perfectly clear which leads to the employment of similar constructions
even where the resulting sentence is by no means clear; but if all,
or most, words were identical in the nominative and the dative,
like _gott_, or in the dative and genitive, like _der Indierin_,
constructions like those used would be impossible to imagine in a
language meant to be an intelligible vehicle of thought. And so the
ultimate cause of the ambiguities is the inconsistency in the formation
of the several cases. But this inconsistency is found in all the old
languages of the Aryan family: cases which in one gender or with one
class of stems are kept perfectly distinct, are in others identical.
I take some examples from Latin, because this is perhaps the best
known language of this type, but Gothic or Old Slavonic would show
inconsistencies of the same kind. _Domini_ is genitive singular and
nominative plural (corresponding to, e.g., _verbi_ and _verba_);
_verba_ is nominative and accusative pl. (corresponding to _domini_
and _dominos_); _domino_ is dative and ablative; _dominæ_ gen. and
dative singular and nominative plural; _te_ is accusative and ablative;
_qui_ is singular and plural; _quæ_ singular fem. and plural fem.
and neuter, etc. Hence, while _patres filios amant_ or _patres filii
amant_ are perfectly clear, _patres consules amant_ allows of two
interpretations; and in how many ways cannot such a proposition as
_Horatius et Virgilius poetæ Varii amici erant_ be construed? _Menenii
patris munus_ may mean ‘the gift of father Menenius,’ or ‘the gift of
Menenius’s father’; _expers illius periculi_ either ‘free from that
danger’ or ‘free from (sharing) that person’s danger’; in an infinitive
construction with two accusatives, the only way to know which is the
subject and which the object is to consider the context, and that is
not always decisive, as in the oracular response given to the Æacide
Pyrrhus, as quoted by Cicero from Ennius: “Aio _te_, Æacida, _Romanos_
vincere posse.” Such drawbacks seem to be inseparable from the
structure of the highly flexional Aryan languages; although they are
not logical consequences of a wealth of forms, yet historically they
cling to those languages which have the greatest number of grammatical
endings. And as we are here concerned not with the question how to
construct an artificial language (and even there I should not advise
the adoption of many case distinctions), but with the valuation of
natural languages as actually existing in their earlier and modern
stages, we cannot accept Johannson’s verdict: “The greater the wealth
of forms, the more intelligible the speech.”
XVIII.--§ 5. Word Order.
If the German sentences quoted above are ambiguous, it is not only on
account of the want of clearness in the forms employed, but also on
account of the German rules of word order. One rule places the verb
last in subordinate sentences, and in two of the sentences there would
be no ambiguity in principal sentences: Die deutsche zunge klingt
und _singt gott_ im himmel lieder; or, Die deutsche zunge klingt,
und _gott im himmel singt_ lieder | _Sie erreicht_ freilich nicht
die spanische dichterin; or, Die spanische dichterin _erreicht sie_
freilich nicht. In one of the remaining sentences the ambiguity is
caused by the rule that the verb must be placed immediately after an
introductory subjunct: if we omit _doch_ the sentence becomes clear:
Die _gesellschaft der Indierin würde_ lästig gewesen sein, or, _Die
gesellschaft würde der Indierin_ lästig gewesen sein. Here, again we
see the ill consequences of inconsistency of linguistic structure; some
of the rules for word position serve to show grammatical relations,
but in certain cases they have to give way to other rules, which
counteract this useful purpose. If you change the order of words in a
German sentence, you will often find that the meaning is not changed,
but the result will be an unidiomatic construction (bad grammar);
while in English a transposition will often result in perfectly good
grammar, only the meaning will be an entirely different one from the
original sentence. This does not amount to saying that the German rules
of position are useless and the English ones all useful, but only to
saying that in English word order is utilized to express difference of
meaning to a far greater extent than in German.
One critic cites against me “one example, which figures in almost every
Rhetoric as a violation of clearness: _And thus the son the fervid sire
address’d_,” and he adds: “The use of a separate form for nominative
and accusative would clear up the ambiguity immediately.” The retort
is obvious: no doubt it would, but so would the use of a natural
word order. Word order is just as much a part of English grammar as
case-endings are in other languages; a violation of the rules of
word order may cause the same want of intelligibility as the use of
_dominum_ instead of _dominus_ would in Latin. And if the example is
found in almost every English Rhetoric, I am glad to say that equally
ambiguous sentences are very rare indeed in other English books. Even
in poetry, where there is such a thing as poetic licence, and where the
exigencies of rhythm and rime, as well as the fondness for archaic and
out-of-the-way expressions, will often induce deviations from the word
order of prose, real ambiguity will very seldom arise on that account.
It is true that it has been disputed which is the subject in Gray’s
line:
And all the air a solemn stillness holds,
but then it does not matter much, for the ultimate understanding of
the line must be exactly the same whether the air holds stillness or
stillness holds the air. In ordinary language we may find similar
collocations, but it is worth saying with some emphasis that there can
never be any doubt as to which is the subject and which the object.
The ordinary word order is, Subject-Verb-Object, and where there is a
deviation there must always be some special reason for it. This may
be the wish, especially for the sake of some contrast, to throw into
relief some member of the sentence. If this is the subject, the purpose
is achieved by stressing it, but the word order is not affected.
But if it is the object, this may be placed in the very beginning
of the sentence, but in that case English does not, like German and
Danish, require inversion of the verb, and the order consequently is,
Object-Subject-Verb, which is perfectly clear and unambiguous. See, for
instance, Dickens’s sentence: “_Talent, Mr. Micawber_ has; _capital,
Mr. Micawber_ has not,” and the following passage from a recent novel:
“Even Royalty had not quite their glow and glitter; _Royalty you_ might
see any day, driving, bowing, smiling. The Queen had a smile for every
one; but _the Duchess no one, not even Lizzie_, ever saw.” Thus, also,
in Shakespeare’s:
_Things base and vilde_, holding no quantity,
_Loue_ can transpose to forme and dignity (_Mids._ I. 1. 233),
and in Longfellow’s translation from Logau:
A blind man is a poor man, and blind a poor man is;
For the former seeth no man, and _the latter no man_ sees.
The reason for deviating from the order, Subject-Verb-Object, may again
be purely grammatical: a relative or an interrogative pronoun must be
placed first; but here, too, English grammar precludes ambiguity, as
witness the following sentences: This picture, which surpasses Mona
Lisa | This picture, which Mona Lisa surpasses | What picture surpasses
Mona Lisa? | What picture does not Mona Lisa surpass? In German (dieses
bild, welches die M. L. übertrifft, etc.) all four sentences would
be ambiguous, in Danish the two last would be indistinguishable; but
English shows that a small number of case forms is not incompatible
with perfect clearness and perspicuity. If the famous oracular answer
(_Henry VI, 2nd Part_, I. 4. 33), “The Duke yet liues, that Henry shall
depose,” is ambiguous, it is only because it is in verse, where you
expect inversions: in ordinary prose it could be understood only in one
way, as the word order would be reversed if _Henry_ was meant as the
object.
XVIII.--§ 6. Gender.
Besides case distinctions the older Aryan languages have a rather
complicated system of gender distinctions, which in many instances
agrees with, but in many others is totally independent of, and even may
be completely at war with, the natural distinction between male beings,
female beings and things without sex. This grammatical gender is
sometimes looked upon as something valuable for a language to possess;
thus Schroeder (_Die formale Unterscheidung_ 87) says: “The formal
distinction of genders is decidedly an enormous advantage which the
Aryan, Semitic and Egyptian languages have before all other languages.”
Aasen (_Norsk Grammatik_ 123) finds that the preservation of the old
genders gives vividness and variety to a language; he therefore, in
constructing his artificial Norwegian ‘landsmaal,’ based it on those
dialects which made a formal distinction between the masculine and
feminine article. But other scholars have recognized the disadvantages
accruing from such distinctions; thus Tegnér (SM 50) regrets the fact
that in Swedish it is impossible to give such a form to the sentence
‘sin make må man ej svika’ as to make it clear that the admonition
is applicable to both husband and wife, because _make_, ‘mate,’ is
masculine, and _maka_ feminine. In Danish, where _mage_ is common to
both sexes, no such difficulty arises. Gabelentz (Spr 234) says: “Das
grammatische geschlecht bringt es weiter mit sich dass wir deutschen
nie eine frauensperson als einen menschen und nicht leicht einen mann
als eine person bezeichnen.”
As a matter of fact, German gender is responsible for many
difficulties, not only when it is in conflict with natural sex, as when
one may hesitate whether to use the pronoun _es_ or _sie_ in reference
to a person just mentioned as _das mädchen_ or _das weib_, or _er_ or
_sie_ in reference to _die schildwache_, but also when sexless things
are concerned, and _er_ might be taken as either referring to the man
or to _der stuhl_ or to _der wald_ just mentioned, etc. In France,
grammarians have disputed without end as to the propriety or not of
referring to the (feminine) word _personnes_ by means of the pronoun
_ils_ (see Nyrop, _Kongruens_ 24, and Gr. iii. § 712): “Les personnes
que vous attendiez sont _tous logés_ ici.” As a negative pronoun
_personne_ is now frankly masculine: ‘personne n’est _malheureux_.’
With _gens_ the old feminine gender is still kept up when an adjective
precedes, as in _les bonnes gens_, thus also _toutes les bonnes gens_,
but when the adjective has no separate feminine form, schoolmasters
prefer to say _tous les honnêtes gens_, and the masculine generally
prevails when the adjective is at some distance from _gens_, as in the
old school-example, _Instruits par l’expérience, toutes les vieilles
gens sont soupçonneux_. There is a good deal of artificiality in
the strict rules of grammarians on this point, and it is therefore
good that the Arrêté ministériel of 1901 tolerates greater liberty;
but conflicts are unavoidable, and will rise quite naturally, in
any language that has not arrived at the perfect stage of complete
genderlessness (which, of course, is not identical with inability to
express sex-differences).
Most English pronouns make no distinction of sex: _I_, _you_, _we_,
_they_, _who_, _each_, _somebody_, etc. Yet, when we hear that Finnic
and Magyar, and indeed the vast majority of languages outside the
Aryan and Semitic world, have no separate forms for _he_ and _she_,
our first thought is one of astonishment; we fail to see how it is
possible to do without this distinction. But if we look more closely
we shall see that it is at times an inconvenience to have to specify
the sex of the person spoken about. Coleridge (_Anima Poetæ_ 190)
regretted the lack of a pronoun to refer to the word _person_, as it
necessitated some stiff and strange construction like ‘not letting the
person be aware wherein offence had been given,’ instead of ‘wherein
he or she has offended.’ It has been said that if a genderless pronoun
could be substituted for _he_ in such a proposition as this: ‘It
would be interesting if each of the leading poets would tell us what
he considers his best work,’ ladies would be spared the disparaging
implication that the leading poets were all men. Similarly there is
something incongruous in the following sentence found in a German
review of a book: “Was Maria und Fritz so zueinander zog, war, dass
_jeder_ von ihnen _am anderen_ sah, wie _er_ unglücklich war.” Anyone
who has written much in Ido will have often felt how convenient it is
to have the common-sex pronouns _lu_ (he or she), _singlu_, _altru_,
etc. It is interesting to see the different ways out of the difficulty
resorted to in actual language. First the cumbrous use of _he or she_,
as in Fielding _TJ_ 1. 174, the reader’s heart (if he or she have
any) | Miss Muloch _H._ 2. 128, each one made his or her comment.[85]
Secondly, the use of _he_ alone: If anybody behaves in such and such
a manner, he will be punished (cf. the wholly unobjectionable, but
not always applicable, formula: Whoever behaves in such and such a
manner will be punished). This use of _he_ has been legalized by the
Act 13 and 14 Vict., cap. 21. 4: “That in all acts words importing the
masculine gender shall be deemed and taken to include females.” Third,
the sexless but plural form _they_ may be used. If you try to put the
phrase, ‘Does anybody prevent you?’ in another way, beginning with
‘Nobody prevents you,’ and then adding the interrogatory formula, you
will perceive that ‘does he’ is too definite, and ‘does he or she’ too
clumsy; and you will therefore naturally say (as Thackeray does, _P_ 2.
260), “Nobody prevents you, do they?” In the same manner Shakespeare
writes (_Lucr._ 125): “Everybody to rest themselves betake.” The
substitution of the plural for the singular is not wholly illogical;
for _everybody_ is much the same thing as ‘all men,’ and _nobody_ is
the negation of ‘all men’; but the phenomenon is extended to cases
where this explanation will not hold good, as in G. Eliot, _M._ 2. 304,
I shouldn’t like to punish any one, even if _they’d_ done me wrong.
(For many examples from good writers see my MEG. ii. 5, 56.)
The English interrogative _who_ is not, like the _quis_ or _quæ_ of the
Romans, limited to one sex and one number, so that our question ‘Who
did it?’ to be rendered exactly in Latin, would require a combination
of the four: _Quis hoc fecit?_ _Quæ hoc fecit?_ _Qui hoc fecerunt?_
_Quæ hoc fecerunt?_ or rather, the abstract nature of _who_ (and
of _did_) makes it possible to express such a question much more
indefinitely in English than in any highly flexional language; and
indefiniteness in many cases means greater precision, or a closer
correspondence between thought and expression.
XVIII.--§ 7. Nominal Concord.
We have seen in the case of the verbs how widely diffused in all the
old Aryan languages is the phenomenon of Concord. It is the same with
the nouns. Here, as there, it consists in secondary words (here chiefly
adjectives) being made to agree with principal words, but while with
the verbs the agreement was in number and person, here it is in number,
case and gender. This is well known in Greek and Latin; as examples
from Gothic may here be given Luk. 1. 72, _gamunan triggwos weihaizos
seinaizos_, ‘to remember His holy covenant,’ and 1. 75, _allans dagans
unsarans_, ‘all our days.’ The English translation shows how English
has discarded this trait, for there is nothing in the forms of (_his_),
_holy_, _all_ and _our_, as in the Gothic forms, to indicate what
substantive they belong to.
Wherever the same adjectival idea is to be joined to two substantives,
the concordless junction is an obvious advantage, as seen from a
comparison of the English ‘my wife and children’ with the French ‘ma
femme et mes enfants,’ or of ‘the _local_ press and committees’ with
‘_la_ presse _locale_ et _les_ comités _locaux_.’ Try to translate
exactly into French or Latin such a sentence as this: “What are
the present state and wants of mankind?” (Ruskin). Cf. also the
expression ‘a verdict of wilful murder against _some_ person or
persons _unknown_,’ where _some_ and _unknown_ belong to the singular
as well as to the plural forms; Fielding writes (_TJ_ 3. 65): “_Some
particular_ chapter, or perhaps chapters, _may be obnoxious_.” Where an
English editor of a text will write: “Some (indifferently singular and
plural) word or words wanting here,” a Dane will write: “Et (sg.) eller
flere (pl.) ord (indifferent) mangler her.” These last examples may be
taken as proof that it might even in some cases be advantageous to have
forms in the substantives that did not show number; still, it must be
recognized that the distinction between one and more than one rightly
belongs to substantival notions, but logically it has as little to do
with adjectival as with verbal notions (cf. above, Ch. XVII § 11). In
‘black spots’ it is the spots, but not the qualities of black, that
we count. And in ‘two black spots’ it is of course quite superfluous
to add a dual or plural ending (as in Latin _duo_, _duæ_) in order to
indicate once more what the word _two_ denotes sufficiently, namely,
that we have not to do with a singular. Compare, finally, E. _to the
father and mother_, Fr. _au père et à la mère_, G. _zu dem vater und
der mutter_ (_zum vater und zur mutter_).
If it is admitted that it is an inconvenience whenever you want to
use an adjective to have to put it in the form corresponding in case,
number and gender to its substantive, it may be thought a redeeming
feature of the language which makes this demand that, on the other
hand, it allows you to place the adjective at some distance from the
substantive, and yet the hearer or reader will at once connect the
two together. But here, as elsewhere in ‘energetics,’ the question
is whether the advantage counter-balances the disadvantage; in other
words, whether the fact that you are free to place your adjective where
you will is worth the price you pay for it in being always saddled
with the heavy apparatus of adjectival flexions. Why should you want
to remove the adjective from the substantive, which naturally must
be in your thought when you are thinking of the adjective? There is
one natural employment of the adjective in which it has very often
to stand at some distance from the substantive, namely, when it is
predicative; but then the example of German shows the needlessness of
concord in that case, for while the adjunct adjective is inflected (ein
_guter_ mensch, eine _gute_ frau, ein _gutes_ buch, _gute_ bücher)
the predicative is invariable like the adverb (der mensch ist _gut_,
die frau ist _gut_, das buch ist _gut_, die bücher sind _gut_). It
is chiefly in poetry that a Latin adjective is placed far from its
substantive, as in Vergil: “Et bene apud memores veteris stat gratia
facti” (_Æn._ IV. 539), where the form shows that _veteris_ is to
be taken with _facti_ (but then, where does _bene_ belong? it might
be taken with _memores_, _stat_ or _facti_). In Horace’s well-known
aphorism: “Æquam memento rebus in arduis servare mentem,” the flexional
form of _æquam_ allows him to place it first, far from _mentem_, and
thus facilitates for him the task of building up a perfect metrical
line; but for the reader it would certainly be preferable to have
had _æquam mentem_ together at once, instead of having to hold his
attention in suspense for five words, till finally he comes upon
a word with which to connect the adjective. There is therefore no
economizing of the energy of reader or hearer. Extreme examples may be
found in Icelandic skaldic poetry, in which the poets, to fulfil the
requirements of a highly complicated metrical system, entailing initial
and medial rimes, very often place the words in what logically must be
considered the worst disorder, thereby making their poem as difficult
to understand as an intricate chess-problem is to solve--and certainly
coming short of the highest poetical form.
XVIII.--§ 8. The English Genitive.
If we compare a group of Latin words, such as _opera virorum omnium
bonorum veterum_, with a corresponding group in a few other languages
of a less flexional type: OE. _ealra godra ealdra manna weorc_;
Danish _alle gode gamle mænds værker_; Modern English _all good old
men’s works_, we perceive by analyzing the ideas expressed by the
several words that the Romans said really: ‘work,’ plural, nominative
or accusative + ‘man,’ plural, masculine, genitive + ‘all,’ plural,
genitive + ‘good,’ plural, masculine, genitive + ‘old,’ plural,
masculine, genitive. Leaving _opera_ out of consideration, we find that
plural number is expressed four times, genitive case also four times,
and masculine gender twice;[86] in Old English the signs of number and
case are found four times each, while there is no indication of gender;
in Danish the plural number is marked four times and the case once. And
finally, in Modern English, we find each idea expressed once only; and
as nothing is lost in clearness, this method, as being the easiest and
shortest, must be considered the best. Mathematically the different
ways of rendering the same thing might be represented by the formulas:
anx + bnx + cnx = (an + bn + cn)x = (a + b + c)nx.
This unusual faculty of ‘parenthesizing’ causes Danish, and to a
still greater degree English, to stand outside the definition of the
Aryan family of languages given by the earlier school of linguists,
according to which the Aryan substantive and adjective can never
be without a sign indicating case. Schleicher (NV 526) says: “The
radical difference between Magyar and Indo-Germanic (Aryan) words is
brought out distinctly by the fact that the postpositions belonging to
co-ordinated nouns can be dispensed with in all the nouns except the
last of the series, e.g. _a jó embernek_, ‘dem guten menschen’ (_a_ for
_az_, demonstrative pronoun, article; _jó_, good; _ember_, man, _-nek_,
_-nak_, postposition with pretty much the same meaning as the dative
case), for _az-nak_ (annak) _jó-nak ember-nek_, as if in Greek you
should say το ἀγαθο ἀνθρώπῳ. An attributive adjective preceding its
noun always has the form of the pure stem, the sign of plurality and
the postposition indicating case not being added to it. Magyars say,
for instance, _Hunyady Mátyás magyar király-nak_ (to the Hungarian king
Mathew Hunyady), _-nak_ belonging here to all the preceding words.
Nearly the same thing takes place where several words are joined
together by means of ‘and.’”
Now, this is an exact parallel to the English group genitive in cases
like ‘all good old men’s works,’ ‘the King of England’s power,’
‘Beaumont and Fletcher’s plays,’ ‘somebody else’s turn,’ etc. The way
in which this group genitive has developed in comparatively recent
times may be summed up as follows (see the detailed exposition in my
ChE ch. iii.): In the oldest English _-s_ is a case-ending, like all
others found in flexional languages; it forms together with the body of
the noun one indivisible whole, in which it is sometimes impossible to
tell where the kernel of the word ends and the ending begins (compare
_endes_ from _ende_ and _heriges_ from _here_); only some words have
this ending, and in others the genitive is indicated in other ways.
As to syntax, the meaning or function of the genitive is complicated
and rather vague, and there are no fixed rules for the position of the
genitive in the sentence.
In course of time we witness a gradual development towards greater
regularity and precision. The partitive, objective, descriptive and
some other functions of the genitive become obsolete; the genitive is
invariably put immediately before the word it belongs to; irregular
forms disappear, the _s_ ending alone surviving as the fittest, so that
at last we have one definite ending with one definite function and one
definite position.
In Old English, when several words belonging together were to be put in
the genitive, each of them had to take the genitive mark, though this
was often different in different words, and thus we had combinations
like _anes reades mannes_, ‘a red man’s’ | _þære godlican lufe_, ‘the
godlike love’s’ | _ealra godra ealdra manna weorc_, etc. Now the _s_
used everywhere is much more independent, and may be separated from the
principal word by an adverb like _else_ or by a prepositional group
like _of England_, and one _s_ is sufficient at the end even of a long
group of words. Here, then, we see in the full light of comparatively
recent history a giving up of the old flexion with its inseparability
of the constituent elements of the word and with its strictness of
concord; an easier and more regular system is developed, in which the
ending leads a more independent existence and may be compared with the
‘agglutinated’ elements of such a language as Magyar or even with the
‘empty words’ of Chinese grammar. The direction of this development
is the direct opposite of that assumed by most linguists for the
development of languages in prehistoric times.
XVIII.--§ 9. Bantu Concord.
One of the most characteristic traits of the history of English is
thus seen to be the gradual getting rid of concord as of something
superfluous. Where concord is found in our family of languages, it
certainly is an heirloom from a primitive age, and strikes us now as
an outcome of a tendency to be more explicit than to more advanced
people seems strictly necessary. It is on a par with the ‘concord of
negatives,’ as we might term the emphasizing of the negative idea by
seemingly redundant repetitions. In Old English it was the regular
idiom to say: _n_an man _n_yste _n_an þing, ‘no man not-knew nothing’;
so it was in Chaucer’s time: he _n_euere yet _n_o vileynye _n_e sayde
In all his lyf unto _n_o manner wight; and it survives in the vulgar
speech of our own days: there was _n_iver _n_obody else gen (gave) me
_n_othin’ (George Eliot); whereas standard Modern English is content
with one negation: no man knew anything, etc. That concord is really a
primitive trait (though not, of course, found equally distributed among
all ‘primitive peoples’) will be seen also by a rapid glance at the
structure of the South African group of languages called Bantu, for
here we find not only repetition of negatives, but also other phenomena
of concord in specially luxuriant growth.
I take the following examples chiefly from W. H. I. Bleek’s excellent,
though unfortunately unfinished, _Comparative Grammar_, though I am
well aware that expressions like _si-m-tanda_ (we love him) “are never
used by natives with this meaning without being determined by some
other expression” (Torrend, p. 7). The Zulu word for ‘man’ is _umuntu_;
every word in the same or a following sentence having any reference to
that word must begin with something to remind you of the beginning of
_umuntu_. This will be, according to fixed rules, either _mu_ or _u_,
or _w_ or _m_. In the following sentence, the meaning of which is ‘our
handsome man (or woman) appears, we love him (or her),’ these reminders
(as I shall term them) are printed in italics:
_umu_ntu _w_etu _omu_chle _u_yabonakala, si_m_tanda (1)
man ours handsome appears, we love.
If, instead of the singular, we take the corresponding plural _abantu_,
‘men, people’ (whence the generic name of Bantu), the sentence looks
quite different:
_aba_ntu _b_etu _aba_chle _ba_yabonakala, si_ba_tanda (2).
In the same way, if we successively take as our starting-point
_ilizwe_, ‘country,’ the corresponding plural _amazwe_, ‘countries,’
_isizwe_, ‘nation,’ _izizwe_, ‘nations,’ _intombi_, ‘girl,’
_izintombi_, ‘girls,’ we get:
_ili_zwe _l_etu _eli_chle _li_yabonakala, si_li_tanda (5)
_ama_zwe _e_tu _ama_chle _a_yabonakala, si_wa_tanda (6)
_isi_zwe _s_etu _esi_chle _si_yabonakala, si_si_tanda (7)
_izi_zwe _z_etu _ezi_chle _zi_yabonakala, si_zi_tanda (8)
_in_tombi _y_etu _en_chle _i_yabonakala, si_yi_tanda (9)
_izin_tombi _z_etu _ezin_chle _zi_yabonakala, si_zi_tanda (10)
(girls) our handsome appear, we love.[87]
In other words, every substantive belongs to one of several classes, of
which some have a singular and others a plural meaning; each of these
classes has its own prefix, by means of which the concord of the parts
of a sentence is indicated. (An inhabitant of the country of _U_ganda
is called _mu_ganda, pl. _ba_ganda or _wa_ganda; the language spoken
there is _lu_ganda.)
It will be noticed that adjectives such as ‘handsome’ or ‘ours’ take
different shapes according to the word to which they refer; in the Zulu
Lord’s Prayer ‘thy’ is found in the following forms: _l_ako (referring
to _i_gama, ‘name,’ for _ili_gama, 5), _b_ako, (_ubu_kumkani,
‘kingdom,’ 14), _y_ako (_in_tando, ‘will,’ 9). So also the genitive
case of the same noun has a great many different forms, for the
genitive relation is expressed by the reminder of the governing word
+ the ‘relative particle’ _a_ (which is combined with the following
sound); take, for instance, _inkosi_, ‘chief, king’:
_umu_ntu _w_enkosi, ‘the king’s man’ (1; _we_ for _w_ + _a_ + _i_).
_aba_ntu _b_enkosi, ‘the king’s men’ (2).
_ili_zwe _l_enkosi, ‘the king’s country’ (5).
_ama_zwe _e_nkosi, ‘the king’s countries’ (6).
_isi_zwe _s_enkosi, ‘the king’s nation’ (7).
_uku_tanda _kw_enkosi, ‘the king’s love’ (15).
Livingstone says that these apparently redundant repetitions “impart
energy and perspicuity to each member of a proposition, and prevent
the possibility of a mistake as to the antecedent.” These prefixes are
necessary to the Bantu languages; still, Bleek is right as against
Livingstone in speaking of the repetitions as cumbersome, just as the
endings of Latin _multorum virorum antiquorum_ are cumbersome, however
indispensable they may have been to the contemporaries of Cicero.
These African phenomena have been mentioned here chiefly to show to
what lengths concord may go in the speech of some primitive peoples.
The prevalent opinion is that each of these prefixes (_umu_, _aba_,
_ili_, etc.) was originally an independent word, and that thus words
like _umuntu_, _ilizwe_, were at first compounds like E. _steamship_,
where it would evidently be possible to imagine a reference to this
word by means of a repeated _ship_ (our ship, which ship is a great
ship, the ship appears, we love the ship); but at any rate the Zulus
extend this principle to cases that would be parallel to an imagined
repetition of _friendship_ by means of the same _ship_, or to referring
to _steamer_ by means of the ending _er_ (Bleek 107). Bleek and
others have tried to find out by an analysis of the words making up
the different classes what may have been the original meaning of the
class-prefix, but very often the connecting tie is extremely loose,
and in many cases it seems that a word might with equal right have
belonged to another class than the one to which it actually belongs.
The connexion also frequently seems to be a derived rather than an
original one, and much in this class-division is just as arbitrary as
the reference of Aryan nouns to each of the three genders. In several
of the classes the words have a definite numerical value, so that
they go together in pairs as corresponding singular and plural nouns;
but the existence of a certain number of exceptions shows that these
numerical values cannot originally have been associated with the class
prefixes, but must be due to an extension by analogy (Bleek 140 ff.).
The starting-point may have been substantives standing to each other
in the relation of ‘person’ to ‘people,’ ‘soldier’ to ‘army,’ ‘tree’
to ‘forest,’ etc. The prefixes of such words as the latter of each of
these pairs will easily acquire a certain sense of plurality, no matter
what they may have meant originally, and then they will lend themselves
to forming a kind of plural in other nouns, being either put instead of
the prefix belonging properly to the noun (_ama_zwe, ‘countries,’ 6;
_ili_zwe, ‘country,’ 5), or placed before it (_ma-lu_to, ‘spoons,’ 6,
_lu_to, ‘spoon,’ 11).
In some of the languages “the forms of some of the prefixes have been
so strongly contracted as almost to defy identification.” (Bleek 234).
All the prefixes probably at first had fuller forms than appear now.
Bleek noticed that the _ma-_ prefix never, except in some degraded
languages, had a corresponding _ma-_ as particle, but, on the contrary,
is followed in the sentence by _ga-_, _ya-_, or _a-_, and _mu-_ (3)
generally has a corresponding particle _gu-_. Now, Sir Harry Johnston
(_The Uganda Protectorate_, 1902, 2. 891) has found that on Mount Eldon
and in Kavirondo there are some very archaic forms of Bantu languages,
in which _gumu-_ and _gama-_ are the commonly used forms of the _mu-_
and _ma-_ prefixes, as well as _baba-_ and _bubu-_ for ordinary _ba-_,
_bu-_; he infers that the original forms of _mu-_, _ma-_ were _ngumu-_,
_ngama-_. I am not so sure that he is right when he says that these
prefixes were originally “words which had a separate meaning of their
own, either as directives or demonstrative pronouns, as indications of
sex, weakness, littleness or greatness, and so on”--for, as we shall
see in a subsequent chapter, such grammatical instruments may have been
at first inseparable parts of long words--parts which had no meaning
of their own--and have acquired some more or less vague grammatical
meaning through being extended gradually to other words with which
they had originally nothing to do. The actual irregularity in their
distribution certainly seems to point in that direction.
XVIII.--§ 10. Word Order Again.
Mention has already been made here and there of word order and its
relation to the great question of simplification of grammatical
structure; but it will be well in this place to return to the subject
in a more comprehensive way. The theory of word order has long been
the Cinderella of linguistic science: how many even of the best and
fullest grammars are wholly, or almost wholly, silent about it! And
yet it presents a great many problems of high importance and of the
greatest interest, not only in those languages in which word order has
been extensively utilized for grammatical purposes, such as English and
Chinese, but in other languages as well.
In historical times we see a gradual evolution of strict rules for
word order, while our general impression of the older stages of our
languages is that words were often placed more or less at random. This
is what we should naturally expect from primitive man, whose thoughts
and words are most likely to have come to him rushing helter-skelter,
in wild confusion. One cannot, of course, apply so strong an expression
to languages such as Sanskrit, Greek or Gothic; still, compared with
our modern languages, it cannot be denied that there is in them much
more of what from one point of view is disorder, and from another
freedom.
This is especially the case with regard to the mutual position of the
subject of a sentence and its verb. In the earliest times, sometimes
one of them comes first, and sometimes the other. Then there is a
growing tendency to place the subject first, and as this position is
found not only in most European languages but also in Chinese and other
languages of far-away, the phenomenon must be founded in the very
nature of human thought, though its non-prevalence in most of the older
Aryan languages goes far to show that this particular order is only
natural to _developed_ human thought.
Survivals of the earlier state of things are found here and there;
thus, in German ballad style: “Kam ein schlanker bursch gegangen.”
But it is well worth noticing that such an arrangement is generally
avoided, in German as well as in the other modern languages of Western
Europe, and in those cases where there is some reason for placing the
verb before the subject, the speaker still, as it were, satisfies his
grammatical instinct by putting a kind of sham subject before the verb,
as in E. _there_ comes a time when ..., Dan. _der_ kommer en tid da
..., G. _es_ kommt eine zeit wo ..., Fr. _il_ arrive un temps où....
In Keltic the habitual word order placed the verb first, but little
by little the tendency prevailed to introduce most sentences by a
periphrasis, as in ‘(it) is the man that comes,’ and as that came to
mean merely ‘the man comes,’ the word order Subject-Verb was thus
brought about circuitously.
Before this particular word order, Subject-Verb, was firmly established
in modern Gothonic languages, an exception obtained wherever the
sentence began with some other word than the subject; this might be
some important member of the proposition that was placed first for the
sake of emphasis, or it might be some unimportant little adverb, but
the rule was that the verb should at any rate have the second place,
as being felt to be in some way the middle or central part of the
whole, and the subject had then to be content to be placed after the
verb. This was the rule in Middle English and in Old French, and it is
still strictly followed in German and Danish: Gestern _kam das schiff_
| Pigen _gav jeg kagen, ikke drengen_. Traces of the practice are
still found in English in parenthetic sentences to indicate who is the
speaker (‘Oh, yes,’ said he), and after a somewhat long subjunct, if
there is no object (‘About this time died the gentle Queen Elizabeth’),
where this word order is little more than a stylistic trick to avoid
the abrupt effect of ending the sentence with an isolated verb like
_died_. Otherwise the order Subject-Verb is almost universal in English.
XVIII.--§ 11. Compromises.
The inverted order, Verb-Subject, is used extensively in many languages
to express questions, wishes and invitations. But, as already stated,
this order was not originally peculiar to such sentences. A question
was expressed, no matter how the words were arranged, by pronouncing
the whole sentence, or the most important part of it, in a peculiar
rising tone. This manner of indicating questions is, of course, still
kept up in modern speech, and is often the only thing to show that
a question is meant (‘John?’ | ‘John is here?’). But although there
was thus a natural manner of expressing questions, and although the
inverted word order was used in other sorts of sentences as well, yet
in course of time there came to be a connexion between the two things,
so that putting the verb before the subject was felt as implying a
question. The rising tone then came to be less necessary, and is
much less marked in inverted sentences like ‘Is John here?’ than in
sentences with the usual word order: ‘John is here?’
Now, after this method of indicating questions had become comparatively
fixed, and after the habit of thinking of the subject first had
become all but universal, these two principles entered into conflict,
the result of which has been, in English, Danish and French, the
establishment in some cases of various kinds of compromise, in which
the interrogatory word order has formally carried the day, while
really the verb, that is to say the verb which means something, is
placed after its subject. In English, this is attained by means of the
auxiliary _do_: instead of Shakespeare’s “Came he not home to-night?”
(_Ro._ II. 4. 2) we now say, “Did he not (or, Didn’t he) come home
to-night?” and so in all cases where a similar arrangement is not
already brought about by the presence of some other auxiliary, ‘Will he
come?’, ‘Can he come?’, etc. Where we have an interrogatory pronoun as
a subject, no auxiliary is required, because the natural front position
of the pronoun maintains the order Subject-Verb (Who came? | What
happened?). But if the pronoun is not the subject, _do_ is required to
establish the balance between the two principles (Who(m) did you see?
| What does he say?).
In Danish, the verb _mon_, used in the old language to indicate a
weak necessity or a vague futurity, fulfils to a certain extent the
same office as the English _do_; up to the eighteenth century _mon_
was really an auxiliary verb, followed by the infinitive: ‘Mon han
komme?’; but now the construction has changed, the indicative is used
with _mon_: ‘Mon han kommer?’, and _mon_ is no longer a verb, but an
interrogatory adverb, which serves the purpose of placing the subject
before the verb, besides making the question more indefinite and vague:
‘Kommer han?’ means ‘Does he come?’ or ‘Will he come?’ but ‘Mon han
kommer?’ means ‘Does he come (Will he come), do you think?’
French, finally, has developed two distinct forms of compromise between
the conflicting principles, for in ‘Est-ce que Pierre bat Jean?’
_est-ce_ represents the interrogatory and _Pierre bat_ the usual word
order, and in ‘Pierre bat-il Jean?’ the real subject is placed before
and the sham subject after the verb. Here also, as in Danish, the
ultimate result is the creation of ‘empty words,’ or interrogatory
adverbs: _est-ce-que_ in every respect except in spelling is one word
(note that it does not change with the tense of the main verb), and
thus is a sentence prefix to introduce questions; and in popular speech
we find another empty word, namely _ti_ (see, among other scholars,
G. Paris, _Mélanges ling._ 276). The origin of this _ti_ is very
curious. While the _t_ of Latin _amat_, etc., coming after a vowel,
disappeared at a very early period of the French language, and so
produced _il aime_, etc., the same _t_ was kept in Old French wherever
a consonant protected it,[88] and so gave the forms _est_, _sont_,
_fait_ (from _fact_, for _facit_), _font_, _chantent_, etc. From
_est-il_, _fait-il_, etc., the _t_ was then by analogy reintroduced in
_aime-t-il_, instead of the earlier _aime il_. Now, towards the end
of the Middle Ages, French final consonants were as a rule dropped in
speech, except when followed immediately by a word beginning with a
vowel. Consequently, while _t_ is mute in sentences like ‘Ton frère
_dit_ | Tes frères _disent_,’ it is sounded in the corresponding
questions, ‘Ton frère _dit-il_? Tes frères _disent-ils_?’ As the final
consonants of _il_ and _ils_ are also generally dropped, even by
educated speakers, the difference between interrogatory and declarative
sentences in the spoken language depends solely on the addition of _ti_
to the verb: written phonetically, the pairs will be:
[tɔ̃ frɛ·r di--tɔ̃ frɛ·r di ti]
[te frɛ·r di·z--te frɛ·r di·z ti].
Now, popular instinct seizes upon this _ti_ as a convenient sign of
interrogative sentences, and, forgetting its origin, uses it even with
a feminine subject, turning ‘Ta sœur di(t)’ into the question ‘Ta sœur
di ti?’, and in the first person: ‘Je di ti?’ ‘Nous dison ti?’ ‘Je vous
fais-ti tort?’ (Maupassant). In novels this is often written as if it
were the adverb _y_: C’est-y pas vrai? | Je suis t’y bête! | C’est-y
vous le monsieur de l’Académie qui va avoir cent ans? (Daudet). I have
dwelt on this point because, besides showing the interest of many
problems of word order, it also throws some light on the sometimes
unexpected ways by which languages must often travel to arrive at new
expressions for grammatical categories.
It was mentioned above that the inverted order, Verb-Subject, is used
extensively, not only in questions, but also to express wishes and
invitations. Here, too, we find in English compromises with the usual
order, Subject-Verb. For, apart from such formulas as ‘Long live the
King!’ a wish is generally expressed by means of _may_, which is
placed first, while the real verb comes after the subject: ‘May she be
happy!’, and instead of the old ‘Go we!’ we have now ‘Let us go!’ with
_us_, the virtual subject, placed before the real verb. When a pronoun
is wanted with an imperative, it used to be placed after the verb, as
in Shakespeare: ‘_Stand thou_ forth’ and ‘_Fear_ not _thou_,’ or in the
Bible: ‘_Turn ye_ unto him,’ but now the usual order has prevailed:
‘_You try!_’ ‘_You take_ that seat, and _somebody fetch_ a few more
chairs!’ But if the auxiliary _do_ is used, we have the compromise
order: ‘_Don’t you stir!_’
XVIII.--§ 12. Order Beneficial?
I have here selected one point, the place of the subject, to illustrate
the growing regularity in word order; but the same tendency is
manifested in other fields as well: the place of the object (or of two
objects, if we have an indirect besides a direct object), the place
of the adjunct adjective, the place of a subordinate adverb, which
by coming regularly before a certain case may become a preposition
‘governing’ that case, etc. It cannot be denied that the tendency
towards a more regular word order is universal, and in accordance with
the general trend of this inquiry we must next ask the question: Is
this tendency a beneficial one? Does the more regular word order found
in recent stages of our languages constitute a progress in linguistic
structure? Or should it be deplored because it hinders freedom of
movement?
In answering this question we must first of all beware of letting our
judgment be run away with by the word ‘freedom.’ Because freedom is
desirable elsewhere, it does not follow that it should be the best
thing in this domain; just as above we did not allow ourselves to be
imposed on by the phrase ‘wealth of forms,’ so here we must be on
our guard against the word ‘free’: what if we turned the question in
another way: Which is preferable, order or disorder? It may be true
that, viewed exclusively from the standpoint of the speaker, freedom
would seem to be a great advantage, as it is a restraint to him to be
obliged to follow strict rules; but an orderly arrangement is decidedly
in the interest of the hearer, as it very considerably facilitates his
understanding of what is said; it is therefore, though indirectly, in
the interest of the speaker too, because he naturally speaks for the
purpose of being understood. Besides, he is soon in his turn to become
the hearer: as no one is exclusively hearer or speaker, there can be no
real conflict of interest between the two.
If it be urged in favour of a free word order that we owe a certain
regard to the interests of poets, it must be taken into consideration,
first, that we cannot all of us be poets, and that a regard to all
those of us who resemble Molière’s M. Jourdain in speaking prose
without being aware of it is perhaps, after all, more important than a
regard for those very few who are in the enviable position of writing
readable verse; secondly, that a statistical investigation would, no
doubt, give as its result that those poets who make the most extensive
use of inversions are not among the greatest of their craft; and,
finally, that so many methods are found of neutralizing the restraint
of word order, in the shape of particles, passive voice, different
constructions of sentences, etc., that no artist in language need
despair.
So far, we have scarcely done more than clear the ground before
answering our question. And now we must recognize that there are some
rules of word order which cannot be called beneficial in any way; they
are like certain rules of etiquette, in so far as one can see no reason
for their existence, and yet one is obliged to bow to them. Historians
may, in some cases, be able to account for their origin and show that
they had a _raison d’être_ at some remote period; but the circumstances
that called them into existence then have passed away, and they are
now felt to be restraints with no concurrent advantage to reconcile
us to their observance. Among rules of this class we may reckon those
for placing the French pronouns now before, and now after, the verb,
now with the dative and now with the accusative first, ‘elle _me le_
donne | elle _le lui_ donne | donnez-_le moi_ | ne _me le_ donnez pas.’
And, again, the rules for placing the verb, object, etc., in German
subordinate clauses otherwise than in main sentences. That the latter
rules are defective and are inferior to the English rules, which are
the same for the two kinds of sentences, was pointed out before, when
we examined Johannson’s German sentences (p. 341), but here we may
state that the real, innermost reason for condemning them is their
inconsistency: the same rule does not apply in all cases. It seems
possible to establish the important principle that the more consistent
a rule for word order is, the more useful it is in the economy of
speech, not only as facilitating the understanding of what is said, but
also as rendering possible certain thoroughgoing changes in linguistic
structure.
XVIII.--§ 13. Word Order and Simplification.
This, then, is the conclusion I arrive at, that as simplification of
grammatical structure, abolition of case distinctions, and so forth,
always go hand in hand with the development of a fixed word order,
this cannot be accidental, but there must exist a relation of cause
and effect between the two phenomena. Which, then, is the _prius_
or cause? To my mind undoubtedly the fixed word order, so that the
grammatical simplification is the _posterius_ or effect. It is,
however, by no means uncommon to find a half-latent conception in
people’s minds that the flexional endings were first lost ‘by phonetic
decay,’ or ‘through the blind operation of sound laws,’ and that then
a fixed word order had to step in to make up for the loss of the
previous forms of expression. But if this were true we should have to
imagine an intervening period in which the mutual relations of words
were indicated in neither way; a period, in fact, in which speech was
unintelligible and consequently practically useless. The theory is
therefore untenable. It follows that a fixed word order must have come
in first: it would come quite gradually as a natural consequence of
greater mental development and general maturity, when the speaker’s
ideas no longer came into his mind helter-skelter, but in orderly
sequence. If before the establishment of some sort of fixed word order
any tendency to slur certain final consonants or vowels of grammatical
importance had manifested itself, it could not have become universal,
as it would have been constantly checked by the necessity that speech
should be intelligible, and that therefore those marks which showed the
relation of different words should not be obliterated. But when once
each word was placed at the exact spot where it properly belonged, then
there was no longer anything to forbid the endings being weakened by
assimilation, etc., or being finally dropped altogether.
To bring out my view I have been obliged in the preceding paragraph
to use expressions that should not be taken too literally; I have
spoken as if the changes referred to were made ‘in the lump,’ that
is, as if the word order was first settled in every respect, and
after that the endings began to be dropped. The real facts are, of
course, much more complicated, changes of one kind being interwoven
with changes of the other in such a way as to render it difficult,
if not impossible, in any particular case to discover which was the
_prius_ and which the _posterius_. We are not able to lay our finger
on one spot and say: Here final _m_ or _n_ was dropped, because it was
now rendered superfluous as a case-sign on account of the accusative
being invariably placed after the verb, or for some other such
reason. Nevertheless, the essential truth of my hypothesis seems to
me unimpeachable. Look at Latin final _s_. Cicero (_Orat._ 48. 161)
expressly tells us, what is corroborated by a good many inscriptions,
that there existed a strong tendency to drop final _s_; but the
tendency did not prevail. The reason seems obvious; take a page of
Latin prose and try the effect of striking out all final _s_’s, and
you will find that it will be extremely difficult to determine the
meaning of many passages; a consonant playing so important a part in
the endings of nouns and verbs could not be left out without loss in
a language possessing so much freedom in regard to word position as
Latin. Consequently it was kept, but in course of time word position
became more and more subject to laws; and when, centuries later, after
the splitting up of Latin into the Romanic languages, the tendency to
slur over final _s_ knocked once more at the door, it met no longer
with the same resistance: final _s_ disappeared, first in Italian and
Rumanian, then in French, where it was kept till about the end of the
Middle Ages, and it is now beginning to sound a retreat in Spanish; see
on Andalusian Fr. Wulff, _Un Chapitre de Phonétique Andalouse_, 1889.
The main line of development in historical times has, I take it, been
the following: first, a period in which words were placed somewhere or
other according to the fancy of the moment, but many of them provided
with signs that would show their mutual relations; next, a period
with retention of these signs, combined with a growing regularity in
word order, and at the same time in many connexions a more copious
employment of prepositions; then an increasing indistinctness and
finally complete dropping of the endings, word order (and prepositions)
being now sufficient to indicate the relations at first shown by
endings and similar means.
Viewed in this light, the transition from freedom in word position to
greater strictness must be considered a beneficial change, since it has
enabled the speakers to do away with more circumstantial and clumsy
linguistic means. Schiller says:
Jeden anderen meister erkennt man an dem, was er ausspricht;
Was er weise verschweigt, zeigt mir den meister des stils.
(Every other master is known by what he says, but the master of style
by what he is wisely silent on.) What style is to the individual, the
general laws of language are to the nation, and we must award the
palm to that language which makes it possible “to be wisely silent”
about things which in other languages have to be expressed in a
troublesome way, and which have often to be expressed over and over
again (vir_orum_ omn_ium_ bon_orum_ veter_um_, eal_ra_ god_ra_ eald_ra_
mann_a_). Could any linguistic expedient be more worthy of the genus
_homo sapiens_ than using for different purposes, with different
significations, two sentences like ‘John beats Henry’ and ‘Henry beats
John,’ or the four Danish ones, ‘Jens slaar Henrik--Henrik slaar
Jens--slaar Jens Henrik?--slaar Henrik Jens?’ (John beats Henry--H.
beats J.--does J. beat H.?--does H. beat J.?), or the Chinese use of
_či_ in different places (Ch. XIX § 3)? Cannot this be compared with
the ingenious Arabic system of numeration, in which 234 means something
entirely different from 324, or 423, or 432, and the ideas of “tens”
and “hundreds” are elegantly suggested by the order of the characters,
not, as in the Roman system, ponderously expressed?
Now, it should not be forgotten that this system, “where more is meant
than meets the ear,” is not only more convenient, but also clearer
than flexions, as actually found in existing languages, for word
order in those languages which utilize it grammatically is used much
more consistently than any endings have ever been in the old Aryan
languages. It is not true, as Johannson would have us believe, that
the dispensing with old flexional endings was too dearly bought, as it
brought about increasing possibilities of misunderstandings; for in
the evolution of languages the discarding of old flexions goes hand in
hand with the development of simpler and more regular expedients that
are rather less liable than the old ones to produce misunderstandings.
Johannson writes: “In contrast to Jespersen I do not consider that
the masterly expression is the one which is ‘wisely silent,’ and
consequently leaves the meaning to be partly guessed at, but the one
which is able to impart the meaning of the speaker or writer clearly
and perfectly”--but here he seems rather wide of the mark. For, just as
in reading the arithmetical symbol 234 we are perfectly sure that two
hundred and thirty-four is meant, and not three hundred and forty-two,
so in reading and hearing ‘The boy hates the girl’ we cannot have the
least doubt who hates whom. After all, there is less guesswork in the
grammatical understanding of English than of Latin; cf. the examples
given above, Ch. XVIII § 4, p. 343.
The tendency towards a fixed word order is therefore a progressive one,
directly as well as indirectly. The substitution of word order for
flexions means a victory of spiritual over material agencies.
XVIII.--§ 14. Summary.
We may here sum up the results of our comparison of the main features
of the grammatical structures of ancient and modern languages belonging
to our family of speech. We have found certain traits common to the
old stages and certain others characteristic of recent ones, and have
thus been enabled to establish some definite tendencies of development
and to find out the general direction of change; and we have shown
reasons for the conviction that this development has on the whole and
in the main been a beneficial one, thus justifying us in speaking about
‘progress in language.’ The points in which the superiority of the
modern languages manifested itself were the following:
(1) The forms are generally shorter, thus involving less muscular
exertion and requiring less time for their enunciation.
(2) There are not so many of them to burden the memory.
(3) Their formation is much more regular.
(4) Their syntactic use also presents fewer irregularities.
(5) Their more analytic and abstract character facilitates expression
by rendering possible a great many combinations and constructions which
were formerly impossible or unidiomatic.
(6) The clumsy repetitions known under the name of concord have become
superfluous.
(7) A clear and unambiguous understanding is secured through a regular
word order.
These several advantages have not been won all at once, and languages
differ very much in the velocity with which they have been moving
in the direction indicated; thus High German is in many respects
behindhand as compared with Low German; European Dutch as compared
with African Dutch; Swedish as compared with Danish; and all of them
as compared with English; further, among the Romanic languages we see
considerable variations in this respect. What is maintained is chiefly
that there is a general tendency for languages to develop along the
lines here indicated, and that this development may truly, from the
anthropocentric point of view, which is the only justifiable one, be
termed a progressive evolution.
But is this tendency really general, or even universal, in the world
of languages? It will easily be seen that my examples have in the
main been taken from comparatively few languages, those with which
I myself and presumably most of my readers are most familiar, all
of them belonging to the Gothonic and Romanic branches of the Aryan
family. Would the same theory hold good with regard to other languages?
Without pretending to an intimate knowledge of the history of many
languages, I yet dare assert that my conclusions are confirmed by all
those languages whose history is accessible to us. Colloquial Irish
and Gaelic have in many ways a simpler grammatical structure than the
Oldest Irish. Russian has got rid of some of the complications of Old
Slavonic, and the same is true, even in a much higher degree, of some
of the other Slavonic languages; thus, Bulgarian has greatly simplified
its nominal and Serbian its verbal flexions. The grammar of spoken
Modern Greek is much less complicated than that of the language of
Homer or of Demosthenes. The structure of Modern Persian is nearly as
simple as English, though that of Old Persian was highly complicated.
In India we witness a constant simplification of grammar from Sanskrit
through Prakrit and Pali to the modern languages, Hindi, Hindostani
(Urdu), Bengali, etc. Outside the Aryan world we see the same movement:
Hebrew is simpler and more regular than Assyrian, and spoken Arabic
than the old classical language, Koptic than Old Egyptian. Of most
of the other languages we are not in possession of written records
from very early times; still, we may affirm that in Turkish there has
been an evolution, though rather a slow one, of a similar kind; and,
as we shall see in a later chapter, Chinese seems to have moved in
the same direction, though the nature of its writing makes the task
of penetrating into its history a matter of extreme difficulty. A
comparative study of the numerous Bantu languages spoken all over South
Africa justifies us in thinking that their evolution has been along
the same lines: in some of them the prefixes characterizing various
classes of nouns have been reduced in number and in extent (cf. above,
§ 9). Of one of them we have a grammar two hundred years old, by
Brusciotto à Vetralla (re-edited by H. Grattan Guinness, London, 1882).
A comparison of his description with the language now spoken in the
same region (Mpongwe) shows that the class signs have dwindled down
considerably and the number of the classes has been reduced from 16 to
10. In short, though we can only prove it with regard to a minority of
the multitudinous languages spoken on the globe, this minority embraces
_all_ the languages known to us for so long a period that we can talk
of their history, and we may, therefore, confidently maintain that what
may be briefly termed the tendency towards grammatical simplification
is a universal fact of linguistic history.
That this simplification is progressive, i.e. beneficial, was
overlooked by the older generation of linguistic thinkers, because
they saw a kosmos, a beautiful and well-arranged world, in the old
languages, and missed in the modern ones several things that they had
been accustomed to regard with veneration. To some extent they were
right: every language, when studied in the right spirit, presents so
many beautiful points in its systematic structure that it may be called
a ‘kosmos.’ But it is not in every way a kosmos; like everything human,
it presents fine and less fine features, and a comparative valuation,
such as the one here attempted, should take both into consideration.
There is undoubtedly an exquisite beauty in the old Greek language,
and the ancient Hellenes, with their artistic temperament, knew how to
turn that beauty to the best account in their literary productions;
but there is no less beauty in many modern languages--though its
appraisement is a matter of taste, and as such evades scientific
inquiry. But the æsthetic point of view is not the decisive one:
language is of the utmost importance to the whole practical and
spiritual life of mankind, and therefore has to be estimated by such
tests as those applied above; if that is done, we cannot be blind
to the fact that modern languages as wholes are more practical than
ancient ones, and that the latter present so many more anomalies
and irregularities than our present-day languages that we may feel
inclined, if not to apply to them Shakespeare’s line, “Misshapen chaos
of well-seeming forms,” yet to think that the development has been from
something nearer chaos to something nearer kosmos.
FOOTNOTES:
[84] Thus also the corresponding Lat. _jecur_ by _ficatum_, Fr. _foie_.
[85] This ungainly repetition is frequent in the Latin of Roman law,
e.g. _Digest._ IV. 5. 2, _Qui quæve_ ... capite _diminuti diminutæ_
esse dicentur, in _eos easve_ ... iudicium dabo. | XLIII. 30, _Qui
quæve_ in potestate Lucii Titii est, si _is eave_ apud te est, dolove
malo tuo factum est quominus apud te esset, ita _eum eamve_ exhibeas.
| XI. 3, Qui _servum servam alienum alienam_ recepisse persuasisseve
quid ei dicitur dolo malo, quo _eum eam_ deteriorem faceret, in eum,
quanti ea res erit, in duplum iudicium dabo. I owe these and some other
Latin examples to my late teacher, Dr. O. Siesbye. From French, Nyrop
(_Kongruens_, p. 12) gives some corresponding examples: _tous ceux
et toutes celles_ qui, ayant été orphelins, avaient eu une enfance
malheureuse (Philippe), and from Old French: Lors donna congié à _ceus
et à celes_ que il avoit rescous (Villehardouin).
[86] If instead of _omnium veterum_ I had chosen, for instance,
_multorum antiquorum_, the meaning of masculine gender would have been
rendered four times: for languages, especially the older ones, are not
distinguished by consistency.
[87] The change of the initial sound of the reminder belonging to the
adjective is explained through composition with a ‘relative particle’
_a_; _au_ becoming _o_, and _ai_, _e_. The numbers within parentheses
refer to the numbers of Bleek’s classes. Similar sentences from Tonga
are found in Torrend’s _Compar. Gr._ p. 6 f.
[88] This protecting consonant was dropped in pronunciation at a later
period.
CHAPTER XIX
ORIGIN OF GRAMMATICAL ELEMENTS
§ 1. The Old Theory. § 2. Roots. § 3. Structure of Chinese. § 4.
History of Chinese. § 5. Recent Investigations. § 6. Roots Again.
§ 7. The Agglutination Theory. § 8. Coalescence. § 9. Flexional
Endings. § 10. Validity of the Theory. § 11. Irregularity Original. §
12. Coalescence Theory dropped. § 13. Secretion. § 14. Extension of
Suffixes. § 15. Tainting of Suffixes. § 16. The Classifying Instinct.
§ 17. Character of Suffixes. § 18. Brugmann’s Theory of Gender. § 19.
Final Considerations.
XIX.--§ 1. The Old Theory.
What has been given in the last two chapters to clear up the problem
“Decay or progress?” has been based, as will readily be noticed,
exclusively on easily controllable facts of linguistic history. So far,
then, it has been very smooth sailing. But now we must venture out into
the open sea of prehistoric speculations. Our voyage will be the safer
if we never lose sight of land and have a reliable compass tested in
known waters.
In our historical survey of linguistic science we have already seen
that the prevalent theory concerning the prehistoric development of
our speech is this: an originally isolating language, consisting of
nothing but formless roots, passed through an agglutinating stage, in
which formal elements had been developed, although these and the roots
were mutually independent, to the third and highest stage found in
flexional languages, in which formal elements penetrated the roots and
made inseparable unities with them. We shall now examine the basis of
this theory.
In the beginning was the root. This is “the result of strict and
careful induction from the facts recorded in the dialects of the
different members of the family” (Whitney L 260). “The firm foundation
of the theory of roots lies in its logical necessity as an inference
from the doctrine of the historical growth of grammatical apparatus”
(Whitney G 200). “An instrumentality cannot but have had rude and
simple beginnings, such as, in language, the so-called roots ... such
imperfect hints of expression as we call roots” (Whitney, _Views of
L._ 338). These are really three different statements: induction from
the facts, a logical inference from the doctrine about grammatical
apparatus (i.e. the usually accepted doctrine, but on what is that
built up except on the root theory?), and the _a priori_ argument that
an ‘instrumentality’ must have simple beginnings. Even granted that
these three arguments given at different times, each of them in turn
as the sole argument, must be taken as supplementing each other, the
three-legged stool on which the root theory is thus made to sit is a
very shaky one, for none of the three legs is very solid, as we shall
soon have occasion to see.
XIX.--§ 2. Roots.
In the beginning was the root--but what was it like? Bopp took over
the conception of root from the Indian grammarians, and like them
was convinced that roots were all monosyllabic, and that view was
accepted by his followers. These latter at times attributed other
phonetic qualities to these roots, e.g. that they always had a short
vowel (Curtius C 22). I quote from a very recent treatise (Wood,
“Indo-European Root-formation,” _Journal of Germ. Philol._ 1. 291): “I
range myself with those who believe that IE. roots were monosyllabic
... these roots began, for the most part, with a vowel. The vowels
certainly were the first utterances,[89] and though we cannot make
the beginning of IE. speech coeval with that of human speech, we may
at least assume that language, at that time, was in a very primitive
state.”
The number of these roots was not very great (Curtius, l.c.; Wood 294).
This seems a natural enough conclusion when we picture the earliest
speech as the most meagre thing possible.
These few short monosyllabic roots were real words--this is a necessary
assumption if we are to imagine a root stage as a real language, and it
is often expressly stated; Curtius, for instance, insists that roots
are real and independent words (C 22, K 132); cf. also Whitney, who
says that the root _VAK_ “had also once an independent status, that
it was a word” (L 255). We shall see afterwards that there is another
possible conception of what a ‘root’ is; but let us here grant that
it is a real word. The question whether a language is possible which
contains nothing but such root words was always answered affirmatively
by a reference to Chinese--and it will therefore be well here to give
a short sketch of the chief structural features of that language.
XIX.--§ 3. Structure of Chinese.
Each word consists of one syllable, neither more nor less. Each of
these monosyllables has one of four or five distinct musical tones
(not indicated here). The parts of speech are not distinguished: _ta_
means, according to circumstances, great, much, magnitude, enlarge.
Grammatical relations, such as number, person, tense, case, etc., are
not expressed by endings and similar expedients; the word in itself
is invariable. If a substantive is to be taken as plural, this as a
rule must be gathered from the context; and it is only when there is
any danger of misunderstanding, or when the notion of plurality is to
be emphasized, that separate words are added, e.g. _ki_ ‘some,’ _šu_
‘number.’ The most important part of Chinese grammar is that dealing
with word order: _ta kuok_ means ‘great state(s),’ but _kuok ta_
‘the state is great,’ or, if placed before some other word which can
serve as a verb, ‘the greatness (size) of the state’; _tsï niu_ ‘boys
and girls,’ but _niu tsï_ ‘girl (female child),’ etc. Besides words
properly so called, or as Chinese grammarians call them ‘full words,’
there are several ‘empty words’ serving for grammatical purposes,
often in a wonderfully clever and ingenious way. Thus _či_ has besides
other functions that of indicating a genitive relation more distinctly
than would be indicated by the mere position of the words; _min_
(people) _lik_ (power) is of itself sufficient to signify ‘the power
of the people,’ but the same notion is expressed more explicitly by
_min či lik_. The same expedient is used to indicate different sorts
of connexion: if _či_ is placed after the subject of a sentence it
makes it a genitive, thereby changing the sentence into a kind of
subordinate clause: _wang pao min_ = ‘the king protects the people’;
but if you say _wang či pao min yeu_ (is like) _fu_ (father) _či pao
tsï_, the whole may be rendered, by means of the English verbal noun,
‘the king’s protecting the people is like the father’s protecting
his child.’ Further, it is possible to change a whole sentence into
a genitive; for instance, _wang pao min či tao_ (manner) _k’o_ (can)
_kien_ (see, be seen), ‘the manner in which the king protects (the
manner of the king’s protecting) his people is to be seen’; and in yet
other positions _či_ can be used to join a word-group consisting of a
subject and verb, or of verb and object, as an adjunct (attribute) to a
noun; we have participles to express the same modification of the idea:
_wang pao či min_ ‘the people protected by the king’; _pao min či wang_
‘a king protecting the people.’ Observe here the ingenious method of
distinguishing the active and passive voices by strictly adhering to
the natural order and placing the subject before and the object after
the verb. If we put _i_ before, and _ku_ after, a single word, it
means ‘on account of, because of’ (cf. E. for ...’s sake); if we place
a whole sentence between these ‘brackets,’ as we might term them, they
are a sort of conjunction, and must be translated ‘because.’[90]
XIX.--§ 4. History of Chinese.
These few examples will give some faint idea of the Chinese language,
and--if the whole older generation of scholars is to be trusted--at
the same time of the primeval structure of our own language in the
root-stage. But is it absolutely certain that Chinese has retained
its structure unchanged from the very first period? By no means. As
early as 1861, R. Lepsius, from a comparison of Chinese and Tibetan,
had derived the conviction that “the monosyllabic character of Chinese
is not original, but is a lapse (!) from an earlier polysyllabic
structure.” J. Edkins, while still believing that the structure of
Chinese represents “the speech first used in the world’s grey morning”
(_The Evolution of the Chinese Language_, 1888), was one of the
foremost to examine the evidence offered by the language itself for the
determination of its earlier pronunciation. This, of course, is a much
more complicated problem in Chinese than in our alphabetically written
languages; for a Chinese character, standing for a complete word, may
remain unchanged while the pronunciation is changed indefinitely. But
by means of dialectal pronunciations in our own day, of remarks in
old Chinese dictionaries, of transcriptions of Sanskrit words made by
Chinese Buddhists, of rimes in ancient poetry, of phonetic or partly
phonetic elements in the word-characters, etc., it has been possible
to demonstrate that Chinese pronunciation has changed considerably,
and that the direction of change has been, here as elsewhere, towards
shorter and easier word-forms. Above all, consonant groups have been
simplified.
In 1894 I ventured to offer my mite to these investigations by
suggesting an explanation of one phenomenon of pronunciation in
present-day Chinese. I refer to the change sometimes wrought in the
meaning of a word by the adoption of a different tone. Thus _wang_
with one tone is ‘king,’ with another ‘to become king’; _lao_ with one
is ‘work,’ with another ‘pay the work’; _tsung_ with one tone means
‘follow,’ with another ‘follower,’ and with a third ‘footsteps’; _tshi_
with one tone is ‘wife,’ with another ‘marry’; _haò_ is ‘good,’ and
_haó_ is ‘love.’ Nay, meanings so different as ‘acquire’ and ‘give’
(_sheu_) or ‘buy’ and ‘sell’ (_mai_) are only distinguished by the
tones. Edkins and V. Henry (_Le Muséon_, Louvain, 1882, i. 435) have
attempted to explain this from gestures; but this is palpably wrong.
In the Danish dialect spoken in Sundeved, in southernmost Jutland,
two tones are distinguished, one high and one low (see articles by
N. Andersen and myself in _Dania_, vol. iv.). Now, these tones often
serve to keep words or forms of words apart that but for the tone,
exactly as in Chinese, would be perfect homophones. Thus _na_ with the
low tone is ‘fool,’ but with the high tone it is either the plural
‘fools’ or else a verb ‘to cheat, hoax’; _ri_ ‘ride’ is imperative or
infinitive according to the tone in which it is uttered; _jem_ in the
low tone is ‘home’ and in the high ‘at home’; and so on in a great
many words. There is no need, however, in this language to resort to
gestures to explain these tonic differences: the low tone is found in
words originally monosyllabic (compare standard Danish _nar_, _rid_,
_hjem_), and the high tone in words originally dissyllabic (compare
Danish _narre_, _ride_, _hjemme_). The tones belonging formerly to
two syllables are now condensed on one syllable. Although, of course,
Chinese tones cannot in every respect be paralleled with Scandinavian
ones, we may provisionally conjecture that the above-mentioned pairs
of Chinese words were formerly distinguished by derivative syllables
or flexional endings (see below, p. 373) which have now disappeared
without leaving any traces behind them except in the tones. This
hypothesis is perhaps rendered more probable by what seems to be an
established fact--that one of the tones has arisen through the dropping
of final stopped consonants (_p_, _t_, _k_).
However this may be, the death-blow was given to the dogma of the
primitiveness of Chinese speech by Ernst Kuhn’s lecture _Ueber
Herkunft und Sprache der Transgangetischen Völker_ (Munich, 1883). He
compares Chinese with the surrounding languages of Tibet, Burmah and
Siam, which are certainly related to Chinese and have essentially the
same structure; they are isolating, have no flexion, and word order
is their chief grammatical instrument. But the laws of word order
prove to be different in these several languages, and Kuhn draws the
incontrovertible conclusion that it is impossible that any one of these
laws of word position should have been the original one; for that would
imply that the other nations have changed it without the least reason
and at a risk of terrible confusion. The only likely explanation is
that these differences are the outcome of a former state of greater
freedom. But if the ancestral speech had a free word order, to be at
all intelligible it must have been possessed of other grammatical
appliances than are now found in the derived tongues; in other words,
it must have indicated the relations of words to each other by
something like our derivatives or flexions.
To the result thus established by Kuhn, that Chinese cannot have had
a fixed word order from the beginning, we seem also to be led if we
ask the question, Is primitive man likely to have arranged his words
in this way? A Chinese sentence, according to Gabelentz (Spr 426), is
arranged with the same logical precision as the direction on an English
envelope, where the most specific word is placed first, and each
subsequent word is like a box comprising all that precedes--only that a
Chinaman would reverse the order, beginning with the most general word
and then in due order specializing. Now, is it probable that primitive
man, that unkempt, savage being, who did not yet deserve the proud
generic name of _homo sapiens_, but would be better termed, if not
_homo insipiens_, at best _homo incipiens_--is it probable that this
_urmensch_, who was little better than an _unmensch_, should have been
able at once to arrange his words, or, what amounts to the same thing,
his thoughts, in such a perfect order? I incline to believe rather
that logical, orderly thinking and speaking have only been attained by
mankind after a long and troublesome struggle, and that the grammatical
expedient of a fixed word order has come to Chinese as to European
languages through a gradual development in which other, less logical
and more material grammatical appliances have in course of time been
given up.
We have thus arrived at a conception of Chinese which is _toto cælo_
removed from the view formerly current. The Chinese language can
no longer be adduced in support of the hypothesis that our Aryan
languages, or all human languages, started at first as a grammarless
speech consisting of monosyllabic root-words.
XIX.--§ 5. Recent Investigations.
I have reprinted the above sketch of Chinese, with a few very
insignificant verbal changes, as I wrote it about thirty years ago,
because I think that the main reasoning is just as valid now as then,
and because everything I have since then read about this interesting
language has only confirmed the opinion I ventured to express after
what was certainly a very insufficient study. Chinese pronunciation,
including its tones, may now be studied in two excellent books,
dealing with two different dialects--Daniel Jones and Kwing Tong Woo,
_A Cantonese Phonetic Reader_, London, 1912, and Bernhard Karlgren,
_A Mandarin Phonetic Reader in the Pekinese Dialect_, Upsala, Leipzig
and Paris, 1917 (Archives d’Études Orientales, vol. 13). Karlgren is
also the author of _Études sur la Phonologie Chinoise_ (ib. vol. 15,
1915-19), in which he deals with the history of Chinese sounds and the
reconstruction of the old pronunciation in a thoroughly scholarly
manner on the basis of an intimate knowledge of spoken and written
Chinese, and in _Ordet och pennan i mittens rike_ (Stockholm, 1918),
he has given a masterly popular sketch of the structure of the Chinese
language and its system of writing.
Of the greatest importance for our purposes is the same scholar’s
recent brilliant discovery of a real case distinction in the oldest
Chinese. In classical Chinese there are four pronouns of the first
person (I, we) which have always been considered as absolutely
synonymous. But Karlgren shows that the two of them which occur as the
usual forms in Confucius’s conversations are so far from being used
indiscriminately that one is nearly always a nominative and the other
an objective case; the exceptions are not numerous and are easily
explained. The present Mandarin pronunciation of the first is [u], of
the second either [uo] or [ŋo]. But if we go back to the sixth century
of our era we are able with certainty to say that the pronunciation of
the former was [ŋuo], and of the latter [ŋa]. This, then, constitutes
a real declension. Now, in the second person Karlgren is also able to
point out a distinction of two pronouns, though not quite so clearly
marked as in the first person, the objective showing here a greater
tendency to encroach on the nominative (Karlgren here ingeniously
adduces the parallel from our languages that the first person has
retained the suppletive system _ego: me_, while the second uses the
same stem _tu: te_). The oldest Chinese thus has the following case
flexion:
1st Per. 2nd Per.
Nom. ŋuo nźiwo
Obj. ŋa nźia
(See “Le Proto-chinois, langue flexionnelle,” _Journal Asiatique_,
1920, 205 ff.).[91]
XIX.--§ 6. Roots Again.
To return to roots. The influence of Indian grammar on European
linguists with regard to the theory of roots extended also to the
meanings assigned to roots, which were all of them of verbal
character, and nearly always highly general or abstract, such as
‘breathe, move, be sharp or quick, blow, go,’ etc. The impossibility of
imagining anybody expressing himself by means of a language consisting
exclusively of such abstracts embarrassed people much less than one
would expect: Chinese, of course, has plenty of words for concrete
objects.
The usual assumption was that there was one definite root period
in which all the roots were created, and after which this form of
activity ceased. But Whitney demurred to this (M 36), saying that E.
_preach_ and _cost_ may be considered new roots, though ultimately
coming from Lat. _præ-dicare_ and _con-stare_: these old compounds
are felt as units, “reducing to the semblance of roots elements that
are really derivative or compound.” As Whitney goes no further than
to establish the _semblance_ of new roots, he might be taken as an
adherent rather than as an opponent of the theory he objects to. But,
as a matter of fact, new words _are_ created in modern languages, and
if they form the basis of derived words, we may really speak of new
roots (_pun--punning_, _punster_; _fun--funny_; etc.). Why not say
that we have a French root _roul_ in _rouler_, _roulement_, _roulage_,
_roulier_, _rouleau_, _roulette_, _roulis_? This only becomes
unjustifiable if we think that the establishment of this root gives
us the ultimate explanation of these words; for then the linguistic
historian steps in with the objection that the words have been formed,
not from a root, but from a real word, which is not even in itself
a primary word, but a derivative, Lat. _rotula_, a diminutive of
_rota_ ‘wheel.’ (I take this example from Bréal M 407). To the popular
instinct _sorrow_ and _sorry_ are undoubtedly related to one another,
and we may say that they contain a root _sorr-_; but a thousand years
ago they had nothing to do with one another, and belonged to different
roots: OE. _sorg_ ‘care’ and _sārig_ ‘wounded, afflicted.’ If all
traces of Latin and Greek were lost, a linguist would have no more
scruples about connecting _scene_ with _see_ than most illiterate
Englishmen have now. Who will vouch that many Aryan roots may not have
originated at various times through similar processes as these new
roots _preach_, _cost_, _roul_, _sorr_, _see_?
The proper definition of a root seems to be: what is common to a
certain number of words felt by the popular instinct of the speakers as
etymologically belonging together. In this sense we may of course speak
of roots at any stage of any language, and not only at a hypothetical
initial stage. In some cases these roots may be used as separate
words (E. _preach_, _fun_, etc., Fr. _roul_ = what is spelt _roule_,
_roules_, _roulent_); in other cases this is impossible (Lat. _am_ in
_amo_, _amor_, _amicus_; E. _sorr_); in many cases because the common
element cannot, for phonetic reasons, be easily pronounced, as when E.
_drink, drank, drunk_ or _sit, sat, seat, set_ are naturally felt to
belong together, though it is impossible to state the root except in
some formula like _dr.nk_, _s.t_, where the dot stands for some vowel.
Similar considerations may be adduced with regard to the consonants if
we want to establish what is felt to be common in _give_ and _gift_
(_gi_ + labiodental spirant) or in _speak_ and _speech_, etc.; but this
need not detain us here.
In my view, then, the root is something real and important, though
not always tangible. And as its form is not always easy to state or
pronounce, so must its meaning, as a rule, be somewhat vague and
indeterminate, for what is common to several ideas must of course be
more general and abstract than either of the more special ideas thus
connected; it is also natural that it will often be necessary to state
the signification of a root in terms of verbal ideas, for these are
more general and abstract than nominal ideas. But roots thus conceived
belong to any and all periods, and we must cease to speak of the
earliest period of human speech as ‘the root period.’
XIX.--§ 7. The Agglutination Theory.
According to the received theory (see above, § 1) some of the roots
became gradually attached to other roots and lost their independence,
so as to become finally formatives fused with the root. This theory,
generally called the agglutination theory, contains a good deal of
truth; but we can only accept it with three important provisos, namely,
first, that there has never been one definite period in which those
languages which are now flexional were wholly agglutinative, the
process of fusion being liable to occur at any time; second, that the
component parts which become formatives are not at first roots, but
real words; and third, that this process is not the only one by which
formatives may develop: it may be called the rectilinear process, but
by the side of that we have also more circuitous courses, which are no
less important in the life of languages for being less obvious.
In the process of coalescence or integration there are many possible
stages, which may be denominated figuratively by such expressions
as that two words are placed together (that is--in non-figurative
language--pronounced after one another), tied together, knit together,
glued together (‘agglutinated’), soldered together, welded together,
fused together or amalgamated. What is really the most important part
of the process is the degree in which one of the components loses its
independence, phonetically and semantically.
As ‘agglutination’ is thus only one intermediate stage in a continuous
process, it would be better to have another name for the whole
theory of the origin of formatives than ‘the agglutination theory,’
and I propose therefore to use the term ‘coalescence theory.’ The
usual name also fixes the attention too exclusively on the so-called
agglutinative languages, and if we take the formatives of such a
language as Turkish, as in _sev-mek_ ‘to love,’ _sev-il-mek_ ‘to be
loved,’ _sev-dir-mek_ ‘to cause to love,’ _sev-dir-il-mek_ ‘to be made
to love,’ _sev-ish-mek_ ‘to love one another,’ _sev-ish-dir-il-mek_
‘to be made to love one another’--who will vouch that these formatives
were all of them originally independent words? Those who are most
competent to have an opinion on the matter seem nowadays inclined to
doubt it and to reject much of what was current in the description
of these languages given by the earlier scholars; see, especially,
the interesting final chapter of V. Grønbech, _Forstudier til tyrkisk
lydhistorie_ (København, 1902).
XIX.--§ 8. Coalescence.
The various degrees of coalescence, and the coexistence at the same
linguistic period of these various degrees, may be illustrated
by the old example, English _un-tru-th-ful-ly_, and by German
_un-be-stimm-bar-keit_. Let us look a little at each of these
formatives. The only one that can still be used as an independent word
is _ful_(l). From the collocation in ‘I have my hand full of peas’
the transition is easy to ‘a handful of peas,’ where the accentual
subordination of _full_ to _hand_ paves the way for the combination
becoming one word instead of two: this is not accomplished till it
becomes possible to put the plural sign at the end (_handfuls_, thus
also _basketfuls_ and others), while in less familiar combinations
the _s_ is still placed in the middle (_bucketsful_, two _donkeysful_
of children, see MEG ii. 2. 42). In these substantives _-ful_ keeps
its full vowel [u]. But in adjectival compounds, such as _peaceful_,
_awful_, there is a colloquial pronunciation with obscured or omitted
vowel [-fəl, -fl], in which the phonetic connexion with the full word
is thus weakened; the semantic connexion, too, is loosened when it
becomes possible to form such words as _dreadful_, _bashful_, in which
it is not possible to use the definition ‘full of ...’ Here, then, the
transition from a word to a derivative suffix is complete.
English _-hood_, _-head_ in _childhood_, _maidenhead_ also is
originally an independent word, found in OE. and ME. in the form _had_,
meaning ‘state, condition,’ Gothic _haidus_. In German it has two
forms, _-heit_, as in _freiheit_, and _-keit_, whose _k_ was at first
the final sound of the adjective in _ewigkeit_, MHG. _ewecheit_, but
was later felt as part of the suffix and then transferred to cases in
which the stem had no _k_, as in _tapferkeit_, _ehrbarkeit_.
The suffix _-ly_ is from _lik_, which was a substantive meaning
‘form, appearance, body’ (‘a dead body’ in Dan. _lig_, E. _lich_ in
_lichgate_); _manlik_ thus is ‘having the form or appearance of a
man’; the adjective _like_ originally was _ge-lic_ ‘having the same
appearance with’ (as in Lat. _con-form-is_). In compounds _-lik_
was shortened into _-ly_: in some cases we still have competing
forms like _gentlemanlike_ and _gentlemanly_. The ending was, and is
still, used extensively in adjectives; if it is now also used to turn
adjectives into adverbs, as in _truthful-ly_, _luxurious-ly_, this is a
consequence of the two OE. forms, adj. _-lic_ and adv. _-lice_, having
phonetically fallen together.
It may perhaps be doubtful whether the G. suffix _-bar_ (OHG. _-bari_,
OE. _bære_) was ever really an independent word, but its connexion with
the verb _beran_, E. _bear_, cannot be doubted: _fruchtbar_ is what
bears fruit (cf. OE. _æppelbære_ ‘bearing apples’), but the connexion
was later loosened, and such adjectives as _ehrbar_, _kostbar_,
_offenbar_ have little or nothing left of the original meaning of
the suffix. The two prefixes in our examples, _un-_ and _be-_, are
differentiated forms of the old negative _ne_ and the preposition
_by_, and the only affix in our two long words which is thus left
unexplained is _-th_, which makes _true_ into _truth_ and is found also
in _length_, _health_, etc.
XIX.--§ 9. Flexional Endings.
There can be no doubt, therefore, that some at any rate of our suffixes
and prefixes go back to independent words which have been more or less
weakened to become derivative formatives. But does the same hold good
with those endings which we are accustomed to term flexional endings?
The answer certainly must be in the affirmative with regard to _some_
endings.
Thus the Scandinavian passive originates in a coalescence of the
active verb and the pronoun _sik_: Old Norse _(þeir) finna sik_ (‘they
find themselves’ or ‘each other’), gradually becomes one word _(þeir)
finnask_, later _finnast_, _finnaz_, Swedish _(de) finnas_, Dan.
_(de) findes_ ‘they are found.’ In Old Icelandic the pronoun is still
to some extent felt as such, though formally an indistinguishable part
of the verb; thus combinations like the following are very frequent:
_Bolli kvaz þessu ráða vilja_ = _kvað sik vilja_; “Bolli dixit se
velle: B. said that he would have his own way” (Laxd. 55). In Danish
a distinction can sometimes be made between a reflexive and a purely
passive employment: _de slås_ with a short vowel is ‘they fight
(one another),’ but with a long vowel ‘they are beaten.’ A similar
coalescence is taking place in Russian, where _sja_ ‘himself’ (myself,
etc.) dwindles down to a suffixed _s_: _kazalos_ ‘it showed itself,
turned out.’
A similar case is the Romanic future: It. _finiro_, Sp. _finire_, Fr.
_finirai_, from _finire habeo_ (_finir ho_, etc.), originally ‘I have
to finish.’ Before the coalescence was complete, it was possible to
insert a pronoun, Old Sp. _cantar-te-hé_ ‘I shall sing to you.’
A third case in point is the suffixed definite article, if we are
allowed to consider that as a kind of flexion: Old Norse _mannenn_
(_manninn_) accusative ‘the man,’ _landet_ (_landit_) ‘the land’;
Dan. _manden_, _landet_, from _mann_, _land_ + the demonstrative
pronoun _enn_, neuter _et_. Rumanian _domnul_ ‘the lord,’ from Lat.
_dominu(m) illu(m)_, is another example.
XIX.--§ 10. Validity of the Theory.
Now, does this kind of explanation admit of universal application--in
other words, were all our derivative affixes and flexional endings
originally independent words before they were ‘glued’ to or fused with
the main word? This has been the prevalent, one might almost say the
orthodox, view of all the leading linguists, who may be mustered in
formidable array in defence of the agglutination theory.[92]
Against the universality of this origin for formatives I adduced in my
former work (1894, p. 66 f., cf. _Kasus_, 1891, p. 36) four reasons,
which I shall here restate in a different order and in a fuller form.
(1) Nothing can be proved with regard to the ultimate genesis of
flexion in general from the adduced examples, for in all of them the
elements were already fully flexional before the coalescence (cf. ON.
_finnask_, _fannsk_; It. _finirò_, _finirai_, _finira_; ON. _maðrenn_,
_mannenn_, _mansens_, etc.). What they show, then, is really nothing
but the growth of new flexional formations on an old flexional soil,
and it might be imagined that the fusion would not have taken place, or
not so completely, if the minds of the speakers had not been already
prepared to accept formations of this character. I do not, however,
attach much importance to this argument, and turn to those that are
more cogent.
(2) The number of actual forms proved beyond a doubt to have
originated through coalescence is comparatively small. It is true that
not a few derivative syllables were originally independent; still,
if we compare them with the number of those for which no such origin
has been proved or even proposed, we find that the proportion is very
small indeed. In the list of English suffixes enumerated in Sweet’s
_Grammar_, only eleven can be traced back to independent words, while
74 are not thus explicable. Anyone going through the countless suffixes
enumerated in the second volume of Brugmann’s _Vergleichende Grammatik_
will, I think, be struck with the impossibility of any great number of
them being traced back to words in the same way as _hood_, etc., above:
their forms and, still more, their vague spheres of meaning, and on the
whole their manner of application, distinctly speak against such an
origin.
As to real flexional endings traceable to words, their number is even
comparatively smaller than that of derivative suffixes; the three or
four instances named above are everywhere appealed to, but are there
so many more than these? And are they numerous enough to justify so
general an assertion? My impression is that the basis for the induction
is very far from sufficient.
(3) This argument is strengthened when we are able to point out
instances in which, as a matter of fact, flexional endings have arisen
in a way that is totally opposed to the agglutinative, which then must
renounce all claims to be the _only_ possible way for a language to
arrive at flexional formatives. See below (§ 13) on Secretion.
(4) Assuming the theory to be true, we should expect much greater
regularity, both in formal (morphological) and in semantic (syntactic)
respect than we actually find in the old Aryan languages; for if one
definite element was added to signify one definite modification of
the idea, we see no reason why it should not have been added to all
words in the same way. As a matter of fact, the Romanic future, the
Scandinavian passive voice and definite article present much greater
regularity than is found in the flexion of nouns and verbs in old Aryan.
XIX.--§ 11. Irregularity Original.
It will be objected that the irregularity which we find in these old
languages is of later growth, and that, in fact, flexion, as Schuchardt
says, is “anomal gewordene agglutination.” Whitney said that “each
suffix has its distinct meaning and office, and is applied in a whole
class of analogous words” (L. 254), and in reading Schleicher’s
_Compendium_ one gains the impression that the old Aryan sounds and
forms were like a regiment of well-trained soldiers marching along
in the best military style, while all irregularities were the result
of later decay in each language separately. But the trend of the
whole scientific development of the last fifty years has been in the
direction of demonstrating more and more irregularity in the original
forms: where formerly only one ending was assumed for the same case,
etc., now several are assumed. (See, e.g., Walde in Streitberg’s
_Gesch._, 2. 194, Thumb, ib. 2. 69.) And as with the forms, so also
with the meanings and applications of the forms. Madvig as early as
1857 (p. 27. Kl 202) had seen that the signification of the grammatical
forms must originally have been extremely vague and fluctuating, but
most scholars went on imagining that each case, each tense, each mood
had originally stood for something quite settled and definite, until
gradually the progress of linguistics made away with that conception
point by point. In place of the belief that the original Aryan verb
had a definite system of tense forms, it is now generally assumed
that different ‘aspects’ (‘aktionsarten’), somewhat like those of
Slav verbs, were indicated, and that the notion of ‘time’ differences
was only afterwards developed out of the notion of aspect: but if
we compare the divisions and definitions of these aspects given by
various scholars, we see how essentially vague this notion is; instead
of being a model system of nice logical distinctions, the original
condition must rather have been one in which such notions as duration,
completion, result, beginning, repetition were indistinctly found
as germs, from which such ideas as perfect and imperfect, past and
present, were finally evolved with greater and greater clearness.
Similar remarks apply to moods. All attempts at finding out,
deductively or inductively, the fundamental notion (grundbegriff)
attached to such a mood as the subjunctive have failed: it is
impossible to establish one original, sharply circumscribed sphere of
usage, from which all the various, partly conflicting, usages in the
actually existing languages can be derived. The usual theory is that
there existed one true subjunctive, characterized by long thematic
vowels _-ē-_, _-ā-_, _-ō-_, and distinct from that an optative,
characterized by a formative _-iē-_: _-ī-_,[93] and that these two were
fused in Latin. But, as Oertel and Morris have shown in their valuable
article “An Examination of the Theories regarding the Nature and Origin
of Indo-European Inflection” (_Harvard Studies in Classical Philol._
XVI, 1905) it is probably safer to assume for the Indo-European period
substantial identity of meaning in the modal formatives _iē_: _ī_ and
the long thematic vowels _-ē-_, _-ā-_, _-ō-_, which were then continued
undifferentiated in Latin, while on the one hand the Germanic branch
has practically discarded the forms with long thematic vowel and
confined itself to the _i_ suffix, and on the other hand two branches,
Greek and Indo-Iranic, have availed themselves of the formal difference
and separated a ‘subjunctive’ and an ‘optative’ mood.
XIX.--§ 12. Coalescence Theory dropped.
In the historical part I have already mentioned some instances of
coalescence explanations of Aryan forms which have been abandoned by
most scholars, such as the theory that the _r_ of the Latin passive is
a disguised _se_, which would agree very well with the Scandinavian
passive, but falls to the ground when one remembers that corresponding
forms are found in Keltic, where the transition from _s_ to _r_ is
otherwise unknown: these forms are now believed to be related to some
_r_ forms found in Sanskrit, but there not possessed of any passive
signification, this latter being thus a comparatively late acquisition
of Keltic and Italic: these two branches turning an existing,
non-meaning consonant to excellent use in their flexional system and
generalizing it in the new application.[94]
The explanation of the ‘weak’ Gothonic preterit from a coalescence of
_did_ (_loved_ = _love did_) was long one of the strongholds of the
agglutination theory, Bopp’s original collocation of these forms with
other forms which could not be thus explained (see above 51) having
passed into oblivion. Now we have Collitz’s comprehensive book _Das
schwache Präteritum_, 1912, in which the formative consonant is shown
to have been Aryan _t_, and the close correspondence not only with the
passive participle, but also with the verbal nouns in _-ti_ is duly
emphasized.
The impossibility of explaining the Latin perfect in _-vi_ from
composition with _fui_ has been demonstrated by Merguet (see Walde
in Streitberg’s _Gesch._, 2. 220). Instead of this rectilinear
explanation, scholars now incline to assume an intricate play of
various analogical influences starting from a pre-ethnic perfect in _w_
in isolated instances.
Many have explained the case ending _-s_ as a coalesced demonstrative
pronoun _sa_ or, as it is now given, _so_; the difficulty that the same
_s_ denotes now the nominative and now the genitive was got over by
Curtius (C 12) by the assumption that _sa_ was added at two distinct
periods, and that each period made a different use of the addition,
though Curtius does not tell us how one or the other function could be
evolved from such a pronoun. The latest attempt at explanation, which
reaches me as I am writing this chapter, is by Hermann Möller (KZ 49.
219): according to him the common Aryan and Semitic nominative ended in
_o_ and the genitive in _e_, but to this was added in the masculine,
and more rarely in the feminine, the pronoun _s_ as a definite
article, so that the primitive form corresponding to Lat. _lupus_
meant ‘the wolf’ and _lupu_ ‘(a) wolf’; later the _s_-less form was
given up, and _lupus_ came to be used for both ‘the wolf’ and ‘wolf’
(similarly presumably in the genitive, if we translate the presumed
original forms into Latin _lupis_ ‘the wolf’s’ and _lupi_ ‘(a) wolf’s,’
later _lupi_ in both functions). In Semitic, inversely, an element
_m_, corresponding to the Aryan accusative ending, was added as an
_in_definite article, the _m_-less form thus becoming definite, but in
the oldest Babylonian-Assyrian the distinction has been given up, and
the form in _m_ is (like the Latin form in _s_) used both definitely
and indefinitely. Ingenious as these constructions are, the whole
theory seems to me highly artificial, and it is difficult to imagine
that both Aryans and Semites, after having evolved such a valuable
distinction as that between ‘the wolf’ and ‘a wolf,’ expressed by
simple means, should have wilfully given it up--to evolve it again in a
later period.[95] Fortunately one is allowed to confess one’s ignorance
of the origin of the case endings _s_ and _m_, but if I were on pain
of death to choose between Möller’s hypothesis and the suggestion
thrown out by Humboldt (Versch 129), that the light (high-pitched) _s_
symbolized the living (personal) and active (the subject), and the dark
(low-pitched) _m_ the lifeless (neutral) and passive (the object), I
should certainly prefer the latter explanation.
Hirt (GDS 37) also thinks that the _s_ found in Aryan cases is an
originally independent word, only he thinks that this _se_, _so_ was
not originally a demonstrative pronoun, but the particle, which with
the extension _i_ is found in Gothic _sai_ ‘ecce,’ and as it can thus
be compared with the particle _c_ in Lat. _hic_, it is clear that it
might be added in all cases--and as a matter of fact Hirt finds it in
six different cases in the singular and in all cases in the plural
except the genitive. Hirt makes no attempt at explaining how these
various case-forms have come to acquire the signification (function)
with which we find them in the oldest documents; “the _s_ element had
nothing to do with the denotation of any case, number or gender, and
only after it had been added to some cases and not to others could
it come to be distinctive of cases” (p. 39). In other words, his
explanation explains just nothing at all. The same is true with regard
to the ‘particles’ _om_ or _em_, _e_, _o_, _i_, which he thinks were
added in other cases, and when he ends (p. 42) by saying that “this
must be sufficient to give a glimpse of the way in which Aryan flexion
originated,” the only thing we have really seen is the haphazard way
in which this flexion is formed, and the impossibility at present of
arriving at a fully satisfactory explanation of these things. I should
especially demur to the two suppositions underlying Hirt’s theory
that Aryan had at one period a completely flexionless structure, and
that the same sound when occurring in various cases must have had the
same origin: it seems much more probable to me that the _s_ of the
nominative and the _s_ of the genitive were not at first identical.[96]
That item of the coalescence theory which probably appealed most to
the fancy of scholars and laymen alike was the explanation of the
personal endings in the verbs from the personal pronouns: we have an
_m_ in the first person of the _mi_-verbs (_esmi_) and in the pronoun
_me_, etc., and we have a _t_ in the third person (_esti_) and in a
third-person pronoun or demonstrative (_to_); it is, therefore, quite
natural to think that _esmi_ is simply the root _es_ ‘to be’ + the
pronoun _mi_ ‘I,’ and _esti_ _es_ + the other pronoun, and to extend
this view to the other persons. And yet not even this has been allowed
to stand unchallenged by later disrespectful linguists, headed by A. H.
Sayce (Techmer’s _Zeitschr. f. allg. Sprwiss._ i. 22) and Hirt. As a
matter of fact, the theory is based exclusively on the above-mentioned
correspondence in the first and third persons singular, while the dual
and plural endings do not at all agree with the corresponding personal
pronouns and the endings of the second person can only be compared with
the pronoun through the employment of phonological tricks unworthy of
a scientific linguist. Even in the first person the correspondence is
not complete, for besides _-mi_ we have other endings: _-m_, which
cannot be very well considered a shortened _-mi_ (and which agrees,
as Sayce remarks, much more closely with the accusative ending of
nouns), _-o_ and _-a_, neither of which can be explained from any known
pronoun. There is thus nothing for it except to say, as Brugmann does
(KG § 770): “The origin of the personal endings is not clear”; cf. also
Misteli 47: “The relations between personal endings and the independent
personal pronouns must be much more evident to justify this view....
The Aryan language offers direct evidence against the assumption that
a sentence has been thus drawn together, because it uses in the verbal
forms of the first and third person sg. pronominal stems which are
otherwise employed only as objects, and, moreover, would here place
the subject after the predicate, though in sentences it observes
the opposite order.” Meillet expresses himself very categorically
(_Bulletin de la Soc. de Ling._ 1911, 143): “Scarcely any linguist who
has studied Aryan languages would venture to affirm that *_-mi_ of the
type Gr. _fēmi_ is an old personal pronoun.”
The impression left on us by all these cases is that many of the
earlier explanations by agglutination have proved unsatisfactory, and
that linguists are nowadays inclined either to leave the forms entirely
unexplained or else to admit less rectilinear developments, in which
we see the speakers of the old languages groping tentatively after
means of expression and finding them only by devious and circuitous
courses. It is, of course, difficult to classify such explanations,
and the agglutination or coalescence theory has to be supplemented by
various other kinds of explanation; but I think one of these, which
has not received its legitimate share of attention, is important and
distinctive enough to have its own name, and I propose to term it the
‘secretion’ theory.
XIX.--§ 13. Secretion.
By secretion I understand the phenomenon that one integral portion
of a word comes to acquire a grammatical signification which it had
not at first, and is then felt as something added to the word itself.
Secretion thus is a consequence of a ‘metanalysis’ (above, Ch. X § 2);
it shows its full force when the element thus secreted comes to be
added to other words not originally possessing this element.
A clear instance is offered in the history of some English possessive
pronouns. In Old English _min_ and _þin_ the _n_ is kept throughout
as part and parcel of the words themselves, the other cases having
such forms as _mine_, _minum_, _minre_, exactly as in German _mein_,
_meine_, _meinem_, _meiner_, etc. But in Middle English the endings
were gradually dropped, and _min_ and _þin_ for a short time became
the only forms. Soon, however, _n_ was dropped before substantives
beginning with a consonant, but was retained in other positions
(_my_ father--_mine_ uncle, it is _mine_); then the former form was
transferred also to those cases in which the pronoun was used (as
an adjunct) before words beginning with vowels (_my_ father, _my_
uncle--it is _mine_). The distinction between _my_ and _mine_, _thy_
and _thine_, which was originally a purely phonetic one, exactly like
that between _a_ and _an_ (_a_ father, _an_ uncle), gradually acquired
a functional value, and now serves to distinguish an adjunct from a
principal (or, to use the terms of some grammars, a conjoint from
an absolute form); _my_ came to be looked upon as the proper form,
while the _n_ of _mine_ was felt as an ending serving to indicate the
function as a principal word. That this is really the instinctive
feeling of the people is shown by the fact that in dialectal and vulgar
speech the same _n_ is added to _his_, _her_, _your_ and _their_, to
form the new pronouns _hisn_, _hern_, _yourn_, _theirn_: “He that prigs
what isn’t hisn, when he’s cotch’d, is sent to prison. She that prigs
what isn’t hern, At the treadmill takes a turn.”
Another instance of secretion is _-en_ as a plural ending in E. _oxen_,
G. _ochsen_, etc. Here originally _n_ belonged to the word in all
cases and all numbers, just as much as the preceding _s_; _ox_ was an
_n_ stem in the same way as, for instance, Lat. (homo), homi_n_em,
homi_n_is, etc., or Gr. kuō_n_, ku_n_a, ku_n_os, etc., are _n_ stems.
In Gothic _n_ is found in most of the cases of similar _n_ stems. In
OE. the nom. is _oxa_, the other cases in the sg. _oxan_, pl. _oxan_
(_oxen_), _oxnum_, _oxena_, but in ME. the _n_-less form is found
throughout the singular (gen. analogically _oxes_), and the plural only
kept _-n_. Thus also a great many other words, e.g. (I give the plural
forms) _apen_, _haren_, _sterren_ (stars), _tungen_, _siden_, _eyen_,
which all of them belonged to the _n_ declension in OE. When _-en_ had
thus become established as a plural sign, it was added analogically to
words which were not originally _n_ stems, e.g. ME. _caren_, _synnen_,
_treen_ (OE. _cara_, _synna_, _treow_), and this ending even seemed
for some time destined to be the most usual plural ending in the South
of England, until it was finally supplanted by _-s_, which had been
the prevalent ending in the North; _eyen_, _foen_, _shoen_ were for
a time in competition with _eyes_, _foes_, _shoes_, and now _-n_ is
only found in _oxen_ (and _children_). In German to-day things are
very much as they were in Southern ME.: _-en_ is kept extensively in
the old _n_ stems and is added to some words which had formerly other
endings, e.g. _hirten_, _soldaten_, _thaten_. The result is that
now plurality is indicated by an ending which had formerly no such
function (which, indeed, had no function at all); for if we look upon
the actual language, _oxen_ (G. _ochsen_) is = _ox_ (_ochs_) singular
+ the plural ending _-en_; only we must not on any account imagine
that the form was originally thus welded together (agglutinated)--and
if in G. _soldaten_ we may speak of _-en_ being glued on to _soldat_,
this ending is not, and has never been, an independent word, but is an
originally insignificative part secreted by other words.
A closely similar case is the plural ending _-er_. The consonant
originally was _s_, as seen, for instance, in the Gr. and Lat. nom.
_genos_, _genus_, gen. Gr. _gene(s)os_, _genous_, Lat. _generis_ for
older _genesis_. In Gothonic languages _s_, in accordance with a
regular sound shift in this case, became _r_ (through _z_) whenever it
was retained, but in the nom. sg. it was dropped, and thus we have in
OE. sg. _lamb_, _lambe_, _lambes_, but in the pl. _lambru_, _lambrum_,
_lambra_. In English only few words show traces of this flexion, thus
OE. _cild_, pl. _cildru_, ME. _child_, _childer_, whence, with an
added _-en_, our modern _children_. But in German the class had much
more vitality, and we have not only words belonging to it of old, like
_lamm_, pl. _lämmer_, _rind_, _rinder_, but also gradually more and
more words which originally belonged to other classes, but adopted
this ending after it had become a real sign of the plural number, thus
_wörter_, _bücher_.
There is one trait that should be noticed as highly characteristic
of these instances of secretion, that is, that the occurrence of the
endings originating in this way seems from the first regulated by the
purest accident, seen from the point of view of the speakers: they are
found in some words, but not in others, whereas the endings treated
of under the heading Coalescence are added much more uniformly to the
whole of the vocabulary. But as a similarly irregular or arbitrary
distribution is met with in the case of nearly all flexional endings
in the oldest stages of languages belonging to our family of speech,
the probability is that most of those endings which it is impossible
for us to trace back to their first beginnings have originated through
secretion or similar processes, rather than through coalescence of
independent words or roots.