαθῶν ἀμείνους_, _καὶ ἐξ ὠφελιμῶν
ὠφελιμωτέρους ἀεὶ τοὺς ἐκγόνους γίγνεσθαι_, might be written as a text
over the door of the last Temple to Humanity raised by the disciples of
Fourier and Saint-Simon, but it is certainly true that their ideal
principle was order and permanence, not indefinite progress. For,
setting aside the artistic prejudices which would have led the Greeks to
reject this idea of unlimited improvement, we may note that the modern
conception of progress rests partly on the new enthusiasm and worship of
humanity, partly on the splendid hopes of material improvements in
civilisation which applied science has held out to us, two influences
from which ancient Greek thought seems to have been strangely free. For
the Greeks marred the perfect humanism of the great men whom they
worshipped, by imputing to them divinity and its supernatural powers;
while their science was eminently speculative and often almost mystic in
its character, aiming at culture and not utility, at higher spirituality
and more intense reverence for law, rather than at the increased
facilities of locomotion and the cheap production of common things about
which our modern scientific school ceases not to boast. And lastly, and
perhaps chiefly, we must remember that the ‘plague spot of all Greek
states,’ as one of their own writers has called it, was the terrible
insecurity to life and property which resulted from the factions and
revolutions which ceased not to trouble Greece at all times, raising a
spirit of fanaticism such as religion raised in the middle ages of
Europe.
These considerations, then, will enable us to understand first how it was
that, radical and unscrupulous reformers as the Greek political theorists
were, yet, their end once attained, no modern conservatives raised such
outcry against the slightest innovation. Even acknowledged improvements
in such things as the games of children or the modes of music were
regarded by them with feelings of extreme apprehension as the herald of
the _drapeau rouge_ of reform. And secondly, it will show us how it was
that Polybius found his ideal in the commonwealth of Rome, and Aristotle,
like Mr. Bright, in the middle classes. Polybius, however, is not
content merely with pointing out his ideal state, but enters at
considerable length into the question of those general laws whose
consideration forms the chief essential of the philosophy of history.
He starts by accepting the general principle that all things are fated to
decay (which I noticed in the case of Plato), and that ‘as iron produces
rust and as wood breeds the animals that destroy it, so every state has
in it the seeds of its own corruption.’ He is not, however, content to
rest there, but proceeds to deal with the more immediate causes of
revolutions, which he says are twofold in nature, either external or
internal. Now, the former, depending as they do on the synchronous
conjunction of other events outside the sphere of scientific estimation,
are from their very character incalculable; but the latter, though
assuming many forms, always result from the over-great preponderance of
any single element to the detriment of the others, the rational law lying
at the base of all varieties of political changes being that stability
can result only from the statical equilibrium produced by the
counteraction of opposing parts, since the more simple a constitution is
the more it is insecure. Plato had pointed out before how the extreme
liberty of a democracy always resulted in despotism, but Polybius
analyses the law and shows the scientific principles on which it rests.
The doctrine of the instability of pure constitutions forms an important
era in the philosophy of history. Its special applicability to the
politics of our own day has been illustrated in the rise of the great
Napoleon, when the French state had lost those divisions of caste and
prejudice, of landed aristocracy and moneyed interest, institutions in
which the vulgar see only barriers to Liberty but which are indeed the
only possible defences against the coming of that periodic Sirius of
politics, the _τύραννος ἐκ προστατικῆς ῥίζης_.
There is a principle which Tocqueville never wearies of explaining, and
which has been subsumed by Mr. Herbert Spencer under that general law
common to all organic bodies which we call the Instability of the
Homogeneous. The various manifestations of this law, as shown in the
normal, regular revolutions and evolutions of the different forms of
government, {63a} are expounded with great clearness by Polybius, who
claimed for his theory, in the Thucydidean spirit, that it is a _κτῆμα ἐς
ἀεί_, not a mere _ἀγώνισμα ἐς τὸ παραχρῆμα_, and that a knowledge of it
will enable the impartial observer {63b} to discover at any time what
period of its constitutional evolution any particular state has already
reached and into what form it will be next differentiated, though
possibly the exact time of the changes may be more or less uncertain.
{63c}
Now in this necessarily incomplete account of the laws of political
revolutions as expounded by Polybius enough perhaps has been said to show
what is his true position in the rational development of the ‘Idea’ which
I have called the Philosophy of History, because it is the unifying of
history. Seen darkly as it is through the glass of religion in the pages
of Herodotus, more metaphysical than scientific with Thucydides, Plato
strove to seize it by the eagle-flight of speculation, to reach it with
the eager grasp of a soul impatient of those slower and surer inductive
methods which Aristotle, in his trenchant criticism of his greater
master, showed were more brilliant than any vague theory, if the test of
brilliancy is truth.
What then is the position of Polybius? Does any new method remain for
him? Polybius was one of those many men who are born too late to be
original. To Thucydides belongs the honour of being the first in the
history of Greek thought to discern the supreme calm of law and order
underlying the fitful storms of life, and Plato and Aristotle each
represents a great new principle. To Polybius belongs the office—how
noble an office he made it his writings show—of making more explicit the
ideas which were implicit in his predecessors, of showing that they were
of wider applicability and perhaps of deeper meaning than they had seemed
before, of examining with more minuteness the laws which they had
discovered, and finally of pointing out more clearly than any one had
done the range of science and the means it offered for analysing the
present and predicting what was to come. His office thus was to gather
up what they had left, to give their principles new life by a wider
application.
Polybius ends this great diapason of Greek thought. When the Philosophy
of history appears next, as in Plutarch’s tract on ‘Why God’s anger is
delayed,’ the pendulum of thought had swung back to where it began. His
theory was introduced to the Romans under the cultured style of Cicero,
and was welcomed by them as the philosophical panegyric of their state.
The last notice of it in Latin literature is in the pages of Tacitus, who
alludes to the stable polity formed out of these elements as a
constitution easier to commend than to produce and in no case lasting.
Yet Polybius had seen the future with no uncertain eye, and had
prophesied the rise of the Empire from the unbalanced power of the
ochlocracy fifty years and more before there was joy in the Julian
household over the birth of that boy who, born to power as the champion
of the people, died wearing the purple of a king.
No attitude of historical criticism is more important than the means by
which the ancients attained to the philosophy of history. The principle
of heredity can be exemplified in literature as well as in organic life:
Aristotle, Plato and Polybius are the lineal ancestors of Fichte and
Hegel, of Vico and Cousin, of Montesquieu and Tocqueville.
As my aim is not to give an account of historians but to point out those
great thinkers whose methods have furthered the advance of this spirit of
historical criticism, I shall pass over those annalists and chroniclers
who intervened between Thucydides and Polybius. Yet perhaps it may serve
to throw new light on the real nature of this spirit and its intimate
connection with all other forms of advanced thought if I give some
estimate of the character and rise of those many influences prejudicial
to the scientific study of history which cause such a wide gap between
these two historians.
Foremost among these is the growing influence of rhetoric and the
Isocratean school, which seems to have regarded history as an arena for
the display either of pathos or paradoxes, not a scientific investigation
into laws.
The new age is the age of style. The same spirit of exclusive attention
to form which made Euripides often, like Swinburne, prefer music to
meaning and melody to morality, which gave to the later Greek statues
that refined effeminacy, that overstrained gracefulness of attitude, was
felt in the sphere of history. The rules laid down for historical
composition are those relating to the æsthetic value of digressions, the
legality of employing more than one metaphor in the same sentence, and
the like; and historians are ranked not by their power of estimating
evidence but by the goodness of the Greek they write.
I must note also the important influence on literature exercised by
Alexander the Great; for while his travels encouraged the more accurate
research of geography, the very splendour of his achievements seems to
have brought history again into the sphere of romance. The appearance of
all great men in the world is followed invariably by the rise of that
mythopœic spirit and that tendency to look for the marvellous, which is
so fatal to true historical criticism. An Alexander, a Napoleon, a
Francis of Assisi and a Mahomet are thought to be outside the limiting
conditions of rational law, just as comets were supposed to be not very
long ago. While the founding of that city of Alexandria, in which
Western and Eastern thought met with such strange result to both,
diverted the critical tendencies of the Greek spirit into questions of
grammar, philology and the like, the narrow, artificial atmosphere of
that University town (as we may call it) was fatal to the development of
that independent and speculative spirit of research which strikes out new
methods of inquiry, of which historical criticism is one.
The Alexandrines combined a great love of learning with an ignorance of
the true principles of research, an enthusiastic spirit for accumulating
materials with a wonderful incapacity to use them. Not among the hot
sands of Egypt, or the Sophists of Athens, but from the very heart of
Greece rises the man of genius on whose influence in the evolution of the
philosophy of history I have a short time ago dwelt. Born in the serene
and pure air of the clear uplands of Arcadia, Polybius may be said to
reproduce in his work the character of the place which gave him birth.
For, of all the historians—I do not say of antiquity but of all time—none
is more rationalistic than he, none more free from any belief in the
‘visions and omens, the monstrous legends, the grovelling superstitions
and unmanly craving for the supernatural’ (_δεισιδαιμονίας ἀγεννοῦς καὶ
τερατείας γυναικώδους_ {68}) which he himself is compelled to notice as
the characteristics of some of the historians who preceded him.
Fortunate in the land which bore him, he was no less blessed in the
wondrous time of his birth. For, representing in himself the spiritual
supremacy of the Greek intellect and allied in bonds of chivalrous
friendship to the world-conqueror of his day, he seems led as it were by
the hand of Fate ‘to comprehend,’ as has been said, ‘more clearly than
the Romans themselves the historical position of Rome,’ and to discern
with greater insight than all other men could those two great resultants
of ancient civilisation, the material empire of the city of the seven
hills, and the intellectual sovereignty of Hellas.
Before his own day, he says, {69a} the events of the world were
unconnected and separate and the histories confined to particular
countries. Now, for the first time the universal empire of the Romans
rendered a universal history possible. {69b} This, then, is the august
motive of his work: to trace the gradual rise of this Italian city from
the day when the first legion crossed the narrow strait of Messina and
landed on the fertile fields of Sicily to the time when Corinth in the
East and Carthage in the West fell before the resistless wave of empire
and the eagles of Rome passed on the wings of universal victory from
Calpe and the Pillars of Hercules to Syria and the Nile. At the same
time he recognised that the scheme of Rome’s empire was worked out under
the ægis of God’s will. {69c} For, as one of the Middle Age scribes most
truly says, the _τύχη_ of Polybius is that power which we Christians call
God; the second aim, as one may call it, of his history is to point out
the rational and human and natural causes which brought this result,
distinguishing, as we should say, between God’s mediate and immediate
government of the world.
With any direct intervention of God in the normal development of Man, he
will have nothing to do: still less with any idea of chance as a factor
in the phenomena of life. Chance and miracles, he says, are mere
expressions for our ignorance of rational causes. The spirit of
rationalism which we recognised in Herodotus as a vague uncertain
attitude and which appears in Thucydides as a consistent attitude of mind
never argued about or even explained, is by Polybius analysed and
formulated as the great instrument of historical research.
Herodotus, while believing on principle in the supernatural, yet was
sceptical at times. Thucydides simply ignored the supernatural. He did
not discuss it, but he annihilated it by explaining history without it.
Polybius enters at length into the whole question and explains its origin
and the method of treating it. Herodotus would have believed in Scipio’s
dream. Thucydides would have ignored it entirely. Polybius explains it.
He is the culmination of the rational progression of Dialectic.
‘Nothing,’ he says, ‘shows a foolish mind more than the attempt to
account for any phenomena on the principle of chance or supernatural
intervention. History is a search for rational causes, and there is
nothing in the world—even those phenomena which seem to us the most
remote from law and improbable—which is not the logical and inevitable
result of certain rational antecedents.’
Some things, of course, are to be rejected _a priori_ without entering
into the subject: ‘As regards such miracles,’ he says, {71} ‘as that on a
certain statue of Artemis rain or snow never falls though the statue
stands in the open air, or that those who enter God’s shrine in Arcadia
lose their natural shadows, I cannot really be expected to argue upon the
subject. For these things are not only utterly improbable but absolutely
impossible.’
‘For us to argue reasonably on an acknowledged absurdity is as vain a
task as trying to catch water in a sieve; it is really to admit the
possibility of the supernatural, which is the very point at issue.’
What Polybius felt was that to admit the possibility of a miracle is to
annihilate the possibility of history: for just as scientific and
chemical experiments would be either impossible or useless if exposed to
the chance of continued interference on the part of some foreign body, so
the laws and principles which govern history, the causes of phenomena,
the evolution of progress, the whole science, in a word, of man’s
dealings with his own race and with nature, will remain a sealed book to
him who admits the possibility of extra-natural interference.
The stories of miracles, then, are to be rejected on _a priori_ rational
grounds, but in the case of events which we know to have happened the
scientific historian will not rest till he has discovered their natural
causes which, for instance, in the case of the wonderful rise of the
Roman Empire—the most marvellous thing, Polybius says, which God ever
brought about {72a}—are to be found in the excellence of their
constitution (_τῇ ἰδιότητι τῆς πολιτείας_), the wisdom of their advisers,
their splendid military arrangements, and their superstition (_τῇ
δεισιδαιμονίᾳ_). For while Polybius regarded the revealed religion as,
of course, objective reality of truth, {72b} he laid great stress on its
moral subjective influence, going, in one passage on the subject, even so
far as almost to excuse the introduction of the supernatural in very
small quantities into history on account of the extremely good effect it
would have on pious people.
But perhaps there is no passage in the whole of ancient and modern
history which breathes such a manly and splendid spirit of rationalism as
one preserved to us in the Vatican—strange resting-place for it!—in which
he treats of the terrible decay of population which had fallen on his
native land in his own day, and which by the general orthodox public was
regarded as a special judgment of God sending childlessness on women as a
punishment for the sins of the people. For it was a disaster quite
without parallel in the history of the land, and entirely unforeseen by
any of its political-economy writers who, on the contrary, were always
anticipating that danger would arise from an excess of population
overrunning its means of subsistence, and becoming unmanageable through
its size. Polybius, however, will have nothing to do with either priest
or worker of miracles in this matter. He will not even seek that ‘sacred
Heart of Greece,’ Delphi, Apollo’s shrine, whose inspiration even
Thucydides admitted and before whose wisdom Socrates bowed. How foolish,
he says, were the man who on this matter would pray to God. We must
search for the rational causes, and the causes are seen to be clear, and
the method of prevention also. He then proceeds to notice how all this
arose from the general reluctance to marriage and to bearing the expense
of educating a large family which resulted from the carelessness and
avarice of the men of his day, and he explains on entirely rational
principles the whole of this apparently supernatural judgment.
Now, it is to be borne in mind that while his rejection of miracles as
violation of inviolable laws is entirely _a priori_—for discussion of
such a matter is, of course, impossible for a rational thinker—yet his
rejection of supernatural intervention rests entirely on the scientific
grounds of the necessity of looking for natural causes. And he is quite
logical in maintaining his position on these principles. For, where it
is either difficult or impossible to assign any rational cause for
phenomena, or to discover their laws, he acquiesces reluctantly in the
alternative of admitting some extra-natural interference which his
essentially scientific method of treating the matter has logically forced
on him, approving, for instance, of prayers for rain, on the express
ground that the laws of meteorology had not yet been ascertained. He
would, of course, have been the first to welcome our modern discoveries
in the matter. The passage in question is in every way one of the most
interesting in his whole work, not, of course, as signifying any
inclination on his part to acquiesce in the supernatural, but because it
shows how essentially logical and rational his method of argument was,
and how candid and fair his mind.
Having now examined Polybius’s attitude towards the supernatural and the
general ideas which guided his research, I will proceed to examine the
method he pursued in his scientific investigation of the complex
phenomena of life. For, as I have said before in the course of this
essay, what is important in all great writers is not so much the results
they arrive at as the methods they pursue. The increased knowledge of
facts may alter any conclusion in history as in physical science, and the
canons of speculative historical credibility must be acknowledged to
appeal rather to that subjective attitude of mind which we call the
historic sense than to any formulated objective rules. But a scientific
method is a gain for all time, and the true if not the only progress of
historical criticism consists in the improvement of the instruments of
research.
Now first, as regards his conception of history, I have already pointed
out that it was to him essentially a search for causes, a problem to be
solved, not a picture to be painted, a scientific investigation into laws
and tendencies, not a mere romantic account of startling incident and
wondrous adventure. Thucydides, in the opening of his great work, had
sounded the first note of the scientific conception of history. ‘The
absence of romance in my pages,’ he says, ‘will, I fear, detract somewhat
from its value, but I have written my work not to be the exploit of a
passing hour but as the possession of all time.’ {76} Polybius follows
with words almost entirely similar. If, he says, we banish from history
the consideration of causes, methods and motives (_τὸ διὰ τί_, _καὶ πως_,
_καὶ τίνος χάριν_), and refuse to consider how far the result of anything
is its rational consequent, what is left is a mere _ἀγώνισμα_, not a
_μάθημα_, an oratorical essay which may give pleasure for the moment, but
which is entirely without any scientific value for the explanation of the
future. Elsewhere he says that ‘history robbed of the exposition of its
causes and laws is a profitless thing, though it may allure a fool.’ And
all through his history the same point is put forward and exemplified in
every fashion.
So far for the conception of history. Now for the groundwork. As
regards the character of the phenomena to be selected by the scientific
investigator, Aristotle had laid down the general formula that nature
should be studied in her normal manifestations. Polybius, true to his
character of applying explicitly the principles implicit in the work of
others, follows out the doctrine of Aristotle, and lays particular stress
on the rational and undisturbed character of the development of the Roman
constitution as affording special facilities for the discovery of the
laws of its progress. Political revolutions result from causes either
external or internal. The former are mere disturbing forces which lie
outside the sphere of scientific calculation. It is the latter which are
important for the establishing of principles and the elucidation of the
sequences of rational evolution.
He thus may be said to have anticipated one of the most important truths
of the modern methods of investigation: I mean that principle which lays
down that just as the study of physiology should precede the study of
pathology, just as the laws of disease are best discovered by the
phenomena presented in health, so the method of arriving at all great
social and political truths is by the investigation of those cases where
development has been normal, rational and undisturbed.
The critical canon that the more a people has been interfered with, the
more difficult it becomes to generalise the laws of its progress and to
analyse the separate forces of its civilisation, is one the validity of
which is now generally recognised by those who pretend to a scientific
treatment of all history: and while we have seen that Aristotle
anticipated it in a general formula, to Polybius belongs the honour of
being the first to apply it explicitly in the sphere of history.
I have shown how to this great scientific historian the motive of his
work was essentially the search for causes; and true to his analytical
spirit he is careful to examine what a cause really is and in what part
of the antecedents of any consequent it is to be looked for. To give an
illustration: As regards the origin of the war with Perseus, some
assigned as causes the expulsion of Abrupolis by Perseus, the expedition
of the latter to Delphi, the plot against Eumenes and the seizure of the
ambassadors in Bœotia; of these incidents the two former, Polybius points
out, were merely the pretexts, the two latter merely the occasions of the
war. The war was really a legacy left to Perseus by his father, who was
determined to fight it out with Rome. {78}
Here as elsewhere he is not originating any new idea. Thucydides had
pointed out the difference between the real and the alleged cause, and
the Aristotelian dictum about revolutions, _οὐ περὶ μικρῶν ἀλλ’ ἐκ
μικρῶν_, draws the distinction between cause and occasion with the
brilliancy of an epigram. But the explicit and rational investigation of
the difference between _αἰτία_, _ἀρχὴ_, and _πρόφασις_ was reserved for
Polybius. No canon of historical criticism can be said to be of more
real value than that involved in this distinction, and the overlooking of
it has filled our histories with the contemptible accounts of the
intrigues of courtiers and of kings and the petty plottings of backstairs
influence—particulars interesting, no doubt, to those who would ascribe
the Reformation to Anne Boleyn’s pretty face, the Persian war to the
influence of a doctor or a curtain-lecture from Atossa, or the French
Revolution to Madame de Maintenon, but without any value for those who
aim at any scientific treatment of history.
But the question of method, to which I am compelled always to return, is
not yet exhausted. There is another aspect in which it may be regarded,
and I shall now proceed to treat of it.
One of the greatest difficulties with which the modern historian has to
contend is the enormous complexity of the facts which come under his
notice: D’Alembert’s suggestion that at the end of every century a
selection of facts should be made and the rest burned (if it was really
intended seriously) could not, of course, be entertained for a moment. A
problem loses all its value when it becomes simplified, and the world
would be all the poorer if the Sibyl of History burned her volumes.
Besides, as Gibbon pointed out, ‘a Montesquieu will detect in the most
insignificant fact relations which the vulgar overlook.’
Nor can the scientific investigator of history isolate the particular
elements, which he desires to examine, from disturbing and extraneous
causes, as the experimental chemist can do (though sometimes, as in the
case of lunatic asylums and prisons, he is enabled to observe phenomena
in a certain degree of isolation). So he is compelled either to use the
deductive mode of arguing from general laws or to employ the method of
abstraction, which gives a fictitious isolation to phenomena never so
isolated in actual existence. And this is exactly what Polybius has done
as well as Thucydides. For, as has been well remarked, there is in the
works of these two writers a certain plastic unity of type and motive;
whatever they write is penetrated through and through with a specific
quality, a singleness and concentration of purpose, which we may contrast
with the more comprehensive width as manifested not merely in the modern
mind, but also in Herodotus. Thucydides, regarding society as influenced
entirely by political motives, took no account of forces of a different
nature, and consequently his results, like those of most modern political
economists, have to be modified largely {81} before they come to
correspond with what we know was the actual state of fact. Similarly,
Polybius will deal only with those forces which tended to bring the
civilised world under the dominion of Rome (ix. 1), and in the
Thucydidean spirit points out the want of picturesqueness and romance in
his pages which is the result of the abstract method (_τὸ μονοειδὲς τῆς
συντάξεως_) being careful also to tell us that his rejection of all other
forces is essentially deliberate and the result of a preconceived theory
and by no means due to carelessness of any kind.
Now, of the general value of the abstract method and the legality of its
employment in the sphere of history, this is perhaps not the suitable
occasion for any discussion. It is, however, in all ways worthy of note
that Polybius is not merely conscious of, but dwells with particular
weight on, the fact which is usually urged as the strongest objection to
the employment of the abstract method—I mean the conception of a society
as a sort of human organism whose parts are indissolubly connected with
one another and all affected when one member is in any way agitated.
This conception of the organic nature of society appears first in Plato
and Aristotle, who apply it to cities. Polybius, as his wont is, expands
it to be a general characteristic of all history. It is an idea of the
very highest importance, especially to a man like Polybius whose thoughts
are continually turned towards the essential unity of history and the
impossibility of isolation.
Farther, as regards the particular method of investigating that group of
phenomena obtained for him by the abstract method, he will adopt, he
tells us, neither the purely deductive nor the purely inductive mode but
the union of both. In other words, he formally adopts that method of
analysis upon the importance of which I have dwelt before.
And lastly, while, without doubt, enormous simplicity in the elements
under consideration is the result of the employment of the abstract
method, even within the limit thus obtained a certain selection must be
made, and a selection involves a theory. For the facts of life cannot be
tabulated with as great an ease as the colours of birds and insects can
be tabulated. Now, Polybius points out that those phenomena particularly
are to be dwelt on which may serve as a _παράδειγμα_ or sample, and show
the character of the tendencies of the age as clearly as ‘a single drop
from a full cask will be enough to disclose the nature of the whole
contents.’ This recognition of the importance of single facts, not in
themselves but because of the spirit they represent, is extremely
scientific; for we know that from the single bone, or tooth even, the
anatomist can recreate entirely the skeleton of the primeval horse, and
the botanist tell the character of the flora and fauna of a district from
a single specimen.
Regarding truth as ‘the most divine thing in Nature,’ the very ‘eye and
light of history without which it moves a blind thing,’ Polybius spared
no pains in the acquisition of historical materials or in the study of
the sciences of politics and war, which he considered were so essential
to the training of the scientific historian, and the labour he took is
mirrored in the many ways in which he criticises other authorities.
There is something, as a rule, slightly contemptible about ancient
criticism. The modern idea of the critic as the interpreter, the
expounder of the beauty and excellence of the work he selects, seems
quite unknown. Nothing can be more captious or unfair, for instance,
than the method by which Aristotle criticised the ideal state of Plato in
his ethical works, and the passages quoted by Polybius from Timæus show
that the latter historian fully deserved the punning name given to him.
But in Polybius there is, I think, little of that bitterness and
pettiness of spirit which characterises most other writers, and an
incidental story he tells of his relations with one of the historians
whom he criticised shows that he was a man of great courtesy and
refinement of taste—as, indeed, befitted one who had lived always in the
society of those who were of great and noble birth.
Now, as regards the character of the canons by which he criticises the
works of other authors, in the majority of cases he employs simply his
own geographical and military knowledge, showing, for instance, the
impossibility in the accounts given of Nabis’s march from Sparta simply
by his acquaintance with the spots in question; or the inconsistency of
those of the battle of Issus; or of the accounts given by Ephorus of the
battles of Leuctra and Mantinea. In the latter case he says, if any one
will take the trouble to measure out the ground of the site of the battle
and then test the manœuvres given, he will find how inaccurate the
accounts are.
In other cases he appeals to public documents, the importance of which he
was always foremost in recognising; showing, for instance, by a document
in the public archives of Rhodes how inaccurate were the accounts given
of the battle of Lade by Zeno and Antisthenes. Or he appeals to
psychological probability, rejecting, for instance, the scandalous
stories told of Philip of Macedon, simply from the king’s general
greatness of character, and arguing that a boy so well educated and so
respectably connected as Demochares (xii. 14) could never have been
guilty of that of which evil rumour accused him.
But the chief object of his literary censure is Timæus, who had been
unsparing of his strictures on others. The general point which he makes
against him, impugning his accuracy as a historian, is that he derived
his knowledge of history not from the dangerous perils of a life of
action but in the secure indolence of a narrow scholastic life. There
is, indeed, no point on which he is so vehement as this. ‘A history,’ he
says, ‘written in a library gives as lifeless and as inaccurate a picture
of history as a painting which is copied not from a living animal but
from a stuffed one.’
There is more difference, he says in another place, between the history
of an eye-witness and that of one whose knowledge comes from books, than
there is between the scenes of real life and the fictitious landscapes of
theatrical scenery. Besides this, he enters into somewhat elaborate
detailed criticism of passages where he thought Timæus was following a
wrong method and perverting truth, passages which it will be worth while
to examine in detail.
Timæus, from the fact of there being a Roman custom to shoot a war-horse
on a stated day, argued back to the Trojan origin of that people.
Polybius, on the other hand, points out that the inference is quite
unwarrantable, because horse-sacrifices are ordinary institutions common
to all barbarous tribes. Timæus here, as was common with Greek writers,
is arguing back from some custom of the present to an historical event in
the past. Polybius really is employing the comparative method, showing
how the custom was an ordinary step in the civilisation of every early
people.
In another place, {86} he shows how illogical is the scepticism of Timæus
as regards the existence of the Bull of Phalaris simply by appealing to
the statue of the Bull, which was still to be seen in Carthage; pointing
out how impossible it was, on any other theory except that it belonged to
Phalaris, to account for the presence in Carthage of a bull of this
peculiar character with a door between his shoulders. But one of the
great points which he uses against this Sicilian historian is in
reference to the question of the origin of the Locrian colony. In
accordance with the received tradition on the subject, Aristotle had
represented the Locrian colony as founded by some Parthenidæ or slaves’
children, as they were called, a statement which seems to have roused the
indignation of Timæus, who went to a good deal of trouble to confute this
theory. He does so on the following grounds:—
First of all, he points out that in the ancient days the Greeks had no
slaves at all, so the mention of them in the matter is an anachronism;
and next he declares that he was shown in the Greek city of Locris
certain ancient inscriptions in which their relation to the Italian city
was expressed in terms of the position between parent and child, which
showed also that mutual rights of citizenship were accorded to each city.
Besides this, he appeals to various questions of improbability as regards
their international relationship, on which Polybius takes diametrically
opposite grounds which hardly call for discussion. And in favour of his
own view he urges two points more: first, that the Lacedæmonians being
allowed furlough for the purpose of seeing their wives at home, it was
unlikely that the Locrians should not have had the same privilege; and
next, that the Italian Locrians knew nothing of the Aristotelian version
and had, on the contrary, very severe laws against adulterers, runaway
slaves and the like. Now, most of these questions rest on mere
probability, which is always such a subjective canon that an appeal to it
is rarely conclusive. I would note, however, as regards the inscriptions
which, if genuine, would of course have settled the matter, that Polybius
looks on them as a mere invention on the part of Timæus, who, he remarks,
gives no details about them, though, as a rule, he is over-anxious to
give chapter and verse for everything. A somewhat more interesting point
is that where he attacks Timæus for the introduction of fictitious
speeches into his narrative; for on this point Polybius seems to be far
in advance of the opinions held by literary men on the subject not merely
in his own day, but for centuries after.
Herodotus had introduced speeches avowedly dramatic and fictitious.
Thucydides states clearly that, where he was unable to find out what
people really said, he put down what they ought to have said. Sallust
alludes, it is true, to the fact of the speech he puts into the mouth of
the tribune Memmius being essentially genuine, but the speeches given in
the senate on the occasion of the Catilinarian conspiracy are very
different from the same orations as they appear in Cicero. Livy makes
his ancient Romans wrangle and chop logic with all the subtlety of a
Hortensius or a Scævola. And even in later days, when shorthand
reporters attended the debates of the senate and a _Daily News_ was
published in Rome, we find that one of the most celebrated speeches in
Tacitus (that in which the Emperor Claudius gives the Gauls their
freedom) is shown, by an inscription discovered recently at Lugdunum, to
be entirely fabulous.
Upon the other hand, it must be borne in mind that these speeches were
not intended to deceive; they were regarded merely as a certain dramatic
element which it was allowable to introduce into history for the purpose
of giving more life and reality to the narration, and were to be
criticised, not as we should, by arguing how in an age before shorthand
was known such a report was possible or how, in the failure of written
documents, tradition could bring down such an accurate verbal account,
but by the higher test of their psychological probability as regards the
persons in whose mouths they are placed. An ancient historian in answer
to modern criticism would say, probably, that these fictitious speeches
were in reality more truthful than the actual ones, just as Aristotle
claimed for poetry a higher degree of truth in comparison to history.
The whole point is interesting as showing how far in advance of his age
Polybius may be said to have been.
The last scientific historian, it is possible to gather from his writings
what he considered were the characteristics of the ideal writer of
history; and no small light will be thrown on the progress of historical
criticism if we strive to collect and analyse what in Polybius are more
or less scattered expressions. The ideal historian must be contemporary
with the events he describes, or removed from them by one generation
only. Where it is possible, he is to be an eye-witness of what he writes
of; where that is out of his power he is to test all traditions and
stories carefully and not to be ready to accept what is plausible in
place of what is true. He is to be no bookworm living aloof from the
experiences of the world in the artificial isolation of a university
town, but a politician, a soldier, and a traveller, a man not merely of
thought but of action, one who can do great things as well as write of
them, who in the sphere of history could be what Byron and Æschylus were
in the sphere of poetry, at once _le chantre et le héros_.
He is to keep before his eyes the fact that chance is merely a synonym
for our ignorance; that the reign of law pervades the domain of history
as much as it does that of political science. He is to accustom himself
to look on all occasions for rational and natural causes. And while he
is to recognise the practical utility of the supernatural, in an
educational point of view, he is not himself to indulge in such
intellectual beating of the air as to admit the possibility of the
violation of inviolable laws, or to argue in a sphere wherein argument is
_a priori_ annihilated. He is to be free from all bias towards friend
and country; he is to be courteous and gentle in criticism; he is not to
regard history as a mere opportunity for splendid and tragic writing; nor
is he to falsify truth for the sake of a paradox or an epigram.
While acknowledging the importance of particular facts as samples of
higher truths, he is to take a broad and general view of humanity. He is
to deal with the whole race and with the world, not with particular
tribes or separate countries. He is to bear in mind that the world is
really an organism wherein no one part can be moved without the others
being affected also. He is to distinguish between cause and occasion,
between the influence of general laws and particular fancies, and he is
to remember that the greatest lessons of the world are contained in
history and that it is the historian’s duty to manifest them so as to
save nations from following those unwise policies which always lead to
dishonour and ruin, and to teach individuals to apprehend by the
intellectual culture of history those truths which else they would have
to learn in the bitter school of experience.
Now, as regards his theory of the necessity of the historian’s being
contemporary with the events he describes, so far as the historian is a
mere narrator the remark is undoubtedly true. But to appreciate the
harmony and rational position of the facts of a great epoch, to discover
its laws, the causes which produced it and the effects which it
generates, the scene must be viewed from a certain height and distance to
be completely apprehended. A thoroughly contemporary historian such as
Lord Clarendon or Thucydides is in reality part of the history he
criticises; and, in the case of such contemporary historians as Fabius
and Philistus, Polybius in compelled to acknowledge that they are misled
by patriotic and other considerations. Against Polybius himself no such
accusation can be made. He indeed of all men is able, as from some lofty
tower, to discern the whole tendency of the ancient world, the triumph of
Roman institutions and of Greek thought which is the last message of the
old world and, in a more spiritual sense, has become the Gospel of the
new.
One thing indeed he did not see, or if he saw it, he thought but little
of it—how from the East there was spreading over the world, as a wave
spreads, a spiritual inroad of new religions from the time when the
Pessinuntine mother of the gods, a shapeless mass of stone, was brought
to the eternal city by her holiest citizen, to the day when the ship
_Castor and Pollux_ stood in at Puteoli, and St. Paul turned his face
towards martyrdom and victory at Rome. Polybius was able to predict,
from his knowledge of the causes of revolutions and the tendencies of the
various forms of governments, the uprising of that democratic tone of
thought which, as soon as a seed is sown in the murder of the Gracchi and
the exile of Marius, culminated as all democratic movements do culminate,
in the supreme authority of one man, the lordship of the world under the
world’s rightful lord, Caius Julius Cæsar. This, indeed, he saw in no
uncertain way. But the turning of all men’s hearts to the East, the
first glimmering of that splendid dawn which broke over the hills of
Galilee and flooded the earth like wine, was hidden from his eyes.
There are many points in the description of the ideal historian which one
may compare to the picture which Plato has given us of the ideal
philosopher. They are both ‘spectators of all time and all existence.’
Nothing is contemptible in their eyes, for all things have a meaning, and
they both walk in august reasonableness before all men, conscious of the
workings of God yet free from all terror of mendicant priest or vagrant
miracle-worker. But the parallel ends here. For the one stands aloof
from the world-storm of sleet and hail, his eyes fixed on distant and
sunlit heights, loving knowledge for the sake of knowledge and wisdom for
the joy of wisdom, while the other is an eager actor in the world ever
seeking to apply his knowledge to useful things. Both equally desire
truth, but the one because of its utility, the other for its beauty. The
historian regards it as the rational principle of all true history, and
no more. To the other it comes as an all-pervading and mystic
enthusiasm, ‘like the desire of strong wine, the craving of ambition, the
passionate love of what is beautiful.’
Still, though we miss in the historian those higher and more spiritual
qualities which the philosopher of the Academe alone of all men
possessed, we must not blind ourselves to the merits of that great
rationalist who seems to have anticipated the very latest words of modern
science. Nor yet is he to be regarded merely in the narrow light in
which he is estimated by most modern critics, as the explicit champion of
rationalism and nothing more. For he is connected with another idea, the
course of which is as the course of that great river of his native
Arcadia which, springing from some arid and sun-bleached rock, gathers
strength and beauty as it flows till it reaches the asphodel meadows of
Olympia and the light and laughter of Ionian waters.
For in him we can discern the first notes of that great cult of the
seven-hilled city which made Virgil write his epic and Livy his history,
which found in Dante its highest exponent, which dreamed of an Empire
where the Emperor would care for the bodies and the Pope for the souls of
men, and so has passed into the conception of God’s spiritual empire and
the universal brotherhood of man and widened into the huge ocean of
universal thought as the Peneus loses itself in the sea.
Polybius is the last scientific historian of Greece. The writer who
seems fittingly to complete the progress of thought is a writer of
biographies only. I will not here touch on Plutarch’s employment of the
inductive method as shown in his constant use of inscription and statue,
of public document and building and the like, because it involves no new
method. It is his attitude towards miracles of which I desire to treat.
Plutarch is philosophic enough to see that in the sense of a violation of
the laws of nature a miracle is impossible. It is absurd, he says, to
imagine that the statue of a saint can speak, and that an inanimate
object not possessing the vocal organs should be able to utter an
articulate sound. Upon the other hand, he protests against science
imagining that, by explaining the natural causes of things, it has
explained away their transcendental meaning. ‘When the tears on the
cheek of some holy statue have been analysed into the moisture which
certain temperatures produce on wood and marble, it yet by no means
follows that they were not a sign of grief and mourning set there by God
Himself.’ When Lampon saw in the prodigy of the one-horned ram the omen
of the supreme rule of Pericles, and when Anaxagoras showed that the
abnormal development was the rational resultant of the peculiar formation
of the skull, the dreamer and the man of science were both right; it was
the business of the latter to consider how the prodigy came about, of the
former to show why it was so formed and what it so portended. The
progression of thought is exemplified in all particulars. Herodotus had
a glimmering sense of the impossibility of a violation of nature.
Thucydides ignored the supernatural. Polybius rationalised it. Plutarch
raises it to its mystical heights again, though he bases it on law. In a
word, Plutarch felt that while science brings the supernatural down to
the natural, yet ultimately all that is natural is really supernatural.
To him, as to many of our own day, religion was that transcendental
attitude of the mind which, contemplating a world resting on inviolable
law, is yet comforted and seeks to worship God not in the violation but
in the fulfilment of nature.
It may seem paradoxical to quote in connection with the priest of
Chæronea such a pure rationalist as Mr. Herbert Spencer; yet when we read
as the last message of modern science that ‘when the equation of life has
been reduced to its lowest terms the symbols are symbols still,’ mere
signs, that is, of that unknown reality which underlies all matter and
all spirit, we may feel how over the wide strait of centuries thought
calls to thought and how Plutarch has a higher position than is usually
claimed for him in the progress of the Greek intellect.
And, indeed, it seems that not merely the importance of Plutarch himself
but also that of the land of his birth in the evolution of Greek
civilisation has been passed over by modern critics. To us, indeed, the
bare rock to which the Parthenon serves as a crown, and which lies
between Colonus and Attica’s violet hills, will always be the holiest
spot in the land of Greece: and Delphi will come next, and then the
meadows of Eurotas where that noble people lived who represented in
Hellenic thought the reaction of the law of duty against the law of
beauty, the opposition of conduct to culture. Yet, as one stands on the
_σχιστὴ ὁδός_ of Cithæron and looks out on the great double plain of
Boeotia, the enormous importance of the division of Hellas comes to one’s
mind with great force. To the north are Orchomenus and the Minyan
treasure-house, seat of those merchant princes of Phoenicia who brought
to Greece the knowledge of letters and the art of working in gold.
Thebes is at our feet with the gloom of the terrible legends of Greek
tragedy still lingering about it, the birthplace of Pindar, the nurse of
Epaminondas and the Sacred Band.
And from out of the plain where ‘Mars loved to dance,’ rises the Muses’
haunt, Helicon, by whose silver streams Corinna and Hesiod sang; while
far away under the white ægis of those snow-capped mountains lies
Chæronea and the Lion plain where with vain chivalry the Greeks strove to
check Macedon first and afterwards Rome; Chæronea, where in the Martinmas
summer of Greek civilisation Plutarch rose from the drear waste of a
dying religion as the aftermath rises when the mowers think they have
left the field bare.
Greek philosophy began and ended in scepticism: the first and the last
word of Greek history was Faith.
Splendid thus in its death, like winter sunsets, the Greek religion
passed away into the horror of night. For the Cimmerian darkness was at
hand, and when the schools of Athens were closed and the statue of Athena
broken, the Greek spirit passed from the gods and the history of its own
land to the subtleties of defining the doctrine of the Trinity and the
mystical attempts to bring Plato into harmony with Christ and to
reconcile Gethsemane and the Sermon on the Mount with the Athenian prison
and the discussion in the woods of Colonus. The Greek spirit slept for
wellnigh a thousand years. When it woke again, like Antæus it had
gathered strength from the earth where it lay; like Apollo it had lost
none of its divinity through its long servitude.
In the history of Roman thought we nowhere find any of those
characteristics of the Greek Illumination which I have pointed out are
the necessary concomitants of the rise of historical criticism. The
conservative respect for tradition which made the Roman people delight in
the ritual and formulas of law, and is as apparent in their politics as
in their religion, was fatal to any rise of that spirit of revolt against
authority the importance of which, as a factor in intellectual progress,
we have already seen.
The whitened tables of the Pontifices preserved carefully the records of
the eclipses and other atmospherical phenomena, and what we call the art
of verifying dates was known to them at an early time; but there was no
spontaneous rise of physical science to suggest by its analogies of law
and order a new method of research, nor any natural springing up of the
questioning spirit of philosophy with its unification of all phenomena
and all knowledge. At the very time when the whole tide of Eastern
superstition was sweeping into the heart of the Capital the Senate
banished the Greek philosophers from Rome. And of the three systems
which did at length take some root in the city, those of Zeno and
Epicurus were used merely as the rule for the ordering of life, while the
dogmatic scepticism of Carneades, by its very principles, annihilated the
possibility of argument and encouraged a perfect indifference to
research.
Nor were the Romans ever fortunate enough like the Greeks to have to face
the incubus of any dogmatic system of legends and myths, the immoralities
and absurdities of which might excite a revolutionary outbreak of
sceptical criticism. For the Roman religion became as it were
crystallised and isolated from progress at an early period of its
evolution. Their gods remained mere abstractions of commonplace virtues
or uninteresting personifications of the useful things of life. The old
primitive creed was indeed always upheld as a state institution on
account of the enormous facilities it offered for cheating in politics,
but as a spiritual system of belief it was unanimously rejected at a very
early period both by the common people and the educated classes, for the
sensible reason that it was so extremely dull. The former took refuge in
the mystic sensualities of the worship of Isis, the latter in the Stoical
rules of life. The Romans classified their gods carefully in their order
of precedence, analysed their genealogies in the laborious spirit of
modern heraldry, fenced them round with a ritual as intricate as their
law, but never quite cared enough about them to believe in them. So it
was of no account with them when the philosophers announced that Minerva
was merely memory. She had never been much else. Nor did they protest
when Lucretius dared to say of Ceres and of Liber that they were only the
corn of the field and the fruit of the vine. For they had never mourned
for the daughter of Demeter in the asphodel meadows of Sicily, nor
traversed the glades of Cithæron with fawn-skin and with spear.
This brief sketch of the condition of Roman thought will serve to prepare
us for the almost total want of scientific historical criticism which we
shall discern in their literature, and has, besides, afforded fresh
corroboration of the conditions essential to the rise of this spirit, and
of the modes of thought which it reflects and in which it is always to be
found. Roman historical composition had its origin in the pontifical
college of ecclesiastical lawyers, and preserved to its close the
uncritical spirit which characterised its fountain-head. It possessed
from the outset a most voluminous collection of the materials of history,
which, however, produced merely antiquarians, not historians. It is so
hard to use facts, so easy to accumulate them.
Wearied of the dull monotony of the pontifical annals, which dwelt on
little else but the rise and fall in provisions and the eclipses of the
sun, Cato wrote out a history with his own hand for the instruction of
his child, to which he gave the name of Origines, and before his time
some aristocratic families had written histories in Greek much in the
same spirit in which the Germans of the eighteenth century used French as
the literary language. But the first regular Roman historian is Sallust.
Between the extravagant eulogies passed on this author by the French
(such as De Closset), and Dr. Mommsen’s view of him as merely a political
pamphleteer, it is perhaps difficult to reach the _via media_ of
unbiassed appreciation. He has, at any rate, the credit of being a
purely rationalistic historian, perhaps the only one in Roman literature.
Cicero had a good many qualifications for a scientific historian, and (as
he usually did) thought very highly of his own powers. On passages of
ancient legend, however, he is rather unsatisfactory, for while he is too
sensible to believe them he is too patriotic to reject them. And this is
really the attitude of Livy, who claims for early Roman legend a certain
uncritical homage from the rest of the subject world. His view in his
history is that it is not worth while to examine the truth of these
stories.
In his hands the history of Rome unrolls before our eyes like some
gorgeous tapestry, where victory succeeds victory, where triumph treads
on the heels of triumph, and the line of heroes seems never to end. It
is not till we pass behind the canvas and see the slight means by which
the effect is produced that we apprehend the fact that like most
picturesque writers Livy is an indifferent critic. As regards his
attitude towards the credibility of early Roman history he is quite as
conscious as we are of its mythical and unsound nature. He will not, for
instance, decide whether the Horatii were Albans or Romans; who was the
first dictator; how many tribunes there were, and the like. His method,
as a rule, is merely to mention all the accounts and sometimes to decide
in favour of the most probable, but usually not to decide at all. No
canons of historical criticism will ever discover whether the Roman women
interviewed the mother of Coriolanus of their own accord or at the
suggestion of the senate; whether Remus was killed for jumping over his
brother’s wall or because they quarrelled about birds; whether the
ambassadors found Cincinnatus ploughing or only mending a hedge. Livy
suspends his judgment over these important facts and history when
questioned on their truth is dumb. If he does select between two
historians he chooses the one who is nearer to the facts he describes.
But he is no critic, only a conscientious writer. It is mere vain waste
to dwell on his critical powers, for they do not exist.
* * * * *
In the case of Tacitus imagination has taken the place of history. The
past lives again in his pages, but through no laborious criticism; rather
through a dramatic and psychological faculty which he specially
possessed.
In the philosophy of history he has no belief. He can never make up his
mind what to believe as regards God’s government of the world. There is
no method in him and none elsewhere in Roman literature.
Nations may not have missions but they certainly have functions. And the
function of ancient Italy was not merely to give us what is statical in
our institutions and rational in our law, but to blend into one elemental
creed the spiritual aspirations of Aryan and of Semite. Italy was not a
pioneer in intellectual progress, nor a motive power in the evolution of
thought. The owl of the goddess of Wisdom traversed over the whole land
and found nowhere a resting-place. The dove, which is the bird of
Christ, flew straight to the city of Rome and the new reign began. It
was the fashion of early Italian painters to represent in mediæval
costume the soldiers who watched over the tomb of Christ, and this, which
was the result of the frank anachronism of all true art, may serve to us
as an allegory. For it was in vain that the Middle Ages strove to guard
the buried spirit of progress. When the dawn of the Greek spirit arose,
the sepulchre was empty, the grave-clothes laid aside. Humanity had
risen from the dead.
The study of Greek, it has been well said, implies the birth of
criticism, comparison and research. At the opening of that education of
modern by ancient thought which we call the Renaissance, it was the words
of Aristotle which sent Columbus sailing to the New World, while a
fragment of Pythagorean astronomy set Copernicus thinking on that train
of reasoning which has revolutionised the whole position of our planet in
the universe. Then it was seen that the only meaning of progress is a
return to Greek modes of thought. The monkish hymns which obscured the
pages of Greek manuscripts were blotted out, the splendours of a new
method were unfolded to the world, and out of the melancholy sea of
mediævalism rose the free spirit of man in all that splendour of glad
adolescence, when the bodily powers seem quickened by a new vitality,
when the eye sees more clearly than its wont and the mind apprehends what
was beforetime hidden from it. To herald the opening of the sixteenth
century, from the little Venetian printing press came forth all the great
authors of antiquity, each bearing on the title-page the words _Ἅλδος ὁ
Μανούτιος Ῥωμαῖος καὶ Φιλέλλην_; words which may serve to remind us with
what wondrous prescience Polybius saw the world’s fate when he foretold
the material sovereignty of Roman institutions and exemplified in himself
the intellectual empire of Greece.
The course of the study of the spirit of historical criticism has not
been a profitless investigation into modes and forms of thought now
antiquated and of no account. The only spirit which is entirely removed
from us is the mediæval; the Greek spirit is essentially modern. The
introduction of the comparative method of research which has forced
history to disclose its secrets belongs in a measure to us. Ours, too,
is a more scientific knowledge of philology and the method of survival.
Nor did the ancients know anything of the doctrine of averages or of
crucial instances, both of which methods have proved of such importance
in modern criticism, the one adding a most important proof of the
statical elements of history, and exemplifying the influences of all
physical surroundings on the life of man; the other, as in the single
instance of the Moulin Quignon skull, serving to create a whole new
science of prehistoric archæology and to bring us back to a time when man
was coeval with the stone age, the mammoth and the woolly rhinoceros.
But, except these, we have added no new canon or method to the science of
historical criticism. Across the drear waste of a thousand years the
Greek and the modern spirit join hands.
In the torch race which the Greek boys ran from the Cerameician field of
death to the home of the goddess of Wisdom, not merely he who first
reached the goal but he also who first started with the torch aflame
received a prize. In the Lampadephoria of civilisation and free thought
let us not forget to render due meed of honour to those who first lit
that sacred flame, the increasing splendour of which lights our footsteps
to the far-off divine event of the attainment of perfect truth.