SECTION VIII.

OF THE SOURCE OF ALLEGIANCE.

Though government be an invention very advantageous, and even in some

circumstances absolutely necessary to mankind, it is not necessary in

all circumstances; nor is it impossible for men to preserve society

for some time, without having recourse to such an invention. Men, 'tis

true, are always much inclined to prefer present interest to distant

and remote; nor is it easy for them to resist the temptation of any

advantage that they may immediately enjoy, in apprehension of an evil

that lies at a distance from them; but still this weakness is less

conspicuous where the possessions and the pleasures of life are few

and of little value, as they always are in the infancy of society.

An Indian is but little tempted to dispossess another of his hut, or

to steal his bow, as being already provided of the same advantages;

and as to any superior fortune which may attend one above another in

hunting and fishing, 'tis only casual and temporary, and will have

but small tendency to disturb society. And so far am I from thinking

with some philosophers, that men are utterly incapable of society

without government, that I assert the first rudiments of government

to arise from quarrels, not among men of the same society, but among

those of different societies. A less degree of riches will suffice

to this latter effect, is requisite for the former. Men fear nothing

from public war and violence but the resistance they meet with, which,

because they share it in common, seems less terrible, and, because it

comes from strangers, seems less pernicious in its consequences, than

when they are exposed singly against one whose commerce is advantageous

to them, and without whose society 'tis impossible they can subsist.

Now foreign war, to a society without government, necessarily produces

civil war. Throw any considerable goods among men, they instantly fall

a quarrelling, while each strives to get possession of what pleases

him, without regard to the consequences. In a foreign war, the most

considerable of all goods, life and limbs, are at stake; and as every

one shuns dangerous ports, seizes the best arms, seeks excuse for the

slightest wounds, the laws, which may be well enough observed while

men were calm, can now no longer take place, when they are in such

commotion.

This we find verified in the American tribes, where men live in concord

and amity among themselves, without any established government, and

never pay submission to any of their fellows, except in time of war,

when their captain enjoys a shadow of authority, which he loses after

their return from the field and the establishment of peace with the

neighbouring tribes. This authority, however, instructs them in the

advantages of government, and teaches them to have recourse to it,

when, either by the pillage of war, by commerce, or by any fortuitous

inventions, their riches and possessions have become so considerable

as to make them forget, on every emergence, the interest they have in

the preservation of peace and justice. Hence we may give a plausible

reason, among others, why all governments are at first monarchical,

without any mixture and variety; and why republics arise only from the

abuses of monarchy and despotic power. Camps are the true mothers of

cities; and as war cannot be administered, by reason of the suddenness

of every exigency, without some authority in a single person, the same

kind of authority naturally takes place in that civil government which

succeeds the military. And this reason I take to be more natural than

the common one derived from patriarchal government, or the authority

of a father, which is said first to take place in one family, and to

accustom the members of it to the government of a single person. The

state of society without government is one of the most natural states

of men, and must subsist with the conjunction of many families, and

long after the first generation. Nothing but an increase of riches

and possessions could oblige men to quit it; and so barbarous and

uninstructed are all societies on their first formation, that many

years must elapse before these can increase to such a degree as to

disturb men in the enjoyment of peace and concord.

But though it be possible for men to maintain a small uncultivated

society without government, 'tis impossible they should maintain a

society of any kind without justice, and the observance of those

three fundamental laws concerning the stability of possession, its

translation by consent, and the performance of promises. These are

therefore antecedent to government, and are supposed to impose an

obligation, before the duty of allegiance to civil magistrates has

once been thought of. Nay, I shall go farther, and assert, that

government, _upon its first establishment_, would naturally be supposed

to derive its obligation from those laws of of nature, and, in

particular, from that concerning the performance of promises. When men

have once perceived the necessity of government to maintain peace and

execute justice, they would naturally assemble together, would choose

magistrates, determine their power, and _promise_ them obedience. As

a promise is supposed to be a bond or security already in use, and

attended with a moral obligation, 'tis to be considered as the original

sanction of government, and as the source of the first obligation to

obedience. This reasoning appears so natural, that it has become the

foundation of our fashionable system of politics, and is in a manner

the creed of a party amongst us, who pride themselves, with reason, on

the soundness of their philosophy, and their liberty of thought. 'All

men,' say they, 'are born free and equal: government and superiority

can only be established by consent: the consent of men, in establishing

government, imposes on them a new obligation, unknown to the laws

of nature. Men, therefore, are bound to obey their magistrates,

only because they promise it; and if they had not given their word,

either expressly or tacitly, to preserve allegiance, it would never

have become a part of their moral duty. This conclusion, however,

when carried so far as to comprehend government in all its ages and

situations, is entirely erroneous; and I maintain, that though the duty

of allegiance be at first grafted on the obligation of promises, and be

for some time supported by that obligation, yet it quickly takes root

of itself, and has an original obligation and authority, independent

of all contracts. This is a principle of moment, which we must examine

with care and attention, before we proceed any farther.

'Tis reasonable for those philosophers who assert justice to be a

natural virtue, and antecedent to human conventions, to resolve all

civil allegiance into the obligation of a promise, and assert that 'tis

our own consent alone which binds us to any submission to magistracy.

For as all government is plainly an invention of men, and the origin of

most governments is known in history, 'tis necessary to mount higher,

in order to find the source of our political duties, if we would assert

them to have any _natural_ obligation of morality. These philosophers,

therefore, quickly observe, that society is as ancient as the human

species, and those three fundamental laws of nature as ancient as

society; so that, taking advantage of the antiquity and obscure origin

of these laws, they first deny them to be artificial and voluntary

inventions of men, and then seek to ingraft on them those other duties

which are more plainly artificial. But being once undeceived in this

particular, and having found that _natural_ as well as _civil_ justice

derives its origin from human conventions, we shall quickly perceive

how fruitless it is to resolve the one into the other, and seek, in the

laws of nature, a stronger foundation for our political duties than

interest and human conventions; while these laws themselves are built

on the very same foundation. On whichever side we turn this subject,

we shall find that these two kinds of duty are exactly on the same

footing, and have the same source both of their _first invention_ and

_moral obligation_. They are contrived to remedy like inconveniences,

and acquire their moral sanction in the same manner, from their

remedying those inconveniences. These are two points which we shall

endeavour to prove as distinctly as possible.

We have already shown, that men _invented_ the three fundamental

laws of nature, when they observed the necessity of society to their

mutual subsistence, and found that 'twas impossible to maintain any

correspondence together, without some restraint on their natural

appetites. The same self-love, therefore, which renders men so

incommodious to each other, taking a new and more convenient direction,

produces the rules of justice, and is the _first_ motive of their

observance. But when men have observed, that though the rules of

justice be sufficient to maintain any society, yet 'tis impossible

for them, of themselves, to observe those rules in large and polished

societies; they establish government as a new invention to attain

their ends, and preserve the old, or procure new advantages, by a more

strict execution of justice. So far, therefore, our _civil_ duties are

connected with our _natural_, that the former are invented chiefly for

the sake of the latter; and that the principal object of government

is to constrain men to observe the laws of nature. In this respect,

however, that law of nature, concerning the performance of promises, is

only comprised along with the rest; and its exact observance is to be

considered as an effect of the institution of government, and not the

obedience to government as an effect of the obligation of a promise.

Though the object of our civil duties be the enforcing of our natural,

yet the _first_[9] motive of the invention, as well as performance

of both, is nothing but self-interest; and since there is a separate

interest in the obedience to government, from that in the performance

of promises, we must also allow of a separate obligation. To obey the

civil magistrate is requisite to preserve order and concord in society.

To perform promises is requisite to beget mutual trust and confidence

in the common offices of life. The ends, as well as the means, are

perfectly distinct; nor is the one subordinate to the other.

To make this more evident, let us consider, that men will often bind

themselves by promises to the performance of what it would have been

their interest to perform, independent of these promises; as when they

would give others a fuller security, by superadding a new obligation

of interest to that which they formerly lay under. The interest in the

performance of promises, besides its moral obligation, is general,

avowed, and of the last consequence in life. Other interests may be

more particular and doubtful; and we are apt to entertain a greater

suspicion, that men may indulge their humour or passion in acting

contrary to them. Here, therefore, promises come naturally in play, and

are often required for fuller satisfaction and security. But supposing

those other interests to be as general and avowed as the interest in

the performance of a promise, they will be regarded as on the same

footing, and men will begin to repose the same confidence in them. Now

this is exactly the case with regard to our civil duties, or obedience

to the magistrate; without which no government could subsist, nor any

peace or order be maintained in large societies, where there are so

many possessions on the one hand, and so many wants, real or imaginary,

on the other. Our civil duties, therefore, must soon detach themselves

from our promises, and acquire a separate force and influence. The

interest in both is of the very same kind; 'tis general, avowed,

and prevails in all times and places. There is, then, no pretext of

reason for founding the one upon the other, while each of them has a

foundation peculiar to itself. We might as well resolve the obligation

to abstain from the possessions of others, into the obligation of a

promise, as that of allegiance. The interests are not more distinct in

the one case than the other. A regard to property is not more necessary

to natural society, than obedience is to civil society or government;

nor is the former society more necessary to the being of mankind,

than the latter to their well-being and happiness. In short, if the

performance of promises be advantageous, so is obedience to government;

if the former interest be general, so is the latter; if the one

interest be obvious and avowed, so is the other. And as these two rules

are founded on like obligations of interest, each of them must have a

peculiar authority, independent of the other.

But 'tis not only the _natural_ obligations of interest, which are

distinct in promises and allegiance; but also the _moral_ obligations

of honour and conscience: nor does the merit or demerit of the one

depend in the least upon that of the other. And, indeed, if we consider

the close connexion there is betwixt the natural and moral obligations,

we shall find this conclusion to be entirely unavoidable. Our interest

is always engaged on the side of obedience to magistracy; and there is

nothing but a great present advantage that can lead us to rebellion, by

making us overlook the remote interest which we have in the preserving

of peace and order in society. But though a present interest may thus

blind us with regard to our own actions, it takes not place with regard

to those of others; nor hinders them from appearing in their true

colours, as highly prejudicial to public interest, and to our own in

particular. This naturally gives us an uneasiness, in considering such

seditious and disloyal actions, and makes us attach to them the idea

of vice and moral deformity. 'Tis the same principle which causes us

to disapprove of all kinds of private injustice, and, in particular,

of the breach of promises. We blame all treachery and breach of faith;

because we consider, that the freedom and extent of human commerce

depend entirely on a fidelity with regard to promises. We blame all

disloyalty to magistrates; because we perceive that the execution of

justice, in the stability of possession, its translation by consent,

and the performance of promises, is impossible, without submission to

government. As there are here two interests entirely distinct from each

other, they must give rise to two moral obligations, equally separate

and independent. Though there was no such thing as a promise in the

world, government would still be necessary in all large and civilized

societies; and if promises had only their own proper obligation,

without the separate sanction of government, they would have but little

efficacy in such societies. This separates the boundaries of our public

and private duties, and shows that the latter are more dependent on the

former, than the former on the latter. _Education_, and _the artifice

of politicians_, concur to bestow a farther morality on loyalty, and to

brand all rebellion with a greater degree of guilt and infamy. Nor is

it a wonder that politicians should be very industrious in inculcating

such notions, where their interest is so particularly concerned.

Lest those arguments should not appear entirely conclusive (as I think

they are), I shall have recourse to authority, and shall prove, from

the universal consent of mankind, that the obligation of submission to

government is not derived from any promise of the subjects. Nor need

any one wonder, that though I have all along endeavoured to establish

my system on pure reason, and have scarce ever cited the judgment even

of philosophers or historians on any article, I should now appeal to

popular authority, and oppose the sentiments of the rabble to any

philosophical reasoning. For it must be observed, that the opinions of

men, in this case, carry with them a peculiar authority, and are, in

a great measure, infallible. The distinction of moral good and evil

is founded on the pleasure or pain which results from the view of any

sentiment or character; and, as that pleasure or pain cannot be unknown

to the person who feels it, it follows,[10] that there is just so much

vice or virtue in any character as every one places in it, and that

'tis impossible in this particular we can ever be mistaken. And, though

our judgments concerning the _origin_ of any vice or virtue, be not so

certain as those concerning their _degrees_, yet, since the question in

this case regards not any philosophical origin of an obligation, but a

plain matter of fact, 'tis not easily conceived how we can fall into

an error. A man who acknowledges himself to be bound to another for

a certain sum, must certainly know whether it be by his own bond, or

that of his father; whether it be of his mere good will, or for money

lent him; and under what conditions, and for what purposes, he has

bound himself. In like manner, it being certain that there is a moral

obligation to submit to government, because everyone thinks so; it must

be as certain that this obligation arises not from a promise; since no

one, whose judgment has not been led astray by too strict adherence to

a system of philosophy, has ever yet dreamt of ascribing it to that

origin. Neither magistrates nor subjects have formed this idea of our

civil duties.

We find, that magistrates are so far from deriving their authority, and

the obligation to obedience in their subjects, from the foundation of

a promise or original contract, that they conceal, as far as possible,

from their people, especially from the vulgar, that they have their

origin from thence. Were this the sanction of government, our rulers

would never receive it tacitly, which is the utmost that can be

pretended; since what is given tacitly and insensibly, can never have

such influence on mankind as what is performed expressly and openly.

A tacit promise is, where the will is signified by other more diffuse

signs than those of speech; but a will there must certainly be in the

case, and that can never escape the person's notice who exerted it,

however silent or tacit. But were you to ask the far greatest part of

the nation, whether they had ever consented to the authority of their

rulers, or promised to obey them, they would be inclined to think very

strangely of you; and would certainly reply, that the affair depended

not on their consent, but that they were born to such an obedience.

In consequence of this opinion, we frequently see them imagine such

persons to be their natural rulers, as are at that time deprived of

all power and authority, and whom no man, however foolish, would

voluntarily choose; and this merely because they are in that line

which ruled before, and in that decree of it which used to succeed:

though perhaps in so distant a period, that scarce any man alive could

ever have given any promise of obedience. Has a government, then, no

authority over such as these, because they never consented to it,

and would esteem the very attempt of such a free choice a piece of

arrogance and impiety? We find by experience, that it punishes them

very freely for what it calls treason and rebellion, which, it seems,

according to this system, reduces itself to common injustice. If you

say, that by dwelling in its dominions, they in effect consented to

the established government, I answer, that this can only be where they

think the affair depends on their choice, which few or none beside

those philosophers have ever yet imagined. It never was pleaded as an

excuse for a rebel, that the first act he performed, after he came

to years of discretion, was to levy war against the sovereign of the

state; and that, while he was a child he could not bind himself by his

own consent, and having become a man, showed plainly, by the first act

he performed, that he had no design to impose on himself any obligation

to obedience. We find, on the contrary, that civil laws punish this

crime at the same age as any other which is criminal of itself,

without our consent; that is, when the person is come to the full use

of reason: whereas to this crime it ought in justice to allow some

intermediate time, in which a tacit consent at least might be supposed.

To which we may add, that a man living under an absolute government

would owe it no allegiance; since, by its very nature, it depends not

on consent. But as that is as _natural_ and _common_ a government as

any, it must certainly occasion some obligation; and 'tis plain from

experience, that men who are subjected to it do always think so. This

is a clear proof, that we do not commonly esteem our allegiance to

be derived from our consent or promise; and a farther proof is, that

when our promise is upon any account expressly engaged, we always

distinguish exactly betwixt the two obligations, and believe the one to

add more force to the other, than in a repetition of the same promise.

Where no promise is given, a man looks not on his faith as broken

in private matters, upon account of rebellion; but keeps those two

duties of honour and allegiance perfectly distinct and separate. As

the uniting of them was thought by these philosophers a very subtile

invention, this is a convincing proof that 'tis not a true one; since

no man can either give a promise, or be restrained by its sanction and

obligation, unknown to himself.

Philosophical Works, v. 2 (of 4) Including All the Essays, and Exhibiting the More Important Alterations and Corrections in the Successive Editions Published by the Author · 第 8 / 14 章