fingers crossed--since my Understanding, at once reverting to the
cause and constructing it according to the laws of Space, takes for
granted that the fingers are in their normal position and of course
cannot do otherwise than attribute two spherical surfaces, which come
in contact with the outer sides of the first and middle fingers, to
two different balls--just so also does an object seem double, if my
eyes, instead of converging symmetrically and enclosing the optic
angle at a single point of the object, each view it at a different
inclination--in other words, if I squint. For the rays, which in this
case emanate from one point of the object, no longer impinge upon
those symmetrically corresponding points in both retinas with which
my mind has grown familiar by long experience, but upon other, quite
different ones which, in a symmetrical position of the eyes, could only
be affected in this way by different bodies; I therefore now see _two_
objects, precisely because perception takes place by means of, and
within, the Understanding.--The same thing happens without squinting
when, for instance, I look fixedly at the furthest of two objects
placed at unequal distances before me, and complete the optic angle at
it; for then the rays emanating from the nearer object do not impinge
upon symmetrically corresponding places in both retinas, wherefore my
Understanding attributes them to two objects, _i.e._ I see the nearer
object double (see fig. 2, page 70). If, on the contrary, I complete
the optic angle at the nearer object, by looking steadily at it, the
further object appears double. It is easy to test this by holding a
pencil two feet from the eyes, and looking alternately at it and at
some other more distant object behind it.
But the finest thing of all is, that this experiment may quite well be
reversed: so that, with two real objects straight before and close to
us, and with our eyes wide open, we nevertheless see but _one_. This is
the most striking proof that perception is a work of the Understanding
and by no means contained in sensation. Let two cardboard tubes, about
8 inches long and 1-1/2 inches in diameter, be fastened parallel to one
another, like those of a binocular telescope, and fix a shilling at the
end of each tube. On applying our eyes to the opposite extremity and
looking through the tubes, we shall see only _one_ shilling surrounded
by _one_ tube. For in this case the eyes being forced into a completely
parallel position, the rays emanating from the coins impinge exactly
upon the centres of the two retinas and those points which immediately
surround them, therefore upon places which correspond symmetrically
to each other; consequently the Understanding, taking for granted
the usual convergent position of the optic axes when objects are
near, admits but one object as the cause of the reflected rays. In
other words, we see but one object; so direct is the act of causal
apprehension in the Understanding.
We have not space enough here to refute one by one the physiological
explanations of single vision which have been attempted; but their
fallacy is shown by the following considerations:--
1^o. If seeing single were dependent upon an organic connection, the
corresponding points in both retinas, on which this phenomenon is shown
to depend, would correspond _organically_, whereas they do so in a
merely _geometrical_ sense, as has already been said. For, organically
speaking, the two inner and two outer corners of the eyes are those
which correspond, and so it is with the other parts also; whereas for
the purpose of single vision, it is the right side of the right retina
which corresponds to the right side of the left retina, and so on, as
the phenomena just described irrefutably show. It is also precisely on
account of the intellectual character of the process, that only the
most intelligent animals, such as the higher mammalia and birds of
prey--more especially owls--have their eyes placed so as to enable them
to direct both optic axes to the same point.
2^o. The hypothesis of a confluence or partial intersection of the
optic nerves before entering the brain, originated by Newton,[81] is
false, simply because it would then be impossible to see double by
squinting. Vesalius and Cæsalpinus besides have already brought forward
anatomical instances in which subjects saw single, although neither
fusion nor even contact of the optic nerves had taken place. A final
argument against the hypothesis of a mixed impression is supplied by
the fact, that on closing our right eye firmly and looking at the sun
with our left, the bright image which persists for a time is always in
the left, never in the right, eye: and _vice versa_.
[81] Newton, "Optics." Query 15.
The _third_ process by which the Understanding converts sensation into
perception, consists in constructing bodies out of the simple surfaces
hitherto obtained--that is, in adding the third dimension. This it
does by estimating the expansion of bodies in this third dimension
in Space--which is known to the Understanding _à priori_--through
Causality, according to the degree in which the eye is affected by the
objects, and to the gradations of light and shade. In fact, although
objects fill Space in all three dimensions, they can only produce
an impression upon the eye with two; for the nature of that organ
is such, that our sensation, in seeing, is merely planimetrical,
not stereometrical. All that is stereometrical in our perception is
added by the Understanding, which has for its sole data the direction
whence the eye receives its impression, the limits of that impression,
and the various gradations of light and dark: these data directly
indicate their causes, and enable us to distinguish whether what we
have before us is a disk or a ball. This mental process, like the
preceding ones, takes place so immediately and with such rapidity,
that we are conscious of nothing but the result. It is this which
makes perspective drawing so difficult a problem, that it can only
be solved by mathematics and has to be learnt; although all it has
to do, is to represent the sensation of seeing as it presents itself
to our Understanding as a datum for the third process: that is,
visual sensation in its merely planimetrical extension, to the _two_
dimensions of which extension, together with the said data in them, the
Understanding forthwith adds the _third_, in contemplating a drawing as
well as in contemplating reality. Perspective drawing is, in fact, a
sort of writing which can be read as easily as printed type, but which
few are able to write; precisely because our intellect, in perceiving,
only apprehends effects with a view to constructing their causes,
immediately losing sight of the former as soon as it has discovered
the latter. For instance, we instantly recognise a chair, whatever
position it may be in; while drawing a chair in any position belongs to
the art which abstracts from this third process of the Understanding,
in order to present the data alone for the spectator himself to
complete. In its narrowest acceptation, as we have already seen, this
is the art of drawing in perspective; in a more comprehensive sense,
it is the whole art of painting. A painting presents us with outlines
drawn according to the rules of perspective; lighter and darker places
proportioned to the effect of light and shade; finally patches of
colouring, which are determined as to quality and intensity by the
teaching of experience. This the spectator reads and interprets by
referring similar effects to their accustomed causes. The painter's art
consists in consciously retaining the data of visual sensation in the
artist's memory, as they are _before_ this third intellectual process;
while we, who are not artists, cast them aside without retaining them
in our memory, as soon as we have made use of them for the purpose
described above. We shall become still better acquainted with this
third intellectual process by now passing on to a fourth, which, from
its intimate connection with the third, serves to elucidate it.
This _fourth_ operation of the Understanding consists in acquiring
knowledge of the distance of objects from us: it is this precisely
which constitutes that third dimension of which we have been speaking.
Visual sensation, as we have said, gives us the _direction_ in which
objects lie, but not their _distance_ from us: that is, not their
_position_. It is for the _Understanding_ therefore to find out this
distance; or, in other words, the distance must be inferred from
purely _causal_ determinations. Now the most important of these is the
_visual angle_, which objects subtend; yet even this is quite ambiguous
and unable to decide anything by itself. It is like a word of double
meaning: the sense, in which it is to be understood, can only be
gathered from its connection with the rest. An object subtending the
same visual angle may in fact be small and near, or large and far off;
and it is only when we have previously ascertained its size, that the
visual angle enables us to recognise its distance: and conversely,
its size, when its distance is known to us. Linear perspective is
based upon the fact that the visual angle diminishes as the distance
increases, and its principles may here be easily deduced. As our sight
ranges equally in all directions, we see everything in reality as from
the interior of a hollow sphere, of which our eye occupies the centre.
Now in the first place, an infinite number of intersecting circles pass
through the centre of this sphere in all directions, and the angles
measured by the divisions of these circles are the possible angles
of vision. In the second place, the sphere itself modifies its size
according to the length of radius we give to it; therefore we may also
imagine it as consisting of an infinity of concentric, transparent
spheres. As all radii diverge, these concentric spheres augment in
size in proportion to their distance from us, and the degrees of their
sectional circles increase correspondingly: therefore the true size
of the objects which occupy them likewise increases. Thus objects are
larger or smaller according to the size of the spheres of which they
occupy similar portions--say 10°--while their visual angle remains
unchanged in both cases, leaving it therefore undecided, whether the
10° occupied by a given object belong to a sphere of 2 miles, or of
10 feet diameter. Conversely, if the size of the object has been
ascertained, the number of degrees occupied by it will diminish in
proportion to the distance and the size of the sphere to which we
refer it, and all its outlines will contract in similar proportion.
From this ensues the fundamental law of all perspective; for, as
objects and the intervals between them must necessarily diminish in
constant proportion to their distance from us, all their outlines
thereby contracting, the result will be, that with increasing distance,
what is above us will descend, what is below us will ascend, and all
that lies at our sides will come nearer together. This progressive
convergence, this linear perspective, no doubt enables us to estimate
distances, so far as we have before us an uninterrupted succession of
visibly connected objects; but we are not able to do this by means of
the visual angle alone, for here the help of another datum is required
by the Understanding, to act, in a sense, as commentary to the visual
angle, by indicating more precisely the share we are to attribute to
distance in that angle. Now there are four principal data of this kind,
which I am about to specify. Thanks to these data, even where there
is no linear perspective to guide us, if a man standing at a distance
of 200 feet appears to me subtending a visual angle twenty-four times
smaller than if he were only 2 feet off, I can nevertheless in most
cases estimate his size correctly. All this proves once more that
perception is not only a thing of the senses, but of the intellect
also.--I will here add the following special and interesting fact in
corroboration of what I have said about the basis of linear perspective
as well as about the intellectual nature of all perception. When I have
looked steadily at a coloured object with sharply defined outlines--say
a red cross--long enough for the physiological image to form in my
eye as a green cross, the further the surface on to which I project
it, the larger it will appear to me: and _vice versa_. For the image
itself occupies an unvarying portion of my retina, _i.e._ the portion
originally affected by the red cross; therefore when referred outwards,
or, in other words, recognised as the effect of an external object,
it forms an unchanging visual angle, say of 2°. Now if, in this case,
where all commentary to the visual angle is wanting, I remove it to
a distant surface, with which I necessarily identify it as belonging
to its effect, the cross will occupy 2° of a distant and therefore
larger sphere, and is consequently large. If, on the other hand, I
project the image on to a nearer object, it will occupy 2° of a smaller
sphere, and is therefore small. The resulting perception is in both
cases completely objective, quite like that of an external object;
and as it proceeds from an entirely subjective reason (from the image
having been excited in quite a different way), it thus confirms the
intellectual character of all objective perception.--This phenomenon
(which I distinctly remember to have been the first to notice, in 1815)
forms the theme of an essay by Séguin, published in the "_Comptes
rendus_" of the 2nd August, 1858, where it is served up as a new
discovery, all sorts of absurd and distorted explanations of it being
given. _Messieurs les illustres confrères_ let pass no opportunity for
heaping experiment upon experiment, the more complicated the better.
_Expérience!_ is their watchword; yet how rarely do we meet with any
sound, genuine reflection upon the phenomena observed! _Expérience!
expérience!_ followed by twaddle.
To return to the subsidiary data which act as commentaries to a given
visual angle, we find foremost among them the _mutationes oculi
internæ_, by means of which the eye adapts its refractory apparatus
to various distances by increasing and diminishing the refraction. In
what these modifications consist, has not yet been clearly ascertained.
They have been sought in the increased convexity, now of the _cornea_,
now of the crystalline _lens_; but the latest theory seems to me the
most probable one, according to which the lens is moved backwards
for distant vision and forwards for near vision, lateral pressure,
in the latter case, giving it increased protuberance; so that the
process would exactly resemble the mechanism of an opera-glass.
Kepler, however, had, in the main, already expressed this theory,
which may be found explained in A. Hueck's pamphlet, "Die Bewegung der
Krystallinse," 1841. If we are not clearly conscious of these inner
modifications of the eye, we have at any rate a certain feeling of
them, and of this we immediately avail ourselves to estimate distances.
As however these modifications are not available for the purposes of
clear sight beyond the range of from about 7 inches to 16 feet, the
Understanding is only able to apply this datum within those limits.
Beyond them, however, the second datum becomes available: that is to
say, the _optic angle_, formed by the two optic axes, which we had
occasion to explain when speaking of single vision. It is obvious
that this optic angle becomes smaller, the further the object is
removed: and _vice versa_. This different direction of the eyes, with
respect to each other, does not take place without producing a slight
sensation, of which we are nevertheless only in so far conscious as
the Understanding makes use of it, as a datum, in estimating distances
intuitively. By this datum we are not only enabled to cognize the
distance, but the precise position of the object viewed, by means of
the parallax of the eyes, which consists in each eye seeing the object
in a slightly different direction; so that if we close one eye, the
object seems to move. Thus it is not easy to snuff a candle with one
eye shut, because this datum is then wanting. But as the direction of
the eyes becomes parallel as soon as the distance of the object reaches
or exceeds 200 feet, and as the optic angle consequently then ceases to
exist, this datum only holds good within the said distance.
Beyond it, the Understanding has recourse to _atmospheric perspective_,
which indicates a greater distance by means of the increasing dimness
of all colours, of the appearance of physical blue in front of all dark
objects (according to Göthe's perfectly correct and true theory of
colours), and also of the growing indistinctness of all outlines. In
Italy, where the atmosphere is very transparent, this datum loses its
power and is apt to mislead: Tivoli, for instance, seems to be very
near when seen from Frascati. On the other hand, all objects appear
larger in a mist, which is an abnormal exaggeration of the datum;
because our Understanding assumes them to be further from us.
Finally, there remains the estimation of distance by means of the size
(known to us intuitively) of intervening objects, such as fields,
woods, rivers, &c. &c. This mode of estimation is only applicable where
there is uninterrupted succession: in other words, it can only be
applied to terrestrial, not to celestial objects. Moreover, we have in
general more practice in using it horizontally than vertically: a ball
on the top of a tower 200 feet high appears much smaller to us than
when lying on the ground 200 feet from us; because, in the latter case,
we estimate the distance more accurately. When we see human beings in
such a way, that what lies between them and ourselves is in a great
measure hidden from our sight, they always appear strikingly small.
The fact that our Understanding assumes everything it perceives in a
horizontal direction to be farther off, therefore larger, than what
is seen in a vertical direction, must partly be attributed to this
last mode of estimating distances, inasmuch as it only holds good when
applied horizontally and to terrestrial objects; but partly also to our
estimation of distances by atmospheric perspective, which is subject
to similar conditions. This is why the moon seems so much larger on
the horizon than at its zenith, although its visual angle accurately
measured--that is, the image projected by it on to the eye--is not at
all larger in one case than in the other; and this also accounts for
the flattened appearance of the vault of the sky: that is to say, for
its appearing to have greater horizontal than vertical extension. Both
phenomena therefore are purely intellectual or cerebral, not optical.
If it be objected, that even when at its zenith, the moon occasionally
has a hazy appearance without seeming to be larger, we answer, that
neither does it in that case appear red; for its haziness proceeds from
a greater density of vapours, and is therefore of a different kind from
that which proceeds from atmospheric perspective. To this may be added
what I have already said: that we only apply this mode of estimating
distances in a horizontal, not in a perpendicular, direction; besides,
in this case, other correctives come into play. It is related of
Saussure that, when on the Mont Blanc, he saw so enormous a moon rise,
that, not recognising what it was, he fainted with terror.
The properties of the telescope and magnifying glass, on the other
hand, depend upon a separate estimate according to the visual angle
alone: _i.e._, that of size by distance, and of distance by size;
because here the four other supplementary means of estimating distances
are excluded. The telescope in reality magnifies objects, while it
only seems to bring them nearer; because their size being known to us
empirically, we here account for its apparent increase by a diminution
of their distance from us. A house seen through a telescope, for
instance, seems to be ten times nearer, not ten times larger, than seen
with the naked eye. The magnifying glass, on the contrary, does not
really magnify, but merely enables us to bring the object nearer to
our eyes than would otherwise be possible; so that it only appears as
large as it would at that distance even without the magnifying glass.
In fact, we are prevented from seeing objects distinctly at less than
from eight to ten inches' distance from our eyes, by the insufficient
convexity of the ocular lens and cornea; but if we increase the
refraction by substituting the convexity of the magnifying glass for
that of the lens and cornea, we then obtain a clear image of objects
even when they are as near as half an inch from our eyes. Objects thus
seen in close proximity to us and in the size corresponding to that
proximity, are transferred by our Understanding to the distance at
which we naturally see distinctly, _i.e._ to about eight or ten inches
from our eyes, and we then estimate their magnitude according to this
distance and to the given visual angle.
I have entered thus fully into detail concerning all the different
processes by which seeing is accomplished, in order to show clearly
and irrefragably that the predominant factor in them is _the
Understanding_, which, by conceiving each change as an _effect_ and
referring that effect to its _cause_, produces the cerebral phenomenon
of the objective world on the basis of the _à priori_ fundamental
intuitions of Space and Time, for which it receives merely a few
data from the senses. And moreover the Understanding effects this
exclusively by means of its own peculiar form, the law of Causality;
therefore quite directly and intuitively, without any assistance
whatever from reflection--that is, from abstract knowledge by means of
conceptions and of language, which are the materials of _secondary_
knowledge, _i.e._ of _thought_, therefore of _Reason_.
That this knowledge through the Understanding is independent of
Reason's assistance, is shown even by the fact, that when, at any
time, the Understanding attributes a given effect to a wrong cause,
actually perceiving that cause, whereby _illusion_ arises, our Reason,
however clearly it may recognise _in abstracto_ the true state of
the matter, is nevertheless unable to assist the Understanding, and
the illusion persists undisturbed in spite of that better knowledge.
The above-mentioned phenomena of seeing and feeling double, which
result from an abnormal position of the organs of touch and sight,
are instances of such illusions; likewise the apparently increased
size of the rising moon; the image which forms in the focus of a
concave mirror and exactly resembles a solid body floating in space;
the painted relievo which we take for real; the apparent motion of a
shore or bridge on which we are standing, if a ship happens to pass
along or beneath it; the seeming proximity of very lofty mountains,
owing to the absence of atmospheric perspective, which is the result
of the purity of the air round their summits. In these and in a
multitude of similar cases, our Understanding takes for granted the
existence of the usual cause with which it is conversant and forthwith
perceives it, though our Reason has arrived at the truth by a different
road; for, the knowledge of the Understanding being anterior to that
of the Reason, the intellect remains inaccessible to the teaching
of the Reason, and thus the _illusion_--that is, the deception of
the Understanding--remains immovable; albeit _error_--that is, the
deception of the Reason--is obviated.--That which is correctly known by
the Understanding is _reality_: that which is correctly known by the
Reason is _truth_, or in other terms, a judgment having a sufficient
reason; _illusion_ (that which is wrongly perceived) we oppose to
_reality_: _error_ (that which is wrongly thought) to _truth_.
The purely formal part of empirical perception--that is, Space, Time,
and the law of Causality--is contained _à priori_ in the intellect;
but this is not the case with the application of this formal part to
empirical data, which has to be acquired by the Understanding through
practice and experience. Therefore new-born infants, though they
no doubt receive impressions of light and of colour, still do not
apprehend or indeed, strictly speaking, see objects. The first weeks of
their existence are rather passed in a kind of stupor, from which they
awaken by degrees when their Understanding begins to apply its function
to the data supplied by the senses, especially those of touch and
of sight, whereby they gradually gain consciousness of the objective
world. This newly-arising consciousness may be clearly recognised
by the look of growing intelligence in their eyes and a degree of
intention in their movements, especially in the smile with which they
show for the first time recognition of those who take care of them.
They may even be observed to make experiments for a time with their
sight and touch, in order to complete their apprehension of objects by
different lights, in different directions and at different distances:
thus pursuing a silent, but serious course of study, till they have
succeeded in mastering all the intellectual operations in seeing which
have been described. The fact of this schooling can be ascertained
still more clearly through those who, being born blind, have been
operated upon late in life, since they are able to give an account
of their impressions. Cheselden's blind man[82] was not an isolated
instance, and we find in all similar cases the fact corroborated,
that those who obtain their sight late in life, no doubt, see light,
outlines, and colours, as soon as the operation is over, but that they
have no objective perception of objects until their Understanding has
learnt to apply its causal law to data and to changes which are new
to it. On first beholding his room and the various objects in it,
Cheselden's blind man did not distinguish one thing from another; he
simply received the general impression of a totality all in one piece,
which he took for a smooth, variegated surface. It never occurred to
him to recognise a number of detached objects, lying one behind the
other at different distances. With blind people of this sort, it is by
the sense of touch, to which objects are already known, that they have
to be introduced to the sense of sight. In the beginning, the patient
has no appreciation whatever of distances and tries to lay hold of
everything. One, when he first saw his own house from outside, could
not conceive how so small a thing could contain so many rooms. Another
was highly delighted to find, some weeks after the operation, that the
engravings hanging on the walls of his room represented a variety of
objects. The "Morgenblatt" of October 23rd, 1817, contains an account
of a youth who was born blind, and obtained his sight at the age of
seventeen. He had to learn intelligent perception, for at first sight
he did not even recognise objects previously known to him through the
sense of touch. Every object had to be introduced to the sense of sight
by means of the sense of touch. As for the distances of the objects he
saw, he had no appreciation whatever of them, and tried to lay hold
indiscriminately of everything, far or near.--Franz expresses himself
as follows:[83]--
"A definite idea of distance, as well as of form and size, is
only obtained by sight and touch, and by reflecting on the
impressions made on both senses; but for this purpose we must
take into account the muscular motion and voluntary locomotion
of the individual.--Caspar Hauser, in a detailed account of his
own experience in this respect, states, that upon his first
liberation from confinement, whenever he looked through the
window upon external objects, such as the street, garden, &c.,
it appeared to him as if there were a shutter quite close to his
eye, and covered with confused colours of all kinds, in which he
could recognise or distinguish nothing singly. He says farther,
that he did not convince himself till after some time during his
walks out of doors, that what had at first appeared to him as a
shutter of various colours, as well as many other objects, were
in reality very different things; and that at length the shutter
disappeared, and he saw and recognised all things in their just
proportions. Persons born blind who obtain their sight by an
operation in later years only, sometimes imagine that all objects
touch their eyes, and lie so near to them that they are afraid
of stumbling against them; sometimes they leap towards the moon,
supposing that they can lay hold of it; at other times they run
after the clouds moving along the sky, in order to catch them,
or commit other such extravagancies. Since ideas are gained by
reflection upon sensation, it is further necessary in all cases,
in order that an accurate idea of objects may be formed from the
sense of sight, that the powers of the mind should be unimpaired,
and undisturbed in their exercise. A proof of this is afforded in
the instance related by Haslam,[84] of a boy who had no defect of
sight, but was weak in understanding, and who in his seventh year
was unable to estimate the distances of objects, especially as to
height; he would extend his hand frequently towards a nail on the
ceiling, or towards the moon, to catch it. It is therefore the
judgment which corrects and makes clear this idea, or perception
of visible objects."
[82] See the original report in vol. 35 of the "Philosophical
Transactions" as to this case.
[83] Franz, "The Eye, a treatise on preserving this organ in a
healthy state and improving the sight." London, Churchill, 1839,
pp. 34-36.
[84] Haslam's "Observations on Madness and Melancholy," 2nd ed. p.
192.
The intellectual nature of perception as I have shown it, is
corroborated physiologically by Flourens[85] as follows:
"Il faut faire une grand distinction entre les sens et
l'intelligence. L'ablation d'un tubercule détermine la perte
de la _sensation_, du _sens_ de la vue; la rétine devient
insensible, l'iris devient immobile. L'ablation d'un lobe
cérébral laisse la _sensation_, le _sens_, la _sensibilité_
de la rétine, la _mobilité_ de l'iris; elle ne détruit que la
_perception_ seule. Dans un cas, c'est un fait _sensorial_; et,
dans l'autre, un fait _cérébral_; dans un cas, c'est la perte
du _sens_; dans l'autre, c'est la perte de la _perception_. La
distinction des perceptions et des sensations est encore un grand
résultat; et it est démontré aux yeux. Il y a deux moyens de
faire perdre la vision par l'encéphale: 1° par les tubercules,
c'est la perte du sens, de la sensation; 2° par les lobes, c'est
la perte de la perception, de l'intelligence. La sensibilité
n'est donc pas l'intelligence; penser n'est donc pas sentir; et
voilà toute une philosophie renversée. L'idée n'est donc pas
la sensation; et voilà encore une autre preuve du vice radical
de cette philosophie." And again, p. 77, under the heading:
Séparation de la Sensibilité et de la Perception:--"Il y a une
de mes expériences qui sépare nettement la _sensibilité_ de
la _perception_. Quand on enlève le _cerveau proprement dit_
(_lobes_ ou _hémisphères cérébraux_) à un animal, l'animal
perd la vue. Mais, par rapport a l'œil, rien n'est changé: les
objets continuent à se peindre sur la rétine; l'_iris_ reste
contractile, le _nerf optique_ sensible, parfaitement sensible.
Et cependant l'animal ne voit plus; il n'y a plus _vision_,
quoique tout ce qui est _sensation_ subsiste; il n'y a plus
_vision_, parce qu'il n'y a plus _perception_. Le _percevoir_, et
non le _sentir_, est donc le premier élément de l'_intelligence_.
La _perception_ est partie de l'_intelligence_, car elle se
perd avec l'_intelligence_, et par l'ablation du même organe,
les _lobes_ ou _hémisphères cérébraux_; et la _sensibilité_
n'en est point partie, puisqu'elle subsiste après la perte de
l'_intelligence_ et l'ablation des _lobes_ ou _hémisphères_."
[85] Flourens, "De la vie et de l'Intelligence," 2nd edition,
Paris, Garnier Frères, 1852, p. 49.
The following famous verse of the ancient philosopher Epicharmus,
proves that the ancients in general recognized the intellectual
nature of perception: Νοῦς ὁρῇ καὶ νοῦς ἀκούει· τἆλλα κωφὰ καὶ τυφλά.
(_Mens videt, mens audit; cætera surda et cœca._)[86] Plutarch in
quoting this verse, adds:[87] ὡς τοῦ περὶ τὰ ὄμματα καὶ ὦτα πάθους,
ἂν μὴ παρῇ τὸ φρονοῦν, αἴσθησιν οὐ ποιοῦντος (_quia affectio oculorum
et aurium nullum affert sensum, intelligentia absente_). Shortly
before too he says: Στράτωνος τοῦ φυσικοῦ λόγος ἐστίν, ἀποδεικνύων
ὡς οὐδ' αἰσθάνεσθαι τοπαράπαν ἄνευ τοῦ νοεῖν ὑπάρχει. (_Stratonis
physici exstat ratiocinatio, qua "sine intelligentia sentiri omnino
nihil posse" demonstrat._)[88] Again shortly after he says: ὅθεν
ἀνάγκη, πᾶσιν, οἷς τὸ αἰσθάνεσθαι, καὶ τὸ νοεῖν ὑπάρχειν, εἰ τῷ νοεῖν
αἰσθάνεσθαι πεφύκαμεν (_quare necesse est, omnia, quæ sentiunt, etiam
intelligere, siquidem intelligendo demum sentiamus_).[89] A second
verse of Epicharmus might be connected with this, which is quoted by
Diogenes Laertes (iii. 16):
Εὔμαιε, τὸ σοφόν ἐστιν οὐ καθ' ἓν μόνον,
ἀλλ' ὅσα περ ζῇ, πάντα καὶ γνώμαν ἔχει.
[86] "It is the mind that sees and hears; all besides is deaf and
blind." (Tr. Ad.)
[87] Plutarch, "De solert. animal." c. 3. "For the affection of
our eyes and ears does not produce any perception, unless it be
accompanied by thought." (Tr. Ad.)
[88] "Straton, the physicist, has proved that 'without thinking it
is quite impossible to perceive.'" (Tr. Ad.)
[89] "Therefore it is necessary that all who perceive should also
think, since we are so constituted as to perceive by means of
thinking." (Tr. Ad.)
(_Eumaee, sapientia non uni tantum competit, sed quæcunque vivunt etiam
intellectum habent._) Porphyry likewise endeavours to show at length
that all animals have understanding.[90]
[90] Porph. "De abstinentia," iii. 21.
Now, that it should be so, follows necessarily from the intellectual
character of perception. All animals, even down to the very lowest,
must have Understanding--that is, knowledge of the causal law,
although they have it in very different degrees of delicacy and of
clearness; at any rate they must have as much of it as is required
for perception by their senses; for sensation without Understanding
would be not only a useless, but a cruel gift of Nature. No one, who
has himself any intelligence, can doubt the existence of it in the
higher animals. But at times it even becomes undeniably evident that
their knowledge of causality is actually _à priori_, and that it does
not arise from the habit of seeing one thing follow upon another. A
very young puppy will not, for instance, jump off a table, because
he foresees what would be the consequence. Not long ago I had some
large curtains put up at my bed-room window, which reached down to the
floor, and were drawn aside from the centre by means of a string. The
first morning they were opened I was surprised to see my dog, a very
intelligent poodle, standing quite perplexed, and looking upwards and
sidewards for the cause of the phenomenon: that is, he was seeking
for the change which he knew _à priori_ must have taken place. Next
day the same thing happened again.--But even the lowest animals have
perception--consequently Understanding--down to the aquatic polypus,
which has no distinct organs of sensation, yet wanders from leaf to
leaf on its waterplant, while clinging to it with its feelers, in
search of more light.
Nor is there, indeed, any difference, beyond that of degree, between
this lowest Understanding and that of man, which we however distinctly
separate from his Reason. The intermediate gradations are occupied by
the various series of animals, among which the highest, such as the
monkey, the elephant, the dog, astonish us often by their intelligence.
But in every case the business of the Understanding is invariably to
apprehend directly causal relations: first, as we have seen, those
between our own body and other bodies, whence proceeds objective
perception; then those between these objectively perceived bodies among
themselves, and here, as has been shown in § 20, the causal relation
manifests itself in three forms--as cause, as stimulus, and as motive.
All movement in the world takes place according to these three forms
of the causal relation, and through them alone does the intellect
comprehend it. Now, if, of these three, _causes_, in the narrowest
sense of the word, happen to be the object of investigation for
the Understanding, it will produce Astronomy, Mechanics, Physics,
Chemistry, and will invent machines for good and for evil; but in all
cases a direct, intuitive apprehension of the causal connection will
in the last resort lie at the bottom of all its discoveries. For the
sole form and function of the Understanding is this apprehension, and
not by any means the complicated machinery of Kant's twelve Categories,
the nullity of which I have proved.--(All comprehension is a direct,
consequently intuitive, apprehension of the causal connection; although
this has to be reduced at once to abstract conceptions in order to
be fixed. To calculate therefore, is not to understand, and, in
itself, calculation conveys no comprehension of things. Calculation
deals exclusively with abstract conceptions of magnitudes, whose
mutual relations it determines. By it we never attain the slightest
comprehension of a physical process, for this requires _intuitive_
comprehension of space-relations, by means of which causes take
effect. Calculations have merely practical, not theoretical, value. It
may even be said that _where calculation begins, comprehension ceases_;
for a brain occupied with numbers is, as long as it calculates,
entirely estranged from the causal connection in physical processes,
being engrossed in purely abstract, numerical conceptions. The result,
however, only shows us _how much_, never _what_. "_L'expérience et le
calcul_," those watchwords of French physicists, are not therefore by
any means adequate [for thorough insight].)--If, again, _stimuli_ are
the guides of the Understanding, it will produce Physiology of Plants
and Animals, Therapeutics, and Toxicology. Finally, if it devotes
itself to the study of _motives_, the Understanding will use them,
on the one hand, theoretically, to guide it in producing works on
Morality, Jurisprudence, History, Politics, and even Dramatic and Epic
Poetry; on the other hand, practically, either merely to train animals,
or for the higher purpose of making human beings dance to its music,
when once it has succeeded in discovering which particular wire has
to be pulled in order to move each puppet at its pleasure. Now, with
reference to the function which effects this, it is quite immaterial
whether the intellect turns gravitation ingeniously to account, and
makes it serve its purpose by stepping in just at the right time, or
whether it brings the collective or the individual propensities of men
into play for its own ends. In its practical application we call the
Understanding _shrewdness_ or, when used to outwit others, _cunning_;
when its aims are very insignificant, it is called _slyness_ and, if
combined with injury to others, _craftiness_. In its purely theoretical
application, we call it simply _Understanding_, the higher degrees of
which are named _acumen_, _sagacity_, _discernment_, _penetration_,
while its lower degrees are termed _dulness_, _stupidity_, _silliness_,
&c. &c. These widely differing degrees of sharpness are innate, and
cannot be acquired; although, as I have already shown, even in the
earliest stages of the application of the Understanding, _i.e._ in
empirical perception, practice and knowledge of the material to which
it is applied, are needed. Every simpleton has Reason--give him
the premisses, and he will draw the conclusion; whereas _primary_,
consequently intuitive, knowledge is supplied by the Understanding:
herein lies the difference. The pith of every great discovery, of every
plan having universal historical importance, is accordingly the product
of a happy moment in which, by a favourable coincidence of outer and
inner circumstances, some complicated causal series, some hidden causes
of phenomena which had been seen thousands of times before, or some
obscure, untrodden paths, suddenly reveal themselves to the intellect.--
By the preceding explanations of the processes in seeing and feeling,
I have incontestably shown that empirical perception is essentially
the work of _the Understanding_, for which the material only is
supplied by the senses in sensation--and a poor material it is, on the
whole; so that _the Understanding_ is, in fact, the artist, while the
senses are but the under-workmen who hand it the materials. But the
process consists throughout in referring from given effects to their
causes, which by this process are enabled to present themselves as
objects in Space. The very fact that we presuppose Causality in this
process, proves precisely that this law must have been supplied by
the Understanding itself; for it could never have found its way into
the intellect from outside. It is indeed the first condition of all
empirical perception; but this again is the form in which all external
experience presents itself to us; how then can this law of Causality be
derived from experience, when it is itself essentially presupposed by
experience?--It was just because of the utter impossibility of this,
and because Locke's philosophy had put an end to all _à priority_,
that Hume denied the whole reality of the conception of Causality.
He had besides already mentioned two false hypotheses in the seventh
section of his "Inquiry concerning the Human Understanding," which
recently have again been advanced: the one, that the effect of the will
upon the members of our body; the other, that the resistance opposed
to our pressure by outward objects, is the origin and prototype of
the conception of Causality. Hume refutes both in his own way and
according to his own order of ideas. I argue as follows. There is
no causal connection whatever between acts of the will and actions
of the body; on the contrary, both are immediately one and the same
thing, only perceived in a double aspect--that is, on the one hand,
in our self-consciousness, or inner sense, as acts of the will; on
the other, simultaneously in exterior, spacial brain-perception,
as actions of the body.[91] The second hypothesis is false, first
because, as I have already shown at length, a mere sensation of touch
does not yet give any objective perception whatever, let alone the
conception of Causality, which never can arise from the feeling of an
impeded muscular effort: besides impediments of this kind often occur
without any external cause; secondly, because our pressing against an
external object necessarily has a motive, and this already presupposes
apprehension of that object, which again presupposes knowledge of
Causality.--But the only means of radically proving the conception of
Causality to be independent of all experience was by showing, as I have
done, that the whole possibility of experience is conditioned by the
conception of Causality. In § 23 I intend to show that Kant's proof,
propounded with a similar intent, is false.
[91] Compare "Die Welt a. W. u. V." 3rd edition, vol. ii. p. 41.
[The 3rd edition of "Die Welt a. W. u. V." contains at this place
a supplement which is wanting in the 2nd edition, vol. ii. p.
38.--Note by the Editor of the 3rd edition.]
This is also the proper place for drawing attention to the fact,
that Kant either did not clearly recognise in empirical perception
the mediation of the causal law--which law is known to us before all
experience--or that he intentionally evaded mentioning it, because
it did not suit his purpose. In the "Critique of Pure Reason," for
instance, the relation between causality and perception is not treated
in the "Doctrine of Elements," but in the chapter on the "Paralogisms
of Pure Reason," where one would hardly expect to find it; moreover it
appears in his "Critique of the Fourth Paralogism of Transcendental
Psychology," and only in the first edition.[92] The very fact that
this place should have been assigned to it, shows that in considering
this relation, he always had the transition from the phenomenon to
the thing in itself exclusively in view, but not the genesis of
perception itself. Here accordingly he says that the existence of a
real external object is not given directly in perception, but can be
added to it in thought and thus inferred. In Kant's eyes, however,
he who does this is a Transcendental Realist, and consequently on a
wrong road. For by his "outward object" Kant here means the thing in
itself. The Transcendental Idealist, on the contrary, stops short at
the perception of something empirically real--that is, of something
existing outside us in Space--without needing the inference of a cause
to give it reality. For _perception_, according to Kant, is quite
directly accomplished without any assistance from the causal nexus, and
consequently from the Understanding: he simply identifies perception
with sensation. This we find confirmed in the passage which begins,
"With reference to the reality of external objects, I need as little
trust to inference," &c. &c.[93] and again in the sentence commencing
with "Now we may well admit," &c. &c.[94] It is quite clear from these
passages that perception of external things in Space, according to
Kant, precedes all application of the causal law, therefore that the
causal law does not belong to perception as an element and condition
of it: for him, mere sensation is identical with perception. Only in
as far as we ask what may, in a _transcendental_ sense, exist _outside
of us_: that is, when we ask for the thing in itself, is Causality
mentioned as connected with perception. Moreover Kant admits the
existence, nay, the mere possibility, of causality only in reflection:
that is, in abstract, distinct knowledge by means of conceptions;
therefore he has no suspicion that its application is _anterior to all
reflection_, which is nevertheless evidently the case, especially in
empirical, sensuous perception which, as I have proved irrefragably
in the preceding analysis, could never take place otherwise. Kant
is therefore obliged to leave the genesis of empirical perception
unexplained. With him it is a mere matter of the senses, given as it
were in a miraculous way: that is, it coincides with sensation. I
should very much like my reflective readers to refer to the passages I
have indicated in Kant's work, in order to convince themselves of the
far greater accuracy of my view of the whole process and connection.
Kant's extremely erroneous view has held its ground till now in
philosophical literature, simply because no one ventured to attack it;
therefore I have found it necessary to clear the way in order to throw
light upon the mechanism of our knowledge.
[92] Kant, "Krit. d. r. V." 1st edition, p. 367 _sqq._ (English
translation by M. Müller, p. 318 _sqq._)
[93] Kant, "Krit. d. r. Vern." 1st edition, p. 371. (English
translation, by M. Müller, p. 322.)
[94] Kant, "Krit. d. r. Vern." 1st edition, p. 372. (English
translation, p. 323.)
Kant's fundamental idealistic position loses nothing whatever, nay, it
even gains by this rectification of mine, in as far as, with me, the
necessity of the causal law is absorbed and extinguished in empirical
perception as its product and cannot therefore be invoked in behalf
of an entirely transcendent question as to the thing in itself. On
referring to my theory above concerning empirical perception, we find
that its first datum, sensation, is absolutely subjective, being a
process within the organism, because it takes place beneath the skin.
Locke has completely and exhaustively proved, that the feelings of
our senses, even admitting them to be roused by external causes,
cannot have any resemblance whatever to the qualities of those causes.
Sugar, for instance, bears no resemblance at all to sweetness, nor
a rose to redness. But that they should need an external cause at
all, is based upon a law whose origin lies demonstrably within us,
in our brain; therefore this necessity is not less subjective than
the sensations themselves. Nay, even _Time_--that primary condition
of every possible _change_, therefore also of the change which first
permits the application of the causal law--and not less _Space_--which
alone renders the externalisation of causes possible, after which they
present themselves to us as objects--even Time and Space, we say, are
subjective forms of the intellect, as Kant has conclusively proved.
Accordingly we find all the elements of empirical perception lying
within us, and nothing contained in them which can give us reliable
indications as to anything differing absolutely from ourselves,
anything in itself.--But this is not all. What we think under the
conception _matter_, is the residue which remains over after bodies
have been divested of their shape and of all their specific qualities:
a residue, which precisely on that account must be identical in all
bodies. Now these shapes and qualities which have been abstracted by
us, are nothing but the peculiar, specially defined _way in which
these bodies act_, which constitutes precisely their difference. If
therefore we leave these shapes and qualities out of consideration,
there remains nothing but _mere activity in general_, pure action as
such, Causality itself, objectively thought--that is, the reflection
of our own Understanding, the externalised image of its sole function;
and Matter is throughout pure Causality, its essence is Action in
general.[95] This is why pure Matter cannot be perceived, but can only
be thought: it is a something we add to every reality, as its basis, in
thinking it. For pure Causality, mere action, without any defined mode
of action, cannot become perceptible, therefore it cannot come within
any experience.--Thus Matter is only the objective correlate to pure
Understanding; for it is Causality in general, and nothing else: just
as the Understanding itself is direct knowledge of cause and effect,
and nothing else. Now this again is precisely why the law of causality
is not applicable to Matter itself: that is to say, Matter has neither
beginning nor end, but is and remains permanent. For as, on the one
hand, Causality is the indispensable condition of all alternation in
the accidents (forms and qualities) of Matter, _i.e._ of all passage
in and out of being; but as, on the other hand, Matter is pure
Causality itself, as such, objectively viewed: it is unable to exercise
its own power upon itself, just as the eye can see everything but
itself. "Substance" and Matter being moreover identical, we may call
_Substance_, _action_ viewed _in abstracto_: _Accidents_, particular
modes of action, action _in concreto_.--Now these are the results to
which true, _i.e._ transcendental, Idealism leads. In my chief work I
have shown that the thing in itself--_i.e._ whatever, on the whole,
exists independently of our representation--cannot be got at by way of
representation, but that, to reach it, we must follow quite a different
path, leading through the inside of things, which lets us into the
citadel, as it were, by treachery.--
[95] Compare "Die Welt a. W. u. V." 2nd edition; vol. i. sect. 4,
p. 9; and vol. ii. pp. 48, 49 (3rd edition, vol. i. p. 10; vol. ii.
p. 52). English translation, vol. i. pp. 9-10; vol. ii. p. 218.
But it would be downright chicanery, nothing else, to try and
compare, let alone identify, such an honest, deep, thorough analysis
of empirical perception as the one I have just given, which proves all
the elements of perception to be subjective, with Fichte's algebraic
equations of the _Ego_ and the _Non-Ego_; with his sophistical
pseudo-demonstrations, which in order to be able to deceive his readers
had to be clothed in the obscure, not to say absurd, language adopted
by him; with his explanations of the way in which the _Ego_ spins
the _Non-Ego_ out of itself; in short, with all the buffoonery of
scientific emptiness.[96] Besides, I protest altogether against any
community with this Fichte, as Kant publicly and emphatically did in a
notice _ad hoc_ in the "Jenaer Litteratur Zeitung."[97] Hegelians and
similar ignoramuses may continue to hold forth to their heart's content
upon Kant-Fichteian philosophy: there exists a Kantian philosophy and
a Fichteian hocus-pocus,--this is the true state of the case, and will
remain so, in spite of those who delight in extolling what is bad and
in decrying what is good, and of these Germany possesses a larger
number than any other country.
[96] _Wissenschaftsleere_ (literally, _emptiness of science_), a
pun of Schopenhauer's on the title of Fichte's _Wissenschaftslehre_
(_doctrine of science_), which cannot be rendered in English.
(Tr.'s Note.)
[97] Kant, "Erklärung über Fichte's Wissenschaftslehre." See the
"Intelligenzblatt" of the Jena Literary Gazette (1799), No. 109.
§ 22. _Of the Immediate Object._
Thus it is from the sensations of our body that we receive the data for
the very first application of the causal law, and it is precisely by
that application that the perception of this class of objects arises.
They therefore have their essence and existence solely in virtue of the
intellectual function thus coming into play, and of its exercise.
Now, as far as it is the starting-point, _i.e._ the mediator, for our
perception of all other objects, I have called the bodily organism,
in the first edition of the present work, the _Immediate Object_;
this, however, must not be taken in a strictly literal sense. For
although our bodily sensations are all apprehended directly, still this
immediate apprehension does not yet make our body itself perceptible
to us as an object; on the contrary, up to this point all remains
subjective, that is to say, sensation. From this sensation certainly
proceeds the perception of all other objects as the causes of such
sensations, and these causes then present themselves to us as objects;
but it is not so with the body itself, which only supplies sensations
to consciousness. It is only _indirectly_ that we know even this
body objectively, _i.e._ as an object, by its presenting itself,
like all other objects, as the recognised cause of a subjectively
given effect--and precisely on this account _objectively_--in our
Understanding, or brain (which is the same). Now this can only take
place when its own senses are acted upon by its parts: for instance,
when the body is seen by the eye, or felt by the hand, &c., upon which
data the brain (or understanding) forthwith constructs it as to shape
and quality in space.--The immediate presence in our consciousness of
representations belonging to this class, depends therefore upon the
position assigned to them in the causal chain--by which all things
are _connected_--relatively to the body (for the time being) of the
Subject--by which (the Subject) all things are _known_.
§ 23. _Arguments against Kant's Proof of the_ à priority _of the
conception of Causality_.
One of the chief objects of the "Critique of Pure Reason" is to show
the universal validity, for all experience, of the causal law, its _à
priority_, and, as a necessary consequence of this, its restriction to
possible experience. Nevertheless, I cannot assent to the proof there
given of the _à priority_ of the principle, which is substantially
this:--"The _synthesis_ of the manifold by the imagination, which
is necessary for all empirical knowledge, gives succession, but not
yet determinate succession: that is, it leaves undetermined which of
two states perceived was the first, not only in my imagination, but
in the object itself. But definite order in this succession--through
which alone what we perceive becomes experience, or, in other words,
authorizes us to form objectively valid judgments--is first brought
into it by the purely intellectual conception of cause and effect.
Thus the principle of causal relation is the condition which renders
experience possible, and, as such, it is given us _à priori_."[98]
[98] Kant, "Krit. d. r. Vern." 1st edition, p. 201; 5th edition, p.
246. (English translation by M. Müller, p. 176.) This is, however,
not a literal quotation. (Tr.'s note.)
According to this, the order in which changes succeed each other in
real objects becomes known to us as objective only by their causality.
This assertion Kant repeats and explains in the "Critique of Pure
Reason," especially in his "Second Analogy of Experience,"[99] and
again at the conclusion of his "Third Analogy," and I request every
one who desires to understand what I am now about to say, to read
these passages. In them he affirms everywhere that _the objectivity
of the succession of representations_--which he defines as their
correspondence with the succession of real objects--is only known
through the rule by which they follow upon one another: that is,
through the law of causality; that my mere apprehension consequently
leaves the objective relation between phenomena following one another
quite undetermined: since I merely apprehend the succession of my
own representations, but the succession in my apprehension does not
authorize me to form any judgment whatever as to the succession in
the object, unless that judgment be based upon causality; and since,
besides, I might invert the order in which these perceptions follow
each other in my apprehension, there being nothing which determines
them as objective. To illustrate this assertion, Kant brings forward
the instance of a house, whose parts we may consider in any order we
like, from top to bottom, or from bottom to top; the determination of
succession being in this case purely subjective and not founded upon
an object, because it depends upon our pleasure. In opposition to this
instance, he brings forward the perception of a ship sailing down a
river, which we see successively lower and lower down the stream, which
perception of the successively varying positions of the ship cannot be
changed by the looker-on. In this latter case, therefore, he derives
the subjective following in his own apprehension from the objective
following in the phenomenon, and on this account he calls it an
_event_. Now I maintain, on the contrary, that _there is no difference
at all between these two cases, that both are events_, and that our
knowledge of both is objective: that is to say, it is knowledge of
changes in real objects recognized as such by the Subject. _Both are
changes of relative position in two bodies._ In the first case, one of
these bodies is a part of the observer's own organism, the eye, and the
other is the house, with respect to the different parts of which the
eye successively alters its position. In the second, it is the ship
which alters its position towards the stream; therefore the change
occurs between two bodies. Both are events, the only difference being
that, in the first, the change has its starting-point in the observer's
own body, from whose sensations undoubtedly all his perceptions
originally proceed, but which is nevertheless an object among objects,
and in consequence obeys the laws of the objective, material world.
For the observer, as a purely cognising individual, any movement of
his body is simply an empirically perceived fact. It would be just as
possible in the second as in the first instance, to invert the order of
succession in the change, were it as easy for the observer to move the
ship up the stream as to alter the direction of his own eyes. For Kant
infers the successive perception of different parts of the house to be
neither objective nor an event, because it depends upon his own will.
But the movement of his eyes in the direction from roof to basement
is one event, and in the direction from basement to roof another
event, just as much as the sailing of the ship. There is no difference
whatever here, nor is there any difference either, as to their being
or not being events, between my passing a troop of soldiers and their
passing me. If we fix our eyes on a ship sailing close by the shore on
which we are standing, it soon seems as if it were the ship that stood
still and the shore that moved. Now, in this instance we are mistaken,
it is true, as to the cause of the relative change of position, since
we attribute it to a wrong cause; the real succession in the relative
positions of our body towards the ship is nevertheless quite rightly
and objectively recognised by us. Even Kant himself would not have
believed that there was any difference, had he borne in mind that his
own body was an object among objects, and that the succession in his
empirical perceptions depended upon the succession of the impressions
received from other objects by his body, and was therefore an objective
succession: that is to say, one which takes place among objects
_directly_ (if not indirectly) and independently of the will of the
Subject, and which may therefore be quite well recognised without any
causal connection between the objects acting successively on his body.
[99] _Ibid._ p. 189 of the 1st edition; more fully, p. 232 of the
5th edition. (English translation by M. Müller, p. 166.)
Kant says, Time cannot be perceived; therefore no succession of
representations can be empirically perceived as objective: _i.e._ can
be distinguished as changes in phenomena from the changes of mere
subjective representations. The causal law, being a rule according
to which states follow one another, is the only means by which the
objectivity of a change can be known. Now, the result of his assertion
would be, that no succession in Time could be perceived by us as
objective, excepting that of cause and effect, and that every other
succession of phenomena we perceive, would only be determined so, and
not otherwise, by our own will. In contradiction to all this I must
adduce the fact, that it is quite possible for phenomena to _follow
upon_ one another without _following from_ one another. Nor is the law
of causality by any means prejudiced by this; for it remains certain
that each change is the effect of another change, this being firmly
established _à priori_; only each change not only follows upon the
single one which is its cause, but upon all the other changes which
occur simultaneously with that cause, and with which that cause stands
in no causal connection whatever. It is not perceived by me exactly
in the regular order of causal succession, but in quite a different
order, which is, however, no less objective on that account, and
which differs widely from any subjective succession depending on my
caprice, such as, for instance, the pictures of my imagination. The
succession, in Time, of events which stand in no causal connection with
each other is precisely what we call _contingency_.[100] Just as I am
leaving my house, a tile happens to fall from the roof which strikes
me; now, there is no causal connection whatever between my going out
and the falling of the tile; yet the order of their succession--that
is, that my going out preceded the falling of the tile--is objectively
determined in my apprehension, not subjectively by my will, by which
that order would otherwise have most likely been inverted. The order
in which tones follow each other in a musical composition is likewise
objectively determined, not subjectively by me, the listener; yet
who would think of asserting that musical tones follow one another
according to the law of cause and effect? Even the succession of day
and night is undoubtedly known to us as an objective one, but we as
certainly do not look upon them as causes and effects of one another;
and as to their common cause, the whole world was in error till
Copernicus came; yet the correct knowledge of their succession was not
in the least disturbed by that error. Hume's hypothesis, by the way,
also finds its refutation through this; since the following of day and
night upon each other--the most ancient of all successions and the one
least liable to exception--has never yet misled anyone into taking them
for cause and effect of each other.
[100] In German _Zufall_, a word derived from the _Zusammenfallen_
(falling together), _Zusammentreffen_ (meeting together), or
coinciding of what is unconnected, just as τὸ συμβεβηκός from
συμβαίνειν. (Compare Aristotle, "Anal. post.," i. 4.)
Elsewhere Kant asserts, that a representation only shows reality
(which, I conclude, means that it is distinguished from a mere
mental image) by our recognising its necessary connection with other
representations subject to rule (the causal law) and its place in a
determined order of the time-relations of our representations. But
of how few representations are we able to know the place assigned to
them by the law of causality in the chain of causes and effects! Yet
we are never embarrassed to distinguish objective from subjective
representations: real, from imaginary objects. When asleep, we are
unable to make this distinction, for our brain is then isolated from
the peripherical nervous system, and thereby from external influences.
In our dreams therefore, we take imaginary for real things, and it is
only when we awaken: that is, when our nervous sensibility, and through
this the outer world, once more comes within our consciousness, that we
become aware of our mistake; still, even in our dreams, so long as they
last, the causal law holds good, only an impossible material is often
substituted for the usual one. We might almost think that Kant was
influenced by Leibnitz in writing the passage we have quoted, however
much he differs from him in all the rest of his philosophy; especially
if we consider that Leibnitz expresses precisely similar views, when,
for instance, he says: "La vérité des choses sensibles ne consiste que
dans la liaison des phénomènes, qui doit avoir sa raison, et c'est
ce qui les distingue des songes. ---- Le vrai Critérion, en matière
des objets des sens, est la liaison des phénomènes, qui garantit les
vérités de fait, à l'egard des choses sensibles hors de nous."[101]
[101] Leibnitz, "Nouveaux Essais sur l'Entendement," lib. iv. ch.
ii. sect. 14.
It is clear that in proving the _à priority_ and the necessity of the
causal law by the fact that the objective succession of changes is
known to us only by means of that law, and that, in so far, causality
is a condition for all experience, Kant fell into a very singular
error, and one which is indeed so palpable, that the only way we can
account for it is, by supposing him to have become so absorbed in the
_à priori_ part of our knowledge, that he lost sight of what would have
been evident to anyone else. The only correct demonstration of the _à
priority_ of the causal law is given by me in § 21 of the present work.
That _à priority_ finds its confirmation every moment in the infallible
security with which we expect experience to tally with the causal
law: that is to say, in the apodeictic certainty we ascribe to it, a
certainty which differs from every other founded on induction--the
certainty, for instance, of empirically known laws of Nature--in
that we can conceive no exception to the causal law anywhere within
the world of experience. We can, for instance, _conceive_ that in an
exceptional case the law of gravitation might cease to act, but not
that this could happen without a cause.
Kant and Hume have fallen into opposite errors in their proofs. Hume
asserts that all _consequence_ is mere _sequence_; whereas Kant
affirms that all _sequence_ must necessarily be _consequence_. Pure
Understanding, it is true, can only conceive _consequence_ (causal
result), and is no more able to conceive mere _sequence_ than to
conceive the difference between right and left, which, like sequence,
is only to be grasped by means of pure Sensibility. Empirical knowledge
of the following of events in Time is, indeed, just as possible as
empirical knowledge of juxtaposition of things in Space (this Kant
denies elsewhere), but _the way in which_ things follow _upon_ one
another in general in Time can no more be explained, than the way in
which one thing follows _from_ another (as the effect of a cause):
the former knowledge is given and conditioned by pure Sensibility;
the latter, by pure Understanding. But in asserting that knowledge
of the objective succession of phenomena can only be attained by
means of the causal law, Kant commits the same error with which
he reproaches Leibnitz:[102] that of "intellectualising the forms
of Sensibility."--My view of succession is the following one. We
derive our knowledge of the bare _possibility_ of succession from
the form of Time, which belongs to pure Sensibility. The succession
of real objects, whose form is precisely Time, we know empirically,
consequently as _actual_. But it is through the Understanding alone,
by means of Causality, that we gain knowledge of the _necessity_ of
a succession of two states: that is, of a change; and even the fact
that we are able to conceive the necessity of a succession at all,
proves already that the causal law is not known to us empirically,
but given us _à priori_. The Principle of Sufficient Reason is the
general expression for the fundamental form of the necessary connection
between all our objects, _i.e._ representations, which lies in the
innermost depths of our cognitive faculty: it is the form common to all
representations, and the only source of the conception of _necessity_,
which contains absolutely nothing else in it and no other import,
than that of the following of the consequence, when its reason has
been established. Now, the reason why this principle determines the
order of succession in Time in the class of representations we are now
investigating, in which it figures as the law of causality, is, that
Time is the form of these representations, therefore the necessary
connection appears here as the rule of succession. In other forms of
the principle of sufficient reason, the necessary connection it always
demands will appear under quite different forms from that of Time,
therefore not as succession; still it always retains the character of
a necessary connection, by which the identity of the principle under
all its forms, or rather the unity of the root of all the laws of which
that principle is the common expression, reveals itself.
[102] Kant, "Kritik d. r. Vern." 1st edition, p. 275; 5th edition,
p. 331. (English translation by M. Müller, p. 236.)
If Kant's assertion were correct, which I dispute, our only way of
knowing the reality of succession would be through its necessity; but
this would presuppose an Understanding that embraced all the series of
causes and effects at once, consequently an omniscient Understanding.
Kant has burdened the Understanding with an impossibility, merely in
order to have less need of Sensibility.
How can we reconcile Kant's assertion that our only means of knowing
the objective reality of succession is by the necessity with which
effect follows cause, with his other assertion[103] that succession
in Time is our only empirical criterion for determining which of two
states is cause, and which effect. Who does not see the most obvious
circle here?
[103] Kant, "Krit. d. r. Vern." vol. i. p. 203 of the 1st edition;
p. 249 of the 5th edition. (English translation by M. Müller, p.
178.)
If we knew objectiveness of succession through Causality, we should
never be able to think it otherwise than as Causality, and then it
would be nothing else than Causality. For, if it were anything else, it
would have other distinctive signs by which to be recognised; now this
is just what Kant denies. Accordingly, if Kant were right, we could
not say: "This state is the effect of that one, wherefore it follows
it;" for following and being an effect, would be one and the same
thing, and this proposition a tautology. Besides, if we do away with
all distinction between following _upon_ and following _from_, we once
more yield the point to Hume, who declared all consequence to be mere
sequence and therefore denied that distinction likewise.
Kant's proof would, consequently, be reduced to this: that,
empirically, we only know _actuality_ of succession; but as besides we
recognise _necessity_ of succession in certain series of occurrences,
and even know before all experience that every possible occurrence must
have a fixed place in some one of these series, the reality and the
_à priority_ of the causal law follow as a matter of course, the only
correct proof of the latter being the one I have given in § 21 of this
work.
Parallel with the Kantian theory: that the causal nexus alone renders
objective succession and our knowledge of it possible, there runs
another: that coexistence and our knowledge of it are only possible
through reciprocity. In the "Critique of Pure Reason" they are
presented under the title: "Third Analogy of Experience." Here Kant
goes so far as to say that "the co-existence of phenomena, which
exercise no reciprocal action on one another, but are separated by
a perfectly empty space, could never become an object of possible
perception"[104] (which, by the way, would be a proof _à priori_ that
there is no empty space between the fixed stars), and that "the light
which _plays between_ our eyes and celestial bodies"--an expression
conveying surreptitiously the thought, that this starlight not only
acts upon our eyes, but is acted upon by them also--"produces an
intercommunity between us and them, and proves the co-existence of the
latter." Now, even empirically, this last assertion is false; since the
sight of a fixed star by no means proves its coexistence simultaneously
with its spectator, but, at most, its existence some years, nay even
some centuries before. Besides, this second Kantian theory stands and
falls with the first, only it is far more easily detected; and the
nullity of the whole conception of reciprocity has been shown in § 20.
[104] Kant, "Krit. d. r. Vern." pp. 212 and 213 of the 1st edition.
(English translation, pp. 185 and 186.)
The arguments I have brought forward against Kant's proof may be
compared with two previous attacks made on it by Feder,[105] and by G.
E. Schulze.[106]
[105] Feder, "Ueber Raum und Causalität." sect. 29.
[106] G. E. Schulze, "Kritik der theoretischen Philosophie," vol.
ii. p. 422 _sqq._
Not without considerable hesitation did I thus venture (in 1813) to
attack a theory which had been universally received as a demonstrated
truth, is repeated even now in the latest publications,[107] and forms
a chief point in the doctrine of one for whose profound wisdom I have
the greatest reverence and admiration; one to whom, indeed, I owe so
much, that his spirit might truly say to me, in the words of Homer:
Ἀχλὺν δ' αὖ τοι ἀπ' ὀφθαλμῶν ἕλον, ἣ πρὶν ἐπῆεν.[108]
[107] For instance, in Fries' "Kritik der Vernunft," vol. ii. p. 85.
[108] I lifted from thine eyes the darkness which covered them
before. (Tr.'s Ad.)
§ 24. _Of the Misapplication of the Law of Causality._
From the foregoing exposition it follows, that the application of the
causal law to anything but _changes_ in the material, empirically given
world, is an abuse of it. For instance, it is a misapplication to make
use of it with reference to physical forces, without which no changes
could take place; or to Matter, _on_ which they take place; or to the
world, to which we must in that case attribute an absolutely objective
existence independently of our intellect; indeed in many other cases
besides. I refer the reader to what I have said on this subject in my
chief work.[109] Such misapplications always arise, partly, through
our taking the conception of cause, like many other metaphysical and
ethical conceptions, in far _too wide_ a sense; partly, through our
forgetting that the causal law is certainly a presupposition which
we bring with us into the world, by which the perception of things
outside us becomes possible; but that, just on that account, we are
not authorized in extending beyond the range and independently of our
cognitive faculty a principle, which has its origin in the equipment of
that faculty, nor in assuming it to hold good as the everlasting order
of the universe and of all that exists.
[109] "Die Welt a. W. u. V." 2nd edition, vol. ii. ch. iv. p. 42
_et seqq._; 3rd edition, vol. ii. p. 46 _et seqq._
§ 25. _The Time in which a Change takes place._
As the Principle of Sufficient Reason of Becoming is exclusively
applicable to _changes_, we must not omit to mention here, that the
ancient philosophers had already raised the question as to the time in
which a change takes place, there being no possibility of it taking
place during the existence of the preceding state nor after the new one
has supervened. Yet, if we assign a special time to it between both
states, a body would, during this time, be neither in the first nor in
the second state: a dying man, for instance, would be neither alive nor
dead; a body neither at rest nor in movement: which would be absurd.
The scruples and sophistic subtleties which this question has evoked,
may be found collected together in Sextus Empiricus "Adv. Mathem."
lib. ix. 267-271, and "Hypat." iii. c. 14; the subject is likewise
dealt with by Gellius, l. vi. c. 13--Plato[110] had disposed somewhat
cavalierly of this knotty point, by maintaining that changes take place
_suddenly_ and occupy _no time at all_; they occur, he says, in the
ἐξαίφνης (_in repentino_), which he calls an ἄτοπος φύσις, ἐν χρόνῳ
οὐδὲν οὖσα; a strange, timeless existence (which nevertheless comes
within Time).
[110] Plato, "Parmenides," p. 138, ed. Bip.
It was accordingly reserved for the perspicacity of Aristotle to clear
up this difficult point, which he has done profoundly and exhaustively
in the sixth Book of Physics, chap. i.-viii. His proof that no change
takes place suddenly (in Plato's ἐξαίφνης), but that each occurs only
gradually and therefore occupies a certain time, is based entirely upon
the pure, _à priori_ intuition of Time and of Space; but it is also
very subtle. The pith of this very lengthy demonstration may, however,
be reduced to the following propositions. When we say of objects that
they limit each other, we mean, that both have their extreme ends in
common; therefore only two extended things can be conterminous, never
two indivisible ones, for then they would be _one_--_i.e._ only lines,
but not mere points, can be conterminous. He then transfers this from
Space to Time. As there always remains a line between two points, so
there always remains a time between two _nows_; this is the time in
which a change takes place--_i.e._ when _one_ state is in the first,
and _another_ in the second, _now_. This time, like every other, is
divisible to infinity; consequently, whatever is changing passes
through an infinite number of degrees within that time, through which
the second state gradually grows out of that _first_ one.--The process
may perhaps be made more intelligible by the following explanation.
Between two consecutive states the difference of which is perceptible
to our senses, there are always several intermediate states, the
difference between which is not perceptible to us; because, in order to
be sensuously perceptible, the newly arising state must have reached a
certain degree of intensity or of magnitude: it is therefore preceded
by degrees of lesser intensity or extension, in passing through which
it gradually arises. Taken collectively, these are comprised under
the name of _change_, and the time occupied by them is called _the
time of change_. Now, if we apply this to a body being propelled, the
first effect is a certain vibration of its inner parts, which, after
communicating the impulse to other parts, breaks out into external
motion.--Aristotle infers quite rightly from the infinite divisibility
of Time, that everything which fills it, therefore every change, _i.e._
every passage from one state to another, must likewise be susceptible
of endless subdivision, so that all that arises, does so in fact by the
concourse of an infinite multitude of parts; accordingly its genesis is
always gradual, never sudden. From these principles and the consequent
gradual arising of each movement, he draws the weighty inference
in the last chapter of this Book, that nothing indivisible, no mere
_point_ can move. And with this conclusion Kant's definition of Matter,
as "that which moves in Space," completely harmonizes.
This law of the continuity and gradual taking place of all changes
which Aristotle was thus the first to lay down and prove, we find
stated three times by Kant: in his "Dissertatio de mundi sensibilis et
intelligibilis forma," § 14, in the "Critique of Pure Reason,"[111] and
finally in his "Metaphysical First Principles of Natural Science."[112]
In all three places his exposition is brief, but also less thorough
than that of Aristotle; still, in the main, both entirely agree. We can
therefore hardly doubt that, directly or indirectly, Kant must have
derived these ideas from Aristotle, though he does not mention him.
Aristotle's proposition--οὐκ ἔστι ἀλλήλων ἐχόμενα τὰ νῦν ("the moments
of the present are not continuous")--we here find expressed as follows:
"between two moments there is always a time," to which may be objected
that "even between two centuries there is none; because in Time as
in Space, there must always be a pure limit."--Thus Kant, instead of
mentioning Aristotle, endeavours in the first and earliest of his
three statements to identify the theory he is advancing with Leibnitz'
_lex continuitatis_. If they really were the same, Leibnitz must have
derived his from Aristotle. Now Leibnitz[113] first stated this _Loi
de la continuité_ in a letter to Bayle.[114] There, however, he calls
it _Principe de l'ordre général_, and gives under this name a very
general, vague, chiefly geometrical argumentation, having no direct
bearing on the time of change, which he does not even mention.
[111] Kant, "Krit. d. r. Vern." 1st edition, p. 207; 5th edition,
p. 253. (English translation by M. Müller, p. 182.)
[112] Kant, "Metaphysische Anfangsgründe der Naturwissenschaft."
End of the "Allgemeine Anmerkung zur Mechanik."
[113] According to his own assertion, p. 189 of the "Opera philos."
ed. Erdmann.
[114] _Ibid._ p. 104.