CHAPTER XVIII

FREEDOM OF THOUGHT AND SPEECH[41]

If men's minds were as easily controlled as their tongues, every king

would sit safely on his throne, and government by compulsion would

cease; for every subject would shape his life according to the

intentions of his rulers, and would esteem a thing true or false, good

or evil, just or unjust, in obedience to their dictates. However, ... no

man's mind can possibly lie wholly at the disposition of another, for no

one can willingly transfer his natural right of free reason and

judgment, or be compelled so to do. For this reason government which

attempts to control minds is accounted tyrannical, and it is considered

an abuse of sovereignty and a usurpation of the rights of subjects to

seek to prescribe what shall be accepted as true, or rejected as false,

or what opinions should actuate men in their worship of God. All these

questions fall within a man's natural right, which he cannot abdicate

even with his own consent.

I admit that the judgment can be biased in many ways, and to an almost

incredible degree, so that while exempt from direct external control it

may be so dependent on another man's words, that it may fitly be said to

be ruled by him; but although this influence is carried to great

lengths, it has never gone so far as to invalidate the statement that

every man's understanding is his own, and that brains are as diverse as

palates.

Moses, not by fraud, but by Divine virtue, gained such a hold over the

popular judgment that he was accounted superhuman, and believed to speak

and act through the inspiration of the Deity; nevertheless, even he

could not escape murmurs and evil interpretations. How much less then

can other monarchs avoid them! Yet such unlimited power, if it exists at

all, must belong to a monarch, and least of all to a democracy, where

the whole or a great part of the people wield authority collectively.

This is a fact which I think every one can explain for himself.

However unlimited, therefore, the power of a sovereign may be, however

implicitly it is trusted as the exponent of law and religion, it can

never prevent men from forming judgments according to their intellect,

or being influenced by any given emotion. It is true that it has the

right to treat as enemies all men whose opinions do not, on all

subjects, entirely coincide with its own; but we are not discussing its

strict rights, but its proper course of action. I grant that it has the

right to rule in the most violent manner, and to put citizens to death

for very trivial causes, but no one supposes it can do this with the

approval of sound judgment. Nay, inasmuch as such things cannot be done

without extreme peril to itself, we may even deny that it has the

absolute power to do them, or, consequently, the absolute right; for the

rights of the sovereign are limited by his power.

Since, therefore, no one can abdicate his freedom of judgment and

feeling; since every man is by indefeasible natural right the master of

his own thoughts, it follows that men, thinking in diverse and

contradictory fashions, cannot, without disastrous results, be compelled

to speak only according to the dictates of the supreme power. Not even

the most experienced, to say nothing of the multitude, know how to keep

silence. Men's common failing is to confide their plans to others,

though there be need for secrecy, so that a government would be most

harsh which deprived the individual of his freedom of saying and

teaching what he thought; and would be moderate if such freedom were

granted. Still we cannot deny that authority may be as much injured by

words as by actions. Hence, although the freedom we are discussing

cannot be entirely denied to subjects, its unlimited concession would be

most baneful; we must, therefore, now inquire, how far such freedom can

and ought to be conceded without danger to the peace of the state, or

the power of the rulers.

It follows, plainly, from the explanation given above, of the

foundations of a state, that the ultimate aim of government is not to

rule, or restrain by fear, nor to exact obedience, but, contrariwise, to

free every man from fear that he may live in all possible security; in

other words, to strengthen his natural right to exist and work without

injury to himself or others.

No, the object of government is not to change men from rational beings

into beasts or puppets, but to enable them to develop their minds and

bodies in security, and to employ their reason unshackled; neither

showing hatred, anger or deceit, nor watched with the eyes of jealousy

and injustice. In fact, the true aim of government is liberty.

Now we have seen that in forming a state the power of making laws must

either be vested in the body of the citizens, or in a portion of them,

or in one man. For, although men's free judgments are very diverse, each

one thinking that he alone knows everything, and although complete

unanimity of feeling and speech is out of the question, it is impossible

to preserve peace unless individuals abdicate their right of acting

entirely on their own judgment. Therefore, the individual justly cedes

the right of free action, though not of free reason and judgment; no one

can act against the authorities without danger to the state, though his

feelings and judgment may be at variance therewith; he may even speak

against them, provided that he does so from rational conviction, not

from fraud, anger or hatred, and provided that he does not attempt to

introduce any change on his private authority.

For instance, supposing a man shows that a law is repugnant to sound

reason, and should therefore be repealed; if he submits his opinion to

the judgment of the authorities (who alone have the right of making and

repealing laws), and meanwhile acts in nowise contrary to that law, he

has deserved well of the state, and has behaved as a good citizen

should; but if he accuses the authorities of injustice, and stirs up the

people against them, or if he seditiously strives to abrogate the law

without their consent, he is a mere agitator and rebel.

Thus we see how an individual may declare and teach what he believes,

without injury to the authority of his rulers, or to the public peace;

namely, by leaving in their hands the entire power of legislation as it

affects action, and by doing nothing against their laws, though he be

compelled often to act in contradiction to what he believes, and openly

feels, to be best.

Such a course can be taken without detriment to justice and dutifulness,

nay, it is the one which a just and dutiful man would adopt. We have

shown that justice is dependent on the laws of the authorities, so that

no one who contravenes their accepted decrees can be just, while the

highest regard for duty, as we have pointed out, is exercised in

maintaining public peace and tranquillity. These could not be preserved

if every man were to live as he pleased. Therefore it is no less than

undutiful for a man to act contrary to his country's laws, for if the

practice became universal the ruin of states would necessarily follow.

Hence, so long as a man acts in obedience to the laws of his rulers, he

in nowise contravenes his reason, for in obedience to reason he

transferred the right of controlling his actions from his own hands to

theirs. This doctrine we can confirm from actual custom, for in a

conference of great and small powers, schemes are seldom carried

unanimously, yet all unite in carrying out what is decided on, whether

they voted for or against. But I return to my proposition.

From the fundamental notions of a state, we have discovered how a man

may exercise free judgment without detriment to the supreme power: from

the same premises we can no less easily determine what opinions would be

seditious. Evidently those which by their very nature nullify the

compact by which the right of free action was ceded. For instance, a

man who holds that the supreme power has no rights over him, or that

promises ought not to be kept, or that every one should live as he

pleases, or other doctrines of this nature in direct opposition to the

above-mentioned contract, is seditious, not so much from his actual

opinions and judgment, as from the deeds which they involve; for he who

maintains such theories abrogates the contract which tacitly, or openly,

he made with his rulers. Other opinions which do not involve acts

violating the contract, such as revenge, anger, and the like, are not

seditious, unless it be in some corrupt state, where superstitious and

ambitious persons, unable to endure men of learning, are so popular with

the multitude that their word is more valued than the law.

However, I do not deny that there are some doctrines which, while they

are apparently only concerned with abstract truths and falsehoods, are

yet propounded and published with unworthy motives.... Reason should

nevertheless remain unshackled. If we hold to the principle that a man's

loyalty to the state should be judged, like his loyalty to God, from his

actions only--namely, from his charity towards his neighbors; we cannot

doubt that the best government will allow freedom of philosophical

speculation no less than of religious belief. I confess that from such

freedom inconveniences may sometimes arise, but what question was ever

settled so wisely than no abuses could possibly spring therefrom? He who

seeks to regulate everything by law is more likely to arouse vices than

to reform them. It is best to grant what cannot be abolished, even

though it be in itself harmful. How many evils spring from luxury,

envy, avarice, drunkenness and the like, yet these are tolerated--vices

as they are--because they cannot be prevented by legal enactments. How

much more, then, should free thought be granted, seeing that it is in

itself a virtue and that it cannot be crushed! Besides, the evil results

can easily be checked, as I will show, by the secular authorities, not

to mention that such freedom is absolutely necessary for progress in

science and the liberal arts: for no man follows such pursuits to

advantage unless his judgment be entirely free and unhampered.

But let it be granted that freedom may be crushed, and men be so bound

down that they do not dare to utter a whisper, save at the bidding of

their rulers; nevertheless this can never be carried to the pitch of

making them think according to authority, so that the necessary

consequences would be that men would daily be thinking one thing and

saying another, to the corruption of good faith, that mainstay of

government, and to the fostering of hateful flattery and perfidy, whence

spring stratagems, and the corruption of every good art.

It is far from possible to impose uniformity of speech, for the more

rulers strive to curtail freedom of speech the more obstinately are they

resisted; not indeed by the avaricious, the flatterers, and other

numskulls, who think supreme salvation consists in filling their

stomachs and gloating over their money-bags, but by those whom good

education, sound morality, and virtue have rendered more free. Men, as

generally constituted, are most prone to resent the branding as criminal

of opinions which they believe to be true, and the proscription as

wicked of that which inspires them with piety towards God and man;

hence they are ready to forswear the laws and conspire against the

authorities, thinking it not shameful but honorable to stir up seditions

and perpetuate any sort of crime with this end in view. Such being the

constitution of human nature, we see that laws directed against opinions

affect the generous minded rather than the wicked, and are adapted less

for coercing criminals than for irritating the upright; so that they

cannot be maintained without great peril to the state.

Moreover, such laws are almost always useless, for those who hold that

the opinions proscribed are sound, cannot possibly obey the law; whereas

those who already reject them as false, accept the law as a kind of

privilege, and make such boast of it, that authority is powerless to

repeal it, even if such a course be subsequently desired.

... And, lastly, how many schisms have arisen in the Church from the

attempt of the authorities to decide by law the intricacies of

theological controversy! If men were not allured by the hope of getting

the law and the authorities on their side, of triumphing over their

adversaries in the sight of an applauding multitude, and of acquiring

honorable distinctions, they would not strive so maliciously, nor would

such fury sway their minds. This is taught not only by reason but by

daily examples, for laws of this kind prescribing what every man shall

believe and forbidding any one to speak or write to the contrary, have

often been passed as sops or concessions to the anger of those who

cannot tolerate men of enlightenment, and who, by such harsh and crooked

enactments, can easily turn the devotion of the masses into fury and

direct it against whom they will.

How much better would it be to restrain popular anger and fury, instead

of passing useless laws, which can only be broken by those who love

virtue and the liberal arts, thus paring down the state till it is too

small to harbor men of talent. What greater misfortune for a state can

be conceived than that honorable men should be sent like criminals into

exile, because they hold diverse opinions which they cannot disguise?

What, I say, can be more hurtful than that men who have committed no

crime or wickedness should, simply because they are enlightened, be

treated as enemies and put to death, and that the scaffold, the terror

of evil-doers, should become the arena where the highest examples of

tolerance and virtue are displayed to the people with all the marks of

ignominy that authority can devise?

He that knows himself to be upright does not fear the death of a

criminal, and shrinks from no punishment. His mind is not wrung with

remorse for any disgraceful deed. He holds that death in a good cause is

no punishment, but an honor, and that death for freedom is glory.

What purpose, then, is served by the death of such men, what example is

proclaimed? The cause for which they die is unknown to the idle and the

foolish, hateful to the turbulent, loved by the upright. The only lesson

we can draw from such scenes is to flatter the persecutor, or else to

imitate the victim.

If formal assent is not to be esteemed above conviction, and if

governments are to retain a firm hold of authority and not be compelled

to yield to agitators, it is imperative that freedom of judgment should

be granted, so that men may live together in harmony, however diverse,

or even openly contradictory their opinions may be. We cannot doubt that

such is the best system of government and open to the fewest objections,

since it is the one most in harmony with human nature. In a democracy

(the most natural form of government) every one submits to the control

of authority over his actions, but not over his judgment and reason;

that is, seeing that all cannot think alike, the voice of the majority

has the force of law, subject to repeal if circumstances bring about a

change of opinion. In proportion as the power of free judgment is

withheld we depart from the natural condition of mankind, and

consequently the government becomes more tyrannical.

In order to prove that from such freedom no inconvenience arises which

cannot easily be checked by the exercise of the sovereign power, and

that men's actions can easily be kept in bounds, though their opinions

be at open variance, it will be well to cite an example. Such an one is

not very far to seek. The city of Amsterdam reaps the fruit of this

freedom in its own great prosperity and in the admiration of all other

people. For in this most flourishing state, and most splendid city, men

of every nation and religion live together in the greatest harmony, and

ask no questions before trusting their goods to a fellow-citizen, save

whether he be rich or poor, and whether he generally acts honestly, or

the reverse. His religion and sect is considered of no importance: for

it has no effect before the judges in gaining or losing a cause, and

there is no sect so despised that its followers, provided that they harm

no one, pay every man his due, and live uprightly, are deprived of the

protection of the magisterial authority.

On the other hand, when the religious controversy between Remonstrants

and Counter-Remonstrants began to be taken up by politicians and the

States, it grew into a schism, and abundantly showed that laws dealing

with religion and seeking to settle its controversies are much more

calculated to irritate than to reform, and that they give rise to

extreme license. Further, it was seen that schisms do not originate in a

love of truth, which is a source of courtesy and gentleness, but rather

in an inordinate desire for supremacy. From all these considerations it

is clearer than the sun at noonday, that the true schismatics are those

who condemn other men's writings, and seditiously stir up the

quarrelsome masses against their authors, rather than those authors

themselves, who generally write only for the learned, and appeal solely

to reason. In fact, the real disturbers of the peace are those who, in a

free state, seek to curtail the liberty of judgment which they are

unable to tyrannize over.

I have thus shown:--I. That it is impossible to deprive men of the

liberty of saying what they think. II. That such liberty can be conceded

to every man without injury to the rights and authority of the sovereign

power, and that every man may retain it without injury to such rights,

provided that he does not presume upon it to the extent of introducing

any new rights into the state, or acting in any way contrary to the

existing laws. III. That every man may enjoy this liberty without

detriment to the public peace, and that no inconveniences arise

therefrom which cannot easily be checked. IV. That every man may enjoy

it without injury to his allegiance. V. That laws dealing with

speculative problems are entirely useless. VI. Lastly, that not only may

such liberty be granted without prejudice to the public peace, to

loyalty, and to the rights of rulers, but that it is even necessary for

their preservation. For when people try to take it away, and bring to

trial, not only the acts which alone are capable of offending, but also

the opinions of mankind, they only succeed in surrounding their victims

with an appearance of martyrdom, and raise feelings of pity and revenge

rather than of terror. Uprightness and good faith are thus corrupted,

flatterers and traitors are encouraged, and sectarians triumph, inasmuch

as concessions have been made to their animosity, and they have gained

the state sanction for the doctrines of which they are the interpreters.

Hence they arrogate to themselves the state authority and rights, and do

not scruple to assert that they have been directly chosen by God, and

that their laws are Divine, whereas the laws of the state are human, and

should therefore yield obedience to the laws of God--in other words, to

their own laws. Every one must see that this is not a state of affairs

conducive to public welfare. Wherefore, the safest way for a state is to

lay down the rule that religion is comprised solely in the exercise of

charity and justice, and that the rights of rulers in sacred, no less

than in secular matters, should merely have to do with actions, but that

every man should think what he likes and say what he thinks.

FOOTNOTES:

[41] From the _Tr. Th.-P._, ch. xx, same title.

The Philosophy of Spinoza · 第 18 / 20 章