CHAPTER VII

THE KAPILA AND THE PÂTAÑJALA SA@MKHYA (YOGA) [Footnote ref 1].

A Review.

The examination of the two ancient Nâstika schools of

Buddhism and Jainism of two different types ought to convince

us that serious philosophical speculations were indulged in, in

circles other than those of the Upani@sad sages. That certain

practices known as Yoga were generally prevalent amongst the

wise seems very probable, for these are not only alluded to in some

of the Upani@sads but were accepted by the two nâstika schools

of Buddhism and Jainism. Whether we look at them from the

point of view of ethics or metaphysics, the two Nâstika schools

appear to have arisen out of a reaction against the sacrificial

disciplines of the Brahma@nas. Both these systems originated with

the K@sattriyas and were marked by a strong aversion against the

taking of animal life, and against the doctrine of offering animals

at the sacrifices.

The doctrine of the sacrifices supposed that a suitable combination

of rites, rituals, and articles of sacrifice had the magical

power of producing the desired effect--a shower of rain, the

birth of a son, the routing of a huge army, etc. The sacrifices

were enjoined generally not so much for any moral elevation, as

for the achievement of objects of practical welfare. The Vedas

were the eternal revelations which were competent so to dictate

a detailed procedure, that we could by following it proceed on a

certain course of action and refrain from other injurious courses

in such a manner that we might obtain the objects we desired

by the accurate performance of any sacrifice. If we are to define

truth in accordance with the philosophy of such a ritualistic

culture we might say that, that alone is true, in accordance with

which we may realize our objects in the world about us; the truth

of Vedic injunctions is shown by the practical attainment of our

__________________________________________________________________

[Footnote 1: This chapter is based on my _Study of Patanjali_, published

by the Calcutta University, and my _Yoga philosophy in relation to other

Indian Systems of thought_, awaiting publication with the same authority.

The system has been treated in detail in those two works.]

209

objects. Truth cannot be determined _a priori_ but depends upon

the test of experience [Footnote ref l].

It is interesting to notice that Buddhism and Jainism though

probably born out of a reactionary movement against this artificial

creed, yet could not but be influenced by some of its fundamental

principles which, whether distinctly formulated or not, were at

least tacitly implied in all sacrificial performances. Thus we see

that Buddhism regarded all production and destruction as being

due to the assemblage of conditions, and defined truth as that

which could produce any effect. But to such a logical extreme

did the Buddhists carry these doctrines that they ended in

formulating the doctrine of absolute momentariness [Footnote ref 2].

Turning to the Jains we find that they also regarded the value of

knowledge as consisting in the help that it offers in securing what

is good for us and avoiding what is evil; truth gives us such an

account of things that on proceeding according to its directions

we may verify it by actual experience. Proceeding on a correct

estimate of things we may easily avail ourselves of what is good

and avoid what is bad. The Jains also believed that changes

were produced by the assemblage of conditions, but they did not

carry this doctrine to its logical extreme. There was change in

the world as well as permanence. The Buddhists had gone so

far that they had even denied the existence of any permanent

soul. The Jains said that no ultimate, one-sided and absolute

view of things could be taken, and held that not only the happening

of events was conditional, but even all our judgments, are true

only in a limited sense. This is indeed true for common sense,

which we acknowledge as superior to mere _a priori_ abstractions,

which lead to absolute and one-sided conclusions. By the

assemblage of conditions, old qualities in things disappeared, new

qualities came in, and a part remained permanent. But this

common-sense view, though in agreement with our ordinary

experience, could not satisfy our inner _a priori_ demands for

finding out ultimate truth, which was true not relatively but

absolutely. When asked whether anything was true, Jainism

_________________________________________________________________

[Footnote 1: The philosophy of the Vedas as formulated by the Mîmâ@msâ of

Kumârila and Prabhâkara holds the opposite view. Truth according to them

is determined _a priori_ while error is determined by experience.]

[Footnote 2: Historically the doctrine of momentariness is probably prior

to the doctrine of _arthakriyâkâritva._ But the later Buddhists sought

to prove that momentariness was the logical result of the doctrine of

_arthakriyâkâritva_.]

210

would answer, "yes, this is true from this point of view, but

untrue from that point of view, while that is also true from such

a point of view and untrue from another." But such an answer

cannot satisfy the mind which seeks to reach a definite pronouncement,

an absolute judgment.

The main departure of the systems of Jainism and Buddhism

from the sacrificial creed consisted in this, that they tried to

formulate a theory of the universe, the reality and the position of

sentient beings and more particularly of man. The sacrificial creed was

busy with individual rituals and sacrifices, and cared for principles

or maxims only so far as they were of use for the actual performances

of sacrifices. Again action with the new systems did not mean

sacrifice but any general action that we always perform. Actions

were here considered bad or good according as they brought

about our moral elevation or not. The followers of the sacrificial

creed refrained from untruth not so much from a sense of personal

degradation, but because the Vedas had dictated that untruth

should not be spoken, and the Vedas must be obeyed. The

sacrificial creed wanted more and more happiness here or in the

other world. The systems of Buddhist and Jain philosophy turned

their backs upon ordinary happiness and wanted an ultimate and

unchangeable state where all pains and sorrows were for ever

dissolved (Buddhism) or where infinite happiness, ever unshaken,

was realized. A course of right conduct to be followed merely for

the moral elevation of the person had no place in the sacrificial

creed, for with it a course of right conduct could be followed

only if it was so dictated in the Vedas, Karma and the fruit of

karma (_karmaphala_) only meant the karma of sacrifice and its

fruits-temporary happiness, such as was produced as the fruit

of sacrifices; knowledge with them meant only the knowledge of

sacrifice and of the dictates of the Vedas. In the systems however,

karma, karmaphala, happiness, knowledge, all these were

taken in their widest and most universal sense. Happiness or

absolute extinction of sorrow was still the goal, but this was no

narrow sacrificial happiness but infinite and unchangeable happiness

or destruction of sorrow; karma was still the way, but not

sacrificial karma, for it meant all moral and immoral actions

performed by us; knowledge here meant the knowledge of truth

or reality and not the knowledge of sacrifice.

Such an advance had however already begun in the Upani@shads

211

which had anticipated the new systems in all these

directions. The pioneers of these new systems probably drew

their suggestions both from the sacrificial creed and from the

Upani@sads, and built their systems independently by their own

rational thinking. But if the suggestions of the Upani@sads were

thus utilized by heretics who denied the authority of the Vedas,

it was natural to expect that we should find in the Hindu camp

such germs of rational thinking as might indicate an attempt to

harmonize the suggestions of the Upani@sads and of the sacrificial

creed in such a manner as might lead to the construction of a consistent

and well-worked system of thought. Our expectations are

indeed fulfilled in the Sâ@mkhya philosophy, germs of which may

be discovered in the Upani@sads.

The Germs of Sâ@mkhya in the Upani@sads.

It is indeed true that in the Upani@sads there is a large number

of texts that describe the ultimate reality as the Brahman, the

infinite, knowledge, bliss, and speak of all else as mere changing

forms and names. The word Brahman originally meant in the

earliest Vedic literature, _mantra_, duly performed sacrifice,

and also the power of sacrifice which could bring about the desired result

[Footnote ref l]. In many passages of the Upani@sads this Brahman appears

as the universal and supreme principle from which all others derived

their powers. Such a Brahman is sought for in many passages

for personal gain or welfare. But through a gradual process of

development the conception of Brahman reached a superior level

in which the reality and truth of the world are tacitly ignored,

and the One, the infinite, knowledge, the real is regarded as the

only Truth. This type of thought gradually developed into the

monistic Vedanta as explained by S'ankara. But there was

another line of thought which was developing alongside of it,

which regarded the world as having a reality and as being made

up of water, fire, and earth. There are also passages in S'vetas'vatara

and particularly in Maitrâya@nî from which it appears

that the Sâmkhya line of thought had considerably developed, and

many of its technical terms were already in use [Footnote ref 2]. But the

date of Maitrâya@nî has not yet been definitely settled, and the details

___________________________________________________________________

[Footnote 1: See Hillebrandt's article, "Brahman" (_E. R.E._).]

[Footnote 2: Katha III. 10, V. 7. S'veta. V. 7, 8, 12, IV. 5, I. 3. This

has been dealt with in detail in my _Yoga Philosophy in relation to other

Indian Systems of Thought_, in the first chapter.]

212

found there are also not such that we can form a distinct notion

of the Sâ@mkhya thought as it developed in the Upani@sads. It is

not improbable that at this stage of development it also gave

some suggestions to Buddhism or Jainism, but the Sâ@mkhya-Yoga

philosophy as we now get it is a system in which are found all

the results of Buddhism and Jainism in such a manner that it

unites the doctrine of permanence of the Upani@sads with the

doctrine of momentariness of the Buddhists and the doctrine of

relativism of the Jains.

Sâ@mkhya and Yoga Literature.

The main exposition of the system of Sâ@mkhya and Yoga in

this section has been based on the _Sâ@mkhya kârikâ_, the _Sâ@mkhya

sûtras_, and the _Yoga sûtras_ of Patañjali with their commentaries

and sub-commentaries. The _Sâ@mkhya kârikâ_ (about

200 A.D.) was written by Îs'varak@r@s@na. The account of Sâ@mkhya

given by Caraka (78 A.D.) represents probably an earlier school and

this has been treated separately. Vâcaspati Mis'ra (ninth century

A.D.) wrote a commentary on it known as _Tattvakaumudî_. But

before him Gaudapâda and Râjâ wrote commentaries on the

_Sâ@mkhya kârikâ_ [Footnote ref 1]. Nârâyanatîrtha wrote his _Candrikâ_ on

Gaudapâda's commentary. The _Sâ@mkhya sûtras_ which have been commented

on by Vijñâna Bhik@su (called _Pravacanabhâ@sya_) of the

sixteenth century seems to be a work of some unknown author

after the ninth century. Aniruddha of the latter half of the

fifteenth century was the first man to write a commentary on the

_Sâ@mkhya sûtras_. Vijñâna Bhiksu wrote also another elementary

work on Sâ@mkhya known as _Sâ@mkhyasâra_. Another short work

of late origin is _Tattvasamâsa_ (probably fourteenth century). Two

other works on Sâm@khya, viz Sîmânanda's _Sâmkhyatattvavivecana_

and Bhâvâga@nes'a's _Sâ@mkhyatattvayâthârthyadîpana_ (both later

than Vijñânabhik@su) of real philosophical value have also been

freely consulted. Patañjali's _Yoga sûtra_ (not earlier than 147 B.C.)

was commented on by Vâysa (400 A.D.) and Vyâsa's bhâsya

commented on by Vâcaspati Mis'ra is called _Tattvavais'âradî_,

by Vijñâna Bhik@su _Yogavârttika_, by Bhoja in the tenth century

_Bhojav@rtti_, and by Nâges'a (seventeenth century) _Châyâvyâkhyâ_.

___________________________________________________________________

[Footnote 1: I suppose that Râjâ's commentary on the _Kârikâ_ was the same

as _Râjavârttika_ quoted by Vâcaspati. Râjâ's commentary on the _Kârikâ_

has been referred to by Jayanta in his _Nyâyamañjarî_, p. 109. This book

is probably now lost.]

213

Amongst the modern works to which I owe an obligation I may

mention the two treatises _Mechanical, physical and chemical theories

of the Ancient Hindus and the Positive Sciences of the Ancient Hindus_

by Dr B.N. Seal and my two works on Yoga _Study of Patanjali_ published

by the Calcutta University, and _Yoga Philosophy in relation

to other Indian Systems of Thought_ which is shortly to be published,

and my _Natural Philosophy of the Ancient Hindus_, awaiting publication

with the Calcutta University.

Gu@naratna mentions two other authoritative Sâ@mkhya works,

viz. _Mâ@tharabhâ@sya_ and _Âtreyatantra_. Of these the second is

probably the same as Caraka's treatment of Sâ@mkhya, for we know

that the sage Atri is the speaker in Caraka's work and for that it

was called Âtreyasa@mhitâ or Âtreyatantra. Nothing is known

of the Mâtharabhâsya [Footnote ref 1].

An Early School of Sâ@mkhya.

It is important for the history of Sâ@mkhya philosophy that

Caraka's treatment of it, which so far as I know has never been

dealt with in any of the modern studies of Sâ@mkhya, should

be brought before the notice of the students of this philosophy.

According to Caraka there are six elements (_dhâtus_), viz. the

five elements such as âkâs'a, vâyu etc. and cetanâ, called also

puru@sa. From other points of view, the categories may be said to

be twenty-four only, viz. the ten senses (five cognitive and five

conative), manas, the five objects of senses and the eightfold

prak@rti (prak@rti, mahat, aha@mkâra and the five elements)[Footnote ref

2]. The manas works through the senses. It is atomic and its existence

is proved by the fact that in spite of the existence of the senses

there cannot be any knowledge unless manas is in touch with

them. There are two movements of manas as indeterminate

sensing (_ûha_) and conceiving (_vicâra_) before definite understanding

(_buddhi_) arises. Each of the five senses is the product of the

combination of five elements but the auditory sense is made with

a preponderance of akasa, the sense of touch with a preponderance

_________________________________________________________________

[Footnote 1: Readers unacquainted with Sâ@mkhya-Yoga may omit the following

three sections at the time of first reading.]

[Footnote 2: Puru@a is here excluded from the list. Cakrapâ@ni, the

commentator, says that the prak@rti and puru@sa both being unmanifested,

the two together have been counted as one. _Prak@rtivyatiriktañcodâsîna@m

puru@samavyaktatvasâdharmyât avyaktâyâm prak@rtâveva prak@sipya

avyaktas'avbdenaiva g@rh@nâti._ Harinâtha Vis'ârada's edition of

_Caraka, S'ârîra_, p. 4.]

214

of air, the visual sense with a preponderance of light, the taste with

a preponderance of water and the sense of smell with a preponderance

of earth. Caraka does not mention the tanmâtras at all [Footnote ref 1].

The conglomeration of the sense-objects (_indriyârtha_) or gross matter,

the ten senses, manas, the five subtle bhûtas and prak@rti, mahat

and aha@mkâra taking place through rajas make up what we call

man. When the sattva is at its height this conglomeration ceases.

All karma, the fruit of karma, cognition, pleasure, pain, ignorance,

life and death belongs to this conglomeration. But there is also

the puru@sa, for had it not been so there would be no birth, death,

bondage, or salvation. If the âtman were not regarded as cause,

all illuminations of cognition would be without any reason. If a

permanent self were not recognized, then for the work of one

others would be responsible. This puru@sa, called also _paramâtman_,

is beginningless and it has no cause beyond itself. The self is in

itself without consciousness. Consciousness can only come to it

through its connection with the sense organs and manas. By

ignorance, will, antipathy, and work, this conglomeration of puru@sa

and the other elements takes place. Knowledge, feeling, or action,

cannot be produced without this combination. All positive effects

are due to conglomerations of causes and not by a single cause, but

all destruction comes naturally and without cause. That which

is eternal is never the product of anything. Caraka identifies the

avyakta part of prak@rti with puru@sa as forming one category.

The vikâra or evolutionary products of prak@rti are called k@setra,

whereas the avyakta part of prak@rti is regarded as the k@setrajña

(_avyaktamasya k@setrasya k@setrajñam@r@sayo viduh_). This avyakta

and cetanâ are one and the same entity. From this unmanifested

prak@rti or cetanâ is derived the buddhi, and from the buddhi is

derived the ego (_aha@mkâra_) and from the aha@mkâra the five

elements and the senses are produced, and when this production

is complete, we say that creation has taken place. At the time

of pralaya (periodical cosmic dissolution) all the evolutes return

back to prak@rti, and thus become unmanifest with it, whereas at the

time of a new creation from the puru@sa the unmanifest (_avyakta_),

all the manifested forms--the evolutes of buddhi, aha@mkâra,

___________________________________________________________________

[Footnote 1: But some sort of subtle matter, different from gross matter,

is referred to as forming part of _prak@rti_ which is regarded as having

eight elements in it _prak@rtis'ca@s@tadhâtuki_), viz. avyakta, mahat,

aha@mkâra, and five other elements. In addition to these elements forming

part of the prak@rti we hear of indriyârthâ, the five sense objects

which have evolved out of the prak@rti.]

215

etc.--appear [Footnote ref 1]. This cycle of births or rebirths or of

dissolution and new creation acts through the influence of rajas and

tamas, and so those who can get rid of these two will never again suffer

this revolution in a cycle. The manas can only become active in

association with the self, which is the real agent. This self of itself

takes rebirth in all kinds of lives according to its own wish,

undetermined by anyone else. It works according to its own free will

and reaps the fruits of its karma. Though all the souls are pervasive,

yet they can only perceive in particular bodies where they are

associated with their own specific senses. All pleasures and pains

are felt by the conglomeration (_râs'i_), and not by the âtman presiding

over it. From the enjoyment and suffering of pleasure and

pain comes desire (_t@r@s@nâ_) consisting of wish and antipathy, and

from desire again comes pleasure and pain. Mok@sa means complete

cessation of pleasure and pain, arising through the association

of the self with the manas, the sense, and sense-objects. If the

manas is settled steadily in the self, it is the state of yoga when

there is neither pleasure nor pain. When true knowledge dawns

that "all are produced by causes, are transitory, rise of themselves,

but are not produced by the self and are sorrow, and do

not belong to me the self," the self transcends all. This is the last

renunciation when all affections and knowledge become finally

extinct. There remains no indication of any positive existence

of the self at this time, and the self can no longer be perceived [Footnote

ref 2]. It is the state of Brahman. Those who know Brahman call this

state the Brahman, which is eternal and absolutely devoid of any

characteristic. This state is spoken of by the Sâ@mkhyas as their

goal, and also that of the Yogins. When rajas and tamas are

rooted out and the karma of the past whose fruits have to be

enjoyed are exhausted, and there is no new karma and new birth,

____________________________________________________________________

[Footnote 1: This passage has been differently explained in a commentary

previous to Cakrapâ@ni as meaning that at the time of death these resolve

back into the prak@rti--the puru@sa--and at the time of rebirth they

become manifest again. See Cakrapâ@ni on s'ârîra, I. 46.]

[Footnote 2: Though this state is called brahmabhûta, it is not in any

sense like the Brahman of Vedânta which is of the nature of pure being,

pure intelligence and pure bliss. This indescribable state is more like

absolute annihilation without any sign of existence (_alak@sa@nam_),

resembling Nâgârjuna's Nirvâ@na. Thus Caraka

writes:--_tasmi@ms'caramasannyâse samûlâh@hsarvavedanâ@h

asa@mjñâjñânavijñânâ niv@rtti@m yântyas'e@sata@h. ata@hpara@m

brahmabhûto bhûtâtmâ nopalabhyate ni@hs@rta@h sarvabhâvebhya@h cihna@m

yasya na vidyate. gatirbrahmavidâ@m brahma taccâk@saramalak@sa@nam. Caraka,

S'ârîra_ 1. 98-100.]

216

the state of mok@sa comes about. Various kinds of moral endeavours

in the shape of association with good people, abandoning

of desires, determined attempts at discovering the truth with fixed

attention, are spoken of as indispensable means. Truth (tattva)

thus discovered should be recalled again and again [Footnote ref 1] and

this will ultimately effect the disunion of the body with the self.

As the self is avyakta (unmanifested) and has no specific nature or

character, this state can only be described as absolute cessation

(_mok@se niv@rttirni@hs'e@sâ_).

The main features of the Sâ@mkhya doctrine as given by Caraka

are thus: 1. Puru@sa is the state of avyakta. 2. By a conglomera

of this avyakta with its later products a conglomeration is formed

which generates the so-called living being. 3. The tanmâtras are

not mentioned. 4. Rajas and tamas represent the bad states of

the mind and sattva the good ones. 5. The ultimate state of

emancipation is either absolute annihilation or characterless absolute

existence and it is spoken of as the Brahman state; there is

no consciousness in this state, for consciousness is due to the

conglomeration of the self with its evolutes, buddhi, aha@mkâra etc.

6. The senses are formed of matter (_bhautika_).

This account of Sâ@mkhya agrees with the system of Sâ@mkhya

propounded by Pañcas'ikha (who is said to be the direct pupil of

Âsuri the pupil of Kapila, the founder of the system) in the

Mahâbhârata XII. 219. Pañcas'ikha of course does not describe

the system as elaborately as Caraka does. But even from what

little he says it may be supposed that the system of Sâ@mkhya

he sketches is the same as that of Caraka [Footnote ref 2]. Pañcas'ikha

speaks of the ultimate truth as being avyakta (a term applied in all

Sâ@mkhya literature to prak@rti) in the state of puru@sa

(_purusâvasthamavyaktam_). If man is the product of a mere combination

of the different elements, then one may assume that all ceases

with death. Caraka in answer to such an objection introduces a

discussion, in which he tries to establish the existence of a self as

the postulate of all our duties and sense of moral responsibility.

The same discussion occurs in Pañcas'ikha also, and the proofs

____________________________________________________________________

[Footnote 1: Four causes are spoken of here as being causes of memory:

(1) Thinking of the cause leads to the remembering of the effect,

(2) by similarity, (3) by opposite things, and (4) by acute attempt to

remember.]

[Footnote 2: Some European scholars have experienced great difficulty

in accepting Pañcas'ikha's doctrine as a genuine Sâ@mkhya doctrine.

This may probably be due to the fact that the Sâ@mkhya doctrines sketched

in _Caraka_ did not attract their notice.]

217

for the existence of the self are also the same. Like Caraka again

Pañcas'ikha also says that all consciousness is due to the conditions

of the conglomeration of our physical body mind,--and the

element of "cetas." They are mutually independent, and by such

independence carry on the process of life and work. None of the

phenomena produced by such a conglomeration are self. All our

suffering comes in because we think these to be the self. Mok@sa

is realized when we can practise absolute renunciation of these

phenomena. The gu@nas described by Pañcas'ikha are the different

kinds of good and bad qualities of the mind as Caraka has it.

The state of the conglomeration is spoken of as the k@setra, as

Caraka says, and there is no annihilation or eternality; and the

last state is described as being like that when all rivers lose

themselves in the ocean and it is called ali@nga (without any

characteristic)--a term reserved for prak@rti in later Sâ@mkhya.

This state is attainable by the doctrine of ultimate renunciation

which is also called the doctrine of complete destruction

(_samyagbadha_).

Gu@naratna (fourteenth century A.D.), a commentator of

_@Sa@ddars'anasamuccaya_, mentions two schools of Sâ@mkhya, the

Maulikya (original) and the Uttara or (later) [Footnote ref 1]. Of these

the doctrine of the Maulikya Sâ@mkhya is said to be that which

believed that there was a separate pradhâna for each âtman

(_maulikyasâ@mkhyâ hyâtmânamâtmânam prati p@rthak pradhânam

vadanti_). This seems to be a reference to the Sâ@mkhya doctrine

I have just sketched. I am therefore disposed to think that this

represents the earliest systematic doctrine of Sâ@mkhya.

In _Mahâbhârata_ XII. 318 three schools of Sâ@mkhya are

mentioned, viz. those who admitted twenty-four categories (the

school I have sketched above), those who admitted twenty-five

(the well-known orthodox Sâ@mkhya system) and those who

admitted twenty-six categories. This last school admitted a

supreme being in addition to puru@sa and this was the twenty-sixth

principle. This agrees with the orthodox Yoga system and the

form of Sâ@mkhya advocated in the _Mahâbhârata_. The schools of

Sâ@mkhya of twenty-four and twenty-five categories are here

denounced as unsatisfactory. Doctrines similar to the school of

Sâ@mkhya we have sketched above are referred to in some of the

_________________________________________________________________

[Footnote 1: Gu@naratna's _Tarkarahasyadîpikâ_, p. 99.]

218

other chapters of the _Mahâbhârata_ (XII. 203, 204). The self

apart from the body is described as the moon of the new moon

day; it is said that as Râhu (the shadow on the sun during an

eclipse) cannot be seen apart from the sun, so the self cannot be

seen apart from the body. The selfs (_s'arîri@na@h_) are spoken of as

manifesting from prak@rti.

We do not know anything about Âsuri the direct disciple

of Kapila [Footnote ref 1]. But it seems probable that the system of

Sâ@mkhya we have sketched here which appears in fundamentally the same

form in the _Mahâbhârata_ and has been attributed there to Pañcas'ikha

is probably the earliest form of Sâ@mkhya available to us

in a systematic form. Not only does Gu@naratna's reference to the

school of Maulikya Sâ@mkhya justify it, but the fact that Caraka

(78 A.U.) does not refer to the Sâ@mkhya as described by Îs'varak@r@s@na

and referred to in other parts of _Mahâbhârata_ is a definite

proof that Îs'varak@r@s@na's Sâ@mkhya is a later modification, which

was either non-existent in Caraka's time or was not regarded as

an authoritative old Sâ@mkhya view.

Wassilief says quoting Tibetan sources that Vindhyavâsin altered

the Sâ@mkhya according to his own views [Footnote ref 2]. Takakusu thinks

that Vindhyavâsin was a title of Îs'varak@r@s@na [Footnote ref 3] and Garbe

holds that the date of Îs'varak@r@s@na was about 100 A.D. It seems to be a

very plausible view that Îs'varak@r@s@na was indebted for his kârikâs to

another work, which was probably written in a style different

from what he employs. The seventh verse of his _Kârikâ_ seems to

be in purport the same as a passage which is found quoted in the

____________________________________________________________________

[Footnote 1: A verse attributed to Âsuri is quoted by Gu@naratna

(_Tarkarahasyadîpikâ,_ p. 104). The purport of this verse is that when

buddhi is transformed in a particular manner, it (puru@sa) has experience.

It is like the reflection of the moon in transparent water.]

[Footnote 2: Vassilief's _Buddhismus,_ p. 240.]

[Footnote 3: Takakusu's "A study of Paramârtha's life of Vasubandhu," _J.

R.A.S._, 1905. This identification by Takakusu, however, appears to be

extremely doubtful, for Gu@naratna mentions Îs'varak@r@s@na and

Vindhyavâsin as two different authorities (_Tarkarahasyadîpikâ,_

pp. 102 and 104). The verse quoted from Vindhyavâsin (p. 104) in

anu@s@tubh metre cannot be traced as belonging to Îs'varak@r@s@nâ. It

appears that Îs'varak@r@s@na wrote two books; one is the _Sâ@mkhya

kârikâ_ and another an independent work on Sâ@mkhya, a line from which,

quoted by Gu@naratna, stands as follows:

"_Pratiniyatâdhyavasâya@h s'rotrâdisamuttha adhyak@sam_" (p. 108).

If Vâcaspati's interpretation of the classification of anumâna in his

_Tattvakaumudî_ be considered to be a correct explanation of _Sâ@mkhya

kârikâ_ then Îs'varak@r@s@na must be a different person from Vindhyavâsin

whose views on anumâna as referred to in _S'lokavârttika,_ p. 393, are

altogether different. But Vâcaspati's own statement in the

_Tâtparyya@tîkâ_ (pp. 109 and 131) shows that his treatment there was not

faithful.]

219

_Mahâbhâsya_ of Patañjali the grammarian (147 B.C.) [Footnote ref 1].

The subject of the two passages are the enumeration of reasons which

frustrate visual perception. This however is not a doctrine concerned

with the strictly technical part of Sâ@mkhya, and it is just possible

that the book from which Patañjali quoted the passage, and which

was probably paraphrased in the Âryâ metre by Îs'varak@r@s@na

was not a Sâ@mkhya book at all. But though the subject of the

verse is not one of the strictly technical parts of Sâ@mkhya, yet

since such an enumeration is not seen in any other system of

Indian philosophy, and as it has some special bearing as a safeguard

against certain objections against the Sâ@mkhya doctrine of

prak@rti, the natural and plausible supposition is that it was the

verse of a Sâ@mkhya book which was paraphrased by Îs'varak@r@s@na.

The earliest descriptions of a Sâ@mkhya which agrees with

Îs'varak@r@s@na's Sâ@mkhya (but with an addition of Îs'vara) are to be

found in Patañjali's _Yoga sûtras_ and in the _Mahâbhârata;_ but we

are pretty certain that the Sâ@mkhya of Caraka we have sketched

here was known to Patañjali, for in _Yoga sûtra_ I. 19 a reference is

made to a view of Sâ@mkhya similar to this.

From the point of view of history of philosophy the Sâ@mkhya

of Caraka and Pañcas'ikha is very important; for it shows a

transitional stage of thought between the Upani@sad ideas and

the orthodox Sâ@mkhya doctrine as represented by Îs'varak@r@s@na.

On the one hand its doctrine that the senses are material, and

that effects are produced only as a result of collocations, and that

the puru@sa is unconscious, brings it in close relation with Nyâya,

and on the other its connections with Buddhism seem to be nearer

than the orthodox Sâ@mkhya.

We hear of a _Sa@s@titantras'âstra_ as being one of the oldest Sâ@mkhya

works. This is described in the _Ahirbudhnya Sa@mhitâ_ as

containing two books of thirty-two and twenty-eight chapters [Footnote

ref 2]. A quotation from _Râjavârttika_ (a work about which there is no

definite information) in Vâcaspati Mis'ra's commentary on the Sâ@mkhya

kârika_(72) says that it was called the _@Sa@s@titantra because

it dealt with the existence of prak@rti, its oneness, its difference

from puru@sas, its purposefulness for puru@sas, the multiplicity of

puru@sas, connection and separation from puru@sas, the evolution of

___________________________________________________________________

[Footnote 1: Patañjali's Mahâbhâ@sya, IV. I. 3.

_Atisannikar@sâdativiprakar@sât mûrttyantaravyavadhânât

tamasâv@rtatvât indriyadaurvalyâdatipramâdât,_ etc. (Benares edition.)]

[Footnote 2: _Ahirbudhnya Sa@mhitâ,_ pp. 108, 110.]

220

the categories, the inactivity of the puru@sas and the five _viparyyayas_,

nine tu@s@tis, the defects of organs of twenty-eight kinds, and the

eight siddhis [Footnote ref 1].

But the content of the _Sa@s@titantra_ as given in _Ahirbudhnya

Sa@mhitâ_ is different from it, and it appears from it that the Sâ@mkhya

of the _Sa@s@titantra_ referred to in the _Ahirbudhnya Sa@mhitâ_ was of

a theistic character resembling the doctrine of the Pañcarâtra

Vai@snavas and the _Ahirbudhnya Sa@mhitâ_ says that Kapila's

theory of Sâ@mkhya was a Vai@s@nava one. Vijñâna Bhiksu, the

greatest expounder of Sâ@mkhya, says in many places of his work

_Vijñânâm@rta Bhâ@sya_ that Sâ@mkhya was originally theistic, and that

the atheistic Sâ@mkhya is only a _prau@dhivâda_ (an exaggerated

attempt to show that no supposition of Îs'vara is necessary to

explain the world process) though the _Mahâbhârata_ points out

that the difference between Sâ@mkhya and Yoga is this, that the

former is atheistic, while the latter is theistic. The discrepancy

between the two accounts of _@Sa@s@titantra_ suggests that the original

_Sa@s@titantra_ as referred to in the _Ahirbudhnya Sa@mhitâ_ was

subsequently revised and considerably changed. This supposition is

corroborated by the fact that Gu@naratna does not mention among

the important Sâ@mkhya works _@Sa@s@titantra_ but _@Sa@s@titantroddhâra_

___________________________________________________________________

[Footnote 1: The doctrine of the _viparyyaya, tusti_, defects of organs,

and the _siddhi_ are mentioned in the _Karikâ_ of Is'varakr@sna, but I

have omitted them in my account of Sâmkhya as these have little

philosophical importance. The viparyyaya (false knowledge) are five,

viz. avidyâ (ignorance), asmita (egoism), raga (attachment), dve@sa

(antipathy), abhimives'a (self-love), which are also called _tamo,

moha, mahâmoha, tamisrâ_, and _andhatâmisra_. These are of nine kinds

of tusti, such as the idea that no exertion is necessary, since prak@rti

will herself bring our salvation (_ambhas_), that it is not necessary

to meditate, for it is enough if we renounce the householder's

life (_salila_), that there is no hurry, salvation will come in time

(_megha_), that salvation will be worked out by fate (_bhâgya_), and

the contentment leading to renunciation proceeding from five kinds of

causes, e.g. the troubles of earning (_para_), the troubles of

protecting the earned money (_supara_), the natural waste of things

earned by enjoyment (_parâpara_), increase of desires leading to greater

disappointments (_anuttamâmbhas_), all gain leads to the injury of others

(_uttamâmbhas_). This renunciation proceeds from external considerations

with those who consider prak@rti and its evolutes as the self. The

siddhis or ways of success are eight in number, viz. (1) reading of

scriptures (_târa_), (2) enquiry into their meaning (_sutâra_),

(3) proper reasoning (_târatâra_), (4) corroborating one's own ideas

with the ideas of the teachers and other workers of the same field

(_ramyaka_), (5) clearance of the mind by long-continued practice

(_sadâmudita_). The three other siddhis called pramoda, mudita, and

modamâna lead directly to the separation of the prak@rti from the purus'a.

The twenty-eight sense defects are the eleven defects of the eleven senses

and seventeen kinds of defects of the understanding corresponding to the

absence of siddhis and the presence of tustis. The viparyyayas, tu@stis

and the defects of the organs are hindrances in the way of the

achievement of the Sâ@mkhya goal.]

221

(revised edition of _@Sa@s@titantra_) [Footnote ref 1]. Probably the

earlier @Sa@s@titantra was lost even before Vâcaspati's time.

If we believe the @Sa@s@titantra referred to in the _Ahirbudhnya

Sa@mhitâ_ to be in all essential parts the same work which was

composed by Kapila and based faithfully on his teachings, then it

has to be assumed that Kapila's Sâ@mkhya was theistic [Footnote ref 2]. It

seems probable that his disciple Âsuri tried to popularise it. But it

seems that a great change occurred when Pañcas'ikha the disciple of

Âsuri came to deal with it. For we know that his doctrine

differed from the traditional one in many important respects. It

is said in _Sâ@mkhya kârikâ_ (70) that the literature was divided by

him into many parts (_tena bahudhâk@rtam tantram_). The exact

meaning of this reference is difficult to guess. It might mean that

the original _@Sa@s@titantra_ was rewritten by him in various treatises.

It is a well-known fact that most of the schools of Vai@s@navas

accepted the form of cosmology which is the same in most essential

parts as the Sâ@mkhya cosmology. This justifies the assumption

that Kapila's doctrine was probably theistic. But there are

a few other points of difference between the Kapila and the

Pâtañjala Sâ@mkhya (Yoga). The only supposition that may

be ventured is that Pañcas'ikha probably modified Kapila's

work in an atheistic way and passed it as Kapila's work. If this

supposition is held reasonable, then we have three strata of

Sâ@mkhya, first a theistic one, the details of which are lost, but

which is kept in a modified form by the Pâtañjala school of Sâ@mkhya,

second an atheistic one as represented by Pañcas'ikha, and

a third atheistic modification as the orthodox Sâ@mkhya system.

An important change in the Sâ@mkhya doctrine seems to have

been introduced by Vijñâna Bhik@su (sixteenth century A.D.) by his

treatment of gu@nas as types of reals. I have myself accepted this

interpretation of Sâ@mkhya as the most rational and philosophical

one, and have therefore followed it in giving a connected system

of the accepted Kapila and the Pâtañjala school of Sâ@mkhya. But

it must be pointed out that originally the notion of gu@nas was

applied to different types of good and bad mental states, and then

they were supposed in some mysterious way by mutual increase

and decrease to form the objective world on the one hand and the

____________________________________________________________________

[Footnote 1: _Tarkarahasyadîpikâ_, p. 109.]

[Footnote 2: _eva@m sa@dvims'akam prâhah s'arîramth mânavâh sâ@mkhyam

sa@mkhyâtmakatvâcca kapilâdibhirucyate. Matsyapurâna_, IV. 28.]

222

totality of human psychosis on the other. A systematic explanation

of the gunas was attempted in two different lines by Vijñâna Bhik@su

and the Vai@s@nava writer Ve@nka@ta [Footnote ref l]. As the Yoga

philosophy compiled by Patañjali and commented on by Vyâsa,

Vâcaspati and Vijñ@ana Bhik@su, agree with the Sâ@mkhya doctrine

as explained by Vâcaspati and Vijñana Bhik@su in most points I

have preferred to call them the Kapila and the Pâtañjala schools

of Sâ@mkhya and have treated them together--a principle which

was followed by Haribhadra in his _@Sa@ddars'anasamuaccaya_.

The other important Sâ@mkhya teachers mentioned by Gaudapâda

are Sanaka, Sananda, Sanâtana and Vo@dhu. Nothing is

known about their historicity or doctrines.

Sâ@mkhya kârikâ, Sâ@mkhya sûtra, Vâcaspati Mis'ra and

Vijñâna Bhik@su.

A word of explanation is necessary as regards my interpretation

of the Sâ@mkhya-Yoga system. The _Sâ@mkhya kârikâ_ is

the oldest Sâ@mkhya text on which we have commentaries by

later writers. The _Sâ@mkhya sûtra_ was not referred to by any

writer until it was commented upon by Aniruddha (fifteenth

century A.D.). Even Gu@naratna of the fourteenth century A D. who

made allusions to a number of Sâ@mkhya works, did not make any

reference to the _Sâ@mkhya sûtra_, and no other writer who is known

to have flourished before Gu@naratna seems to have made any

reference to the _Sâ@mkhya sûtra_. The natural conclusion therefore

is that these sûtras were probably written some time after

the fourteenth century. But there is no positive evidence to

prove that it was so late a work as the fifteenth century. It is

said at the end of the _Sâ@mkhya kârikâ_ of Îs'varak@r@s@na that the

kârikâs give an exposition of the Sâ@mkhya doctrine excluding

the refutations of the doctrines of other people and excluding the

parables attached to the original Sâ@mkhya works--the

_@Sa@s@titantras'âstra_. The _Sâ@mkhya sûtras_ contain refutations

of other doctrines and also a number of parables. It is not improbable

that these were collected from some earlier Sâ@mkhya work which is

now lost to us. It may be that it was done from some later edition

of the _@Sa@s@titantras'âstra_ (_@Sa@s@titantroddhâra_ as mentioned by

___________________________________________________________________

[Footnote 1: Venka@ta's philosophy will be dealt with in the second volume

of the present work.]

223

Gû@naratna), but this is a mere conjecture. There is no reason to

suppose that the Sâ@mkhya doctrine found in the sûtras differs in

any important way from the Sâ@mkhya doctrine as found in the

_Sâ@mkhya kârikâ_. The only point of importance is this, that the

_Sâ@mkhya sûtras_ hold that when the Upani@sads spoke of one absolute

pure intelligence they meant to speak of unity as involved

in the class of intelligent puru@sas as distinct from the class of

the gu@nas. As all puru@sas were of the nature of pure intelligence,

they were spoken of in the Upani@sads as one, for they all form

the category or class of pure intelligence, and hence may in some

sense be regarded as one. This compromise cannot be found in

the _Sâ@mkhya kârikâ_. This is, however, a case of omission and not

of difference. Vijñâna Bhik@su, the commentator of the _Sâ@mkhya

sûtra_, was more inclined to theistic Sâ@mkhya or Yoga than

to atheistic Sâ@mkhya. This is proved by his own remarks in

his _Sâmkhyapravacanabhâ@sya, Yogavârttika_, and _Vijñânâm@rtabhasya_

(an independent commentary on the Brahmasûtras of

Bâdarâyana on theistic Sâ@mkhya lines). Vijñâna Bhiksu's own

view could not properly be called a thorough Yoga view, for he

agreed more with the views of the Sâ@mkhya doctrine of the

Pura@nas, where both the diverse puru@sas and the prak@rti are said

to be merged in the end in Îs'vara, by whose will the creative

process again began in the prakrti at the end of each pralaya.

He could not avoid the distinctively atheistic arguments of the

_Sâ@mkhya sûtras_, but he remarked that these were used only with

a view to showing that the Sâ@mkhya system gave such a rational

explanation that even without the intervention of an Îs'vara it could

explain all facts. Vijñâna Bhik@su in his interpretation of Sâ@mkhya

differed on many points from those of Vâcaspati, and it is difficult

to say who is right. Vijñâna Bhik@su has this advantage that

he has boldly tried to give interpretations on some difficult points

on which Vâcaspati remained silent. I refer principally to the

nature of the conception of the gu@nas, which I believe is the most

important thing in Sâ@mkhya. Vijñâna Bhik@su described the

gu@nas as reals or super-subtle substances, but Vâcaspati and

Gau@dapâda (the other commentator of the _Sâ@mkhya kârikâ_)

remained silent on the point. There is nothing, however, in their

interpretations which would militate against the interpretation of

Vijñâna Bhik@su, but yet while they were silent as to any definite

explanations regarding the nature of the gu@nas, Bhik@su definitely

224

came forward with a very satisfactory and rational interpretation

of their nature.

Since no definite explanation of the gu@nas is found in any

other work before Bhik@su, it is quite probable that this matter

may not have been definitely worked out before. Neither Caraka

nor the _Mahâbhârata_ explains the nature of the gu@nas. But

Bhik@su's interpretation suits exceedingly well all that is known

of the manifestations and the workings of the gu@nas in all early

documents. I have therefore accepted the interpretation of Bhik@su

in giving my account of the nature of the gu@nas. The _Kârikâ_

speaks of the gu@nas as being of the nature of pleasure, pain, and

dullness (_sattva, rajas_ and _tamas_). It also describes sattva as

being light and illuminating, rajas as of the nature of energy and

causing motion, and tamas as heavy and obstructing. Vâcaspati

merely paraphrases this statement of the _Kârikâ_ but does not enter

into any further explanations. Bhik@su's interpretation fits in well

with all that is known of the gu@nas, though it is quite possible

that this view might not have been known before, and when the

original Sâ@mkhya doctrine was formulated there was a real vagueness

as to the conception of the gu@nas.

There are some other points in which Bhik@su's interpretation

differs from that of Vâcaspati. The most important of these may

be mentioned here. The first is the nature of the connection of

the buddhi states with the puru@sa. Vâcaspati holds that there is

no contact (_sa@myoga_) of any buddhi state with the puru@sa but that

a reflection of the puru@sa is caught in the state of buddhi by

virtue of which the buddhi state becomes intelligized and transformed

into consciousness. But this view is open to the objection

that it does not explain how the puru@sa can be said to be the

experiencer of the conscious states of the buddhi, for its reflection

in the buddhi is merely an image, and there cannot be an experience

(_bhoga_) on the basis of that image alone without any

actual connection of the puru@sa with the buddhi. The answer of

Vâcaspati Mis'ra is that there is no contact of the two in space

and time, but that their proximity (_sannidhi_) means only a specific

kind of fitness (_yogyatâ_) by virtue of which the puru@sa, though it

remains aloof, is yet felt to be united and identified in the buddhi,

and as a result of that the states of the buddhi appear as ascribed

to a person. Vijñâna Bhik@su differs from Vâcaspati and says that

if such a special kind of fitness be admitted, then there is no

225

reason why puru@sa should be deprived of such a fitness at the time

of emancipation, and thus there would be no emancipation at all,

for the fitness being in the puru@sa, he could not be divested of it,

and he would continue to enjoy the experiences represented in

the buddhi for ever. Vijñana Bhik@su thus holds that there is a

real contact of the puru@sa with the buddhi state in any cognitive

state. Such a contact of the puru@sa and the buddhi does not

necessarily mean that the former will be liable to change on

account of it, for contact and change are not synonymous. Change

means the rise of new qualities. It is the buddhi which suffers

changes, and when these changes are reflected in the puru@sa, there

is the notion of a person or experiencer in the puru@sa, and when

the puru@sa is reflected back in the buddhi the buddhi state appears

as a conscious state. The second, is the difference between

Vâcaspati and Bhik@su as regards the nature of the perceptual

process. Bhik@su thinks that the senses can directly perceive the

determinate qualities of things without any intervention of manas,

whereas Vâcaspati ascribes to manas the power of arranging the

sense-data in a definite order and of making the indeterminate

sense-data determinate. With him the first stage of cognition is

the stage when indeterminate sense materials are first presented, at

the next stage there is assimilation, differentiation, and association

by which the indeterminate materials are ordered and classified

by the activity of manas called sa@mkalpa which coordinates the

indeterminate sense materials into determinate perceptual and

conceptual forms as class notions with particular characteristics.

Bhik@su who supposes that the determinate character of things is

directly perceived by the senses has necessarily to assign a subordinate

position to manas as being only the faculty of desire,

doubt, and imagination.

It may not be out of place to mention here that there are

one or two passages in Vâcaspati's commentary on the _Sâ@mkhya

kârikâ_ which seem to suggest that he considered the ego (_aha@mkâra_)

as producing the subjective series of the senses and the

objective series of the external world by a sort of desire or will,

but he did not work out this doctrine, and it is therefore not

necessary to enlarge upon it. There is also a difference of view

with regard to the evolution of the tanmâtras from the mahat;

for contrary to the view of _Vyâsabhâ@sya_ and Vijñâna Bhik@su etc.

Vâcaspati holds that from the mahat there was aha@mkâra and

226

from aha@mkâra the tanmâtras [Footnote ref 1]. Vijñâna Bhik@su however

holds that both the separation of aha@mkâra and the evolution of the

tanmâtras take place in the mahat, and as this appeared to me to be more

reasonable, I have followed this interpretation. There are some

other minor points of difference about the Yoga doctrines between

Vâcaspati and Bhik@su which are not of much philosophical

importance.

Yoga and Patañjali.

The word yoga occurs in the @Rg-Veda in various senses such

as yoking or harnessing, achieving the unachieved, connection,

and the like. The sense of yoking is not so frequent as the

other senses; but it is nevertheless true that the word was

used in this sense in @Rg-Veda and in such later Vedic works as

the S'atapatha Brâhmana and the B@rhadâra@nyaka Upani@sad [Footnote ref 2].

The word has another derivative "yugya" in later Sanskrit literature

[Footnote ref 3].

With the growth of religious and philosophical ideas in the

@Rg-Veda, we find that the religious austerities were generally very

much valued. Tapas (asceticism) and brahmacarya (the holy vow

of celibacy and life-long study) were regarded as greatest virtues

and considered as being productive of the highest power [Footnote ref 4].

As these ideas of asceticism and self-control grew the force

of the flying passions was felt to be as uncontrollable as that of

a spirited steed, and thus the word yoga which was originally

applied to the control of steeds began to be applied to the control

of the senses [Footnote ref 5].

In Pâ@nini's time the word yoga had attained its technical

meaning, and he distinguished this root "_yuj samâdhau_" (_yuj_

in the sense of concentration) from "_yujir yoge_" (root _yujir_ in

the sense of connecting). _Yuj_ in the first sense is seldom used as

a verb. It is more or less an imaginary root for the etymological

derivation of the word yoga [Footnote ref 6].

___________________________________________________________________

[Footnote 1: See my _Study of Patanjali_, p. 60 ff.]

[Footnote 2: Compare R.V.I. 34. 9/VII. 67. 8/III. 27. II/X. 30. II/X. 114.

9/IV. 24. 4/I. 5. 3/I. 30. 7; S'atapatha Brahma@na 14. 7. I. II.]

[Footnote 3: It is probably an old word of the Aryan stock; compare German

Joch, A.S. geoc. l atm jugum.]

[Footnote 4: See Chandogya III. 17. 4; B@rh. I. 2. 6; B@rh. III. 8. 10;

Taitt. I. 9. I/III. 2. I/III. 3. I; Taitt, Brâh, II. 2. 3. 3; R.V.x. 129;

S'atap. Brâh. XI. 5. 8. 1.]

[Footnote 5: Katha III. 4, _indriyâ@ni hayânâhu@h vi@sayâte@sugocarân_.

The senses are the horses and whatever they grasp are their objects.

Maitr. 2. 6. _Karmendriyâ@nyasya hayâ@h_ the conative senses are its

horses.]

[Footnote 6: _Yugya@h_ is used from the root of _yujir yoge_ and not from

_yuja samâdhau_. A consideration of Pa@nini's rule "Tadasya brahmacaryam,"

V.i. 94 shows that not only different kinds of asceticism and rigour which

passed by the name of brahmacarya were prevalent in the country at the time

(Pâ@nini as Goldstûcker has proved is pre-buddhistic), but associated with

these had grown up a definite system of mental discipline which passed by

the name of Yoga.]

227

In the _Bhagavadgîtâ_, we find that the word yoga has been

used not only in conformity with the root "_yuj-samâdhau_" but

also with "_yujir yoge_" This has been the source of some confusion

to the readers of the _Bhagavadgîtâ._ "Yogin" in the sense

of a person who has lost himself in meditation is there regarded

with extreme veneration. One of the main features of the use of

this word lies in this that the _Bhagavadgîtâ_ tried to mark out a

middle path between the austere discipline of meditative abstraction

on the one hand and the course of duties of sacrificial action

of a Vedic worshipper in the life of a new type of Yogin (evidently

from _yujir yoge_) on the other, who should combine in himself the

best parts of the two paths, devote himself to his duties, and yet

abstract himself from all selfish motives associated with desires.

Kau@tilya in his _Arthas'âstra_ when enumerating the philosophic

sciences of study names Sâ@mkhya, Yoga, and Lokâyata. The

oldest Buddhist sûtras (e.g. the _Satipa@t@thâna sutta_) are fully

familiar with the stages of Yoga concentration. We may thus

infer that self-concentration and Yoga had developed as a technical

method of mystic absorption some time before the Buddha.

As regards the connection of Yoga with Sâ@mkhya, as we find

it in the _Yoga sûtras_ of Patañjali, it is indeed difficult to come to

any definite conclusion. The science of breath had attracted

notice in many of the earlier Upani@sads, though there had not

probably developed any systematic form of prâ@nâyâma (a system

of breath control) of the Yoga system. It is only when we

come to Maitrâya@nî that we find that the Yoga method had attained

a systematic development. The other two Upani@sads in

which the Yoga ideas can be traced are the S'vetâs'vatara and

the Ka@tha. It is indeed curious to notice that these three

Upani@sads of K@r@s@na Yajurveda, where we find reference to Yoga

methods, are the only ones where we find clear references also to

the Sâ@mkhya tenets, though the Sâ@mkhya and Yoga ideas do not

appear there as related to each other or associated as parts of

the same system. But there is a remarkable passage in the

Maitrâya@nî in the conversation between S'âkyâyana and B@rhad

ratha where we find that the Sâ@mkhya metaphysics was offered

228

in some quarters to explain the validity of the Yoga processes,

and it seems therefore that the association and grafting of the

Sâ@mkhya metaphysics on the Yoga system as its basis, was the

work of the followers of this school of ideas which was subsequently

systematized by Patañjali. Thus S'âkyâyana says: "Here some

say it is the gu@na which through the differences of nature goes

into bondage to the will, and that deliverance takes place when

the fault of the will has been removed, because he sees by the

mind; and all that we call desire, imagination, doubt, belief, unbelief,

certainty, uncertainty, shame, thought, fear, all that is but

mind. Carried along by the waves of the qualities darkened in

his imagination, unstable, fickle, crippled, full of desires, vacillating

he enters into belief, believing I am he, this is mine, and

he binds his self by his self as a bird with a net. Therefore, a

man being possessed of will, imagination and belief is a slave,

but he who is the opposite is free. For this reason let a man

stand free from will, imagination and belief--this is the sign of

liberty, this is the path that leads to Brahman, this is the opening

of the door, and through it he will go to the other shore of darkness.

All desires are there fulfilled. And for this, they quote a

verse: 'When the five instruments of knowledge stand still together

with the mind, and when the intellect does not move, that is called

the highest state [Footnote ref 1].'"

An examination of such Yoga Upani@sads as S'â@n@dilya, Yogatattva,

Dhyânabindu, Ha@msa, Am@rtanâda, Varâha, Ma@n@dala

Brâhma@na, Nâdabindu, and Yogaku@n@dalû, shows that the Yoga

practices had undergone diverse changes in diverse schools, but

none of these show any predilection for the Sâ@mkhya. Thus the

Yoga practices grew in accordance with the doctrines of the

___________________________________________________________________

[Footnote 1: Vâtsyâyana, however, in his bhâ@sya on _Nyâya sûtra_, I. i 29,

distinguishes Sâ@mkhya from Yoga in the following way: The Sâ@mkhya holds

that nothing can come into being nor be destroyed, there cannot be any

change in the pure intelligence (_niratis'ayâ@h cetanâ@h_). All changes

are due to changes in the body, the senses, the manas and the objects.

Yoga holds that all creation is due to the karma of the puru@sa.

Do@sas (passions) and the prav@rtti (action) are the cause of karma.

The intelligences or souls (cetana) are associated with qualities. Non

being can come into being and what is produced may be destroyed. The last

view is indeed quite different from the Yoga of _Vyâsabhâ@sya,_ It is

closer to Nyâya in its doctrines. If Vâtsyâyana's statement is correct,

it would appear that the doctrine of there being a moral purpose in

creation was borrowed by Sâ@mkhya from Yoga. Udyotakara's remarks on the

same sûtra do not indicate a difference but an agreement between Sâ@mkhya

and Yoga on the doctrine of the _indriyas_ being "_abhautika._" Curiously

enough Vâtsyâyana quotes a passage from _Vyâsabhâ@sya,_ III. 13, in his

bhâ@sya, I. ii. 6, and criticizes it as self-contradictory (_viruddha_).]

229

S'aivas and S'@aktas and assumed a peculiar form as the Mantrayoga;

they grew in another direction as the Ha@thayoga which

was supposed to produce mystic and magical feats through

constant practices of elaborate nervous exercises, which were also

associated with healing and other supernatural powers. The

Yogatattva Upani@sad says that there are four kinds of yoga, the

Mantra Yoga, Laya Yoga, Ha@thayoga and Râjayoga [Footnote ref 1]. In some

cases we find that there was a great attempt even to associate Vedântism

with these mystic practices. The influence of these practices in

the development of Tantra and other modes of worship was also

very great, but we have to leave out these from our present

consideration as they have little philosophic importance and as

they are not connected with our present endeavour.

Of the Pâtañjala school of Sâ@mkhya, which forms the subject of

the Yoga with which we are now dealing, Patañjali was probably

the most notable person for he not only collected the different

forms of Yoga practices, and gleaned the diverse ideas which

were or could be associated with the Yoga, but grafted them all

on the Sâ@mkhya metaphysics, and gave them the form in which

they have been handed down to us. Vâcaspati and Vijñâna

Bhik@su, the two great commentators on the _Vyâsabhâ@sya_, agree

with us in holding that Patañjali was not the founder of Yoga,

but an editor. Analytic study of the sûtras brings the conviction

that the sûtras do not show any original attempt, but a

masterly and systematic compilation which was also supplemented

by fitting contributions. The systematic manner also

in which the first three chapters are written by way of definition

and classification shows that the materials were already in

existence and that Patañjali systematized them. There was

no missionizing zeal, no attempt to overthrow the doctrines of

other systems, except as far as they might come in by way of

explaining the system. Patañjal is not even anxious to establish

the system, but he is only engaged in systematizing the facts

as he had them. Most of the criticism against the Buddhists

occur in the last chapter. The doctrines of the Yoga are

described in the first three chapters, and this part is separated

from the last chapter where the views of the Buddhist are

__________________________________________________________________

[Footnote 1: The Yoga writer Jaigî@savya wrote "_Dhâranâs'âstra_" which

dealt with Yoga more in the fashion of Tantra then that given by Patañjali.

He mentions different places in the body (e.g. heart, throat, tip of the

nose, palate, forehead, centre of the brain) which are centres of memory

where concentration is to be made. See Vâcaspati's _Tâtparya@tîkâ_ or

Vâtsyâyana's bhâ@sya on _Nyâya sûtra_, III. ii. 43.]

230

criticized; the putting of an "_iti_" (the word to denote the conclusion

of any work) at the end of the third chapter is evidently to

denote the conclusion of his Yoga compilation. There is of course

another "_iti_" at the end of the fourth chapter to denote the

conclusion of the whole work. The most legitimate hypothesis

seems to be that the last chapter is a subsequent addition by a

hand other than that of Patañjali who was anxious to supply

some new links of argument which were felt to be necessary for

the strengthening of the Yoga position from an internal point of

view, as well as for securing the strength of the Yoga from the

supposed attacks of Buddhist metaphysics. There is also a

marked change (due either to its supplementary character or

to the manipulation of a foreign hand) in the style of the last

chapter as compared with the style of the other three.

The sûtras, 30-34, of the last chapter seem to repeat what

has already been said in the second chapter and some of the

topics introduced are such that they could well have been

dealt with in a more relevant manner in connection with similar

discussions in the preceding chapters. The extent of this chapter

is also disproportionately small, as it contains only 34 sûtras,

whereas the average number of sûtras in other chapters is between

51 to 55.

We have now to meet the vexed question of the probable date

of this famous Yoga author Patañjali. Weber had tried to connect

him with Kâpya Pata@mchala of S'atapatha Brâhma@na [Footnote ref l]; in

Kâtyâyana's _Varttika_ we get the name Patañjali which is explained

by later commentators as _patanta@h añjalaya@h yasmai_ (for

whom the hands are folded as a mark of reverence), but it is indeed

difficult to come to any conclusion merely from the similarity of

names. There is however another theory which identifies the

writer of the great commentary on Pâ@nini called the _Mahâbhâ@sya_

with the Patañjali of the _Yoga sûtra_. This theory has been

accepted by many western scholars probably on the strength of

some Indian commentators who identified the two Patañjalis.

Of these one is the writer of the _Patañjalicarita_ (Râmabhadra

Dîk@sîta) who could not have flourished earlier than the eighteenth

century. The other is that cited in S'ivarâma's commentary on

_Vâsavadattâ_ which Aufrecht assigns to the eighteenth century.

The other two are king Bhoja of Dhâr and Cakrapâ@nidatta,

__________________________________________________________________

[Footnote 1: Weber's _History of Indian Literature_, p. 223 n.]

231

the commentator of _Caraka,_ who belonged to the eleventh

century A.D. Thus Cakrapâ@ni says that he adores the Ahipati

(mythical serpent chief) who removed the defects of mind, speech

and body by his _Pâtañjala mahâbhâ@sya_ and the revision of

_Caraka._ Bhoja says: "Victory be to the luminous words of

that illustrious sovereign Ra@nara@nigamalla who by composing his

grammar, by writing his commentary on the Patañjala and by

producing a treatise on medicine called _Râjam@rgâ@nka_ has like the

lord of the holder of serpents removed defilement from speech,

mind and body." The adoration hymn of Vyâsa (which is considered

to be an interpolation even by orthodox scholars) is also

based upon the same tradition. It is not impossible therefore that

the later Indian commentators might have made some confusion

between the three Patañjalis, the grammarian, the Yoga editor,

and the medical writer to whom is ascribed the book known as

_Pâtañjalatantra,_ and who has been quoted by S'ivadâsa in his

commentary on _Cakradatta_ in connection with the heating of

metals.

Professor J.H. Woods of Harvard University is therefore

in a way justified in his unwillingness to identify the grammarian

and the Yoga editor on the slender evidence of these

commentators. It is indeed curious to notice that the great

commentators of the grammar school such as Bhart@rhari, Kaiyya@ta,

Vâmana, Jayâditya, Nâges'a, etc. are silent on this point.

This is indeed a point against the identification of the two

Patañjalis by some Yoga and medical commentators of a later

age. And if other proofs are available which go against such

an identification, we could not think the grammarian and the

Yoga writer to be the same person.

Let us now see if Patañjali's grammatical work contains anything

which may lead us to think that he was not the same

person as the writer on Yoga. Professor Woods supposes that the

philosophic concept of substance (_dravya_) of the two Patañjalis

differs and therefore they cannot be identified. He holds that

dravya is described in _Vyâsabhâ@sya_ in one place as being the

unity of species and qualities (_sâmânyavis'e@sâtmaka_), whereas

the _Mahâbhâ@sya_ holds that a dravya denotes a genus and also

specific qualities according as the emphasis or stress is laid on

either side. I fail to see how these ideas are totally

antagonistic. Moreover, we know that these two views were held by

232

Vyâ@di and Vâjapyâyana (Vyâ@di holding that words denoted

qualities or dravya and Vâjapyâyana holding that words denoted

species [Footnote ref 1]). Even Pâ@nini had these two different ideas in

"_jâtyâkhyâyâmekasmin bahuvacanamanyatarasyâm_" and

"_sarûpânamekas'e@samekavibhaktau_," and Patañjali the writer of

the _Mahâbhâ@sya_ only combined these two views. This does not show

that he opposes the view of _Vyâsabhâ@sya_, though we must remember

that even if he did, that would not prove anything with regard

to the writer of the sûtras. Moreover, when we read that dravya

is spoken of in the _Mahâbhâ@sya_ as that object which is the

specific kind of the conglomeration of its parts, just as a cow is

of its tail, hoofs, horns, etc.--"_yat

sâsnâlâ@ngulakakudakhuravi@sâ@nyartharûpam_," we are reminded of

its similarity with "_ayutasiddhâvayavabhedânugata@h samûha@h dravyam_"

(a conglomeration of interrelated parts is called dravya) in the

_Vyâsabhâsya_. So far as I have examined the _Mahâbhâ@sya_ I have

not been able to discover anything there which can warrant us

in holding that the two Patañjalis cannot be identified. There

are no doubt many apparent divergences of view, but even

in these it is only the traditional views of the old grammarians

that are exposed and reconciled, and it would be very unwarrantable

for us to judge anything about the personal views

of the grammarian from them. I am also convinced that the

writer of the _Mahâbhâ@sya_ knew most of the important points of

the Sâ@mkhya-Yoga metaphysics; as a few examples I may refer

to the gu@na theory (1. 2. 64, 4. 1. 3), the Sâ@mkhya dictum of ex

nihilo nihil fit (1. 1. 56), the ideas of time (2. 2. 5, 3. 2. 123), the

idea of the return of similars into similars (1. 1. 50), the idea of

change _vikâra_ as production of new qualities _gu@nântarâdhâna_

(5. 1. 2, 5. 1. 3) and the distinction of indriya and Buddhi (3. 3. 133).

We may add to it that the _Mahâbhâ@sya_ agrees with the Yoga

view as regards the Spho@tavâda, which is not held in common

by any other school of Indian philosophy. There is also this

external similarity, that unlike any other work they both begin

their works in a similar manner (_atha yogânus'âsanam_ and

_athas'âbdânus'âsanam_)--"now begins the compilation of the

instructions on Yoga" (_Yoga sûtrâ_)--and "now begins the compilation

of the instructions of words" (_Mahâbhâ@sya_).

It may further be noticed in this connection that the arguments

___________________________________________________________________

[Footnote 1: Patañjali's _Mahâbhâ@sya,_ 1. 2. 64.]

233

which Professor Woods has adduced to assign the date of the

_Yoga sûtra_ between 300 and 500 A.D. are not at all conclusive,

as they stand on a weak basis; for firstly if the two Patañjalis

cannot be identified, it does not follow that the editor of the

Yoga should necessarily be made later; secondly, the supposed

Buddhist [Footnote ref 1] reference is found in the fourth chapter which,

as I have shown above, is a later interpolation; thirdly, even if they

were written by Patañjali it cannot be inferred that because

Vâcaspati describes the opposite school as being of the Vijñâna-vâdi

type, we are to infer that the sûtras refer to Vasubandhu or

even to Nâgârjuna, for such ideas as have been refuted in the sûtras

had been developing long before the time of Nâgârjuna.

Thus we see that though the tradition of later commentators

may not be accepted as a sufficient ground to identify the two

Patañjalis, we cannot discover anything from a comparative

critical study of the _Yoga sûtras_ and the text of the _Mahâbhâ@sya,_

which can lead us to say that the writer of the _Yoga

sûtras_ flourished at a later date than the other Patañjali.

Postponing our views about the time of Patañjali the Yoga

editor, I regret I have to increase the confusion by introducing

the other work _Kitâb Pâtanjal_, of which Alberuni speaks, for

our consideration. Alberuni considers this work as a very famous

one and he translates it along with another book called _Sânka_

(Sâ@mkhya) ascribed to Kapila. This book was written in the

form of dialogue between master and pupil, and it is certain that

this book was not the present _Yoga sûtra_ of Patañjali, though it

had the same aim as the latter, namely the search for liberation

and for the union of the soul with the object of its meditation.

The book was called by Alberuni _Kitâb Pâtanjal_, which is to

be translated as the book of Pâtañjala, because in another place,

speaking of its author, he puts in a Persian phrase which when

translated stands as "the author of the book of Pâtanjal." It

had also an elaborate commentary from which Alberuni quotes

many extracts, though he does not tell us the author's name. It

treats of God, soul, bondage, karma, salvation, etc., as we find in

the _Yoga sûtra_, but the manner in which these are described (so

__________________________________________________________________

[Footnote 1: It is important to notice that the most important Buddhist

reference _naraika-cittatantram vastu tadapramâ@nakam tadâ kim syât_

(IV. 16) was probably a line of the Vyâsabhâ@sya, as Bhoja, who had

consulted many commentaries as he says in the preface, does not count

it as sûtra.]

234

far as can be judged from the copious extracts supplied by

Alberuni) shows that these ideas had undergone some change

from what we find in the _Yoga sûtra_. Following the idea of God

in Alberuni we find that he retains his character as a timeless

emancipated being, but he speaks, hands over the Vedas and

shows the way to Yoga and inspires men in such a way that they

could obtain by cogitation what he bestowed on them. The name

of God proves his existence, for there cannot exist anything of

which the name existed, but not the thing. The soul perceives

him and thought comprehends his qualities. Meditation is identical

with worshipping him exclusively, and by practising it

uninterruptedly the individual comes into supreme absorption

with him and beatitude is obtained [Footnote ref 1].

The idea of soul is the same as we find in the _Yoga sûtra._

The idea of metempsychosis is also the same. He speaks of the

eight siddhis (miraculous powers) at the first stage of meditation

on the unity of God. Then follow the other four stages of meditation

corresponding to the four stages we have as in the _Yoga

sûtra._ He gives four kinds of ways for the achievement of salvation,

of which the first is the _abhyâsa_ (habit) of Patañjali, and the

object of this abhyâsa is unity with God [Footnote ref 2]. The second

stands for vairâgya; the third is the worship of God with a view to seek

his favour in the attainment of salvation (cf. _Yoga sûtra,_ I. 23 and

I. 29). The fourth is a new introduction, namely that of rasâyana

or alchemy. As regards liberation the view is almost the

same as in the _Yoga sûtra,_ II. 25 and IV. 34, but the liberated

state is spoken of in one place as absorption in God or being

one with him. The Brahman is conceived as an _urddhvamûla

avâks'âkha as'vattha_ (a tree with roots upwards and branches

below), after the Upani@sad fashion, the upper root is pure

Brahman, the trunk is Veda, the branches are the different

doctrines and schools, its leaves are the different modes of

interpretation. Its nourishment comes from the three forces; the

___________________________________________________________________

[Footnote 1: Cf. _Yoga sûtra_ I. 23-29 and II. 1, 45. The _Yoga sûtras_

speak of Is'vâra (God) as an eternally emancipated puru@sa, omniscient,

and the teacher of all past teachers. By meditating on him many of the

obstacles such as illness, etc., which stand in the way of Yoga practice

are removed. He is regarded as one of the alternative objects of

concentration. The commentator Vyâsa notes that he is the best object,

for being drawn towards the Yogin by his concentration. He so wills

that he can easily attain concentration and through it salvation. No

argument is given in the _Yoga sûtras_ of the existence of God.]

[Footnote 2: Cf. Yoga II. 1.]

235

object of the worshipper is to leave the tree and go back to the

roots.

The difference of this system from that of the _Yoga sûtra_ is:

(1) the conception of God has risen here to such an importance

that he has become the only object of meditation, and absorption

in him is the goal; (2) the importance of the yama [Footnote ref 1] and

the niyama has been reduced to the minimum; (3) the value of the

Yoga discipline as a separate means of salvation apart from any

connection with God as we find in the _Yoga sûtra_ has been lost

sight of; (4) liberation and Yoga are defined as absorption in

God; (5) the introduction of Brahman; (6) the very significance

of Yoga as control of mental states (_citta@rttinirodha_) is lost

sight of, and (7) rasâyana (alchemy) is introduced as one of the

means of salvation.

From this we can fairly assume that this was a new modification

of the Yoga doctrine on the basis of Patañjali's _Yoga sûtra_ in

the direction of Vedânta and Tantra, and as such it

probably stands as the transition link through which the Yoga

doctrine of the sûtras entered into a new channel in such a way

that it could be easily assimilated from there by later developments

of Vedânta, Tantra and S'aiva doctrines [Footnote ref 2]. As the author

mentions rasâyana as a means of salvation, it is very probable

that he flourished after Nâgarjuna and was probably the same

person who wrote _Pâtañjala tantra_, who has been quoted by

S'ivadâsa in connection with alchemical matters and spoken of

by Nâges'a as "_Carake_ Patañjali@h." We can also assume with some

degree of probability that it is with reference to this man that

Cakrapa@ni and Bhoja made the confusion of identifying him with

the writer of the _Mahâbhâ@sya. It is also very probable that Cakrapâ@ni

by his line "_pâtañjalamahâbhâ@syacarakapratisa@msk@rtai@h_"

refers to this work which was called "Pâtañjala." The commentator

of this work gives some description of the lokas, dvîpas and

the sâgaras, which runs counter to the descriptions given in the

_Vyâsabhâ@sya_, III. 26, and from this we can infer that it was probably

written at a time when the _Vyâsabhâ@sya_ was not written

or had not attained any great sanctity or authority. Alberuni

___________________________________________________________________

[Footnote 1: Alberuni, in his account of the book of Sâ@mkhya, gives

a list of commandments which practically is the same as yama and niyama,

but it is said that through them one cannot attain salvation.]

[Footnote 2: Cf. the account of _Pâs'upatadars'ana_ in

_Sarvadas'anasa@mgraha_.]

236

also described the book as being very famous at the time, and

Bhoja and Cakrapâ@ni also probably confused him with Patañjali

the grammarian; from this we can fairly assume that this book

of Patañjali was probably written by some other Patañjali within

the first 300 or 400 years of the Christian era; and it may not

be improbable that when _Vyâsabhâ@sya_ quotes in III. 44 as "_iti_

Patañjali@h," he refers to this Patañjali.

The conception of Yoga as we meet it in the Maitrâya@na

Upani@sad consisted of six a@ngas or accessories, namely prâ@nâyâma,

pratyâhâra, dhyâna, dhara@nâ, tarka and samâdhi [Footnote ref 1].

Comparing this list with that of the list in the _Yoga sûtras_ we find

that two new elements have been added, and tarka has been

replaced by âsana. Now from the account of the sixty-two

heresies given in the _Brahmajâla sutta_ we know that there were

people who either from meditation of three degrees or through

logic and reasoning had come to believe that both the external

world as a whole and individual souls were eternal. From the

association of this last mentioned logical school with the Samâdhi

or Dhyâna school as belonging to one class of thinkers called

s'âs'vatavâda, and from the inclusion of tarka as an a@nga in

samâdhi, we can fairly assume that the last of the a@ngas given in

Maitrâya@nî Upani@sad represents the oldest list of the Yoga doctrine,

when the Sâ@mkhya and the Yoga were in a process of being

grafted on each other, and when the Sa@mkhya method of discussion

did not stand as a method independent of the Yoga. The

substitution of âsana for tarka in the list of Patañjali shows that

the Yoga had developed a method separate from the Sa@mkhya.

The introduction of ahi@msâ (non-injury), satya (truthfulness),

asteya (want of stealing), brahmacaryya (sex-control), aparigraha

(want of greed) as yama and s'auca (purity), santo@sa (contentment)

as niyama, as a system of morality without which Yoga is

deemed impossible (for the first time in the sûtras), probably

marks the period when the disputes between the Hindus and the

Buddhists had not become so keen. The introduction of maitrî,

karu@nâ, muditâ, upek@sâ is also equally significant, as we do not

find them mentioned in such a prominent form in any other

literature of the Hindus dealing with the subject of emancipation.

Beginning from the _Âcârâ@ngasûtra, Uttarâdhyayanasûtra_,

____________________________________________________________________

[Footnote 1: _prâ@nâyâmah pratyâhârah dhyânam dhara@nâ tarkah samâdhih

sa@da@nga ityucyate yoga_ (Maitr. 6 8).]

237

the _Sûtrak@rtâ@ngasûtra,_ etc., and passing through Umâsvati's

_Tattvârthâdhigamasûtra_ to Hemacandra's _Yogas'âstra_ we find that

the Jains had been founding their Yoga discipline mainly on the

basis of a system of morality indicated by the yamas, and the

opinion expressed in Alberuni's _Pâtanjal_ that these cannot give

salvation marks the divergence of the Hindus in later days from

the Jains. Another important characteristic of Yoga is its

thoroughly pessimistic tone. Its treatment of sorrow in connection

with the statement of the scope and ideal of Yoga is the

same as that of the four sacred truths of the Buddhists, namely

suffering, origin of suffering, the removal of suffering, and of the

path to the removal of suffering [Footnote ref 1]. Again, the metaphysics

of the sa@msâra (rebirth) cycle in connection with sorrow, origination,

decease, rebirth, etc. is described with a remarkable degree of

similarity with the cycle of causes as described in early Buddhism.

Avidyâ is placed at the head of the group; yet this avidyâ should

not be confused with the Vedânta avidyâ of S'a@nkara, as it is an

avidyâ of the Buddhist type; it is not a cosmic power of illusion

nor anything like a mysterious original sin, but it is within the

range of earthly tangible reality. Yoga avidyâ is the ignorance

of the four sacred truths, as we have in the sûtra

"_anityâs'ucidu@hkhânâtmasu nityas'ucidu@hkhâtmakhyâtiravidyâ_" (II. 5).

The ground of our existing is our will to live (_abhinives'a_).

"This is our besetting sin that we will to be, that we will to be

ourselves, that we fondly will our being to blend with other kinds

of existence and extend. The negation of the will to be, cuts

off being for us at least [Footnote ref 2]." This is true as much of

Buddhism as of the Yoga abhinives'a, which is a term coined and used in

the Yoga for the first time to suit the Buddhist idea, and which has

never been accepted, so far as I know, in any other Hindu

literature in this sense. My sole aim in pointing out these things

in this section is to show that the _Yoga sûtras_ proper (first three

chapters) were composed at a time when the later forms of

Buddhism had not developed, and when the quarrels between

the Hindus and the Buddhists and Jains had not reached such

____________________________________________________________________

[Footnote 1: _Yoga sûtra,_ II. 15, 16. 17. _Yathâcikitsâs'âstra@m

caturvyûha@m rogo rogahetuh ârogya@m bhais'ajyamiti evamidamapi

s'âstram caturvyûhameva; tadyathâ sa@msâra@h, sa@msârahetu@h mok@sa@h

mok@sopâya@h; duhkhabahula@h sa@msâro heya@h, pradhânapuru@sayo@h

sa@myogo heyahetu@h, sa@myogasyâtyantikî niv@rttirhâna@m hanopâya@h

samyagdar`sanam, Vyâsabhâ@sya_, II. 15]

[Footnote 2: Oldenberg's _Buddhism_ [Footnote ref 1].]

238

a stage that they would not like to borrow from one another.

As this can only be held true of earlier Buddhism I am disposed

to think that the date of the first three chapters of the _Yoga

sûtras_ must be placed about the second century B.C. Since there

is no evidence which can stand in the way of identifying the

grammarian Patañjali with the Yoga writer, I believe we may

take them as being identical [Footnote ref 1].

The Sâ@mkhya and the Yoga Doctrine of Soul or Puru@sa.

The Sâ@mkhya philosophy as we have it now admits two principles,

souls and _prak@rti_, the root principle of matter. Souls are

many, like the Jaina souls, but they are without parts and qualities.

They do not contract or expand according as they occupy a

smaller or a larger body, but are always all-pervasive, and are

not contained in the bodies in which they are manifested. But

the relation between body or rather the mind associated with it

and soul is such that whatever mental phenomena happen in the

mind are interpreted as the experience of its soul. The souls are

many, and had it not been so (the Sâ@mkhya argues) with the

birth of one all would have been born and with the death of one

all would have died [Footnote ref 2].

The exact nature of soul is however very difficult of comprehension,

and yet it is exactly this which one must thoroughly

grasp in order to understand the Sâ@mkhya philosophy. Unlike

the Jaina soul possessing _anantajñâna, anantadars'ana, anantasukha_,

and _anantavîryya_, the Sâ@mkhya soul is described as being

devoid of any and every characteristic; but its nature is absolute

pure consciousness (_cit_). The Sâ@mkhya view differs from

the Vedânta, firstly in this that it does not consider the soul to

be of the nature of pure intelligence and bliss (_ânanda_) [Footnote ref

3]. Bliss with Sâ@mkhya is but another name for pleasure and as such it

belongs to prak@rti and does not constitute the nature of soul;

secondly, according to Vedânta the individual souls (_Jîva_) are

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[Footnote 1: See S.N. Das Gupta, _Yoga Philosophy in relation to other

Indian systems of thought,_ ch. II. The most important point in favour

of this identification seems to be that both the Patañjalis as against

the other Indian systems admitted the doctrine of _spho@ta_ which was

denied even by Sâ@mkhya. On the doctrine of Spho@ta see my _Study

of Patanjali_, Appendix I.]

[Footnote 2: _Kârikâ_, 18.]

[Footnote 3: See Citsukha's _Tattvapradîpikâ,_ IV.]

239

but illusory manifestations of one soul or pure consciousness the

Brahman, but according to Sâ@mkhya they are all real and many.

The most interesting feature of Sâ@mkhya as of Vedânta is

the analysis of knowledge. Sâ@mkhya holds that our knowledge

of things are mere ideational pictures or images. External things

are indeed material, but the sense data and images of the mind,

the coming and going of which is called knowledge, are also in

some sense matter-stuff, since they are limited in their nature

like the external things. The sense-data and images come and go,

they are often the prototypes, or photographs of external things,

and as such ought to be considered as in some sense material,

but the matter of which these are composed is the subtlest.

These images of the mind could not have appeared as conscious,

if there were no separate principles of consciousness in connection

with which the whole conscious plane could be interpreted

as the experience of a person [Footnote ref 1]. We know that the

Upani@sads consider the soul or atman as pure and infinite

consciousness, distinct from the forms of knowledge, the ideas,

and the images. In our ordinary ways of mental analysis we do not

detect that beneath the forms of knowledge there is some other principle

which has no change, no form, but which is like a light which

illumines the mute, pictorial forms which the mind assumes.

The self is nothing but this light. We all speak of our "self"

but we have no mental picture of the self as we have of other

things, yet in all our knowledge we seem to know our self. The

Jains had said that the soul was veiled by karma matter, and

every act of knowledge meant only the partial removal of the

veil. Sâ@mkhya says that the self cannot be found as an image

of knowledge, but that is because it is a distinct, transcendent

principle, whose real nature as such is behind or beyond the subtle

matter of knowledge. Our cognitions, so far as they are mere forms

or images, are merely compositions or complexes of subtle mind-substance,

and thus are like a sheet of painted canvas immersed

in darkness; as the canvas gets prints from outside and moves,

the pictures appear one by one before the light and arc illuminated.

So it is with our knowledge. The special characteristic

of self is that it is like a light, without which all knowledge would

be blind. Form and motion are the characteristics of matter, and

____________________________________________________________________

[Footnote 1: _Tattakaumudî_ 5; _Yogavârttika_, IV. 22;

_Vijñânâm@rtabhâ@sya_, p. 74; _Yogavârttika_ and _Tattvavais'âradî_,

I. 4, II. 6, 18, 20; _Vyâsabhâ@sya,_ I. 6, 7.]

240

so far as knowledge is mere limited form and movement it is the

same as matter; but there is some other principle which enlivens

these knowledge-forms, by virtue of which they become conscious.

This principle of consciousness (_cit_) cannot indeed be

separately perceived _per se_, but the presence of this principle in

all our forms of knowledge is distinctly indicated by inference.

This principle of consciousness has no motion, no form, no quality,

no impurity [Footnote ref 1]. The movement of the knowledge-stuff takes

place in relation to it, so that it is illuminated as consciousness by it,

and produces the appearance of itself as undergoing all changes

of knowledge and experiences of pleasure and pain. Each item

of knowledge so far as it is an image or a picture of some sort is

but a subtle knowledge-stuff which has been illumined by the

principle of consciousness, but so far as each item of knowledge

carries with it the awakening or the enlivening of consciousness,

it is the manifestation of the principle of consciousness.

Knowledge-revelation is not just the unveiling or revelation of a

particular part of the self, as the Jains supposed, but it is a revelation

of the self only so far as knowledge is pure awakening, pure enlivening,

pure consciousness. So far as the content of knowledge or the image is

concerned, it is not the revelation of self but is the blind

knowledge-stuff.

The Buddhists had analysed knowledge into its diverse constituent

parts, and had held that the coming together of these

brought about the conscious states. This coming together was

to them the point of the illusory notion of self, since this unity

or coming together was not a permanent thing but a momentary

collocation. With Sã@mkhya however the self, the pure _cit_, is

neither illusory nor an abstraction; it is concrete but transcendent.

Coming into touch with it gives unity to all the movements

of the knowledge-composites of subtle stuff, which would otherwise

have remained aimless and unintelligent. It is by coming into

connection with this principle of intelligence that they are interpreted

as the systematic and coherent experience of a person, and

may thus be said to be intelligized. Intelligizing means the

expression and interpretation of the events or the happenings of

____________________________________________________________________

[Footnote 1: It is important to note that Sâ@mkhya has two terms to denote

the two aspects involved in knowledge, viz. the relating element of

awareness as such (_cit_) and the content (_buddhi_) which is the form

of the mind-stuff representing the sense-data and the image. Cognition

takes place by the reflection of the former in the latter.]

A History of Indian Philosophy, Volume 1 · 第 9 / 16 章