I shall also read the last paragraph on Page 126:

“As I was deputy commandant I stayed at the camp up to the

capitulation and gave up the camp in the regular way to British

troops who were quite satisfied with the transfer. Squadron

Leader A. J. Evans gave me a letter confirming this. I enclose a

photostat of this letter.”

This photostat copy appears on the following page, and it says:

“Korvettenkapitän W. Rogge was for 10 months chief camp officer

at the Marlag Camp at Westertimke. Without exception all the

prisoners of war in that camp have reported that he treated them

with fairness and consideration.”

Then follows another affidavit from the intelligence officer in that

camp. I should like to point out that this officer was born in February

1865 and that his age alone would, I think, exclude the use of any

terror measures. I shall read from Page 129, the third from the last

paragraph:

“No means of pressure were employed at Dulag Nord. If a man told

falsehoods he was sent back to his room and was not interrogated for 2

or 3 days. I believe I can say that no blow was ever struck at Dulag

Nord.”

I should now like to refer briefly to the accusation raised against the

defendant according to which he as “a fanatical Nazi” prolonged a

hopeless war. I submit Dönitz-50, which contains statements made by

Admiral Darlan, Mr. Chamberlain, and Mr. Churchill in 1940. They will be

found on Pages 132 and 133 of the document book and they will show that

the afore-mentioned persons also considered it expedient in a critical

situation to call upon the nation—partly with success and partly

without—to render the utmost resistance.

During his examination Admiral Dönitz gave as the reason for his views

that he wanted to save German nationals in the East. As evidence for

this I draw your attention to Exhibit GB-212, which can be found on Page

73 of the British document book. It is a decree of 11 April 1945, and I

shall read two sentences under heading 1:

“Capitulation means for certain the occupation of the whole of

Germany by the Allies along the lines of partition discussed by

them at Yalta. It also means, therefore, the ceding to Russia of

further considerable parts of Germany west of the river Oder. Or

does anyone think that at that stage the Anglo-Saxons will not

keep to their agreements and will oppose a further advance of

the Russian hordes into Germany with armed forces, and will

begin a war with Russia for our sake? The reasoning, ‘Let the

Anglo-Saxons into the country; then at least the Russians will

not come,’ is faulty, too.”

I shall also quote from Exhibit GB-188, which is on Page 10 of the

document book of the Prosecution—I beg your pardon, Page 11. It is an

order to the German Armed Forces dated 1 May 1945. I shall quote the

second paragraph:

“The Führer has designated me to be his successor as head of

State and as Supreme Commander of the Armed Forces. I am taking

over the Supreme Command of all branches of the German Armed

Forces with the will to carry on the struggle against the

Bolsheviks until the fighting forces and hundreds of thousands

of families of the German eastern areas have been saved from

slavery and destruction.”

This, Mr. President, is the end of my documentary evidence.

Two interrogatories are still outstanding. One is that of Kapitän zur

See Rösing and the other of Fregattenkapitän Suhren. Furthermore—and

this is something I particularly regret—the interrogatory from the

Commander-in-Chief of the American Navy, Admiral Nimitz, has still not

been received. I will submit these documents as soon as I have received

them.

And now, with permission of the Tribunal, I should like to call my

witness, Admiral Wagner.

MR. DODD: Mr. President, while the witness is being called in, I would

like to raise one matter with the Tribunal. On Saturday I understand

that the question of when the witness Puhl would be called was raised

before the Tribunal. And as I understand it from the record, it was left

for counsel to settle the matter as to whether he should be called

before the Raeder case comes on or after the Raeder case.

I should like to say that we have some reasons for asking that he be

called before the Raeder case, and there are two: First of all, he is

here in the prison under a kind of confinement different from that under

which he has been held by the French in the French territory; and

secondly, the officer, Lieutenant Meltzer, who has been assisting in the

Funk case, is very anxious—for compelling personal reasons—to return

to the United States, and of course he will not be able to do so until

we have concluded the Funk case. And, Mr. President, it will not take

very long in my judgment to hear this witness. He is only here for

cross-examination on his affidavit and we would appreciate it if he

could come on at the conclusion of the Dönitz case.

THE PRESIDENT: Very well, Mr. Dodd, he can be brought for

cross-examination after the Dönitz case.

[_The witness Wagner took the stand._]

THE PRESIDENT: Will you state your full name, please?

GERHARD WAGNER (Witness): Gerhard Wagner.

THE PRESIDENT: Will you repeat this oath after me: I swear by God—the

Almighty and Omniscient—that I will speak the pure truth—and will

withhold and add nothing.

[_The witness repeated the oath._]

THE PRESIDENT: Will you sit down.

FLOTTENRICHTER KRANZBÜHLER: Admiral, when did you join the Navy?

WAGNER: On 4 June 1916.

FLOTTENRICHTER KRANZBÜHLER: Which positions did you hold in the High

Command of the Navy, and at what time?

WAGNER: From summer 1933 until the summer of 1935 I was adviser in the

operational department of the High Command. I was Kapitänleutnant and

then Korvettenkapitän. In 1937, from January until September, I had the

same position. From April 1939 until June 1941 I was the head of the

operational group, known as “IA,” in the operations section of the Naval

Operations Staff. From June 1941 until June 1944 I was the chief of the

operations section of the Naval Operations Staff. From June 1944 until

May 1945, I was admiral for special tasks attached to the

Commander-in-Chief of the Navy.

FLOTTENRICHTER KRANZBÜHLER: So that during the entire war you were a

member of the Naval Operations Staff?

WAGNER: Yes, that is so.

FLOTTENRICHTER KRANZBÜHLER: What were the general tasks of the Naval

Operations Staff?

WAGNER: The tasks of the Naval Operations Staff included all those

involved in naval warfare, both at sea and in the defense of the coasts,

and also in the protection of our own merchant shipping. As far as

territorial tasks were concerned, the Naval Operations Staff did not

have any, neither at home nor in the occupied territories.

FLOTTENRICHTER KRANZBÜHLER: Was the Naval Operations Staff part of the

High Command of the Navy, the OKM?

WAGNER: The Naval Operations Staff was part of the High Command of the

Navy.

FLOTTENRICHTER KRANZBÜHLER: What was the relationship between the Naval

Operations Staff and the Supreme Command of the Armed Forces, the OKW?

WAGNER: The OKW passed on the instructions and orders of Hitler, who was

the Supreme Commander of the Armed Forces, regarding the conduct of the

war; usually, as far as naval warfare particularly was concerned, after

examination and review by the Naval Operations Staff. General questions

of the conduct of the war were decided without previous consultations

with members of the Naval Operations Staff.

FLOTTENRICHTER KRANZBÜHLER: In which manner were the preparations of the

High Command of the Navy for a possible war carried out?

WAGNER: Generally speaking, they consisted of mobilization preparations,

tactical training, and strategic considerations for the event of a

possible conflict.

FLOTTENRICHTER KRANZBÜHLER: Did the Naval Operations Staff during your

time receive an order to prepare for a definite possibility of war?

WAGNER: The first instance was the order for “Case White,” the war

against Poland. Before that, only tasks regarding security measures were

given us.

FLOTTENRICHTER KRANZBÜHLER: Were plans elaborated for the naval war

against England?

WAGNER: A plan for the war against England did not exist at all before

the beginning of the war. Such a war seemed to us outside the realm of

possibility. Considering the overwhelming superiority of the British

fleet, which can hardly be expressed in proportionate figures, and

considering England’s strategical domination of the seas such a war

appeared to us to be absolutely hopeless. The only means by which

Britain could have been damaged effectively was by submarine warfare;

but even the submarine weapon was by no means being given preferential

treatment nor was its production accelerated. It was merely given its

corresponding place in the creation of a well-balanced homogeneous

fleet.

At the beginning of the war all we had were 40 submarines ready for

action, of which, as far as I can remember, barely half could have been

used in the Atlantic. That, in comparison with the earth-girdling naval

means at the disposal of the first-ranking world power England, is as

good as nothing. As a comparison, I should like to cite the fact that

both the British and the French Navy at the same time had more than 100

submarines each.

FLOTTENRICHTER KRANZBÜHLER: Did the then Captain Dönitz, as chief of the

submarines, have anything to do with the planning of the war?

WAGNER: Captain Dönitz at that time was a subordinate front-line

commander, under the command of the chief of the fleet and he, because

of his warfare experience, had the task of training and tactically

guiding the inexperienced submarine personnel.

FLOTTENRICHTER KRANZBÜHLER: Did he in turn make any suggestions or

instigate any plans for the war?

WAGNER: No, these preparations and this war planning, in particular for

the “Case White,” were exclusively the task of the Naval Operations

Staff.

FLOTTENRICHTER KRANZBÜHLER: Did Dönitz at any previous time hear about

the military intentions of the Naval Operations Staff?

WAGNER: No.

FLOTTENRICHTER KRANZBÜHLER: Did Admiral Dönitz hear of the military

intentions of the Naval Operations Staff at a time earlier than

necessary for the carrying out of the orders given him?

WAGNER: No, he heard of it by means of the orders reaching him from the

Naval Operations Staff.

FLOTTENRICHTER KRANZBÜHLER: Admiral Wagner, you know of the London

Agreement of 1936 regarding submarine warfare. Did the Naval Operations

Staff draw any conclusions from that agreement for their preparation for

a war, in particular, for carrying on a possible economic war?

WAGNER: The Prize Regulations still existing from the last war were

revised and made to conform with the London Agreement. For that purpose

a committee was formed which included representatives from the High

Command of the Navy, the Foreign Office, the Reich Ministry of Justice,

and scientific experts.

FLOTTENRICHTER KRANZBÜHLER: Were these new Prize Regulations made known

to the commandants some time before the war or were they communicated to

them just when they were published shortly before the outbreak of the

war?

WAGNER: These new Prize Regulations were published in 1938 as an

internal ordinance of the Navy, which was available for the purpose of

training officers. During the autumn maneuvers of the Fleet in 1938 a

number of exercises were arranged for the purpose of acquainting the

officer corps with these new regulations. I, myself, at that time...

THE PRESIDENT: Where are the new Prize Regulations you are referring to?

FLOTTENRICHTER KRANZBÜHLER: I am talking about the regulations published

on 26 August 1939, which are contained in my document book. They are on

Page 137, in Volume III of my document book.

THE PRESIDENT: Thank you.

FLOTTENRICHTER KRANZBÜHLER: I beg your pardon, Mr. President; the date

is not 26, but 28 August.

THE PRESIDENT: The witness was saying that exercises were carried out?

FLOTTENRICHTER KRANZBÜHLER: Yes, in the year 1938.

THE PRESIDENT: Yes.

FLOTTENRICHTER KRANZBÜHLER: [_Turning to the witness._] Which

conceptions did the Naval Operations Staff have after the beginning of

the war regarding the development of the naval war against Britain?

WAGNER: The Naval Operations Staff thought that Great Britain would

probably start in where she had stopped at the end of the first World

War. That meant that there would be a hunger blockade against Germany, a

control of the merchandise of neutral countries, introduction of a

system of control, the arming of merchant ships, and the delimitation of

operational waters.

FLOTTENRICHTER KRANZBÜHLER: I am now going to have the battle order of 3

September 1939 shown to you. It is Document Dönitz-55. It can be found

on Page 139, in Volume III of the document book. You will see from this

that submarines, like all naval forces, had orders to adhere to this

Prize Ordinance in the economic warfare.

Then, at the end, you will find an order which I propose to read to you.

This is on Page 140:

“Order prepared for intensifying the economic war because of the

arming of enemy merchant ships.

“1) Arming of, and therefore resistance from, the majority of

English and French merchant ships is to be expected.

“2) Submarines will stop merchant ships only if own vessel is

not endangered. Attack without warning by submarines is allowed

against plainly recognized enemy merchant ships.

“3) Battleships and auxiliary cruisers will watch for

possibility of use of arms by merchant ships when stopped.”

I should like to ask you whether this order was prepared long ago or

whether it was improvised at the last moment?

WAGNER: At the beginning of the war we were forced to improvise a great

many orders we were issuing, because they were not prepared thoroughly.

FLOTTENRICHTER KRANZBÜHLER: Did this order become operative at all?

WAGNER: No.

FLOTTENRICHTER KRANZBÜHLER: Why not?

WAGNER: After consultation with the Foreign Office, we had decided that

we would strictly adhere to the London Agreement until we had clear-cut

evidence of the British merchant navy being used for military purposes.

We remembered from the last war the power which the enemy propaganda

had, and we did not under any circumstances want to give anyone cause

once more to decry us as pirates.

FLOTTENRICHTER KRANZBÜHLER: When, at what stage, did the military use of

enemy merchant ships become clear to the Naval Operations Staff?

WAGNER: The fact that enemy merchant vessels were armed became clear

after a few weeks of the war. We had a large number of reports about

artillery fights which had occurred between U-boats and armed enemy

merchant ships. Certainly one, and probably several boats were lost by

us. One British steamer, I think it was called _Stonepool_, was praised

publicly by the British Admiralty for its success in combating

submarines.

FLOTTENRICHTER KRANZBÜHLER: The Tribunal already has knowledge of the

order of 4 October allowing attacks against all armed merchant ships of

the enemy and also of the order of 17 October allowing attacks on all

enemy merchant ships with certain exceptions.

Were these orders the result of experiences which the Naval Operations

Staff had regarding the military use of enemy merchant ships?

WAGNER: Yes, exclusively.

FLOTTENRICHTER KRANZBÜHLER: Both orders contain exceptions favoring

passenger ships. They were not to be attacked even when they were

members of an enemy convoy. To what were these exceptions due?

WAGNER: They were due to an order from the Führer. At the beginning of

the war he had stated that Germany did not have any intention of waging

war against women and children. He wished, for that reason, that also in

naval war any incidents in which women and children might lose their

lives should be avoided. Consequently, even the stopping of passenger

ships was prohibited. The military necessities of naval warfare made it

very difficult to adhere to this order, particularly where passenger

ships were traveling in enemy convoys. Later on, step by step, this

order was altered as it became evident that there was no longer any

peaceful passenger traffic at all and that enemy passenger ships were

particularly heavily armed and used more and more as auxiliary cruisers

and troop transport ships.

FLOTTENRICHTER KRANZBÜHLER: Were the orders of the German Naval

Operations Staff regarding the combating of armed enemy ships and later

enemy ships as a whole made known to the British Admiralty?

WAGNER: Neither side made its war measures known during the war, and

that held true in this case also. But in October the German press left

no doubt whatsoever that every armed enemy merchant ship would be sunk

by us without warning, and later on it was equally well known that we

were forced to consider the entire enemy merchant marine as being under

military direction and in military use.

These statements by our press must no doubt have been known to the

British Admiralty and the neutral governments. Apart from that, and I

think this was in October, Grossadmiral Raeder gave an interview to the

press on the same theme.

FLOTTENRICHTER KRANZBÜHLER: A memorandum of the Naval Operations Staff

was issued in the middle of October: “On the Possibilities of

Intensifying the War against Merchant Shipping”; I am going to have this

memorandum shown to you. Its number is GB-224. After looking at this

memorandum please tell me what its purpose was and what the memorandum

contains.

Mr. President, some extracts can be found on Page 199, in Volume IV of

the document book.

WAGNER: This memorandum was issued due to the situation that existed

since the beginning of the war. On 3 September 1939 Britain had begun a

total hunger blockade against Germany. Naturally that was not directed

only against the fighting men, but against all nonfighting members,

including women, children, the aged, and the sick. It meant that Britain

would declare all food rations, all luxury goods, all clothing, as well

as all raw materials necessary for these items, as contraband and would

also exercise a strict control of neutral shipping of which Germany

would be deprived insofar as it would have to go through waters

controlled by Great Britain. Apart from that, England exercised a

growing political and economic pressure upon the European neighbors of

Germany to cease all commerce with Germany.

That intention of the total hunger blockade was emphatically confirmed

by the Head of the British Government, Prime Minister Chamberlain,

during a speech before the House of Commons at the end of September. He

described Germany as a beleaguered fort; and he added that it was not

customary for beleaguered forts to be accorded free rations. That

expression of the beleaguered fort was also taken up by the French

press.

Furthermore, Prime Minister Chamberlain stated around the beginning of

October—according to this memorandum it was on 12 October—that in this

war Britain would utilize her entire strength for the destruction of

Germany. From this we drew the conclusion, aided by the experiences of

the last World War, that England would soon hit German exports under

some pretext or other.

With the shadow of the total hunger blockade, which no doubt had been

thoroughly prepared during long years of peace, creeping in upon us we

now had a great deal to do to catch up, since we had not prepared for

war against Great Britain. We examined, both from the legal and military

point of view, the possibilities at our disposal by which we in turn

might cut off Britain’s supplies. That was the aim and purpose of that

memorandum.

FLOTTENRICHTER KRANZBÜHLER: You are saying, therefore, that this

memorandum contains considerations regarding means for countering the

British measures with correspondingly effective German measures?

WAGNER: Yes, that was definitely the purpose of that memorandum.

FLOTTENRICHTER KRANZBÜHLER: Studying that memorandum you will find a

sentence—C. 1. is the paragraph—according to which the Naval

Operations Staff must remain basically within the limits of

international law, but that decisive war measures would have to be

carried out even if the existing international law could not be applied

to them.

Did this mean that international law was to be generally disregarded by

the Naval Operations Staff, or what is the meaning of this sentence?

WAGNER: That question was duly studied by the Naval Operations Staff and

discussed at great length. I should like to point out that on Page 2 of

the memorandum, in the first paragraph, it states that obedience to the

laws of chivalry comes before all else in naval warfare. That, from the

outset, would prevent a barbarous waging of war at sea. We did think,

however, that the modern technical developments would create conditions

for naval warfare which would certainly justify and necessitate further

development of the laws of naval warfare.

FLOTTENRICHTER KRANZBÜHLER: Which technical developments do you mean?

WAGNER: I am thinking mainly of two points: First, the large-scale use

of the airplane in naval warfare. As a result of the speed and wide

range of the airplane, militarily guarded zones could be created before

the coasts of all warfaring nations, and in respect to these zones one

could no longer speak of freedom of the seas. Secondly, the introduction

of electrical orientation equipment which made it possible, even at the

beginning of the war, to spot an unseen opponent and to send fighting

forces against him.

FLOTTENRICHTER KRANZBÜHLER: It says in this memorandum that decisive war

measures are to be taken even though they create new laws at sea. Did

occasion arise for such measures?

WAGNER: No; at any rate, not at once. In the meantime, I think on 4

November, the United States of America declared the so-called American

combat zone, and the specific reason given for it was that in that zone

actual belligerent actions rendered the sea dangerous for American

shipping. By this announcement some of the points of that memorandum

were in immediate need of being revised. As a rule we remained within

the limits of the measures as they had been employed by both parties

during the first World War.

FLOTTENRICHTER KRANZBÜHLER: By these measures do you mean the warning

against navigating in certain zones?

WAGNER: Yes.

FLOTTENRICHTER KRANZBÜHLER: According to some of the exhibits used by

the Prosecution, Numbers GB-194 and 226, submarines were permitted to

attack all ships without warning in certain areas, beginning with

January 1940. The attacks were to be carried out, if possible, unseen,

while maintaining the fiction that the ships struck mines.

Will you please tell the Tribunal which sea lanes or areas were

concerned in this? I shall have a sea-chart handed to you for that

purpose. I am submitting it to the Tribunal as Exhibit Dönitz-93.

Will you please explain what can be seen on that map.

WAGNER: In the middle of the map you will find the British Isles. The

large part of the ocean which is shaded on the edge shows the

afore-mentioned American combat zone. The shaded parts of the sea near

the British coast are those parts which were ordered to be German

submarine operational zones. They were given letters from A to F in

accordance with the time when they were set up.

FLOTTENRICHTER KRANZBÜHLER: Can you tell us up to which depth these

German operational zones went?

WAGNER: I think perhaps as far as the 200 meter line.

FLOTTENRICHTER KRANZBÜHLER: Does this depth guarantee favorable use of

mines?

WAGNER: Yes, down to 200 meters the use of anchored mines is possible

without any difficulty.

FLOTTENRICHTER KRANZBÜHLER: In these operational zones certain dates

have been entered. Will you please explain how it happened that on those

particular dates, and in that sequence, these territories were made

operational zones?

WAGNER: All those areas were declared to be operational zones where our

fighting forces came into contact with enemy traffic and a concentration

of the enemy defense, resulting in main combat areas.

To begin with, they were the zones at the northern and southern end of

the German-mined zones which had been declared along the British East

Coast and in the Bristol Channel. You can see, therefore, that Zone A

lies to the east of Scotland and is dated 6 January. The Bristol Channel

Zone is dated 12 January, and finally at the southern end of this danger

zone, that is, to the east of London, there is the date of 24 January.

Later on, according to the fluctuations of the actual fighting, further

areas around the British Isles and then off the French Coast were

designated.

FLOTTENRICHTER KRANZBÜHLER: Up to what date did this development

continue?

WAGNER: The last zone was declared on 28 May 1940.

FLOTTENRICHTER KRANZBÜHLER: Had neutrals been warned against navigating

in these zones?

WAGNER: Yes, an official note had informed neutral countries that the

entire U.S.A. fighting zone had to be considered as being dangerous, and

that they should negotiate the North Sea to the east and to the south of

the German mine area which was north of Holland.

FLOTTENRICHTER KRANZBÜHLER: What difference is there between the

situation as shown by this map, and the German declaration of a blockade

of 17 August 1940?

That is, Mr. President, the declaration I have submitted as Dönitz-104,

which can be found on Page 214 in Volume IV of the document book.

WAGNER: As far as the limits of the danger zone are concerned, there was

really no difference. This fact was also stated by Prime Minister

Churchill in the House of Commons at the time. However, the difference

which did exist was that up to that time we confined ourselves to the

area I have just described, near the British Coast, whereas now we

considered the entire U.S.A. combat zone as an operational zone.

The declaration regarding a blockade was based on the fact that in the

meantime France had been eliminated from the war, and that Britain now

was the focal point of all belligerent action.

FLOTTENRICHTER KRANZBÜHLER: Did the German blockade zone in its entirety

correspond exactly or more or less with the U.S.A. combat zone?

WAGNER: It was nearly exactly the same as the U.S.A. combat zone. There

were merely a few insignificant corrections.

FLOTTENRICHTER KRANZBÜHLER: Mr. President, I am submitting another

sea-chart as Dönitz-92, in which...

THE PRESIDENT: I think perhaps that would be a good time to break off

then.

[_A recess was taken._]

FLOTTENRICHTER KRANZBÜHLER: Now, Mr. President, as Dönitz-94, I submit a

chart of the German blockade zone dated 17 August.

Admiral Wagner, just for the sake of repeating, what were the limits of

the German blockade region in relation to the U.S. fighting zone?

THE PRESIDENT: I thought you had already told us that. You told us that

the blockade zone was the same as the American zone, didn’t you?

FLOTTENRICHTER KRANZBÜHLER: Yes, Mr. President, I thought that we had

not been understood quite correctly before the recess.

[_Turning to the witness._] What was the naval practice of the enemy as

far as this operational zone was concerned? Was there any practice that

they followed?

WAGNER: Yes, the practice on the part of the enemy was identical with

ours. In the areas controlled by us in the Baltic, in the eastern part

of the North Sea, around Skagerrak and later on in the Norwegian and

French waters, the enemy used every suitable weapon without giving

previous warning, without notifying us in advance by which means of

combat other ships were to be sunk—submarines, mines, aircraft, or

surface vessels. In these regions the same thing applied to neutrals,

and especially to Sweden.

FLOTTENRICHTER KRANZBÜHLER: Now, I would like to confront you with a

statement by the First Lord of the British Admiralty. You will find this

on Page 208 of the document book, Volume IV. This statement is dated 8

May 1940, and I have ascertained, Mr. President, that unfortunately it

is wrongly reproduced in the British document book; so I shall quote

from the original.

“Therefore we limited our operations in the Skagerrak to the

submarines. In order to make this work as effective as possible,

the usual restrictions which we have imposed on the actions of

our submarines were relaxed. As I told the House, all German

ships by day and all ships by night were to be sunk as

opportunity served.”

Trial of the Major War Criminals Before the International Military Tribunal, Nuremburg, 14 November 1945-1 October 1946, Volume 13 · 第 27 / 42 题