ON THE FIRST CLASS OF OBJECTS FOR THE SUBJECT, AND THAT FORM OF THE
PRINCIPLE OF SUFFICIENT REASON WHICH PREDOMINATES IN IT.
§ 17. _General Account of this Class of Objects._
The first class of objects possible to our representative faculty, is
that of _intuitive, complete, empirical_ representations. They are
_intuitive_ as opposed to mere thoughts, _i.e._ abstract conceptions;
they are _complete_, inasmuch as, according to Kant's distinction,
they not only contain the formal, but also the material part of
phenomena; and they are _empirical_, partly as proceeding, not from a
mere connection of thoughts, but from an excitation of feeling in our
sensitive organism, as their origin, to which they constantly refer
for evidence as to their reality: partly also because they are linked
together, according to the united laws of Space, Time and Causality,
in that complex without beginning or end which forms our _Empirical
Reality_. As, nevertheless, according to the result of Kant's teaching,
this _Empirical Reality_ does not annul their _Transcendental
Ideality_, we shall consider them here, where we have only to do with
the formal elements of knowledge, merely as representations.
§ 18. _Outline of a Transcendental Analysis of Empirical Reality._
The forms of these representations are those of the inner and outer
sense; namely, _Time_ and _Space_. But these are only _perceptible_
when _filled_. Their _perceptibility_ is _Matter_, to which I shall
return further on, and again in § 21. _If Time were the only form_
of these representations, there could be no _coexistence_, therefore
nothing _permanent_ and no _duration_. For _Time_ is only perceived
when filled, and its course is only perceived by the _changes_ which
take place in that which fills it. The _permanence_ of an object
is therefore only recognized by contrast with the _changes_ going
on in other objects _coexistent_ with it. But the representation
of _coexistence_ is impossible in Time alone; it depends, for its
completion, upon the representation of _Space_; because, in mere Time,
all things _follow one another_, and in mere Space all things are _side
by side_; it is accordingly only by the combination of Time and Space
that the representation of coexistence arises.
_On the other hand, were Space the sole form_ of this class of
representations, there would be no _change_; for change or alteration
is _succession_ of states, and _succession_ is only possible in _Time_.
We may therefore define Time as the possibility of opposite states in
one and the same thing.
Thus we see, that although infinite divisibility and infinite
extension are common to both Time and Space, these two forms of
empirical representations differ fundamentally, inasmuch as what is
essential to the _one_ is without any meaning at all for the _other_:
juxtaposition having no meaning in Time, succession no meaning in
Space. The empirical representations which belong to the orderly
complex of reality, appear notwithstanding in both forms together;
nay, the _intimate union_ of both is the condition of reality which,
in a sense, grows out of them, as a product grows out of its factors.
Now it is the Understanding which, by means of its own peculiar
function, brings about this _union_ and connects these heterogeneous
forms in such a manner, that _empirical reality_--albeit only for
that Understanding--arises out of their mutual interpenetration, and
arises as a collective representation, forming a complex, held together
by the forms of the principle of sufficient reason, but whose limits
are problematical. Each single representation belonging to this class
is a part of this complex, each one taking its place in it according
to laws known to us _à priori_; in it therefore countless objects
_coexist_, because Substance, _i.e._ Matter, remains permanent in
spite of the ceaseless flow of Time, and because its states change in
spite of the rigid immobility of Space. In this complex, in short,
the whole objective, real world exists for us. The reader who may be
interested in this, will find the present rough sketch of the analysis
of empirical reality further worked out in § 4 of the first volume of
"Die Welt als Wille und Vorstellung,"[55] where a closer explanation
is given of the way in which the Understanding effects this union
and thus creates for itself the empirical world. He will also find a
very important help in the table, "_Prædicabilia à priori_ of Time,
Space, and Matter," which is added to the fourth chapter of the second
volume of the same work, and which I recommend to his attention, as
it especially shows how the contrasts of Time and Space are equally
balanced in Matter, as their product, under the form of Causality.
[55] Vol. i. p. 12, and _seqq._ of the 1st edition; p. 9 of the 3rd
edition.
We shall now proceed to give a detailed exposition of that function
of the Understanding which is the basis of empirical reality; only we
must first, by a few incidental explanations, remove the more immediate
objections which the fundamental idealism of the view I have adopted
might encounter.
§ 19. _Immediate Presence of Representations._
Now as, notwithstanding this union through the Understanding of the
forms of the inner and outer sense in representing Matter and with it
a permanent outer world, all _immediate_ knowledge is nevertheless
acquired by the Subject through the _inner_ sense alone--the outer
sense being again Object for the inner, which in its turn perceives
the perceptions of the outer--and as therefore, with respect to the
_immediate presence_ of representations in its consciousness, the
Subject remains under the rule of _Time_ alone, as the form of the
_inner sense_:[56] it follows, that only one representation can be
present to it (the Subject) at the same time, although that one may
be very complicated. When we speak of representations as _immediately
present_, we mean, that they are not only known in the union of Time
and Space effected by the Understanding--an intuitive faculty, as
we shall soon see--through which the collective representation of
empirical reality arises, but that they are known in mere Time alone,
as representations of the inner sense, and just at the neutral point at
which its two currents separate, called the _present_. The necessary
condition mentioned in the preceding paragraph for the immediate
presence of a representation of this class, is its causal action upon
our senses and consequently upon our organism, which itself belongs
to this class of objects, and is therefore subject to the causal law
which predominates in it and which we are now about to examine. Now
as therefore, on the one hand, according to the laws of the inner and
outer world, the Subject cannot stop short at that one representation;
but as, on the other hand, there is no coexistence in Time alone:
that single representation must always vanish and be superseded by
others, in virtue of a law which we cannot determine _à priori_, but
which depends upon circumstances soon to be mentioned. It is moreover
a well-known fact, that the imagination and dreams reproduce the
immediate presence of representations; the investigation of that fact,
however, belongs to empirical Psychology. Now as, notwithstanding the
transitory, isolated nature of our representations with respect to
their immediate presence in our consciousness, the Subject nevertheless
retains the representation of an all-comprehensive complex of reality,
as described above, by means of the function of the Understanding;
representations have, on the strength of this antithesis, been viewed,
as something quite different when considered as belonging to that
complex than when considered with reference to their immediate presence
in our consciousness. From the former point of view they were called
_real things_; from the latter only, representations κατ' ἐξοχήν. This
view of the matter, which is the ordinary one, is known under the
name of _Realism_. On the appearance of modern philosophy, _Idealism_
opposed itself to this _Realism_ and has since been steadily gaining
ground. Malebranche and Berkeley were its earliest representatives,
and Kant enhanced it to the power of Transcendental Idealism, by
which the co-existence of the Empirical Reality of things with their
Transcendental Ideality becomes conceivable, and according to which
Kant expresses himself as follows:[57] "_Transcendental Idealism_
teaches that all phenomena are representations only, not things
by themselves." And again:[58] "Space itself is nothing but mere
representation, and whatever is in it must therefore be contained in
that representation. There is nothing whatever in Space, except so
far as it is really represented in it." Finally he says:[59] "If we
take away the thinking Subject, the whole material world must vanish;
because it is nothing but a phenomenon in the sensibility of our own
subject and a certain class of its representations." In India, Idealism
is even a doctrine of popular religion, not only of Brahminism, but
of Buddhism; in Europe alone is it a paradox, in consequence of the
essentially and unavoidably realistic principle of Judaism. But
Realism quite overlooks the fact, that the so-called existence of
these real things is _absolutely nothing but their being represented_
(_ein Vorgestellt-werden_), or--if it be insisted, that only the
immediate presence in the consciousness of the Subject can be called
being represented κατ' ἐντελέχειαν--it is even only a possibility of
being represented κατὰ δύναμιν. The realist forgets that the Object
ceases to be Object apart from its reference to the Subject, and that
if we take away that reference, or think it away, we at once do away
with all objective existence. Leibnitz, while he clearly felt the
Subject to be the necessary condition for the Object, was nevertheless
unable to get rid of the thought that objects exist by themselves
and independently of all reference whatsoever to the Subject, _i.e._
independently of being represented. He therefore assumed in the first
place a world of objects exactly like the world of representations
and running parallel with it, having no direct, but only an outward
connection with it by means of a _harmonia præstabilita_;--obviously
the most superfluous thing possible, for it never comes within
perception, and the precisely similar world of representations which
does come within perception, goes its own way regardless of it. When,
however, he wanted to determine more closely the essence of these
things existing objectively in themselves, he found himself obliged
to declare the Objects in themselves to be Subjects (_monades_), and
by doing so he furnished the most striking proof of the inability of
our consciousness, in as far as it is merely cognitive, to find within
the limits of the intellect--_i.e._ of the apparatus by means of
which we represent the world--anything beyond Subject and Object; the
representer and the represented. Therefore, if we abstract from the
objectivity of an Object, or in other words, from its being represented
(_Vorgestellt-werden_), if we annul it in its quality as an Object,
yet still wish to retain something, we can meet with nothing but _the
Subject_. Conversely, if we desire to abstract from the subjectivity of
the Subject, yet to have something over, the contrary takes place, and
this leads to Materialism.
[56] Compare Kant, "Krit. d. r. Vern." Elementarlehre. Abschnitt
ii. Schlüsse a. d. Begr. _b_ and _c_. 1st edition, pp. 33 and 34;
5th edition, p. 49. (Transl. M. Müller, p. 29, _b_ and _c_.)
[57] Kant, "Krit. d. r. V." Kritik des Vierten Paralogismus der
transcendentalen Psychologie, p. 369, 1st edition. (Engl. Transl.
by M. Müller, p. 320.)
[58] _Ibid._ 1st edition, pp. 374-375. Note. (Engl. Transl. p. 325.
Note.)
[59] Kant, "Krit. d. r. V." "Betrachtung über die Summe," &c., p.
383 of 1st edition. (Engl. Transl. p. 331.)
Spinoza, who never thoroughly sifted the matter, and never therefore
acquired a clear notion of it, nevertheless quite understood the
necessary correlation between Subject and Object as so essential, that
they are inconceivable without it; consequently he defined it as an
identity in the Substance (which alone exists) of that which knows,
with that which has extension.
OBSERVATION.--With reference to the chief argument of this
paragraph, I take the opportunity to remark that if, in the
course of this treatise, for the sake of brevity and in order
to be more easily understood, I at any time use the term _real
objects_, I mean by it nothing but the intuitive representations
that are united to form the complex of empirical reality, which
reality in itself always remains ideal.
§ 20. _Principle of Sufficient Reason of Becoming._
In the Class of Objects for the Subject just described, the principle
of sufficient reason figures as the _Law of Causality_, and, as such,
I call it the _Principle of Sufficient Reason of Becoming, principium
rationis sufficientis fiendi_. By it, all objects presenting
themselves within the entire range of our representation are linked
together, as far as the appearance and disappearance of their states
is concerned, _i.e._ in the movement of the current of Time, to form
the complex of empirical reality. The law of causality is as follows.
When one or several real objects pass into any new state, some other
state must have preceded this one, upon which the new state regularly
follows, _i.e._ as often as that preceding one occurs. This sort of
following we call _resulting_; the first of the states being named
a _cause_, the second an _effect_. When a substance takes fire, for
instance, this state of ignition must have been preceded by a state,
1^o, of affinity to oxygen; 2^o, of contact with oxygen; 3^o, of a
given temperature. Now, as ignition must necessarily follow immediately
upon this state, and as it has only just taken place, that state
cannot always have been there, but must, on the contrary, have only
just supervened. This supervening is called a _change_. It is on this
account that the law of causality stands in exclusive relation to
_changes_ and has to do with them alone. Every effect, at the time
it takes place, is a _change_ and, precisely by not having occurred
sooner, infallibly indicates some other _change_ by which it has been
preceded. That other _change_ takes the name of _cause_, when referred
to the following one--of _effect_, when referred to a third necessarily
preceding _change_. This is the chain of causality. It is necessarily
without a beginning. By it, each supervening state must have resulted
from a preceding change: in the case just mentioned, for instance,
from the substance being brought into contact with free heat, from
which necessarily resulted the heightened temperature; this contact
again depended upon a preceding change, for instance the sun's rays
falling upon a burning-glass; this again upon the removal of a cloud
from before the sun; this upon the wind; the wind upon the unequal
density of the atmosphere; this upon other conditions, and so forth
_in infinitum_. When a state contains all the requisite conditions for
bringing about a new state excepting _one, this one_, when at last it
arrives, is, in a sense, rightly called the cause κατ' ἐξοχήν, inasmuch
as we here have the final--in this case the decisive--change especially
in view; but if we leave out this consideration, no single condition
of the causal state has any advantage over the rest with reference to
the determination of the causal connection in general, merely because
it happens to be the last. Thus the removal of the cloud in the above
example, is in so far the cause of the igniting, as it took place later
than the direction of the burning-glass towards the object; but this
might have taken place after the removal of the cloud and the addition
of oxygen might have occurred later still: in this respect therefore it
is the accidental order of things that determines which is the cause.
On closer inspection, however, we find that it is _the entire state_
which is the cause of the ensuing one, so that the chronological order
in which its single conditions were brought about, is in all essential
respects indifferent. With reference to a given case therefore, the
last occurring condition of a state may be called the cause κατ'
ἐξοχήν, because it completes the measure of the necessary conditions,
and its appearance thus becomes the decisive change. For purposes of
general consideration, however, it is only the _entire_ state which, by
bringing about its successor, can be regarded as the cause. The single
requisites which, added together, complete and constitute the cause may
be called causal elements (_ursächliche Momente_) or even _conditions_,
and into these accordingly the cause may be subdivided. On the other
hand, it is quite wrong to call the objects themselves causes, instead
of the states: some would, for instance, call the burning-glass in the
above example the cause of the ignition; while others, again, would
call the cloud the cause; others the sun or the oxygen, and so on
arbitrarily and without order. But it is absurd to call an object the
cause of another object; first of all, because objects not only contain
form and quality, but _Matter_ also, which has neither beginning
or end; secondly, because the law of causality refers exclusively
to _changes_, _i.e._ to the entrance and exit of states in Time,
wherein it regulates that special relation, in reference to which the
earlier state is called _cause_, the later _effect_, and the necessary
connection between both, the _resulting_ of the one from the other.
I here refer the thoughtful reader to the explanations I have given
in my chief work.[60] For it is of the highest importance that our
conception of the true and proper meaning of the law of causality and
the sphere of its validity should be perfectly clear and definite:
before all things, that we should recognize, that this law refers
solely and exclusively to _changes_ of material states and to nothing
else whatever; consequently, that it ought not to be brought in when
_these_ are not in question. The law of causality is the regulator of
the _changes_ undergone in Time by objects of our outer _experience_;
but these objects are all material. Each change can only be brought
about by another having preceded it, which is determined by a rule, and
then the new change takes place as being necessarily induced by the
preceding one. This necessity is the causal nexus.
[60] "Die Welt a. W. u. V." vol. ii. chap. 4, especially p. 42 and
_seq._ of the 2nd edition; p. 46 _seq._ of the 3rd edition.
However simple therefore the law of causality is, we nevertheless
find it expressed quite differently in all philosophical manuals,
from the earliest down to the latest ages: namely, in a broader, more
abstract, therefore less definite way. We are, for instance, informed,
now, that it is that by which something else comes into being; now,
that it is what produces another thing or gives it reality, &c. &c.
Wolf says: _Causa est principium, a quo existentia, sive actualitas,
entis alterius dependet_; whereas it is obvious that in causality we
have only to do with changes in the form of uncreated, indestructible
Matter, and that a springing into existence of what did not previously
exist is an impossibility. Want of clearness of thought may, no
doubt, in most cases have led to these views of the causal relation;
but surely sometimes an _arrière-pensée_ lurks in the background--a
theological intention coqueting with the Cosmological Proof, for whose
sake it is ready to falsify even transcendental, _à priori_ truths, the
mother's milk of human understanding. We find the clearest instance of
this in Thomas Brown's book, "On the Relation of Cause and Effect,"
a work of 460 pages, which, in 1835, had already reached its fourth
edition, and has probably since gone through several more, and which,
in spite of its wearisome, pedantic, rambling prolixity, does not
handle the subject badly. Now this Englishman rightly recognises, that
it is invariably with _changes_ that the causal law has to do, and that
every effect is accordingly a _change_. Yet, although it can hardly
have escaped him, he is unwilling to admit that every cause is likewise
a _change_, and that the whole process is therefore nothing but the
uninterrupted nexus of _changes_ succeeding one another in Time. On
the contrary, he persists in clumsily calling the cause an _object_
or _substance_, which precedes the change, and in tormenting himself
throughout his tedious book with this entirely false expression, which
spoils all his explanations, notwithstanding his own better knowledge
and against his conscience, simply in order that his definition may on
no account stand in the way of the Cosmological Proof, which others
might hereafter state elsewhere.--But what can a truth be worth which
needs devices such as these to prepare its way?
And what have our own worthy, honest German professors of philosophy
been doing in behalf of their dearly beloved Cosmological Proof, since
Kant dealt it the death-blow in his Critique of Pure Reason?--they, who
prize truth above everything. They were, indeed, at their wits' ends,
for--as these worthies well know, though they do not say so--_causa
prima_ is, just as well as _causa sui_, a _contradictio in adjecto_,
albeit the former expression is more generally used than the latter. It
is besides usually pronounced with a very serious, not to say solemn,
air; nay, many people, especially English Reverends, turn up their
eyes in a truly edifying way when they impressively and emphatically
mention that _contradictio in adjecto_: 'the first cause.' They know
that a first cause is just as inconceivable as the point at which
Space ends or the moment when Time first began. For every cause is
a _change_, which necessarily obliges us to ask for the preceding
change that brought it about, and so on _in infinitum, in infinitum_!
Even a first state of Matter, from which, as it has ceased to be, all
following states could have proceeded, is inconceivable. For if this
state had in itself been the cause of the following ones, they must
likewise have existed from all eternity, and the actual state existing
at the present moment could not have only just now come into being.
If, on the other hand, that first state only began to be causal at
some given period, something or other must have _changed_ it, for its
inactivity to have ceased; but then something must have occurred,
some change must have taken place; and this again obliges us to ask
for its cause--_i.e._ a change which preceded it; and here we are
once more on the causal ladder, up which we are whipped step by step,
higher and higher, _in infinitum, in infinitum_! (These gentlemen
will surely not have the face to talk to me of Matter itself arising
out of nothing! If so, they will find corollaries at their service
further on.) The causal law therefore is not so accommodating as to
let itself be used like a hired cab, which we dismiss when we have
reached our destination; rather does it resemble the broom brought to
life by the apprentice-wizard in Göthe's poem,[61] which, when once
set in motion, does not leave off running and fetching water until the
old master-wizard himself stops it, which he alone has the power to
do. These gentlemen, however, have no master-wizards among them. So
what did they do, these noble, genuine lovers of truth, ever on the
alert, of course, to proclaim the advent of real merit to the world as
soon as it shows itself in their profession, who far from wishing to
divert attention from the works of those who are really what _they_
only seem to be, by craftily ignoring and meanly keeping them dark, are
naturally foremost to acknowledge their worth--aye, surely, as surely
as folly loves wisdom above everything? What did they do, I say, to
help their old friend, the sorely distressed Cosmological Proof, now at
its last gasp? Oh, they hit upon a shrewd device. "Friend," they said,
"you are in sorry plight since your fatal encounter with that stubborn
old man in Königsberg, and indeed your brethren, the Ontological and
Physico-theological Proofs are in no better condition. Never mind,
you shall not be abandoned by us (that is what we are paid for, you
know); only you must alter your dress and your name--there is no help
for it--for if we call you by your right name, everyone will take to
his heels. Now _incognito_, on the contrary, we can take you by the
arm, and once more lead you into society; only, as we have just said,
it must be _incognito_! That is sure to answer! First of all, your
argument must henceforth be called _The Absolute_. This has a foreign,
dignified, aristocratic ring; and no one knows better than we do all
that can be done with Germans by assuming airs of importance. Of course
all know what the real meaning is, and pique themselves upon that
knowledge. But you yourself must come forward disguised, in the form
of an enthymeme. Be sure and leave behind you all those prosyllogisms
and premisses, by which you used to drag us wearily up the long climax,
for everyone knows how utterly useless they are. Come forward with
a bold face and a self-sufficient, supercilious air, like a man of
few words, and at one bound you will reach the goal. Exclaim (and we
will chime in), '_The Absolute_, confound it! _that_ must _exist_,
or there would be nothing at all!' Here, strike the table with your
fist. Whence does the Absolute come? 'What a silly question! Did not
I tell you it was the Absolute?'--That will do, forsooth! That will
do! Germans are accustomed to content themselves with words instead of
thoughts. Do we not train them to it from their cradle? Only look at
Hegelianism! What is it but empty, hollow, nauseous twaddle! Yet how
brilliant a career was that of this philosophical time-server! A few
mercenary individuals had only to strike up a laudation of this stuff,
and they at once found an echo to their voices in the empty hollow of
a thousand numskulls--an echo which still continues to resound, and
to extend--and behold! an ordinary intellect, a common impostor soon
became a sublime thinker. Take heart, therefore! Besides, our friend
and patron, we will also second you in other ways, for how, indeed,
are we to get a living without you? So that carping old faultfinder,
Kant, has been criticizing Reason, and clipping her wings, has he?
Well, then, we will invent a _new_ sort of Reason, such as has never
been heard of--a Reason that does not think, but which has direct
intuition--a Reason which sees Ideas (a high-flown word, made to
mystify), sees them bodily; or which apprehends directly that which you
and others seek to prove; or, again, a Reason which has forebodings of
all this--this last for the benefit of those who do not care to make
large concessions, but also are satisfied with very little. Let us thus
pass off early inculcated, popular conceptions for direct revelations
of this new kind of Reason, _i.e._ for inspirations from above. As for
that old-fashioned Reason, which criticism has criticized away, let
us degrade it, call it Understanding, and send it about its business.
Well, and what is to become of real, true Understanding?--What in
the world have we to do with real, true Understanding?--You smile
incredulously; but we know our listeners, and the _harum_, _horum_ we
see on the students' benches before us. Bacon of Verulam already in
his time said: 'Young men learn to believe at Universities.' Of this
they can learn as much as they wish from us; we have a good stock of
articles of faith on hand. Should any misgivings assail you, remember
that we are in Germany, where what would have been impossible in any
other country, has been found possible: where a dull-witted, ignorant,
pseudo-philosopher, whose ineffably hollow verbiage disorganizes
peoples' brains completely and permanently, a scribbler of nonsense--I
am speaking of our dearly beloved Hegel--has not only been actually
proclaimed a profound thinker with impunity, and even without incurring
ridicule, but is readily accepted as such: yes, indeed, for this
fiction has found credence for the last thirty years, and is believed
to this day!--Once therefore we have this Absolute with your help,
we are quite safe, in spite of Kant and his Critique.--We may then
philosophise in a lofty tone, making the Universe proceed from _the
Absolute_ by means of the most heterogeneous deductions, one more
tiresome than the other--this, by the way, being their only point of
resemblance. We can call the world the Finite, and the Absolute the
Infinite--thus giving an agreeable variety to our nonsense--and talk
of nothing but God, explaining how, why, wherefore, by what voluntary
or involuntary process he created or brought forth the world, showing
whether he be within or without it, and so forth, as if Philosophy were
Theology, and as if it sought for enlightenment concerning God, not
concerning the Universe!"
[61] Göthe, "Der Zauberlehrling."
The Cosmological Proof, with which we here have to do, and to which
the above apostrophe is addressed, consists thus, properly speaking,
in the assertion, that the principle of the sufficient reason of
_becoming_, or the law of causality, necessarily leads to a thought
which destroys it and declares it to be null and void. For the _causa
prima_ (_absolutum_) can only be reached by proceeding upwards from
consequence to reason, through a series prolonged _ad libitum_; but
it is impossible to stop short at the _causa prima_ without at once
annulling the principle of sufficient reason.
Having thus briefly and clearly shown the nullity of the Cosmological
Proof, as I had in my second chapter already shown the nullity of the
Ontological Proof, the sympathizing reader may perhaps expect me to
do the same with respect to the Physico-theological Proof, which is a
great deal more plausible. As, however, this belongs by its nature to
a different department of philosophy, it would be quite out of place
here. I therefore refer him to Kant's Critique of Pure Reason, as well
as to his Critique of the Faculty of Judgment, where he treats this
subject _ex professo_; I likewise refer him, as a complement to Kant's
purely negative procedure, to my own positive one in "The Will in
Nature,"[62] a work which, though small in bulk, is rich and weighty
in content. As for the indifferent reader, he is free to let this and
indeed all my writings pass down unread to his descendants. It matters
not to me; for I am here, not for one generation only, but for many.
[62] The translation of which follows the Fourfold Root in the
present volume.
Now, as the law of causality is known to us _à priori_, and is
therefore a transcendental law, applicable to every possible
experience and consequently without exception, as will be shown in §
21; as moreover it decides, that upon a given, definite, relatively
first state, a second equally definite one inevitably ensues by rule,
_i.e._, always; the relation between cause and effect is a necessary
one, so that the causal law authorizes us to form hypothetical
judgments, and thereby shows itself to be a form of the principle of
sufficient reason, upon which principle all judgments must be founded
and, as will be shown further on, all _necessity_ is based.
This form of our principle I call the _principle of the sufficient
reason of becoming_, because its application invariably pre-supposes a
change, the entering upon a new state: consequently a becoming. One of
its essential characteristics is this: that the cause always precedes
the effect in Time (compare § 47), and this alone gives us the original
criterion by which to distinguish which is cause and which effect, of
two states linked together by the causal nexus. Conversely, in some
cases, the causal nexus is known to us through former experience; but
the rapidity with which the different states follow upon each other is
so great, that the order in which this happens escapes our perception.
We then conclude with complete certitude from causality to succession:
thus, for instance, we infer that the igniting of gunpowder precedes
its explosion.[63]
[63] Here I refer my readers to "Die Welt als Wills und
Vorstellung," vol. ii. chap. 4, p. 41 of the 2nd edition, and p. 45
of the 3rd edition.
From this essential connection between causality and succession it
follows, that the conception of reciprocity, strictly speaking, has
no meaning; for it presumes the effect to be again the cause of its
cause: that is, that what follows is at the same time what precedes.
In a "Critique of Kantian Philosophy," which I have added to my chief
work, and to which I refer my readers,[64] I have shown at length that
this favourite conception is inadmissible. It may be remarked, that
authors usually have recourse to it just when their insight is becoming
less clear, and this accounts for the frequency of its use. Nay, it
is precisely when a writer comes to the end of his conceptions, that
the word '_reciprocity_' presents itself more readily than any other;
it may, in fact, be looked upon as a kind of alarm-gun, denoting that
the author has got out of his depth. It is also worthy of remark, that
the word _Wechselwirkung_, literally reciprocal action--or, as we have
preferred translating it, _reciprocity_--is only found in the German
language, and that there is no precise equivalent for it in daily use
in any other tongue.
[64] "Die Welt a. W. u. V." vol. i. pp. 517-521 of the 2nd edition,
and pp. 544-549 of the 3rd edition.
From the law of causality spring two corollaries which, in virtue of
this origin, are accredited as cognitions _à priori_, therefore as
unquestionable and without exception. They are, _the law of inertia_
and that _of permanence of substance_. The first of these laws avers,
that every state in which a body can possibly be--consequently that
of repose as well as that of any kind of movement--must last for
ever without change, diminution, or augmentation, unless some cause
supervenes to alter or annul it. But the other law, by which the
eternity of Matter is affirmed, results from the fact, that the law
of causality is exclusively applicable to _states_ of bodies, such
as repose, movement, form, and quality, since it presides over their
temporal passing in or out of being; but that it is by no means
applicable to the existence of _that which endures_ these states, and
is called _Substance_, in order precisely to express its exemption
from all arising and perishing. '_Substance is permanent_' means,
that it can neither pass into, nor out of being: so that its quantity
existing in the universe can neither be increased nor diminished. That
we know this _à priori_, is proved by the consciousness of unassailable
certainty with which, when we see a body disappear--whether it be by
conjuring, by minute subdivision, by combustion, volatilisation,
or indeed any process whatever--we all nevertheless firmly assume
that its substance, _i.e._ its _matter_, must still exist somewhere
or other in undiminished quantity, whatever may have become of its
_form_; likewise, when we perceive a body suddenly in a place,
where it was not before, that it must have been brought there or
formed by some combination of invisible particles--for instance, by
precipitation--but that it, _i.e._ its substance, cannot have then
started into existence; for this implies a total impossibility and
is utterly inconceivable. The certainty with which we assume this
beforehand (_à priori_), proceeds from the fact, that our Understanding
possesses absolutely no form under which to conceive the beginning
and end of Matter. For, as before said, the law of causality--the
only form in which we are able to conceive changes at all--is solely
applicable to _states_ of bodies, and never under any circumstances
to the existence of _that which undergoes_ all changes: _Matter_.
This is why I place the principle of the permanence of Matter among
the corollaries of the causal law. Moreover, we cannot have acquired
_à posteriori_ the conviction that substance is permanent, partly
because it cannot, in most instances, be empirically established;
partly also, because every empirical knowledge obtained exclusively
by means of induction, has only approximate, consequently precarious,
never unconditioned, certainty. The firmness of our persuasion as to
this principle is therefore of a different kind and nature from our
security of conviction with regard to the accuracy of any _empirically_
discovered law of Nature, since it has an entirely different, perfectly
unshakable, never vacillating firmness. The reason of this is, that
the principle expresses a _transcendental_ knowledge, _i.e._ one which
determines and fixes, _prior_ to all experience, what is in any way
possible within the whole range of experience; but, precisely by this,
it reduces the world of experience to a mere cerebral phenomenon. Even
the most universal among the non-transcendental laws of Nature and the
one least liable to exception--the law of gravitation--is of empirical
origin, consequently without guarantee as to its absolute universality;
wherefore it is still from time to time called in question, and doubts
occasionally arise as to its validity beyond our solar system; and
astronomers carefully call attention to any indications corroborative
of its doubtfulness with which they may happen to meet, thereby showing
that they regard it as merely empirical. The question may of course
be raised, whether gravitation takes effect between bodies which are
separated by an _absolute_ vacuum, or whether its action within a
solar system may not be mediated by some sort of ether, and may not
cease altogether between fixed stars; but these questions only admit
of an empirical solution, and this proves that here we have not to do
with a knowledge _à priori_. If, on the other hand, we admit with Kant
and Laplace the hypothesis, as the most probable one, that each solar
system has developed out of an original _nebula_ by a gradual process
of condensation, we still cannot for a moment conceive the possibility
of that original substance having sprung into being out of _nothing_:
we are forced to assume the anterior existence of its particles
somewhere or other, as well as their having been brought together
somehow or other, precisely because of the transcendental nature of the
principle of the permanence of Substance. In my Critique of Kantian
Philosophy,[65] I have shown at length, that _Substance_ is but another
word for _Matter_, the conception of substance not being realisable
excepting in _Matter_, and therefore deriving its origin from _Matter_,
and I have also specially pointed out how that conception was formed
solely to serve a surreptitious purpose. Like many other equally
certain truths, this eternity of Matter (called the permanence of
substance) is forbidden fruit for professors of philosophy; so they
slip past it with a bashful, sidelong glance.
[65] "Die Welt a. W. u. V." vol. i. p. 550 of 2nd, and 580 of 3rd
edition.
By the endless chain of causes and effects which directs all _changes_
but never extends beyond them, two existing things remain untouched,
precisely because of the limited range of its action: on the one hand,
_Matter_, as we have just shown; on the other hand, the primary _forces
of Nature_. The first (matter) remains uninfluenced by the causal
nexus, because it is _that which undergoes_ all changes, or _on which_
they take place; the second (the primary forces), because it is they
alone _by which_ changes or effects become possible; for they alone
give causality to causes. _i.e._ the faculty of operating, which the
causes therefore hold as mere vassals a fief. Cause and effect are
_changes_ connected together to necessary succession in Time; whereas
the forces of Nature by means of which all causes operate, are exempt
from all change; in this sense therefore they are outside Time, but
precisely on that account they are always and everywhere in reserve,
omnipresent and inexhaustible, ever ready to manifest themselves, as
soon as an opportunity presents itself in the thread of causality.
A _cause_, like its _effect_, is invariably something individual,
a single change; whereas a force of Nature is something universal,
unchangeable, present at all times and in all places. The attraction of
a thread by amber, for instance, at the present moment, is an effect;
its cause is the preceding friction and actual contact of the amber
with the thread; and the _force of Nature_ which acts in, and presides
over, the process, is Electricity. The explanation of this matter is
to be found in my chief work,[66] and there I have shown in a long
chain of causes and effects how the most heterogeneous natural forces
successively come into play in them. By this explanation the difference
between transitory phenomena and permanent forms of operation, becomes
exceedingly clear; and as, moreover, a whole section (§ 26) is devoted
to the question, it will be sufficient here to give a brief sketch of
it. The _rule_, by which a force of Nature manifests itself in the
chain of causes and effects--consequently the link which connects it
with them--is the law of Nature. But the confusion between forces of
Nature and causes is as frequent as it is detrimental to clearness of
thought. It seems indeed as though no one had accurately defined the
difference between these conceptions before me, however great may have
been the urgency for such a distinction. Not only are forces of Nature
turned into causes by such expressions as, 'Electricity, Gravity, &c.,
are the _cause_ of so-and-so,' but they are even often turned into
effects by those who search for a cause for Electricity, Gravity, &c.
&c., which is absurd. Diminishing the number of the forces of Nature,
however, by reducing one to another, as for instance Magnetism is
in our days reduced to Electricity, is a totally different thing.
Every _true_, consequently really primary force of Nature--and every
fundamental chemical property belongs to these forces--is essentially
a _qualitas occulta_, _i.e._ it does not admit of physical, but only
of metaphysical explanation: in other words, of an explanation which
transcends the world of phenomena. No one has carried this confusion,
or rather identification, of causes with forces of Nature further
than Maine de Biran in his "Nouvelles considérations des rapports
du physique au moral," for it is essential to his philosophy. It is
besides remarkable, that when he speaks of causes, he rarely uses the
word _cause_ alone, but almost always speaks of _cause ou force_,
just as we have seen Spinoza above (§ 8) write _ratio sive causa_ no
less than eight times in the same page. Both writers are evidently
conscious that they are identifying two disparates, in order to be able
to make use of the one or the other, according to circumstances; for
this end they are obliged to keep the identification constantly before
their readers' mind.--
[66] See "Die Welt a. W. u. V." vol. i. § 26, p. 153 of the 2nd,
and p. 160 of the 3rd edition.
Now Causality, as the director of each and every change, presents
itself in Nature under _three_ distinct forms: as _causes_ in the
strictest acceptation of the word, as _stimuli_, and as _motives_.
It is just upon this difference that the real, essential distinction
between inorganic bodies, plants, and animals is based, and not upon
external, anatomical, let alone chemical, distinctions.
A _cause_, in its narrowest sense, is that upon which changes in the
_inorganic_ kingdom alone ensue: those changes, that is to say, which
form the theme of Mechanics, Physics, and Chemistry. Newton's third
fundamental law, "Action and reaction are equal to one another,"
applies exclusively to this cause, and enunciates, that the state which
precedes (the cause) undergoes a change equivalent to that produced by
it (the effect). In this form of causality alone, moreover, does the
degree of the effect always exactly correspond to the degree of the
cause, so as to enable us accurately to calculate the one by means of
the other.
The second form of causality is the _stimulus_; it reigns over
_organic_ life, as such, _i.e._ over plant life and the vegetative,
that is, the unconscious, part of animal life. This second form is
characterized by the absence of the distinctive signs of the first.
In it accordingly action and reaction are not equal, nor does the
intensity of the effect by any means correspond throughout all its
degrees to the intensity of the cause; in fact, the opposite effect may
even be produced by intensifying the cause.
The third form of causality is the _motive_. Under this form causality
rules animal life proper: that is, the exterior, consciously performed
actions of all animals. The medium for motives is _knowledge_: an
intellect is accordingly needed for susceptibility to motives. The true
characteristic of the animal is therefore the faculty of knowing, of
representing (_Das Vorstellen_). Animals, as such, always move towards
some aim and end, which therefore must have been _recognised_ by them:
that is to say, it must have presented itself to them as something
different from themselves, yet of which they are conscious. Therefore
the proper definition of the animal would be: 'That which knows;' for
no other definition quite hits the mark or can even perhaps stand the
test of investigation. Movement induced by motives is necessarily
wanting where there is no cognitive faculty, and movement by stimuli
alone remains, _i.e._ plant life. Irritability and sensibility are
therefore inseparable. Still motives evidently act in a different way
from stimuli; for the action of the former may be very brief, nay,
need only be momentary; since their efficacy, unlike that of stimuli,
stands in no relation whatever to the duration of that action, to the
proximity of the object, &c. &c. A motive needs but to be perceived
therefore, to take effect; whereas stimuli always require outward,
often even inward, contact and invariably a certain length of time.
This short sketch of the three forms of causality will suffice here.
They are more fully described in my Prize-essay on Free Will.[67] One
thing, however, still remains to be urged. The difference between
cause, stimulus, and motive, is obviously only a consequence of
the various degrees of _receptivity_ of beings; the greater their
receptivity, the feebler may be the nature of the influence: a stone
needs an impact, while man obeys a look. Nevertheless, both are
moved by a sufficient cause, therefore with the same necessity. For
'_motivation_'[68] is only causality passing through knowledge; the
intellect is the medium of the motives, because it is the highest
degree of receptivity. By this, however, the law of causality loses
nothing whatever of its rigour and certainty; for motives are causes
and operate with the same necessity which all causes bring with them.
This necessity is easy to perceive in animals because of the greater
simplicity of their intellect, which is limited to the perception
of what is present. Man's intellect is double: for not only has he
intuitive, but abstract, knowledge, which last is not limited to
what is present. Man possesses Reason; he therefore has a power of
elective decision with clear consciousness: that is, he is able to
weigh against one another motives which exclude each other, as such;
in other terms, he can let them try their strength on his will. The
most powerful motive then decides him, and his actions ensue with
just the same necessity as the rolling of a ball after it has been
struck. Freedom of Will[69] means (not professorial twaddle but)
"_that a given human being, in a given situation, can act in two
different ways_." But the utter absurdity of this assertion is a truth
as certain and as clearly proved, as any truth can be which passes
the limits of pure mathematics. In my Essay on Free Will, to which
the Norwegian Society awarded the prize, this truth is demonstrated
more clearly, methodically, and thoroughly than has been done before
by anyone else, and this moreover with special reference to those
facts of our consciousness by which ignorant people imagine that
absurdity to be confirmed. In all that is essential however, Hobbes,
Spinoza, Priestley, Voltaire, and even Kant[70] already taught the
same doctrine. Our professional philosophers, of course, do not let
this interfere with their holding forth on Free Will, as if it were an
understood thing which had never been questioned. But what do these
gentlemen imagine the above-named great men to have come into the
world for, by the grace of Nature? To enable them (the professors) to
earn their livelihood by philosophy?--Since I had proved this truth
in my prize-essay more clearly than had ever been done before, and
since moreover a Royal Society had sanctioned that proof by placing
my essay among its memoranda, it surely behoved these worthies,
considering the views they held, to make a vigorous attack upon so
pernicious a doctrine, so detestable a heresy, and thoroughly to
refute it. Nay, this duty was all the more imperative as, in my
other essay "On the Foundation of Morality,"[71] I had proved the
utter groundlessness of Kant's practical Reason with its Categorical
Imperative which, under the name of the Moral Law, is still used by
these gentlemen as the corner-stone of their own shallow systems of
morality. I have shown it to be a futile assumption so clearly and
irrefutably, that no one with a spark of judgment can possibly believe
any longer in this fiction.--"Well, and so they probably did."--Oh
no! They take good care not to venture on such slippery ground! Their
ability consists in holding their tongues; silence is all they have
to oppose to intelligence, earnestness, and truth. In not one of the
products of their useless scribblings that have appeared since 1841,
has the slightest notice been taken of my Ethics--undoubtedly the most
important work on Moral Philosophy that has been published for the
last sixty years--nay, their terror of me and of my truth is so great,
that none of the literary journals issued by Academies or Universities
has so much as mentioned the book. _Zitto, zitto_, lest the public
should perceive anything: in this consists the whole of their policy.
The instinct of self-preservation may, no doubt, be at the bottom of
these artful tactics. For would not a philosophy, whose sole aim was
truth, and which had no other consideration in view, be likely to
play the part of the iron pot among the earthen ones, were it to come
in contact with the petty systems composed under the influence of a
thousand personal considerations by people whose chief qualification is
the propriety of their sentiments? Their wretched fear of my writings
is the fear of truth. Nor can it be denied, that precisely this very
doctrine of the complete necessity of all acts of the will stands in
flagrant contradiction with all the hypotheses of their favourite
old-woman's philosophy cut after the pattern of Judaism. Still, that
severely tested truth, far from being disturbed by all this, as a sure
datum and criterion, as a true δός μοι ποῦ στῶ, proves the futility of
all that old-woman's philosophy and the urgent need of a fundamentally
different, incomparably deeper view of the Universe and of Man;--no
matter whether that view be compatible with the official duties of a
professional philosopher or not.
[67] See "Die beiden Grundprobleme der Ethik," p. 30-34.
[68] The word "motivation," though it may appear objectionable
to the English reader, seemed unavoidable here, as being
Schopenhauer's own term, for which there is no adequate equivalent
in general use in our language. [Translator's note.]
[69] Here used in the absolute sense of _liberum arbitrium
indifferentiæ_. [Tr.]
[70] "Whatever conception one may form of freedom of the will,
for metaphysical purposes, its phenomena, human actions, are
nevertheless determined by universal laws of Nature, just as well
as every other occurrence in Nature." "Ideen zu einer allgemeinen
Geschichte." Anfang. I. Kant. "All the acts of a man, so far as
they are phenomena, are determined from his empirical character
and from the other concomitant causes, according to the order of
Nature; and if we could investigate all the manifestations of
his will to the very bottom, there would be not a single human
action which we could not predict with certainty and recognize
from its preceding conditions as necessary. There is no freedom
therefore with reference to this empirical character, and yet
it is only with reference to it that we can consider man, when
we are merely observing, and, as is the case in anthropology,
trying to investigate the motive causes of his actions
physiologically."--"Kritik. d. r. Vern." p. 549 of the 1st edition,
and p. 577 of the 5th edition. (Engl. Transl. by M. Müller, p. 474.)
"It may therefore be taken for granted, that if we could see far
enough into a man's mode of thinking, as it manifests itself in his
inner, as well as outer actions, for us to know every, even the
faintest motive, and in like manner all the other causes which act
upon these, it would be possible to calculate his conduct in future
with the same certainty as an eclipse of the sun or moon."--"Kritik
der praktischen Vernunft" ed. Rosenkranz, p. 230 and p. 177 of the
4th edition.
[71] Published in the same volume with the Prize-Essay on "Free
Will." See "Die beiden Grundprobleme der Ethik."
§ 21. À priori _character of the conception of Causality_.
_Intellectual Character of Empirical Perception._
THE UNDERSTANDING.
In the professorial philosophy of our philosophy-professors we are
still taught to this day, that perception of the outer world is a
thing of the senses, and then there follows a long dissertation upon
each of the five senses: whereas no mention whatever is made of the
intellectual character of perception: that is to say, of the fact,
that it is mainly the work of the Understanding, which, by means
of its own peculiar form of Causality, together with the forms of
pure sensibility, Time and Space, which are postulated by Causality,
primarily creates and produces the objective, outer world out of the
raw material of a few sensations. And yet in its principal features, I
had stated this matter in the first edition of the present treatise[72]
and soon after developed it more fully in my treatise "On Vision and
Colours" (1816), of which Professor Rosas has shown his appreciation
by allowing it to lead him into plagiarism.[73] But our professors of
philosophy have not thought fit to take the slightest notice either of
this, or indeed of any of the other great and important truths which it
has been the aim and labour of my whole life to set forth, in order to
secure them as a lasting possession to mankind. It does not suit their
tastes, or fit into their notions; it leads to no Theology, nor is it
even adapted to drill students for higher State purposes. In short,
professional philosophers do not care to learn from me, nor do they
even see how much they might learn from me: that is, all that their
children and their children's children will learn from me. They prefer
to sit down and spin a long metaphysical yarn, each out of his own
thoughts, for the benefit of the public; and no doubt, if fingers are a
sufficient qualification, they have it. How right was Macchiavelli when
he said, as Hesiod[74] before him: "There are three sorts of heads:
firstly, those which acquire knowledge of things and comprehend them by
themselves; secondly, those which recognise the truth when it is shown
them by others; and thirdly, those which can do neither the one nor the
other."[75]--
[72] Anno 1813, pp. 53-55.
[73] For further details see my "Will in Nature," p. 19 of the
1st edition, and p. 14 of the 3rd. (P. 230 _et seqq._ of the
translation of the "Will in Nature," which follows the "Fourfold
Root" in the present volume.)
[74] Hesiod, ἔργα, 293.
[75] Macchiavelli, "Il principe," cap. 22.
One must indeed be forsaken by all the gods, to imagine that the outer,
perceptible world, filling Space in its three dimensions and moving on
in the inexorable flow of Time, governed at every step by the laws of
Causality, which is without exception, and in all this merely obeying
laws we can indicate before all experience of them--that such a world
as this, we say, can have a real, objective existence outside us,
without any agency of our own, and that it can then have found its way
into our heads through bare sensation and thus have a second existence
within us like the one outside. For what a miserably poor thing is mere
sensation, after all! Even in the noblest of our organs it is nothing
but a local, specific feeling, susceptible of some slight variation,
still in itself always subjective and, as such therefore, incapable of
containing anything objective, anything like perception. For sensation
is and remains a process within the organism and is limited, as such,
to the region within the skin; it cannot therefore contain anything
which lies beyond that region, or, in other words, anything that is
outside us. A sensation may be pleasant or unpleasant--which betokens
a relation to the Will--but nothing objective can ever lie in any
sensation. In the organs of the senses, sensation is heightened by the
confluence of the nerve-extremities, and can easily be excited from
without on account of their extensive distribution and the delicacy of
the envelope which encloses them; it is besides specially susceptible
to particular influences, such as light, sound, smell; notwithstanding
which it is and remains mere sensation, like all others within our
body, consequently something essentially subjective, of whose changes
we only become immediately conscious in the form of the _inner_ sense,
Time: that is, successively. It is only when the _Understanding_
begins to act--a function, not of single, delicate nerve-extremities,
but of that mysterious, complicated structure weighing from five to
ten pounds, called the brain--only when it begins to apply its sole
form, _the causal law_, that a powerful transformation takes place,
by which subjective sensation becomes objective perception. For, in
virtue of its own peculiar form, therefore _à priori_, _i.e._ _before_
all experience (since there could have been none till then), the
Understanding conceives the given corporeal sensation as an _effect_
(a word which the Understanding alone comprehends), which _effect_, as
such, necessarily implies a _cause_. Simultaneously it summons to its
assistance _Space_, the form of the _outer_ sense, lying likewise ready
in the intellect (_i.e._ the brain), in order to remove that cause
_beyond_ the organism; for it is by this that the external world first
arises, Space alone rendering it possible, so that pure intuition _à
priori_ has to supply the foundation for empirical perception. In this
process, as I shall soon show more clearly, the Understanding avails
itself of all the several data, even the minutest, which are presented
to it by the given sensation, in order to construct the cause of it in
Space in conformity with them. This intellectual operation (which is
moreover explicitly denied both by Schelling[76] and by Fries[77]),
does not however take place discursively or reflectively, _in
abstracto_, by means of conceptions and words; it is, on the contrary,
an intuitive and quite direct process. For by it alone, therefore
exclusively _in_ the Understanding and _for_ the Understanding, does
the real, objective, corporeal world, filling Space in its three
dimensions, present itself and further proceed, according to the same
law of causality, to change in Time, and to move in Space.--It is
therefore the Understanding itself which has to create the objective
world; for this world cannot walk into our brain from outside all ready
cut and dried through the senses and the openings of their organs.
In fact, the senses supply nothing but the raw materials which the
Understanding at once proceeds to work up into the objective view of
a corporeal world, subject to regular laws, by means of the simple
forms we have indicated: Space, Time, and Causality. Accordingly our
every-day _empirical perception_ is an _intellectual_ one and has a
right to claim this predicate, which German pseudo-philosophers have
given to a pretended intuition of dream-worlds, in which their beloved
_Absolute_ is supposed to perform its evolutions. And now I will
proceed to show how wide is the gulf which separates sensation from
perception, by pointing out how raw is the material out of which the
beautiful edifice is constructed.
[76] Schelling, "Philosophische Schriften" (1809), vol. i. pp. 237
and 238.
[77] Fries, "Kritik der Vernunft." vol. i. pp. 52-56 and p. 290 of
the 1st edition.
Objective perception makes use, properly speaking, of only two senses;
touch and sight. These alone supply the data upon which, as its basis,
the Understanding constructs the objective world by the process just
described. The three other senses remain on the whole subjective; for
their sensations, while pointing to an external cause, still contain no
data by which its relations _in Space_ can be determined. Now _Space_
is the form of all perception, _i.e._ of _that_ apprehension, in which
alone _objects_ can, properly speaking, present themselves. Therefore
those other three senses can no doubt serve to announce the presence
of objects we already know in some other way; but no construction in
Space, consequently no objective perception, can possibly be founded on
their data. A rose cannot be constructed from its perfume, and a blind
man may hear music all his life without having the slightest objective
representation either of the musicians, or of the instruments, or of
the vibrations of the air. On the other hand, the sense of hearing
is of great value as a medium for language, and through this it is
the sense of _Reason_. It is also valuable as a medium for music,
which is the only way in which we comprehend numerical relations not
only _in abstracto_, but directly, _in concreto_. A musical sound or
tone, however, gives no clue to spacial relations, therefore it never
helps to bring the nature of its cause nearer to us; we stop short at
it, so that it is no datum for the Understanding in its construction
of the objective world. The sensations of touch and sight alone are
such data; therefore a blind man without either hands or feet, while
able to construct Space for himself _à priori_ in all its regularity,
would nevertheless acquire but a very vague representation of the
objective world. Yet what is supplied by touch and sight is not by any
means perception, but merely the raw material for it. For perception
is so far from being contained in the sensations of touch and sight,
that these sensations have not even the faintest resemblance to the
qualities of the things which present themselves to us through them,
as I shall presently show. Only what really belongs to sensation
must first be clearly distinguished from what is added to it by the
intellect in perception. In the beginning this is not easy, because
we are so accustomed to pass from the sensation at once to its cause,
that the cause presents itself to us without our noticing the sensation
apart from it, by which, as it were, the premisses are supplied to this
conclusion drawn by the Understanding.
Thus touch and sight have each their own special advantages, to begin
with; therefore they assist each other mutually. Sight needs no
contact, nor even proximity; its field is unbounded and extends to the
stars. It is moreover sensitive to the most delicate degrees of light,
shade, colour, and transparency; so that it supplies the Understanding
with a quantity of nicely defined data, out of which, by dint of
practice, it becomes able to construct the shape, size, distance, and
nature of bodies, and represents them at once perceptibly. On the
other hand, touch certainly depends upon contact; still its data are
so varied and so trustworthy, that it is the most searching of all the
senses. Even perception by sight may, in the last resort, be referred
to touch; nay, sight may be looked upon as an imperfect touch extending
to a great distance, which uses the rays of light as long feelers; and
it is just because it is limited to those qualities which have light
for their medium and is therefore one-sided, that it is so liable to
deception; whereas touch supplies the data for cognising size, shape,
hardness, softness, roughness, temperature, &c. &c., quite immediately.
In this it is assisted, partly by the shape and mobility of our
arms, hands, and fingers, from whose position in feeling objects the
Understanding derives its data for constructing bodies in Space, partly
by muscular power, which enables it to know the weight, solidity,
toughness, or brittleness of bodies: all this with the least possible
liability to error.
These data nevertheless do not by any means yet give perception, which
is always the work of the Understanding. The sensation I have in
pressing against a table with my hand, contains no representation of
a firm cohesion of parts in that object, nor indeed anything at all
like it. It is only when my Understanding passes from that sensation
to its cause, that the intellect constructs for itself a body having
the properties of solidity, impenetrability, and hardness. If in the
dark, I put my hand upon a flat surface, or lay hold of a ball of
about three inches in diameter, the same parts of my hand feel the
pressure in both cases; it is only by the different position which my
hand takes that, in the one or in the other case, my Understanding
constructs the shape of the body whose contact is the cause of the
sensation, for which it receives confirmation from the changes of
position which I make. The sensations in the hand of a man born blind,
on feeling an object of cubic shape, are quite uniform and the same on
all sides and in every direction: the edges, it is true, press upon
a smaller portion of his hand, still nothing at all like a cube is
contained in these sensations. His Understanding, however, draws the
immediate and intuitive conclusion from the resistance felt, that this
resistance must have a cause, which then presents itself through that
conclusion as a hard body; and through the movements of his arms in
feeling the object, while the hand's sensation remains unaltered, he
constructs the cubic shape in Space, which is known to him _à priori_.
If the representation of a cause and of Space, together with their
laws, had not already existed within him, the image of a cube could
never have proceeded from those successive sensations in his hand. If
a rope be drawn through his hand, he will construct, as the cause of
the friction he feels and of its duration, a long cylindrical body,
moving uniformly in the same direction in that particular position
of his hand. But the representation of movement, _i.e._ of change of
place in Space by means of Time, never could arise for him out of the
mere sensation in his hand; for that sensation can neither contain,
nor can it ever by itself alone produce any such thing. It is his
intellect which must, on the contrary, contain within itself, before
all experience, the intuitions of Space, Time, and together with them
that of the possibility of movement; and it must also contain the
representation of Causality, in order to pass from sensation--which
alone is given by experience--to a cause of that sensation, and to
construct that cause as a body having this or that shape, moving in
this or that direction. For how great is the difference between a mere
sensation in my hand and the representations of causality, materiality,
and mobility in Space by means of Time! The sensation in my hand, even
if its position and its points of contact are altered, is a thing far
too uniform and far too poor in data, to enable me to construct out of
it the representation of Space, with its three dimensions, and of the
influences of bodies one upon another, together with the properties of
expansion, impenetrability, cohesion, shape, hardness, softness, rest,
and motion: the basis, in short, of the objective world. This is, on
the contrary, only possible by the intellect containing within itself,
anterior to all experience, Space, as the form of perception; Time, as
the form of change; and the law of Causality, as the regulator of the
passing in and out of changes. Now it is precisely the pre-existence
before all experience of all these forms, which constitutes the
Intellect. Physiologically, it is a function of the brain, which the
brain no more learns by experience than the stomach to digest, or the
liver to secrete bile. Besides, no other explanation can be given
of the fact, that many who were born blind, acquire a sufficiently
complete knowledge of the relations of Space, to enable them to replace
their want of eyesight by it to a considerable degree, and to perform
astonishing feats. A hundred years ago Saunderson, for instance,
who was blind from his birth, lectured on Optics, Mathematics, and
Astronomy at Cambridge.[78] This, too, is the only way to explain the
exactly opposite case of Eva Lauk, who was born without arms or legs,
yet acquired an accurate perception of the outer world by means of
sight alone as rapidly as other children.[79] All this therefore proves
that Time, Space, and Causality are not conveyed into us by touch or by
sight, or indeed at all from outside, but that they have an internal,
consequently not empirical, but intellectual origin. From this again
follows, that the perception of the bodily world is an essentially
intellectual process, a work of the Understanding, to which sensation
merely gives the opportunity and the data for application in individual
cases.
[78] Diderot, in his "Lettre sur les Aveugles," gives a detailed
account of Saunderson.
[79] See "Die Welt a. W. u. V." vol. ii. chap. 4.
I shall now prove the same with regard to the sense of sight. Here
the only immediate datum is the sensation experienced by the retina,
which, though admitting of great variety, may still be reduced to the
impression of light and dark with their intermediate gradations and to
that of colours proper. This sensation is entirely subjective: that is
to say, it only exists within the organism and under the skin. Without
the Understanding, indeed, we should never even become conscious of
these gradations, excepting as of peculiar, varied modifications
of the feeling in our eye, which would bear no resemblance to the
shape, situation, proximity, or distance of objects outside us. For
_sensation_, in seeing, supplies nothing more than a varied affection
of the retina, exactly like the spectacle of a painter's palette with
divers splashes of colour. Nor would anything more remain over in our
consciousness, were we suddenly deprived of all our Understanding--let
us say by paralysis of the brain--at a moment when we were
contemplating a rich and extensive landscape, while the sensation
was left unchanged: for this was the raw material out of which our
Understanding had just before been constructing that perception.
Now, that the Understanding should thus be able, from such limited
material as light, shade and colour, to produce the visible world,
inexhaustibly rich in all its different shapes, by means of the simple
function of referring effects to causes assisted by the intuition of
Space, depends before all things upon the assistance given by the
sensation itself, which consists in this: first, that the retina, as
a surface, admits of a juxtaposition of impressions; secondly, that
light always acts in straight lines, and that its refraction in the
eye itself is rectilinear; finally, that the retina possesses the
faculty of immediately feeling from which direction the light comes
that impinges upon it, and this can, perhaps, only be accounted for
by the rays of light penetrating below the surface of the retina.
But by this we gain, that the mere impression at once indicates the
direction of its cause; that is, it points directly to the position
of the object from which the light proceeds or is reflected. The
passage to this object as a cause no doubt presupposes the knowledge of
causal relations, as well as of the laws of Space; but this knowledge
constitutes precisely the furniture of the _Intellect_, which, here
also, has again to create perception out of mere sensation. Let us now
examine its procedure in doing so more closely.
The first thing it does is to set right the impression of the object,
which is produced on the retina upside down. That original inversion
is, as we know, brought about in the following manner. As each point
of the visible object sends forth its rays towards all sides in a
rectilinear direction, the rays from its upper extremity cross those
from its lower extremity in the narrow aperture of the pupil, by which
the former impinge upon the bottom, the latter upon the top, those
projected from the right side upon the left, and _vice versa_. The
refracting apparatus of the eye, which consists of the _humor aqueus_,
_lens_, _et corpus vitreum_, only serves to concentrate the rays of
light proceeding from the object, so as to find room for them on the
small space of the retina. Now, if seeing consisted in mere sensation,
we should perceive the impression of the object turned upside down,
because we receive it thus; but in that case we should perceive it as
something within our eye, for we should stop short at the sensation.
In reality, however, the Understanding steps in at once with its
causal law, and as it has received from sensation the datum of the
direction in which the ray impinged upon the retina, it pursues that
direction retrogressively up to the cause on both lines; so that this
time the crossing takes place in the opposite direction, and the cause
presents itself upright as an external object in Space, _i.e._ in
the position in which it originally sent forth its rays, not that in
which they reached the retina (see fig. 1).--The purely intellectual
nature of this process, to the exclusion of all other, more especially
of physiological, explanations, may also be confirmed by the fact,
that if we put our heads between our legs, or lie down on a hill head
downwards, we nevertheless see objects in their right position, and
not upside down; although the portion of the retina, which is usually
met by the lower part of the object is then met by the upper: in fact,
everything is topsy turvy excepting the Understanding.
[Illustration: _Fig. 1._]
The _second_ thing which the Understanding does in converting sensation
into perception, is to make a single perception out of a double
sensation; for each eye in fact receives its own separate impression
from the object we are looking at; each even in a slightly different
direction: nevertheless that object presents itself as a single one.
This can only take place in the Understanding, and the process by
which it is brought about is the following: Our eyes are never quite
parallel, excepting when we look at a distant object, _i.e._ one which
is more than 200 feet from us. At other times they are both directed
towards the object we are viewing, whereby they converge, so as to make
the lines proceeding from each eye to the exact point of the object
on which it is fixed, form an _angle_, called the _optic angle_; the
lines themselves are called _optic axes_. Now, when the object lies
straight before us, these lines exactly impinge upon the centre of each
retina, therefore in two points which correspond exactly to each other
in each eye. The Understanding, whose only business it is to look for
the _cause_ of all things, at once recognises the impression as coming
from a _single_ outside point, although here the sensation is double,
and attributes it to _one_ cause, which therefore presents itself as
a single object. For all that is perceived by us, is perceived as a
_cause_--that is to say, as the cause of an effect we have experienced,
consequently _in the Understanding_. As, nevertheless, we take in not
only a single point, but a considerable surface of the object with both
eyes, and yet perceive it as a single object, it will be necessary to
pursue this explanation still further. All those parts of the object
which lie to one side of the vertex of the optic angle no longer send
their rays straight into the centre, but to the side, of the retina in
each eye; in both sides, however, to the same, let us say the left,
side. The points therefore upon which these rays impinge, _correspond
symmetrically to each other_, as well as the centres--in other words,
they are _homonymous points_. The Understanding soon learns to know
them, and accordingly extends the above-mentioned rule of its causal
perception to them also; consequently it not only refers those rays
which impinge upon the centre of each retina, but those also which
impinge upon all the other symmetrically corresponding places in both
retinas, to a single radiant point in the object viewed: that is,
it sees all these points likewise as single, and the entire object
also. Now, it should be well observed, that in this process it is
not the outer side of one retina which corresponds to the outer side
of the other, and the inner to the inner of each, but the right side
of one retina which corresponds to the right side of the other, and
so forth; so that this symmetrical correspondence must not be taken
in a physiological, but in a geometrical sense. Numerous and very
clear illustrations of this process, and of all the phenomena which
are connected with it, are to be found in Robert Smith's "Optics,"
and partly also in Kästner's German translation (1755). I only give
_one_ (fig. 2), which, properly speaking, represents a special case,
mentioned further on, but which may also serve to illustrate the
whole, if we leave the point R out of question. According to this
illustration, we invariably direct both eyes equally towards the
object, in order that the symmetrically corresponding places on both
retinas may catch the rays projected from the same points. Now, when
we move our eyes upwards and downwards, to the sides, and in all
directions, the point in the object which first impinged upon the
central point of each retina, strikes a different place every time, but
in all cases one which, in each eye, corresponds to the place bearing
the same name in the other eye. In examining (_perlustrare_) an object,
we let our eyes glide backwards and forwards over it, in order to bring
each point of it successively into contact with the centre of the
retina, which sees most distinctly: we feel it all over with our eyes.
It is therefore obvious that seeing singly with two eyes is in fact the
same process as feeling a body with ten fingers, each of which receives
a different impression, each moreover in a different direction: the
totality of these impressions being nevertheless recognised by the
Understanding as proceeding from _one_ object, whose shape and size
it accordingly apprehends and constructs in Space. This is why it is
possible for a blind man to become a sculptor, as was the case, for
instance, with the famous Joseph Kleinhaus, who died in Tyrol, 1853,
having been a sculptor from his fifth year.[80] For, no matter from
what cause it may have derived its data, perception is invariably an
operation of the Understanding.
[80] The Frankfort "Konversationsblatt," July 22, 1853, gives the
following account of this sculptor:--"The blind sculptor, Joseph
Kleinhaus, died at Nauders, in Tyrol, on the 10th inst. Having lost
his eyesight through small-pox when he was five years old, he began
to amuse himself with carving and modelling, as a pastime. Prugg
gave him some instructions, and supplied him with models, and at
the age of twelve he carved a Christ in life-size. During a short
stay in Nissl's workshop at Fügen, his progress was so rapid, that,
thanks to his good capacities and talents, his fame as the blind
sculptor soon spread far and wide. His works are numerous and of
various kinds. His Christs alone, of which there are about four
hundred, bear special witness to his proficiency, particularly if
his blindness is taken into consideration. He sculptured many other
objects besides, and, but two months ago, he modelled a bust of the
Emperor Franz Joseph of Austria which has been sent to Vienna."
[Illustration: _Fig. 2._]