only to what we should call educated people. It was not simply knights
and princes who were willing to go upon this crusade. Side by side with
the figure of Urban we must put the figure of Peter the Hermit, a type
novel to Europe, albeit a little reminiscent of the Hebrew prophets.
This man appeared preaching the crusade to the common people. He told a
story--whether truthful or untruthful hardly matters in this
connection--of his pilgrimage to Jerusalem, of the wanton destruction at
the Holy Sepulchre by the Seljuk Turks, who took it in 1073, and of the
exactions, brutalities, and deliberate cruelties practised upon the
Christian pilgrims to the Holy Places. Barefooted, clad in a coarse
garment, riding on an ass, and bearing a huge cross, this man travelled
about France and Germany, and everywhere harangued vast crowds in church
or street or market-place.
Here for the first time we discover Europe with an idea and a soul! Here
is a universal response of indignation of the story of a remote wrong, a
swift understanding of a common cause for rich and poor alike. You
cannot imagine this thing happening in the Empire of Augustus Cæsar, or
indeed in any previous state in the world’s history. Something of the
kind might perhaps have been possible in the far smaller world of
Hellas, or in Arabia before Islam. But this movement affected nations,
kingdoms, tongues, and peoples. It is clear that we are dealing with
something new that has come into the world, a new clear connection of
the common interest with the consciousness of the common man.
§ 10
From the very first this flaming enthusiasm was mixed with baser
elements. There was the cold and calculated scheme of the free and
ambitious Latin Church to subdue and replace the emperor-ruled Byzantine
Church; there was the freebooting instinct of the Normans, who were
tearing Italy to pieces, which turned readily enough to a new and richer
world of plunder; and there was something in the multitude who now
turned their faces east, something deeper than love in the human
composition, namely, fear-born hate, that the impassioned appeals of the
propagandists and the exaggeration of the horrors and cruelties of the
infidel had fanned into flame. And there were still other forces; the
intolerant Seljuks and the intolerant Fatimites lay now an impassable
barrier across the eastward trade of Genoa and Venice that had hitherto
flowed through Bagdad and Aleppo, or through Egypt. They must force open
these closed channels, unless Constantinople and the Black Sea route
were to monopolize Eastern trade altogether. Moreover, in 1094 and 1095
there had been a pestilence and famine from the Scheldt to Bohemia, and
there was great social disorganization. “No wonder,” says Mr. Ernest
Barker, “that a stream of emigration set towards the East, such as would
in modern times flow towards a newly discovered goldfield--a stream
carrying in its turbid waters much refuse, tramps and bankrupts,
camp-followers and hucksters, fugitive monks and escaped villeins, and
marked by the same motley grouping, the same fever of life, the same
alternations of affluence and beggary, which mark the rush for a
goldfield to-day.”
But these were secondary contributory causes. The fact of predominant
interest to the historian of mankind is this _will to crusade_ suddenly
revealed as a new mass possibility in human affairs.
[Illustration: Map to illustrate the FIRST CRUSADE]
The story of the crusades abounds in such romantic and picturesque
detail that the writer of an Outline of History must ride his pen upon
the curb through this alluring field. The first forces to move eastward
were great crowds of undisciplined people rather than armies, and they
sought to make their way by the valley of the Danube, and thence
southward to Constantinople.
This was the “people’s crusade.” Never before in the whole history of
the world had there been such a spectacle as these masses of practically
leaderless people moved by an idea. It was a very crude idea. When they
got among foreigners, they do not seem to have realized that they were
not already among the infidel. Two great mobs, the advance guard of the
expedition, committed such excesses in Hungary, where the language must
have been incomprehensible to them, as to provoke the Hungarians to
destroy them. They were massacred. A third host began with a great
pogrom of the Jews in the Rhineland--for the Christian blood was up--and
this multitude was also dispersed in Hungary. Two other hosts under
Peter got through and reached Constantinople, to the astonishment and
dismay of the Emperor Alexius. They looted and committed outrages as
they came, and at last he shipped them across the Bosphorus, to be
massacred rather than defeated by the Seljuks (1096).
This first unhappy appearance of the “people” as people in modern
European history was followed in 1097 by the organized forces of the
First Crusade. They came by diverse routes from France, Normandy,
Flanders, England, Southern Italy, and Sicily, and the will and power of
them were the Normans. They crossed the Bosphorus and captured Nicæa,
which Alexius snatched away from them before they could loot it. They
then went on by much the same route as Alexander the Great, through the
Cilician Gates, leaving the Turks in Konia unconquered, past the
battle-fields of the Issus, and so to Antioch, which they took after
nearly a year’s siege. Then they defeated a great relieving army from
Mosul. A large part of the Crusaders remained in Antioch, a smaller
force under Godfrey of Bouillon (in Belgium) went on to Jerusalem.
“After a little more than a month’s siege, the city was finally captured
(July 15). The slaughter was terrible; the blood of the conquered ran
down the streets, until men splashed in blood as they rode. At
nightfall, ‘sobbing for excess of joy,’ the crusaders came to the
Sepulchre from their treading of the wine-press, and put their
blood-stained hands together in prayer. So, on that day of July, the
First Crusade came to an end.”[351]
The authority of the Patriarch of Jerusalem was at once seized upon by
the Latin clergy with the expedition, and the Orthodox Christians found
themselves in rather a worse case under Latin rule than under the Turk.
There were already Latin principalities established at Antioch and
Edessa, and there began a struggle for ascendancy between these various
courts and kings, and an unsuccessful attempt to make Jerusalem a
property of the Pope. These are complications beyond our present scope.
Let us quote, however, a characteristic passage from Gibbon:--
“In a style less grave than that of history, I should perhaps compare
the Emperor Alexius to the jackal, who is said to follow the steps and
to devour the leavings of the lion. Whatever had been his fears and
toils in the passage of the First Crusade, they were amply recompensed
by the subsequent benefits which he derived from the exploits of the
Franks. His dexterity and vigilance secured their first conquest of
Nicæa, and from this threatening station the Turks were compelled to
evacuate the neighbourhood of Constantinople. While the Crusaders, with
blind valour, advanced into the midland countries of Asia, the crafty
Greek improved the favourable occasion when the emirs of the sea coast
were recalled to the standard of the Sultan. The Turks were driven from
the isles of Rhodes and Chios; the cities of Ephesus and Smyrna, of
Sardes, Philadelphia, and Laodicea were restored to the empire, which
Alexius enlarged from the Hellespont to the banks of the Mæander and the
rocky shores of Pamphylia. The churches resumed their splendour; the
towns were rebuilt and fortified; and the desert country was peopled
with colonies of Christians, who were gently removed from the more
distant and dangerous frontier. In these paternal cares we may forgive
Alexius, if we forget the deliverance of the Holy Sepulchre; but, by the
Latins, he was stigmatized with the foul reproach of treason and
desertion. They had sworn fidelity and obedience to his throne; but _he_
had promised to assist their enterprise in person, or at least, with his
troops and treasures; his base retreat dissolved their obligations; and
the sword, which had been the instrument of their victory, was the
pledge and title of their just independence. It does not appear that the
emperor attempted to revive his obsolete claims over the kingdom of
Jerusalem, but the borders of Cilicia and Syria were more recent in his
possession and more accessible to his arms. The great army of the
Crusaders was annihilated or dispersed; the principality of Antioch was
left without a head, by the surprise and captivity of Bohemond; his
ransom had oppressed him with a heavy debt; and his Norman followers
were insufficient to repel the hostilities of the Greeks and Turks. In
this distress, Bohemond embraced a magnanimous resolution, of leaving
the defence of Antioch to his kinsman, the faithful Tancred; of arming
the West against the Byzantine Empire, and of executing the design which
he inherited from the lessons and example of his father Guiscard. His
embarkation was clandestine; and if we may credit a tale of the Princess
Anna, he passed the hostile sea closely secreted in a coffin. (Anna
Comnena adds, that to complete the imitation, he was shut up with a dead
cock; and condescends to wonder how the barbarian could endure the
confinement and putrefaction. This absurd tale is unknown to the
Latins.) But his reception in France was dignified by the public
applause and his marriage with the king’s daughter; his return was
glorious, since the bravest spirits of the age enlisted under his
veteran command; and he repassed the Adriatic at the head of five
thousand horse and forty thousand foot, assembled from the most remote
climates of Europe. The strength of Durazzo and prudence of Alexius, the
progress of famine and approach of winter, eluded his ambitious hopes;
and the venal confederates were seduced from his standard. A treaty of
peace suspended the fears of the Greeks.”
We have dealt thus lengthily with the First Crusade, because it displays
completely the quality of all these expeditions. The reality of the
struggle between the Latin and the Byzantine system became more and more
nakedly apparent. In 1101 came reinforcements, in which the fleet of the
mercantile republics of Venice and Genoa played a prominent part, and
the power of the kingdom of Jerusalem was extended. The year 1147 saw a
Second Crusade, in which both the Emperor Conrad III and King Louis of
France participated. It was a much more stately and far less successful
and enthusiastic expedition than its predecessor. It had been provoked
by the fall of Edessa to the Moslems in 1144. One large division of
Germans, instead of going to the Holy Land, attacked and subjugated the
still pagan Wends east of the Elbe. This, the Pope agreed, counted as
crusading, and so did the capture of Lisbon, and the foundation of the
Christian kingdom of Portugal by the Flemish and English contingents.
In 1169 a Kurdish adventurer, named Saladin, became ruler of Egypt, in
which country the Shiite heresy had now fallen before a Sunnite revival.
This Saladin reunited the efforts of Egypt and Bagdad, and preached a
Jehad, a Holy War, a counter-crusade, of all the Moslems against the
Christians. This Jehad excited almost as much feeling in Islam as the
First Crusade had done in Christendom. It was now a case of crusader
against crusader; and in 1187 Jerusalem was retaken. This provoked the
Third Crusade (1189). This also was a grand affair, planned jointly by
the Emperor Frederick I (known better as Frederick Barbarossa), the King
of France, and the King of England (who at that time owned many of the
fairest French provinces). The papacy played a secondary part in this
expedition; it was in one of its phases of enfeeblement; and the crusade
was the most courtly, chivalrous, and romantic of all. Religious
bitterness was mitigated by the idea of knightly gallantry, which
obsessed both Saladin and Richard I (1189-1199) of England
(Cœur-de-Lion), and the lover of romance may very well turn to the
romances about this period for its flavour. The crusade saved the
principality of Antioch for a time, but failed to retake Jerusalem. The
Christians, however, remained in possession of the seacoast of
Palestine.
By the time of the Third Crusade, the magic and wonder had gone out of
these movements altogether. The common people had found them out. Men
went, but only kings and nobles straggled back; and that often only
after heavy taxation for a ransom. The idea of the crusades was
cheapened by their too frequent and trivial use. Whenever the Pope
quarrelled with anyone now, he called for a crusade, until the word
ceased to mean anything but an attempt to give flavour to an unpalatable
civil war. There was a crusade against the heretics in the south of
France, one against John (King of England), one against the Emperor
Frederick II. The Popes did not understand the necessity of dignity to
the papacy. They had achieved a moral ascendancy in Christendom.
Forthwith they began to fritter it away. They not only cheapened the
idea of the crusades, but they made their tremendous power of
excommunication, of putting people outside all the sacraments, hopes,
and comforts of religion, ridiculous by using it in mere disputes of
policy. Frederick II was not only crusaded against, but
excommunicated--without visible injury. He was excommunicated again in
1239, and a third time in 1245.[352]
The bulk of the Fourth Crusade never reached the Holy Land at all. It
started from Venice (1202), captured Zara, encamped at Constantinople
(1203), and finally, in 1204, stormed the city. It was frankly a
combined attack on the Byzantine Empire. Venice took much of the coasts
and islands of the empire, and a Latin, Baldwin of Flanders, was set up
as emperor in Constantinople. The Latin and Greek Churches were declared
to be reunited, and Latin emperors ruled as conquerors in
Constantinople from 1204 to 1261.
In 1212 occurred a dreadful thing, a children’s crusade. An excitement
that could no longer affect sane adults was spread among the children in
the south of France and in the Rhone Valley. A crowd of many thousands
of French boys marched to Marseilles; they were then lured on board ship
by slave traders, who sold them into slavery in Egypt. The Rhineland
children tramped into Italy, many perishing by the way, and there
dispersed. Pope Innocent III made great capital out of this strange
business. “The very children put us to shame,” he said; and sought to
whip up enthusiasm for a Fifth Crusade. This crusade aimed at the
conquest of Egypt, because Jerusalem was now held by the Egyptian
Sultan; its remnants returned in 1221, after an inglorious evacuation of
its one capture, Damietta, with the Jerusalem vestiges of the True Cross
as a sort of consolation concession on the part of the victor. We have
already noted the earlier adventures of this venerable relic before the
days of Muhammad in chap. xxxi, § 2, when it was carried off by Chosroes
II to Ctesiphon, and recovered by the Emperor Heraclius. Fragments of
the True Cross, however, had always been in Rome at the church of S.
Croce-in-Gerusalemme, since the days of the Empress Helena (the mother
of Constantine the Great) to whom, says the legend, its hiding-place had
been revealed in a vision during her pilgrimage to the Holy Land.[353]
The Sixth Crusade (1229) was a crusade bordering upon absurdity. The
Emperor Frederick II had promised to go upon a crusade, and evaded his
vow. He had made a false start and returned. He was probably bored by
the mere idea of a crusade. But the vow had been part of the bargain by
which he secured the support of Pope Innocent III in his election as
emperor. He busied himself in reorganizing the government of his
Sicilian kingdom, though he had given the Pope to understand that he
would relinquish these possessions if he became emperor; and the Pope
was anxious to stop this process of consolidation by sending him to the
Holy Land. The Pope did not want Frederick II, or any German emperor at
all in Italy, because he himself wished to rule Italy. As Frederick II
remained evasive, Gregory IX excommunicated him, proclaimed a crusade
against him, and invaded his dominions in Italy (1228). Whereupon the
Emperor sailed with an army to the Holy Land. There he had a meeting
with the Sultan of Egypt (the Emperor spoke six languages freely,
including Arabic); and it would seem these two gentlemen, both of
sceptical opinions, exchanged views of a congenial sort, discussed the
Pope in a worldly spirit, debated the Mongolian rush westward, which
threatened them both alike, and agreed finally to a commercial
convention, and the surrender of a part of the kingdom of Jerusalem to
Frederick. This indeed was a new sort of crusade, a crusade by private
treaty. As this astonishing crusader had been excommunicated, he had to
indulge in a purely secular coronation in Jerusalem, taking the crown
from the altar with his own hand, in a church from which all the clergy
had gone. Probably there was no one to show him the Holy Places; indeed
these were presently all put under an interdict by the Patriarch of
Jerusalem and locked up; manifestly the affair differed altogether in
spirit from the red onslaught of the First Crusade. It had not even the
kindly sociability of the Caliph Omar’s visit six hundred years before.
Frederick II rode out of Jerusalem almost alone, returned from this
unromantic success to Italy, put his affairs there in order very
rapidly, chased the papal armies out of his possessions, and obliged the
Pope to give him absolution from his excommunication (1230). This Sixth
Crusade was indeed not only the _reductio ad absurdum_ of crusades, but
of papal excommunications. Of this Frederick II we shall tell more in a
later section, because he was very typical of certain new forces that
were coming into European affairs.
The Christians lost Jerusalem again in 1244; it was taken from them very
easily by the Sultan of Egypt when they attempted an intrigue against
him. This provoked the Seventh Crusade, the Crusade of St. Louis, King
of France (Louis IX), who was taken prisoner in Egypt and ransomed in
1250. Not until 1918, when it fell to a mixed force of French, British,
and Indian troops, did Jerusalem slip once more from the Moslem
grasp....
One more crusade remains to be noted, an expedition to Tunis by this
same Louis IX, who died of fever there.
§11
The essential interest of the crusades for the historian of mankind lies
in the wave of emotion, of unifying feeling, that animated the first.
Thereafter these expeditions became more and more an established
process, and less and less vital events. The First Crusade was an
occurrence like the discovery of America; the later ones were more and
more like a trip across the Atlantic. In the eleventh century, the idea
of the crusade must have been like a strange and wonderful light in the
sky; in the thirteenth one can imagine honest burghers saying in tones
of protest, “What! _another_ crusade!” The experience of St. Louis in
Egypt is not like a fresh experience for mankind; it is much more like a
round of golf over some well-known links, a round that was dogged by
misfortune. It is an insignificant series of events. The interest of
life had shifted to other directions.
The beginning of the crusades displays all Europe saturated by a naïve
Christianity, and ready to follow the leading of the Pope trustfully and
simply. The scandals of the Lateran during its evil days, with which we
are all so familiar now, were practically unknown outside Rome. And
Gregory VII and Urban II had redeemed all that. But intellectually and
morally their successors at the Lateran and the Vatican[354] were not
equal to their opportunities. The strength of the papacy lay in the
faith men had in it, and it used that faith so carelessly as to enfeeble
it. Rome has always had too much of the shrewdness of the priest and too
little of the power of the prophet. So that while the eleventh century
was a century of ignorant and confiding men, the thirteenth was an age
of knowing and disillusioned men. It was a far more civilized and
profoundly sceptical world.
The bishops, priests, and the monastic institutions of Latin Christendom
before the days of Gregory VII had been perhaps rather loosely linked
together and very variable in quality; but it is clear that they were,
as a rule, intensely intimate with the people among whom they found
themselves, and with much of the spirit of Jesus still alive in them;
they were trusted, and they had enormous power _within the conscience of
their followers_. The church, in comparison with its later state, was
more in the hands of local laymen and the local ruler; it lacked its
later universality. The energetic bracing up of the church organization
by Gregory VII, which was designed to increase the central power of
Rome, broke many subtle filaments between priest and monastery on the
one hand, and the country-side about them on the other. Men of faith and
wisdom believe in growth and their fellow men; but priests, even such
priests as Gregory VII, believe in the false “efficiency” of an imposed
discipline. The squabble over investitures made every prince in
Christendom suspicious of the bishops as agents of a foreign power; this
suspicion filtered down to the parishes. The political enterprises of
the papacy necessitated an increasing demand for money. Already in the
thirteenth century it was being said everywhere that the priests were
not good men, that they were always hunting for money.
In the days of ignorance there had been an extraordinary willingness to
believe the Catholic priesthood good and wise. Relatively it was better
and wiser in those days. Great powers beyond her spiritual functions had
been entrusted to the church, and very extraordinary freedoms. Of this
confidence the fullest advantage had been taken. In the Middle Ages the
church had become a state within the state. It had its own law courts.
Cases involving not merely priests, but monks, students, crusaders,
widows, orphans, and the helpless, were reserved for the clerical
courts; and whenever the rites or rules of the church were involved,
there the church claimed jurisdiction over such matters as wills,
marriages, oaths, and of course over heresy, sorcery, and blasphemy.
There were numerous clerical prisons in which offenders might pine all
their lives. The Pope was the supreme law-giver of Christendom, and his
court at Rome the final and decisive court of appeal. And the church
levied taxes; it had not only vast properties and a great income from
fees, but it imposed a tax of a tenth, the tithe, upon its subjects. It
did not call for this as a pious benefaction; it demanded it as a right.
The clergy, on the other hand, were now claiming exemption from lay
taxation.
This attempt to trade upon their peculiar prestige and evade their share
in fiscal burdens was certainly one very considerable factor in the
growing dissatisfaction with the clergy. Apart from any question of
justice, it was impolitic. It made taxes seem ten times more burthensome
to those who had to pay. It made everyone feel the immunities of the
church. And a still more extravagant and unwise claim made by the church
was the claim to the power of _dispensation_. The Pope might in many
instances set aside the laws of the church in individual cases; he might
allow cousins to marry, permit a man to have two wives, or release
anyone from a vow. But to do such things is to admit that the laws
affected are not based upon necessity and an inherent righteousness;
that they are in fact restrictive and vexatious. The law-giver, of all
beings, most owes the law allegiance. He of all men should behave as
though the law compelled him. But it is the universal weakness of
mankind that what we are given to administer we presently imagine we
own.
§ 12
The Emperor Frederick II is a very convenient example of the sort of
doubter and rebel the thirteenth century could produce. It may be
interesting to tell a little of this intelligent and cynical man. He was
the son of the German Emperor, Henry VI, and grandson of Frederick
Barbarossa, and his mother was the daughter of Roger I, the Norman King
of Sicily. He inherited this kingdom in 1198, when he was four years
old; his mother was his guardian for six months, and when she died, Pope
Innocent III (1198 to 1216) became regent and guardian. He seems to have
had an exceptionally good and remarkably mixed education, and his
accomplishments earned him the flattering title of _Stupor mundi_, the
amazement of the world. The result of getting an Arabic view of
Christianity, and a Christian view of Islam, was to make him believe
that all religions were impostures, a view held perhaps by many a
stifled observer in the Age of Faith. But he talked about his views; his
blasphemies and heresies are on record. Growing up under the arrogant
rule of Innocent III, who never seems to have realized that his ward had
come of age, he developed a slightly humorous evasiveness. It was the
papal policy to prevent any fresh coalescence of the power of Germany
and Italy, and it was equally Frederick’s determination to get whatever
he could. When presently opportunity offered him the imperial crown of
Germany, he secured the Pope’s support by agreeing, if he were elected,
to relinquish his possessions in Sicily and South Italy, and to put down
heresy in Germany. For Innocent III was one of the great persecuting
Popes, an able, grasping, and aggressive man. (For a Pope, he was
exceptionally young. He became Pope at thirty-seven.) It was Innocent
who had preached a cruel crusade against the heretics in the south of
France, a crusade that presently became a looting expedition beyond his
control. So soon as Frederick was elected emperor (1211),[355] Innocent
pressed for the performance of the vows and promises he had wrung from
his dutiful ward. The clergy were to be freed from lay jurisdiction and
from taxation, and exemplary cruelties were to be practised upon the
heretics. None of which things Frederick did. As we have already told,
he would not even relinquish Sicily. He liked Sicily as a place of
residence better than he liked Germany.
Innocent III died baffled in 1216, and his successor, Honorius III,
effected nothing. Honorius was succeeded by Gregory IX (1227), who
evidently came to the papal throne with a nervous resolution to master
this perplexing young man. He excommunicated him at once for failing to
start upon his crusade, which was now twelve years overdue; and he
denounced his vices, heresies, and general offences in a public letter
(1227). To this Frederick replied in a far abler document addressed to
all the princes of Europe, a document of extreme importance in history,
because it is the first clear statement of the issue between the
pretensions of the Pope to be absolute ruler of all Christendom, and the
claims of the secular rulers.[356] This conflict had always been
smouldering; it had broken out here in one form, and there in another;
but now Frederick put it in clear general terms upon which men could
combine together.
Having delivered this blow, he departed upon the pacific crusade of
which we have already told. In 1239, Gregory IX was excommunicating him
for a second time, and renewing that warfare of public abuse in which
the papacy had already suffered severely. The controversy was revived
after Gregory IX was dead, when Innocent IV was Pope; and again a
devastating letter, which men were bound to remember, was written by
Frederick against the church. He denounced the pride and irreligion of
the clergy, and ascribed all the corruptions of the time to their pride
and wealth. He proposed to his fellow princes a general confiscation of
church property--for the good of the church. It was a suggestion that
never afterwards left the imagination of the European princes.
We will not go on to tell of his last years or of the disaster at Parma,
due to his carelessness, which cast a shadow of failure over his end.
The particular events of his life are far less significant than its
general atmosphere. It is possible to piece together something of his
court life in Sicily. He is described towards the end of his life as
“red, bald, and short-sighted”; but his features were good and pleasing.
He was luxurious in his way of living, and fond of beautiful things. He
is described as licentious. But it is clear that his mind was not
satisfied by religious scepticism, and that he was a man of very
effectual curiosity and inquiry. He gathered Jewish and Moslem as well
as Christian philosophers at his court, and he did much to irrigate the
Italian mind with Saracenic influences. Through him Arabic numerals and
algebra were introduced to Christian students, and among other
philosophers at his court was Michael Scott, who translated portions of
Aristotle and the commentaries thereon of the great Arab philosopher
Averroes (of Cordoba). In 1224 Frederick founded the University of
Naples, and he enlarged and enriched the great medical school at Salerno
University, the most ancient of universities. He also founded a
zoological garden. He left a book on hawking, which shows him to have
been an acute observer of the habits of birds, and he was one of the
first Italians to write Italian verse. Italian poetry was indeed born at
his court. He has been called by an able writer, “the first of the
moderns,” and the phrase expresses aptly the unprejudiced detachment of
his intellectual side. His was an all-round originality. During a gold
shortage he introduced and made a success of a coinage of stamped
leather, bearing his promise to pay in gold, a sort of leather bank-note
issue.[357]
In spite of the torrent of abuse and calumny in which Frederick was
drenched, he left a profound impression upon the popular imagination. He
is still remembered in South Italy almost as vividly as is Napoleon I by
the peasants of France; he is the “Gran Federigo.” And German scholars
declare[358] that, in spite of Frederick’s manifest dislike for Germany,
it is he, and not Frederick I, Frederick Barbarossa, to whom that German
legend originally attached--that legend which represents a great monarch
slumbering in a deep cavern, his beard grown round a stone table,
against a day of awakening when the world will be restored by him from
an extremity of disorder to peace. Afterwards, it seems, the story was
transferred to the Crusader Barbarossa, the grandfather of Frederick II.
A difficult child was Frederick II for Mother Church, and he was only
the precursor of many such difficult children. The princes and educated
gentlemen throughout Europe read his letters and discussed them. The
more enterprising university students found, marked, and digested the
Arabic Aristotle he had made accessible to them in Latin. Salerno cast a
baleful light upon Rome. All sorts of men must have been impressed by
the futility of the excommunications and interdicts that were levelled
at Frederick.
§ 13[359]
We have said that Innocent III never seemed to realize that his ward,
Frederick II, was growing up. It is equally true that the papacy never
seemed to realize that Europe was growing up. It is impossible for an
intelligent modern student of history not to sympathize with the
underlying idea of the papal court, with the idea of one universal rule
of righteousness keeping the peace of the earth, and not to recognize
the many elements of nobility that entered into the Lateran policy.
Sooner or later mankind must come to one universal peace, unless our
race is to be destroyed by the increasing power of its own destructive
inventions; and that universal peace must needs take the form of a
government, that is to say a law-sustaining organization, in the best
sense of the word religious; a government ruling men through the
educated co-ordination of their minds in a common conception of human
history and human destiny.
The papacy we must now recognize as the first clearly conscious attempt
to provide such a government in the world. We cannot too earnestly
examine its deficiencies and inadequacies, for every lesson we can draw
from them is necessarily of the greatest value to us in forming our
ideas of our own international relationships. We have tried to suggest
the main factors in the breakdown of the Roman Republic, and it now
behoves us to attempt a diagnosis of the failure of the Roman Church to
secure and organize the good will of mankind.
The first thing that will strike the student is the intermittence of the
efforts of the church to establish the world City of God. The policy of
the church was not whole-heartedly and continuously set upon that end.
It was only now and then that some fine personality or some group of
fine personalities dominated it in that direction. The kingdom of God
that Jesus of Nazareth had preached was overlaid, as we have explained,
almost from the beginning by the doctrines and ceremonial traditions of
an earlier age, and of an intellectually inferior type. Christianity
almost from its commencement ceased to be purely prophetic and
creative. It entangled itself with archaic traditions of human
sacrifice, with Mithraic blood-cleansing, with priestcraft as ancient as
human society, and with elaborate doctrines about the structure of the
divinity. The gory forefinger of the Etruscan pontifex maximus
emphasized the teachings of Jesus of Nazareth; the mental complexity of
the Alexandrian Greek entangled them. In the inevitable jangle of these
incompatibles the church had become dogmatic. In despair of other
solutions to its intellectual discords it had resorted to arbitrary
authority. Its priests and bishops were more and more men moulded to
creeds and dogmas and set procedures; by the time they became cardinals
or popes they were usually oldish men, habituated to a politic struggle
for immediate ends and no longer capable of world-wide views. They no
longer wanted to see the Kingdom of God established in the hearts of
men--they had forgotten about that; they wanted to see the power of the
church, which was their own power, dominating men. They were prepared to
bargain even with the hates and fears and lusts in men’s hearts to
ensure that power. And it was just because many of them probably doubted
secretly of the entire soundness of their vast and elaborate doctrinal
fabric, that they would brook no discussion of it. They were intolerant
of questions or dissent, not because they were sure of their faith, but
because they were not. They wanted conformity for reasons of policy. By
the thirteenth century the church was evidently already morbidly anxious
about the gnawing doubts that might presently lay the whole structure of
its pretensions in ruins. It had no serenity of soul. It was hunting
everywhere for heretics as timid old ladies are said to look under beds
and in cupboards for burglars before retiring for the night.
We have already mentioned (chap, xxxi, § 5) the Persian Mani who was
crucified and flayed in the year 277. His way of representing the
struggle between good and evil was as a struggle between a power of
light which was, as it were, in rebellion against a power of darkness
inherent in the universe. All these profound mysteries are necessarily
represented by symbols and poetic expressions, and the ideas of Mani
still find a response in many intellectual temperaments to-day. One may
hear Manichæan doctrines from many Christian pulpits. But the orthodox
Catholic symbol was a different one. These Manichæan ideas had spread
very widely in Europe, and particularly in Bulgaria and the south of
France. In the south of France the people who held them were called the
Cathars or Albigenses. Their ideas jarred so little with the essentials
of Christianity that they believed themselves to be devout Christians.
As a body they lived lives of conspicuous virtue and purity in a
violent, undisciplined, and vicious age. But they questioned the
doctrinal soundness of Rome and the orthodox interpretation of the
Bible. They thought Jesus was a rebel against the cruelty of the God of
the Old Testament, and not his harmonious son. Closely associated with
the Albigenses were the Waldenses, the followers of a man called Waldo,
who seems to have been quite soundly Catholic in his theology, but
equally offensive to the church because he denounced the riches and
luxury of the clergy. This was enough for the Lateran, and so we have
the spectacle of Innocent III preaching a crusade against these
unfortunate sectaries, and permitting the enlistment of every wandering
scoundrel at loose ends to carry fire and sword and rape and every
conceivable outrage among the most peaceful subjects of the King of
France. The accounts of the cruelties and abominations of this crusade
are far more terrible to read than any account of Christian martyrdoms
by the pagans, and they have the added horror of being indisputably
true.
This black and pitiless intolerance was an evil spirit to be mixed into
the project of a rule of God on earth. This was a spirit entirely
counter to that of Jesus of Nazareth. We do not hear of his smacking the
faces or wringing the wrists of recalcitrant or unresponsive disciples.
But the Popes during their centuries of power were always raging against
the slightest reflection upon the intellectual sufficiency of the
church.
And the intolerance of the church was not confined to religious matters.
The shrewd, pompous, irascible, and rather malignant old men who
manifestly constituted a dominant majority in the councils of the
church, resented any knowledge but their own knowledge, and distrusted
any thought at all that they did not correct and control. They set
themselves to restrain science, of which they were evidently jealous.
Any mental activity but their own struck them as being insolent. Later
on they were to have a great struggle upon the question of the earth’s
position in space, and whether it moved round the sun or not. This was
really not the business of the church at all. She might very well have
left to reason the things that are reason’s, but she seems to have been
impelled by an inner necessity to estrange the intellectual conscience
in men.
Had this intolerance sprung from a real intensity of conviction it would
have been bad enough, but it was accompanied by a scarcely disguised
contempt for the intelligence and mental dignity of the common man that
makes it far less acceptable to our modern judgments, and which no doubt
made it far less acceptable to the free spirits of the time. We have
told quite dispassionately the policy of the Roman church towards her
troubled sister in the East. Many of the tools and expedients she used
were abominable. In her treatment of her own people a streak of real
cynicism is visible. She destroyed her prestige by disregarding her own
teaching of righteousness. Of dispensations we have already spoken (§
11). Her crowning folly in the sixteenth century was the sale of
_indulgences_, whereby the sufferings of the soul in purgatory could be
commuted for a money payment. But the spirit that led at last to this
shameless and, as it proved, disastrous proceeding, was already very
evident in the twelfth and thirteenth centuries.
Long before the seed of criticism that Frederick II had sown had
germinated in men’s minds and produced its inevitable crop of rebellion,
there was apparent a strong feeling in Christendom that all was not well
with the spiritual atmosphere. There began movements, movements that
nowadays we should call “revivalist,” within the church, that implied
rather than uttered a criticism of the sufficiency of her existing
methods and organization. Men sought fresh forms of righteous living
outside the monasteries and priesthood. One notable figure is that of
St. Francis of Assisi (1181-1226). We cannot tell here in any detail of
how this pleasant young gentleman gave up all the amenities and ease of
his life and went forth to seek God; the opening of the story is not
unlike the early experiences of Gautama Buddha. He had a sudden
conversion in the midst of a life of pleasure, and, taking a vow of
extreme poverty, he gave himself up to an imitation of the life of
Christ, and to the service of the sick and wretched, and more
particularly to the service of the lepers, who then abounded in Italy.
He was joined by great multitudes of disciples, and so the first Friars
of the Franciscan Order came into existence. An order of women devotees
was set up beside the original confraternity, and in addition great
numbers of men and women were brought into less formal association. He
preached, unmolested by the Moslems, be it noted, in Egypt and
Palestine, though the Fifth Crusade was then in progress. His relations
with the church are still a matter for discussion.[360] His work had
been sanctioned by Pope Innocent III, but while he was in the East there
was a reconstitution of his order, intensifying its discipline and
substituting authority for responsive impulse, and as a consequence of
these changes he resigned its headship. To the end he clung passionately
to the ideal of poverty, but he was hardly dead before the order was
holding property through trustees and building a great church and
monastery to his memory at Assisi. The disciplines of the order that
were applied after his death to his immediate associates are scarcely to
be distinguished from a persecution; several of the more conspicuous
zealots for simplicity were scourged, others were imprisoned, one was
killed while attempting to escape, and Brother Bernard, the “first
disciple,” passed a year in the woods and hills, hunted like a wild
beast.
This struggle within the Franciscan Order is a very interesting one,
because it foreshadows the great troubles that were coming to
Christendom. All through the thirteenth century a section of the
Franciscans were straining at the rule of the church, and in 1318 four
of them were burnt alive at Marseilles as incorrigible heretics. There
seems to have been little difference between the teaching and spirit of
St. Francis and that of Waldo in the twelfth century, the founder of the
murdered sect of Waldenses. Both were passionately enthusiastic for the
spirit of Jesus of Nazareth. But while Waldo rebelled against the
church, St. Francis did his best to be a good child of the church, and
his comment on the spirit of official Christianity was only implicit.
But both were instances of an outbreak of conscience against authority
and the ordinary procedure of the church. And it is plain that in the
second instance, as in the first, the church scented rebellion.
A very different character to St. Francis was the Spaniard St. Dominic
(1170-1221), who was, of all things, orthodox. He had a passion for the
argumentative conversion of heretics, and he was commissioned by Pope
Innocent III to go and preach to the Albigenses. His work went on side
by side with the fighting and massacres of the crusade; whom Dominic
could not convert, Innocent’s crusader slew; yet his very activities and
the recognition and encouragement of his order by the Pope witness to
the rising tide of discussion, and to the persuasion even of the papacy
that force was no remedy. In several respects the development of the
Black Friars or Dominicans--the Franciscans were the Grey Friars--shows
the Roman church at the parting of the ways, committing itself more and
more deeply to organized dogma, and so to a hopeless conflict with the
quickening intelligence and courage of mankind. She whose one duty was
to lead, chose to compel. The last discourse of St. Dominic to the
heretics he had sought to convert is preserved to us. It is a signpost
in history. It betrays the fatal exasperation of a man who has lost his
faith in the power of truth because _his_ truth has not prevailed. “For
many years,” he said, “I have exhorted you in vain, with gentleness,
preaching, praying, and weeping. But according to the proverb of my
country, ‘where blessing can accomplish nothing, blows may avail.’ We
shall rouse against you princes and prelates, who, alas! will arm
nations and kingdoms against this land ... and thus blows will avail
where blessings and gentleness have been powerless.”[361]
The thirteenth century saw the development of a new institution in the
church, the papal Inquisition. Before this time it had been customary
for the Pope to make occasional inquests or inquiries into heresy in
this region or that, but now Innocent III saw in the new order of the
Dominicans a powerful instrument of suppression. The Inquisition was
organized as a standing inquiry under their direction, and with fire and
torment the church set itself, through this instrument, to assail and
weaken the human conscience in which its sole hope of world dominion
resided. Before the thirteenth century the penalty of death had been
inflicted but rarely upon heretics and unbelievers. Now in a hundred
market-places in Europe the dignitaries of the church watched the
blackened bodies of its antagonists, for the most part poor and
insignificant people, burn and sink pitifully, and their own great
mission to mankind burn and sink with them into dust and ashes.
The beginnings of the Franciscans and the Dominicans were but two among
many of the new forces that were arising in Christendom, either to help
or shatter the church, as its own wisdom might decide. Those two orders
the church did assimilate and use, though with a little violence in the
case of the former. But other forces were more frankly disobedient and
critical. A century and a half later came Wycliffe (1320-1384). He was a
learned doctor at Oxford; for a time he was Master of Balliol; and he
held various livings in the church. Quite late in his life he began a
series of outspoken criticisms of the corruption of the clergy and the
unwisdom of the church. He organized a number of poor priests, the
Wycliffites, to spread his ideas throughout England; and in order that
people should judge between the church and himself, he translated the
Bible into English. He was a more learned and far abler man than either
St. Francis or St. Dominic. He had supporters in high places and a great
following among the people; and though Rome raged against him, and
ordered his imprisonment, he died a free man, still administering the
Sacraments as parish priest of Lutterworth. But the black and ancient
spirit that was leading the Catholic church to its destruction would not
let his bones rest in his grave. By a decree of the Council of Constance
in 1415, his remains were ordered to be dug up and burnt, an order which
was carried out at the command of Pope Martin V by Bishop Fleming in
1428. This desecration was not the act of some isolated fanatic; it was
the official act of the church.
§ 14
The history of the papacy is confusing to the general reader because of
the multitude and abundance of the Popes. They mostly began to reign as
old men, and their reigns were short, averaging less than two years
each. But certain of the Popes stand out and supply convenient handles
for the student to grasp. Such were Gregory I (590-604) the Great, the
first monkish Pope, the friend of Benedict, the sender of the English
mission. Other noteworthy Popes are Leo III (795-816), who crowned
Charlemagne, the scandalous Popes John XI (931-936) and John XII
(955-963), which latter was deposed by the Emperor Otto I, and the great
Hildebrand, who ended his days as Pope Gregory VII (1073-1085), and who
did so much by establishing the celibacy of the clergy, and insisting
upon the supremacy of the church over kings and princes, to centralize
the power of the church in Rome. The next Pope but one after Gregory VII
was Urban II (1087-1099), the Pope of the First Crusade. The period from
the time of Gregory VII onward for a century and a half, was the great
period of ambition and effort for the church. There was a real sustained
attempt to unite all Christendom under a purified and reorganized
church.
The setting up of Latin kingdoms in Syria and the Holy Land, in
religious communion with Rome, after the First Crusade, marked the
opening stage of a conquest of Eastern Christianity by Rome that reached
its climax during the Latin rule in Constantinople (1204-1261).
In 1176, at Venice, the Emperor Frederick Barbarossa (Frederick I) knelt
to the Pope Alexander III, recognized his spiritual supremacy, and swore
fealty to him. But after the death of Alexander III, in 1181, the
peculiar weakness of the papacy, its liability to fall to old and
enfeebled men, became manifest. Five Popes tottered to the Lateran to
die within the space of ten years. Only with Innocent III (1198-1216)
did another vigorous Pope take up the great policy of the City of God.
Under Innocent III, the guardian of that Emperor Frederick II, whose
career we have already studied in §§ 10 and 12, and the five Popes who
followed him, the Pope of Rome came nearer to being the monarch of a
united Christendom than he had ever been before, and was ever to be
again. The empire was weakened by internal dissensions, Constantinople
was in Latin hands, from Bulgaria to Ireland and from Norway to Sicily
and Jerusalem the Pope was supreme. Yet this supremacy was more apparent
than real. For, as we have seen, while in the time of Urban the power
of faith was strong in all Christian Europe, in the time of Innocent III
the papacy had lost its hold upon the hearts of princes, and the faith
and conscience of the common people was turning against a merely
political and aggressive church.
The church in the thirteenth century was extending its legal power in
the world, and losing its grip upon men’s consciences. It was becoming
less persuasive and more violent. No intelligent man can tell of this
process or read of this process of failure without very mingled
feelings. The church had sheltered and formed a new Europe throughout
the long ages of European darkness and chaos; it had been the matrix in
which the new civilization had been cast. But this new-formed
civilization was impelled to grow by its own inherent vitality, and the
church lacked sufficient power of growth and accommodation. The time was
fast approaching when this matrix was to be broken.
The first striking intimation of the decay of the living and sustaining
forces of the papacy appeared when presently the Popes came into
conflict with the growing power of the French king. During the lifetime
of the Emperor Frederick II, Germany fell into disunion, and the French
king began to play the rôle of guard, supporter, and rival to the Pope
that had hitherto fallen to the Hohenstaufen emperors. A series of Popes
pursued the policy of supporting the French monarchs. French princes
were established in the kingdom of Sicily and Naples, with the support
and approval of Rome, and the French kings saw before them the
possibility of restoring and ruling the Empire of Charlemagne. When,
however, the German interregnum after the death of Frederick II, the
last of the Hohenstaufens, came to an end and Rudolf of Habsburg was
elected first Habsburg Emperor (1273), the policy of the Lateran began
to fluctuate between France and Germany, veering about with the
sympathies of each successive Pope. In the East in 1261 the Greeks
recaptured Constantinople from the Latin emperors, and the founder of
the new Greek dynasty, Michael Palæologus, Michael VIII, after some
unreal tentatives of reconciliation with the Pope, broke away from the
Roman communion altogether, and with that, and the fall of the Latin
kingdoms in Asia, the eastward ascendancy of the Popes came to an end.
In 1294 Boniface VIII became Pope. He was an Italian, hostile to the
French, and full of a sense of the great traditions and mission of Rome.
For a time he carried things with a high hand. In 1300 he held a
jubilee, and a vast multitude of pilgrims assembled in Rome. “So great
was the influx of money into the papal treasury, that two assistants
were kept busy with rakes collecting the offerings that were deposited
at the tomb of St. Peter.”[362] But this festival was a delusive
triumph. It is easier to raise a host of excursionists than a band of
crusaders. Boniface came into conflict with the French king in 1302, and
in 1303, as he was about to pronounce sentence of excommunication
against that monarch, he was surprised and arrested in his own ancestral
palace, at Anagni, by Guillaume de Nogaret. This agent from the French
king forced an entrance into the palace, made his way into the bedroom
of the frightened Pope--he was lying in bed with a cross in his
hands--and heaped threats and insults upon him. The Pope was liberated a
day or so later by the townspeople, and returned to Rome; but there he
was seized upon and again made prisoner by the Orsini family, and in a
few weeks’ time the shocked and disillusioned old man died a prisoner in
their hands.
The people of Anagni did resent the first outrage, and rose against
Nogaret to liberate Boniface, but then Anagni was the Pope’s native
town. The important point to note is that the French king, in this rough
treatment of the head of Christendom, was acting with the full approval
of his people; he had summoned a council of the Three Estates of France
(lords, church, and commons) and gained their consent before proceeding
to extremities. Neither in Italy, Germany, nor England was there the
slightest general manifestation of disapproval at this free handling of
the sovereign pontiff. The idea of Christendom had decayed until its
power over the minds of men had gone.
Throughout the fourteenth century the papacy did nothing to recover its
moral sway. The next Pope elected, Clement V, was a Frenchman, the
choice of King Philip of France. He never came to Rome. He set up his
court in the town of Avignon, which then belonged not to France, but to
the Papal See, though embedded in French territory, and there his
successors remained until 1377, when Pope Gregory XI returned to the
Vatican palace in Rome. But Gregory XI did not take the sympathies of
the whole church with him. Many of the cardinals were of French origin,
and their habits and associations were rooted deep at Avignon. When in
1378 Gregory XI died, and an Italian, Urban VI, was elected, these
dissentient cardinals declared the election invalid, and elected another
Pope, the anti-Pope, Clement VII. This split is called the Great Schism.
The Popes remained in Rome, and all the anti-French powers, the Emperor,
the King of England, Hungary, Poland, and the North of Europe were loyal
to them. The anti-Popes, on the other hand, continued in Avignon, and
were supported by the King of France, his ally the King of Scotland,
Spain, Portugal, and various German princes. Each Pope excommunicated
and cursed the adherents of his rival, so that by one standard or
another all Christendom was damned during this time (1378-1417). The
lamentable effect of this split upon the solidarity of Christendom it is
impossible to exaggerate. Is it any marvel that such men as Wycliffe
began to teach men to think on their own account when the fountain of
truth thus squirted against itself? In 1417 the Great Schism was healed
at the Council of Constance, the same council that dug up and burnt
Wycliffe’s bones, and which, as we shall tell later, caused the burning
of John Huss; at this council, Pope and anti-Pope resigned or were swept
aside, and Martin V became the sole Pope of a formally reunited but
spiritually very badly strained Christendom.
How later on the Council of Basle (1437) led to a fresh schism, and to
further anti-Popes, we cannot relate here.
Such, briefly, is the story of the great centuries of papal ascendancy
and papal decline. It is the story of the failure to achieve the very
noble and splendid idea of a unified and religious world. We have
pointed out in the previous section how greatly the inheritance of a
complex dogmatic theology encumbered the church in this its ambitious
adventure. It had too much theology, and not enough religion. But it may
not be idle to point out here how much the individual insufficiency of
the Popes also contributed to the collapse of its scheme and dignity.
There was no such level of education in the world as to provide a
succession of cardinals and popes with the breadth of knowledge and
outlook needed for the task they had undertaken; they were not
sufficiently educated for their task, and only a few, by sheer force of
genius, transcended that defect. And, as we have already pointed out,
they were, when at last they got to power, too old to use it. Before
they could grasp the situation they had to control, most of them were
dead. It would be interesting to speculate how far it would have tilted
the balance in favour of the church if the cardinals had retired at
fifty, and if no one could have been elected Pope after fifty-five. This
would have lengthened the average reign of each Pope, and enormously
increased the continuity of the policy of the church. And it is perhaps
possible that a more perfect system of selecting the cardinals, who were
the electors and counsellors of the Pope, might have been devised. The
rules and ways by which men reach power are of very great importance in
human affairs. The psychology of the ruler is a science that has still
to be properly studied. We have seen the Roman Republic wrecked, and
here we see the church failing in its world mission very largely through
ineffective electoral methods.
BOOK VII
THE MONGOL EMPIRES OF THE LAND WAYS AND THE NEW EMPIRES OF THE SEA
WAYS
XXXIV
THE GREAT EMPIRE OF JENGIS KHAN AND HIS SUCCESSORS
(THE AGE OF THE LAND WAYS)
§ 1. _Asia at the end of the Twelfth Century._ § 2. _The Rise and
Victories of the Mongols._ § 3. _The Travels of Marco Polo._ § 4.
_The Ottoman Turks and Constantinople._ § 5. _Why the Mongols were
not Christianized._ § 5A. _Kublai Khan founds the Yuan Dynasty._ §
5B. _The Mongols Revert to Tribalism._ § 5C. _The Kipchak Empire
and the Tsar of Muscovy._ § 5D. _Timurlane._ § 5E. _The Mongol
Empire of India._ § 5F. _The Mongols and the Gipsies._
§ 1
We have to tell now of the last and greatest of all the raids of
nomadism upon the civilizations of the East and West. We have traced in
this history the development side by side of these two ways of living,
and we have pointed out that as the civilizations grew more extensive
and better organized, the arms, the mobility, and the intelligence of
the nomads also improved. The nomad was not simply an uncivilized man,
he was a man specialized and specializing along his own line. From the
very beginning of history the nomad and the settled people have been in
reaction. We have told of the Semitic and Elamite raids upon Sumeria; we
have seen the Western empire smashed by the nomads of the great plains
and Persia conquered and Byzantium shaken by the nomads of Arabia.
Whenever civilization seems to be choking amidst its weeds of wealth and
debt and servitude, when its faiths seem rotting into cynicism and its
powers of further growth are hopelessly entangled in effete formulæ, the
nomad drives in like a plough to break up the festering stagnation and
release the world to new beginnings. The Mongol aggression, which began
with the thirteenth century, was the greatest, and so far it has been
the last, of all these destructive reploughings of human association.
From entire obscurity the Mongols came very suddenly into history
towards the close of the twelfth century. They appeared in the country
to the north of China, in the land of origin of the Huns and Turks, and
they were manifestly of the same strain as these peoples. They were
gathered together under a chief, with whose name we will not tax the
memory of the reader; under his son Jengis Khan their power grew with
extraordinary swiftness.
The reader will already have an idea of the gradual breaking up of the
original unity of Islam. In the beginning of the thirteenth century
there were a number of separate and discordant Moslem states in Western
Asia. There was Egypt (with Palestine and much of Syria) under the
successors of Saladin, there was the Seljuk power in Asia Minor, there
was still an Abbasid caliphate in Bagdad, and to the east of this again
there had grown up a very considerable empire, the Kharismian empire,
that of the Turkish princes from Khiva who had conquered a number of
fragmentary Seljuk principalities and reigned from the Ganges Valley to
the Tigris. They had but an insecure hold on the Persian and Indian
populations.
[Illustration: Map of EUROPE and ASIA about 1200 A.D.]
The state of the Chinese civilization was equally inviting to an
enterprising invader. One last glimpse of China in this history was in
the seventh century during the opening years of the Tang dynasty, when
that shrewd and able emperor Tai-tsung was weighing the respective
merits of Nestorian Christianity, Islam, Buddhism, and the teachings of
Lao Tse, and on the whole inclining to the opinion that Lao Tse was as
good a teacher as any. We have described his reception of the traveller
Yuan Chwang. Tai-tsung tolerated all religions, but several of his
successors conducted a pitiless persecution of the Buddhist faith; it
flourished in spite of these persecutions, and its monasteries played a
somewhat analogous part in at first sustaining learning and afterwards
retarding it, that the Christian monastic organization did in the West.
By the tenth century the great Tang dynasty was in an extreme state of
decay; the usual degenerative process through a series of voluptuaries
and incapables had gone on, and China broke up again politically into a
variable number of contending states, “The age of the Ten States,” an
age of confusion that lasted through the first half of the tenth
century. Then arose a dynasty, the Northern Sung (960-1127), which
established a sort of unity, but which was in constant struggle with a
number of Hunnish peoples from the north who were pressing down the
eastern coast. For a time one of these peoples, the Khitan, prevailed.
In the twelfth century these people had been subjugated and had given
place to another Hunnish empire, the empire of the Kin, with its capital
at Pekin and its southern boundary south of Hwangho. The Sung empire
shrank before this Kin empire. In 1138 the capital was shifted from
Nankin, which was now too close to the northern frontier, to the city of
Han Chau on the coast. From 1127 onward to 1295, the Sung dynasty is
known as the Southern Sung. To the northwest of its territories there
was now the Tartar empire of the Hsia; to the north, the Kin empire,
both states in which the Chinese population was under rulers in whom
nomadic traditions were still strong. So that here on the east also the
main masses of Asiatic mankind were under uncongenial rulers and ready
to accept, if not to welcome, the arrival of a conqueror.
Northern India we have already noted was also a conquered country at the
opening of the thirteenth century. It was at first a part of the Khivan
empire, but in 1206 an adventurous ruler, Kutub, who had been a slave
and who had risen as a slave to be governor of the Indian province, set
up a separate Moslem state of Hindustan in Delhi. Brahminism had long
since ousted Buddhism from India, but the converts to Islam were still
but a small ruling minority in the land.
Such was the political state of Asia when Jengis Khan began to
consolidate his power among the nomads in the country between Lakes
Balkash and Baikal in the beginning of the thirteenth century.
§ 2
The career of conquest of Jengis Khan and his immediate successors
astounded the world, and probably astounded no one more than these
Mongol Khans themselves.
The Mongols were in the twelfth century a tribe subject to those Kin who
had conquered Northeast China. They were a horde of nomadic horsemen
living in tents, and subsisting mainly upon mare’s milk products and
meat. Their occupations were pasturage and hunting, varied by war. They
drifted northward as the snows melted for summer pasture, and southward
to winter pasture after the custom of the steppes. Their military
education began with a successful insurrection against the Kin. The
empire of Kin had the resources of half China behind it, and in the
struggle the Mongols learnt very much of the military science of the
Chinese. By the end of the twelfth century they were already a fighting
tribe of exceptional quality.
The opening years of the career of Jengis were spent in developing his
military machine, in assimilating the Mongols and the associated tribes
about them into one organized army. His first considerable extension of
power was westward, when the Tartar Kirghis and the Uigurs (who were the
Tartar people of the Tarim basin) were not so much conquered as induced
to join his organization. He then attacked the Kin empire and took Pekin
(1214). The Khitan people, who had been so recently subdued by the Kin,
threw in their fortunes with his, and were of very great help to him.
The settled Chinese population went on sowing and reaping and trading
during this change of masters without lending its weight to either side.
We have already mentioned the very recent Kharismian empire of
Turkestan, Persia, and North India. This empire extended eastward to
Kashgar, and it must have seemed one of the most progressive and hopeful
empires of the time. Jengis Khan, while still engaged in this war with
the Kin empire, sent envoys to Kharismia. They were put to death, an
almost incredible stupidity. The Kharismian government, to use the
political jargon of to-day, had decided not to “recognize” Jengis Khan,
and took this spirited course with him. Thereupon (1218) the great host
of horsemen that Jengis Khan had consolidated and disciplined swept over
the Pamirs and down into Turkestan. It was well armed, and probably it
had some guns and gunpowder for siege work--for the Chinese were
certainly using gunpowder at this time, and the Mongols learnt its use
from them. Kashgar, Khokand, Bokhara fell and then Samarkand, the
capital of the Kharismian empire. Thereafter nothing held the Mongols in
the Kharismian territories. They swept westward to the Caspian, and
southward as far as Lahore. To the north of the Caspian a Mongol army
encountered a Russian force from Kieff. There was a series of battles,
in which the Russian armies were finally defeated and the Grand Duke of
Kieff taken prisoner. So it was the Mongols appeared on the northern
shores of the Black Sea. A panic swept Constantinople, which set itself
to reconstruct its fortifications. Meanwhile other armies were engaged
in the conquest of the empire of the Hsia in China. This was annexed,
and only the southern part of the Kin empire remained unsubdued. In 1227
Jengis Khan died in the midst of a career of triumph. His empire reached
already from the Pacific to the Dnieper. And it was an empire still
vigorously expanding.
Like all the empires founded by nomads, it was, to begin with, purely a
military and administrative empire, a framework rather than a rule. It
centred on the personality of the monarch, and its relations with the
mass of the populations over which it ruled was simply one of taxation
for the maintenance of the horde. But Jengis Khan had called to his aid
a very able and experienced administrator of the Kin empire, who was
learned in all the traditions and science of the Chinese. This
statesman, Yeliu Chutsai, was able to carry on the affairs of the
Mongols long after the death of Jengis Khan, and there can be little
doubt that he is one of the great political heroes of history. He
tempered the barbaric ferocity of his masters, and saved innumerable
cities and works of art from destruction. He collected archives and
inscriptions, and when he was accused of corruption, his sole wealth was
found to consist of documents and a few musical instruments. To him
perhaps quite as much as to Jengis is the efficiency of the Mongol
military machine to be ascribed. Under Jengis, we may note further, we
find the completest religious toleration established across the entire
breadth of Asia.
[Illustration: The EMPIRE of JENGIS KHAN at his death (1227)]
At the death of Jengis the capital of the new empire was still in the
great barbaric town of Karakorum in Mongolia. There an assembly of
Mongol leaders elected Ogdai Khan, the son of Jengis, as his successor.
The war against the vestiges of the Kin empire was prosecuted until
Kin was altogether subdued (1234). The Chinese empire to the south under
the Sung dynasty helped the Mongols in this task, so destroying their
own bulwark against the universal conquerors. The Mongol hosts then
swept right across Asia to Russia (1235), an amazing march. Kieff was
destroyed in 1240, and nearly all Russia became tributary to the
Mongols. Poland was ravaged, and a mixed army of Poles and Germans was
annihilated at the battle of Liegnitz in Lower Silesia in 1241. The
Emperor Frederick II does not seem to have made any great efforts to
stay the advancing tide.
“It is only recently,” says Bury, in his notes to Gibbon’s _Decline and
Fall of the Roman Empire_, “that European history has begun to
understand that the successes of the Mongol army which overran Poland
and occupied Hungary in the spring of A.D. 1241 were won by consummate
strategy and were not due to a mere overwhelming superiority of numbers.
But this fact has not yet become a matter of common knowledge; the
vulgar opinion which represents the Tartars as a wild horde carrying all
before them solely by their multitude, and galloping through Eastern
Europe without a strategic plan, rushing at all obstacles and overcoming
them by mere weight, still prevails....
“It was wonderful how punctually and effectually the arrangements of the
commander were carried out in operations extending from the Lower
Vistula to Transylvania. Such a campaign was quite beyond the power of
any European army of the time, and it was beyond the vision of any
European commander. There was no general in Europe, from Frederick II
downward, who was not a tyro in strategy compared to Subutai. It should
also be noticed that the Mongols embarked upon the enterprise with full
knowledge of the political situation of Hungary and the condition of
Poland--they had taken care to inform themselves by a well-organized
system of spies; on the other hand, the Hungarians and Christian powers,
like childish barbarians, knew hardly anything about their enemies.”
But though the Mongols were victorious at Liegnitz, they did not
continue their drive westward. They were getting into woodlands and
hilly country, which did not suit their tactics; and so they turned
southward and prepared to settle in Hungary, massacring or assimilating
the kindred Magyar, even as these had previously massacred and
assimilated the mixed Scythians and Avars and Huns before them. From the
Hungarian plain they would probably have made raids west and south as
the Hungarians had done in the ninth century, the Avars in the seventh
and eighth, and the Huns in the fifth. But in Asia the Mongols were
fighting a stiff war of conquest against the Sung, and they were also
raiding Persia and Asia Minor; Ogdai died suddenly, and in 1242 there
was trouble about the succession, and recalled by this, the undefeated
hosts of Mongols began to pour back across Hungary and Rumania towards
the east.
To the great relief of Europe the dynastic troubles at Karakorum lasted
for some years, and this vast new empire showed signs of splitting up.
Mangu Khan became the Great Khan in 1251, and he nominated his brother
Kublai Khan as Governor-General of China. Slowly but surely the entire
Sung empire was subjugated, and as it was subjugated the eastern Mongols
became more and more Chinese in their culture and methods. Tibet was
invaded and devastated by Mangu, and Persia and Syria invaded in good
earnest. Another brother of Mangu, Hulagu, was in command of this latter
war. He turned his arms against the caliphate and captured Bagdad, in
which city he perpetrated a massacre of the entire population. Bagdad
was still the religious capital of Islam, and the Mongols had become
bitterly hostile to the Moslems. This hostility exacerbated the natural
discord of nomad and townsman. In 1259 Mangu died, and in 1260--for it
took the best part of a year for the Mongol leaders to gather from the
extremities of this vast empire, from Hungary and Syria and Scind and
China--Kublai was elected Great Khan. He was already deeply interested
in Chinese affairs; he made his capital Pekin instead of Karakorum, and
Persia, Syria, and Asia Minor became virtually independent under his
brother Hulagu, while the hordes of Mongols in Russia and Asia next to
Russia, and various smaller Mongol groups in Turkestan became also
practically separate. Kublai died in 1294, and with his death even the
titular supremacy of the Great Khan disappeared.
At the death of Kublai there was a main Mongol empire, with Pekin as its
capital, including all China and Mongolia; there was a second great
Mongol empire, that of Kipchak in Russia; there was a third in Persia,
that founded by Hulagu, the Ilkhan empire, to which the Seljuk Turks in
Asia Minor were tributary; there was a Siberian state between Kipchak
and Mongolia; and another separate state “Great Turkey” in Turkestan. It
is particularly remarkable that India beyond the Punjab was never
invaded by the Mongols during this period, and that an army under the
Sultan of Egypt completely defeated Ketboga, Hulagu’s general, in
Palestine (1260), and stopped them from entering Africa. By 1260 the
impulse of Mongol conquest had already passed its zenith. Thereafter the
Mongol story is one of division and decay.
The Mongol dynasty that Kublai Khan had founded in China, the Yuan
dynasty, lasted from 1280 until 1368. Later on a recrudescence of
Mongolian energy in Western Asia was destined to create a still more
enduring monarchy in India.
§ 3
Now this story of Mongolian conquests is surely the most remarkable in
all history. The conquests of Alexander the Great cannot compare with
them in extent. And their effect in diffusing and broadening men’s
ideas, though such things are more difficult to estimate, is at least
comparable to the spread of the Hellenic civilization which is
associated with Alexander’s adventure. For a time all Asia and Western
Europe enjoyed an open intercourse; all the roads were temporarily open,
and representatives of every nation appeared at the court of Karakorum.
The barriers between Europe and Asia set up by the religious feud of
Christianity and Islam were lowered. Great hopes were entertained by the
papacy for the conversion of the Mongols to Christianity. Their only
religion so far had been Shamanism, a primitive paganism. Envoys of the
Pope, Buddhist priests from India, Parisian and Italian and Chinese
artificers, Byzantine and Armenian merchants, mingled with Arab
officials and Persian and Indian astronomers and mathematicians at the
Mongol court. We hear too much in history of the campaigns and massacres
of the Mongols, and not enough of their indubitable curiosity and zest
for learning. Not perhaps as an originative people, but as transmitters
of knowledge and method their influence upon the world’s history has
been enormous. And everything one can learn of the vague and romantic
personalities of Jengis or Kublai tends to confirm the impression that
these men were built upon a larger scale, and were at least as
understanding and creative monarchs as either that flamboyant but
egotistical figure Alexander the Great, or that raiser of political
ghosts, that energetic but illiterate theologian, Charlemagne.
[Illustration: MONGOL States about 1280 A.D. & MARCO POLO’S travels.]
The missionary enterprises of the papacy in Mongolia ended in failure.
Christianity was losing its persuasive power. The Mongols had no
prejudice against Christianity; they evidently preferred it at first to
Islam; but the missions that came to them were manifestly using the
power in the great teachings of Jesus to advance the vast claims of the
Pope to world dominion. Christianity so vitiated was not good enough for
the Mongol mind. To make the empire of the Mongols part of the kingdom
of God might have appealed to them; but not to make it a fief of a group
of French and Italian priests, whose claims were as gigantic as their
powers and outlook were feeble, who were now the creatures of the
Emperor of Germany, now the nominees of the King of France, and now the
victims of their own petty spites and vanities. In 1269 Kublai Khan sent
a mission to the Pope with the evident intention of finding some common
mode of action with Western Christendom. He asked that a hundred men of
learning and ability should be sent to his court to establish an
understanding. His mission found the Western world popeless, and engaged
in one of those disputes about the succession that are so frequent in
the history of the papacy. For two years there was no pope at all. When
at last a pope was appointed, he despatched two Dominican friars to
convert the greatest power in Asia to his rule! Those worthy men were
appalled by the length and hardship of the journey before them, and
found an early excuse for abandoning the expedition.
But this abortive mission was only one of a number of attempts to
communicate, and always they were feeble and feeble-spirited attempts,
with nothing of the conquering fire of the earlier Christian missions.
Innocent IV had already sent some Dominicans to Karakorum, and Saint
Louis of France had also despatched missionaries and relics by way of
Persia; Mangu Khan had numerous Nestorian Christians at his court, and
subsequent papal envoys actually reached Pekin. We hear of the
appointment of various legates and bishops to the East, but many of
these seem to have lost themselves and perhaps their lives before they
reached China. There was a papal legate in Pekin in 1346, but he seems
to have been a mere papal diplomatist. With the downfall of the
Mongolian (Yuan) dynasty (1368), the dwindling opportunity of the
Christian missions passed altogether. The house of Yuan was followed by
that of Ming, a strongly nationalist Chinese dynasty, at first very
hostile to all foreigners. There may have been a massacre of the
Christian missions. Until the later days of the Mings (1644) little more
is heard of Christianity, whether Nestorian or Catholic, in China. Then
a fresh and rather more successful attempt to propagate Catholic
Christianity in China was made by the Jesuits, but this second
missionary wave reached China by the sea.
In the year 1298 a naval battle occurred between the Genoese and the
Venetians, in which the latter were defeated. Among the 7000 prisoners
taken by the Genoese was a Venetian gentleman named Marco Polo, who had
been a great traveller, and who was very generally believed by his
neighbours to be given to exaggeration. He had taken part in that first
mission to Kublai Khan, and had gone on when the two Dominicans turned
back. While this Marco Polo was a prisoner in Genoa, he beguiled his
tedium by talking of his travels to a certain writer named Rusticiano,
who wrote them down. We will not enter here into the vexed question of
the exact authenticity of Rusticiano’s story--we do not certainly know
in what language it was written--but there can be no doubt of the
general truth of this remarkable narrative, which became enormously
popular in the fourteenth and fifteenth centuries with all men of active
intelligence. _The Travels of Marco Polo_ is one of the great books of
history. It opens this world of the thirteenth century, this century
which saw the reign of Frederick II and the beginnings of the
Inquisition, to our imaginations as no mere historian’s chronicle can
do. It led directly to the discovery of America.
It begins by telling of the journey of Marco’s father, Nicolo Polo, and
uncle, Maffeo Polo, to China. These two were Venetian merchants of
standing, living in Constantinople, and somewhen about 1260 they went to
the Crimea and thence to Kazan; from that place they journeyed to
Bokhara, and at Bokhara they fell in with a party of envoys from Kublai
Khan in China to his brother Hulagu in Persia. These envoys pressed them
to come on to the Great Khan, who at that time had never seen men of the
“Latin” peoples. They went on; and it is clear they made a very
favourable impression upon Kublai, and interested him greatly in the
civilization of Christendom. They were made the bearers of that request
for a hundred teachers and learned men, “intelligent men acquainted with
the Seven Arts, able to enter into controversy and able clearly to prove
to idolaters and other kinds of folk that the Law of Christ was best,”
to which we have just alluded. But when they returned Christendom was in
a phase of confusion, and it was only after a delay of two years that
they got their authorization to start for China again in the company of
those two faint-hearted Dominicans. They took with them young Marco, and
it is due to his presence and the boredom of his subsequent captivity at
Genoa that this most interesting experience has been preserved to us.
The three Polos started by way of Palestine and not by the Crimea, as in
the previous expedition. They had with them a gold tablet and other
indications from the Great Khan that must have greatly facilitated their
journey. The Great Khan had asked for some oil from the lamp that burns
in the Holy Sepulchre at Jerusalem; and so thither they first went, and
then by way of Cilicia into Armenia. They went thus far north because
the Sultan of Egypt was raiding the Ilkhan domains at this time. Thence
they came by way of Mesopotamia to Ormuz on the Persian Gulf, as if they
contemplated a sea voyage. At Ormuz they met merchants from India. For
some reason they did not take ship, but instead turned northward through
the Persian deserts, and so by way of Balkh over the Pamir to Kashgar,
and by way of Kotan and the Lob Nor (so following in the footsteps of
Yuan Chwang) into the Hwangho Valley and on to Pekin. Pekin Polo calls
“Cambulac”; Northern China, “Cathay” (= Khitan); and Southern China of
the former Sung dynasty, “Manzi.” At Pekin was the Great Khan, and they
were hospitably entertained. Marco particularly pleased Kublai; he was
young and clever, and it is clear he had mastered the Tartar language
very thoroughly. He was given an official position and sent on several
missions, chiefly in South-west China. The tale he had to tell of vast
stretches of smiling and prosperous country, “all the way excellent
hostelries for travellers,” and “fine vineyards, fields, and gardens,”
of “many abbeys” of Buddhist monks, of manufactures of “cloth of silk
and gold and many fine taffetas,” a “constant succession of cities and
boroughs,” and so on, first roused the incredulity and then fired the
imagination of all Europe. He told of Burmah, and of its great armies
with hundreds of elephants, and how these animals were defeated by the
Mongol bowmen, and also of the Mongol conquest of Pegu. He told of
Japan, and greatly exaggerated the amount of gold in that country. And,
still more wonderful, he told of Christians and Christian rulers in
China, and of a certain “Prester John,” John the Priest, who was the
“king” of a Christian people. Those people he had not seen. Apparently
they were a tribe of Nestorian Tartars in Mongolia. An understandable
excitement probably made Rusticiano over-emphasize what must have seemed
to him the greatest marvel of the whole story, and Prester John became
one of the most stimulating legends of the fourteenth and fifteenth
centuries. It encouraged European enterprise enormously to think that
far away in China was a community of their co-religionists, presumably
ready to welcome and assist them. For three years Marco ruled the city
of Yang-chow as governor, and he probably impressed the Chinese
inhabitants as being very little more of a foreigner than any Tartar
would have been. He may also have been sent on a mission to India.
Chinese records mention a certain Polo attached to the imperial council
in 1277, a very valuable confirmation of the general truth of the Polo
story.
The Polos had taken about three and a half years to get to China. They
stayed there upwards of sixteen. Then they began to feel homesick. They
were the protégés of Kublai, and possibly they felt that his favours
roused a certain envy that might have disagreeable results after his
death. They sought his permission to return. For a time he refused it,
and then an opportunity occurred. Argon, the Ilkhan monarch of Persia,
the grandson of Hulagu, Kublai’s brother, had lost his Mongol wife, and
on her deathbed had promised not to wed any other woman but a Mongol of
her own tribe. He sent ambassadors to Pekin, and a suitable princess was
selected, a girl of seventeen. To spare her the fatigues of the caravan
route, it was decided to send her by sea with a suitable escort. The
“Barons” in charge of her asked for the company of the Polos because
these latter were experienced travellers and sage men, and the Polos
snatched at this opportunity of getting homeward. The expedition sailed
from some port on the east of South China; they stayed long in Sumatra
and South India, and they reached Persia after a voyage of two years.
They delivered the young lady safely to Argon’s successor--for Argon was
dead--and she married Argon’s son. The Polos then went by Tabriz to
Trebizond, sailed to Constantinople, and got back to Venice about 1295.
It is related that the returned travellers, dressed in Tartar garb, were
refused admission to their own house. It was some time before they could
establish their identity. Many people who admitted that, were still
inclined to look askance at them as shabby wanderers; and, in order to
dispel such doubts, they gave a great feast, and when it was at its
height they had their old padded suits brought to them, dismissed the
servants, and then ripped open these garments, whereupon an incredible
display of “rubies, sapphires, carbuncles, emeralds, and diamonds”
poured out before the dazzled company. Even after this, Marco’s accounts
of the size and population of China were received with much furtive
mockery. The wits nicknamed him _Il Milione_, because he was always
talking of millions of people and millions of ducats.
Such was the story that raised eyebrows first in Venice and then
throughout the Western world. The European literature, and especially
the European romance of the fifteenth century, echoes with the names in
Marco Polo’s story, with Cathay and Cambulac and the like.
§ 4
These travels of Marco Polo were only the beginning of a very
considerable intercourse. That intercourse was to bring many
revolutionary ideas and many revolutionary things to Europe, including
a greatly extended use of paper and printing from blocks, the almost
equally revolutionary use of gunpowder in warfare, and the mariner’s
compass which was to release the European shipping from navigation by
coasting. The popular imagination has always been disposed to ascribe
every such striking result to Marco Polo. He has become the type and
symbol for all such interchanges. As a matter of fact, there is no
evidence that he had any share in these three importations. There were
many mute Marco Polos who never met their Rusticianos, and history has
not preserved their names. Before we go on, however, to describe the
great widening of the mental horizons of Europe that was now beginning,
and to which this book of travels was to contribute very materially, it
will be convenient first to note a curious side consequence of the great
Mongol conquests, the appearance of the Ottoman Turks upon the
Dardanelles, and next to state in general terms the breaking up and
development of the several parts of the empire of Jengis Khan.
The Ottoman Turks were a little band of fugitives who fled southwesterly
before the first invasion of Western Turkestan by Jengis. They made
their long way from Central Asia, over deserts and mountains and through
alien populations, seeking some new lands in which they might settle. “A
small band of alien herdsmen,” says Sir Mark Sykes, “wandering unchecked
through crusades and counter-crusades, principalities, empires, and
states. Where they camped, how they moved and preserved their flocks and
herds, where they found pasture, how they made their peace with the
various chiefs through whose territories they passed, are questions
which one may well ask in wonder.”
They found a resting-place at last and kindred and congenial neighbours
on the tablelands of Asia Minor among the Seljuk Turks. Most of this
country, the modern Anatolia, was now largely Turkish in speech and
Moslem in religion, except that there was a considerable proportion of
Greeks, Jews, and Armenians in the town populations. No doubt the
various strains of Hittite, Phrygian, Trojan, Lydian, Ionian Greek,
Cimmerian, Galatian, and Italian (from the Pergamus times) still flowed
in the blood of the people, but they had long since forgotten these
ancestral elements. They were indeed much the same blend of ancient
Mediterranean dark-whites, Nordic Aryans, Semites and Mongolians as were
the inhabitants of the Balkan peninsula, but they believed themselves to
be a pure Turanian race, and altogether superior to the Christians on
the other side of the Bosphorus.
Gradually the Ottoman Turks became important, and at last dominant among
the small principalities into which the Seljuk empire, the empire of
“Roum,” had fallen. Their relations with the dwindling empire of
Constantinople remained for some centuries tolerantly hostile. They made
no attack upon the Bosphorus, but they got a footing in Europe at the
Dardanelles, and, using this route, the route of Xerxes and not the
route of Darius, they pushed their way steadily into Macedonia, Epirus,
Illyria, Yugo-Slavia, and Bulgaria. In the Serbs (Yugo-Slavs) and
Bulgarians the Turks found people very like themselves in culture and,
though neither side recognized it, probably very similar in racial
admixture, with a little less of the dark Mediterranean and Mongolian
strains than the Turks and a trifle more of the Nordic element. But
these Balkan peoples were Christians, and bitterly divided among
themselves. The Turks on the other hand spoke one language; they had a
greater sense of unity, they had the Moslem habits of temperance and
frugality, and they were on the whole better soldiers. They converted
what they could of the conquered people to Islam; the Christians they
disarmed, and conferred upon them the monopoly of tax-paying. Gradually
the Ottoman princes consolidated an empire that reached from the Taurus
mountains in the east to Hungary and Roumania in the west. Adrianople
became their chief city. They surrounded the shrunken empire of
Constantinople on every side.
The Ottomans organized a standing military force, the Janissaries,
rather on the lines of the Mamelukes who dominated Egypt. “These troops
were formed of levies of Christian youths to the extent of one thousand
per annum, who were affiliated to the Bektashi order of dervishes, and
though at first not obliged to embrace Islam, were one and all strongly
imbued with the mystic and fraternal ideas of the confraternity to which
they were attached. Highly paid, well disciplined, a close and jealous
secret society, the Janissaries provided the newly formed Ottoman state
with a patriotic force of trained infantry soldiers, which, in an age
of light cavalry and hired companies of mercenaries, was an invaluable
asset....[363]
[Illustration: The OTTOMAN EMPIRE before 1453.]
“The relations between the Ottoman Sultans and the Emperors has been
singular in the annals of Moslem and Christian states. The Turks had
been involved in the family and dynastic quarrels of the Imperial City,
were bound by ties of blood to the ruling families, frequently supplied
troops for the defence of Constantinople, and on occasion hired parts of
its garrison to assist them in their various campaigns; the sons of the
Emperors and Byzantine statesmen even accompanied the Turkish forces in
the field, yet the Ottomans never ceased to annex Imperial territories
and cities both in Asia and Thrace. This curious intercourse between the
House of Osman and the Imperial government had a profound effect on both
institutions; the Greeks grew more and more debased and demoralized by
the shifts and tricks that their military weakness obliged them to adopt
towards their neighbours, the Turks were corrupted by the alien
atmosphere of intrigue and treachery which crept into their domestic
life. Fratricide and parricide, the two crimes which most frequently
stained the annals of the Imperial Palace, eventually formed a part of
the policy of the Ottoman dynasty. One of the sons of Murad I embarked
on an intrigue with Andronicus, the son of the Greek Emperor, to murder
their respective fathers....
“The Byzantine found it more easy to negotiate with the Ottoman Pasha
than with the Pope. For years the Turks and Byzantines had intermarried,
and hunted in couples in strange by-paths of diplomacy. The Ottoman had
played the Bulgar and the Serb of Europe against the Emperor, just as
the Emperor had played the Asiatic Amir against the Sultan; the Greek
and Turkish Royal Princes had mutually agreed to hold each other’s
rivals as prisoners and hostages; in fact, Turk and Byzantine policy had
so intertwined that it is difficult to say whether the Turks regarded
the Greeks as their allies, enemies, or subjects, or whether the Greeks
looked upon the Turks as their tyrants, destroyers, or
protectors....”[364]
It was in 1453, under the Ottoman Sultan, Muhammad II, that
Constantinople at last fell to the Moslems. He attacked it from the
European side, and with a great power of artillery. The Greek Emperor
was killed, and there was much looting and massacre. The great church of
Saint Sophia which Justinian the Great had built (532) was plundered of
its treasures and turned at once into a mosque. This event sent a wave
of excitement throughout Europe, and an attempt was made to organize a
crusade, but the days of the crusades were past.
[Illustration: The OTTOMAN EMPIRE at the death of Suleiman the
Magnificent 1566 A.D.]
Says Sir Mark Sykes: “To the Turks the capture of Constantinople was a
crowning mercy and yet a fatal blow. Constantinople had been the tutor
and polisher of the Turks. So long as the Ottomans could draw science,
learning, philosophy, art, and tolerance from a living fountain of
civilization in the heart of their dominions, so long had the Ottomans
not only brute force, but intellectual power. So long as the Ottoman
Empire had in Constantinople a free port, a market, a centre of world
finance, a pool of gold, an exchange, so long did the Ottomans never
lack for money and financial support. Muhammad was a great statesman,
the moment he entered Constantinople he endeavoured to stay the damage
his ambition had done; he supported the patriarch, he conciliated the
Greeks, he did all he could to continue Constantinople the city of the
Emperors ... but the fatal step had been taken; Constantinople as the
city of the Sultans was Constantinople no more; the markets died away,
the culture and civilization fled, the complex finance faded from sight;
and the Turks had lost their governors and their support. On the other
hand, the corruptions of Byzantium remained, the bureaucracy, the
eunuchs, the palace guards, the spies, the bribers, go-betweens--all
these the Ottomans took over, and all these survived in luxuriant life.
The Turks, in taking Stambul, let slip a treasure and gained a
pestilence....”
Muhammad’s ambition was not sated by the capture of Constantinople. He
set his eyes also upon Rome. He captured and looted the Italian town of
Otranto, and it is probable that a very vigorous and perhaps successful
attempt to conquer Italy--for the peninsula was divided against
itself--was averted only by his death (1481). His sons engaged in
fratricidal strife. Under Bayezid II (1481-1512), his successor, war was
carried into Poland, and most of Greece was conquered. Selim
(1512-1520), the son of Bayezid, extended the Ottoman power over Armenia
and conquered Egypt. In Egypt, the last Abbasid Caliph was living under
the protection of the Mameluke Sultan--for the Fatimite caliphate was a
thing of the past. Selim bought the title of Caliph from this last
degenerate Abbasid, and acquired the sacred banner and other relics of
the Prophet. So the Ottoman Sultan became also Caliph of all Islam.
Selim was followed by Suleiman the Magnificent (1520-1566), who
conquered Bagdad in the east and the greater part of Hungary in the
west, and very nearly captured Vienna. His fleets also took Algiers, and
inflicted a number of reverses upon the Venetians. In most of his
warfare with the empire he was in alliance with the French. Under him
the Ottoman power reached its zenith.
§ 5
Let us now very briefly run over the subsequent development of the main
masses of the empire of the Great Khan. In no case did Christianity
succeed in capturing the imagination of these Mongol states.
Christianity was in a phase of moral and intellectual insolvency,
without any collective faith, energy, or honour; we have told of the
wretched brace of timid Dominicans which was the Pope’s reply to the
appeal of Kublai Khan, and we have noted the general failure of the
overland mission of the thirteenth and fourteenth centuries. That
apostolic passion that could win whole nations to the Kingdom of Heaven
was dead in the church.
In 1305, as we have told, the Pope became the kept pontiff of the French
king. All the craft and policy of the Popes of the thirteenth century to
oust the Emperor from Italy had only served to let in the French to
replace him. From 1305 to 1377 the Popes remained at Avignon; and such
slight missionary effort as they made was merely a part of the strategy
of Western European politics.[365] In 1377 the Pope Gregory XI did
indeed re-enter Rome and die there, but the French cardinals split off
from the others at the election of his successor, and two Popes were
elected, one at Avignon and one at Rome. This split, the Great Schism,
lasted from 1378 to 1418. Each Pope cursed the other, and put all his
supporters under an interdict. Such was the state of Christianity, and
such were now the custodians of the teachings of Jesus of Nazareth. All
Asia was white unto harvest, but there was no effort to reap it.
When at last the church was reunited and missionary energy returned with
the foundation of the order of the Jesuits, the days of opportunity were
over. The possibility of a world-wide moral unification of East and West
through Christianity had passed away. The Mongols in China and Central
Asia turned to Buddhism; in South Russia, Western Turkestan, and the
Ilkhan Empire they embraced Islam.
§ 5A
In China the Mongols were already saturated with Chinese civilization by
the time of Kublai. After 1280 the Chinese annals treat Kublai as a
Chinese monarch, the founder of the Yuan dynasty (1280-1368). This
Mongol dynasty was finally over-thrown by a Chinese nationalist
movement which set up the Ming dynasty (1368-1644), a cultivated and
artistic line of emperors, ruling until a northern people, the Manchus,
who were the same as the Kin whom Jengis had overthrown, conquered China
and established a dynasty which gave way only to a native republican
form of government in 1912.
It was the Manchus who obliged the Chinese to wear pig-tails as a mark
of submission. The pigtailed Chinaman is quite a recent, and now a
vanished figure in history.
§ 5B
In the Pamirs, in much of Eastern and Western Turkestan, and to the
north, the Mongols dropped back towards the tribal conditions from which
they had been lifted by Jengis. It is possible to trace the dwindling
succession of many of the small Kans who became independent during this
period, almost down to the present time. The Kalmuks in the seventeenth
and eighteenth centuries founded a considerable empire, but dynastic
troubles broke it up before it had extended its power beyond Central
Asia. The Chinese recovered Eastern Turkestan from them about 1757.
Tibet was more and more closely linked with China, and became the great
home of Buddhism and Buddhist monasticism.
Over most of the area of Western Central Asia and Persia and
Mesopotamia, the ancient distinction of nomad and settled population
remains to this day. The townsmen despise and cheat the nomads, the
nomads ill-treat and despise the townsfolk.
§ 5C
The Mongols of the great realm of Kipchak remained nomadic, and grazed
their stock across the wide plains of South Russia and Western Asia
adjacent to Russia. They became not very devout Moslems, retaining many
traces of their earlier barbaric Shamanism. Their chief Khan was the
Khan of the Golden Horde. To the west, over large tracts of open
country, and more particularly in what is now known as Ukrainia, the old
Scythian population, Slavs with a Mongol admixture, reverted to a
similar nomadic life. These Christian nomads, the Cossacks, formed a
sort of frontier screen against the Tartars, and their free and
adventurous life was so attractive to the peasants of Poland and
Lithuania that severe laws had to be passed to prevent a vast migration
from the ploughlands to the steppes. The serf-owning landlords of Poland
regarded the Cossacks with considerable hostility on this account, and
war was as frequent between the Polish chivalry and the Cossacks as it
was between the latter and the Tartars.[366]
In the empire of Kipchak, as in Turkestan almost up to the present time,
while the nomads roamed over wide areas, a number of towns and
cultivated regions sustained a settled population which usually paid
tribute to the nomad Khan. In such towns as Kieff, Moscow, and the like,
the pre-Mongol, Christian town life went on under Russian dukes or
Tartar governors, who collected the tribute for the Khan of the Golden
Horde. The Grand Duke of Moscow gained the confidence of the Khan, and
gradually, under his authority, obtained an ascendancy over many of his
fellow tributaries. In the fifteenth century, under its grand duke, Ivan
III, Ivan the Great (1462-1505), Moscow threw off its Mongol allegiance
and refused to pay tribute any longer (1480). The successors of
Constantine no longer reigned in Constantinople, and Ivan took
possession of the Byzantine double-headed eagle for his arms. He claimed
to be the heir to Byzantium because of his marriage (1472) with Zoe
Palæologus of the imperial line. This ambitious grand dukedom of Moscow
assailed and subjugated the ancient Northman trading republic of
Novgorod to the north, and so the foundations of the modern Russian
Empire were laid and a link with the mercantile life of the Baltic
established. Ivan III did not, however, carry his claim to be the heir
of the Christian rulers of Constantinople to the extent of assuming the
imperial title. This step was taken by his grandson, Ivan IV (Ivan the
Terrible, because of his insane cruelties; 1533-1584). Although the
ruler of Moscow thus came to be called Tsar (Cæsar), his tradition was
in many respects Tartar rather than European; he was autocratic after
the unlimited Asiatic pattern, and the form of Christianity he affected
was the Eastern, court-ruled, “orthodox” form, which had reached Russia
long before the Mongol conquest, by means of Bulgarian missionaries from
Constantinople.
To the west of the domains of Kipchak, outside the range of Mongol rule,
a second centre of Slav consolidation had been set up during the tenth
and eleventh centuries in Poland. The Mongol wave had washed over
Poland, but had never subjugated it. Poland was not “orthodox,” but
Roman Catholic in religion; it used the Latin alphabet instead of the
strange Russian letters, and its monarch never assumed an absolute
independence of the Emperor. Poland was in fact in its origins an
outlying part of Christendom and of the Holy Empire; Russia never was
anything of the sort.
§ 5D
The nature and development of the empire of the Ilkhans in Persia,
Mesopotamia, and Syria is perhaps the most interesting of all the
stories of these Mongol powers, because in this region nomadism really
did attempt, and really did to a very considerable degree succeed in its
attempt to stamp a settled civilized system out of existence. When
Jengis Khan first invaded China, we are told that there was a serious
discussion among the Mongol chiefs whether all the towns and settled
populations should not be destroyed. To these simple practitioners of
the open-air life the settled populations seemed corrupt, crowded,
vicious, effeminate, dangerous, and incomprehensible; a detestable human
efflorescence upon what would otherwise have been good pasture. They had
no use whatever for the towns. The early Franks and the Anglo-Saxon
conquerors of South Britain had much the same feeling towards townsmen.
But it was only under Hulagu in Mesopotamia that these ideas seem to
have been embodied in a deliberate policy. The Mongols here did not only
burn and massacre; they destroyed the irrigation system that had endured
for at least eight thousand years, and with that the mother civilization
of all the Western world came to an end. Since the days of the
priest-kings of Sumeria there had been a continuous cultivation in these
fertile regions, an accumulation of tradition, a great population, a
succession of busy cities, Eridu, Nippur, Babylon, Nineveh, Ctesiphon,
Bagdad. Now the fertility ceased. Mesopotamia became a land of ruins
and desolation, through which great waters ran to waste, or overflowed
their banks to make malarious swamps. Later on Mosul and Bagdad revived
feebly as second-rate towns....
[Illustration: The EMPIRE of TIMURLANE]
But for the defeat and death of Hulagu’s general Kitboga in Palestine
(1260), the same fate might have overtaken Egypt. But Egypt was now a
Turkish sultanate; it was dominated by a body of soldiers, the
Mamelukes, whose ranks, like those of their imitators, the Janissaries
of the Ottoman Empire, were recruited and kept vigorous by the purchase
and training of boy slaves. A capable Sultan such men would obey; a weak
or evil one they would replace. Under this ascendancy Egypt remained an
independent power until 1517, when it fell to the Ottoman Turks.
The first destructive vigour of Hulagu’s Mongols soon subsided, but in
the fifteenth century a last tornado of nomadism arose in Western
Turkestan under the leadership of a certain Timur the Lame, or
Timurlane. He was descended in the female line from Jengis Khan. He
established himself in Samarkand, and spread his authority over Kipchak
(Turkestan to South Russia), Siberia, and southward as far as the Indus.
He assumed the title of Great Khan in 1369. He was a nomad of the savage
school, and he created an empire of desolation from North India to
Syria. Pyramids of skulls were his particular architectural fancy; after
the storming of Ispahan he made one of 70,000. His ambition was to
restore the empire of Jengis Khan as he conceived it, a project in which
he completely failed. He spread destruction far and wide; the Ottoman
Turks--it was before the taking of Constantinople and their days of
greatness--and Egypt paid him tribute; the Punjab he devastated; and
Delhi surrendered to him. After Delhi had surrendered, however, he made
a frightful massacre of its inhabitants. At the time of his death (1405)
very little remained to witness to his power but a name of horror,
ruins, and desolated countries, and a shrunken and impoverished domain
in Persia.
The dynasty founded by Timur in Persia was extinguished by another
Turkoman horde fifty years later.
§ 5E[367]
In 1505 a small Turkoman chieftain, Baber, a descendant of Timur and
therefore of Jengis, was forced after some years of warfare and some
temporary successes--for a time he held Samarkand--to fly with a few
followers over the Hindu Kush to Afghanistan. There his band increased,
and he made himself master of Cabul. He assembled an army, accumulated
guns, and then laid claim to the Punjab, because Timur had conquered it
a hundred and seven years before. He pushed his successes beyond the
Punjab. India was in a state of division, and quite ready to welcome any
capable invader who promised peace and order. After various fluctuations
of fortune Baber met the Sultan of Delhi at Panipat (1525), ten miles
north of that town, and though he had but 25,000 men, provided, however,
with guns, against a thousand elephants and four times as many men--the
numbers, by the by, are his own estimate--he gained a complete victory.
He ceased to call himself King of Cabul, and assumed the title of
Emperor of Hindustan. “This,” he wrote, “is quite a different world from
our countries.” It was finer, more fertile, altogether richer. He
conquered as far as Bengal, but his untimely death in 1530 checked the
tide of Mongol conquest for a quarter of a century, and it was only
after the accession of his grandson Akbar that it flowed again. Akbar
subjugated all India as far as Berar, and his great-grandson Aurungzeb
(1658-1707) was practically master of the entire peninsula. This great
dynasty of Baber (1526-1530), Humayun (1530-1556), Akbar (1556-1605),
Jehangir (1605-1628), Shah Jehan (1628-1658), and Aurungzeb (1658-1707),
in which son succeeded father for six generations, this “Mogul (=
Mongol) dynasty,”[368] marks the most splendid age that had hitherto
dawned upon India. Akbar next perhaps to Asoka, was one of the greatest
of Indian monarchs, and one of the few royal figures that approach the
stature of great men.
To Akbar it is necessary to give the same distinctive attention that we
have shown to Charlemagne or Constantine the Great. He is one of the
hinges of history. Much of his work of consolidation and organization in
India survives to this day. It was taken over and continued by the
British when they became the successors of the Mogul emperors. The
British monarch, indeed, now uses as his Indian title the title of the
Mogul emperors, _Kaisar-i-Hind_. All the other great administrations of
the descendants of Jengis Khan, in Russia, throughout Western and
Central Asia and in China, have long since dissolved away and given
place to other forms of government. Their governments were indeed little
more than taxing governments; a system of revenue-collecting to feed the
central establishment of the ruler, like the Golden Horde in South
Russia or the imperial city at Karakorum or Pekin. The life and ideas of
the people they left alone, careless how they lived--so long as they
paid. So it was that after centuries of subjugation, a Christian Moscow
and Kieff, a Shiite Persia, and a thoroughly Chinese China rose again
from their Mongol submergence. But Akbar made a new India. He gave the
princes and ruling classes of India some inklings at least of a common
interest. If India is now anything more than a sort of rag-bag of
incoherent states and races, a prey to every casual raider from the
north, it is very largely due to him.
His distinctive quality was his openness of mind. He set himself to make
every sort of able man in India, whatever his race or religion,
available for the public work of Indian life. His instinct was the true
statesman’s instinct for synthesis. His empire was to be neither a
Moslem nor a Mongol one, nor was it to be Rajput or Aryan, or Dravidian,
or Hindu, or high or low caste; it was to be _Indian_. “During the years
of his training he enjoyed many opportunities of noting the good
qualities, the fidelity, the devotion, often the nobility of soul, of
those Hindu princes, whom, because they were followers of Brahma, his
Moslem courtiers devoted mentally to eternal torments. He noted that
these men, and men who thought like them, constituted the vast majority
of his subjects. He noted, further, of many of them, and those the most
trustworthy, that though they had apparently much to gain from a worldly
point of view by embracing the religion of the court, they held fast to
their own. His reflective mind, therefore, was unwilling from the outset
to accept the theory that because he, the conqueror, the ruler,
happened to be born a Muhammadan, therefore Muhammadanism was true for
all mankind. Gradually his thoughts found words in the utterance: ‘Why
should I claim to guide men before I myself am guided?’ and, as he
listened to other doctrines and other creeds, his honest doubts became
confirmed, and, noting daily the bitter narrowness of sectarianism, no
matter of what form of religion, he became more and more wedded to the
principle of toleration for all.”
“The son of a fugitive emperor,” says Dr. Emil Schmit, “born in the
desert, brought up in nominal confinement, he had known the bitter side
of life from his youth up. Fortune had given him a powerful frame, which
he trained to support the extremities of exertion. Physical exercise was
with him a passion; he was devoted to the chase and especially to the
fierce excitement of catching the wild horse or elephant or slaying the
dangerous tiger. On one occasion, when it was necessary to dissuade the
Raja of Jodhpore to abandon his intention of forcing the widow of his
deceased son to mount the funeral pyre, Akbar rode two hundred and
twenty miles in two days. In battle he displayed the utmost bravery. He
led his troops in person during the dangerous part of a campaign,
leaving to his generals the lighter task of finishing the war. In every
victory he displayed humanity to the conquered, and decisively opposed
any exhibition of cruelty. Free from all these prejudices which separate
society and create dissension, tolerant to men of other beliefs,
impartial to men of other races, whether Hindu or Dravidian, he was a
man obviously marked out to weld the conflicting elements of his kingdom
into a strong and prosperous whole.
“In all seriousness he devoted himself to the work of peace. Moderate in
all pleasures, needing but little sleep and accustomed to divide his
tune with the utmost accuracy, he found leisure to devote himself to
science and art after the completion of his State duties. The famous
personages and scholars who adorned the capital he had built for himself
at Fatehpur-Sikri were at the same time his friends; every Thursday
evening a circle of these was collected for intellectual conversation
and philosophical discussion. His closest friends were two highly
talented brothers, Faizi and Abul Fazl, the sons of a learned
free-thinker. The elder of these was a famous scholar in Hindu
literature; with his help, and under his direction, Akbar had the most
important of the Sanskrit works translated into Persian. Fazl, on the
other hand, who was an especially close friend of Akbar, was a general,
a statesman, and an organizer, and to his activity Akbar’s kingdom
chiefly owed the solidarity of its internal organization.”[369]
(Such was the quality of the circle that used to meet in the palaces of
Fatehpur-Sikri, buildings which still stand in the Indian sunlight--but
empty now and desolate. Fatehpur-Sikri, like the city of Ambar, is now a
dead city. A few years ago the child of a British official was killed by
a panther in one of its silent streets.)
All this that we have quoted reveals a pre-eminent monarch. But Akbar,
like all men, great or petty, lived within the limitations of his period
and its circles of ideas. And a Turkoman, ruling in India, was
necessarily ignorant of much that Europe had been painfully learning for
a thousand years. He knew nothing of the growth of a popular
consciousness in Europe, and little or nothing of the wide educational
possibilities that the church had been working out in the West. His
upbringing in Islam and his native genius made it plain to him that a
great nation in India could only be cemented by common ideas upon a
religious basis, but the knowledge of how such a solidarity could be
created and sustained by universal schools, cheap books, and a
university system at once organized and free to think, to which the
modern state is still feeling its way, was as impossible to him as a
knowledge of steamboats or aeroplanes. The form of Islam he knew best
was the narrow and fiercely intolerant form of the Turkish Sunnites. The
Moslems were only a minority of the population. The problem he faced was
indeed very parallel to the problem of Constantine the Great. But it had
peculiar difficulties of its own. He never got beyond an attempt to
adapt Islam to a wider appeal by substituting for “There is one God, and
Muhammad is his prophet,” the declaration, “There is one God, and the
Emperor is his vice-regent.” This he thought might form a common
platform for every variety of faith in India, that kaleidoscope of
religions. With this faith he associated a simple ritual borrowed from
the Persian Zoroastrians (the Parsees) who still survived, and survive
to-day, in India. This new state religion, however, died with him,
because it had no roots in the minds of the people about him.
The essential factor in the organization of a living state, the world is
coming to realize, is the organization of an education. This Akbar never
understood. And he had no class of men available who would suggest such
an idea to him or help him to carry it out. The Moslem teachers in India
were not so much teachers as conservators of an intense bigotry; they
did not want a common mind in India, but only a common intolerance in
Islam. The Brahmins, who had the monopoly of teaching among the Hindus,
had all the conceit and slackness of hereditary privilege. Yet though
Akbar made no general educational scheme for India, he set up a number
of Moslem and Hindu schools. He knew less and he did more for India in
these matters than the British who succeeded him. Some of the British
viceroys have aped his magnificence, his costly tents and awnings, his
palatial buildings and his elephants of state, but none have gone far
enough beyond the political outlook of this mediæval Turkoman to attempt
that popular education which is an absolute necessity to India before
she can play her fitting part in the commonweal of mankind.[370]
§ 5F
A curious side result of these later Mongol perturbations, those of the
fourteenth century of which Timurlane was the head and centre, was the
appearance of drifting batches of a strange refugee Eastern people in
Europe, the Gipsies. They appeared somewhen about the end of the
fourteenth and early fifteenth centuries in Greece, where they were
believed to be Egyptians (hence Gipsy), a very general persuasion which
they themselves accepted and disseminated. Their leaders, however,
styled themselves “Counts of Asia Minor.” They had probably been
drifting about Western Asia for some centuries before the massacres of
Timurlane drove them over the Hellespont. They may have been dislodged
from their original homeland--as the Ottoman Turks were--by the great
cataclysm of Jengis or even earlier. They had drifted about as the
Ottoman Turks had drifted about, but with less good fortune. They spread
slowly westward across Europe, strange fragments of nomadism in a world
of plough and city, driven off their ancient habitat of the Bactrian
steppes to harbour upon European commons and by hedgerows and in wild
woodlands and neglected patches. The Germans called them “Hungarians”
and “Tartars,” the French, “Bohemians.” They do not seem to have kept
the true tradition of their origin, but they have a distinctive language
which indicates their lost history; it contains many North Indian words,
and is probably in its origin North India. There are also considerable
Armenian and Persian elements in their speech. They are found in all
European countries to-day; they are tinkers, pedlars, horse-dealers,
showmen, fortune-tellers, and beggars. To many imaginative minds their
wayside encampments, with their smoking fires, their rounded tents,
their hobbled horses, and their brawl of sunburnt children, have a very
strong appeal. Civilization is so new a thing in history, and has been
for most of the time so very local a thing, that it has still to conquer
and assimilate most of our instincts to its needs. In most of us, irked
by its conventions and complexities, there stirs the nomad strain. We
are but half-hearted home-keepers. The blood in our veins was brewed on
the steppes as well as on the ploughlands.
XXXV
THE RENASCENCE OF WESTERN CIVILIZATION[371]
(LAND WAYS GIVE PLACE TO SEA WAYS)
§ 1. _Christianity and Popular Education._ § 2. _Europe begins to
Think for Itself._ § 3. _The Great Plague and the Dawn of
Communism._ § 4. _How Paper Liberated the Human Mind._ § 5.
_Protestantism of the Princes and Protestantism of the Peoples._ §
6. _The Reawakening of Science._ § 7. _The New Growth of European
Towns._ § 8. _America Comes into History._ § 9. _What Machiavelli
Thought of the World._ § 10. _The Republic of Switzerland._ § 11A.
_The Life of the Emperor Charles V._ § 11B. _Protestants if the
Prince Wills it._ § 11C. _The Intellectual Under-tow._
§ 1
Judged by the map, the three centuries from the beginning of the
thirteenth to the end of the fifteenth century were an age of recession
for Christendom. These centuries were the Age of the Mongolian peoples.
Nomadism from Central Asia dominated the known world. At the crest of
this period there were rulers of Mongol or the kindred Turkish race and
nomadic tradition in China, India, Persia, Egypt, North Africa, the
Balkan Peninsula, Hungary, and Russia. The Ottoman Turk had even taken
to the sea, and fought the Venetian upon his own Mediterranean waters.
In 1529 the Turks besieged Vienna, and were defeated rather by the
weather than by the defenders. The Habsburg empire of Charles V paid the
Sultan tribute. It was not until the battle of Lepanto in 1571, the
battle in which Cervantes, the author of Don Quixote, lost his left arm,
that Christendom, to use his words, “broke the pride of the Osmans and
undeceived the world which had regarded the Turkish fleet as
invincible.” The sole region of Christian advance was Spain. A man of
foresight surveying the world in the early sixteenth century might well
have concluded that it was only a matter of a few generations before the
whole world became Mongolian--and probably Moslem. Just as to-day most
people seem to take it for granted that European rule and a sort of
liberal Christianity are destined to spread over the whole world. Few
people seem to realize how recent a thing is this European ascendancy.
It was only as the fifteenth century drew to its close that any
indications of the real vitality of Western Europe became clearly
apparent.
Our history is now approaching our own times, and our study becomes more
and more a study of the existing state of affairs. The European or
Europeanized system in which the reader is living is the same system
that we see developing in the crumpled-up, Mongol-threatened Europe of
the early fifteenth century. Its problems then were the embryonic form
of the problems of to-day. It is impossible to discuss that time without
discussing our own time. We become political in spite of ourselves.
“Politics without history has no root,” said Sir J. R. Seeley; “history
without politics has no fruit.”
Let us try, with as much detachment as we can achieve, to discover what
the forces were that were dividing and holding back the energies of
Europe during this tremendous outbreak of the Mongol peoples, and how we
are to explain the accumulation of mental and physical energy that
undoubtedly went on during this phase of apparent retrocession, and
which broke out so impressively at its close.
[Illustration: EUROPE at the time of the FALL of CONSTANTINOPLE]
Now, just as in the Mesozoic Age, while the great reptiles lorded it
over the earth, there were developing in odd out-of-the-way corners
those hairy mammals and feathered birds who were finally to supersede
that tremendous fauna altogether by another far more versatile and
capable, so in the limited territories of Western Europe of the Middle
Ages, while the Mongolian monarchies dominated the world from the Danube
to the Pacific and from the Arctic seas to Madras and Morocco and the
Nile, the fundamental lines of a new and harder and more efficient type
of human community were being laid down. This type of community, which
is still only in the phase of formation, which is still growing and
experimental, we may perhaps speak of as the “modern state.” This is, we
must recognize, a vague expression, but we shall endeavour to get
meaning into it as we proceed. We have noted the appearance of its main
root ideas in the Greek republics and especially in Athens, in the great
Roman republic, in Judaism, in Islam, and in the story of Western
Catholicism. Essentially this modern state, as we see it growing under
our eyes to-day, is a tentative combination of two apparently
contradictory ideas, the idea of a _community of faith and obedience_,
such as the earliest civilizations undoubtedly were, and the idea of a
_community of will_, such as were the primitive political groupings of
the Nordic and Hunnish peoples. For thousands of years the settled
civilized peoples, who were originally in most cases dark-white
Caucasians, or Dravidian or Southern Mongolian peoples, seem to have
developed their ideas and habits along the line of worship and personal
subjection, and the nomadic peoples theirs along the line of personal
self-reliance and self-assertion. Naturally enough under the
circumstances the nomadic peoples were always supplying the
civilizations with fresh rulers and new aristocracies. That is the
rhythm of all early history. It was only after thousands of years of
cyclic changes between refreshment by nomadic conquest, civilization,
decadence, and fresh conquest that the present process of a mutual
blending of “civilized” and “free” tendencies into a new type of
community, that now demands our attention and which is the substance of
contemporary history, began.
We have traced in this history the slow development of larger and larger
“civilized” human communities from the days of such a Palæolithic family
tribe as that described in Chapter IX. We have seen how the advantages
and necessities of cultivation, the fear of tribal gods, the ideas of
the priest-king and the god-king, played their part in consolidating
continually larger and more powerful societies in regions of maximum
fertility. We have watched the interplay of priest, who was usually
native, and monarch, who was usually a conqueror, in these early
civilizations, the development of a written tradition and its escape
from priestly control, and the appearance of novel forces, at first
apparently incidental and secondary, which we have called the free
intelligence and the free conscience of mankind. We have seen the rulers
of the primitive civilizations of the river valleys widening their area
and extending their sway, and simultaneously over the less fertile areas
of the earth we have seen mere tribal savagery develop into a more and
more united and politically competent nomadism. Steadily and divergently
mankind pursued one or other of these two lines. For long ages all the
civilizations grew and developed along monarchist lines, upon lines of
absolute monarchy, and in every monarchy and dynasty we have watched, as
if it were a necessary process, efficiency and energy give way to pomp,
indolence, and decay, and finally succumb to some fresher lineage from
the desert or the steppe. The story of the early cultivating
civilizations and their temples and courts and cities bulks large in
human history, but it is well to remember that the scene of that story
was never more than a very small part of the land surface of the globe.
Over the greater part of the earth until quite recently, until the last
two thousand years, the hardier, less numerous tribal peoples of forest
and parkland and the nomadic peoples of the seasonal grasslands
maintained and developed their own ways of life.
The primitive civilizations were, we may say, “communities of
obedience”; obedience to god-kings or kings under gods was their cement;
the nomadic tendency on the other hand has always been towards a
different type of association which we shall here call a “community of
will.” In a wandering, fighting community the individual must be at once
self-reliant and disciplined. The chiefs of such communities must be
chiefs who are followed, not masters who compel. This community of will
is traceable throughout the entire history of mankind; everywhere we
find the original disposition of all the nomads alike, Nordic, Semitic,
or Mongolian, was individually more _willing_ and more _erect_ than
that of the settled folk. The Nordic peoples came into Italy and Greece
under leader kings; they did not bring any systematic temple cults with
them, they found such things in the conquered lands and adapted as they
adopted them. The Greeks and Latins lapsed very easily again into
republics, and so did the Aryans in India. There was a tradition of
election also in the early Frankish and German kingdoms.[372] The early
Caliphs were elected, the Judges of Israel and the “kings” of Carthage
and Tyre were elected, and so was the Great Khan of the Mongols until
Kublai became a Chinese monarch.... Equally constant in the settled
lands do we find the opposite idea, the idea of a non-elective divinity
in kings and of their natural and inherent right to rule.... As our
history has developed we have noted the appearance of new and
complicating elements in the story of human societies; we have seen that
nomad turned go-between, the trader, appear, and we have noted the
growing importance of shipping in the world. It seems as inevitable that
voyaging should make men free in their minds as that settlement within a
narrow horizon should make men timid and servile.... But in spite of all
such complications, the broad antagonism between the method of obedience
and the method of will runs through history down into our own times. To
this day their reconciliation is incomplete.
Civilization even in its most servile forms has always offered much that
is enormously attractive, convenient, and congenial to mankind; but
something restless and untamed in our race has striven continually to
convert civilization from its original reliance upon unparticipating
obedience into a community of participating wills. And to the lurking
nomadism in our blood, and particularly in the blood of monarchs and
aristocracies, we must ascribe also that incessant urgency towards a
wider range that forces every state to extend its boundaries if it can,
and to spread its interests to the ends of the earth. The power of
nomadic restlessness that tends to bring all the earth under one rule,
seems to be identical with the spirit that makes most of us chafe under
direction and restraint, and seek to participate in whatever government
we tolerate. And this natural, this temperamental struggle of mankind to
reconcile civilization with freedom has been kept alive age after age by
the military and political impotence of every “community of obedience”
that has ever existed. Obedience, once men are broken to it, can be
easily captured and transferred; witness the passive rôle of Egypt,
Mesopotamia, and India, the original and typical lands of submission,
the “cradles of civilization,” as they have passed from one lordship to
another. A servile civilization is a standing invitation to predatory
free men. But on the other hand a “community of will” necessitates a
fusion of intractable materials; it is a far harder community to bring
about, and still more difficult to maintain. The story of Alexander the
Great displays the community of will of the Macedonian captains
gradually dissolving before his demand that they should worship him. The
incident of the murder of Clitus is quite typical of the struggle
between the free and the servile tradition that went on whenever a new
conqueror from the open lands and the open air found himself installed
in the palace of an ancient monarchy.
In the case of the Roman Republic, history tells of the first big
community of will in the world’s history, the first free community much
larger than a city, and how it weakened with growth and spent itself
upon success until at last it gave way to a monarchy of the ancient
type, and decayed swiftly into one of the feeblest communities of
servitude that ever collapsed before a handful of invaders. We have
given some attention in this book to the factors in that decay, because
they are of primary importance in human history. One of the most evident
was the want of any wide organization of education to base the ordinary
citizens’ minds upon the idea of service and obligation to the republic,
to keep them _willing_, that is; another was the absence of any medium
of general information to keep their activities in harmony, to enable
them to _will_ as one body. The community of will is limited in size by
the limitations set upon the possibilities of a community of knowledge.
The concentration of property in a few hands and the replacement of free
workers by slaves were rendered possible by the decay of public spirit
and the confusion of the public intelligence that resulted from these
limitations. There was, moreover, no efficient religious idea behind the
Roman state; the dark Etruscan liver-peering cult of Rome was as little
adapted to the political needs of a great community as the very similar
Shamanism of the Mongols. It is in the fact that both Christianity and
Islam, in their distinctive ways, did at least promise to supply, for
the first time in human experience, this patent gap in the Roman
republican system as well as in the nomadic system, to give a common
moral education for a mass of people, and to supply them with a common
history of the past and a common idea of a human purpose and destiny,
that their enormous historical importance lies. Aristotle, as we have
noted, had set a limit to the ideal community of a few thousand
citizens, because he could not conceive how a larger multitude could be
held together by a common idea. He had had no experience of any sort of
education beyond the tutorial methods of his time. Greek education was
almost purely _viva-voce_ education; it could reach therefore only to a
limited aristocracy. Both the Christian church and Islam demonstrated
the unsoundness of Aristotle’s limitation. We may think they did their
task of education in their vast fields of opportunity crudely or badly,
but the point of interest to us is that they did it at all. Both
sustained almost world-wide propagandas of idea and inspiration. Both
relied successfully upon the power of the written word to link great
multitudes of diverse men together in common enterprises. By the
eleventh century, as we have seen, the idea of Christendom had been
imposed upon all the vast warring miscellany of the smashed and
pulverized Western empire, and upon Europe far beyond its limits, as a
uniting and inspiring idea. It had made a shallow but effective
community of will over an unprecedented area and out of an unprecedented
multitude of human beings. Only one other thing at all like this had
ever happened to any great section of mankind before, and that was the
idea of a community of good behaviour that the _literati_ had spread
throughout China.[373]
The Catholic Church provided what the Roman Republic had lacked, a
system of popular teaching, a number of universities and methods of
intellectual inter-communication. By this achievement it opened the way
to the new possibilities of human government that now become apparent in
this _Outline_, possibilities that are still being apprehended and
worked out in the world in which we are living. Hitherto the government
of states had been either authoritative, under some uncriticized and
unchallenged combination of priest and monarch, or it had been a
democracy, uneducated and uninformed, degenerating with any considerable
increase of size, as Rome and Athens did, into a mere rule by mob and
politician. But by the thirteenth century the first intimations had
already dawned of an ideal of government which is still making its way
to realization, the modern ideal, the ideal of a world-wide _educational
government_, in which the ordinary man is neither the slave of an
absolute monarch nor of a demagogue-ruled state, but an informed,
inspired, and consulted part of his community. It is upon the word
educational that stress must be laid, and upon the idea that information
must precede consultation. It is in the practical realization of this
idea[374] that education is a collective function and not a private
affair that one essential distinction of the “modern state” from any of
its precursors lies. The modern citizen, men are coming to realize, must
be informed first and then consulted. Before he can vote he must hear
the evidence; before he can decide he must know. It is not by setting up
polling booths, but by setting up schools and making literature and
knowledge and news universally accessible that the way is opened from
servitude and confusion to that willingly co-operative state which is
the modern ideal. Votes in themselves are worthless things. Men had
votes in Italy in the time of the Gracchi. Their votes did not help
them. Until a man has education, a vote is a useless and dangerous thing
for him to possess. The ideal community towards which we move is not a
community of will simply; it is _a community of knowledge and will_,
replacing _a community of faith and obedience_. Education is the adapter
which will make the nomadic spirit of freedom and self-reliance
compatible with the co-operations and wealth and security of
civilization.
§ 2
But though it is certain that the Catholic Church, through its
propagandas, its popular appeals, its schools and universities, opened
up the prospect of the modern educational state in Europe, it is equally
certain that the Catholic Church never intended to do anything of the
sort. It did not send out knowledge with its blessing; it let it loose
inadvertently. It was not the Roman Republic whose heir the Church
esteemed itself, but the Roman Emperor. Its conception of education was
not release, not an invitation to participate, but the subjugation of
minds. Two of the greatest educators of the Middle Ages were indeed not
churchmen at all, but monarchs and statesmen, Charlemagne and Alfred the
Great of England, who made use of the church organization. But it was
the church that had provided the organization. Church and monarchs in
their mutual grapple for power were both calling to their aid the
thoughts of the common man. In response to these conflicting appeals
appeared the common man, the unofficial outside independent man,
thinking for himself.
Already in the thirteenth century we have seen Pope Gregory IX and the
Emperor Frederick II engaging in a violent public controversy. Already
then there was a sense that a new arbitrator greater than pope or
monarchy had come into the world, that there were readers and a public
opinion. The exodus of the Popes to Avignon, and the divisions and
disorders of the Papacy during the fourteenth century, stimulated this
free judgment upon authority throughout Europe enormously.
At first the current criticism upon the church concerned only moral and
material things. The wealth and luxury of the higher clergy and the
heavy papal taxation were the chief grounds of complaint. And the
earlier attempts to restore Christian simplicity, the foundation of the
Franciscans for example, were not movements of separation, but movements
of revival. Only later did a deeper and more distinctive criticism
develop which attacked the central fact of the church’s teaching and the
justification of priestly importance, namely, the sacrifice of the mass.
We have sketched in broad outlines the early beginnings of Christianity,
and we have shown how rapidly that difficult and austere conception of
the Kingdom of God, which was the central idea of the teachings of Jesus
of Nazareth, was overlaid by a revival of the ancient sacrificial idea,
a doctrine more difficult indeed to grasp, but easier to reconcile with
the habits and dispositions and acquiescences of everyday life in the
Near East. We have noted how a sort of theocrasia went on between
Christianity and Judaism and the cult of the Serapeum and Mithraism and
other competing cults, by which the Mithraist Sun-day, the Jewish idea
of blood as a religious essential, the Alexandrian importance of the
Mother of God, the shaven and fasting priest, self-tormenting
asceticism, and many other matters of belief and ritual and practice,
became grafted upon the developing religion. These adaptations, no
doubt, made the new teaching much more understandable and acceptable in
Egypt and Syria and the like. There were things in the way of thought of
the dark-white Mediterranean race; they were congenial to that type. But
as we have shown in our story of Muhammad, these acquisitions did not
make Christianity more acceptable to the Arab nomads; to them these
features made it disgusting. And so, too, the robed and shaven monk and
nun and priest seem to have roused something like an instinctive
hostility in the Nordic barbarians of the North and West. We have noted
the peculiar bias of the early Anglo-Saxons and Northmen against the
monks and nuns. They seem to have felt that the lives and habits of
these devotees were queer and unnatural.
The clash between what we may call the “dark-white” factors and the
newer elements in Christianity was no doubt intensified by Pope Gregory
VII’s imposition of celibacy upon the Catholic priests in the eleventh
century. The East had known religious celibates for thousands of years;
in the West they were regarded with the profoundest scepticism and
suspicion.[375]
And now in the thirteenth and fourteenth centuries, as the lay mind of
the Nordic peoples began to acquire learning, to read and write and
express itself, and as it came into touch with the stimulating
activities of the Arab mind, we find a much more formidable criticism of
Catholicism beginning, an intellectual attack upon the priest as priest,
and upon the ceremony of the mass as the central fact of the religious
life, coupled with a demand for a return to the personal teachings of
Jesus as recorded in the Gospels.