DR. STAHMER: In your military and economic measures in the occupied

territories did you take into consideration whether these measures were

in keeping with the Hague Convention on land warfare?

GÖRING: I scanned through the regulations for land warfare of the Hague

Convention for the first time just before the outbreak of the Polish

conflict. As I read them at that time I regretted that I had not studied

them much more thoroughly at an earlier date. If so I would have told

the Führer that, in view of these Hague Convention regulations for land

warfare, set down paragraph for paragraph, a modern war could not be

waged under any circumstances. One would perforce come into conflict

with conditions laid down in 1906 or 1907, because of the technological

expansion of modern war. Either they would have to be cancelled, or else

modern new viewpoints corresponding to technical developments would have

to be introduced. My reasoning is as follows:

The regulations on land warfare of the Hague Convention, as they now

existed, I had in my opinion studied quite correctly and logically as

regulations for land warfare in 1907. But from 1939 to 1945 there was no

longer merely land warfare but also air warfare, which had not been

taken into consideration here and which in part created an entirely new

situation, and changed the regulations on land warfare of the Hague

Convention in many respects. But that is not so much the decisive point;

rather, modern and total war develops, as I see it, along three lines:

the war of weapons on land, at sea, and in the air; economic war, which

has become an integral part of every modern war; and, third, propaganda

war, which is also an essential part of this warfare.

If one recognizes these principles on the basis of logic, certain

deviations will then result which, according to the letter, may be a

violation of logic, but not according to the spirit. If the regulations

on land warfare of the Hague Convention provide that weapons of the

opponent are to be regarded as booty, as a matter of course, then I must

say that today in a modern war the weapons of the opponent under certain

circumstances have value only as scrap, but that economic goods however,

raw materials, high grade steel, aluminum, copper, lead, and tin, seem

and are much more essential as war booty than obsolete weapons which I

might take from an opponent. But beyond that it is not only a matter of

raw materials, no matter whose property they are. The regulations on

land warfare of the Hague Convention provided at one point—I do not

remember it now—that those things which are necessary can be

confiscated, but against compensation, of course. That is also not the

decisive factor, as one can readily believe. Decisive is, however, the

fact that in this modern war, and in an economic war, which forms the

basis for any further conduct of war, supplies, first of all food, must

be regarded as absolutely necessary for war and must be made available

for use in war, and beyond that raw materials for industry. Moreover

production plants and machinery are also part of economic warfare. If

they have until now served the opponent—be they industries directly or

indirectly contributing to armaments and the conduct of war—they must

now also serve whoever has come into the possession of these means of

production through military decision, even if only temporarily, during

an armistice in occupied territories. In this connection the labor

question naturally also plays a far greater role in economic war than it

did in those former wars which served as examples in the regulations on

land warfare of the Hague Convention. In 1907 the most recent wars, the

Russo-Japanese War, and perhaps the English Boer War, which were,

however, conducted under entirely different circumstances—wars which

practically lay only one decade behind at that time—could serve as an

example of warfare. A war at that time between one army and another, in

which the population was more or less not involved, cannot be compared

with today’s total war, in which everyone, even the child, is drawn into

the experience of war through the introduction of air warfare.

According to my opinion, manpower and thereby the workers and their use

at the moment, are also an integral part of economic war. By that it is

not meant that a worker should be so exploited that he suffers physical

injury, but only that his labor should be fully used.

One of the witnesses mentioned recently what it means to be in an

occupied territory where fighting is still going on, and where one

remains for years, while one, two, three, four, or five new military age

groups are growing up, and if they have no work in their home country

. . .

THE PRESIDENT: Dr. Stahmer, is there any chance that the defendant will

finish by tonight?

DR. STAHMER: This is the last question.

THE PRESIDENT: Please continue.

GÖRING: The question of the deportation of workers had therefore also to

be regarded from this point of view of security. We were obliged to

feed, as far as possible, the entire occupied territory. We also had to

dispose of manpower and, at the same time had to consider the removal

especially of those who had no work in their own country and represented

a danger in the growth of the underground resistance arising against us.

If these age groups were drafted into Germany for work, it was because

of basic considerations of security, in order that they should not be

left idle in their own country—and thus be made available for the work

and the struggle against us—but should be used to our advantage in

economic war.

Thirdly—I want to mention these things just very briefly—in

conclusion, the war of propaganda. At one point in the Indictment it is

also mentioned that we requisitioned radios, which is, to be sure, a

matter of course. For the great importance in propaganda warfare enemy

propaganda had, which extended by way of radio far into the hinterland,

no one has felt more strongly than Germany. All the great dangers of

underground movements, partisan war, the resistance movements and

sabotage, and everything connected with it, and finally also in this

war, this embitterment and this atmosphere, have been called forth to

the extreme by this mutual fight over the radio.

Also whatever happened in the way of atrocities and similar acts, which

should not be tolerated, are in the last analysis, if one thinks about

it calmly, to be attributed primarily to the war of propaganda.

Therefore the regulations on land warfare of the Hague Convention are in

my opinion not an instrument which can be used as a basis for a modern

war, because they do not take into consideration the essential

principles of this war; the war in the air, the economic war, and the

war of propaganda.

And at this point I should like to say the same words which one of our

greatest, most important, and toughest opponents, the British Prime

Minister, Winston Churchill, used: “In the struggle for life and death

there is in the end no legality.”

THE PRESIDENT: The Court will adjourn.

[_The Tribunal adjourned until 16 March 1946 at 1000 hours._]

EIGHTY-THIRD DAY

Saturday, 16 March 1946

_Morning Session_

DR. STAHMER: Mr. President, I have purposely deferred one single

question and not yet dealt with it, that is, Göring’s efforts to

maintain peace in the months of July and August 1939, before the

outbreak of the war. I have deferred the question for the following

reasons: Originally, I had intended to call Göring to the witness stand

only after the interrogation of the witness Dahlerus. But because

Dahlerus had not yet arrived, and I wanted to avoid an interruption of

the proceedings, I called Göring first.

I now ask for a decision as to whether I may call Göring back to the

witness stand after the examination of the witness Dahlerus, who in the

meantime has arrived—I consider it expedient in the interest of saving

time, because in my opinion quite a number of questions would thereby

become unnecessary−or, whether I may question him again on this point

after the cross-examination. If that is not possible, I shall deal with

this matter immediately. It seems to me advisable, however, to put this

question after the examination of Dahlerus.

SIR DAVID MAXWELL-FYFE: Your Honor, I can help on this point. If the

Tribunal could consider this application without its establishing a

precedent for other cases, I should have no objection, because in the

case of Dahlerus we are to understand that some one will have to go into

the matter in detail as to the events that happened within the last

fortnight. It might well mean a saving of time if that detail were gone

into only once, and it would be rather difficult for Dr. Stahmer to

examine the witness Dahlerus without going into the details. While I

feel strongly with the Tribunal that a defendant should not be recalled

except in the most exceptional circumstances, I think in this case it

might conceivably bring about a shortening of time.

THE PRESIDENT: Do you mean that if the witness Dahlerus were called, it

might obviate the necessity of calling the Defendant Göring in reference

to those events?

SIR DAVID MAXWELL-FYFE: It might obviate that necessity, and it would in

any case mean, I should think, that the Defendant Göring would have to

answer only very few questions; but if it were opened up now, it would

be difficult to avoid both witnesses covering the same ground.

THE PRESIDENT: The Tribunal is only concerned with the saving of time,

and as the Tribunal is informed by the defendant’s counsel, Dr. Stahmer,

that it may save time, the Tribunal is prepared to adopt that course,

and to allow the witness Dahlerus to be called before these questions

are put to the Defendant Göring; but it must not be taken as a precedent

for the recalling of any other witnesses.

DR. STAHMER: Thank you, Sirs. Then I have no further questions to ask

the defendant at this time.

DR. NELTE: The Prosecution, in their presentation, have frequently

mentioned the Defendant Keitel in connection with orders, directives,

and so forth. They were always quoted as Keitel orders, Keitel decrees,

and upon this, the Prosecution have based, among other things, their

indictment of the Defendant Keitel. I am anxious to clear up through

questioning you what the position of Field Marshal Keitel was, what

powers and what responsibility he had as Chief of the OKW or in other

official functions. Are you familiar with the decree of 4 February 1938

by which the High Command of the Armed Forces, the OKW, was created and

Field Marshal Keitel appointed Chief of the OKW?

GÖRING: Of course, I am familiar with that decree because I assisted in

the making of the decree in that the Führer discussed with me the entire

reshuffling of 8 February, and the resulting consequences and

organizational changes of his entire staff.

DR. NELTE: Can you remember the diagram which was submitted by the

Prosecution concerning the organization of the German Armed Forces?

GÖRING: Yes, I remember that it was here on the board.

DR. NELTE: I shall have it shown to you.

Do you think the OKW is placed correctly on this diagram?

GÖRING: No, it is not correct. It says on top, “Commander-in-Chief of

the Armed Forces,” then there is a line, and below it says “Chief of the

High Command of the Armed Forces.” From there, indicating a

subordination, lines lead directly to the Commanders-in-Chief of the

Army, the Navy, and the Air Force. That is wrong.

The High Command of the Armed Forces, and also the Chief of the High

Command of the Armed Forces, should not be placed in that manner, but

set separately to one side, that is to say, the three

Commanders-in-Chief of the three branches of the Armed Forces were

immediately subordinate to the Führer, as the Supreme Commander of the

Armed Forces, and in no subordination whatsoever to the High Command of

the Armed Forces, or to the Chief of the High Command of the Armed

Forces.

The Führer at that time, in February, reorganized his entire staff, for

he had in his capacity as head of State the State Chancellery. He made

Meissner, who was then State Secretary, State Minister, and established

the State Chancellery as his administrative office. Thus he, in

collaboration with the records department of the Foreign Office, was in

charge of matters that concerned only the head of State. In his capacity

as Reich Chancellor and chief of the Government, he ruled that his

administrative organism should be the Reich Chancellery, and the State

Secretary of the Reich Chancellery became on the same day Reich Minister

and Chief of the Reich Chancellery. It was the function of this office

to maintain liaison with the ministries and the entire machinery of the

government of the Reich. The function of this minister as an organ of

the Führer, was not the issuing, but the execution of the Führer’s

orders and decrees.

Thirdly, the Führer, as leader of the Party, had the Party Chancellery

of which the Deputy of the Führer, Rudolf Hess, was in charge at that

time and occupied a high position within that organization. After his

leaving, Bormann did not become Deputy of the Führer but Chief of the

Party Chancellery.

Fourthly, there was the Private Chancellery of the Führer, with a

Reichsleiter as Chief.

For military matters, as his military cabinet or military staff—or as

it used to be known in former years, the “Maison Militaire”—the High

Command of the Armed Forces was formed.

This reorganization was necessary, because after the retirement of

Blomberg as Minister of War, no new Minister of War had been appointed,

and the Führer, since as head of State he was in any case

Commander-in-Chief of the Armed Forces, was now determined not only

formally to be this Commander-in-Chief of the Armed Forces, but to

execute that function in fact. In consequence, he now needed a staff

organization. This was to be the High Command of the Armed Forces, and

Keitel became Chief of the High Command of the Armed Forces.

In Germany the word “chief” in the military sense has a different

meaning from “commander-in-chief.” The responsibility and right to issue

orders rest with the commander or the commander-in-chief. The assistant

in staff administration, in the working out, administering, and

transmitting of orders, and in maintaining liaison, is the actual chief

of the respective staff. Thus, the former Colonel General Keitel, or

General Keitel, was Chief of Staff of the military staff of the

Commander-in-Chief, called the High Command of the Armed Forces. On the

one hand, he had charge of the entire machinery of the staff of the

Commander-in-Chief, as far as military organizational and technical

matters, and military direction, that is to say, strategy, were

concerned, to the extent that the Führer wanted to have his strategic

orders administered from a central point. For this there was established

in the High Command as a purely general staff, strategic department, the

Supreme General Staff.

DR. NELTE: If I understand you correctly, OKW is translated as High

Command of the Armed Forces, but this apparently has been used in

different ways, at one time as the Staff of the High Command of the

Armed Forces—as, for example, when Keitel was called the Chief of the

OKW—and at another time, as the OKW Office of the High Command of the

Armed Forces, in other words, Hitler. Is that right?

GÖRING: That is correct as such, but not very clear. The High Command of

the Armed Forces is the staff of the Supreme Commander of the Armed

Forces, in the same way that I, as Commander-in-Chief of the Air Force

had my General Staff on one hand, and my chief adjutant’s office on the

other—these formed the staff with which I worked. The High Command

constituted for the Führer, as Supreme Commander a similar organization.

The chief of my General Staff likewise could give no direct orders to

the commanders of the air fleets, commanding generals of air corps or

divisions. The orders could only be issued “By command of the

Commander-in-Chief,” signed “I.A.,” that is to say, “Im Auftrag (by

order).”

The chief of a staff, therefore, even the Chief of the High Command of

the Armed Forces, had no command function except to the members of his

immediate office and the few administrative organizations connected with

that staff. An order, command, or directive from the High Command of the

Armed Forces, for instance, to me as Commander-in-Chief of the Air

Force, was only possible when the instruction began in the following

form: “The Führer has ordered . . .” or, “By command of the Führer, I

hereby inform you . . .”

May I express myself quite emphatically: At one time I told Colonel

General Keitel, “I am bound only by orders of the Führer. Only orders in

the original and signed by Adolf Hitler are presented to me personally.

Instructions, directives or orders which start ‘By command of the

Führer,’ or ‘By order of the Führer’ go to my chief of staff who gives

me an oral report indicating the most important points. Whether then—to

put it bluntly—they are signed, ‘By command of the Führer: Keitel,

Colonel General,’ or ‘Meier, Stabsgefreiter’, makes no difference to me.

But if they constitute a direct command from you, an order, which you

want to give me, then save yourself time and paper because both are

meaningless to me. I am Commander-in-Chief of the Air Force, and

immediately and exclusively subordinate to the Führer.”

DR. NELTE: Do you know whether Hitler, on the one hand, and the

commanders-in-chief of the branches of the Armed Forces, on the other,

observed these command functions described by you, or whether in other

branches of the Armed Forces the actual procedure was, perhaps,

different?

GÖRING: Whether my two colleagues made it as clear to the Chief of the

High Command as I did, I cannot say; but that the two other

commanders-in-chief did not permit any interference with their rights

and prerogatives is obvious.

DR. NELTE: Does the same apply to Himmler as Chief of the SS?

GÖRING: The SS was never subordinate to the High Command of the Armed

Forces. Within the Armed Forces there was, from the beginning of the

war, the Waffen-SS, divided into divisions and corps. That was purely a

combat unit. Tactically and strategically it was subordinate to those

units of the Army to which it was assigned; in the matter of personnel

and development, it was subordinate to Himmler; and he had nothing to do

with the OKW. Here it might happen that the Chief of the High Command of

the Armed Forces, in questions of armament and organization of the

Waffen-SS, transmitted orders or decrees of the Führer.

On this occasion I should like to correct an error which was made during

Justice Jackson’s examination of Field Marshal Kesselring. Field Marshal

Kesselring spoke of the Waffen-SS, as “Garde Truppe.” Then he was asked,

“Whom did it have to guard?” In applying the word “Garde” we do not

employ it as it has been translated, as “guard,” meaning sentries, but,

as Field Marshal Kesselring intended, a “picked troop”; just as in the

Russian military language there is a “Garde Korps,” and in the old

Imperial Army there was a “Garde Korps,” and also formerly in other

armies. The Waffen-SS during the first years of the war was not to be

regarded as a guard unit, but as a “picked unit” as far as personnel,

_et cetera_, was concerned.

DR. NELTE: I would like to ask you to say something about the official

relationship between Adolf Hitler and Field Marshal Keitel; that is to

say, what official relations had Adolf Hitler in mind when he

established the office of the OKW? I mean, I should like to know what

Keitel was supposed to be and what, subsequently, his official functions

actually were after 1938?

GÖRING: I think that is just what I have been explaining.

DR. NELTE: I wanted to ask you, for instance, was he Hitler’s adviser?

GÖRING: Adviser is a debatable expression. I can let somebody advise me

as to whether or not he thinks it will rain during the coming 3 hours,

when I am riding; but I can also have someone advise me in very

important and decisive questions. That depends on the temperament and

the attitude of the person who wants to be advised, and the one who

wishes to advise.

With the dynamic personality of the Führer, unsolicited advice was not

in order, and one had to be on very good terms with him. That is to say,

one had to have great influence, as I had—and I ask you to understand

me correctly—as I had beyond doubt for many years, in order to come to

him unsolicited, not only with advice, but also with suggestions or even

persistent contradictions. On the other hand, if one were not on these

terms with the Führer, suggestions and advice were curtly brushed aside

whenever he had once made his decisions, or if he would not allow the

would-be adviser to attain that influence or that influential position.

Here I wish to say that the Chief of the High Command of the Armed

Forces, in important and decisive questions certainly was no adviser. In

current, everyday affairs, he was an adviser insofar as he may have

suggested to the Führer here and there that this or that should be said

to the commanders, or that in regard to the movement of troops this or

that should be pointed out. After all, advice from the chief of a

general staff is still more important than advice from the chief of an

organization or a state office. It was this way: In the sphere of

important strategic and tactical decisions the chief responsibility lay

with the adviser on the General Staff, the commanders-in-chief, the

Chief of Staff, and the Führer; in matters of pure strategy and tactics,

more with the chief of the Armed Forces Operations Staff; organizational

questions or current developments of the day, with the Chief of the High

Command. Because the Führer himself, as I said before, held several of

the highest offices, he had to limit his signatures. It often took weeks

until one could obtain the necessary signature from the Führer,

especially during the war when he had a tremendous amount of work, so

that the secretaries of the respective state offices were authorized to

sign “by order.” This explains why there was hardly any decree or order

issued by the Führer, that went out signed “By order of” or “By command

of the Führer,” which was not signed by Keitel, who was very

industrious.

DR. NELTE: Wasn’t it a very thankless task that Field Marshal Keitel

had, I mean, thankless insofar as he frequently was in the position of

having to mediate between the various offices which were subordinated to

the Supreme Commander, namely Hitler; to submit their grievances to him,

and to exert himself on behalf of the two parties, helping here and

restraining there?

GÖRING: That again depended very much on the personalities. It goes

without saying that if it came to a clash between the Führer and myself,

or other determined commanders-in-chief, the Chief of the High Command

of the Armed Forces was, I may say, trodden on by both sides. He came

between the millstones of stronger personalities; the one protested that

in speaking to the Führer he had not exerted enough pressure; the

Führer, when Keitel made presentations, turned a deaf ear and said he

would settle matters himself.

The task was certainly a very thankless one and a difficult one. I

remember that once Field Marshal Keitel approached me and asked me

whether I could not arrange for him to be given a front-line command;

that he would be satisfied, though a Field Marshal, with one division if

he could only get away, because he was getting more kicks than ha’pence.

Whether the task was thankless or appreciated was all the same, I

answered him; he had to do his duty where the Führer ordered it.

DR. NELTE: Are you aware that in this connection Field Marshal Keitel

was reproached with not being able to assert himself, as they say, with

the Führer?

GÖRING: This reproach was made against him by quite a number of

commanders-in-chief of armies and army groups. It was easy for them to

make that reproach because they were out of range of Adolf Hitler, and

did not have to submit any proposals themselves. I know that, especially

after the collapse, quite a number of generals adopted the point of view

that Keitel had been a typical “yes-man.” I can only say I personally

should be interested if I could see those who today consider themselves

“no-men.”

DR. NELTE: Was there ever, as far as Hitler was concerned, any

possibility of Field Marshal Keitel getting a release from his office?

THE PRESIDENT: Dr. Nelte, the Tribunal does not think—at least we

should like to ask you—what relevance does the gossip of the General

Staff or any reproaches which may have been raised against him by it

have to the charges against Keitel? What has that to do with the charges

against Keitel?

DR. NELTE: If one wants to do justice to the Defendant Keitel, that is

to say, if one wants to try to establish what role he has played in this

terrible tragedy, then that is only possible if one establishes clearly

what his function was, and thereby what his legal responsibility was;

and then, if one takes the tactical conditions into consideration . . .

THE PRESIDENT: I know that perfectly well and we have spent

three-quarters of an hour in hearing the Defendant Göring describe what

his relationship was and what Keitel’s function was. What I asked you

was what this had to do with the case, the criticisms or gossip of the

General Staff about Keitel? I say we have spent three-quarters of an

hour in hearing what the Defendant Göring says his function was, and

what his relationships with the Führer were, and nothing else.

DR. NELTE: I began with the organization of the OKW. I wanted to

determine the chain of command between the OKW and the Chief of the OKW,

on the one hand, and the branches of the Armed Forces, on the other; and

then I have tried to clarify the responsibilities which, as Chief of the

OKW, he was to have, according to Hitler’s wishes, and how he carried

these out.

The gossip, Mr. President, was only, I believe, a subject for a few

minutes during the examination of the witness.

THE PRESIDENT: My interruption was made because you asked the defendant

a question about somebody being reproached for something or other by the

members of the General Staff, and that seems to me to be totally

irrelevant.

DR. NELTE: The last question which I put was whether there had been any

possibility of Field Marshal Keitel’s obtaining a release from his

position. May I assume, Mr. President, that this question is relevant?

THE PRESIDENT: You may certainly ask that question as to whether he

asked to be relieved of his command. As a matter of fact, Dr. Nelte,

that question was asked before, the question at which I interrupted you;

and I have the answer written down, that Keitel asked for a command,

even if only of a division.

DR. NELTE: That was the question which he put to Reich Marshal Göring.

He came to him, Göring, and put the question to him. Now I want to ask

whether there existed any possibility of Keitel’s obtaining a release

from his position from Hitler?

GÖRING: The question whether a general could ask for and obtain his

release from the Führer has played an important role in these

proceedings generally. Actually, one has to make a distinction between

two phases, peace and war.

In times of peace a general could ask for his release. Unless he was in

a prominent and definitely important position, and very well known to

the Führer, such a request for release was granted without question. If

he was in an especially important position and well known to the Führer,

then, using all his persuasive powers, with all the means at his

disposal the Führer appealed to him to remain at his post. If, however,

a general had asked the Führer for his release and had given as a reason

that in principle he was of a different political opinion, either

domestic or foreign, then without doubt he was retired, even if not on

that very day. But at the same time it would have given rise to an

extraordinary suspicion on the part of the Führer concerning the person.

During the war, the matter was entirely different. The general, like

every soldier, was obliged to do his duty, to obey orders. The Führer

had issued the statement that he wanted no requests for release, neither

from generals nor any other important state personalities. He himself

would decide if a person were to resign or not. He himself could not

resign if things became unpleasant now, he considered that desertion.

If, in spite of this, a general submitted a request for release in

wartime and this was refused, he certainly could not insist upon it. If

he resigned notwithstanding, he violated the law and from that moment

was guilty of desertion.

Field Marshal Keitel might have asked the Führer, “Have me transferred

to a different office.” But the Führer disliked exceedingly to make any

changes in his immediate circle; and during the war—that I know from

his own words—he would not have agreed to a change, particularly with

regard to Field Marshal Keitel with whom he was used to working, unless

the Field Marshal had become ill and thereby really unable to continue

his duties.

DR. NELTE: Were these considerations of which you have just spoken

likewise the determining factor in the retirement of Field Marshal Von

Brauchitsch?

GÖRING: The case of Field Marshal Von Brauchitsch’s retirement is very

well known to me, because the Führer had discussed it at length with me

beforehand; for at first he was not decided whether he or someone else

should take over the command of the Army. Thus we discussed who should

succeed, and so forth. At that moment the Führer was not satisfied with

the direction of the Army by the commander-in-chief of the Eastern

Front. The commander-in-chief was Brauchitsch; the chief of the Army

General Staff was Halder. I suggested to the Führer that he change the

chief of the Army General Staff, because I thought he was by far the

less capable. The Führer wanted to do that. Then the next morning he had

made up his mind and told me that he, the Führer, would himself assume

this command to bring about order on the Eastern Front, and that

therefore it was more important for him to retire the

Commander-in-Chief, although he agreed with me that the Chief of Staff

was the weaker one. Then I suggested that both be dismissed.

The Führer called Brauchitsch, talked with him for 2 hours and requested

him in a clear way, that is in a way that could not be misunderstood, to

resign.

Thus, in this case, a clear decision was made by the Führer to dismiss

the Commander-in-Chief of the Army in order to assume personally the

command of the Army. From that time on, the Führer was not only Supreme

Commander of the Armed Forces but also _de facto_ Commander-in-Chief of

the Army.

DR. NELTE: The Prosecution has stated and has produced evidence that

Field Marshal Keitel was a member of the Reich Defense Council. You

spoke of this question yesterday. And I can now state that you said that

Field Marshal Keitel was a member of the Reich Defense Council according

to the Reich Defense Law, but that this Reich Defense Council was never

constituted. You ought to know that because you were, according to that

law, chairman of that Reich Defense Council. Is that correct?

GÖRING: I have stated clearly that I never attended a meeting, or called

a meeting.

THE PRESIDENT: You know, do you not, that the Tribunal is directed to

hold an expeditious trial and for that reason they are not going to hear

cumulative evidence? The defendant has already given us an answer to the

question you have just put to him. The Tribunal do not wish to hear the

same answer again.

DR. NELTE: I have not seen yesterday’s transcript yet, and it is of

great importance for the Defendant Keitel . . .

THE PRESIDENT: You were in court and you can take it from me that the

answer was given.

DR. NELTE: The questions and the answers are not always as clear as they

may seem on reading the transcript.

[_Turning to the witness._] Can you tell me whether Field Marshal Keitel

ever was a minister?

GÖRING: He was not a minister. He had only the assimilated rank of a

minister.

DR. NELTE: Was he entitled to participate in Cabinet meetings?

GÖRING: Not by virtue of his positions; but, concerning questions of

interest to him which pertained to his work, he could be invited by the

Führer to attend Cabinet meetings.

DR. NELTE: Keitel was a member of the Ministerial Council for the

Defense of the Reich. Did that make him a minister?

GÖRING: No, he remained the same. He had only the rank of a minister.

Field Marshal Keitel could not attend Cabinet meetings of the Reich

Cabinet because he became Chief of the High Command only in 1938, and

from that time on no Cabinet meetings took place.

DR. NELTE: The Prosecution have also asserted that there was a

triumvirate, consisting of the Plenipotentiary General for Economy, the

Plenipotentiary General for Administration, and the Chief of the OKW.

Can you tell us something about that?

GÖRING: I know nothing about that.

DR. NELTE: The Prosecution have accused Field Marshal Keitel of having

been a political general. Do you know anything about that?

GÖRING: The generals in the Third Reich had no right whatsoever to

participate in any political activity. The only exception in this

respect was myself—and that was due to the peculiar nature of my

position, for I was at the same time a soldier, a general, and on the

other hand, in politics, a politician. The other generals, as the Führer

always very clearly pointed out, had nothing to do with politics.

The general who always most interested himself in politics was the late

Field Marshal Von Reichenau. That was the reason the Führer, in spite of

his personal sympathies and the strongly positive attitude of Reichenau

toward the Nazi Party, refused to make him Commander-in-Chief of the

Army after the resignation of Fritsch; the Führer did not want any

political generals.

DR. NELTE: But it cannot be denied that in the so-called decrees often

the political objective was made known, and that such decrees and orders

were signed by Keitel.

GÖRING: Decrees were principally Führer decrees, because they contained

broad directives. The preamble of an important decree very commonly was

the political premise which explained why the Führer had decided on this

or that military measure. But that has nothing to do with a general

being political.

DR. NELTE: The Prosecution have frequently mentioned that the Defendant

Keitel was present at state receptions, such as that accorded Hacha, and

at other ministerial receptions; from that they have tried to deduce

that he was a political general.

GÖRING: When the Führer, as head of State, received foreign missions,

heads of states, or chiefs of governments, it was customary for the

chiefs of his most important offices to be present; the Chief of the

State Chancellery, frequently of the Reich Chancellery, depending on who

came; and the Chief of the High Command, since, in the conferences,

questions might come up for which the Führer would need military

information of some kind. And then, of course, there was also a certain

amount of ceremony involved. Whenever I had important visitors, my

military staff, or a representative of the staff, were also with me.

DR. NELTE: May I say then that Field Marshal Keitel was present at, but

did not participate in, the conferences?

GÖRING: If he participated, it was not at any rate of any consequence.

DR. NELTE: The Prosecution stated that, on the occasion of the visit of

President Hacha, the Defendant Keitel exerted pressure on President

Hacha by threatening to bomb Prague.

GÖRING: I said yesterday that I made that statement.

DR. NELTE: I just wanted to establish it.

Now I should like further to question you concerning the terror-fliers.

Do you remember that about the middle of June 1944, when negotiations on

this question took place among the various departments, you were waiting

at the Platterhof with Field Marshal Keitel for Hitler, and discussed

this question there?

GÖRING: I cannot say whether that was at the Platterhof. At any rate, I

talked with the Field Marshal many times on the subject.

DR. NELTE: It is important in this connection to establish whether the

Defendant Keitel approached you on this question and stated to you that

he was against the idea of lynch law, which was advocated by the Party.

GÖRING: He said that several times. We were in agreement on this.

DR. NELTE: Did the Defendant Keitel at that time also state to you that

he was in favor of an official warning or a note to the Allied

Governments—in respect to the well-known Dieppe case—rather than

separate court-martial proceedings without legal evidence?

GÖRING: I think we had frequent discussions on this point. I advocated

that in the case of pure terror-fliers—that is to say, those who

violated the orders of their own superiors—there should be legal

proceedings. Keitel said it would be hard to differentiate, and to carry

this out. It would be more practical to send a note to the Allies to the

effect that if it were not stopped, measures would have to be taken. The

view that this course should be adopted was also advocated in other

quarters.

DR. NELTE: Mr. President, when submitting my applications for evidence,

I proposed, among other things, a characterization of Field Marshal

Keitel given to me by Göring. In the session of 25 February an agreement

was reached with the Prosecution that this characterization, which is in

the form of an affidavit, might be submitted in the presence of the

witness, that is, Göring. Am I now permitted to read you this

characterization, of which you have already received the original, or

may I refer to it as evidence and merely put it in? I ask this question

because a part of the description which is contained in the affidavit

has already been given by this witness in this interrogation.

THE PRESIDENT: What is the document that you are referring to? What is

the origin of it? Is it a document drawn up by the Defendant Göring?

DR. NELTE: It is an affidavit signed by Göring, entitled,

“Characteristics of Field Marshal Wilhelm Keitel.” It is referred to in

my applications as an affidavit. Much of what is contained in it has

already been said by Reich Marshal Göring.

THE PRESIDENT: The Defendant Göring is giving evidence under oath.

Therefore, nothing in the shape of an affidavit ought to be put in. If

you have any questions to ask him which he has not already answered,

about the Defendant Keitel, you may ask them now. It is inappropriate to

put in a written, sworn statement when you have a defendant giving

evidence under oath.

DR. NELTE: In the session of 25 February 1946 this was approved, for the

reason that it would shorten the proceedings if an affidavit were to be

read and the witness were then to state: “That is correct.” I have a

copy here of the transcript of that session, should the Tribunal not

recall.

MR. JUSTICE JACKSON: May it please the Tribunal, I should not care to

object to this upon the ground that it is written, because I think there

are occasions when the writing out of the testimony of a witness might

be more expeditious than their examination.

I object to it on the ground that it does not get us anywhere when you

include it. It starts off: “Keitel gives the impression of a military

man, an officer of the old school.” That is not testimony that gets us

anywhere. I admit that statement; he always impressed me that way. His

philosophy is dominated in the main by militaristic ideas and concepts.

Let Keitel give us a description of himself, if we must have one. I

think an examination of this affidavit will show that it consists of

matter that has been covered, or of matter on which another witness

never ought to be interrogated. I object to it upon the ground that it

has no probative value.

THE PRESIDENT: As you are aware, Dr. Nelte, any decision which the

Tribunal made about documents was expressly made provisionally and with

the condition that the decision about the relevancy of the document

should be made when the document was produced. If the document had been

produced before the Tribunal, they would have been able to look at it.

They have not seen the document.

The document appears, as Mr. Justice Jackson says, to be not a document

which has any evidential value at all, and as the defendant is at

present giving evidence under oath, the Tribunal will not look at the

document.

DR. NELTE: Mr. President, as the Tribunal have examined this document

and found that it is irrelevant, I accept that decision. But it seems to

me that the Tribunal . . .

THE PRESIDENT: We are not preventing you from asking any questions of

the witness which may be relevant, but we do not desire to read another

document from the same person who is giving testimony.

DR. NELTE: I shall omit this affidavit.

DR. THOMA: Rosenberg was chief of the Office of Foreign Affairs of the

NSDAP until 1940. Did he in this capacity, or otherwise personally, have

an influence on Hitler’s decisions concerning foreign policy?

GÖRING: I believe that the Party’s Central Department for Foreign Policy

after the seizure of power was never once consulted by the Führer on

questions of foreign policy. It was established earlier only so that

certain questions on foreign policy which arose within the Party could

be dealt with centrally. I am not informed in detail about the methods

of that office. As far as I know Rosenberg was certainly not consulted

on questions of foreign policy after the accession to power.

DR. THOMA: Therefore, you do not know any details as to whether

Rosenberg had a certain influence on Hitler in the Norwegian question?

GÖRING: That I do not know. I stated yesterday what I know concerning

the question of Quisling and also of Rosenberg.

DR. THOMA: When you were Prime Minister did Rosenberg become conspicuous

to you as advocating the political or police persecution of the Church?

GÖRING: He could not advocate the persecution of the Church by the

police, because he had nothing to do with the police, and I would not

have permitted any interference by him.

DR. THOMA: Do you know whether Rosenberg urged you to evacuate the Jews

to Lublin, among other places?

GÖRING: Rosenberg did not speak to me about that.

DR. THOMA: Did Hitler express to you his satisfaction that Rosenberg had

not raised any objection to the Non-Aggression Pact with the Soviet

Union, concluded at that time?

GÖRING: One cannot exactly say that Hitler expressed his satisfaction.

If Rosenberg had raised any objection, Hitler would probably have

expressed his dissatisfaction in a very unmistakable manner; but he did

state that Rosenberg, too, had apparently understood this political

step.

DR. THOMA: Did Rosenberg, as Minister for the Occupied Eastern

Territories, have any influence on the allocation of labor? Was he in a

specific position to prevent the employment of the eastern peoples?

GÖRING: A certain co-operation with regard to the employment program

must have existed between the offices of Rosenberg and Sauckel, but

certainly not in the sense that Rosenberg could have prohibited the

recruiting of eastern workers in contradiction to the Führer’s order.

DR. THOMA: It is known to you that Rosenberg repeatedly made

representations to the Führer on behalf of a cultural betterment of the

eastern European peoples, especially the Ukrainians?

GÖRING: I was present once when Rosenberg spoke about the varying

treatment of the Occupied Eastern Territories, of the peoples living

there, and their cultural care. As far as I can recall—or better

said—I especially recall that the conversation dealt with the

establishment or the continuation of a university in Kiev. The Führer

agreed with him in his presence, I believe, but when he had gone, the

Führer said to me: “That man, too, has his particular worries. We have

more important things to take care of now than universities in Kiev.”

That I do remember.

THE PRESIDENT: Perhaps we had better adjourn now for 10 minutes.

[_A recess was taken._]

THE PRESIDENT: Dr. Sauter; one moment. I want to speak to Dr. Nelte

first.

Dr. Nelte, in view of your application with reference to this document

which is called “Characteristics of General Field Marshal Wilhelm

Keitel,” the Tribunal have investigated that matter and have referred to

Page 4987 of the shorthand notes (Volume VIII, Page 233), which possibly

you may have had in mind; but you seem to have failed to notice that

this very document, “Characteristics of Keitel,” was denied in the order

of the Tribunal in Paragraph 2, which contains the decision of the

Tribunal after the argument in court, and which is set out on that page

of the shorthand notes to which I have referred. Therefore, in the

opinion of the Tribunal you have no right to offer that document which

the Tribunal have already denied.

DR. NELTE: Mr. President, I have not the entire notes of the session

before me. But I know that this affidavit was refused with the

explanation that, in case the witness can be called, an affidavit is not

to be submitted, and that is the case here.

Thereupon, Sir David Maxwell-Fyfe, in quoting this particular document

number of my document book, stated the following: “The Tribunal may

perhaps remember that in the case of the witness Dr. Blaha, my friend,

Mr. Dodd, adopted the practice of asking the witness. . . .” And this

affidavit belongs to this document.

THE PRESIDENT: Dr. Nelte, I am quite aware of that and I have already

referred you to the exact page of the transcript which I have consulted.

But defendants’ counsel must be perfectly well aware that the Tribunal

have given no decision in open court upon these applications for

witnesses and documents, and the Tribunal made it perfectly clear that

they would afterwards consider the applications that had been made. In

each case a written order, which was perfectly clear, has been issued to

the defendants’ counsel, setting out the witnesses who are allowed, the

witnesses who are denied, interrogatories that are allowed, and the

interrogatories that are denied, the documents that were allowed and the

documents which had been denied. In Paragraph 2 of the order is “The

Characteristics of Keitel.” Therefore, in the opinion of the Tribunal

that document should never have been offered. That is all.

DR. NELTE: I tried to explain why I assumed that, in spite of the

refusal of the affidavit, the material of the affidavit could be used in

the interrogation of the witness.

DR. FRITZ SAUTER (Counsel for Defendants Funk and Schirach): I request

permission to put the following questions, on behalf of the Defendant

Funk.

[_Turning to the witness._] The Defendant Funk joined the Party in the

summer of 1931. At that time, as you know, he was the editor-in-chief of

the _Berliner Börsenzeitung_. Is it known to you that in this capacity

he enjoyed a particular prestige with the press and in German economic

circles?

GÖRING: I know that at that time Funk and his economic articles in the

_Börsenzeitung_ were highly thought of and that he had many connections

in economic circles.

DR. SAUTER: We have heard that the Defendant Funk is accused of having

promoted the coming to power of the Party through his activities, and I

would be interested in hearing from you whether Funk, before the coming

to power of the Party, played any role whatsoever in the Party; or is it

correct to say that after resigning as editor-in-chief of the _Berliner

Börsenzeitung_ he brought out a so-called economic-political information

service, not for the Party, but for all economic circles, including the

German People’s Party?

GÖRING: May I request that the question be put perhaps more precisely;

this is a whole narration. But I can reply briefly. Before the seizure

of power I was acquainted only with Funk’s activity as editor of the

_Börsenzeitung_, which I have already mentioned. And as such I heard him

repeatedly mentioned in economic circles. Only after the seizure did I

hear at all of Funk’s having been in the Party and of his relationship

with it. Thus, his Party activity could not have been of such tremendous

significance or he would have come to my attention in some way. So far

as his information service is concerned, whether he favored the

Democrats or the People’s Party, I know nothing about that.

DR. SAUTER: Then after the seizure of power, Funk became Press Chief of

the Reich Government. That is known to you?

GÖRING: Yes.

DR. SAUTER: Then subsequently he became State Secretary in the Reich

Propaganda Ministry. That is also known to you?

GÖRING: Yes.

DR. SAUTER: Now I would be interested to know what his work was as Press

Chief of the Reich Government. Had Funk in this work any influence on

the decisions of the Reich Cabinet?

GÖRING: I am well acquainted with the circumstances of Funk’s

appointment as Reich Press Chief. After the Reich Cabinet had been sworn

in, the new Reich Press Chief was to be appointed. We were in a room of

the Kaiserhof Hotel, and the Führer did not want anyone from the press

organization who was a full Party member, but someone who had had some

previous press experience yet had not been so prominent in the Party or

bound to it. I do not know exactly who mentioned the name of Funk. But I

do know that he then said, “Good!”

Funk was summoned, and I believe that it was a great surprise for him. I

had that impression. The Reich Press Chief had at the time, when

Hindenburg was still Reich President . . .

[_There was a pause in the proceedings._]

THE PRESIDENT: You may go on now.

DR. SAUTER: I would like to repeat the question because it was not

coming through. My question was to this effect: At the time that the

Defendant Funk was Press Chief in the Reich Government, that is, after

the seizure of power, had he any influence at all on the decisions of

the Reich Cabinet?

GÖRING: The Reich Press Chief had no influence of any sort on the

decisions of the Reich Cabinet, for his task was of a different nature.

DR. SAUTER: Then Funk became State Secretary in the Propaganda Ministry.

Here I am interested to know from you whether he, while exercising this

office, was prominent in any way so far as propaganda or press policies

were concerned and what his tasks were at that time in the ministry,

according to your knowledge of the conditions?

GÖRING: He became State Secretary because the Propaganda Ministry took

over as its main function the press and the handling of press matters.

Purely propaganda activities were carried on from the beginning by

Goebbels himself, who was at the same time Propaganda Chief of the

Party. Funk was appointed chiefly to organize the ministry as such, and

in particular to handle economic matters of the press, that is, the

acquisition of press organs, by purchase, subsidy, _et cetera_. His

specialized knowledge was mainly utilized in this field.

DR. SAUTER: Then, when Dr. Schacht retired from his offices in November

1937, Funk became his successor as Reich Minister for Economics. The

appointment took place in November 1937, but he took over the Ministry

only in February 1938. Can you tell us why that was so, and who directed

the Ministry of Economics in the interim?

GÖRING: In discussing the Four Year Plan I explained that after the

resignation of Schacht, I personally directed the Ministry from November

1937 to February 1938, as far as I remember, although Funk had already

been designated. I did this in order to integrate again into the

Ministry of Economics the economic agencies outside the Ministry which

were involved in the Four Year Plan. By freeing myself of this burden I

was able to administer my directives with the Ministry as such.

DR. SAUTER: A similar situation seems to have existed for the

Plenipotentiary General for Economics, Dr. Schacht, if I may again point

this out, retired from this office at the same time as from the Ministry

of Economics, in November 1937. Funk was appointed his successor, as

Plenipotentiary for Economics, however, only in 1938. What is the reason

for that?

GÖRING: He was appointed Plenipotentiary General only in 1938 due to the

fact that it was only in 1938 that he actually took over the Ministry of

Economics. According to an old regulation, the Plenipotentiary General

for Economics was identical with the Reich Minister of Economics. But at

this time, during the last part of Schacht’s term of office, that was

just a matter of form, as I have already said; for I explained that from

the minute when I actually took over the Four Year Plan, I personally

was _de facto_ the Plenipotentiary General for Economics.

I suggested that this office be abolished, but, as is often the case,

some things remain purely for reasons of prestige, things which no

longer have any real significance. The Delegate for the Four Year Plan

was the sole Plenipotentiary General for the entire German economy.

Since there could not be two such men, the other existed only on paper.

DR. SAUTER: The consequence was, if I may draw this conclusion—and I

ask you to reply to this—that Dr. Funk in his capacity of

Plenipotentiary General for Economics as well as President of the Reich

Bank was entirely subordinate to your directives as head of the Four

Year Plan. Is that correct?

GÖRING: Naturally, according to the plenary powers that were given me,

he had to comply with my economic directives as far as the Ministry of

Economics and the Reich Bank were concerned. That was a reason for the

change, because I could not follow this procedure with Schacht, but from

the beginning, Funk adopted an irreproachable attitude toward me in this

respect. The directions or the economic policy which the Reich Minister

of Economics and Reich Bank President Funk carried out are fully and

entirely my exclusive responsibility.

DR. SAUTER: Perhaps you remember a birthday letter which the Defendant

Funk wrote to Hitler about a week before the Polish campaign, I believe

on 25 August, in which he thanked the Führer for something or other. In

this letter Funk stated that he had prepared and executed certain

measures which, in the case of a war, would be necessary in the field of

civilian economy and finance. You will remember this letter, and it has

been read already.

GÖRING: Yes.

DR. SAUTER: Do you remember when you gave Funk these special duties? The

letter is dated, I believe 25 August 1939, if I may mention this again.

And when did you give this task and these directions to the Defendant

Funk?

GÖRING: Just as military mobilization, or rather mobilization

preparations have to be kept up to date and have to keep pace with the

political situation—whether it be tense or relaxed, or when it

changes—economic matters also, as I mentioned in my concluding remarks

yesterday, have to keep pace in the same way.

Thus, I ordered thorough preparations for mobilization in this field

also. In the matters of foreign exchange and finance it was the duty of

the president of the Reich Bank, as of the Reich Economics Ministry, in

economic matters to make all preparations which would put me in the

position, in the event of war, of having the utmost security for the

German people in the economic field as well. At what time exactly I

ordered this I cannot tell you, for it was a general basic directive

which was always in effect.

DR. SAUTER: What powers did Funk have in the issuing of regulations, _et

cetera_, for the economic administration in the occupied territories?

GÖRING: I can no longer remember in detail now. The general directive he

received from me. How far and to whom he, proceeding from this

directive, issued departmental instructions in his special field in the

occupied territory, I cannot say in detail; but they always resulted

from my personal responsibility.

DR. SAUTER: Is it correct that the Four Year Plan in the occupied

territories had special plenipotentiaries and departments, to the

exclusion of Funk, for carrying out your directives?

GÖRING: In some areas of the occupied territory this was the case. In

other areas I made use of the departments existing there; and if I

considered it necessary I gave directives to the Economics Ministry also

to have this or that done with regard to the occupied territories.

DR. SAUTER: Then during the war the Ministry of Armaments was created, I

believe in the spring of 1940. Is it correct that in the course of the

war to an ever increasing degree, the authority of the Reich Ministry of

Economics and, in the end, the entire civilian production also were

transferred to that ministry, so that finally the Ministry of Economics

remained as a commerce ministry only?

GÖRING: At my suggestion, my urgent suggestion, the Führer created a

Ministry of Munitions under the then Minister Todt. This strictly

munitions ministry became, in the course of further developments, the

Armaments Ministry under Minister Speer, and gradually more and more

tasks were transferred to it. As armament was the focus of the whole

economy and everything else in economy had to be brought exclusively

into this focus, a number of tasks of the Ministry of Economics were

transferred to the Ministry of Armaments, in particular the whole of

production. It is correct that in the end the Ministry of Economics, by

and large, was left a hollow shell retaining only very subordinate

departments.

DR. SAUTER: Now, I have a final question regarding the Defendant Funk.

It is a question in connection with the matter of the Central Planning

Board, that is, concerning the matter of foreign workers. I would be

interested to learn whether you know, Witness, that Funk was called to

attend the meetings of this Central Planning Board for the first time at

the end of November 1943, and never before that time? Is that known to

you?

GÖRING: I know of the Central Planning Board. I never interfered in

their internal matters. I cannot state exactly when Funk was called to

this board. With the recruiting of foreign workers, however, he had

nothing to do.

DR. SAUTER: Mr. President, if you will permit me, I have a few brief

questions on behalf of the Defendant Schirach.

[_Turning to the witness._] Do you know whether the so-called “Flying

HJ,” a subdivision of the Hitler Youth, ever received flying training?

GÖRING: The Flying HJ pursued the sport of gliding exclusively. After

this training was completed, these men were taken into the National

Socialist Flier Corps, the former Reich Air Sports League, and there

continued their training in aircraft flying.

DR. SAUTER: Then another question: Did any conferences take place

between you and the Defendant Schirach, especially while he was Reich

Youth Leader, which were concerned with the question of military

training, or pre-military training of youth in flying? Did such

conferences take place or not?

GÖRING: Whether we discussed these matters occasionally I do not know.

There was no need for official conferences, because the situation was

entirely clear. The Flying Hitler Youth were interested in gliding, and

after they had received preliminary training they were taken into the

flying corps.

DR. SAUTER: Do you recall the chart we were shown on the wall

representing the organization of the Reich Cabinet? In the lower part,

below the remark “other participants in Cabinet meetings,” this chart

showed the name of the Defendant Schirach along with Bohle, Popitz,

Dietrich, and Gerecke. For that reason I would like now to put the

following question to you: Was Schirach ever a member of the Reich

Cabinet, or what functions or rights did he have in this connection?

GÖRING: The Reich Cabinet as such consisted solely of the Reich

Ministers. We differentiated between two kinds of sessions, Cabinet

sessions and Ministerial Council sessions.

The Cabinet sessions were normally attended by the ministers and their

state secretaries. In some cases when special subjects were to be

discussed, ministerial directors, or higher officials of the ministries

concerned, could be called in for a short report. Then there were the

so-called highest Reich posts. The Reich Youth Leadership was also one

of these. If, therefore, legislation affecting the Reich Youth

Leadership was to be discussed by the Cabinet, and Schirach learned

about it, he could, by virtue of his position as Reich Youth Leader,

request to be called to this meeting. On the same basis the Chief of the

Reich Chancellery could order him to attend such a meeting. These

representatives never attended the other regular Cabinet sessions. I

believe I attended almost all sessions and, as far as I know, Schirach

was never present.

In contrast to that were the Ministerial Council sessions to which only

Reich ministers were admitted and no one else.

DR. SAUTER: I come now to the period after the fall of Mussolini, when

Badoglio took over the government in Italy. Do you recall, Witness, that

at that time the Defendant Von Schirach sent a wire with certain

suggestions to you?

GÖRING: Yes.

DR. SAUTER: What did he suggest and what did he want to accomplish?

GÖRING: He suggested that I should tell the Führer to make a change in

the Foreign Office immediately and to replace Ribbentrop with Von Papen.

DR. SAUTER: Then, a last question on behalf of the Defendant Schirach.

Do you recall another letter which the Defendant Schirach wrote, as far

as I know, in the spring of 1943? This was a letter occasioned by one

from Bormann and, so that you will know just which letter I mean, I

shall briefly explain the connection. Bormann at that time dispatched

letters, as a formality, to all Gauleiter, according to which the

Gauleiter were to report whether they had any ties with foreign

countries. Schirach was well aware at the time that this letter was

meant solely for him, for the other Gauleiter had no relatives in

foreign countries. Schirach wrote a letter which, as far as I know, you

read. And thereupon you are supposed to have intervened on behalf of

Schirach. Please tell us what kind of letter it was, what was the danger

threatening Schirach, and what you and others did to avert this danger?

GÖRING: I must correct that, and I am fully acquainted with this

incident. This letter of Bormann’s was not directed to the Gauleiter to

establish whether they personally had connections abroad. Bormann sent,

by order of the Führer, a letter to all Gauleiter, and it was not a _pro

forma_ letter intended solely for Gauleiter Schirach, but was intended

for all. They were to check the political leaders within their

jurisdiction to establish whether any of their co-workers or any

political leader subordinate to them had family ties or connections

abroad, especially in enemy countries, whereby the individual affected

might, in some circumstances, have a conflict of conscience or might be

of questionable reliability. That was a general directive of the Führer,

which also applied to the Officer Corps and not solely to the case of

Schirach. I was at headquarters when Schirach’s letter arrived and

Bormann gave it to the Führer. Schirach replied that, before he could

take any steps in this matter with regard to his collaborators or

subordinates, he needed some clarification by the Führer as far as his

own person was concerned. He went on to describe in brief, in his

letter, his family ties in the United States of America, on his mother’s

side, and also mentioned in this letter that his connection with his

relatives abroad was a very cordial one and asked whether, under these

circumstances, it was still possible for the Führer to retain him in his

position as Gauleiter. At that time the Führer had not been kindly

disposed to Von Schirach for several months and had repeatedly

considered withdrawing him from office. He said on this occasion—and

that is how I came into possession of this letter, for he handed it to

me: “Schirach seems to plan for his future protection. I have a certain

suspicion.” Then, in the presence of Bormann, I told the Führer very

clearly and definitely that this was entirely unfounded; that I could

not understand his attitude toward Schirach, and that Schirach had done

the only possible and decent thing when, before dismissing any of his

collaborators or subordinates for such reasons, he demanded the

clarification of his own position, since his connections were known; and

that, in my opinion, this letter had no other purpose.

DR. SAUTER: Then, however, in connection with this letter, a rather

strange suggestion seems to have been made by someone for further action

against Schirach?

GÖRING: I know that Bormann and Himmler were opposed to Schirach.

Whether they wanted to give this letter an entirely different

interpretation in order to induce the Führer to recall Schirach and

eliminate him, and how far Himmler’s suggestion went, whether protective

custody was considered, I do not know. But I heard about these things

from other sources later on.

DR. SAUTER: Your Honor, I have no further questions.

FLOTTENRICHTER OTTO KRANZBÜHLER (Counsel for Defendant Dönitz): Reich

Marshal, when did you become acquainted with Admiral Dönitz?

GÖRING: I met Admiral Dönitz for the first time in his capacity as

Admiral and Commander of U-boats during the war, as far as I remember in

1940, at a conference in my special train, in France, I believe.

FLOTTENRICHTER KRANZBÜHLER: Was the conference concerned with military

or political questions?

GÖRING: Purely military questions, namely, as to how far now and in the

future the Air Force could provide reconnaissance for U-boats in the

Atlantic. The then Admiral Dönitz complained that the reconnaissance was

too weak and urgently requested me to strengthen it and, as far as I

remember, to have it extended to as far as 30 degrees.

FLOTTENRICHTER KRANZBÜHLER: Did you have further conferences with

Admiral Dönitz before his promotion to Commander-in-Chief in 1943?

GÖRING: No.

FLOTTENRICHTER KRANZBÜHLER: Did you as Commander-in-Chief of the Air

Force use so-called emergency seaplanes for the rescue of fliers shot

down in the Channel?

GÖRING: There were several squadrons of emergency seaplanes assigned to

the Channel for the rescue of fliers shot down, both German and enemy

fliers, as the order clearly proves.

FLOTTENRICHTER KRANZBÜHLER: What did these planes look like?

GÖRING: These planes were, as far as I remember, marked with the Red

Cross.

FLOTTENRICHTER KRANZBÜHLER: Were they armed?

GÖRING: Not at first.

FLOTTENRICHTER KRANZBÜHLER: And how were these emergency planes treated

by the British?

GÖRING: There were some instances where they were not molested, but

there were a number of cases in which they were shot down while they

were engaged in rescue actions. Since these cases became predominant, I

said it would be more expedient not to use the Red Cross markings any

longer, to have these planes armed and thus try to rescue our comrades

from the sea. We had tremendous losses in these emergency sea squadrons.

FLOTTENRICHTER KRANZBÜHLER: Did you have lifebuoys anchored in the

Channel for shot-down fliers?

GÖRING: Quite a number of lifebuoys were anchored, to which ropes were

attached and to which fliers who had been shot down could cling. The

lifebuoys were also equipped with foodstuff, drinking water, life-saving

jackets, lifebelts, and the like. Besides these small lifebuoys there

were larger ones in the form of small rafts which the fliers could

board. There also food, drink, first-aid kits, blankets, and the like,

were to be found.

FLOTTENRICHTER KRANZBÜHLER: How were these lifebuoys treated by the

British?

GÖRING: In different ways. Some remained, others were destroyed.

FLOTTENRICHTER KRANZBÜHLER: I have no further questions.

DR. EXNER: Is it known to you that particularly in 1942 a severe

conflict arose between the Führer and Colonel General Jodl?

GÖRING: Yes.

DR. EXNER: Is it known to you that at that time Jodl was even to be

relieved?

GÖRING: The conflict arose from the Caucasus crisis. The Führer blamed

General Jodl for the fact that no concentrated forces had been used to

press forward in the direction of Tuapse; but that battalions of

mountain troops had been marched from the valleys over the mountain

chain of the Elbrus, which the Führer thought was senseless. At that

time, as far as I remember, Jodl pointed out to him that this matter had

been discussed with, and approved by him. The Führer severely criticized

the commander who was in charge of this sector. Jodl defended him on

those grounds, and this led to extremely strained relations. The Führer

mentioned to me that he wanted to relieve Jodl. The tension was so

strong that from this moment on, as far as I remember, the Führer

withdrew from the Officers Club jointly used by both his Operations

Staff and High Command, and even took his meals alone. For quite some

time, for several months, he refused to shake hands with this gentleman.

This illustration is just to show you how great the tension was at that

time.

As successor to Jodl, Paulus was already selected; the Führer had

special confidence in him. Just why this change did not materialize, I

do not know exactly. I assume that here again, despite all tension, the

decisive factor for the Führer was that it was extremely hard for him to

get used to new faces, and that he did not like to make any changes in

his entourage. He preferred to continue working with men of his

entourage whom he did not like rather than change them.

In the course of the years, however, his confidence in Jodl’s tactical

ability increased again considerably; he had complete confidence in his

tactical capacity. The personal relations of both gentlemen were never

very close.

DR. EXNER: Is it known to you that, particularly in 1945, withdrawal

from the Geneva Convention was being considered? Do you know what

attitude Jodl took at that time?

GÖRING: It may have been February 1945, when Minister Goebbels made this

proposal to the Führer. This proposal met with the utmost opposition by

all of us. In spite of that the Führer reverted to it again and again,

and for days was inclined to withdraw from this Convention. The reason

given was, oddly enough, that there were too many deserters in the west

and that the troops were inclined to surrender too easily. The Führer

was of the opinion that if the troops knew that in captivity they were

no longer protected by the Geneva Convention, they would fight harder

and would not react to the extensive enemy propaganda telling them how

well they would be treated if they stopped fighting. The united efforts,

in which, of course, Jodl participated, succeeded in dissuading the

Führer with the argument that this action would cause great disturbance

among the German people and anxiety for their relatives in captivity.

DR. EXNER: One more question. Before the Norwegian campaign, Jodl

entered in his diary—it has been mentioned here before: “The Führer is

looking for a pretense.” But that is incorrect. The original reads: “for

a basis.” Now, to what extent did the Führer look for a basis at that

time?

GÖRING: I remember this point also very well and therefore, I can state

under oath that the use of the word “basis” or “pretense” is entirely

out of place here. The case was as follows:

The Führer knew exactly, and we knew as well, and had rather extensive

intelligence and reliable reports to the effect that Norway was to be

occupied by the Allies, England and France. I mentioned this the other

day. In order to prevent this, the Führer wanted to act first. He spoke

about the fact, that for us the basis of an Anglo-French attack was

clear, but that we had not sufficient proof for the outside world.

Hitler explained that he was still trying to get evidence. It would have

been better if Jodl had written, not that the Führer was still looking

for a basis, but—according to what the Führer meant—that the Führer

was still looking for conclusive evidence for the outside world.

Evidence as such we had. This was one thing. The second was that

generally, for such steps the Foreign Office had to execute the

necessary preparatory work including the drafting of notes. In the case

of Norway, however, the Führer advised the Foreign Office only, I

believe, 24 or 48 hours in advance. He did not want to inform it at all

at that time because he kept the entire plan extremely secret. I

remember that I, as Commander-in-Chief of the Air Force, was informed of

this plan at a very late date. This secrecy was the second reason why he

himself was concerned with finding a basis for the attack. These were

the two reasons. I would like to state again that it would have been

expressed much more clearly if he had said that the Führer was looking

for evidence, rather than for a basis.

DR. EXNER: If I understand correctly, you mean evidence showing that the

British had the intention of occupying Norway?

GÖRING: We had the report, but the final written evidence we received

only later.

DR. EXNER: The Führer had no doubt about this?

GÖRING: Not for a moment, none of us had any doubt about it. We received

the evidence later.

DR. EGON KUBUSCHOK (Counsel for Defendant Von Papen): Is it correct that

Hitler authorized you to conduct all negotiations for the purpose of

forming a government under Hitler as it emerged on 30 January 1933, that

is, that you alone were commissioned to do this?

GÖRING: That is correct. I stated this the other day.

DR. KUBUSCHOK: Is it correct that you talked about the formation of a

government with Von Papen for the first time in January 1933?

GÖRING: I talked with Papen for the first time on a Sunday, 8 days prior

to the formation of the Government, in Ribbentrop’s home.

DR. KUBUSCHOK: If then, Papen had carried on negotiations concerning the

formation of a government between 4 January, the day of the meeting with

Hitler in the home of Baron Schröder, and 22 January, he would have had

to do this through you, and you would have known it.

GÖRING: That is correct, because the Führer was in Munich at that time

and I was the sole authority in Berlin for the formation of this

government. Besides, it was not at all obvious at the beginning of

January that within a reasonable length of time we should have to form

such a government. Other negotiations were taking place which had

nothing to do with Herr Von Papen.

DR. KUBUSCHOK: Did the formation of a new government in the middle of

January become inevitable for Hindenburg because Schleicher had no

parliamentary backing and his efforts to receive such backing, by

negotiations with Gregor Strasser to split the NSDAP were frustrated?

GÖRING: I believe I have said already in a general way that Schleicher

did not receive a parliamentary majority and his attempt at splitting

the parties failed for the reason that the Führer immediately eliminated

Strasser, who actually had no following among the deputies. Since

Schleicher’s attempts to get a majority failed, he had to govern without

parliament, and that he could do only with extraordinary powers from

Hindenburg. Since he had told him previously that he would be able to

get a majority, the Reich President refused his demand for extraordinary

powers, such as held by the previous Cabinet of Papen, and then decided

to do what I stated here the other day.

DR. KUBUSCHOK: Is it correct that Von Papen gave up to you the prime

ministership of Prussia on 20 April 1933, because in the elections for

the Prussian Landtag of March 1933 the NSDAP had obtained a clear

majority in Prussia, and the Landtag therefore intended to elect you

prime minister?

GÖRING: It is not entirely correct, for the Prussian Landtag did not

have to elect a prime minister at that time. But the fact that the NSDAP

had the absolute majority, induced Von Papen, in connection with my

conferences in Munich, to approach the Führer on his own initiative,

stating that he would agree to turn over to me the Prussian prime

ministership.

DR. KUBUSCHOK: One last question: You mentioned yesterday that you as

the Commander-in-Chief of the Air Force granted many reprieves to people

in Belgium and France who were sentenced for their resistance. Is it

correct that Von Papen on various occasions conveyed to you wishes of

relatives of those who had been sentenced; and that he did this for the

reason that, in the interest of a later solidarity of the peoples, he

did not wish that in such sentences, even if they were militarily

justified, an impersonal attitude should develop, and that you complied

with the wishes of Von Papen?

GÖRING: I merely remember that on occasions—I remember one case

especially, for a prominent name was involved—I received a request from

Herr Von Papen, as to whether the person concerned could not be granted

a reprieve. It concerned people sentenced because they had assisted

enemy airmen to escape. In this case I complied to a large extent with

the request of Herr Von Papen. I am no longer quite conversant with the

reasons.

DR. WALTER BALLAS (Counsel for Defendant Seyss-Inquart): I ask the

Tribunal to permit me to put a few questions to the witness Göring. They

concern the well-known telephone conversations of 11 March 1938, between

Berlin and Vienna.

[_Turning to the witness._] Is it correct, that Dr. Seyss-Inquart, when

he was appointed Austrian State Councillor in June of 1937, visited you

in Berlin accompanied by State Secretary Keppler?

GÖRING: The date, I do not remember; the visit, yes.

DR. BALLAS: Did Dr. Seyss-Inquart, at that time, express the idea that

the Austrian National Socialists should be made entirely independent of

the Reich Party?

GÖRING: Wishes of that nature were discussed by him because he wanted as

little friction as possible in his work in the cabinet.

DR. BALLAS: At that time he further mentioned—and I would like you to

answer, whether it is correct—that the National Socialists were to be

given permission to be active in Austria, in order to establish as close

a relationship between Austria and Germany as possible within the

framework of an independent Austria.

GÖRING: As far as Party matters are concerned, I do not remember exactly

what was discussed. The scheme of keeping Austria independent in its

collaboration with Germany was repeatedly advocated by Seyss-Inquart,

and I have recently outlined it. It seemed to me personally not

extensive enough. Just because I knew this attitude of Seyss-Inquart, I

must say frankly that I was a little distrustful of his attitude on the

11th and 12th of March, and therefore on the late afternoon that these

telephone conversations took place, I sent Keppler to Vienna, so that,

as regards the annexation, matters would take their proper course. I

would rather have sent someone else, because Herr Keppler was too weak

for me; but the Führer’s desire in this case was that, if anyone was to

be sent, it should be Keppler.

DR. BALLAS: Is it correct that Dr. Seyss-Inquart explained his attitude

by pointing out the advantage of having German interests represented by

two States?

GÖRING: It is absolutely correct that he said that. I answered that I

was of a completely different opinion; that I would prefer having German

interests represented by one state, which could act more energetically

than two, as the second might not synchronize.

DR. BALLAS: Did you on 11 March 1938, or on the previous day, have

another telephonic or other communication with Seyss-Inquart?

GÖRING: As far as I recall, but I cannot say with certainty, I believe I

did, on the previous Sunday. That is, these telephone conversations were

on the 11th, a Friday; on the Monday or Tuesday before I questioned him,

or one of his men, on the impression they had had in Graz and Styria. I

vaguely remember this but I cannot say so under oath.

DR. BALLAS: Document Number 2949-PS submitted by the Prosecution

regarding the conversations between Berlin and Vienna in the critical

time of March 1938 shows that only at the time of the conversation

between Dr. Dietrich and State Secretary Keppler, who was in Vienna then

on your behalf, which took place at 2154 hours—that only on that day

was Dr. Seyss-Inquart’s agreement to the telegram, which you had

dictated in advance, conveyed by Keppler. Had the order to march into

Austria already been given at that time?

GÖRING: I explained this recently. The order to march in had been given

and had nothing to do with the telegram as such. It was immaterial

whether or not he was in agreement. The responsibility for the marching

in rested with the Führer and me.

DR. BALLAS: Then it is correct that the marching in would have occurred

even without the telegram?

GÖRING: Yes. Of course.

DR. BALLAS: What was the purpose then of this telegram? Had it perhaps

something to do with foreign policy?

GÖRING: I have explained that here in greatest detail.

DR. BALLAS: Do you remember, Witness, that in the night from 11 to 12

March, State Secretary Keppler, in the name of Dr. Seyss-Inquart,

telephoned Berlin with the request not to carry out the entry into

Austria?

GÖRING: I remember this very distinctly for I was extremely enraged that

such a senseless telegram—after everything was ready—should have

disturbed the Führer’s rest when he was worn out and was to go to

Austria the next day. I therefore severely reprimanded the Führer’s

adjutant and told him that such a telegram should have been given to me.

Because of this I remember the telegram distinctly, and its

pointlessness.

DR. BALLAS: With the result then, that the Führer, if I have understood

you correctly, gave a flat refusal to this telegram?

GÖRING: He no longer was able to give a refusal because the entire troop

movement was already underway. Such a movement cannot be halted in an

hour. Once a troop movement is underway it takes days to halt it. At

best we could have halted the movement at a certain point on the march.

That was not at all in our interest, as I stated. From this moment on,

not Seyss-Inquart, but the Führer and I held the fate of Austria in our

hands.

DR. BALLAS: I have only two more questions regarding the Netherlands. Is

it correct that, in addition to the order of the Führer which was

promulgated on 18 May 1940 naming Dr. Seyss-Inquart Reich Commissioner

of the Netherlands, there was an order, not promulgated, which, made

Seyss-Inquart directly subordinate to you?

GÖRING: Of this secret order, I know nothing.

THE PRESIDENT: Put your questions more slowly. You can see that the

light is flashing.

DR. BALLAS: Had the Four Year Plan its own independent office in the

Netherlands?

GÖRING: I have not yet answered your first question, I understood that

you were to put this question once more, because it did not come

through.

DR. BALLAS: I understood the Court to mean . . .

GÖRING: I shall answer you now on this. Of this secret order, I know

nothing. It would have been senseless, for a Reich Commissioner in the

occupied territories could not have been subordinate to me separately.

But if it is a question of subordination in economic matter, then it is

clear that the Reich Commissioner was, of course, under my orders and

directions in this field as all other major Reich positions were.

To your second question, I can say that I do not know today in detail

whether in the occupied territories, that is also in the Netherlands,

there was here and there a direct representative of the Four Year Plan,

or whether I used the military commander or the economic department of

the Reich Commissioner of the territory concerned. As far as I remember

now, without referring to documents, in the Netherlands the situation

was that the economic counsellor, or the representative of the Reich

Commissioner—Fischböck at that time—which was logical, executed the

economic directions of the Four Year Plan. The Reich Commissioner would

never have been in a position not to have carried out orders given by

me. He could have protested against them only to me or, in extreme

cases, to the Führer, but in itself this did not lead to any suspension.

DR. BALLAS: I have no further questions.

THE PRESIDENT: The Tribunal will adjourn.

[_The Tribunal adjourned until 18 March 1946 at 1000 hours._]

EIGHTY-FOURTH DAY

Monday, 18 March 1946

_Morning Session_

THE PRESIDENT: Had Dr. Kubuschok finished his cross-examination?

DR. KUBUSCHOK: Yes, Mr. President.

THE PRESIDENT: Very well. Then would any other of the defendants’

counsel wish to examine or cross-examine?

PROFESSOR DOCTOR HERBERT KRAUS (Counsel for Defendant Schacht):

Professor Kraus for Dr. Lüdinghausen on behalf of the Defendant Von

Neurath. I ask your permission to put several questions to the witness.

[_Turning to the witness._] Witness, at the Munich conferences Hitler,

it is alleged, put the following question: “What is to happen if the

Czechs are not in agreement with our occupation of the Sudetenland?”

Thereupon Daladier answered, “Then we will force them.” Is that correct?

GÖRING: This question was actually broached by the Führer during the

discussion. Premier Daladier said, in substance, whether with the same

words or not, something which corresponds to the sense of this

statement. As far as I can still remember fairly exactly, he emphasized

that now a decision in that direction had been reached by the great

powers for the purpose of maintaining peace, and this peace must not be

threatened anew by Czechoslovakia’s refusal, otherwise neither England

nor France would feel themselves in any way in duty bound to help, if

Czechoslovakia did not follow this advice.

DR. KRAUS: Witness, how long have you known Herr Von Neurath?

GÖRING: As far as I recall I saw Herr Von Neurath very briefly when he

was the German Ambassador to Denmark in 1919, but only for a short time.

Later I met him again just before the seizure of power and spoke to him

very briefly, I believe; my closer relationship and acquaintance begins

from the time after the seizure of power.

DR. KRAUS: Did you have any closer knowledge of his activities as

Ambassador in London?

GÖRING: That is correct. I did know about his work before, because even

in former times, that is in 1931 and 1932, before Herr Von Neurath

became Foreign Minister, in discussions about the possible formation of

a cabinet, we also considered the name of Herr Von Neurath as a

candidate, even though he did not belong to the Party. As a basic

consideration in this connection his very position as Ambassador to

England played the main role, since we, that is, Hitler as well as I,

were of the opinion that Herr Von Neurath’s relations as Ambassador to

the English Government were very good and that Herr Von Neurath could be

an important factor in this field—that of good relations with

England—which was a basic consideration in the Führer’s foreign policy.

DR. KRAUS: Then I may assume that Herr Von Neurath had pursued a policy

of peace and understanding in London?

GÖRING: Yes, you can assume that exactly.

DR. KRAUS: Yes; and can you tell me if, beyond that, Herr Von Neurath

made efforts in his capacity as Foreign Minister as well, to continue

this policy of peace and understanding?

GÖRING: When Reich President Von Hindenburg made it a condition, which I

have already mentioned, that Herr Von Neurath should become Foreign

Minister, the Führer was in full agreement with this condition, because

he saw that the task of establishing good relations with England and the

West was in good hands. Herr Von Neurath always made every effort in

this direction.

DR. KRAUS: I should like to deal with another series of questions.

Were you present at the meeting of the Reich Cabinet on 30 January 1937,

during which Hitler gave the Golden Party Emblem to those members of the

Cabinet who were not members of the Party, among them also Herr Von

Neurath?

GÖRING: Yes, I was present.

DR. KRAUS: And do you know that Hitler declared on this occasion that it

was purely a distinction such as the conferring of an order, and that

the gentlemen concerned did not thereby become Party members and had no

obligations toward the Party?

GÖRING: I would not put it just that way. The Führer was speaking

spontaneously, since it was the anniversary of the seizure of power, and

he said it was his intention in this way to show his confidence in those

members of the Reich Cabinet who did not belong to the Party. I believe

he used the words, “I should like to ask them to accept this Party

Emblem.” He said at the time that in his opinion this was a decoration

and that he intended, as he actually did later, to develop additional

grades of this decoration. The first grade of this decoration was to be

the Golden Party Emblem. Then, on the spur of the moment, he stepped up

to the various ministers and handed them this emblem. In doing so he

neither emphasized that they were thereby to consider themselves members

of the Party, nor did he emphasize that they were not Party members.

When he came to Herr Von Eltz-Rübenach, this gentleman asked whether he

was thereby obliged to stand for the partly anti-clerical tendency of

certain Party circles, or something to that effect. The Führer hesitated

for a minute and said, “Then you do not wish to accept it?” Whereupon

Herr Von Eltz said, “I do not wish to say that. I just wish to make a

certain reservation.” The Führer was taken aback; immediately he turned

around and left the cabinet room.

In this connection it is not correct, as has been maintained, that Herr

Von Eltz resigned voluntarily because of this. I followed the Führer

immediately and felt, as did all the other gentlemen, that this incident

was an insult to the Führer, since membership in the Party had not been

mentioned at all. In addition, and this is very important, the Führer

was already considering a plan to divide the Ministry of Transport and

to re-establish the old Post Ministry and to put the railroad expert

Dorpmüller into the Ministry of Transport. The Führer had told me this

previously and, as he had left it to me to tell Von Eltz about it

gradually, in a diplomatic way, I took this opportunity and went to Herr

Von Eltz and said: “Your behavior was impossible, and I think the only

thing for you to do is to resign at once.” He said, “I did not mean it

like that,” and he was not willing to hand in his resignation right

away. I then asked him abruptly to do so by that evening. I also sent

State Secretary Meissner to him to say it would be advisable for him to

leave the Cabinet and hand in his resignation immediately, especially in

view of—and then I gave the explanations concerning the post and

railroads as I have just given them.

That was what happened at that conference with regard to the Golden

Party Emblem.

DR. KRAUS: Witness, were you present when Hitler, in the evening of 11

March 1938, told Herr Von Neurath in the Reich Chancellery about the

entry of the troops into Austria, and informed him of the reasons for

this move, and asked him to inform the Foreign Office accordingly,

because he himself had to leave?

GÖRING: I have already mentioned in my remarks about Austria that

Foreign Minister Von Ribbentrop was not present. Since the Führer had

delegated the representation of the Reich to me, I had asked him to ask

Herr Von Neurath to put his experience in foreign affairs at my disposal

during this time. Thereupon Herr Von Neurath was asked to come to the

Reich Chancellery that evening, I believe, and the Führer told him in

broad outlines what you have just said. It was to the effect that, if I

needed it and requested it, he was to advise me on matters of foreign

policy, since the Foreign Minister was not present and I had no

experience in answering diplomatic notes, and since it was to be

expected that some foreign political action, such as protests and notes,

at least, would be taken during the Führer’s absence.

DR. KRAUS: Then one is to conclude that Herr Von Neurath was not the

deputy of the Foreign Minister but only in his absence was to serve as

sort of an adviser to you?

GÖRING: He was not the deputy of the Foreign Minister; that would not at

all have been in keeping with his position and his rank. The deputy of

the Foreign Minister was the acting State Secretary.

DR. KRAUS: Von Weizsäcker?

GÖRING: I believe it was Herr Von Mackensen at that time; he also signed

the current correspondence in the absence of the Foreign Minister. Herr

Von Neurath was only my adviser in such matters of foreign policy as

were expected to come up in connection with the Austrian case.

DR. KRAUS: Do you know of the protest which came from the British

Ambassador on 11 March 1938, which was addressed, strangely enough, to

Herr Von Neurath and in which the British Ambassador protested against

the marching in of German troops?

GÖRING: That is not at all so strange, for on the evening of the

marching in of the troops I personally, as I have explained, spoke to

the British Ambassador for 2 hours and told him that the Führer was

going to Austria the next day; that I would administer the Reich and had

for this purpose requested Herr Von Neurath as my foreign political

adviser, as Sir Nevile Henderson had already hinted that this would not

be tolerated without protests. Thus the British Ambassador had already

received this information from me the evening before. This explains the

fact that he turned to Herr Von Neurath, because I had said to him, “If

you come around with your old notes of protest, I personally cannot do

very much about them.”

DR. KRAUS: Did Herr Von Neurath, after the Foreign Minister had

formulated the answer to the protest, notify you by telephone of that

answer, and did he ask you whether you would sign it as Hitler’s deputy?

GÖRING: Yes, of course; I was deputy head of State. He had to inform me

of the reply and it was also a matter of course that I should say to

him, “You sign,” for as deputy head of State I could not sign diplomatic

notes.

DR. KRAUS: Thank you.

DR. SERVATIUS: Witness, how far were the political leaders informed

beforehand of the Führer’s foreign political intentions?

GÖRING: “Political leaders” is a very comprehensive term. It includes

everyone from the Reichsleiter to the Blockleiter or Zellenleiter.

Instruction of the entire body of political leaders with regard to

matters of foreign policy quite naturally and understandably never took

place, and could not take place unless the Führer publicly made known

his general foreign political intentions to the entire nation either in

the Reichstag or over the radio. The higher officers of the political

leaders, for instance, the Reichsleiter or the Gauleiter, were likewise

never called together as a group in order to be informed of political

intentions which the Führer did not want to announce publicly.

He may personally have mentioned his intentions to one or other of the

political leaders, who at the same time held another state office, or

who was for some other reason in his confidence—I should first have to

think where that might have been the case. He certainly did not do it to

any unit or sub-unit. In his speeches to Gauleiter after the events had

taken place, he merely referred to these things each time in retrospect

and explained and unfolded his political intentions, which he had,

however, already realized by then.

DR. SERVATIUS: I have no further questions.

DR. MARTIN HORN (Counsel for Defendant Von Ribbentrop): Witness, do you

know to what extent Von Ribbentrop was informed about military plans and

intentions in his capacity as Foreign Minister?

GÖRING: I do not know the exact details. In general the same principle

applies here too, that only such authorities as were competent, as far

as these intentions were concerned, were kept informed, particularly so

in the case of military intentions. Just how much the Führer told Herr

Von Ribbentrop now and again in conversations about his military plans,

I did not know.

DR. HORN: Is it correct that Hitler set down the guiding principles for

all policies, including foreign policy?

GÖRING: That is a matter of course. Foreign policy above all was the

Führer’s very own realm. By that I mean to say that foreign policy on

the one hand and the leadership of the Armed Forces on the other hand

enlisted the Führer’s greatest interest and were his main activity.

DR. HORN: Should I conclude from that that he was interested in the

details of foreign policy as well?

GÖRING: He busied himself exceptionally with these details, as I have

just stated, and with particularly great interest in both of these

fields.

DR. HORN: Did Hitler expressly instruct you to keep secret the

memorandum on Poland of 30 August 1939?

GÖRING: He did not expressly instruct me. I do not know whether he knew

that I had it in my pocket. But in general he had given such

instructions since he had instructed the one who would have had to hand

it over, namely, Herr Von Ribbentrop, not to hand it over, so that I

actually handed over this memorandum against the express order of the

Führer, which constitutes a risk that probably only I—please do not

misunderstand me—indeed I alone could take and afford.

DR. HORN: You mentioned a few days ago the diversified influence which

the various personages had on Hitler. Do you know any facts from which

we might conclude that Ribbentrop had not enough influence on Hitler to

induce him to change decisions once he had made them?

GÖRING: As far as influence on Hitler, on the Führer, is concerned, that

is a problematical subject. I should like first to confine myself to the

question of Herr Von Ribbentrop’s influence. Herr Von Ribbentrop

definitely had no influence in the sense that he could have steered

Hitler in any one direction. To what extent arguments of an objective

nature may perhaps have definitely influenced the Führer sometimes to do

this or that in respect to foreign political affairs, or to refrain from

doing it, or to change it, would have depended entirely on the strength

of the arguments and the facts. To what extent that may sometimes have

played a role I cannot say, for I was not present at 99 percent of the

Führer’s conferences with Herr Von Ribbentrop. But Herr Von Ribbentrop

had at no time such influence that he could have said, “Do this” or “Do

not do it; I consider it a mistake,” when the Führer was convinced of

the correctness of any matter.

DR. HORN: Do you know facts or observations which might point to the

existence of a conspiracy in the highest circles of the government?

GÖRING: Conspiracy may be variously interpreted. Conspiracies naturally

never took place in the sense that men secretly came together and

discussed extensive plans in darkness and seclusion. As to conspiracy in

the sense that the Führer had comprehensive conferences and as a result

of these conferences decided upon joint undertakings, one can only talk

of conspiracy here to the extent—and I beg of you again not to

misunderstand me—that this took place between the Führer and me until,

say, 1941. There was no one who could even approach working as closely

with the Führer, who was as essentially familiar with his thoughts and

who had the same influence as I. Therefore at best only the Führer and I

could have conspired. There is definitely no question of the others.

DR. HORN: American war propaganda consistently spoke of Germany’s

aggressive intentions toward the Western Hemisphere. What do you know

about this?

GÖRING: The Western Hemisphere? Do you mean America?

DR. HORN: Yes.

GÖRING: Even if Germany had completely dominated the nations of Europe,

between Germany and the American continent there are, as far as I still

recall from my geographic knowledge, about 6,000 kilometers of water, I

believe. In view of the smallness of the German fleet and the

regrettable lack of bombers to cover this distance, which I have already

mentioned, there was never any question of a threat against the American

continent; on the contrary, we were always afraid of that danger in

reverse, and we would have been very glad if it had not been necessary

to consider this at all.

As far as South America is concerned, I know that we were always

accused, by propaganda at least, of economic penetration and attempted

domination there. If one considers the financial and commercial

possibilities which Germany had before and during the war, and if one

compares them with those of Great Britain or America, one can see the

untenability of such a statement. With the very little foreign exchange

and the tremendous export difficulties which we had, we could never

constitute a real danger or be in competition. If that had been the

case, the attitude of the South American countries would presumably have

been a different one. Not the mark, but only the dollar ruled there.

DR. HORN: Thank you.

DR. SIEMERS: The Prosecution have submitted the diary of General Jodl

under Document Number 1809-PS. In this diary there are two entries from

the first half of 1940, in regard to which I should like to have your

opinion. These two entries concern Russia at a time when Germany and

Russia were on friendly terms.

I should like to say in advance that the substance of the intentions

which are contained in these entries sounds rather fantastic, and that

is why I would like to have your opinion as Commander-in-Chief of the

Air Force.

Trial of the Major War Criminals Before the International Military Tribunal, Nuremburg, 14 November 1945-1 October 1946, Volume 09 · 第 19 / 35 题