period, the empires of roads and writing, shows Arabia thrust like a
wedge between Egypt, Palestine, and the Euphrates-Tigris country, and
still a reservoir of nomadic tribes who raid and trade and exact tribute
for the immunity and protection of caravans. There are temporary and
flimsy subjugations. Egypt, Persia, Macedonia, Rome, Syria,
Constantinople, and again Persia claim some unreal suzerainty in turn
over Arabia, profess some unsubstantial protection. Under Trajan there
was a Roman province of “Arabia,” which included the then fertile region
of the Hauran and extended as far as Petra. Now and then some Arab chief
and his trading city rises to temporary splendour. Such was that
Odenathus of Palmyra, whose brief career we have noted in chap. xxxi, §
2, and another such transitory desert city whose ruins still astonish
the traveller was Baalbek.
After the destruction of Palmyra, the desert Arabs began to be spoken of
in the Roman and Persian records as Saracens.
In the time of Chosroes II., Persia claimed a certain ascendancy over
Arabia, and maintained officials and tax collectors in the Yemen. Before
that time the Yemen had been under the rule of the Abyssinian Christians
for some years, and before that for seven centuries it had had native
princes professing, be it noted, the Jewish faith.
Until the opening of the seventh century A.D. there were no signs of any
unwonted or dangerous energy in the Arabian deserts. The life of the
country was going on as it had gone on for long generations. Wherever
there were fertile patches, wherever, that is, there was a spring or a
well, a scanty agricultural population subsisted, living in walled towns
because of the Bedouin who wandered with their sheep, cattle, and horses
over the desert. Upon the main caravan routes the chief towns rose to a
certain second-rate prosperity, and foremost among them were Medina and
Mecca.[320] In the beginning of the seventh century Medina was a town of
about 15,000 inhabitants all told; Mecca may have had twenty or
twenty-five thousand. Medina was a comparatively well-watered town, and
possessed abundant date groves; its inhabitants were Yemenites, from the
fertile land to the south. Mecca was a town of a different character,
built about a spring of water with a bitter taste, and inhabited by
recently settled Bedouin.
Mecca was not merely nor primarily a trading centre; it was a place of
pilgrimage. Among the Arab tribes there had long existed a sort of
Amphictyony (see chap. xxii, § 1) centring upon Mecca and certain other
sanctuaries; there were months of truce to war and blood feuds, and
customs of protection and hospitality for the pilgrim. In addition there
had grown up an Olympic element in these gatherings; the Arabs were
discovering possibilities of beauty in their language, and there were
recitations of war poetry and love songs. The sheiks of the tribes,
under a “king of the poets,” sat in judgment and awarded prizes; the
prize songs were sung through all Arabia.
The Kaaba, the sanctuary at Mecca, was of very ancient date. It was a
small square temple of black stones, which had for its corner-stone a
meteorite. This meteorite was regarded as a god, and all the little
tribal gods of Arabia were under his protection. The permanent
inhabitants of Mecca were a tribe of Bedouin who had seized this temple
and constituted themselves its guardians. To them there came in the
months of truce a great incourse of people, who marched about the Kaaba
ceremonially, bowed themselves, and kissed the stone, and also engaged
in trade and poetical recitations. The Meccans profited much from these
visitors.
All of this is very reminiscent of the religious and political state of
affairs in Greece fourteen centuries earlier. But the paganism of these
more primitive Arabs was already being assailed from several directions.
There had been a great proselytizing of Arabs during the period of the
Maccabeans and Herods in Judea; and, as we have already noted, the Yemen
had been in succession under the rule of Jews (Arab proselytes to
Judaism, _i.e._), Christians, and Zoroastrians. It is evident that there
must have been plenty of religious discussion during the pilgrimage
fairs at Mecca and the like centres. Naturally enough Mecca was a
stronghold of the old pagan cult which gave it its importance and
prosperity; Medina, on the other hand, had Jewish proclivities, and
there were Jewish settlements near by. It was inevitable that Mecca and
Medina should be in a state of rivalry and bickering feud.
§ 2
It was in Mecca about the year A.D. 570 that Muhammad, the founder of
Islam, was born. He was born in considerable poverty, and even by the
standards of the desert he was uneducated; it is doubtful if he ever
learnt to write. He was for some years a shepherd’s boy; then he became
the servant of a certain Kadija, the widow of a rich merchant. Probably
he had to look after her camels or help in her trading operations; and
he is said to have travelled with caravans to the Yemen and to Syria. He
does not seem to have been a very useful trader, but he had the good
fortune to find favour in the lady’s eyes, and she married him, to the
great annoyance of her family. He was then only twenty-five years old.
It is uncertain if his wife was much older, though tradition declares
she was forty. After the marriage he probably made no more long
journeys. There were several children, one of whom was named Abd
Manif--that is to say, the servant of the Meccan god Manif, which
demonstrates that at that time Muhammad had made no religious
discoveries.
Until he was forty he did indeed live a particularly undistinguished
life in Mecca, as the husband of a prosperous wife. There may be some
ground for the supposition that he became partner in a business in
agricultural produce. To anyone visiting Mecca about A.D. 600 he would
probably have seemed something of a loafer, a rather shy, good-looking
individual, sitting about and listening to talk, a poor poet, and an
altogether second-rate man.
About his internal life we can only speculate. Imaginative writers have
supposed that he had great spiritual struggles, that he went out into
the desert in agonies of doubt and divine desire. “In the silence of the
desert night, in the bright heat of noontide desert day, he, as do all
men, had known and felt himself alone yet not in solitude, for the
desert is of God, and in the desert no man may deny Him.”[321] Maybe
that was so, but there is no evidence of any such desert trips. Yet he
was certainly thinking deeply of the things about him. Possibly he had
seen Christian churches in Syria; almost certainly he knew much of the
Jews and their religion, and he heard their scorn for this black stone
of the Kaaba that ruled over the three hundred odd tribal gods of
Arabia. He saw the pilgrimage crowds, and noted the threads of
insincerity and superstition in the paganism of the town. It oppressed
his mind. The Jews had perhaps converted him to a belief in the One True
God, without his knowing what had happened to him.
At last he could keep these feelings to himself no longer. When he was
forty he began to talk about the reality of God, at first apparently
only to his wife and a few intimates. He produced certain verses, which
he declared had been revealed to him by an angel. They involved an
assertion of the unity of God and some acceptable generalizations about
righteousness. He also insisted upon a future life, the fear of hell for
the negligent and evil, and the reservation of paradise for the
believer in the One God. Except for his claim to be a new prophet, there
does not seem to have been anything very new about these doctrines at
the time, but this was seditious teaching for Mecca, which partly
subsisted upon its polytheistic cult, and which was therefore holding on
to idols when all the rest of the world was giving them up. Like Mani,
Muhammad claimed that the prophets before him, and especially Jesus and
Abraham, had been divine teachers, but that he crowned and completed
their teaching. Buddhism, however, he did not name, probably because he
had never heard of Buddha. Desert Arabia was in a theological backwater.
For some years the new religion was the secret of a small group of
simple people, Kadija, the prophet’s wife, Ali, an adopted son, Zeid, a
slave, and Abu Bekr, a friend and admirer. For some years it was an
obscure sect in a few households of Mecca, a mere scowl and muttering at
idolatry, so obscure and unimportant that the leading men of the town
did not trouble about it in the least. Then it gathered strength.
Muhammad began to preach more openly, to teach the doctrine of a future
life, and to threaten idolaters and unbelievers with hell fire. He seems
to have preached with considerable effect. It appeared to many that he
was aiming at a sort of dictatorship in Mecca, and drawing many
susceptible and discontented people to his side; and an attempt was made
to discourage and suppress the new movement.
Mecca was a place of pilgrimage and a sanctuary; no blood could be shed
within its walls; nevertheless, things were made extremely disagreeable
for the followers of the new teacher. Boycott and confiscation were used
against them. Some were driven to take refuge in Christian Abyssinia.
But the Prophet himself went unscathed because he was well connected,
and his opponents did not want to begin a blood feud. We cannot follow
the fluctuations of the struggle here, but it is necessary to note one
perplexing incident in the new prophet’s career, which, says Sir Mark
Sykes, “proves him to have been an Arab of the Arabs.” After all his
insistence upon the oneness of God, he wavered. He came into the
courtyard of the Kaaba, and declared that the gods and goddesses of
Mecca might, after all, be real, might be a species of saints with a
power of intercession.
His recantation was received with enthusiasm, but he had no sooner made
it than he repented, and his repentance shows that he had indeed the
fear of God in him. His lapse from honesty proves him honest. He did all
he could to repair the evil he had done. He said that the devil had
possessed his tongue, and denounced idolatry again with renewed vigour.
The struggle against the antiquated deities, after a brief interval of
peace, was renewed again more grimly, and with no further hope of
reconciliation.
For a time the old interests had the upper hand. At the end of ten years
of prophesying, Muhammad found himself a man of fifty, and altogether
unsuccessful in Mecca. Kadija, his first wife, was dead, and several of
his chief supporters had also recently died. He sought a refuge at the
neighbouring town of Tayf, but Tayf drove him out with stones and abuse.
Then, when the world looked darkest to him, opportunity opened before
him. He found he had been weighed and approved in an unexpected quarter.
The city of Medina was much torn by internal dissension, and many of its
people, during the time of pilgrimage to Mecca, had been attracted by
Muhammad’s teaching. Probably the numerous Jews in Medina had shaken the
ancient idolatry of the people. An invitation was sent to him to come
and rule in the name of his God in Medina.
He did not go at once. He parleyed for two years, sending a disciple to
preach in Medina and destroy the idols there. Then he began sending such
followers as he had in Mecca to Medina to await his coming there; he did
not want to trust himself to unknown adherents in a strange city. This
exodus of the faithful continued, until at last only he and Abu Bekr
remained.
In spite of the character of Mecca as a sanctuary, he was very nearly
murdered there. The elders of the town evidently knew of what was going
on in Medina, and they realized the danger to them if this seditious
prophet presently found himself master of a town on their main caravan
route to Syria. Custom must bow to imperative necessity, they thought;
and they decided that, blood feud or no blood feud, Muhammad must die.
They arranged that he should be murdered in his bed; and in order to
share the guilt of this breach of sanctuary they appointed a committee
to do this, representing every family in the city except Muhammad’s
own. But Muhammad had already prepared his flight; and when in the
night they rushed into his room, they found Ali, his adopted son,
sleeping, or feigning sleep, on his bed.
The flight (the Hegira[322]) was an adventurous one, the pursuit being
pressed hard. Expert desert trackers sought for the spoor to the north
of the town, but Muhammad and Abu Bekr had gone south to certain caves
where camels and provisions were hidden, and thence he made a great
detour to Medina. There he and his faithful companion arrived, and were
received with great enthusiasm on September 20, 622. It was the end of
his probation and the beginning of his power.[323]
§ 3
Until the Hegira, until he was fifty-one, the character of the founder
of Islam is a matter of speculation and dispute. Thereafter he is in the
light. We discover a man of great imaginative power but tortuous in the
Arab fashion, and with most of the virtues and defects of the Bedouin.
The opening of his reign was “very Bedouin.” The rule of the One God of
all the earth, as it was interpreted by Muhammad, began with a series of
raids--which for more than a year were invariably unsuccessful--upon the
caravans of Mecca. Then came a grave scandal, the breaking of the
ancient customary truce of the Arab Amphictyony in the sacred month of
Rahab. A party of Moslems, in this season of profound peace,
treacherously attacked a small caravan and killed a man. It was their
only success, and they did it by the order of the Prophet.
Presently came a battle. A force of seven hundred men had come out from
Mecca to convoy home another caravan, and they encountered a large
raiding party of three hundred. There was a fight, the battle of Badr,
and the Meccans got the worst of it. They lost about fifty or sixty
killed and as many wounded. Muhammad returned in triumph to Medina, and
was inspired by Allah and this success to order the assassination of a
number of his opponents among the Jews in the town who had treated his
prophetic claims with a disagreeable levity.
But Mecca resolved to avenge Badr, and at the battle of Uhud, near
Medina, inflicted an indecisive defeat upon the Prophet’s followers.
Muhammad was knocked down and nearly killed, and there was much running
away among his followers. The Meccans, however, did not push their
advantage and enter Medina.
For some time all the energies of the Prophet were concentrated upon
rallying his followers, who were evidently much dispirited. The Koran
records the chastened feelings of those days. “The _suras_ of the
Koran,” says Sir Mark Sykes, “which are attributed to this period, excel
nearly all the others in their majesty and sublime confidence.” Here,
for the judgment of the reader, is an example of these majestic
utterances, from the recent orthodox translation by the Maulvi Muhammad
Ali.[324]
“Oh, you who believe! If you obey those who disbelieve, they will turn
you back upon your heels, so you will turn back losers.
“Nay! Allah is your Patron, and He is the best of the helpers.
“We will cast terror into the hearts of those who disbelieve, because
they set up with Allah that for which He has sent down no authority, and
their abode is the fire; and evil is the abode of the unjust.
“And certainly Allah made good to you His promise, when you slew them by
His permission, until when you became weak-hearted and disputed about
the affair and disobeyed after He had shown you that which you loved; of
you were some who desired this world, and of you were some who desired
the hereafter; then He turned you away from them that He might try you;
and He has certainly pardoned you, and Allah is Gracious to the
believers.
“When you ran off precipitately, and did not wait for anyone, and the
Apostle was calling you from your rear, so He gave you another sorrow
instead of your sorrow, so that you might not grieve at what had escaped
you, nor at what befell you; and Allah is aware of what you do.
“Then after sorrow he sent down security upon you, a calm coming upon a
party of you, and there was another party whom their own souls had
rendered anxious; they entertained about Allah thoughts of ignorance
quite unjustly, saying: We have no hand in this affair. Say, surely the
affair is wholly in the hands of Allah. They conceal within their souls
what they would not reveal to you. They say: Had we any hand in the
affair, we would not have been slain here. Say: had you remained in your
houses, those for whom slaughter was ordained would certainly have gone
forth to the places where they would be slain, and that Allah might test
what was in your breasts and that He might purge what was in your
hearts; and Allah knows what is in the breasts.
“As for those of you who turned back on the day when the two armies met,
only the devil sought to cause them to make a slip on account of some
deeds they had done, and certainly Allah has pardoned them; surely Allah
is Forgiving, Forbearing.”
* * * * *
Inconclusive hostilities continued for some years, and at last Mecca
made a crowning effort to stamp out for good and all the growing power
of Medina. A mixed force of no fewer than 10,000 men was scraped
together, an enormous force for the time and country. It was, of course,
an entirely undisciplined force of footmen, horsemen, and camel riders,
and it was prepared for nothing but the usual desert scrimmage. Bows,
spears, and swords were its only weapons. When at last it arrived amid a
vast cloud of dust in sight of the hovels and houses of Medina, instead
of a smaller force of the same kind drawn up for battle as it had
expected, it found a new and entirely disconcerting phenomenon, a trench
and a wall. Assisted by a Persian convert, Muhammad had entrenched
himself in Medina!
This trench struck the Bedouin miscellany as one of the most
unsportsmanlike things that had ever been known in the history of the
world. They rode about the place. They shouted their opinion of the
whole business to the besieged. They discharged a few arrows, and at
last encamped to argue about this amazing outrage. They could arrive at
no decision. Muhammad would not come out; the rains began to fall, the
tents of the allies got wet, and the cooking difficult, views became
divergent and tempers gave way, and at last this great host dwindled
again into its constituent parts without ever having given battle (627).
The bands dispersed north, east, and south, became clouds of dust, and
ceased to matter. Near Medina was a castle of Jews, against whom
Muhammad was already incensed because of their disrespect for his
theology. They had shown a disposition to side with the probable victor
in this last struggle, and Muhammad now fell upon them, slew all the
men, nine hundred of them, and enslaved the women and children. Possibly
many of their late allies were among the bidders for these slaves. Never
again after this quaint failure did Mecca make an effective rally
against Muhammad, and one by one its leading men came over to his side.
We need not follow the windings of the truce and the treaty that finally
extended the rule of the Prophet to Mecca. The gist of the agreement was
that the faithful should turn towards Mecca when they prayed instead of
turning towards Jerusalem, as they had hitherto done, and that Mecca
should be the pilgrimage centre of the new faith. So long as the
pilgrimage continued, the men of Mecca, it would seem, did not care very
much whether the crowd assembled in the name of one god or many.
Muhammad was getting more and more hopeless of any extensive conversion
of the Jews and Christians, and he was ceasing to press his idea that
all these faiths really worshipped the same One God. Allah was becoming
more and more his own special God, tethered now by this treaty to the
meteoric stone of the Kaaba, and less and less the father of all
mankind. Already the Prophet had betrayed a disposition to make a deal
with Mecca, and at last it was effected. The lordship of Mecca was well
worth the concession. Of comings and goings and a final conflict we need
not tell. In 629 Muhammad came to the town as its master. The image of
Manif, the god after whom he had once named his son, was smashed under
his feet as he entered the Kaaba.
Thereafter his power extended, there were battles, treacheries,
massacres; but on the whole he prevailed, until he was master of all
Arabia; and when he was master of all Arabia in 632, at the age of
sixty-two, he died.
Throughout the concluding eleven years of his life after the Hegira,
there is little to distinguish the general conduct of Muhammad from that
of any other welder of peoples into a monarchy. The chief difference is
his use of a religion of his own creation as his cement. He was
diplomatic, treacherous, ruthless, or compromising as the occasion
required and as any other Arab king might have been in his place; and
there was singularly little spirituality in his kingship. Nor was his
domestic life during his time of power and freedom one of exceptional
edification. Until the death of Kadija, when he was fifty, he seems to
have been the honest husband of one wife; but then, as many men do in
their declining years, he developed a disagreeably strong interest in
women.
He married two wives after the death of Kadija, one being the young
Ayesha, who became and remained his favourite and most influential
partner; and subsequently a number of other women, wives and concubines,
were added to his establishment. This led to much trouble and confusion,
and in spite of many special and very helpful revelations on the part of
Allah, these complications still require much explanation and argument
from the faithful. There was, for example, a scandal about Ayesha; she
was left behind on one occasion when the howdah and the camel went on,
while she was looking for her necklace among the bushes; and so Allah
had to intervene with some heat and denounce her slanderers. Allah also
had to speak very plainly about the general craving among this household
of women for “this world’s life and its ornature” and for “finery.” Then
there was much discussion because the Prophet first married his young
cousin Zainib to his adopted son Zaid, and afterwards, “when Zaid had
accomplished his want of her,” the Prophet took her and married
her--but, as the inspired book makes clear, only in order to show the
difference between an adopted and a real son. “We gave her to you as a
wife, so that there should be no difficulty for the believers in respect
of the wives of their adopted sons, when they have accomplished their
want of them, and Allah’s command shall be performed.” Yet surely a
simple statement in the Koran should have sufficed without this
excessively practical demonstration. There was, moreover, a mutiny in
the harem on account of the undue favours shown by the Prophet to an
Egyptian concubine who had borne him a boy, a boy for whom he had a
great affection, since none of Kadija’s sons had survived. These
domestic troubles mingle inextricably with our impression of the
Prophet’s personality. One of his wives was a Jewess, Safiyya, whom he
had married on the evening of the battle in which her husband had been
captured and executed. He viewed the captured women at the end of the
day, and she found favour in his eyes and was taken to his tent.
These are salient facts in these last eleven years of Muhammad’s career.
Because he too founded a great religion, there are those who write of
this evidently lustful and rather shifty leader as though he were a man
to put beside Jesus of Nazareth or Gautama or Mani. But it is surely
manifest that he was a being of a commoner clay; he was vain,
egotistical, tyrannous, and a self-deceiver; and it would throw all our
history out of proportion if, out of an insincere deference to the
possible Moslem reader, we were to present him in any other light.
Yet, unless we balance it, this insistence upon his vanity, egotism,
self-deception, and hot desire does not complete the justice of the
case. We must not swing across from the repudiation of the extravagant
pretensions of the faithful to an equally extravagant condemnation. Can
a man who has no good qualities hold a friend? Because those who knew
Muhammad best believed in him most. Kadija for all her days believed in
him--but she may have been a fond woman. Abu Bekr is a better witness,
and he never wavered in his devotion. Abu Bekr believed in the Prophet,
and it is very hard for anyone who reads the history of these times not
to believe in Abu Bekr. Ali again risked his life for the Prophet in his
darkest days. Muhammad was no impostor, at any rate, though at times his
vanity made him behave as though Allah was at his beck and call, and as
if his thoughts were necessarily God’s thoughts. And if his bloodstained
passion with Safiyya amazes and disgusts our modern minds, his love for
little Ibrahim, the son of Mary the Egyptian, and his passionate grief
when the child died, reinstate him in the fellowship of all those who
have known love and loss.
He smoothed the earth over the little grave with his own hands. “This
eases the afflicted heart,” he said. “Though it neither profits nor
injures the dead, yet it is a comfort to the living.”
§ 4
But the personal quality of Muhammad is one thing and the quality of
Islam, the religion he founded, is quite another. Muhammad was not
pitted against Jesus or Mani, and his relative stature is only a very
secondary question for us; it is Islam which was pitted against the
corrupted Christianity of the seventh century and against the decaying
tradition of the Zoroastrian Magi with which the historian has the
greater concern. And whether it was through its Prophet, or whether it
was in spite of its Prophet, and through certain accidents in its origin
and certain qualities of the desert from which it sprang, there can be
no denying that Islam possesses many fine and noble attributes. It is
not always through sublime persons that great things come into human
life. It is the folly of the simple disciple which demands miraculous
frippery on the majesty of truth and immaculate conceptions for
righteousness.
A year before his death, at the end of the tenth year of the Hegira,
Muhammad made his last pilgrimage from Medina to Mecca. He made then a
great sermon to his people of which the tradition is as follows. There
are, of course, disputes as to the authenticity of the words, but there
can be no dispute that the world of Islam, a world still of three
hundred million people, receives them to this day as its rule of life,
and to a great extent observes it. The reader will note that the first
paragraph sweeps away all plunder and blood feuds among the followers of
Islam. The last makes the believing Negro the equal of the Caliph. They
may not be sublime words, as certain utterances of Jesus of Nazareth are
sublime; but they established in the world a great tradition of
dignified fair dealing, they breathe a spirit of generosity, and they
are human and workable. They created a society more free from widespread
cruelty and social oppression than any society had ever been in the
world before.
“Ye people: Hearken to my words; for I know not whether, after this
year, I shall ever be amongst you here again. Your lives and property
are sacred and inviolable amongst one another until the end of time.
“The Lord hath ordained to every man the share of his inheritance; a
testament is not lawful to the prejudice of heirs.
“The child belongeth to the parent; and the violator of wedlock shall be
stoned.
“Whoever claimeth falsely another for his father, or another for his
master, the curse of God and the angels and of all mankind shall rest
upon him.
“Ye people! Ye have rights demandable of your wives, and they have
rights demandable of you. Upon them it is incumbent not to violate their
conjugal faith nor commit any act of open impropriety; which things if
they do, ye have authority to shut them up in separate apartments and to
beat them with stripes, yet not severely. But if they refrain therefrom,
clothe them and feed them suitably. And treat your women well, for they
are with you as captives and prisoners; they have not power over
anything as regards themselves. And ye have verily taken them on the
security of God, and have made their persons lawful unto you by the
words of God.
“And your slaves, see that ye feed them with such food as ye eat
yourselves, and clothe them with the stuff ye wear. And if they commit a
fault which ye are not inclined to forgive, then sell them, for they are
the servants of the Lord, and are not to be tormented.
“Ye people! hearken to my speech and comprehend the same. Know that
every Moslem is the brother of every other Moslem. All of you are on the
same equality.”
This insistence upon kindliness and consideration in the daily life is
one of the main virtues of Islam, but it is not the only one. Equally
important is the uncompromising monotheism, void of any Jewish
exclusiveness, which is sustained by the Koran. Islam from the outset
was fairly proof against the theological elaborations that have
perplexed and divided Christianity and smothered the spirit of Jesus.
And its third source of strength has been in the meticulous prescription
of methods of prayer and worship, and its clear statement of the limited
and conventional significance of the importance ascribed to Mecca. All
sacrifice was barred to the faithful; no loophole was left for the
sacrificial priest of the old dispensation to come back into the new
faith. It was not simply a new faith, a purely prophetic religion, as
the religion of Jesus was in the time of Jesus, or the religion of
Gautama in the lifetime of Gautama, but it was so stated as to remain
so. Islam to this day has learned doctors, teachers, and preachers; but
it has no priests.
It was full of the spirit of kindliness, generosity, and brotherhood; it
was a simple and understandable religion; it was instinct with the
chivalrous sentiment of the desert; and it made its appeal straight to
the commonest instincts in the composition of ordinary men. Against it
were pitted Judaism, which had made a racial hoard of God; Christianity
talking and preaching endlessly now of trinities, doctrines, and
heresies no ordinary man could make head or tail of; and Mazdaism, the
cult of the Zoroastrian Magi, who had inspired the crucifixion of Mani.
The bulk of the people to whom the challenge of Islam came did not
trouble very much whether Muhammad was lustful or not, or whether he had
done some shifty and questionable things; what appealed to them was that
this God, Allah, he preached, was by the test of the conscience in their
hearts a God of righteousness, and that the honest acceptance of his
doctrine and method opened the door wide in a world of uncertainty,
treachery, and intolerable divisions to a great and increasing
brotherhood of trustworthy men on earth, and to a paradise not of
perpetual exercises in praise and worship, in which saints, priests, and
anointed kings were still to have the upper places, but of equal
fellowship and simple and understandable delights such as their souls
craved for. Without any ambiguous symbolism, without any darkening of
altars or chanting of priests, Muhammad had brought home those
attractive doctrines to the hearts of mankind.
§ 5
The true embodiment of the spirit of Islam was not Muhammad, but his
close friend and supporter Abu Bekr. There can be little doubt that if
Muhammad was the mind and imagination of primitive Islam, Abu Bekr was
its conscience and its will. Throughout their life together it was
Muhammad who said the thing, but it was Abu Bekr who believed the
thing. When Muhammad wavered, Abu Bekr sustained him. Abu Bekr was a man
without doubts, his beliefs cut down to acts cleanly as a sharp knife
cuts. We may feel sure that Abu Bekr would never have temporized about
the minor gods of Mecca, or needed inspirations from Allah to explain
his private life. When in the eleventh year of the Hegira (632) the
Prophet sickened of a fever and died, it was Abu Bekr who succeeded him
as Caliph and leader of the people (Kalifa = Successor), and it was the
unflinching confidence of Abu Bekr in the righteousness of Allah which
prevented a split between Medina and Mecca, which stamped down a
widespread insurrection of the Bedouin against taxation for the common
cause, and carried out a great plundering raid into Syria that the dead
Prophet had projected. And then Abu Bekr, with that faith which moves
mountains, set himself simply and sanely to organize the subjugation of
the whole world to Allah--with little armies of 3000 or 4000
Arabs--according to those letters the Prophet had written from Medina in
628 to all the monarchs of the world.
And the attempt came near to succeeding. Had there been in Islam a score
of men, younger men to carry on his work, of Abu Bekr’s quality, it
would certainly have succeeded. It came near to succeeding because
Arabia was now a centre of faith and will, and because nowhere else in
the world until China was reached, unless it was upon the steppes of
Russia or Turkestan, was there another community of free-spirited men
with any power of belief in their rulers and leaders. The head of the
Byzantine Empire, Heraclius, the conqueror of Chosroes II, was past his
prime and suffering from dropsy, and his empire was exhausted by the
long Persian War. Nor had he at any time displayed such exceptional
ability as the new occasion demanded. The motley of people under his
rule knew little of him and cared less. Persia was at the lowest depths
of monarchist degradation, the parricide Kavadh II had died after a
reign of a few months, and a series of dynastic intrigues and romantic
murders enlivened the palace but weakened the country. The war between
Persia and the Byzantine Empire was only formally concluded about the
time of the beginning of Abu Bekr’s rule. Both sides had made great use
of Arab auxiliaries; over Syria a number of towns and settlements of
Christianized Arabs were scattered who professed a baseless loyalty to
Constantinople; the Persian marches between Mesopotamia and the desert
were under the control of an Arab tributary prince, whose capital was at
Hira. Arab influence was strong in such cities as Damascus, where
Christian Arab gentlemen would read and recite the latest poetry from
the desert competitors. There was thus a great amount of easily
assimilable material ready at hand for Islam.
And the military campaigns that now began were among the most brilliant
in the world’s history. Arabia had suddenly become a garden of fine men.
The name of Khalid stands out as the brightest star in a constellation
of able and devoted Moslem generals. Whenever he commanded he was
victorious, and when the jealousy of the second Caliph, Omar, degraded
him unjustly and inexcusably,[325] he made no ado, but served Allah
cheerfully and well as a subordinate to those over whom he had ruled. We
cannot trace the story of this warfare here; the Arab armies struck
simultaneously at Byzantine Syria and the Persian frontier city of Hira,
and everywhere they offered a choice of three alternatives: either pay
tribute, or confess the true God and join us, or die. They encountered
armies, large and disciplined but spiritless armies, and defeated them.
And nowhere was there such a thing as a popular resistance. The people
of the populous irrigation lands of Mesopotamia cared not a jot whether
they paid taxes to Byzantium or Persepolis or to Medina; and of the two,
Arabs or Persian court, the Arabs, the Arabs of the great years, were
manifestly the cleaner people, more just and more merciful. The
Christian Arabs joined the invaders very readily and so did many Jews.
Just as in the west, so now in the east, an invasion became a social
revolution. But here it was also a religious revolution with a new and
distinctive mental vitality.
[Illustration: The BEGINNINGS of the MOSLEM POWER]
It was Khalid who fought the decisive battle (634) with the army of
Heraclius upon the banks of the Yarmuk, a tributary of the Jordan. The
legions, as ever, were without proper cavalry; for seven centuries the
ghost of old Crassus had haunted the east in vain; the imperial armies
relied upon Christian Arab auxiliaries, and these deserted to the
Moslems as the armies joined issue. A great parade of priests, sacred
banners, pictures, and holy relics was made by the Byzantine host, and
it was further sustained by the chanting of monks. But there was no
magic in the relics and little conviction about the chanting. On the
Arab side the Emirs and sheiks harangued the troops, and after the
ancient Arab fashion the shrill voices of women in the rear encouraged
their men. The Moslem ranks were full of believers before whom shone
victory or paradise. The battle was never in doubt after the defection
of the irregular cavalry. An attempt to retreat dissolved into a rout
and became a massacre. The Byzantine army had fought with its back to
the river, which was presently choked with its dead.
Thereafter Heraclius slowly relinquished all Syria, which he had so
lately won back from the Persians, to his new antagonists. Damascus soon
fell, and a year later the Moslems entered Antioch. For a time they had
to abandon it again to a last effort from Constantinople, but they
re-entered it for good under Khalid.
Meanwhile on the eastern front, after a swift initial success which gave
them Hira, the Persian resistance stiffened. The dynastic struggle had
ended at last in the coming of a king of kings, and a general of ability
had been found in Rustam. He gave battle at Kadessia (637). His army was
just such another composite host as Darius had led into Thrace or
Alexander defeated at Issus; it was a medley of levies. He had
thirty-three war elephants, and he sat on a golden throne upon a raised
platform behind the Persian ranks, surveying the battle, which throne
will remind the reader of Herodotus, the Hellespont, and Salamis more
than a thousand years before. The battle lasted three days; each day the
Arabs attacked and the Persian host held its ground until nightfall
called a truce. On the third day the Arabs received reinforcements, and
towards the evening the Persians attempted to bring the struggle to an
end by a charge of elephants. At first the huge beasts carried all
before them; then one was wounded painfully and became uncontrollable,
rushing up and down between the armies. Its panic affected the others,
and for a time both armies remained dumbfounded in the red light of
sunset, watching the frantic efforts of these grey, squealing monsters
to escape from the tormenting masses of armed men that hemmed them in.
It was by the merest chance that at last they broke through the Persian
and not through the Arab array, and that it was the Arabs who were able
to charge home upon the resulting confusion. The twilight darkened to
night, but this time the armies did not separate. All through the night
the Arabs smote in the name of Allah, and pressed upon the shattered and
retreating Persians. Dawn broke upon the vestiges of Rustam’s army in
flight far beyond the litter of the battlefield. Its path was marked by
scattered weapons and war material, abandoned transport, and the dead
and dying. The platform and the golden throne were broken down, and
Rustam lay dead among a heap of dead men....
Already in 634 Abu Bekr had died and given place to Omar, the Prophet’s
brother-in-law, as Caliph; and it was under Omar (634-643) that the main
conquests of the Moslems occurred. The Byzantine Empire was pushed out
of Syria altogether. But at the Taurus Mountains the Moslem thrust was
held. Armenia was overrun, all Mesopotamia was conquered and Persia
beyond the rivers. Egypt passed almost passively from Greek to Arab; in
a few years the Semitic race, in the name of God and His Prophet, had
recovered nearly all the dominions it had lost to the Aryan Persians a
thousand years before. Jerusalem fell early, making a treaty without
standing siege, and so the True Cross which had been carried off by the
Persians a dozen years before, and elaborately restored by Heraclius,
passed once more out of the rule of Christians. But it was still in
Christian hands; the Christians were to be tolerated, paying only a poll
tax; and all the churches and all the relics were left in their
possession.
Jerusalem made a peculiar condition for its surrender. The city would
give itself only to the Caliph Omar in person. Hitherto he had been in
Medina organizing armies and controlling the general campaign. He came
to Jerusalem (638), and the manner of his coming shows how swiftly the
vigour and simplicity of the first Moslem onset was being sapped by
success. He came the six-hundred-mile journey with only one attendant;
he was mounted on a camel, and a bag of barley, another of dates, a
waterskin, and a wooden platter were his provision for the journey. He
was met outside the city by his chief captains, robed splendidly in
silks and with richly caparisoned horses. At this amazing sight the old
man was overcome with rage. He slipped down from his saddle, scrabbled
up dirt and stones with his hands, and pelted these fine gentlemen,
shouting abuse. What was this insult? What did this finery mean? Where
were his warriors? Where were the desert men? He would not let these
popinjays escort him. He went on with his attendant, and the smart Emirs
rode afar off--well out of range of his stones. He met the Patriarch of
Jerusalem, who had apparently taken over the city from its Byzantine
rulers, alone. With the Patriarch he got on very well. They went round
the Holy Places together, and Omar, now a little appeased, made sly
jokes at the expense of his too magnificent followers.
Equally indicative of the tendencies of the time is Omar’s letter
ordering one of his governors who had built himself a palace at Kufa, to
demolish it again.
“They tell me,” he wrote, “you would imitate the palace of
Chosroes,[326] and that you would even use the gates that once were his.
Will you also have guards and porters at those gates, as Chosroes had?
Will you keep the faithful afar off and deny audience to the poor? Would
you depart from the custom of our Prophet, and be as magnificent as
those Persian emperors, and descend to hell even as they have
done?”[327]
§ 6
Abu Bekr and Omar I are the two master figures in the history of Islam.
It is not within our scope here to describe the wars by which in a
hundred and twenty-five years Islam spread itself from the Indus to the
Atlantic and Spain, and from Kashgar on the borders of China to Upper
Egypt. Two maps must suffice to show the limits to which the vigorous
impulse of the new faith carried the Arab idea and the Arabic
scriptures, before worldliness, the old trading and plundering spirit,
and the glamour of the silk robe had completely recovered their
paralyzing sway over the Arab intelligence and will. The reader will
note how the great tide swept over the footsteps of Yuan Chwang, and how
easily in Africa the easy conquests of the Vandals were repeated in the
reverse direction. And if the reader entertains any delusions about a
fine civilization, either Persian, Roman, Hellenic, or Egyptian, being
submerged by this flood, the sooner he dismisses such ideas the better.
Islam prevailed because it was the best social and political order the
times could offer. It prevailed because everywhere it found politically
apathetic peoples, robbed, oppressed, bullied, uneducated, and
unorganized, and it found selfish and unsound governments out of touch
with any people at all. It was the broadest, freshest, and cleanest
political idea that had yet come into actual activity in the world, and
it offered better terms than any other to the mass of mankind. The
capitalistic and slave-holding system of the Roman Empire and the
literature and culture and social tradition of Europe had altogether
decayed and broken down before Islam arose; it was only when mankind
lost faith in the sincerity of its representatives that Islam too began
to decay.
[Illustration: The GROWTH of the MOSLEM POWER in 25 years]
The larger part of its energy spent itself in conquering and
assimilating Persia and Turkestan; its most vigorous thrusts were
northwardly from Persia and westwardly through Egypt. Had it
concentrated its first vigour upon the Byzantine Empire, there can be
little doubt that by the eighth century it would have taken
Constantinople and come through into Europe as easily as it reached the
Pamirs. The Caliph Moawiya, it is true, besieged the capital for seven
years (672 to 678), and Suleiman in 717 and 718; but the pressure was
not sustained, and for three or four centuries longer the Byzantine
Empire remained the crazy bulwark of Europe. In the newly Christianized
or still pagan Avars, Bulgars, Serbs, Slavs, and Saxons, Islam would
certainly have found as ready converts as it did in the Turks of Central
Asia. And though, instead of insisting upon Constantinople, it first
came round into Europe by the circuitous route of Africa and Spain, it
was only in France, at the end of a vast line of communications from
Arabia, that it encountered a power sufficiently vigorous to arrest its
advance.
From the outset the Bedouin aristocrats of Mecca dominated the new
empire. Abu Bekr, the first Caliph, was in an informal shouting way
elected at Medina, and so were Omar I and Othman, the third Caliph, but
all three were Meccans of good family. They were not men of Medina. And
though Abu Bekr and Omar were men of stark simplicity and righteousness
Othman was of a baser quality, a man quite in the vein of those silk
robes, to whom conquest was not conquest for Allah but for Arabia, and
especially for Mecca in Arabia, and more particularly for himself and
for the Meccans and for his family, the Omayyads. He was a worthy man,
who stood out for his country and his town and his “people.” He was no
early convert as his two predecessors had been; he had joined the
Prophet for reasons of policy in fair give and take. With his accession
the Caliph ceases to be a strange man of fire and wonder, and becomes an
Oriental monarch like many Oriental monarchs before and since, a fairly
good monarch by Eastern standards as yet, but nothing more.
[Illustration: The MOSLEM EMPIRE, 750 A.D.]
The rule and death of Othman brought out the consequences of Muhammad’s
weaknesses as clearly as the lives of Abu Bekr and Omar had witnessed to
the divine fire in his teaching. Muhammad had been politic at times when
Abu Bekr would have been firm, and the new element of aristocratic
greediness that came in with Othman was one fruit of those politic
moments. And the legacy of that carelessly compiled harem of the
Prophet, the family complications and jealousies which had lurked in the
background of Moslem affairs during the rule of the first two Caliphs,
was now coming out into the light of day. Ali, who was the nephew, the
adopted son, and the son-in-law of the Prophet--he was the husband of
the Prophet’s daughter Fatima--he had considered himself the rightful
Caliph. His claims formed an undertow to the resentment of Medina and of
the rival families of Mecca against the advancement of the Omayyads. But
Ayesha, the favourite wife of the Prophet, had always been jealous of
Fatima and hostile to Ali. She supported Othman.... The splendid opening
of the story of Islam collapses suddenly into this squalid dispute and
bickering of heirs and widows.
In 656 Othman, an old man of eighty, was stoned in the streets of Medina
by a mob, chased to his house, and murdered; and Ali became at last
Caliph, only to be murdered in his turn (661). In one of the battles in
this civil war, Ayesha, now a gallant, mischievous old lady,
distinguished herself by leading a charge, mounted on a camel. She was
taken prisoner and treated well.
While the armies of Islam were advancing triumphantly to the conquest of
the world, this sickness of civil war smote at its head. What was the
rule of Allah in the world to Ayesha when she could score off the
detested Fatima, and what heed were the Omayyads and the partisans of
Ali likely to take of the unity of mankind when they had a good hot feud
of this sort to entertain them, with the caliphate as a prize? The
world of Islam was rent in twain by the spites, greeds, and partisan
silliness of a handful of men and women in Medina. That quarrel still
lives. To this day one main division of the Moslems, the Shiites,
maintain the hereditary right of Ali to be Caliph _as an article of
faith_! They prevail in Persia and India. But an equally important
section, the Sunnites, with whom it is difficult for a disinterested
observer not to agree, deny this peculiar addendum to Muhammad’s simple
creed. So far as we can gather at this length of time, Ali was an
entirely commonplace individual.
To watch this schism creeping across the brave beginnings of Islam is
like watching a case of softening of the brain. To the copious
literature of the subject we must refer the reader who wishes to learn
how Hasan, the son of Ali, was poisoned by his wife, and how Husein, his
brother, was killed. We do but name them here because they still afford
a large section of mankind scope for sentimental partisanship and mutual
annoyance. They are the two chief Shiite martyrs. Amidst the coming and
going of their conflicts the old Kaaba at Mecca was burnt down, and
naturally there began endless disputation whether it should be rebuilt
in exactly its ancient form or on a much larger scale.
In this and the preceding sections we have seen once more the inevitable
struggle of this newest and latest unifying impulse in the world’s
affairs against the everyday worldliness of mankind, and we have seen
also how from the first the complicated household of Muhammad was like
an evil legacy to the new faith. But as this history now degenerates
into the normal crimes and intrigues of an Oriental dynasty, the student
of history will realize a third fundamental weakness in the world
reforms of Muhammad. He was an illiterate Arab, ignorant of history,
totally ignorant of all the political experiences of Rome and Greece,
and almost as ignorant of the real history of Judea; and he left his
followers with no scheme for a stable government embodying and
concentrating the general will of the faithful, and no effective form to
express the very real spirit of democracy (using the word in its modern
sense) that pervades the essential teaching of Islam. His own rule was
unlimited autocracy, and autocratic Islam has remained. Politically
Islam was not an advance, but a retrogression from the traditional
freedoms and customary laws of the desert. The breach of the pilgrims’
trace that led to the battle of Badr is the blackest mark against early
Islam. Nominally Allah is its chief ruler--but practically its master
has always been whatever man was vigorous and unscrupulous enough to
snatch and hold the Caliphate--and, subject to revolts and
assassinations, its final law has been that man’s will.
For a time, after the death of Ali, the Omayyad family was in the
ascendant, and for nearly a century they gave rulers to Islam.
The Arab historians are so occupied with the dynastic squabbles and
crimes of the time, that it is difficult to trace the external history
of the period. We find Moslem shipping upon the seas defeating the
Byzantine fleet in a great sea fight off the coast of Lycia (A.D. 655),
but how the Moslems acquired this victorious fleet thus early we do not
clearly know. It was probably chiefly Egyptian. For some years Islam
certainly controlled the eastern Mediterranean, and in 662 and again in
672, during the reign of Muawiya (662-680), the first great Omayyad
Caliph, made two sea attacks upon Constantinople. They had to be sea
attacks because Islam, so long as it was under Arab rule, never
surmounted the barrier of the Taurus Mountains. During the same period
the Moslems were also pressing their conquests further and further into
Central Asia. While Islam was already decaying at its centre, it was yet
making great hosts of new adherents and awakening a new spirit among the
hitherto divided and aimless Turkish peoples. Medina was no longer a
possible centre for its vast enterprises in Asia, Africa, and the
Mediterranean, and so Damascus became the usual capital of the Omayyad
Caliphs.
Chief among these, as for a time the clouds of dynastic intrigue clear,
are Abdal Malik (685-705) and Walid I (705-715), under whom the Omayyad
line rose to the climax of its successes. The western boundary was
carried to the Pyrenees, while to the east the domains of the Caliph
marched with China. The son of Walid, Suleiman (715), carried out a
second series of Moslem attacks upon Constantinople which his father had
planned and proposed. As with the Caliph Muawiya half a century before,
the approach was by sea--for Asia Minor, as we have just noted, was
still unconquered--and the shipping was drawn chiefly from Egypt. The
emperor, a usurper, Leo the Isaurian, displayed extraordinary skill and
obstinacy in the defence; he burnt most of the Moslem shipping in a
brilliant sortie, cut up the troops they had landed upon the Asiatic
side of the Bosphorus, and after a campaign in Europe of two years
(717-718), a winter of unexampled severity completed their defeat.
From this point onward the glory of the Omayyad line decays. The first
tremendous impulse of Islam was now spent. There was no further
expansion and a manifest decline in religious zeal. Islam had made
millions of converts, and had digested those millions very imperfectly.
Cities, nations, whole sects and races, Arab pagans, Jews, Christians,
Manichæans, Zoroastrians, Turanian pagans, had been swallowed up into
this new vast empire of Muhammad’s successors. It has hitherto been the
common characteristic of all the great unifying religious initiators of
the world, the common oversight, that they have accepted the moral and
theological ideals to which the first appeal was made, as though they
were universal ideals. Muhammad’s appeal, for example, was to the
traditional chivalry and underlying monotheistic feelings of the
intelligent Arabs of his time. These things were latent in the mind and
conscience of Mecca and Medina; he did but call them forth. Then, as the
new teaching spread and stereotyped itself, it had to work on a
continually more uncongenial basis, it had to grow in soil that
distorted and perverted it. Its sole textbook was the Koran. To minds
untuned to the melodies of Arabic, this book seemed to be, as it seems
to many European minds to-day, a mixture of fine-spirited rhetoric
with--to put it plainly--formless and unintelligent gabble. Countless
converts missed the real thing in it altogether. To that we must ascribe
the readiness of the Persian and Indian sections of the faith to join
the Shiite schism upon a quarrel that they could at least understand and
feel. And to the same attempt to square the new stuff with old
prepossessions was due such extravagant theology as presently disputed
whether the Koran was and always had been co-existent with God.[328] We
should be stupefied by the preposterousness of this idea if we did not
recognize in it at once the well-meaning attempt of some learned
Christian convert to Islamize his belief that “In the beginning was the
Word, and the Word was with God, and the Word was God.”[329]
None of the great unifying religious initiators of the world hitherto
seems to have been accompanied by any understanding of the vast
educational task, the vast work of lucid and varied exposition and
intellectual organization involved in its propositions. They all present
the same history of a rapid spreading, like a little water poured over a
great area, and then of superficiality and corruption.
In a little while we hear stories of an Omayyad Caliph, Walid II
(743-744), who mocked at the Koran, ate pork, drank wine, and did not
pray. Those stories may have been true or they may have been circulated
for political reasons. There began a puritan reaction in Mecca and
Medina against the levity and luxury of Damascus. Another great Arab
family, the Abbas family, the Abbasids, a thoroughly wicked line, had
long been scheming for power, and was making capital out of the general
discontent. The feud of the Omayyads and the Abbasids was older than
Islam; it had been going on before Muhammad was born. These Abbasids
took up the tradition of the Shiite “martyrs,” Ali and his sons Hasan
and Husein, and identified themselves with it. The banner of the
Omayyads was white; the Abbasid adopted a black banner, black in
mourning for Hasan and Husein, black because black is more impressive
than any colour; moreover, the Abbasids declared that all the Caliphs
after Ali were usurpers. In 749 they accomplished a carefully prepared
revolution, and the last of the Omayyad Caliphs was hunted down and
slain in Egypt. Abul Abbas was the first of the Abbasid Caliphs, and he
began his reign by collecting into one prison every living male of the
Omayyad line upon whom he could lay hands and causing them all to be
massacred. Their bodies were heaped together, a leathern carpet was
spread over them, and on this gruesome table Abul Abbas and his
councillors feasted.[330] Moreover, the tombs of the Omayyad Caliphs
were rifled, and their bones burnt and scattered to the four winds of
heaven. So the grievances of Ali were avenged at last, and the Omayyad
line passed out of history.
There was, it is interesting to note, a rising on behalf of the Omayyads
in Khorasan which was assisted by the Chinese emperor.
§ 7
But the descendants of Ali were not destined to share in this triumph
for long. The Abbasids were adventurers and rulers of an older school
than Islam. Now that the tradition of Ali had served its purpose, the
next proceeding of the new Caliph was to hunt down and slaughter the
surviving members of his family, the descendants of Ali and Fatima.
Clearly the old traditions of Sassanid Persia and of Persia before the
Greeks were returning to the world. With the accession of the Abbasids
the control of the sea departed from the Caliph, and with it went Spain
and North Africa, in which, under an Omayyad survivor in the former
case, independent Moslem states now arose. The centre of gravity of
Islam shifted across the desert from Damascus to Mesopotamia. Mansur,
the successor of Abul Abbas, built himself a new capital at Bagdad near
the ruins of Ctesiphon, the former Sassanid capital. Turks and Persians
as well as Arabs became Emirs, and the army was reorganized upon
Sassanid lines. Medina and Mecca were now only of importance as
pilgrimage centres, to which the faithful turned to pray. But because it
was a fine language, and because it was the language of the Koran,
Arabic continued to spread until presently it had replaced Greek and
become the language of educated men throughout the whole Moslem world.
Of the Abbasid monarchs after Abul Abbas we need tell little here. A
bickering war went on year by year in Asia Minor in which neither
Byzantium nor Bagdad made any permanent gains, though once or twice the
Moslems raided as far as the Bosphorus. A false prophet, Mokanna, who
said he was God, had a brief but troublesome career. There were plots,
there were insurrections; they lie flat and colourless now in the
histories like dead flowers in an old book. One other Abbasid Caliph
only need be named, and that quite as much for his legendary as for his
real importance, Haroun-al-Raschid[331] (786-809). He was not only the
Caliph of an outwardly prosperous empire in the world of reality, but he
was also the Caliph of an undying empire in the deathless world of
fiction, he was the Haroun-al-Raschid of the _Arabian Nights_.
Sir Mark Sykes[332] gives an account of the reality of his empire from
which we will quote certain passages. He says: “The Imperial Court was
polished, luxurious, and unlimitedly wealthy; the capital, Bagdad, a
gigantic mercantile city surrounding a huge administrative fortress,
wherein every department of state had a properly regulated and
well-ordered public office; where schools and colleges abounded; whither
philosophers, students, doctors, poets, and theologians flocked from all
parts of the civilized globe.... The provincial capitals were
embellished with vast public buildings, and linked together by an
effective and rapid service of posts and caravans; the frontiers were
secure and well garrisoned, the army loyal, efficient, and brave; the
governors and ministers honest and forbearing. The empire stretched with
equal strength and unimpaired control from the Cilician gates to Aden,
and from Egypt to Central Asia. Christians, Pagans, Jews, as well as
Moslems, were employed in the government service. Usurpers, rebellious
generals, and false prophets seemed to have vanished from the Moslem
dominions. Traffic and wealth had taken the place of revolution and
famine.... Pestilence and disease were met by Imperial hospitals and
government physicians.... In government business the rough-and-ready
methods of Arabian administration had given place to a complicated
system of Divans, initiated partly from the Roman, but chiefly taken
from the Persian system of government. Posts, Finance, Privy Seal, Crown
Lands, Justice, and Military affairs were each administered by separate
bureaux in the hands of ministers and officials; an army of clerks,
scribes, writers, and accountants swarmed into these offices and
gradually swept the whole power of the government into their own hands
by separating the Commander of the Faithful from any direct intercourse
with his subjects. The Imperial Palace and the entourage were equally
based on Roman and Persian precedents. Eunuchs, closely veiled ‘harems’
of women, guards, spies, go-betweens, jesters, poets, and dwarfs
clustered around the person of the Commander of the Faithful, each, in
his degree, endeavouring to gain the royal favour and indirectly
distracting the royal mind from affairs of business and state. Meanwhile
the mercantile trade of the East poured gold into Bagdad, and
supplemented the other enormous stream of money derived from the
contributions of plunder and loot despatched to the capital by the
commanders of the victorious raiding forces which harried Asia Minor,
India, and Turkestan. The seemingly unending supply of Turkish slaves
and Byzantine specie added to the richness of the revenues of Irak, and,
combined with the vast commercial traffic of which Bagdad was the
centre, produced a large and powerful moneyed class, composed of the
sons of generals, officials, landed proprietors, royal favourites,
merchants, and the like, who encouraged the arts, literature,
philosophy, and poetry as the mood took them, building palaces for
themselves, vying with each other in the luxury of their entertainments,
suborning poets to sound their praises, dabbling in philosophy,
supporting various schools of thought, endowing charities, and, in fact,
behaving as the wealthy have always behaved in all ages.
“I have said that the Abbasid Empire in the days of Haroun-al-Raschid
was weak and feeble to a degree, and perhaps the reader will consider
this a foolish proposition when he takes into consideration that I have
described the Empire as orderly, the administration definite and
settled, the army efficient, and wealth abundant. The reason I make the
suggestion is that the Abbasid Empire had lost touch with everything
original and vital in Islam, and was constructed entirely by the reunion
of the fragments of the empires Islam had destroyed. There was nothing
in the empire which appealed to the higher instincts of the leaders of
the people; the holy war had degenerated into a systematic acquisition
of plunder. The Caliph had become a luxurious Emperor or King of Kings;
the administration had changed from a patriarchal system to a
bureaucracy. The wealthier classes were rapidly losing all faith in the
religion of the state; speculative philosophy and high living were
taking the place of Koranic orthodoxy and Arabian simplicity. The
solitary bond which could have held the empire together, the sternness
and plainness of the Moslem faith, was completely neglected by both the
Caliph and his advisers.... Haroun-al-Raschid himself was a wine-bibber,
and his palace was decorated with graven images of birds and beasts and
men....
“For a moment we stand amazed at the greatness of the Abbasid dominion;
then suddenly we realize that it is but as a fair husk enclosing the
dust and ashes of dead civilizations.”
Haroun-al-Raschid died in 809. At his death his great empire fell
immediately into civil war and confusion, and the next great event of
unusual importance in this region of the world comes two hundred years
later when the Turks, under the chiefs of the great family of the
Seljuks, poured southward out of Turkestan, and not only conquered the
empire of Bagdad, but Asia Minor also. Coming from the northeast as they
did, they were able to outflank the great barrier of the Taurus
Mountains, which had hitherto held back the Moslems. They were still
much the same people as those of whom Yuan Chwang gave us a glimpse four
hundred years earlier, but now they were Moslems, and Moslems of the
primitive type, men whom Abu Bekr would have welcomed to Islam. They
caused a great revival of vigour in Islam, and they turned the minds of
the Moslem world once more in the direction of a religious war against
Christendom. For there had been a sort of truce between these two great
religions after the cessation of the Moslem advance and the decline of
the Omayyads. Such warfare as had gone on between Christianity and Islam
had been rather border-bickering than sustained war. It became only a
bitter fanatical struggle again in the eleventh century.
§ 8
But before we go on to tell of the Turks and the Crusaders, the great
wars that began between Christendom and Islam, and which have left a
quite insane intolerance between these great systems right down to the
present time, it is necessary to give a little more attention to the
intellectual life of the Arabic-speaking world which was now spreading
more and more widely over the regions which Hellenism had once
dominated. For some generations before Muhammad, the Arab mind had been,
as it were, smouldering, it had been producing poetry and much religious
discussion; under the stimulus of the national and racial successes it
presently blazed out with a brilliance second only to that of the Greeks
during their best period. From a new angle and with a fresh vigour it
took up that systematic development of positive knowledge which the
Greeks had begun and relinquished. It revived the human pursuit of
science. If the Greek was the father, then the Arab was the
foster-father of the scientific method of dealing with reality, that is
to say, by absolute frankness, the utmost simplicity of statement and
explanation, exact record, and exhaustive criticism. Through the Arabs
it was and not by the Latin route that the modern world received that
gift of light and power.
Their conquests brought the Arabs into contact with the Greek literary
tradition, not at first directly, but through the Syrian translations of
the Greek writers. The Nestorian Christians, the Christians to the east
of orthodoxy, seem to have been much more intelligent and active-minded
than the court theologians of Byzantium, and at a much higher level of
general education than the Latin-speaking Christians of the west. They
had been tolerated during the latter days of the Sassanids, and they
were tolerated by Islam until the ascendancy of the Turks in the
eleventh century. They had preserved much of the Hellenic medical
science, and had even added to it. In the Omayyad times most of the
physicians in the Caliph’s dominions were Nestorians, and no doubt many
learned Nestorians professed Islam without any serious compunction or
any great change in their work and thoughts. They had preserved much of
Aristotle both in Greek and in Syrian translations. They had a
considerable mathematical literature. Their equipment makes the
contemporary resources of Saint Benedict or Cassiodorus seem very
pitiful. To these Nestorian teachers came the fresh Arab mind out of the
desert, keen and curious, and learnt much and improved upon its
teaching.
But the Nestorians were not the only teachers available for the Arabs.
Throughout all the rich cities of the east the kindred Jews were
scattered with their own distinctive literature and tradition, and the
Arab and the Jewish mind reacted upon one another to a common benefit.
The Arab was informed and the Jew sharpened to a keener edge. The Jews
have never been pedants in the matter of their language; we have already
noted that a thousand years before Islam they spoke Greek in Hellenized
Alexandria, and now all over this new Moslem world they were speaking
and writing Arabic. Some of the greatest of Jewish literature was
written in Arabic, the religious writings of Maimonides, for example.
Indeed, it is difficult to say in the case of this Arabic culture where
the Jew ends and the Arab begins, so important and essential were its
Jewish factors.
Moreover, there was a third source of inspiration, more particularly in
mathematical science, to which at present it is difficult to do
justice--India. There can be little doubt that the Arab mind during its
best period was in effective contact with Sanskrit literature and with
Indian ideas, and that it derived much from this source.
The distinctive activities of the Arab mind were already manifest under
the Omayyads, though it was during the Abbasid time that it made its
best display. History is the beginning and core of all sound philosophy
and all great literature, and the first Arab writers of distinction were
historians, biographers, and quasi-historical poets. Romantic fiction
and the short story followed as a reading public developed, willing to
be amused. And as reading ceased to be a special accomplishment, and
became necessary to every man of affairs and to every youth of breeding,
came the systematic growth of an educational system and an educational
literature. By the ninth and tenth centuries there are not only
grammars, but great lexicons, and a mass of philological learning in
Islam.
And a century or so in advance of the west, there grew up in the Moslem
world at a number of centres, at Basra, at Kufa, at Bagdad and Cairo,
and at Cordoba, out of what were at first religious schools dependent
upon mosques, a series of great universities. The light of these
universities shone far beyond the Moslem world, and drew students to
them from east and west. At Cordoba in particular there were great
numbers of Christian students, and the influence of Arab philosophy
coming by way of Spain upon the universities of Paris, Oxford, and North
Italy and upon Western European thought generally, was very considerable
indeed. The name of Averroes (Ibn-rushd) of Cordoba (1126-1198), stands
out as that of the culminating influence of Arab philosophy upon
European thought. He developed the teachings of Aristotle upon lines
that made a sharp division between religious and scientific truth, and
so prepared the way for the liberation of scientific research from the
theological dogmatism that restrained it both under Christianity and
under Islam. Another great name is that of Avicenna (Ibnsinā), the
Prince of Physicians (980-1037), who was born at the other end of the
Arabic world at Bokhara, and who travelled in Khorasan.... The
book-copying industry flourished at Alexandria, Damascus, Cairo, and
Bagdad, and about the year 970 there were twenty-seven free schools open
in Cordoba for the education of the poor.
“In mathematics,” say Thatcher and Schwill,[333] “the Arabs built on the
foundations of the Greek mathematicians. The origin of the so-called
Arabic numerals is obscure. Under Theodoric the Great, Boethius made use
of certain signs which were in part very like the nine digits which we
now use. One of the pupils of Gerbert also used signs which were still
more like ours, but the zero was unknown till the twelfth century, when
it was invented by an Arab mathematician named Muhammad-Ibn-Musa, who
also was the first to use the decimal notation, and who gave the digits
the value of position. In geometry the Arabs did not add much to Euclid,
but algebra is practically their creation; also they developed spherical
trigonometry, inventing the sine, tangent, and cotangent. In physics
they invented the pendulum, and produced work on optics. They made
progress in the science of astronomy. They built several observatories,
and constructed many astronomical instruments which are still in use.
They calculated the angle of the ecliptic and the precession of the
equinoxes. Their knowledge of astronomy was undoubtedly considerable.
“In medicine they made great advances over the work of the Greeks. They
studied physiology and hygiene, and their _materia medica_ was
practically the same as ours to-day. Many of their methods of treatment
are still in use among us. Their surgeons understood the use of
anæsthetics, and performed some of the most difficult operations known.
At the time when in Europe the practice of medicine was forbidden by the
Church, which expected cures to be effected by religious rites performed
by the clergy, the Arabs had a real science of medicine. In chemistry
they made a good beginning. They discovered many new substances, such as
alcohol,[334] potash, nitrate of silver, corrosive sublimate, and nitric
and sulphuric acid.... In manufactures they outdid the world in variety
and beauty of design and perfection of workmanship. They worked in all
the metals--gold, silver, copper, bronze, iron, and steel. In textile
fabrics they have never been surpassed. They made glass and pottery of
the finest quality. They knew the secrets of dyeing, and they
manufactured paper. They had many processes of dressing leather; and
their work was famous throughout Europe. They made tinctures, essences,
and syrups. They made sugar from the cane, and grew many fine kinds of
wine. They practised farming in a scientific way, and had good systems
of irrigation. They knew the value of fertilizers, and adapted their
crops to the quality of the ground. They excelled in horticulture,
knowing how to graft and how to produce new varieties of fruit and
flowers. They introduced into the west many trees and plants from the
east, and wrote scientific treatises on farming.”
One item in this account must be underlined here because of its
importance in the intellectual life of mankind, the manufacture of
paper. This the Arabs seem to have learnt from the Chinese by way of
Central Asia. The Europeans acquired it from the Arabs. Until that time
books had to be written upon parchment or papyrus, and after the Arab
conquest of Egypt Europe was cut off from the papyrus supply. Until
paper became abundant, the art of printing was of little use, and
newspapers and popular education by means of books was impossible. This
was probably a much more important factor in the relative backwardness
of Europe during the dark ages than historians seem disposed to
admit....
And all this mental life went on in the Moslem world in spite of a very
considerable amount of political disorder. From first to last the Arabs
never grappled with the problem, the still unsolved problem, of the
stable progressive state; everywhere their form of government was
absolutist and subject to the convulsions, changes, intrigues, and
murders that have always characterized the extremer forms of monarchy.
But for some centuries, beneath the crimes and rivalries of courts and
camps, the spirit of Islam did preserve a certain general decency and
restraint in life; the Byzantine Empire was impotent to shatter this
civilization, and the Turkish danger in the north-east gathered strength
only very slowly. Until the Turk fell upon it, the intellectual life of
Islam continued. Perhaps it secretly flattered itself that it would
always be able to go on in spite of the thread of violence and unreason
in its political direction. Hitherto in all countries that has been the
characteristic attitude of science and literature. The intellectual man
has been loath to come to grips with the forcible man. He has generally
been something of a courtier and time server. Possibly he has never yet
been quite sure of himself. Hitherto men of reason and knowledge have
never had the assurance and courage of the religious fanatic. But there
can be little doubt that they have accumulated settled convictions and
gathered confidence during the last few centuries; they have slowly
found a means to power through the development of popular education and
popular literature, and to-day they are far more disposed to say things
plainly and to claim a dominating voice in the organization of human
affairs than they have ever been before in the world’s history.
XXXIII
CHRISTENDOM AND THE CRUSADES
§ 1. _The Western World at its Lowest Ebb._ § 2. _The Feudal
System._ § 3. _The Frankish Kingdom of the Merovingians._ § 4. _The
Christianization of the Western Barbarians._ § 5. _Charlemagne
becomes Emperor of the West._ § 6. _The Personality of
Charlemagne._ § 7. _The French and the Germans become Distinct._ §
8. _The Normans, the Saracens, the Hungarians, and the Seljuk
Turks._ § 9. _How Constantinople Appealed to Rome._ § 10. _The
Crusades._ § 11. _The Crusades a Test of Christianity._ § 12. _The
Emperor Frederick II._ § 13. _Defects and Limitations of the
Papacy._ § 14. _A List of Leading Popes._
§ 1
Let us turn again now from this intellectual renascence in the cradle of
the ancient civilizations to the affairs of the Western world. We have
described the complete economic, social, and political break up of the
Roman imperial system in the west, the confusion and darkness that
followed in the sixth and seventh centuries, and the struggles of such
men as Cassiodorus to keep alight the flame of human learning amidst
these windy confusions. For a time it would be idle to write of states
and rulers. Smaller or greater adventurers seized a castle or a
countryside and ruled an uncertain area. The British Islands, for
instance, were split up amidst a multitude of rulers; numerous Keltic
chiefs in Ireland and Scotland and Wales and Cornwall fought and
prevailed over and succumbed to each other; the English invaders were
also divided into a number of fluctuating “kingdoms,” Kent, Wessex,
Essex, Sussex, Mercia, Northumbria, and East Anglia, which were
constantly at war with one another. So it was over most of the Western
world. Here a bishop would be the monarch, as Gregory the Great was in
Rome; here a town or a group of towns would be under the rule of the
duke or prince of this or that. Amidst the vast ruins of the city of
Rome half-independent families of quasi-noble adventurers and their
retainers maintained themselves. The Pope kept a sort of general
predominance there, but he was sometimes more than balanced by a “Duke
of Rome.” The great arena of the Colosseum had been made into a
privately-owned castle, and so too had the vast circular tomb of the
Emperor Hadrian; and the adventurers who had possession of these
strongholds and their partisans waylaid each other and fought and
bickered in the ruinous streets of the once imperial city. The tomb of
Hadrian was known after the days of Gregory the Great as the Castle of
St. Angelo, the Castle of the Holy Angel, because when he was crossing
the bridge over the Tiber on his way to St. Peter’s to pray against the
great pestilence which was devastating the city, he had had a vision of
a great angel standing over the dark mass of the mausoleum and sheathing
a sword, and he had known then that his prayers would be answered. This
Castle of St. Angelo played a very important part in Roman affairs
during this age of disorder.
Spain was in much the same state of political fragmentation as Italy or
France or Britain; and in Spain the old feud of Carthaginian and Roman
was still continued in the bitter hostility of their descendants and
heirs, the Jew and the Christian. So that when the power of the Caliph
had swept along the North African coast to the Straits of Gibraltar, it
found in the Spanish Jews ready helpers in its invasion of Europe. A
Moslem army of Arabs and of Berbers, the nomadic Hamitic people of the
African desert and mountain hinterland who had been converted to Islam,
crossed and defeated the West Goths in a great battle in 711. In a few
years the whole country was in their possession.
In 720 Islam had reached the Pyrenees, and had pushed round their
eastern end into France; and for a time it seemed that the faith was
likely to subjugate Gaul as easily as it had subjugated the Spanish
peninsula. But presently it struck against something hard, a new kingdom
of the Franks, which had been consolidating itself for some two
centuries in the Rhineland and North France.
Of this Frankish kingdom, the precursor of France and Germany, which
formed the western bulwark of Europe against the faith of Muhammad, as
the Byzantine Empire behind the Taurus Mountains formed the eastern, we
shall now have much to tell; but first we must give some account of the
new system of social groupings out of which it arose.
§ 2
It is necessary that the reader should have a definite idea of the
social condition of western Europe in the eighth century. It was not a
barbarism. Eastern Europe was still barbaric and savage; things had
progressed but little beyond the state of affairs described by Gibbon in
his account of the mission of Priscus to Attila (see vol. i, p. 557).
But western Europe was a shattered civilization, without law, without
administration, with roads destroyed and education disorganized, but
still with great numbers of people with civilized ideas and habits and
traditions. It was a time of confusion, of brigandage, of crimes
unpunished and universal insecurity. It is very interesting to trace how
out of the universal mêlée, the beginnings of a new order appeared. In a
modern breakdown there would probably be the formation of local
vigilance societies, which would combine and restore a police
administration and a roughly democratic rule. But in the broken-down
western empire of the sixth, seventh, and eighth centuries, men’s ideas
turned rather to leaders than to committees, and the centres about which
affairs crystallized were here barbaric chiefs, here a vigorous bishop
or some surviving claimant to a Roman official position, here a
long-recognized landowner or man of ancient family, and here again some
vigorous usurper of power. No solitary man was safe. So men were forced
to link themselves with others, preferably people stronger than
themselves. The lonely man chose the most powerful and active person in
his district and became _his_ man. The freeman or the weak lordling of a
petty territory linked himself to some more powerful lord. The
protection of that lord (or the danger of his hostility) became more
considerable with every such accession. So very rapidly there went on a
process of political crystallization in the confused and lawless sea
into which the Western Empire had liquefied. These natural associations
and alliances of protector and subordinates grew very rapidly into a
system, _the feudal system_, traces of which are still to be found in
the social structure of every European community west of Russia.
This process speedily took on technical forms and laws of its own. In
such a country as Gaul it was already well in progress in the days of
insecurity _before_ the barbarian tribes broke into the empire as
conquerors. The Franks when they came into Gaul brought with them an
institution, which we have already noted in the case of the Macedonians,
and which was probably of very wide distribution among the Nordic
people, the gathering about the chief or war king of a body of young men
of good family, the companions or _comitatus_, his counts or captains.
It was natural in the case of invading peoples that the relations of a
weak lord to a strong lord should take on the relations of a count to
his king, and that a conquering chief should divide seized and
confiscated estates among his companions. From the side of the decaying
empire there came to feudalism the idea of the grouping for mutual
protection of men and estates; from the Teutonic side came the notions
of knightly association, devotion, and personal service. The former was
the economic side of the institution, the latter the chivalrous.
The analogy of the aggregation of feudal groupings with crystallization
is a very close one. As the historian watches the whirling and eddying
confusion of the fourth and fifth century in Western Europe, he begins
to perceive the appearance of these pyramidal growths of heads and
subordinates and sub-subordinates, which jostle against one another,
branch, dissolve again, or coalesce. “We use the term ‘feudal system’
for convenience’ sake, but with a degree of impropriety if it conveys
the meaning ‘systematic.’ Feudalism in its most flourishing age was
anything but systematic. It was confusion roughly organized. Great
diversity prevailed everywhere, and we should not be surprised to find
some different fact or custom in every lordship. Anglo-Norman feudalism
attained in the eleventh and twelfth centuries, a logical completeness
and a uniformity of practice which, in the feudal age proper, can hardly
be found elsewhere through so large a territory....
[Illustration: Map of EUROPE about 500 A.D.]
“The foundation of the feudal relationship proper was the _fief_, which
was usually land, but might be any desirable thing, as an office, a
revenue in money or kind, the right to collect a toll, or operate a
mill. In return for the fief, the man became the _vassal_ of his lord;
he knelt before him, and, with his hands between his lord’s hands,
promised him fealty and service.... The faithful performance of all the
duties he had assumed in homage constituted the vassal’s right and title
to his fief. So long as they were fulfilled, he, and his heir after him,
held the fief as his property, practically and in relation to all
under-tenants as if he were the owner. In the ceremony of homage and
investiture, which is the creative contract of feudalism, the
obligations assumed by the two parties were, as a rule, not specified in
exact terms. They were determined by local custom.... In many points of
detail the vassal’s services differed widely in different parts of the
feudal world. We may say, however, that they fall into two classes,
general and specific. The general included all that might come under the
idea of loyalty, seeking the lord’s interests, keeping his secrets,
betraying the plans of his enemies, protecting his family, etc. The
specific services are capable of more definite statement, and they
usually received exact definition in custom and sometimes in written
documents. The most characteristic of these was the military service,
which included appearance in the field on summons with a certain force,
often armed in a specified way, and remaining a specified length of
time. It often included also the duty of guarding the lord’s castle, and
of holding one’s own castle subject to the plans of the lord for the
defence of his fief....
[Illustration: Area more or less under FRANKISH dominion in the time of
CHARLES MARTEL]
“Theoretically regarded, feudalism covered Europe with a network of
these fiefs, rising in graded ranks one above the other from the
smallest, the knight’s fee, at the bottom, to the king at the top, who
was the supreme landowner, or who held the kingdom from God....”[335]
But this was the theory that was superimposed upon the established
facts. The reality of feudalism was its voluntary co-operation.
“The feudal state was one in which, it has been said, private law had
usurped the place of public law.” But rather is it truer that public law
had failed and vanished and private law had come in to fill the vacuum.
Public duty had become private obligation.
§ 3
We have already mentioned various kingdoms of the barbarian tribes who
set up a more or less flimsy dominion over this or that area amidst the
débris of the empire, the kingdoms of the Suevi and West Goths in Spain,
the East-Gothic kingdom in Italy, and the Italian Lombard kingdom which
succeeded the Goths after Justinian had expelled the latter and after
the great pestilence had devastated Italy. The Frankish kingdom was
another such barbarian power which arose first in what is now Belgium,
and which spread southward to the Loire, but it developed far more
strength and solidarity than any of the others. It was the first real
state to emerge from the universal wreckage. It became at last a wide
and vigorous political reality, and from it are derived two great powers
of modern Europe, France and the German Empire. Its founder was Clovis
(481-511), who began as a small king in Belgium and ended with his
southern frontiers nearly at the Pyrenees. He divided his kingdom among
his four sons, but the Franks retained a tradition of unity in spite of
this division, and for a time fraternal wars for a single control united
rather than divided them. A more serious split arose, however, through
the Latinization of the Western Franks, who occupied Romanized Gaul and
who learnt to speak the corrupt Latin of the subject population, while
the Franks of the Rhineland retained their Low German speech. At a low
level of civilization, differences in language cause very powerful
political strains. For a hundred and fifty years the Frankish world was
split in two, Neustria, the nucleus of France, speaking a Latinish
speech, which became at last the French language we know, and
Austrasia, the Rhineland, which remained German.[336]
We will not tell here of the decay of the dynasty, the Merovingian
dynasty, founded by Clovis; nor how in Austrasia a certain court
official, the Mayor of the Palace, gradually became the king _de facto_
and used the real king as a puppet. The position of Mayor of the Palace
also became hereditary in the seventh century, and in 687 a certain
Pepin of Heristhal, the Austrasian Mayor of the Palace, had conquered
Neustria and reunited all the Franks. He was followed in 714 by his son,
Charles Martel, who also bore no higher title than mayor of the palace.
(His poor little Merovingian kings do not matter in the slightest degree
to us here.) It was this Charles Martel who stopped the Moslems. They
had pushed as far as Tours when he met them, and in a great battle
between that place and Poitiers (732) utterly defeated them and broke
their spirit. Thereafter the Pyrenees remained their utmost boundary;
they came no further into Western Europe.
Charles Martel divided his power between two sons, but one resigned and
went into a monastery, leaving his brother Pepin sole ruler. This Pepin
it was who finally extinguished the descendants of Clovis. He sent to
the Pope to ask who was the true king of the Franks, the man who held
the power or the man who wore the crown; and the Pope, who was in need
of a supporter, decided in favour of the Mayor of the Palace. So Pepin
was chosen king at a gathering of the Frankish nobles in the Merovingian
capital Soissons, and anointed and crowned. That was in 751. The
Franco-Germany he united was consolidated by his son Charlemagne. It
held together until the death of his grandson Louis (840), and then
France and Germany broke away again--to the great injury of mankind. It
was not a difference of race or temperament, it was a difference of
language and tradition that split these Frankish peoples asunder.
That old separation of Neustria and Austrasia still works out in bitter
consequences. In 1916 the ancient conflict of Neustria and Austrasia had
broken out into war once more. In the August of that year the present
writer visited Soissons, and crossed the temporary wooden bridge that
had been built by the English after the Battle of the Aisne from the
main part of the town to the suburb of Saint Médard. Canvas screens
protected passengers upon the bridge from the observation of the German
sharpshooters who were sniping from their trenches down the curve of the
river. He went with his guides across a field and along by the wall of
an orchard in which a German shell exploded as he passed. So he reached
the battered buildings that stand upon the site of the ancient abbey of
Saint Médard, in which the last Merovingian was deposed and Pepin the
Short was crowned in his stead. Beneath these ancient buildings there
were great crypts, very useful as dug-outs--for the German advanced
lines were not more than a couple of hundred yards away. The sturdy
French soldier lads were cooking and resting in these shelters, and
lying down to sleep among the stone coffins that had held the bones of
their Merovingian kings.
§ 4
The populations over which Charles Martel and King Pepin ruled were at
very different levels of civilization in different districts. To the
west and south the bulk of the people consisted of Latinized and
Christian Kelts; in the central regions these rulers had to deal with
such more or less Christianized Germans as the Franks and Burgundians
and Alemanni; to the northeast were still pagan Frisians and Saxons; to
the east were the Bavarians, recently Christianized through the
activities of St. Boniface; and to the east of them again pagan Slavs
and Avars. The “Paganism” of the Germans and Slavs was very similar to
the primitive religion of the Greeks; it was a manly religion in which
temple, priest, and sacrifices played a small part, and its gods were
like men, a kind of “school prefects” of more powerful beings who
interfered impulsively and irregularly in human affairs. The Germans
had a Jupiter in Odin, a Mars in Thor, a Venus in Freya, and so on.
Throughout the seventh and eighth centuries a steady process of
conversion to Christianity went on amidst these German and Slavonic
tribes.
[Illustration: ENGLAND in 640 A.D.]
It will be interesting to English-speaking readers to note that the most
zealous and successful missionaries among the Saxons and Frisians came
from England. Christianity was twice planted in the British Isles. It
was already there while Britain was a part of the Roman Empire; a
martyr, St. Alban, gave his name to the town of St. Albans, and nearly
every visitor to Canterbury has also visited little Old St. Martin’s
church, which was used during the Roman times. From Britain, as we have
already said, Christianity spread beyond the imperial boundaries into
Ireland--the chief missionary was St. Patrick--and there was a vigorous
monastic movement with which are connected the names of St. Columba and
the religious settlements of Iona. Then in the fifth and sixth centuries
came the fierce and pagan English, and they cut off the early Church of
Ireland from the main body of Christianity. In the seventh century
Christian missionaries were converting the English, both in the north
from Ireland and in the south from Rome. The Rome mission was sent by
Pope Gregory the Great just at the close of the sixth century. The story
goes that he saw English boys for sale in the Roman slave market, though
it is a little difficult to understand how they got there. They were
very fair and good-looking. In answer to his inquiries, he was told that
they were Angles. “Not Angles, but Angels,” said he, “had they but the
gospel.”
The mission worked through the seventh century. Before that century was
over, most of the English were Christians; though Mercia, the central
English kingdom, held out stoutly against the priests and for the
ancient faith and ways. And there was a swift progress in learning upon
the part of these new converts. The monasteries of the kingdom of
Northumbria in the north of England became a centre of light and
learning. Theodore of Tarsus was one of the earliest archbishops of
Canterbury (669-690). “While Greek was utterly unknown in the west of
Europe, it was mastered by some of the pupils of Theodore. The
monasteries contained many monks who were excellent scholars. Most
famous of all was Bede, known as the Venerable Bede (673-735), a monk of
Jarrow (on Tyne). He had for his pupils the six hundred monks of that
monastery, besides the many strangers who came to hear him. He gradually
mastered all the learning of his day, and left at his death forty-five
volumes of his writings, the most important of which are ‘The
Ecclesiastical History of the English’ and his translation of the Gospel
of John into English. His writings were widely known and used
throughout Europe. He reckoned all dates from the birth of Christ, and
through his works the use of Christian chronology became common in
Europe. Owing to the large number of monasteries and monks in
Northumbria, that part of England was for a time far in advance of the
south in civilization.”[337]
In the seventh and eighth centuries we find the English missionaries
active upon the eastern frontiers of the Frankish kingdom. Chief among
these was St. Boniface (680-755), who was born at Crediton, in
Devonshire, who converted the Frisians, Thuringians, and Hessians, and
who was martyred in Holland.
Both in England and on the Continent the ascendant rulers seized upon
Christianity as a unifying force to cement their conquests. Christianity
became a banner for aggressive chiefs--as it did in Uganda in Africa in
the bloody days before that country was annexed to the British Empire.
After Pepin, who died in 768, came two sons, Charles and another, who
divided his kingdom; but the brother of Charles died in 771, and Charles
then became sole king (771-814) of the growing realm of the Franks. This
Charles is known in history as Charles the Great, or Charlemagne. As in
the case of Alexander the Great and Julius Cæsar, posterity has
enormously exaggerated his memory. He made his wars of aggression
definitely religious wars. All the world of north-western Europe, which
is now Great Britain, France, Germany, Denmark, and Norway and Sweden,
was in the ninth century an arena of bitter conflict between the old
faith and the new. Whole nations were converted to Christianity by the
sword just as Islam in Arabia, Central Asia, and Africa had converted
whole nations a century or so before.
With fire and sword Charlemagne preached the Gospel of the Cross to the
Saxons, Bohemians, and as far as the Danube into what is now Hungary; he
carried the same teaching down the Adriatic Coast through what is now
Dalmatia, and drove the Moslems back from the Pyrenees as far as
Barcelona.
Moreover, he it was who sheltered Egbert, an exile from Wessex in
England, and assisted him presently to establish himself as King in
Wessex (802). Egbert subdued the Britons in Cornwall, as Charlemagne
conquered the Britons of Brittany, and, by a series of wars, which he
continued after the death of his Frankish patron, made himself at last
the first King of all England (828).
[Illustration: ENGLAND at the Treaty of Wedmore 878]
But the attacks of Charlemagne upon the last strongholds of paganism
provoked a vigorous reaction on the part of the unconverted. The
Christianized English had retained very little of the seamanship that
had brought them from the mainland, and the Franks had not yet become
seamen. As the Christian propaganda of Charlemagne swept towards the
shores of the North and Baltic seas, the pagans were driven to the sea.
They retaliated for the Christian persecutions with plundering raids and
expeditions against the northern coasts of France and against Christian
England. These pagan Saxons and English of the mainland and their
kindred from Denmark and Norway are the Danes and Northmen of our
national histories. They were also called Vikings,[338] which means
“inlet-men,” because they came from the deep inlets of the Scandinavian
coast. They came in long black galleys, making little use of sails. Most
of our information about these wars and invasions of the pagan Vikings
is derived from Christian sources, and so we have abundant information
of the massacres and atrocities of their raids and very little about the
cruelties inflicted upon their pagan brethren, the Saxons, at the hands
of Charlemagne. Their animus against the cross and against monks and
nuns was extreme. They delighted in the burning of monasteries and
nunneries and the slaughter of their inmates.
Throughout the period between the fifth and the ninth centuries these
Vikings or Northmen were learning seamanship, becoming bolder, and
ranging further. They braved the northern seas until the icy shores of
Greenland were a familiar haunt, and by the ninth century they had
settlements (of which Europe in general knew nothing) in America. In the
tenth and eleventh centuries many of their sagas began to be written
down in Iceland. They saw the world in terms of valiant adventure. They
assailed the walrus, the bear, and the whale. In their imaginations a
great and rich city to the south, a sort of confusion of Rome and
Byzantium, loomed large. They called it “Miklagård” (Michael’s court) or
Micklegarth. The magnetism of Micklegarth was to draw the descendants of
these Northmen down into the Mediterranean by two routes, by the west
and also across Russia from the Baltic, as we shall tell later. By the
Russian route went also the kindred Swedes.
So long as Charlemagne and Egbert lived, the Vikings were no more than
raiders; but as the ninth century wore on, these raids developed into
organized invasions. In several districts of England the hold of
Christianity was by no means firm as yet. In Mercia in particular the
pagan Northmen found sympathy and help. By 886 the Danes had conquered a
fair part of England and the English king, Alfred the Great, had
recognized their rule over their conquests, the Dane-law, in the pact he
made with Guthrum their leader. A little later, in 912, another
expedition under Rolf the Ganger established itself upon the coast of
France in the region that was known henceforth as Normandy (=
Northman-dy). But of how there was presently a fresh conquest of England
by the Danes and how finally the Duke of Normandy became King of
England, we cannot tell at any length. There were very small racial and
social differences between Angle, Saxon, Jute, Dane, or Norman; and
though these changes loom large in the imaginations of the English, they
are seen to be very slight rufflings indeed of the stream of history
when we measure them by the standards of a greater world. The issue
between Christianity and paganism vanished presently from the struggle.
By the Treaty of Wedmore the Danes agreed to be baptized if they were
assured of their conquests; and the descendants of Rolf in Normandy were
not merely Christianized, but they learnt to speak French from the more
civilized people about them, forgetting their own Norse tongue. Of much
greater significance in the history of mankind are the relations of
Charlemagne with his neighbours to the south and east, and to the
imperial tradition.
§ 5
[Illustration: EUROPE at the death of CHARLEMAGNE--814.]
Through Charlemagne the tradition of the Roman Cæsar was revived in
Europe.[339] The Roman Empire was dead and decaying; the Byzantine
Empire was far gone in decay; but the education and mentality of Europe
had sunken to a level at which new creative political ideas were
probably impossible. In all Europe there survived not a tithe of the
speculative vigour that we find in the Athenian literature of the fifth
century B.C. There was no power to postulate a new occasion or to
conceive and organize a novel political method. Official Christianity
had long overlaid and accustomed itself to ignore those strange
teachings of Jesus of Nazareth from which it had arisen. The Roman
Church, clinging tenaciously to its possession of the title of _pontifex
maximus_, had long since abandoned its appointed task of achieving the
Kingdom of Heaven. It was preoccupied with the revival of Roman
ascendancy on earth, which it conceived of as its inheritance. It had
become a political body, using the faith and needs of simple men to
forward its schemes. Europe drifted towards a dreary imitation and
revival of the misconceived failures of the past. For eleven centuries
from Charlemagne onwards, “Emperors” and “Cæsars” of this line and that
come and go in the history of Europe like fancies in a disordered mind.
We shall have to tell of a great process of mental growth in Europe, of
enlarged horizons and accumulating power, but it was a process that went
on independently of, and in spite of, the political forms of the time,
until at last it shattered those forms altogether. Europe during those
eleven centuries of the imitation Cæsars which began with Charlemagne,
and which closed only in the monstrous bloodshed of 1914-1918, has been
like a busy factory owned by a somnambulist, who is sometimes quite
unimportant and sometimes disastrously in the way. Or rather than a
somnambulist, let us say by a corpse that magically simulates a kind of
life. The Roman Empire staggers, sprawls, is thrust off the stage, and
reappears, and--if we may carry the image one step further--it is the
Church of Rome which plays the part of the magician and keeps this
corpse alive.
And throughout the whole period there is always a struggle going on for
the control of the corpse between the spiritual and various temporal
powers. We have already noted the spirit of St. Augustine’s _City of
God_. It was a book which we know Charlemagne read, or had read to
him--for his literary accomplishments are rather questionable. He
conceived of this Christian Empire as being ruled and maintained in its
orthodoxy by some such great Cæsar as himself. He was to rule even the
Pope. But at Rome the view taken of the revived empire differed a little
from that. There the view taken was that the Christian Cæsar must be
anointed and guided by the Pope--who would even have the power to
excommunicate and depose him. Even in the time of Charlemagne this
divergence of view was apparent. In the following centuries it became
acute.
The idea of the empire dawned only very gradually upon the mind of
Charlemagne. At first he was simply the ruler of his father’s kingdom of
the Franks, and his powers were fully occupied in struggles with the
Saxons and Bavarians, and with the Slavs to the east of them, with the
Moslem in Spain, and with various insurrections in his own dominions.
And as the result of a quarrel with the King of Lombardy, his
father-in-law, he conquered Lombardy and North Italy. We have noted the
establishment of the Lombards in North Italy about 570 after the great
pestilence, and after the overthrow of the East Gothic kings by
Justinian. These Lombards had always been a danger and a fear to the
Popes, and there had been an alliance between Pope and Frankish King
against them in the time of Pepin. Now Charlemagne completely subjugated
Lombardy (774), sent his father-in-law to a monastery, and carried his
conquests beyond the present north-eastern boundaries of Italy into
Dalmatia in 776. In 781 he caused one of his sons, Pepin, who did not
outlive him, to be crowned King of Italy in Rome.
There was a new Pope, Leo III, in 795, who seems from the first to have
resolved to make Charlemagne emperor. Hitherto the court at Byzantium
had possessed a certain indefinite authority over the Pope. Strong
emperors like Justinian had bullied the Popes and obliged them to come
to Constantinople; weak emperors had annoyed them ineffectively. The
idea of a breach, both secular and religious, with Constantinople had
long been entertained at the Lateran,[340] and in the Frankish power
there seemed to be just the support that was necessary if Constantinople
was to be defied. So at his accession Leo III sent the keys of the tomb
of St. Peter and a banner to Charlemagne as the symbols of his
sovereignty in Rome as King of Italy. Very soon the Pope had to appeal
to the protection he had chosen. He was unpopular in Rome; he was
attacked and ill-treated in the streets during a procession, and obliged
to fly to Germany (799). Eginhard says his eyes were gouged out and his
tongue cut off; he seems, however, to have had both eyes and tongue
again a year later. Charlemagne brought him back and reinstated him
(800).
Then occurred a very important scene. On Christmas Day, in the year 800,
as Charles was rising from prayer in the Church of St. Peter, the Pope,
who had everything in readiness, clapped a crown upon his head and
hailed him Cæsar and Augustus. There was great popular applause. But
Eginhard, the friend and biographer of Charlemagne, says that the new
emperor was by no means pleased by this coup of Pope Leo’s. If he had
known this was to happen, he said, “he would not have entered the
church, great festival though it was.” No doubt he had been thinking and
talking of making himself emperor, but he had evidently not intended
that the Pope should make him emperor. He had had some idea of marrying
the Empress Irene, who at that time reigned in Constantinople, and so
becoming monarch of both Eastern and Western Empires. He was now obliged
to accept the title in the manner that Leo III had adopted as a gift
from the Pope, and in a way that estranged Constantinople and secured
the separation of Rome from the Byzantine Church.
At first Byzantium was unwilling to recognize the imperial title of
Charlemagne. But in 810 a great disaster fell upon the Byzantine Empire.
The pagan Bulgarians, under their Prince Krum (802-814), defeated and
destroyed the armies of the Emperor Nicephorus, whose skull became a
drinking-cup for Krum. The greater part of the Balkan peninsula was
conquered by these people. (The Bulgarian and the English nations thus
became established as political unities almost simultaneously.) After
this misfortune Byzantium was in no position to dispute this revival of
the empire in the West, and in 812 Charlemagne was formally recognized
by Byzantine envoys as Emperor and Augustus.
So the Empire of Rome, which had died at the hands of Odoacer in 476,
rose again in 800 as the “Holy Roman Empire.” While its physical
strength lay north of the Alps, the centre of its idea was Rome. It was
therefore from the beginning a divided thing of uncertain power, a claim
and an argument rather than a necessary reality. The German sword was
always clattering over the Alps into Italy, and missions and legates
toiling over in the reverse direction. But the Germans could never hold
Italy permanently, because they could not stand the malaria that the
ruined, neglected, undrained country fostered. And in Rome, as well as
in several other of the cities of Italy, there smouldered a more ancient
tradition, the tradition of the aristocratic republic, hostile to both
Emperor and Pope.
§ 6
In spite of the fact that we have a life of him written by his
contemporary, Eginhard,[341] the character and personality of
Charlemagne are difficult to visualize. Eginhard lacks vividness; he
tells many particulars, but not the particulars that make a man live
again in the record. Charlemagne, he says, was a tall man, with a rather
feeble voice; and he had bright eyes and a long nose. “The top of his
head was round,” whatever that may mean, and his hair was “white.” He
had a thick, rather short neck, and “his belly too prominent.” He wore a
tunic with a silver border, and gartered hose. He had a blue cloak, and
was always girt with his sword, hilt and belt being of gold and silver.
He was evidently a man of great activity, one imagines him moving
quickly, and his numerous love affairs did not interfere at all with his
incessant military and political labours. He had numerous wives and
mistresses. He took much exercise, was fond of pomp and religious
ceremonies, and gave generously. He was a man of very miscellaneous
activity and great intellectual enterprise, and with a self-confidence
that is rather suggestive of William II, the ex-German Emperor, the
last, perhaps for ever, of this series of imitation Cæsars in Europe
which Charlemagne began.
The mental life that Eginhard records of him is interesting, because it
not only gives glimpses of a curious character, but serves as a sample
of the intellectuality of the time. He could read probably; at meals he
“listened to music or reading,” but we are told that he had not acquired
the art of writing; “he used to keep his writing-book and tablets under
his pillow, that when he had leisure he might practise his hand in
forming letters, but he made little progress in an art begun too late in
life.” He had, however, a real respect for learning and a real desire
for knowledge, and he did his utmost to attract men of learning to his
court. Among others who came was Alcuin, a learned Englishman. All
those learned men were, of course, clergymen, there being no other
learned men, and naturally they gave a strongly clerical tinge to the
information they imparted to their master. At his court, which was
usually at Aix-la-Chapelle or Mayence, he maintained in the winter
months a curious institution called his “school,” in which he and his
erudite associates affected to lay aside all thoughts of worldly
position, assumed names taken from the classical writers or from Holy
Writ, and discoursed upon theology and literature. Charlemagne himself
was “David.” He developed a considerable knowledge of theology, and it
is to him that we must ascribe the addition of the words _filioque_ to
the Nicene Creed (see chap, xxx, § 8), an addition that finally split
the Latin and Greek Churches asunder. But it is more than doubtful if he
had any such separation in mind. He wanted to add a word or so to the
creed, just as the Emperor William II wanted to write operas and paint
pictures,[342] and he took up what was originally a Spanish innovation.
Of his organization of his empire there is little to be said here. He
was far too restless and busy to consider the quality of his successor
or the condition of political stability, and the most noteworthy thing
in this relationship is that he particularly schooled his son and
successor, Louis the Pious (814-840), to take the crown from the altar
and _crown himself_. But Louis the Pious was too pious to adhere to
those instructions when the Pope made an objection.
The legislation of Charlemagne was greatly coloured by Bible reading; he
knew his Bible well, as the times went; and it is characteristic of him
that after he had been crowned emperor he required every male subject
above the age of twelve to renew his oath of allegiance, and to
undertake to be not simply a good subject, but a good Christian. To
refuse baptism or to retract after baptism was a crime punishable by
death. He did much to encourage architecture, and imported many Italian
architects, chiefly from Ravenna, to whom we owe that pleasant Byzantine
style that still at Worms and Cologne and elsewhere delights the
tourist in the Rhineland.[343] He founded a number of cathedrals and
monastic schools, did much to encourage the study of classical Latin,
and was a distinguished amateur of church music. The possibility of his
talking Latin and understanding Greek is open to discussion; probably he
talked French-Latin. Frankish, however, was his habitual tongue. He made
a collection of old German songs and tales, but these were destroyed by
his successor Louis the Pious on account of their paganism.
He corresponded with Haroun-al-Raschid, the Abbasid Caliph at Bagdad,
who was not perhaps the less friendly to him on account of his vigorous
handling of the Omayyad Arabs in Spain. Gibbon supposes that this
“public correspondence was founded on vanity,” and that “their remote
situation left no room for a competition of interest.” But with the
Byzantine Empire between them in the East, and the independent caliphate
of Spain in the West, and a common danger in the Turks of the great
plains, they had three very excellent reasons for cordiality.
Haroun-al-Raschid, says Gibbon, sent Charlemagne by his ambassadors a
splendid tent, a water clock, an elephant, and the keys of the Holy
Sepulchre. The last item suggests that Charlemagne was to some extent
regarded by the Saracen monarch as the protector of the Christians and
Christian properties in his dominions. Some historians declare
explicitly that there was a treaty to that effect.[344]
§ 7
The Empire of Charlemagne did not outlive his son and successor, Louis
the Pious. It fell apart into its main constituents. The Latinized
Keltic and Frankish population of Gaul begins now to be recognizable as
France, though this France was broken up into a number of dukedoms and
principalities, often with no more than a nominal unity; the
German-speaking peoples between the Rhine and the Slavs to the east
similarly begin to develop an even more fragmentary intimation of
Germany. When at length a real emperor reappears in Western Europe
(962), he is not a Frank, but a Saxon; the conquered in Germany have
become the masters.
It is impossible here to trace the events of the ninth and tenth
centuries in any detail, the alliances, the treacheries, the claims and
acquisitions. Everywhere there was lawlessness, war, and a struggle for
power. In 987 the nominal kingdom of France passed from the hands of the
Carlovingians, the last descendants of Charlemagne, into the hands of
Hugh Capet, who founded a new dynasty. Most of his alleged subordinates
were in fact independent, and willing to make war on the king at the
slightest provocation. The dominions of the Duke of Normandy, for
example, were more extensive and more powerful than the patrimony of
Hugh Capet. Almost the only unity of this France over which the king
exercised a nominal authority lay in the common resolution of its great
provinces to resist incorporation in any empire dominated either by a
German ruler or by the Pope. Apart from the simple organization dictated
by that common will, France was a mosaic of practically independent
nobles. It was an era of castle-building and fortification, and what was
called “private war” throughout all Europe.
The state of Rome in the tenth century is almost indescribable. The
decay of the Empire of Charlemagne left the Pope without a protector,
threatened by Byzantium and the Saracens (who had taken Sicily), and
face to face with the unruly nobles of Rome. Among the most powerful of
these were two women, Theodora and Marozia, mother and daughter,[345]
who in succession held the Castle of St. Angelo (§ 1), which
Theophylact, the patrician husband of Theodora, had seized with most of
the temporal power of the Pope; these two women were as bold,
unscrupulous, and dissolute as any male prince of the time could have
been, and they are abused by historians as though they were ten times
worse. Marozia seized and imprisoned Pope John X (928), who speedily
died under her care. She subsequently made her illegitimate son pope,
under the title of John XI. After him her grandson, John XII, filled the
chair of St. Peter. Gibbon’s account of the manners and morals of John
XII takes refuge at last beneath a veil of Latin footnotes. This Pope,
John XII, was finally degraded by the new German Emperor Otto, who came
over the Alps and down into Italy to be crowned in 962.[346]
This new line of Saxon emperors, which thus comes into prominence,
sprang from a certain Henry the Fowler, who was elected King of Germany
by an assembly of German nobles, princes, and prelates in 919. In 936 he
was succeeded as King by his son, Otto I, surnamed the Great, who was
also elected to be his successor at Aix-la-Chapelle, and who finally
descended upon Rome at the invitation of John XII, to be crowned emperor
in 962. His subsequent degradation of John was forced upon him by that
Pope’s treachery. With his assumption of the imperial dignity, Otto I
did not so much overcome Rome as restore the ancient tussle of Pope and
Emperor for ascendancy to something like decency and dignity again. Otto
I was followed by Otto II (973-983), and he again by a third Otto
(983-1002).[347]
The struggle between the Emperor and the Pope for ascendancy over the
Holy Roman Empire plays a large part in the history of the early Middle
Ages, and we shall have presently to sketch its chief phases. Though the
Church never sank quite to the level of John XII again, nevertheless the
story fluctuates through phases of great violence, confusion, and
intrigue. Yet the outer history of Christendom is not the whole history
of Christendom. That the Lateran was as cunning, foolish, and criminal
as most other contemporary courts has to be recorded; but, if we are to
keep due proportions in this history, it must not be unduly emphasized.
We must remember that through all those ages, leaving profound
consequences, but leaving no conspicuous records upon the historian’s
page, countless men and women were touched by that Spirit of Jesus which
still lived and lives still at the core of Christianity, that they led
lives that were on the whole gracious and helpful, and that they did
unselfish and devoted deeds. Through those ages such lives cleared the
air and made a better world possible. Just as in the Moslem world the
Spirit of Islam generation by generation produced its crop of courage,
integrity, and kindliness.
§ 8
While the Holy Roman Empire and the kingdoms of France and England were
thus appearing amidst the extreme political fragmentation of the
civilization of Western Europe, both that civilization and the Byzantine
Empire were being subjected to a threefold attack: from the Saracen
powers, from the Northmen, and, more slowly developed and most
formidable of all, from a new westward thrust of the Turkish peoples
through South Russia, and also by way of Armenia and the Empire of
Bagdad from Central Asia.
After the overthrow of the Omayyads by the Abbasid dynasty, the strength
of the Saracenic impulse against Europe diminished. Islam was no longer
united. Spain was under a separate Omayyad Caliph, North Africa, though
nominally subject to the Abbasids, was really independent, and presently
(969) Egypt became a separate power with a Shiite Caliph of its own, a
pretender claiming descent from Ali and Fatima (the Fatimite Caliphate).
These Egyptian Fatimites, the green flag Moslems, were fanatics in
comparison with the Abbasids, and did much to embitter the genial
relations of Islam and Christianity. They took Jerusalem, and interfered
with the Christian access to the Holy Sepulchre. On the other side of
the shrunken Abbasid domain there was also a Shiite kingdom in Persia.
The chief Saracen conquest in the ninth century was Sicily; but this was
not overrun in the grand old style in a year or so, but subjugated
tediously through a long century, and with many set-backs. The Spanish
Saracens disputed in Sicily with the Saracens from Africa. In Spain the
Saracens were giving ground before a renascent Christian effort.
Nevertheless, the Byzantine Empire and Western Christendom were still
so weak upon the Mediterranean Sea that the Saracen raiders and pirates
from North Africa were able to raid almost unchallenged in South Italy
and the Greek Islands.
[Illustration: FRANCE at the close of the 10th Century]
But now a new force was appearing in the Mediterranean. We have already
remarked that the Roman Empire never extended itself to the shores of
the Baltic Sea, nor had ever the vigour to push itself into Denmark. The
Nordic Aryan peoples of these neglected regions learnt much from the
empire that was unable to subdue them; as we have already noted in § 4,
they developed the art of shipbuilding and became bold seamen; they
spread across the North Sea to the west, and across the Baltic and up
the Russian rivers into the very heart of what is now Russia. One of
their earliest settlements in Russia was Novgorod the Great. There is
the same trouble and confusion for the student of history with these
northern tribes as there is with the Scythians of classical times, and
with the Hunnish Turkish peoples of Eastern and Central Asia. They
appear under a great variety of names, they change and intermingle. In
the case of Britain, for example, the Angles, the Saxons, and Jutes
conquered most of what is now England in the fifth and sixth centuries;
the Danes, a second wave of practically the same people, followed in the
eighth and ninth; and in 1013 a Danish King, Canute, reigned in England,
and not only over England, but over Denmark and Norway. For a time,
under Canute and his sons, it seemed possible that a great confederation
of the Northmen might have established itself. Then in 1066 a third wave
of the same people flowed over England from the “Norman” state in
France, where the Northmen had been settled since the days of Rolf the
Ganger (912), and where they had learnt to speak French. William, Duke
of Normandy, became the William the Conqueror (1066) of English history.
Practically, from the standpoint of universal history, all these peoples
were the same people, waves of one Nordic stock. These waves were not
only flowing westward, but eastward. Already we have noted (chap, xxix,
§ 4), a very interesting earlier movement of the same peoples under the
name of Goths from the Baltic to the Black Sea. We have traced the
splitting of these Goths into the Ostrogoths and the Visigoths, and the
adventurous wanderings that ended at last in the Ostrogoth kingdom in
Italy and the Visigoth states in Spain. In the ninth century a second
movement of the Northmen across Russia was going on at the same time
that their establishments in England and their dukedom of Normandy were
coming into existence. The populations of South Scotland, England, East
Ireland, Flanders, Normandy, and the Russias have more elements in
common than we are accustomed to recognize. All are fundamentally Gothic
and Nordic peoples. These “Russian” Norsemen travelled in the
summer-time, using the river routes that abounded in Russia; they
carried their ships by portages from the northward-running rivers to
those flowing southward. They appeared as pirates, raiders, and traders
both upon the Caspian and the Black Sea. The Arabic chroniclers note
their apparition upon the Caspian, and give them the name of Russians.
They raided Persia, and threatened Constantinople with a great fleet of
small craft (in 865, 904, 941, and 1043).[348] One of these Northmen,
Rurik (_circa_ 850), established himself as the ruler of Novgorod and
Kief, and laid the foundations of modern Russia. The fighting qualities
of the Russian Vikings were speedily appreciated at Constantinople; the
Greeks called them Varangians, and an Imperial Varangian bodyguard was
formed. After the conquest of England by the Normans (1066), a number of
Danes and English were driven into exile and joined these Russian
Varangians, apparently finding few obstacles to intercourse in their
speech and habits.
Meanwhile the Normans from Normandy were also finding their way into the
Mediterranean from the West. They came first as mercenaries, and later
as independent invaders; and they came mainly, not, it is to be noted,
by sea, but in scattered bands by land. They came through the Rhineland
and Italy partly in the search for warlike employment and loot, partly
as pilgrims. For the ninth and tenth centuries saw a great development
of pilgrimage. These Normans, as they grew powerful, discovered
themselves such rapacious and vigorous robbers that they forced the
Eastern Emperor and the Pope into a feeble and ineffective alliance
against them (1053). They defeated and captured and were pardoned by the
Pope; they established themselves in Calabria and South Italy, conquered
Sicily from the Saracens (1060-1090), and under Robert Guiscard, who had
entered Italy as a pilgrim adventurer and began his career as a brigand
in Calabria, threatened the Byzantine Empire itself (1081). His army,
which contained a contingent of Sicilian Moslems, crossed from Brindisi
to Epirus in the reverse direction to that in which Pyrrhus had crossed
to attack the Roman Republic, thirteen centuries before (275 B.C.). He
laid siege to the Byzantine stronghold of Durazzo.
[Illustration:
The EMPIRE of
OTTO
the GREAT
]
Robert captured Durazzo (1082), but the pressure of affairs in Italy
recalled him, and ultimately put an end to this first Norman attack upon
the Empire of Byzantium leaving the way open for the rule of a
comparatively vigorous Comnenian dynasty (1081-1204). In Italy, amidst
conflicts too complex for us to tell here, it fell to Robert Guiscard to
besiege and sack Rome (1084); and Gibbon notes with quiet satisfaction
the presence of a large contingent of Sicilian Moslems amongst the
looters. There were in the twelfth century three other Norman attacks
upon the Eastern power, one by the son of Robert Guiscard, and the two
others directly from Sicily by sea....
But neither the Saracens nor the Normans pounded quite so heavily
against the old empire at Byzantium or against the Holy Roman Empire,
the vamped-up Roman Empire of the West, as did the double thrust from
the Turanian centres in Central Asia, of which we must now tell. We have
already noted (chap. xxix, § 5) the westward movement of the Avars, and
the Turkish Magyars who followed in their track. From the days of Pepin
I onward, the Frankish power and its successors in Germany were in
conflict with these Eastern raiders along all the Eastern borderlands.
Charlemagne held and punished them, and established some sort of
overlordship as far east as the Carpathians; but amidst the enfeeblement
that followed his death, these peoples, more or less blended now in the
accounts under the name of Hungarians, led by the Magyars,
re-established their complete freedom again, and raided yearly, often as
far as the Rhine. They destroyed, Gibbon notes, the monastery of St.
Gall in Switzerland, and the town of Bremen. Their great raiding period
was between 900 and 950. Their biggest effort, through Germany right
into France, thence over the Alps and home again by North Italy, was in
938-9.
Thrust southward by these disturbances, and by others to be presently
noted, the Bulgarians, as we have told in § 5, established themselves
under Krum, between the Danube and Constantinople. Originally a Turkish
people, the Bulgarians, since their first appearance in the east of
Russia, had become by repeated admixture almost entirely Slavonic in
race and language. For some time after their establishment in Bulgaria
they remained pagan. Their king, Boris (852-884), entertained Moslem
envoys, and seems to have contemplated an adhesion to Islam, but finally
he married a Byzantine princess, and handed himself and his people over
to the Christian faith.
[Illustration: The COMING of the SELJUKS.]
The Hungarians were drubbed into a certain respect for civilization by
Henry the Fowler, the elected King of Germany, and Otto the First, the
first Saxon emperor, in the tenth century. But they did not decide to
adopt Christianity until about A.D. 1000. Though they were
Christianized, they retained their own Turko-Finnic language (Magyar),
and they retain it to this day.
Bulgarians and Hungarians do not, however, exhaust the catalogue of the
peoples whose westward movements embodied the Turkish thrust across
South Russia. Behind the Hungarians and Bulgarians thrust the Khazars, a
Turkish people, with whom were mingled a very considerable proportion of
Jews who had been expelled from Constantinople, and who had mixed with
them and made many proselytes. To these Jewish Khazars are to be
ascribed the great settlements of Jews in Poland and Russia.[349] Behind
the Khazars again, and overrunning them, were the Petschenegs (or
Patzinaks), a savage Turkish people who are first heard of in the ninth
century, and who were destined to dissolve and vanish as the kindred
Huns did five centuries before. And while the trend of all these peoples
was westward, we have, when we are thinking of the present population of
these South Russian regions, to remember also the coming and going of
the Northmen between the Baltic and the Black Sea, who interwove with
the Turkish migrants like warp and woof, and bear in mind also that
there was a considerable Slavonic population, the heirs and descendants
of Scythians, Sarmatians, and the like, already established in these
restless, lawless, but fertile areas. All these races mixed with and
reacted upon one another. The universal prevalence of Slavonic
languages, except in Hungary, shows that the population remained
predominantly Slav. And in what is now Roumania, for all the passage of
peoples, and in spite of conquest after conquest, the tradition and
inheritance of the Roman provinces of Dacia and Mœsia Inferior still
kept a Latin speech and memory alive.
But this direct thrust of the Turkish peoples against Christendom to the
north of the Black Sea was, in the end, not nearly so important as their
indirect thrust south of it through the empire of the Caliph. We cannot
deal here with the tribes and dissensions of the Turkish peoples of
Turkestan, nor with the particular causes that brought to the fore the
tribes under the rule of the Seljuk clan. In the eleventh century these
Seljuk Turks broke with irresistible force not in one army, but in a
group of armies, and under two brothers, into the decaying fragments of
the Moslem Empire. For Islam had long ceased to be one empire. The
orthodox Sunnite Abbasid rule had shrunken to what was once Babylonia;
and even in Bagdad the Caliph was the mere creature of his Turkish
palace guards. A sort of mayor of the palace, a Turk, was the real
ruler. East of the Caliph, in Persia, and west of him in Palestine,
Syria, and Egypt, were Shiite heretics. The Seljuk Turks were orthodox
Sunnites; they now swept down upon and conquered the Shiite rulers and
upstarts, and established themselves as the protectors of the Bagdad
Caliph, taking over the temporal powers of the mayor of the palace. Very
early they conquered Armenia from the Greeks, and then, breaking the
bounds that had restrained the power of Islam for four centuries, they
swept on to the conquest of Asia Minor, almost to the gates of
Constantinople. The mountain barrier of Cilicia that had held the Moslem
so long had been turned by the conquest of Armenia from the northeast.
Under Alp Arslan, who had united all the Seljuk power in his own hands,
the Turks utterly smashed the Byzantine army at the battle of Manzikert,
or Melasgird (1071). The effect of this battle upon people’s
imaginations was very great. Islam, which had appeared far gone in
decay, which had been divided religiously and politically, was suddenly
discovered to have risen again, and it was the secure old Byzantine
Empire that seemed on the brink of dissolution. The loss of Asia Minor
was very swift. The Seljuks established themselves at Iconium (Konia),
in what is now Anatolia. In a little while they were in possession of
the fortress of Nicæa over against the capital.
§ 9
We have already told of the attack of the Normans upon the Byzantine
Empire from the west, and of the battle of Durazzo (1081); and we have
noted that Constantinople had still vivid memories of the Russian sea
raids (1043). Bulgaria, it is true, had been tamed, but there was heavy
and uncertain warfare going on with the Petschenegs. North and west, the
emperor’s hands were full. This swift advance of the Turks into country
that had been so long securely Byzantine must have seemed like the
approach of final disaster. The Eastern Emperor, Michael VII, under the
pressure of these convergent dangers, took a step that probably seemed
both to himself and to Rome of the utmost political significance. He
appealed to the Pope, Gregory VII, for assistance. His appeal was
repeated still more urgently by his successor, Alexius Comnenus, to Pope
Urban II.
To the counsellors of Rome this must have presented itself as a supreme
opportunity for the assertion of the headship of the Pope over the
entire Christian world.
In this history we have traced the growth of this idea of a religious
government of Christendom--and through Christendom of mankind--and we
have shown how naturally and how necessarily, because of the tradition
of world empire, it found a centre at Rome. The Pope of Rome was the
only Western patriarch; he was the religious head of a vast region in
which the ruling tongue was Latin; the other patriarchs of the Orthodox
Church spoke Greek, and so were inaudible throughout his domains; and
the two words _Filioque_, which had been added to the Latin creed (see
chap. xxx, § 8, and chap. xxxiii, § 6), had split off the Byzantine
Christians by one of those impalpable and elusive doctrinal points upon
which there is no reconciliation. (The final rupture was in 1054.) The
life of the Lateran changed in its quality with every occupant of the
chair of St. Peter: sometimes papal Rome was a den of corruption and
uncleanness, as it had been in the days of John XII; sometimes it was
pervaded by the influence of widely thinking and nobly thinking men. But
behind the Pope was the assembly of the cardinals, priests, and a great
number of highly educated officials, who never, even in the darkest and
wildest days, lost sight altogether of the very grand idea of a divine
world dominion, of a peace of Christ throughout the earth that St.
Augustine had expressed. Through all the Middle Ages that idea was the
guiding influence in Rome. For a time, perhaps, mean minds would prevail
there, and in the affairs of the world Rome would play the part of a
greedy, treacherous, and insanely cunning old woman; followed a phase of
masculine and quite worldly astuteness perhaps, or a phase of
exaltation. Came an interlude of fanaticism or pedantry, when all the
pressure was upon exact doctrine. Or there was a moral collapse, and the
Lateran became the throne of some sensuous or æsthetic autocrat, ready
to sell every hope or honour the Church could give for money to spend
upon pleasure or display. Yet, on the whole, the papal ship kept its
course, and came presently into the wind again.
In this period to which we have now come, the period of the eleventh
century, we discover a Rome dominated by the personality of an
exceptionally great statesman, Hildebrand, who occupied various official
positions under a succession of Popes, and finally became Pope himself
under the name of Gregory VII (1073-1085). We find that under his
influence, vice, sloth, and corruption have been swept out of the
Church, that the method of electing the Popes has been reformed, and
that a great struggle has been waged with the Emperor upon the
manifestly vital question of “investitures,” the question whether Pope
or temporal monarch should have the decisive voice in the appointment of
the bishops in their domains. Hitherto the Roman clergy had been able to
marry; but now, to detach them effectually from the world and to make
them more completely the instruments of the church, celibacy was imposed
upon all priests....[350]
Gregory VII had been prevented by his struggle over the investitures
from any effectual answer to the first appeal from Byzantium; but he had
left a worthy successor in Urban II (1087-1099); and when the letter of
Alexius came to hand, Urban seized at once upon the opportunity it
afforded for drawing together all the thoughts and forces of Western
Europe into one passion and purpose. Thereby he might hope to end the
private warfare that prevailed, and find a proper outlet for the immense
energy of the Normans. He saw, too, an opportunity of thrusting the
Byzantine power and Church aside, and extending the influence of the
Latin Church over Syria, Palestine, and Egypt. The envoys of Alexius
were heard at a church council, hastily summoned at Piacenza (=
Placentia), and next year (1095), at Clermont, Urban held a second great
council, in which all the slowly gathered strength of the Church was
organized for a universal war propaganda against the Moslems. Private
war, all war among Christians, was to cease until the infidel had been
swept back and the site of the Holy Sepulchre was again in Christian
hands.
The fervour of the response enables us to understand the great work of
creative organization that had been done in Western Europe in the
previous five centuries. In the beginning of the seventh century we saw
Western Europe as a chaos of social and political fragments, with no
common idea nor hope, a system shattered almost to a dust of
self-seeking individuals. Now in the dawn of the eleventh century there
is everywhere a common belief, a linking idea, to which men may devote
themselves, and by which they can co-operate together in a universal
enterprise. We realize that, in spite of much weakness and intellectual
and moral unsoundness, to this extent the Christian Church has _worked_.
We are able to measure the evil phases of tenth-century Rome, the
scandals, the filthiness, the murders and violence, at their proper
value by the scale of this fact. No doubt also all over Christendom
there had been many lazy, evil, and foolish priests; but it is manifest
that this task of teaching and co-ordination that had been accomplished
could have been accomplished only through a great multitude of
right-living priests and monks and nuns. A new and greater amphictyony,
the amphictyony of Christendom, had come into the world, and it had been
built by thousands of anonymous, faithful lives.