1320-1384), and how he translated the Bible into English in order to set
up a counter authority to that of the Pope. He denounced the doctrines
of the church about the mass as disastrous error, and particularly the
teaching that the consecrated bread eaten in that ceremony becomes in
some magical way the actual body of Christ. We will not pursue the
question of transubstantiation, as this process of the mystical change
of the elements in the sacrament is called, into its intricacies. These
are matters for the theological specialist. But it will be obvious that
any doctrine, such as the Catholic doctrine, which makes the
consecration of the elements in the sacrament a miraculous process
performed by the priest, and only to be performed by the priest, and
which makes the sacrament the central necessity of the religious system,
enhances the importance of the priestly order enormously. On the other
hand, the view, which was the typical “Protestant” view, that this
sacrament is a mere eating of bread and drinking of wine as a personal
remembrance of Jesus of Nazareth, does away at last with any particular
need for a consecrated priest at all. Wycliffe himself did not go to
this extremity; he was a priest, and he remained a priest to the end of
his life, but his doctrine raised a question that carried men far beyond
his positions. From the point of view of the historian the struggle
against Rome that Wycliffe opened became very speedily a struggle of
what one may call rational or layman’s religion making its appeal to the
free intelligence and the free conscience in mankind, against
authoritative, traditional, ceremonial, and priestly religion. The
ultimate tendency of this complicated struggle was to strip Christianity
as bare as Islam of every vestige of ancient priestcraft, to revert to
the Bible documents as authority, and to recover, if possible, the
primordial teachings of Jesus. Most of its issues are still undecided
among Christians to this day.[376]
Wycliffe’s writings had nowhere more influence than in Bohemia. About
1396 a learned Czech, John Huss, delivered a series of lectures in the
university of Prague based upon the doctrines of the great Oxford
teacher. Huss became rector of the university, and his teachings roused
the church to excommunicate him (1412). This was at the time of the
Great Schism, just before the Council of Constance (1414-1418) gathered
to discuss the scandalous disorder of the church. We have already told
(chap. xxxiii, § 13) how the schism was ended by the election of Martin
V. The council aspired to reunite Christendom completely. But the
methods by which it sought this reunion jar with our modern consciences.
Wycliffe’s bones were condemned to be burnt. Huss was decoyed to
Constance under promise of a safe conduct, and he was then put upon his
trial for heresy. He was ordered to recant certain of his opinions. He
replied that he could not recant until he was convinced of his error. He
was told that it was his duty to recant if his superiors required it of
him, whether he was convinced or not. He refused to accept this view. In
spite of the Emperor’s safe conduct, he was burnt alive (1415), a martyr
not for any specific doctrine, but for the free intelligence and free
conscience of mankind.
It would be impossible to put the issue between priest and anti-priest
more clearly than it was put at this trial of John Huss, or to
demonstrate more completely the evil spirit in priestcraft. A colleague
of Huss, Jerome of Prague, was burnt in the following year.
These outrages were followed by an insurrection of the Hussites in
Bohemia (1419), the first of a series of religious wars that marked the
breaking-up of Christendom. In 1420, the Pope, Martin V, issued a bull
proclaiming a crusade “for the destruction of the Wycliffites, Hussites,
and all other heretics in Bohemia,” and attracted by this invitation the
unemployed soldiers of fortune, and all the drifting blackguardism of
Europe converged upon that valiant country. They found in Bohemia, under
its great leader Ziska, more hardship and less loot than crusaders were
disposed to face. The Hussites were conducting their affairs upon
extreme democratic lines, and the whole country was aflame with
enthusiasm. The crusaders beleaguered Prague, but failed to take it, and
they experienced a series of reverses that ended in their retreat from
Bohemia. A second crusade (1421) was no more successful. Two other
crusades failed. Then unhappily the Hussites fell into internal
dissensions. Encouraged by this, a fifth crusade (1431) crossed the
frontier under Frederick, Margrave of Brandenburg.
The army of these crusaders, according to the lowest estimates,
consisted of 90,000 infantry and 40,000 horsemen. Attacking Bohemia from
the west, they first laid siege to the town of Tachov, but failing to
capture the strongly fortified city, they stormed the little town of
Most, and here, as well as in the surrounding country, committed the
most horrible atrocities on a population a large part of which was
entirely innocent of any form of theology whatever. The crusaders,
advancing by slow marches, penetrated further into Bohemia, till they
reached the neighbourhood of the town of Domazlice (Tauss). “It was at
three o’clock on August 14th, 1431, that the crusaders, who were
encamped in the plain between Domazlice and Horsuv Tyn, received the
news that the Hussites, under the leadership of Prokop the Great, were
approaching. Though the Bohemians were still four miles off, the rattle
of their war-wagons and the song, ‘All ye warriors of God,’ which their
whole host was chanting, could already be heard.” The enthusiasm of the
crusaders evaporated with astounding rapidity. Lützow[377] describes how
the papal representative and the Duke of Saxony ascended a convenient
hill to inspect the battlefield. It was, they discovered, not going to
be a battlefield. The German camp was in utter confusion. Horsemen were
streaming off in every direction, and the clatter of empty wagons being
driven off almost drowned the sound of that terrible singing. The
crusaders were abandoning even their loot. Came a message from the
Margrave of Brandenburg advising flight; there was no holding any of
their troops. They were dangerous now only to their own side, and the
papal representative spent an unpleasant night hiding from them in the
forest.... So ended the Bohemian crusade.
In 1434 civil war again broke out among the Hussites, in which the
extreme and most valiant section was defeated, and in 1436 an agreement
was patched up between the Council of Basle and the moderate Hussites,
in which the Bohemian church was allowed to retain certain distinctions
from the general Catholic practice, which held good until the German
Reformation in the sixteenth century.
§ 3
The split among the Hussites was largely due to the drift of the
extremer section towards a primitive communism, which alarmed the
wealthier and more influential Czech noblemen. Similar tendencies had
already appeared among the English Wycliffites. They seem to follow
naturally enough upon the doctrines of equal human brotherhood that
emerge whenever there is an attempt to reach back to the fundamentals of
Christianity.
The development of such ideas had been greatly stimulated by a
stupendous misfortune that had swept the world and laid bare the
foundations of society, a pestilence of unheard-of virulence. It was
called the Black Death, and it came nearer to the extirpation of mankind
than any other evil has ever done. It was far more deadly than the
plague of Pericles, or the plague of Marcus Aurelius, or the plague
waves of the time of Justinian and Gregory the Great that paved the way
for the Lombards in Italy. It arose in South Russia or Central Asia, and
came by way of the Crimea and a Genoese ship to Genoa and Western
Europe. It passed by Armenia to Asia Minor, Egypt, and North Africa. It
reached England in 1348. Two thirds of the students at Oxford died, we
are told; it is estimated that between a quarter and a half of the whole
population of England perished at this time. Throughout all Europe there
was as great a mortality. Hecker estimates the total as twenty-five
million dead. It spread eastward to China, where, the Chinese records
say, thirteen million people perished. In China the social
disorganization led to a neglect of the river embankments, and as a
consequence great floods devastated the crowded agricultural lands.[378]
Never was there so clear a warning to mankind to seek knowledge and
cease from bickering, to unite against the dark powers of nature. All
the massacres of Hulagu and Timurlane were as nothing to this. “Its
ravages,” says J. R. Green, “were fiercest in the greater towns, where
filthy and undrained streets afforded a constant haunt to leprosy and
fever. In the burial-ground which the piety of Sir Walter Manny
purchased for the citizens of London, a spot whose site was afterwards
marked by the Charter House, more than fifty thousand corpses are said
to have been interred. Thousands of people perished at Norwich, while in
Bristol the living were hardly able to bury the dead. But the Black
Death fell on the villages almost as fiercely as on the towns. More than
one half of the priests of Yorkshire are known to have perished; in the
diocese of Norwich two thirds of the parishes changed their incumbents.
The whole organization of labour was thrown out of gear. The scarcity of
hands made it difficult for the minor tenants to perform the services
due for their lands, and only a temporary abandonment of half the rent
by the landowners induced the farmers to refrain from the abandonment of
their farms. For a time cultivation became impossible. ‘The sheep and
cattle strayed through the fields and corn,’ says a contemporary, ‘and
there were none left who could drive them.’”
[Illustration: “We have the payne and traveyle, rayne and wynd in the
feldes”....John Ball’s speech]
It was from these distresses that the peasant wars of the fourteenth
century sprang. There was a great shortage of labour and a great
shortage of goods, and the rich abbots and monastic cultivators who
owned so much of the land, and the nobles and rich merchants, were too
ignorant of economic laws to understand that they must not press upon
the toilers in this time of general distress. They saw their property
deteriorating, their lands going out of cultivation, and they made
violent statutes to compel men to work without any rise in wages, and to
prevent their straying in search of better employment. Naturally enough
this provoked “a new revolt against the whole system of social
inequality which had till then passed unquestioned as the divine order
of the world. The cry of the poor found a terrible utterance in the
words of ‘a mad priest of Kent,’ as the courtly Froissart calls him, who
for twenty years (1360-1381) found audience for his sermons, in defiance
of interdict and imprisonment, in the stout yeomen who gathered in the
Kentish churchyards. ‘Mad,’ as the landowners called him, it was in the
preaching of John Ball that England first listened to a declaration of
natural equality and the rights of man. ‘Good people,’ cried the
preacher, ‘things will never go well in England so long as goods be not
in common, and so long as there be villeins and gentlemen. By what right
are they whom we call lords greater folk than we? On what grounds have
they deserved it? Why do they hold us in serfage? If we all came of the
same father and mother, of Adam and Eve, how can they say or prove that
they are better than we, if it be not that they make us gain for them by
our toil what they spend in their pride? They are clothed in velvet and
warm in their furs and their ermines, while we are covered with rags.
They have wine and spices and fair bread; and we oat-cake and straw, and
water to drink. They have leisure and fine houses; we have pain and
labour, the rain and the wind in the fields. And yet it is of us and of
our toil that these men hold their state.’ A spirit fatal to the whole
system of the Middle Ages breathed in the popular rhyme which condensed
the levelling doctrine of John Ball: ‘When Adam delved and Eve span, who
was then the gentleman?’”[379]
Wat Tyler, the leader of the English insurgents, was assassinated by the
Mayor of London in the presence of the young King Richard II (1381), and
his movement collapsed. The communist side of the Hussite movement was a
part of the same system of disturbance. A little earlier than the
English outbreak had occurred the French “Jacquerie” (1358), in which
the French peasants had risen, burnt châteaux, and devastated the
country-side. A century later the same urgency was to sweep Germany into
a series of bloody Peasant Wars. These began late in the fifteenth
century. Economic and religious disturbance mingled in the case of
Germany even more plainly than in England. One conspicuous phase of
these German troubles was the Anabaptist outbreak. The sect of the
Anabaptists appeared in Wittenberg in 1521 under three “prophets,” and
broke out into insurrection in 1525. Between 1532 and 1535 the
insurgents held the town of Münster in Westphalia, and did their utmost
to realize their ideas of a religious communism. They were besieged by
the Bishop of Münster, and under the distresses of the siege a sort of
insanity ran rife in the town; cannibalism is said to have occurred, and
a certain John of Leyden seized power, proclaimed himself the successor
of King David, and followed that monarch’s evil example by practising
polygamy. After the surrender of the city the victorious bishop had the
Anabaptist leaders tortured very horribly and executed in the
marketplace, their mutilated bodies being hung in cages from a church
tower to witness to all the world that decency and order were now
restored in Münster....
These upheavals of the common labouring men of the Western European
countries in the fourteenth and fifteenth centuries were more serious
and sustained than anything that had ever happened in history before.
The nearest previous approach to them were certain communistic
Muhammadan movements in Persia. There was a peasant revolt in Normandy
about A.D. 1000, and there were revolts of peasants (Bagaudæ) in the
later Roman Empire, but these were not nearly so formidable. They show a
new spirit growing in human affairs, a spirit altogether different from
the unquestioning apathy of the serfs and peasants in the original
regions of civilization or from the anarchist hopelessness of the serf
and slave labour of the Roman capitalists. All these early insurrections
of the workers that we have mentioned were suppressed with much cruelty,
but the movement itself was never completely stamped out. From that time
to this there has been a spirit of revolt in the lower levels of the
pyramid of civilization. There have been phases of insurrection, phases
of repression, phases of compromise and comparative pacification; but
from that time until this, the struggle has never wholly ceased. We
shall see it flaring out during the French Revolution at the end of the
eighteenth century, insurgent again in the middle and at the opening of
the last quarter of the nineteenth century, and achieving vast
proportions in the world of to-day. The socialist movement of the
nineteenth century was only one version of that continuing revolt.
In many countries, in France and Germany and Russia, for example, this
labour movement has assumed at times an attitude hostile to
Christianity, but there can be little doubt that this steady and, on the
whole, growing pressure of the common man in the West against a life of
toil and subservience is closely associated with Christian teaching. The
church and the Christian missionary may not have intended to spread
equalitarian doctrines, but behind the church was the unquenchable
personality of Jesus of Nazareth, and even in spite of himself the
Christian preacher brought the seeds of freedom and responsibility with
him, and sooner or later they shot up where he had been.
This steady and growing upheaval of “Labour,” its development of a
consciousness of itself as a class and of a definite claim upon the
world at large, quite as much as the presence of schools and
universities, quite as much as abundant printed books and a developing
and expanding process of scientific research, mark off our present type
of civilization, the “modern civilization,” from any pre-existing state
of human society, and mark it, for all its incidental successes, as a
thing unfinished and transitory. It is an embryo or it is something
doomed to die. It may be able to solve this complex problem of
co-ordinated toil and happiness, and so adjust itself to the needs of
the human soul, or it may fail and end in a catastrophe as the Roman
system did. It may be the opening phase of some more balanced and
satisfying order of society, or it may be a system destined to
disruption and replacement by some differently conceived method of human
association. Like its predecessor, our present civilization may be no
more than one of those crops farmers sow to improve their land by the
fixation of nitrogen from the air; it may have grown only that,
accumulating certain traditions, it may be ploughed into the soil again
for better things to follow. Such questions as these are the practical
realities of history, and in all that follows we shall find them
becoming clearer and more important, until in our last chapter we shall
end, as all our days and years end, with a recapitulation of our hopes
and fears--and a note of interrogation.
§ 4
The development of free discussion in Europe during this age of
fermentation was enormously stimulated by the appearance of printed
books. It was the introduction of paper from the East that made
practicable the long latent method of printing. It is still difficult to
assign the honour of priority in the use of the simple expedient of
printing for multiplying books. It is a trivial question that has been
preposterously debated.[380] Apparently the glory, such as it is,
belongs to Holland. In Haarlem, one Coster was printing from movable
type somewhen before 1446. Gutenberg was printing at Mainz about the
same time. There were printers in Italy by 1465, and Caxton set up his
press in Westminster in 1477. But long before this time there had been a
partial use of printing. Manuscripts as early as the twelfth century
display initial letters that may have been printed from wooden stamps.
Far more important is the question of the manufacture of paper. It is
scarcely too much to say that paper made the revival of Europe possible.
Paper originated in China, where its use probably goes back to the
second century B.C. In 751 the Chinese made an attack upon the Arab
Moslems in Samarkand; they were repulsed, and among the prisoners taken
from them were some skilled paper-makers, from whom the art was learnt.
Arabic paper manuscripts from the ninth century onward still exist. The
manufacture entered Christendom either through Greece or by the capture
of Moorish paper-mills during the Christian reconquest of Spain. But
under the Christian Spanish the product deteriorated sadly. Good paper
was not made in Christian Europe until near the end of the thirteenth
century, and then it was Italy which led the world. Only by the
fourteenth century did the manufacture reach Germany, and not until the
end of that century was it abundant and cheap enough for the printing of
books to be a practicable business proposition. Thereupon printing
followed naturally and necessarily, and the intellectual life of the
world entered upon a new and far more vigorous phase. It ceased to be a
little trickle from mind to mind; it became a broad flood, in which
thousands and presently scores and hundreds of thousands of minds
participated.
One immediate result of this achievement of printing was the appearance
of an abundance of Bibles in the world. Another was a cheapening of
school-books. The knowledge of reading spread swiftly. There was not
only a great increase of books in the world, but the books that were now
made were plainer to read and so easier to understand. Instead of
toiling at a crabbed text and then thinking over its significance,
readers now could think unimpeded as they read. With this increase in
the facility of reading, the reading public grew. The book ceased to be
a highly decorated toy or a scholar’s mystery. People began to write
books to be read as well as looked at by ordinary people. With the
fourteenth century the real history of the European literatures begins.
We find a rapid development of standard Italian, standard English,
standard French, standard Spanish, and standard German.[381] These
languages became literary languages; they were tried over, polished by
use, and made exact and vigorous. They became at last as capable of the
burden of philosophical discussion as Greek or Latin.
§ 5
Here we devote a section to certain elementary statements about the
movement in men’s religious ideas during the fifteenth and sixteenth
centuries. They are a necessary introduction to the political history of
the seventeenth and eighteenth centuries that follows in Chapter XXXVI.
We have to distinguish clearly between two entirely different systems of
opposition to the Catholic church. They intermingled very confusingly.
The church was losing its hold upon the consciences of princes and rich
and able people; it was also losing the faith and confidence of common
people. The effect of its decline of spiritual power upon the former
class was to make them resent its interference, its moral restrictions,
its claims to overlordship, its claim to tax, and to dissolve
allegiances. They ceased to respect its power and its property. This
insubordination of princes and rulers was going on throughout the Middle
Ages, but it was only when in the sixteenth century the church began to
side openly with its old antagonist the Emperor, when it offered him its
support and accepted his help in its campaign against heresy, that
princes began to think seriously of breaking away from the Roman
communion and setting up fragments of a church. And they would never
have done so if they had not perceived that the hold of the church upon
the masses of mankind had relaxed.
The revolt of the princes was essentially an irreligious revolt against
the world-rule of the church. The Emperor Frederick II, with his
epistles to his fellow princes, was its forerunner. The revolt of the
people against the church, on the other hand, was as essentially
religious. They objected not to the church’s power, but to its
weaknesses. They wanted a deeply righteous and fearless church to help
them and organize them against the wickedness of powerful men. Their
movements against the church, within it and without, were movements not
for release from a religious control, but for a fuller and more abundant
religious control. They did not want less religious control, but
more--but they wanted to be assured that it was religious. They objected
to the Pope not because he was the religious head of the world, but
because he was not; because he was a wealthy earthly prince when he
ought to have been their spiritual leader.
The contest in Europe from the fourteenth century onward therefore was a
three-cornered contest. The princes wanted to use the popular forces
against the Pope, but not to let those forces grow too powerful for
their own power and glory. For a long time the church went from prince
to prince for an ally without realizing that the lost ally it needed to
recover was popular veneration.
Because of this triple aspect of the mental and moral conflicts that
were going on in the fourteenth and fifteenth and sixteenth centuries,
the series of ensuing changes, those changes that are known collectively
in history as the Reformation, took on a threefold aspect. There was the
Reformation according to the princes, who wanted to stop the flow of
money to Rome and to seize the moral authority, the educational power,
and the material possessions of the church within their dominions. There
was the Reformation according to the people, who sought to make
Christianity a power against unrighteousness, and particularly against
the unrighteousness of the rich and powerful. And finally there was the
Reformation within the church, of which St. Francis of Assisi was the
precursor, which sought to restore the goodness of the church and,
through its goodness, to restore its power.
The Reformation according to the princes took the form of a replacement
of the Pope by the prince as the head of the religion and the controller
of the consciences of his people. The princes had no idea and no
intention of letting free the judgments of their subjects more
particularly with the object-lessons of the Hussites and the Anabaptists
before their eyes; they sought to establish national churches dependent
upon the throne. As England, Scotland, Sweden, Norway, Denmark, North
Germany, and Bohemia broke away from the Roman communion, the princes
and other ministers showed the utmost solicitude to keep the movement
well under control. Just as much reformation as would sever the link
with Rome they permitted; anything beyond that, any dangerous break
towards the primitive teachings of Jesus or the crude direct
interpretation of the Bible, they resisted. The Established Church of
England is one of the most typical and successful of the resulting
compromises. It is still sacramental and sacerdotal; but its
organization centres in the Court and the Lord Chancellor, and though
subversive views may, and do, break out in the lower and less prosperous
ranks of its priesthood, it is impossible for them to struggle up to any
position of influence and authority.
The Reformation according to the common man was very different in spirit
from the Princely Reformation. We have already told something of the
popular attempts at Reformation in Bohemia and Germany. The wide
spiritual upheavals of the time were at once more honest, more confused,
more enduring, and less immediately successful than the reforms of the
princes. Very few religious-spirited men had the daring to break away or
the effrontery to confess that they had broken away from all
authoritative teaching, and that they were now relying entirely upon
their own minds and consciences. That required a very high intellectual
courage. The general drift of the common man in this period in Europe
was to set up his new acquisition, the Bible, as a counter authority to
the church. This was particularly the case with the great leader of
German Protestantism, Martin Luther (1483-1546). All over Germany, and
indeed all over Western Europe, there were now men spelling over the
black-letter pages of the newly translated and printed Bible, over the
Book of Leviticus and the Song of Solomon and the Revelation of St. John
the Divine--strange and perplexing books--quite as much as over the
simple and inspiring record of Jesus in the Gospels. Naturally they
produced strange views and grotesque interpretations. It is surprising
that they were not stranger and grotesquer. But the human reason is an
obstinate thing, and will criticize and select in spite of its own
resolutions. The bulk of these new Bible students took what their
consciences approved from the Bible and ignored its riddles and
contradictions. All over Europe, wherever the new Protestant churches of
the princes were set up, a living and very active residuum of
Protestants remained who declined to have their religion made over for
them in this fashion. These were the Nonconformists, a medley of sects,
having nothing in common but their resistance to authoritative religion,
whether of the Pope or the State.[382] Most but not all of these
Nonconformists held to the Bible as a divinely inspired and
authoritative guide. This was a strategic rather than an abiding
position, and the modern drift of Nonconformity has been onward away
from this original Bibliolatry towards a mitigated and sentimentalized
recognition of the bare teachings of Jesus of Nazareth. Beyond the range
of Nonconformity, beyond the range of professed Christianity at all,
there is also now a great and growing mass of equalitarian belief and
altruistic impulse in the modern civilizations, which certainly owes, as
we have already asserted, its spirit to Christianity, which began to
appear in Europe as the church lost its grip upon the general
mind.[383]
Let us say a word now of the third phase of the Reformation process, the
Reformation within the church. This was already beginning in the twelfth
and thirteenth centuries with the appearance of the Black and Grey
Friars (chap. xxxiii, § 13). In the sixteenth century, and when it was
most needed, came a fresh impetus of the same kind. This was the
foundation of the Society of the Jesuits by Inigo Lopez de Recalde,
better known to the world to-day as Saint Ignatius of Loyola.
[Illustration: Loyola.]
Ignatius began his career as a very tough and gallant young Spaniard. He
was clever and dexterous and inspired by a passion for pluck, hardihood,
and rather showy glory. His love affairs were free and picturesque. In
1521 the French took the town of Pampeluna in Spain from the Emperor
Charles V, and Ignatius was one of the defenders. His legs were smashed
by a cannon-ball, and he was taken prisoner. One leg was badly set and
had to be broken again, and these painful and complex operations nearly
cost him his life. He received the last sacraments. In the night,
thereafter, he began to mend, and presently he was convalescent and
facing the prospect of a life in which he would perhaps always be a
cripple. His thoughts turned to the adventure of religion. Sometimes he
would think of a certain great lady, and how, in spite of his broken
state, he might yet win her admiration by some amazing deed; and
sometimes he would think of being in some especial and personal way the
Knight of Christ. In the midst of these confusions, one night as he lay
awake, he tells us, a new great lady claimed his attention; he had a
vision of the Blessed Virgin Mary carrying the Infant Christ in her
arms. “Immediately a loathing seized him for the former deeds of his
life.” He resolved to give up all further thoughts of earthly women, and
to lead a life of absolute chastity and devotion to the Mother of God.
He projected great pilgrimages and a monastic life.
His final method of taking his vows marks him the countryman of Don
Quixote. He had regained his strength, and he was riding out into the
world rather aimlessly, a penniless soldier of fortune with little but
his arms and the mule on which he rode, when he fell into company with a
Moor. They went on together and talked, and presently disputed about
religion. The Moor was the better educated man; he had the best of the
argument, he said offensive things about the Virgin Mary that were
difficult to answer, and he parted triumphantly from Ignatius. The young
Knight of our Lady was boiling with shame and indignation. He hesitated
whether he should go after the Moor and kill him or pursue the
pilgrimage he had in mind. At a fork in the road he left things to his
mule, which spared the Moor. He came to the Benedictine Abbey of Manresa
near Montserrat, and here he imitated that peerless hero of the mediæval
romance, Amadis de Gaul, and kept an all-night vigil before the Altar of
the Blessed Virgin. He presented his mule to the abbey, he gave his
worldly clothes to a beggar, he laid his sword and dagger upon the
altar, and clothed himself in a rough sackcloth garment and hempen
shoes. He then took himself to a neighbouring hospice and gave himself
up to scourgings and austerities. For a whole week he fasted absolutely.
Thence he went on a pilgrimage to the Holy Land.
For some years he wandered, consumed with the idea of founding a new
order of religious knighthood, but not knowing clearly how to set about
this enterprise. He became more and more aware of his own illiteracy,
and the Inquisition, which was beginning to take an interest in his
proceedings, forbade him to attempt to teach others until he had spent
at least four years in study. So much cruelty and intolerance is laid at
the door of the Inquisition that it is pleasant to record that in its
handling of this heady, imaginative young enthusiast it showed itself
both sympathetic and sane. It recognized his vigour and possible uses;
it saw the dangers of his ignorance. He studied at Salamanca and Paris,
among other places. He was ordained a priest in 1538, and a year later
his long-dreamt-of order was founded under the military title of the
“Company of Jesus.” Like the Salvation Army of modern England, it made
the most direct attempt to bring the generous tradition of military
organization and discipline to the service of religion.
This Ignatius of Loyola who founded the Order of Jesuits was a man of
forty-seven; he was a very different man, much wiser and steadier, than
the rather absurd young man who had aped Amadis de Gaul and kept vigil
in the abbey of Manresa; and the missionary and educational organization
he now created and placed at the disposal of the Pope was one of the
most powerful instruments the church had ever handled. These men gave
themselves freely and wholly to be used by the church. It was the Order
of the Jesuits which carried Christianity to China again after the
downfall of the Ming Dynasty, and Jesuits were the chief Christian
missionaries in India and North America. To their civilizing work among
the Indians in South America we shall presently allude. But their main
achievement lay in raising the standard of Catholic education. Their
schools became and remained for a long time the best schools in
Christendom. Says Lord Verulam (= Sir Francis Bacon): “As for the
pedagogic part ... consult the schools of the Jesuits, for nothing
better has been put in practice.” They raised the level of intelligence,
they quickened the conscience of all Catholic Europe, they stimulated
Protestant Europe to competitive educational efforts.... Some day it may
be we shall see a new order of Jesuits, vowed not to the service of the
Pope, but to the service of mankind.
And concurrently with this great wave of educational effort, the tone
and quality of the church was also greatly improved by the
clarification of doctrine and the reforms in organization and discipline
that were made by the Council of Trent. This council met intermittently
either at Trent or Bologna between the years 1545 and 1563, and its work
was at least as important as the energy of the Jesuits in arresting the
crimes and blunders that were causing state after state to fall away
from the Roman communion. The change wrought by the Reformation within
the Church of Rome was as great as the change wrought in the Protestant
churches that detached themselves from the mother body. There are
henceforth no more open scandals or schisms to record. But if anything,
there has been an intensification of doctrinal narrowness, and such
phases of imaginative vigour as are represented by Gregory the Great, or
by the group of Popes associated with Gregory VII and Urban II, or by
the group that began with Innocent III, no longer enliven the sober and
pedestrian narrative. The world war of 1914-1918 was a unique
opportunity for the Papacy; the occasion was manifest for some clear
strong voice proclaiming the universal obligation to righteousness, the
brotherhood of men, the claims of human welfare over patriotic passion.
No such moral lead was given. The Papacy seemed to be balancing its
traditional reliance upon the faithful Habsburgs against its quarrel
with republican France.
§ 6
The reader must not suppose that the destructive criticism of the
Catholic Church and of Catholic Christianity, and the printing and study
of the Bible, were the only or even the most important of the
intellectual activities of the fourteenth and fifteenth centuries. That
was merely the popular and most conspicuous aspect of the intellectual
revival of the time. Behind this conspicuous and popular awakening to
thought and discussion, other less immediately striking but ultimately
more important mental developments were in progress. Of the trend of
these developments we must now give some brief indications. They had
begun long before books were printed, but it was printing that released
them from obscurity.
We have already told something of the first appearance of the free
intelligence, the spirit of inquiry and plain statement, in human
affairs. One name is central in the record of that first attempt at
systematic knowledge, the name of Aristotle. We have noted also the
brief phase of scientific work at Alexandria. From that time onward the
complicated economic and political and religious conflicts of Europe and
Western Asia impeded further intellectual progress. These regions, as we
have seen, fell for long ages under the sway of the Oriental type of
monarchy and of Oriental religious traditions. Rome tried and abandoned
a slave-system of industry. The first great capitalistic system
developed and fell into chaos through its own inherent rottenness.
Europe relapsed into universal insecurity. The Semite rose against the
Aryan, and replaced Hellenic civilization throughout Western Asia and
Egypt by an Arabic culture. All Western Asia and half of Europe fell
under Mongolian rule. It is only in the twelfth and thirteenth centuries
that we find the Nordic intelligence struggling through again to
expression.
We then find in the growing universities of Paris, Oxford, and Bologna
an increasing amount of philosophical discussion going on. In form it is
chiefly a discussion of logical questions. As the basis of this
discussion we find part of the teachings of Aristotle, not the whole
mass of writings he left behind him, but his logic only. Later on his
work became better known through the Latin translations of the Arabic
edition annotated by Averroes.[384]
Except for these translations of
Aristotle, very little of the Greek philosophical literature was read in
Western Europe until the fifteenth century. The creative Plato--as
distinguished from the scientific Aristotle--was almost unknown. Some
neo-Platonic writers were known, but neo-Platonism had much the same
relation to Plato that Christian Science has to Christ.
It has been the practice of recent writers to decry the philosophical
discussion of the mediæval “schoolmen” as tedious and futile. It was
nothing of the sort. It had to assume a severely technical form because
the dignitaries of the church, ignorant and intolerant, were on the
watch for heresy. It lacked the sweet clearness, therefore, of fearless
thought. It often hinted what it dared not say. But it dealt with
fundamentally important things, it was a long and necessary struggle to
clear up and correct certain inherent defects of the human mind, and
many people to-day blunder dangerously through their neglect of the
issues the schoolmen discussed.
There is a natural tendency in the human mind to exaggerate the
differences and resemblances upon which classification is based, to
suppose that things called by different names are altogether different,
and that things called by the same name are practically identical. This
tendency to exaggerate classification produces a thousand evils and
injustices. In the sphere of race or nationality, for example, a
“European” will often treat an “Asiatic” almost as if he were a
different animal, while he will be disposed to regard another “European”
as necessarily as virtuous and charming as himself. He will, as a matter
of course, take sides with Europeans against Asiatics. But, as the
reader of this history must realize, there is no such difference as the
opposition of these names implies. It is a phantom difference created by
two names....
The main mediæval controversy was between the “Realists” and the
“Nominalists,” and it is necessary to warn the reader that the word
“Realist” in mediæval discussion has a meaning almost diametrically
opposed to “Realist” as it is used in the jargon of modern criticism.
The modern “Realist” is one who insists on materialist details; the
mediæval “Realist” was far nearer what nowadays we should call an
Idealist, and his contempt for incidental detail was profound. The
Realists outdid the vulgar tendency to exaggerate the significance of
class. They held that there was something in a name, in a common noun
that is, that was essentially real. For example, they held there was a
typical “European,” an ideal European, who was far more real than any
individual European. Every European was, as it were, a failure, a
departure, a flawed specimen of this profounder reality. On the other
hand the Nominalist held that the only realities in the case were the
individual Europeans, that the name “European” was merely a name and
nothing more than a name applied to all these instances.
Nothing is quite so difficult as the compression of philosophical
controversies, which are by their nature voluminous and various and
tinted by the mental colours of a variety of minds. With the difference
of Realist and Nominalist stated baldly, as we have stated it here, the
modern reader unaccustomed to philosophical discussion may be disposed
to leap at once to the side of the Nominalist. But the matter is not so
simple that it can be covered by one instance, and here we have
purposely chosen an extreme instance. Names and classifications differ
in their value and reality. While it is absurd to suppose that there can
be much depth of class difference between men called Thomas and men
called William, or that there is an ideal and quintessential Thomas or
William, yet on the other hand there may be much profounder differences
between a white man and a Hottentot, and still more between _Homo
sapiens_ and _Homo neanderthalensis_. While again the distinction
between the class of pets and the class of useful animals is dependent
upon very slight differences of habit and application, the difference of
a cat and dog is so profound that the microscope can trace it in a drop
of blood or a single hair. When this aspect of the question is
considered, it becomes understandable how Nominalism had ultimately to
abandon the idea that names were as insignificant as labels, and how,
out of a revised and amended Nominalism, there grew up that systematic
attempt to find the _true_--the most significant and
fruitful--classification of things and substances which is called
Scientific Research.
And it will be almost as evident that while the tendency of Realism,
which is the natural tendency of every untutored mind, was towards
dogma, harsh divisions, harsh judgments, and uncompromising attitudes,
the tendency of earlier and later Nominalism was towards qualified
statements, towards an examination of individual instances, and towards
inquiry and experiment and scepticism. And it may not surprise the
reader to learn that the philosophy of the Catholic Church was
essentially a Realist philosophy.[385]
So while in the market-place and the ways of the common life men were
questioning the morals and righteousness of the clergy, the good faith
and propriety of their celibacy, and the justice of papal taxation;
while in theological circles their minds were set upon the question of
transubstantiation, the question of the divinity or not of the bread and
wine in the mass, in studies and lecture-rooms a wider-reaching
criticism of the methods of thought upon which the very fundamentals of
Catholic teaching rested was in progress. We cannot attempt here to
gauge the significance in this process of such names as Peter Abelard
(1079-1142), Albertus Magnus (1193-1280), and Thomas Aquinas
(1225-1274). These men sought to reconstruct Catholicism on a sounder
system of reasoning. Chief among their critics and successors were Duns
Scotus (?-1308), an Oxford Franciscan and, to judge by his sedulous
thought and deliberate subtleties, a Scotchman, and Occam, an Englishman
(?-1347). Both these latter, like Averroes (see chap. xxxii, § 8), made
a definite distinction between theological and philosophical truth; they
placed theology on a pinnacle, but they placed it where it could no
longer obstruct research. Duns Scotus declared that it was impossible to
prove by reasoning the existence of God or of the Trinity or the
credibility of the Act of Creation; Occam was still more insistent upon
this separation--which manifestly released scientific inquiry from
dogmatic control. A later generation, benefiting by the freedoms towards
which these pioneers worked, and knowing not the sources of its freedom,
had the ingratitude to use the name of Scotus as a term for stupidity,
and so we have our English word “Dunce.” Says Professor Pringle
Pattison,[386] “Occam, who is still a Scholastic, gives us the
Scholastic justification of the spirit which had already taken hold upon
Roger Bacon, and which was to enter upon its rights in the fifteenth and
sixteenth centuries.”
Standing apart by himself because of his distinctive genius is this
Roger Bacon (about 1210 to about 1293), who was also English. He was a
Franciscan of Oxford, and a very typical Englishman indeed, irritable,
hasty, honest, and shrewd. He was two centuries ahead of his world. Says
H. O. Taylor of him:[387]
“The career of Bacon was an intellectual tragedy, conforming to the old
principles of tragic art: that the hero’s character shall be large and
noble, but not flawless, inasmuch as the fatal consummation must issue
from character, and not happen through chance. He died an old man, as in
his youth, so in his age, a devotee of tangible knowledge. His pursuit
of a knowledge which was not altogether learning had been obstructed by
the Order of which he was an unhappy and rebellious member; quite as
fatally his achievement was deformed from within by the principles which
he accepted from his time. But he was responsible for his acceptance of
current opinions; and as his views roused the distrust of his brother
Friars, his intractable temper drew their hostility (of which we know
very little) on his head. Persuasiveness and tact were needed by one who
would impress such novel views as his upon his fellows or, in the
thirteenth century, escape persecution for their divulgence. Bacon
attacked dead and living worthies, tactlessly, fatuously, and unfairly.
Of his life scarcely anything is known, save from his allusions to
himself and others; and these are insufficient for the construction of
even a slight consecutive narrative. Born; studied at Oxford; went to
Paris, studied, experimented; is at Oxford again, and a Franciscan;
studies, teaches, becomes suspect to his Order, is sent back to Paris,
kept under surveillance, receives a letter from the Pope, writes,
writes, writes--his three best-known works; is again in trouble,
confined for many years, released, and dead, so very dead, body and
frame alike, until partly unearthed after five centuries.”
The bulk of these “three best-known works” is a hotly phrased and
sometimes quite abusive, but entirely just attack on the ignorance of
the times, combined with a wealth of suggestions for the increase of
knowledge. In his passionate insistence upon the need of experiment and
of collecting knowledge, the spirit of Aristotle lives again in him.
“Experiment, experiment,” that is the burthen of Roger Bacon. Yet of
Aristotle himself Roger Bacon fell foul. He fell foul of him because
men, instead of facing facts boldly, sat in rooms and pored over bad
Latin translations of the master. “If I had my way,” he wrote, in his
intemperate fashion, “I should burn all the books of Aristotle, for the
study of them can only lead to a loss of time, produce error, and
increase ignorance,” a sentiment that Aristotle would probably have
echoed could he have returned to a world in which his works were not so
much read as worshipped--and that, as Roger Bacon showed, in the most
abominable translations.
Throughout his books, a little disguised by the necessity of seeming to
square it all with orthodoxy for fear of the prison and worse, Roger
Bacon shouted to mankind, “Cease to be ruled by dogmas and authorities;
_look at the world_!” Four chief sources of ignorance he denounced:
respect for authority, custom, the sense of the ignorant crowd, and the
vain proud unteachableness of our dispositions. Overcome but these, and
a world of power would open to men:--
“Machines for navigating are possible without rowers, so that great
ships suited to river or ocean, guided by one man, may be borne with
greater speed than if they were full of men. Likewise cars may be made
so that without a draught animal they may be moved cum _impetu
inæstimabili_, as we deem the scythed chariots to have been from which
antiquity fought. And flying machines are possible, so that a man may
sit in the middle turning some device by which artificial wings may
beat the air in the manner of a flying bird.”
Occam, Roger Bacon, these are the early precursors of a great movement
in Europe away from “Realism” towards reality. For a time the older
influences fought against the naturalism of the new Nominalists. In 1339
Occam’s books were put under a ban and Nominalism solemnly condemned. As
late as 1473 an attempt was made to bind teachers of Paris by an oath to
teach Realism.[388] It was only in the sixteenth century with the
printing of books and the increase of intelligence that the movement
from absolutism towards experiment became massive, and that one
investigator began to co-operate with another.
Throughout the thirteenth and fourteenth centuries experimenting with
material things was on the increase, items of knowledge were being won
by men, but there was no inter-related advance. The work was done in a
detached, furtive, and inglorious manner. A tradition of isolated
investigation came into Europe from the Arabs and a considerable amount
of private and secretive research was carried on by the alchemists, for
whom modern writers are a little too apt with their contempt. These
alchemists were in close touch with the glass and metal workers and with
the herbalists and medicine-makers of the times; they pried into many
secrets of nature, but they were obsessed by “practical” ideas; they
sought not knowledge, but power; they wanted to find out how to
manufacture gold from cheaper materials, how to make men immortal by the
elixir of life, and such-like vulgar dreams. Incidentally in their
researches they learnt much about poisons, dyes, metallurgy, and the
like; they discovered various refractory substances, and worked their
way towards clear glass and so to lenses and optical instruments; but as
scientific men tell us continually, and as “practical” men still refuse
to learn, it is only when knowledge is sought for her own sake that she
gives rich and unexpected gifts in any abundance to her servants. The
world of to-day is still much more disposed to spend money on technical
research than on pure science. Half the men in our scientific
laboratories still dream of patents and secret processes. We live to-day
largely in the age of alchemists, for all our sneers at their memory.
The “business man” of to-day still thinks of research as a sort of
alchemy.
Closely associated with the alchemists were the astrologers, who were
also a “practical” race. They studied the stars--to tell fortunes. They
lacked that broader faith and understanding which induces men simply to
study the stars.
Not until the fifteenth century did the ideas which Roger Bacon first
expressed begin to produce their first-fruits in new knowledge and a
widening outlook. Then suddenly, as the sixteenth century dawned, and as
the world recovered from the storm of social trouble that had followed
the pestilences of the fourteenth century, Western Europe broke out into
a galaxy of names that outshine the utmost scientific reputations of the
best age of Greece. Nearly every nation contributed, the reader will
note, for science knows no nationality.
One of the earliest and most splendid in this constellation is the
Florentine, Leonardo da Vinci (1452-1519), a man with an almost
miraculous vision for reality. He was a naturalist, an anatomist, an
engineer, as well as a very great artist. He was the first modern to
realize the true nature of fossils,[389] he made note-books of
observations that still amaze us, he was convinced of the practicability
of mechanical flight. Another great name is that of Copernicus, a Pole
(1473-1543), who made the first clear analysis of the movements of the
heavenly bodies and showed that the earth moves round the sun. Tycho
Brahe (1546-1601), a Dane working at the university of Prague, rejected
this latter belief, but his observations of celestial movements were of
the utmost value to his successors, and especially to the German,
Kepler (1571-1630). Galileo Galilei (1564-1642) was the founder of the
science of dynamics. Before his time it was believed that a weight a
hundred times greater than another would fall a hundred times as fast.
Galileo denied this. Instead of arguing about it like a scholar and a
gentleman, he put it to the coarse test of experiment by dropping two
unequal weights from an upper gallery of the leaning tower of Pisa--to
the horror of all erudite men. He made what was almost the first
telescope, and he developed the astronomical views of Copernicus; but
the church, still struggling gallantly against the light, decided that
to believe that the earth was smaller and inferior to the sun made man
and Christianity of no account, and diminished the importance of the
Pope; so Galileo, under threats of dire punishment, when he was an old
man of sixty-nine, was made to recant this view and put the earth back
in its place as the immovable centre of the universe. He knelt before
ten cardinals in scarlet, an assembly august enough to overawe truth
itself, while he amended the creation he had disarranged. The story has
it that as he rose from his knees, after repeating his recantation, he
muttered, “_Eppur si muove_”--“it moves nevertheless.”
Newton (1642-1727) was born in the year of Galileo’s death. By his
discovery of the law of gravitation he completed the clear vision of the
starry universe that we have to-day. But Newton carries us into the
eighteenth century. He carries us too far for the present chapter. Among
the earlier names, that of Dr. Gilbert (1540-1603), of Colchester, is
pre-eminent. Roger Bacon had preached experiment, Gilbert was one of the
first to practise it. There can be little doubt that his work, which was
chiefly upon magnetism, helped to form the ideas of Francis Bacon, Lord
Verulam (1561-1626), Lord Chancellor to James I of England. This Francis
Bacon has been called the “Father of Experimental Philosophy,” but of
his share in the development of scientific work far too much has been
made.[390] He was, says Sir R. A. Gregory, “not the founder but the
apostle” of the scientific method. His greatest service to science was a
fantastic book, _The New Atlantis_. “In his _New Atlantis_, Francis
Bacon planned in somewhat fanciful language a palace of invention, a
great temple of science, where the pursuit of knowledge in all its
branches was to be organized on principles of the highest efficiency.”
From this Utopian dream arose the Royal Society of London, which
received a Royal Charter from Charles II of England in 1662. The
essential use and virtue of this society was and is _publication_. Its
formation marks a definite step from isolated inquiry towards
co-operative work, from the secret and solitary investigations of the
alchemist to the frank report and open discussion which is the life of
the modern scientific process. For the true scientific method is this:
to trust no statements without verification, to test all things as
rigorously as possible, to keep no secrets, to attempt no monopolies, to
give out one’s best modestly and plainly, serving no other end but
knowledge.
The long-slumbering science of anatomy was revived by Harvey
(1578-1657), who demonstrated the circulation of the blood.... Presently
the Dutchman, Leeuwenhoek (1632-1723) brought the first crude microscope
to bear upon the hidden minutiæ of life.
These are but some of the brightest stars amidst that increasing
multitude of men who have from the fifteenth century to our own time,
with more and more collective energy and vigour, lit up our vision of
the universe, and increased our power over the conditions of our lives.
§ 7
We have dealt thus fully with the beginnings of science in the Middle
Ages because of its ultimate importance in human affairs. In the long
run, Roger Bacon is of more significance to mankind than any monarch of
his time. But the contemporary world, for the most part, knew nothing of
this smouldering activity in studies and lecture-rooms and alchemist’s
laboratories that was presently to alter all the conditions of life. The
church did indeed take notice of what was afoot, but only because of the
disregard of her conclusive decisions. She had decided that the earth
was the very centre of God’s creation, and that the Pope was the
divinely appointed ruler of the earth. Men’s ideas on these essential
points, she insisted, must not be disturbed by any contrary teaching. So
soon, however, as she had compelled Galileo to say that the world did
not move she was satisfied; she does not seem to have realized how
ominous it was for her that, after all, the earth did move.
Very great social as well as intellectual developments were in progress
in Western Europe throughout this period of the later Middle Ages. But
the human mind apprehends events far more vividly than changes; and men
for the most part, then as now, kept on in their own traditions in spite
of the shifting scene about them.
In an outline such as this it is impossible to crowd in the clustering
events of history that do not clearly show the main process of human
development, however bright and picturesque they may be. We have to
record the steady growth of towns and cities, the reviving power of
trade and money, the gradual re-establishment of law and custom, the
extension of security, the supersession of private warfare that went on
in Western Europe in the period between the First Crusade and the
sixteenth century. Of much that looms large in our national histories we
cannot tell anything. We have no space for the story of the repeated
attempts of the English kings to conquer Scotland and set themselves up
as kings of France, nor of how the Norman English established themselves
insecurely in Ireland (twelfth century), and how Wales was linked to the
English crown (1282). All through the Middle Ages the struggle of
England with Scotland and France was in progress; there were times when
it seemed that Scotland was finally subjugated and when the English king
held far more land in France than its titular sovereign. In the English
histories this struggle with France is too often represented as a
single-handed and almost successful attempt to conquer France. In
reality it was a joint enterprise undertaken in concert with the
powerful French vassal state of Burgundy to conquer and divide the
patrimony of Hugh Capet.[391] Of the English rout by the Scotch at
Bannockburn (1314), and of William Wallace and Robert the Bruce, the
Scottish national heroes, of the battles of Crecy (1346) and Poitiers
(1356) and Agincourt (1415) in France, which shine like stars in the
English imagination, little battles in which sturdy bowmen through some
sunny hours made a great havoc among French knights in armour, of the
Black Prince and Henry V of England, and of how a peasant girl, Joan of
Arc, the Maid of Orleans, drove the English out of her country again
(1429-1430), this history relates nothing. For every country has such
cherished national events. They are the ornamental tapestry of history,
and no part of the building. Rajputana or Poland, Russia, Spain, Persia,
and China can all match or outdo the utmost romance of western Europe,
with equally adventurous knights and equally valiant princesses and
equally stout fights against the odds. Nor can we tell how Louis XI of
France (1461-1483), the son of Joan of Arc’s Charles VII, brought
Burgundy to heel and laid the foundations of a centralized French
monarchy. It signifies more that in the thirteenth and fourteenth
centuries, gunpowder, that Mongol gift, came to Europe so that the kings
(Louis XI included) and the law, relying upon the support of the growing
towns, were able to batter down the castles of the half-independent
robber knights and barons of the earlier Middle Ages and consolidate a
more centralized power. The fighting nobles and knights of the barbaric
period disappear slowly from history during these centuries; the
Crusades consumed them, such dynastic wars as the English Wars of the
Roses killed them off, the arrows from the English long-bow pierced them
and stuck out a yard behind, infantry so armed swept them from the
stricken field; they became reconciled to trade and changed their
nature. They disappeared in everything but a titular sense from the west
and south of Europe before they disappeared from Germany. The knight in
Germany remained a professional fighting man into the sixteenth century.
Between the eleventh and the fifteenth centuries in western Europe, and
particularly in France and England, there sprang up like flowers a
multitude of very distinctive and beautiful buildings, cathedrals,
abbeys, and the like, the Gothic architecture. This lovely efflorescence
marks the appearance of a body of craftsmen closely linked in its
beginnings to the church. In Italy and Spain too the world was
beginning to build freely and beautifully again. At first it was the
wealth of the church that provided most of these buildings; then kings
and merchants also began to build.
From the twelfth century onward, with the increase of trade, there was a
great revival of town life throughout Europe. Prominent among these
towns were Venice, with its dependents Ragusa and Corfu, Genoa, Verona,
Bologna, Pisa, Florence, Naples, Milan, Marseilles, Lisbon, Barcelona,
Narbonne, Tours, Orleans, Bordeaux, Paris, Ghent, Bruges, Boulogne,
London, Oxford, Cambridge, Southampton, Dover, Antwerp, Hamburg, Bremen,
Cologne, Mayence, Nuremberg, Munich, Leipzig, Magdeburg, Breslau,
Stettin, Dantzig, Königsberg, Riga, Pskof, Novgorod, Wisby, and Bergen.
“A West German town, between 1400 and 1500,[392] embodied all the
achievements of progress at that time, although from a modern standpoint
much seems wanting.... The streets were mostly narrow and irregularly
built, the houses chiefly of wood, while almost every burgher kept his
cattle in the house, and the herd of swine which was driven every
morning by the town herdsman to the pasture-ground formed an inevitable
part of city life.[393] In Frankfort-on-Main it was unlawful after 1481
to keep swine in the Altstadt, but in the Neustadt and in Sachsenhausen
this custom remained as a matter of course. It was only in 1645, after a
corresponding attempt in 1556 had failed, that the swine-pens in the
inner town were pulled down at Leipzig. The rich burghers, who
occasionally took part in the great trading companies, were
conspicuously wealthy landowners and had extensive courtyards with large
barns inside the town walls. The most opulent of them owned those
splendid patrician houses which we still admire even to-day. But even in
the older towns most houses of the fifteenth century have disappeared;
only here and there a building with open timber-work and over-hanging
storeys, as in Bacharach or Miltenburg, reminds us of the style of
architecture then customary in the houses of burghers. The great bulk
of the inferior population, who lived on mendicancy, or got a livelihood
by the exercise of the inferior industries, inhabited squalid hovels
outside the town; the town wall was often the only support for these
wretched buildings. The internal fittings of the houses, even amongst
the wealthy population, were very defective according to modern ideas;
the Gothic style was as little suitable for the petty details of objects
of luxury as it was splendidly adapted for the building of churches and
town halls. The influence of the Renaissance added much to the comfort
of the house.
“The fourteenth and fifteenth century saw the building of numerous
Gothic town churches and town halls throughout Europe which still in
many cases serve their original purpose. The power and prosperity of the
towns find their best expression in these and in the fortifications with
their strong towers and gateways. Every picture of a town of the
sixteenth or later centuries shows conspicuously these latter erections
for the protection and honour of the town. The town did many things
which in our time are done by the State. Social problems were taken up
by town administration or the corresponding municipal organization. The
regulation of trade was the concern of the guilds in agreement with the
council, the care of the poor belonged to the church, while the council
looked after the protection of the town walls and the very necessary
fire brigades. The council, mindful of its social duties, superintended
the filling of the municipal granaries, in order to have supplies in
years of scarcity. Such store-houses were erected in almost every town
during the fifteenth century. Tariffs of prices for the sale of all
wares, high enough to enable every artisan to make a good livelihood,
and to give the purchaser a guarantee for the quality of the wares, were
maintained. The town was also the chief capitalist; as a seller of
annuities on lives and inheritances it was a banker and enjoyed
unlimited credit. In return it obtained means for the construction of
fortifications or for such occasions as the acquisition of sovereign
rights from the hand of an impecunious prince.”
For the most part these European towns were independent or
quasi-independent aristocratic republics. Most admitted a vague
overlordship on the part of the church, or of the emperor or of a king.
Others were parts of kingdoms, or even the capitals of dukes or kings.
In such cases their internal freedom was maintained by a royal or
imperial charter. In England the Royal City of Westminster on the Thames
stood cheek by jowl with the walled city of London, into which the King
came only with ceremony and permission. The entirely free Venetian
republic ruled an empire of dependent islands and trading ports, rather
after the fashion of the Athenian republic. Genoa also stood alone. The
Germanic towns of the Baltic and North Sea from Riga to Middelburg in
Holland, Dortmund, and Cologne were loosely allied in a confederation,
the confederation of the Hansa towns, under the leadership of Hamburg,
Bremen, and Lubeck, a confederation which was still more loosely
attached to the empire. This confederation, which included over seventy
towns in all, and which had dépôts in Novgorod, Bergen, London, and
Bruges, did much to keep the northern seas clean of piracy, that curse
of the Mediterranean and of the Eastern seas. The Eastern Empire
throughout its last phase, from the Ottoman conquest of its European
hinterland in the fourteenth and early fifteenth century until its fall
in 1453, was practically only the trading town of Constantinople, a town
state like Genoa or Venice, except that it was encumbered by a corrupt
imperial court.
[Illustration: Principal EUROPEAN TRADE ROUTES of the 14th Cent'y]
The fullest and most splendid developments of this city life of the
later Middle Ages occurred in Italy. After the end of the Hohenstaufen
line in the thirteenth century, the hold of the Holy Roman Empire upon
North and Central Italy weakened, although, as we shall tell, German
Emperors were still crowned as kings and emperors in Italy up to the
time of Charles V (_circ._ 1530). There arose a number of
quasi-independent city states to the north of Rome, the papal capital.
South Italy and Sicily, however, remained under foreign dominion. Genoa
and her rival, Venice, were the great trading seaports of this time;
their noble palaces, their lordly paintings, still win our admiration.
Milan, at the foot of the St. Gothard pass, revived to wealth and power.
Inland was Florence, a trading and financial centre which, under the
almost monarchical rule of the Medici family in the fifteenth century,
enjoyed a second “Periclean age.” But already before the time of these
cultivated Medici “bosses,” Florence had produced much beautiful art.
Giotto’s tower (Giotto, born 1266, died 1337) and the glorious Duomo (by
Brunellesco, born 1377, died 1446) already existed. Towards the end of
the fourteenth century Florence became the centre of the rediscovery,
restoration, and imitation of antique art (the “Renaissance” in its
narrower sense). Artistic productions, unlike philosophical thought and
scientific discovery, are the ornaments and expression rather than the
creative substance of history, and here we cannot attempt to trace the
development of the art of Filippo Lippi, Botticelli, Donatello (died
1466), Leonardo da Vinci (died 1519), Michelangelo (1475-1564), and
Raphael (died 1520). Of the scientific speculation of Leonardo we have
already had occasion to speak.
§ 8
In 1453, as we have related, Constantinople fell. Throughout the next
century the Turkish pressure upon Europe was heavy and continuous. The
boundary line between Mongol and Aryan, which had lain somewhere east of
the Pamirs in the days of Pericles, had receded now to Hungary.
Constantinople had long been a mere island of Christians in a Turk-ruled
Balkan Peninsula. Its fall did much to interrupt the trade with the
East.
Of the two rival cities of the Mediterranean, Venice was generally on
much better terms with the Turks than Genoa. Every intelligent Genoese
sailor fretted at the trading monopoly of Venice, and tried to invent
some way of getting through it or round it. And there were now new
peoples taking to the sea trade, and disposed to look for new ways to
the old markets because the ancient routes were closed to them. The
Portuguese, for example, were developing an Atlantic coasting trade. The
Atlantic was waking up again after a vast period of neglect that dated
from the Roman murder of Carthage. It is rather a delicate matter to
decide whether the western European was pushing out into the Atlantic or
whether he was being pushed out into it by the Turk, who lorded it in
the Mediterranean until the Battle of Lepanto (1571). The Venetian and
Genoese ships were creeping round to Antwerp, and the Hansa town seamen
were coming south and extending their range. And there were
considerable developments of seamanship and shipbuilding in progress.
The Mediterranean, as we have noted (chapter xvii) is a sea for galleys
and coasting. But upon the Atlantic Ocean and the North Sea winds are
more prevalent, seas run higher, the shore is often a danger rather than
a refuge. The high seas called for the sailing ship, and in the
fourteenth and fifteenth centuries it appears, keeping its course by the
compass and the stars.
By the thirteenth century the Hansa merchants were already sailing
regularly from Bergen across the grey cold seas to the Northmen in
Iceland. In Iceland men knew of Greenland, and adventurous voyagers had
long ago found a further land beyond, Vinland, where the climate was
pleasant and where men could settle if they chose to cut themselves off
from the rest of human kind. This Vinland was either Nova Scotia or,
what is more probable, New England.
All over Europe in the fifteenth century merchants and sailors were
speculating about new ways to the East. The Portuguese, unaware that
Pharaoh Necho had solved the problem ages ago, were asking whether it
was not possible to go round to India by the coast of Africa. Their
ships followed in the course that Hanno took to Cape Verde (1445). They
put out to sea to the west and found the Canary Isles, Madeira, and the
Azores.[394] That was a fairly long stride across the Atlantic. In 1486
a Portuguese, Diaz, reported that he had rounded the south of Africa....
A certain Genoese, Christopher Columbus, began to think more and more of
what is to us a very obvious and natural enterprise, but which strained
the imagination of the fifteenth century to the utmost, a voyage due
west across the Atlantic. At that time nobody knew of the existence of
America as a separate continent. Columbus knew that the world was a
sphere, but he under-estimated its size; the travels of Marco Polo had
given him an exaggerated idea of the extent of Asia, and he supposed
therefore that Japan, with its reputation for a great wealth of gold,
lay across the Atlantic in about the position of Mexico. He had made
various voyages in the Atlantic; he had been to Iceland and perhaps
heard of Vinland, which must have greatly encouraged these ideas of his,
and this project of sailing into the sunset became the ruling purpose of
his life. He was a penniless man, some accounts say he was a bankrupt,
and his only way of securing a ship was to get someone to entrust him
with a command. He went first to King John II of Portugal, who listened
to him, made difficulties, and then arranged for an expedition to start
without his knowledge, a purely Portuguese expedition. This highly
diplomatic attempt to steal a march on an original man failed, as it
deserved to fail; the crew became mutinous, the captain lost heart and
returned (1483). Columbus then went to the Court of Spain.
At first he could get no ship and no powers. Spain was assailing
Granada, the last foothold of the Moslems in western Europe. Most of
Spain had been recovered by the Christians between the eleventh and the
thirteenth century; then had come a pause; and now all Spain, united by
the marriage of Ferdinand of Aragon and Isabella of Castile, was setting
itself to the completion of the Christian conquest. Despairing of
Spanish help, Columbus sent his brother Bartholomew to Henry VII of
England, but the adventure did not attract that canny monarch. Finally
in 1492 Granada fell, and then, helped by some merchants of the town of
Palos, Columbus got his ships, three ships, of which only one, the
_Santa Maria_, of 100 tons burthen, was decked. The two other were open
boats of half that tonnage.
The little expedition--it numbered altogether eighty-eight men!--went
south to the Canaries, and then stood out across the unknown seas, in
beautiful weather and with a helpful wind.
The story of that momentous voyage of two months and nine days must be
read in detail to be appreciated. The crew was full of doubts and fears;
they might, they feared, sail on for ever. They were comforted by seeing
some birds, and later on by finding a pole worked with tools, and a
branch with strange berries. At ten o’clock, on the night of October
11th, 1492, Columbus saw a light ahead; the next morning land was
sighted, and, while the day was still young, Columbus landed on the
shores of the new world, richly apparelled and bearing the royal banner
of Spain....
Early in 1493 Columbus returned to Europe. He brought gold, cotton,
strange beasts and birds, and two wild-eyed painted Indians to be
baptized. He had not found Japan, it was thought, but India. The islands
he had found were called, therefore the West Indies. The same year he
sailed again with a great expedition of seventeen ships and fifteen
thousand men, with the express permission of the Pope to take possession
of these new lands for the Spanish crown....
We cannot tell of his experiences as Governor of this Spanish colony,
nor how he was superseded and put in chains. In a little while a swarm
of Spanish adventurers were exploring the new lands. But it is
interesting to note that Columbus died ignorant of the fact that he had
discovered a new continent. He believed to the day of his death that he
had sailed round the world to Asia.
The news of his discoveries caused a great excitement throughout western
Europe. It spurred the Portuguese to fresh attempts to reach India by
the South African route. In 1497, Vasco da Gama sailed from Lisbon to
Zanzibar, and thence, with an Arab pilot, he struck across the Indian
Ocean to Calicut in India. In 1515 there were Portuguese ships in Java
and the Moluccas. In 1519 a Portuguese sailor, Magellan, in the
employment of the Spanish King, coasted to the south of South America,
passed through the dark and forbidding “Strait of Magellan,” and so came
into the Pacific Ocean, which had already been sighted by Spanish
explorers who had crossed the Isthmus of Panama.
Magellan’s expedition continued across the Pacific Ocean westward. This
was a far more heroic voyage than that of Columbus; for _eight and
ninety days_ Magellan sailed unflinchingly over that vast, empty ocean,
sighting nothing but two little desert islands. The crews were rotten
with scurvy; there was little water and that bad, and putrid biscuit to
eat. Rats were hunted eagerly; cowhide was gnawed and sawdust devoured
to stay the pangs of hunger. In this state the expedition reached the
Ladrones. They discovered the Philippines, and here Magellan was killed
in a fight with the natives. Several other captains were murdered. Five
ships had started with Magellan in August, 1519, and two hundred and
eighty men; in July, 1522, the _Vittoria_, with a remnant of one and
thirty men aboard, returned up the Atlantic to her anchorage near the
Mole of Seville, in the river Guadalquivir--the first ship that ever
circumnavigated this planet.[395]
The English and French and Dutch and the sailors of the Hansa towns came
rather later into this new adventure of exploration. They had not the
same keen interest in the eastern trade. And when they did come in,
their first efforts were directed to sailing round the north of America
as Magellan had sailed round the south, and to sailing round the north
of Asia as Vasco da Gama had sailed round the south of Africa. Both
these enterprises were doomed to failure by the nature of things. Both
in America and the East, Spain and Portugal had half a century’s start
of England and France and Holland. And Germany never started. The King
of Spain was Emperor of Germany in those crucial years, and the Pope had
given the monopoly of America to Spain, and not simply to Spain, but to
the kingdom of Castile. This must have restrained both Germany and
Holland at first from American adventures. The Hansa towns were
quasi-independent; they had no monarch behind them to support them, and
no unity among themselves for so big an enterprise as oceanic
exploration. It was the misfortune of Germany, and perhaps of the world,
that, as we will presently tell, a storm of warfare exhausted her when
all the Western powers were going to this newly opened school of trade
and administration upon the high seas.
Slowly throughout the sixteenth century the immense good fortune of
Castile unfolded itself before the dazzled eyes of Europe. She had found
a new world, abounding in gold and silver and wonderful possibilities of
settlement. It was all hers, because the Pope had said so. The Court of
Rome, in an access of magnificence, had divided this new world of
strange lands, which was now opening out to the European imagination,
between the Spanish, who were to have everything west of a line 370
leagues west of the Cape Verde islands, and the Portuguese, to whom
everything east of this line was given.
At first the only people encountered by the Spaniards in America were
savages of a Mongoloid type. Many of these savages were cannibals. It is
a misfortune for science that the first Europeans to reach America were
these rather incurious Spaniards, without any scientific passion,
thirsty for gold, and full of the blind bigotry of a recent religious
war. They made few intelligent observations of the native methods and
ideas of these primordial people. They slaughtered them, they robbed
them, they enslaved them, and baptized them; but they made small note of
the customs and motives that changed and vanished under their assault.
They were as destructive and reckless as the British in Tasmania, who
shot the last Palæolithic men at sight, and put out poisoned meat for
them to find.
Great areas of the American interior were prairie land, whose nomadic
tribes subsisted upon vast herds of the now practically extinct bison.
In their manner of life, in their painted garments and their free use of
paint, in their general physical characters, these prairie Indians
showed remarkable resemblances to the Later Palæolithic men of the
Solutrian age in Europe. But they had no horses. They seem to have made
no very great advance from that primordial state, which was probably the
state in which their ancestors had reached America. They had, however, a
knowledge of metals, and most notably a free use of native copper, but
no knowledge of iron. As the Spaniards penetrated into the continent,
they found and they attacked, plundered, and destroyed two separate
civilized systems that had developed in America, perhaps quite
independently of the civilized systems of the old world. One of them was
the Aztec civilization of Mexico; the other, that of Peru. They had
arisen out of the heliolithic sub-civilization that had drifted across
the Pacific from its region of origin round and about the Mediterranean.
We have already noted one or two points of interest in these unique
developments. Along their own lines these civilized peoples had reached
to a state of affairs roughly parallel with the culture of pre-dynastic
Egypt or the early Sumerian cities. Before the Aztecs and the Peruvians
there had been still earlier civilized beginnings which had either been
destroyed by their successors, or which had failed and relapsed of their
own accord.
The Aztecs seem to have been a conquering, less civilized people,
dominating a more civilized community, as the Aryans dominated Greece
and North India. Their religion was a primitive, complex, and cruel
system, in which human sacrifices and ceremonial cannibalism played a
large part. Their minds were haunted by the idea of sin and the need for
bloody propitiations.[396]
The Aztec civilization was destroyed by an expedition under Cortez. He
had eleven ships, four hundred Europeans, two hundred Indians, sixteen
horses, and fourteen guns. But in Yucatan he picked up a stray Spaniard
who had been a captive with the Indians for some years, and who had more
or less learnt various Indian languages, and knew that the Aztec rule
was deeply resented by many of its subjects. It was in alliance with
these that Cortez advanced over the mountains into the valley of Mexico,
(1519)[397]. How he entered Mexico, how its monarch, Montezuma, was
killed by his own people for favouring the Spaniards, how Cortez was
besieged in Mexico, and escaped with the loss of his guns and horses,
and how after a terrible retreat to the coast he was able to return and
subjugate the whole land, is a romantic and picturesque story which we
cannot even attempt to tell here. The population of Mexico to this day
is largely of native blood, but Spanish has replaced the native
languages, and such culture as exists is Catholic and Spanish.
[Illustration: Map of the World to show the CHIEF VOYAGES of EXPLORATION
(to 1522)]
[Illustration: MEXICO and PERU]
The still more curious Peruvian state fell a victim to another
adventurer, Pizarro. He sailed from the Isthmus of Panama in 1530, with
an expedition of a hundred and sixty-eight Spaniards. Like Cortez in
Mexico, he availed himself of the native dissensions to secure
possession of the doomed state. Like Cortez, too, who had made a captive
and tool of Montezuma, he seized the Inca of Peru by treachery, and
attempted to rule in his name. Here again we cannot do justice to the
tangle of subsequent events, the ill-planned insurrections of the
natives, the arrival of Spanish reinforcements from Mexico, and the
reduction of the state to a Spanish province. Nor can we tell much more
of the swift spread of Spanish adventurers over the rest of America,
outside the Portuguese reservation of Brazil. To begin with, each story
is nearly always a story of adventurers and of cruelty and loot. The
Spaniards ill-treated the natives, they quarrelled among themselves, the
law and order of Spain were months and years away from them; it was only
very slowly that the phase of violence and conquest passed into a phase
of government and settlement. But long before there was much order in
America, a steady stream of gold and silver began to flow across the
Atlantic to the Spanish government and people.
After the first violent treasure hunt came plantation and the working of
mines. With that arose the earliest labour difficulty in the new world.
At first the Indians were enslaved with much brutality and injustice;
but to the honour of the Spaniards this did not go uncriticized. The
natives found champions, and very valiant champions, in the Dominican
Order and in a secular priest Las Casas, who was for a time a planter
and slave-owner in Cuba until his conscience smote him. An importation
of negro slaves from West Africa also began quite early in the sixteenth
century. After some retrogression, Mexico, Brazil, and Spanish South
America began to develop into great slave-holding, wealth-producing
lands....
We cannot tell here, as we would like to do, of the fine civilizing work
done in South America, and more especially among the natives, by the
Franciscans, and presently by the Jesuits, who came into America in the
latter half of the sixteenth century (after 1549)....[398]
So it was that Spain rose to a temporary power and prominence in the
world’s affairs. It was a very sudden and very memorable rise. From the
eleventh century this infertile and corrugated peninsula had been
divided against itself, its Christian population had sustained a
perpetual conflict with the Moors; then by what seems like an accident
it achieved unity just in time to reap the first harvest of benefit from
the discovery of America. Before that time Spain had always been a poor
country; it is a poor country to-day, almost its only wealth lies in its
mines. For a century, however, through its monopoly of the gold and
silver of America, it dominated the world. The east and centre of Europe
were still overshadowed by the Turk and Mongol; the discovery of America
was itself a consequence of the Turkish conquests; very largely through
the Mongolian inventions of compass and paper, and under the stimulus of
travel in Asia and of the growing knowledge of eastern Asiatic wealth
and civilization, came this astonishing blazing up of the mental,
physical, and social energies of the “Atlantic fringe.” For close in the
wake of Portugal and Spain came France and England, and presently
Holland, each in its turn taking up the rôle of expansion and empire
overseas. The centre of interest for European history which once lay in
the Levant shifts now from the Alps and the Mediterranean Sea to the
Atlantic. For some centuries the Turkish Empire and Central Asia and
China are relatively neglected by the limelight of the European
historian. Nevertheless, these central regions of the world remain
central, and their welfare and participation is necessary to the
permanent peace of mankind.
§ 9
And now let us consider the political consequences of this vast release
and expansion of European ideas in the fourteenth and fifteenth
centuries with the new development of science, the exploration of the
world, the great dissemination of knowledge through paper and printing,
and the spread of a new craving for freedom and equality. How was it
affecting the mentality of the courts and kings that directed the formal
affairs of mankind? We have already shown how the hold of the Catholic
church upon the consciences of men was weakening at this time. Only the
Spaniards, fresh from a long and finally successful religious war
against Islam, had any great enthusiasm left for the church. The Turkish
conquests and the expansion of the known world robbed the Roman Empire
of its former prestige of universality. The old mental and moral
framework of Europe was breaking up. What was happening to the dukes,
princes, and kings of the old dispensation during this age of change?
In England, as we shall tell later, very subtle and interesting
tendencies were leading towards a new method in government, the method
of parliament, that was to spread later on over nearly all the world.
But of these tendencies the world at large was as yet practically
unconscious in the sixteenth century.
Few monarchs have left us intimate diaries; to be a monarch and to be
frank are incompatible feats; monarchy is itself necessarily a pose. The
historian is obliged to speculate about the contents of the head that
wears a crown as best he can. No doubt regal psychology has varied with
the ages. We have, however, the writings of a very able man of this
period who set himself to study and expound the arts of kingcraft as
they were understood in the later fifteenth century. This was the
celebrated Florentine, Niccolo Machiavelli (1469-1527). He was of good
birth and reasonable fortune, and he had entered the public employment
of the republic by the time he was twenty-five. For eighteen years he
was in the Florentine diplomatic service; he was engaged upon a number
of embassies, and in 1500 he was sent to France to deal with the French
king. From 1502 to 1512 he was the right-hand man of the gonfalonier
(the life president) of Florence, Soderini. Machiavelli reorganized the
Florentine army, wrote speeches for the gonfalonier, was indeed the
ruling intelligence in Florentine affairs. When Soderini, who had leant
upon the French, was overthrown by the Medici family whom the Spanish
supported, Machiavelli, though he tried to transfer his services to the
victors, was tortured on the rack and expelled. He took up his quarters
in a villa near San Casciano, twelve miles or so from Florence, and
there entertained himself partly by collecting and writing salacious
stories to a friend in Rome, and partly by writing books about Italian
politics in which he could no longer play a part. Just as we owe Marco
Polo’s book of travels to his imprisonment, so we owe Machiavelli’s
_Prince_, his _Florentine History_, and _The Art of War_ to his downfall
and the boredom of San Casciano.
The enduring value of these books lies in the clear idea they give us of
the quality and limitations of the ruling minds of this age. Their
atmosphere was his atmosphere. If he brought an exceptionally keen
intelligence to their business, that merely throws it into a brighter
light.
His susceptible mind had been greatly impressed by the cunning, cruelty,
audacity, and ambition of Cæsar Borgia, the Duke of Valentino, in whose
camp he had spent some months as an envoy. In his _Prince_ he idealized
this dazzling person. Cæsar Borgia (1476-1507), the reader must
understand, was the son of Pope Alexander VI, Rodrigo Borgia
(1492-1503). The reader will perhaps be startled at the idea of a Pope
having a son, but this, we must remember, was a pre-reformation Pope.
The Papacy at this time was in a mood of moral relaxation, and though
Alexander was, as a priest, pledged to live unmarried, this did not
hinder him from living openly with a sort of unmarried wife, and
devoting the resources of Christendom to the advancement of his family.
Cæsar was a youth of spirit even for the times in which he lived; he had
early caused his elder brother to be murdered, and also the husband of
his sister, Lucrezia. He had indeed betrayed and murdered a number of
people. With his father’s assistance he had become duke of a wide area
of Central Italy when Machiavelli visited him. He had shown little or no
military ability, but considerable dexterity and administrative power.
His magnificence was of the most temporary sort. When presently his
father died, it collapsed like a pricked bladder. Its unsoundness was
not evident to Machiavelli.[399] Our chief interest in Cæsar Borgia is
that he realized Machiavelli’s highest ideals of a superb and successful
prince.
Much has been written to show that Machiavelli had wide and noble
intentions behind his political writings, but all such attempts to
ennoble him will leave the sceptical reader who insists on reading the
lines instead of reading imaginary things between the lines of
Machiavelli’s work, cold towards him. This man manifestly had no belief
in any righteousness at all, no belief in a God ruling over the world or
in a God in men’s hearts, no understanding of the power of conscience in
men. Not for him were Utopian visions of world-wide human order, or
attempts to realize the _City of God_. Such things he did not want. It
seemed to him that to get power, to gratify one’s desires and
sensibilities and hates, to swagger triumphantly in the world, must be
the crown of human desire. Only a prince could fully realize such a
life. Some streak of timidity or his sense of the poorness of his
personal claims had evidently made him abandon such dreams for himself;
but at least he might hope to serve a prince, to live close to the
glory, to share the plunder and the lust and the gratified malice. He
might even make himself indispensable! He set himself, therefore, to
become an “expert” in prince-craft. He assisted Soderini to fail. When
he was racked and rejected by the Medicis, and had no further hopes of
being even a successful court parasite, he wrote these handbooks of
cunning to show what a clever servant some prince had lost. His ruling
thought, his great contribution to political literature, was that the
moral obligations upon ordinary men cannot bind princes.[400]
There is a disposition to ascribe the virtue of patriotism to
Machiavelli because he suggested that Italy, which was weak and
divided--she had been invaded by the Turks and saved from conquest only
by the death of the Sultan Muhammad, and she was being fought over by
the French and Spanish as though she was something inanimate--might be
united and strong; but he saw in that possibility only a great
opportunity for a prince. And he advocated a national army only because
he saw the Italian method of carrying on war by hiring bands of foreign
mercenaries was a hopeless one. At any time such troops might go over to
a better paymaster or decide to plunder the state they protected. He had
been deeply impressed by the victories of the Swiss over the Milanese,
but he never fathomed the secret of the free spirit that made those
victories possible. The Florentine militia he created was a complete
failure. He was a man born blind to the qualities that make peoples free
and nations great.
Yet this morally blind man was living in a little world of morally blind
men. It is clear that his style of thought was the style of thought of
the court of his time. Behind the princes of the new states that had
grown up out of the wreckage of the empire and the failure of the
Church, there were everywhere chancellors and secretaries and trusted
ministers of the Machiavellian type. Cromwell, for instance, the
minister of Henry VIII of England after his breach with Rome, regarded
Machiavelli’s _Prince_ as the quintessence of political wisdom. When
the princes were themselves sufficiently clever they too were
Machiavellian. They were scheming to outdo one another, to rob weaker
contemporaries, to destroy rivals, so that they might for a brief
interval swagger. They had little or no vision of any scheme of human
destinies greater than this game they played against one another.
[Illustration: SWITZERLAND, _showing principal Passes and Routes_]
§ 10
It is interesting to note that this Swiss infantry which had so
impressed Machiavelli was no part of the princely system of Europe. At
the very centre of the European system there had arisen a little
confederation of free states, the Swiss Confederation, which after some
centuries of nominal adhesion to the Holy Roman Empire became frankly
republican in 1499. As early as the thirteenth century, the peasant
farmers of three valleys round about the Lake of Lucerne took it into
their heads that they would dispense with an overlord and manage their
own affairs in their own fashion. Their chief trouble came from the
claims of a noble family of the Aar Valley, the Habsburg family. In 1245
the men of Schwyz burnt the castle of New Habsburg which had been set up
near Lucerne to overawe them; its ruins are still to be seen there.
This Habsburg family was a growing and acquisitive one; it had lands and
possessions throughout Germany; and in 1273, after the extinction of the
Hohenstaufen house, Rudolf of Habsburg was elected Emperor of Germany, a
distinction that became at last practically hereditary in his family.
None the less, the men of Uri, Schwyz, and Unterwalden did not mean to
be ruled by any Habsburg; they formed an Everlasting League in 1291, and
they held their own among the mountains from that time onward to this
day, first as free members of the empire and then as an absolutely
independent confederation. Of the heroic legend of William Tell we have
no space to tell here, nor have we room in which to trace the gradual
extension of the confederation to its present boundaries. Romansh,
Italian, and French-speaking valleys were presently added to this
valiant little republican group. The red cross flag of Geneva has become
the symbol of international humanity in the midst of warfare. The bright
and thriving cities of Switzerland have been a refuge for free men from
a score of tyrannies.
§ 11A
Most of the figures that stand out in history, do so through some
exceptional personal quality, good or bad, that makes them more
significant than their fellows. But there was born at Ghent in Belgium
in 1500 a man of commonplace abilities and melancholy temperament, the
son of a mentally defective mother who had been married for reasons of
state, who was, through no fault of his own, to become the focus of the
accumulating stresses of Europe. The historian must give him a quite
unmerited and accidental prominence side by side with such marked
individualities as Alexander and Charlemagne and Frederick II. This was
the Emperor Charles V. For a time he had an air of being the greatest
monarch in Europe since Charlemagne. Both he and his illusory greatness
were the results of the matrimonial statecraft of his grandfather, the
Emperor Maximilian I (born 1459, died 1519).
Some families have fought, others have intrigued their way to world
power; the Habsburgs married their way. Maximilian began his career with
the inheritance of the Habsburgs, Austria, Styria, part of Alsace and
other districts; he married--the lady’s name scarcely matters to us--the
Netherlands and Burgundy. Most of Burgundy slipped from him after his
first wife’s death, but the Netherlands he held. Then he tried
unsuccessfully to marry Brittany. He became Emperor in succession to his
father, Frederick III, in 1493, and married the duchy of Milan. Finally
he married his son to the weak-minded daughter of Ferdinand and
Isabella, the Ferdinand and Isabella of Columbus, who not only reigned
over a freshly united Spain, and over Sardinia and the kingdom of the
Two Sicilies, but by virtue of the papal gifts to Castile, over all
America west of Brazil. So it was that Charles, his grandson, inherited
most of the American continent and between a third and a half of what
the Turks had left of Europe. The father of Charles died in 1506, and
Maximilian did his best to secure his grandson’s election to the
imperial throne.
Charles succeeded to the Netherlands in 1506; he became practically king
of the Spanish dominions, his mother being imbecile, when his
grandfather Ferdinand died in 1516; and his grandfather Maximilian dying
in 1519, he was in 1520 elected Emperor at the still comparatively
tender age of twenty.
[Illustration: EUROPE in the time of CHARLES V.]
His election as Emperor was opposed by the young and brilliant French
King, Francis I, who had succeeded to the French throne in 1515 at the
age of twenty-one. The candidature of Francis was supported by Leo X
(1513), who also requires from us the epithet brilliant. It was indeed
an age of brilliant monarchs. It was the age of Baber in India
(1526-1530) and Suleiman in Turkey (1520). Both Leo and Francis dreaded
the concentration of so much power in the hands of one man as the
election of Charles threatened. The only other monarch who seemed to
matter in Europe was Henry VIII, who had become King of England in 1509
at the age of eighteen. He also offered himself as a candidate for the
empire, and the imaginative English reader may amuse himself by
working out the possible consequences of such an election. There was
much scope for diplomacy in this triangle of kings. Charles on his way
from Spain to Germany visited England and secured the support of Henry
against Francis by bribing his minister, Cardinal Wolsey. Henry also
made a great parade of friendship with Francis, there was feasting,
tournaments, and suchlike antiquated gallantries in France, in a courtly
picnic known to historians as the Field of the Cloth of Gold (1520).
Knighthood was becoming a picturesque affectation in the sixteenth
century. The Emperor Maximilian I is still called “the last of the
knights”; by German historians.
The election of Charles was secured, it is to be noted, by a vast amount
of bribery. He had as his chief supporters and creditors the great
German business house of the Fuggers. That large treatment of money and
credit which we call finance, which had gone out of European political
life with the collapse of the Roman Empire, was now coming back to
power. This appearance of the Fuggers, whose houses and palaces outshone
those of the emperors, marks the upward movement of forces that had
begun two or three centuries earlier in Cahors in France and in Florence
and other Italian towns. Money, public debts, and social unrest and
discontent, re-enter upon the miniature stage of this _Outline_. Charles
V was not so much a Habsburg as a Fugger emperor.
For a time this fair, not very intelligent-looking young man with the
thick upper lip and long, clumsy chin--features which still afflict his
descendants--was largely a puppet in the hands of his ministers. Able
servants after the order of Machiavelli guided him at first in the arts
of kingship. Then in a slow but effectual way he began to assert
himself. He was confronted at the very outset of his reign in Germany
with the perplexing dissensions of Christendom. The revolt against the
papal rule which had been going on since the days of Huss and Wycliffe
had been recently exasperated by a new and unusually cynical selling of
indulgences to raise money for the completion of St. Peter’s at Rome. A
monk named Luther, who had been consecrated as a priest, who had taken
to reading the Bible, and who, while visiting Rome on the business of
his order, had been much shocked by the levity and worldly splendour of
the Papacy, had come forward against these papal expedients at
Wittenberg (1517), offering disputation and propounding certain theses.
An important controversy ensued. At first Luther carried on this
controversy in Latin, but presently took to German, and speedily had the
people in a ferment. Charles found this dispute raging when he came from
Spain to Germany. He summoned an assembly or “diet” of the empire at
Worms on the Rhine. To this, Luther, who had been asked to recant his
views by Pope Leo X, and who had refused to do so, was summoned. He
came, and, entirely in the spirit of Huss, refused to recant unless he
was convinced of his error by logical argument or the authority of
Scripture. But his protectors among the princes were too powerful for
him to suffer the fate of John Huss.
[Illustration: Luther
(after Cranach)]
Here was a perplexing situation for the young Emperor. There is reason
to suppose that he was inclined at first to support Luther against the
Pope. Leo X had opposed the election of Charles, and was friendly with
his rival, Francis I. But Charles V was not a good Machiavellian, and he
had acquired in Spain a considerable religious sincerity. He decided
against Luther. Many of the German princes, and especially the Elector
of Saxony, sided with the reformer. Luther went into hiding under the
protection of the Saxon Elector, and Charles found himself in the
presence of the opening rift that was to split Christendom into two
contending camps.
Close upon these disturbances, and probably connected with them, came a
widespread peasants’ revolt throughout Germany. This outbreak frightened
Luther very effectually. He was shocked by its excesses, and from that
time forth the Reformation he advocated ceased to be a Reformation
according to the people and became a Reformation according to the
princes. He lost his confidence in that free judgment for which he had
stood up so manfully.
[Illustration: Francis I]
Meanwhile Charles realized that his great empire was in very serious
danger both from the west and from the east. On the west of him was his
spirited rival, Francis I; to the east was the Turk in Hungary, in
alliance with Francis and clamouring for certain arrears of tribute from
the Austrian dominions. Charles had the money and army of Spain at his
disposal, but it was extremely difficult to get any effective support in
money from Germany. His grandfather had developed a German infantry on
the Swiss model, very much upon the lines expounded in Machiavelli’s
_Art of War_, but these troops had to be paid and his imperial subsidies
had to be supplemented by unsecured borrowings, which were finally to
bring his supporters, the Fuggers, to ruin.
On the whole, Charles, in alliance with Henry VIII, was successful
against Francis I and the Turk. Their chief battlefield was north Italy;
the generalship was dull on both sides; their advances and retreats
depended chiefly on the arrival of reinforcements. The German army
invaded France, failed to take Marseilles, fell back into Italy, lost
Milan, and was besieged in Pavia. Francis I made a long and unsuccessful
siege of Pavia, was caught by fresh German forces, defeated, wounded,
and taken prisoner. He sent back a message to his queen that all was
“lost but honour,” made a humiliating peace, and broke it as soon as he
was liberated so that even the salvage of honour was but temporary.
Henry VIII and the Pope, in obedience to the rules of Machiavellian
strategy, now went over to the side of France in order to prevent
Charles becoming too powerful. The German troops in Milan, under the
Constable of Bourbon, being unpaid, forced rather than followed their
commander into a raid upon Rome. They stormed the city and pillaged it
(1527). The Pope took refuge in the Castle of St. Angelo while the
looting and slaughter went on. He bought off the German troops at last
by the payment of four hundred thousand ducats. Ten years of such stupid
and confused fighting impoverished all Europe and left the Emperor in
possession of Milan. In 1530 he was crowned by the Pope--he was the last
German Emperor to be crowned by the Pope--at Bologna. One thinks of the
rather dull-looking blonde face, with its long lip and chin, bearing the
solemn expression of one who endures a doubtful though probably
honourable ceremony.
Meanwhile the Turks were making great headway in Hungary. They had
defeated and killed the King of Hungary in 1526, they held Buda-Pesth,
and in 1529, as we have already noted, Suleiman the Magnificent very
nearly took Vienna. The Emperor was greatly concerned by these advances,
and did his utmost to drive back the Turks, but he found the greatest
difficulty in getting the German princes to unite, even with this
formidable enemy upon their very borders. Francis I remained implacable
for a time, and there was a new French war; but in 1538 Charles won his
rival over to a more friendly attitude by ravaging the south of France.
Francis and Charles then formed an alliance against the Turk, but the
Protestant princes, the German princes who were resolved to break away
from Rome, had formed a league, the Schmalkaldic League (named after the
little town of Schmalkalden in Hesse, at which its constitution was
arranged), against the Emperor, and in the place of a great campaign to
recover Hungary for Christendom Charles had to turn his mind to the
gathering internal struggle in Germany. Of that struggle he saw only the
opening war. It was a struggle, a sanguinary irrational bickering of
princes for ascendancy, now flaming into war and destruction, now
sinking back to intrigues and diplomacies; it was a snake’s sack of
Machiavellian policies, that was to go on writhing incurably right into
the nineteenth century, and to waste and desolate Central Europe again
and again.
The Emperor never seems to have grasped the true forces at work in these
gathering troubles. He was for his time and station an exceptionally
worthy man, and he seems to have taken the religious dissensions that
were tearing Europe into warring fragments as genuine theological
differences. He gathered diets and councils in futile attempts at
reconciliation. Formulæ and confessions were tried over. The student of
German history must struggle with the details of the Religious Peace of
Nuremberg, the settlement at the diet of Ratisbon, the Interim of
Augsburg, and the like. Here we do but mention them as details in the
worried life of this culminating emperor. As a matter of fact, hardly
one of the multifarious princes and rulers in Europe seems to have been
acting in good faith. The widespread religious trouble of the world, the
desire of the common people for truth and social righteousness, the
spreading knowledge of the time, all those things were merely counters
in the imaginations of princely diplomacy. Henry VIII of England, who
had begun his career with a book written against heresy, and who had
been rewarded by the Pope with the title of “Defender of the Faith,”
being anxious to divorce his first wife in favour of an animated young
lady named Anne Boleyn,[401] and wishing also to turn against the
Emperor in favour of Francis I and to loot the vast wealth of the church
in England, joined the company of Protestant princes in 1530. Sweden,
Denmark, and Norway had already gone over to the Protestant side.
[Illustration: Henry VIII.]
The German religious war began in 1546, a few months after the death of
Martin Luther. We need not trouble about the incidents of the campaign.
The Protestant Saxon army was badly beaten at Lochau. By something very
like a breach of faith Philip of Hesse, the Emperor’s chief remaining
antagonist, was caught and imprisoned, and the Turks were bought off by
the payment of an annual tribute. In 1547, to the great relief of the
Emperor, Francis I died. So by 1547 Charles got to a kind of
settlement, and made his last efforts to effect peace where there was
no peace. In 1552 all Germany was at war again, only a precipitate
flight from Innsbruck saved Charles from capture, and in 1552, with the
treaty of Passau, came another unstable equilibrium. Charles was now
utterly weary of the cares and splendours of empire; he had never had a
very sound constitution, he was naturally indolent, and he was suffering
greatly from gout. He abdicated. He made over all his sovereign rights
in Germany to his brother Ferdinand, and Spain and the Netherlands he
resigned to his son Philip. He then retired to a monastery at Yuste,
among the oak and chestnut forests in the hills to the north of the
Tagus valley, and there he died in 1558.
[Illustration: Charles V.]
Much has been written in a sentimental vein of this retirement, this
renunciation of the world by this tired majestic Titan, world-weary,
seeking in an austere solitude his peace with God. But his retreat was
neither solitary nor austere; he had with him nearly a hundred and fifty
attendants; his establishment had all the indulgences without the
fatigues of a court, and Philip II was a dutiful son to whom his
father’s advice was a command. As for his austerities, let Prescott
witness: “In the almost daily correspondence between Quixada, or
Gaztelu, and the Secretary of State at Valladolid, there is scarcely a
letter that does not turn more or less on the Emperor’s eating or his
illness. The one seems naturally to follow, like a running commentary,
on the other. It is rare that such topics have formed the burden of
communications with the department of state. It must have been no easy
matter for the secretary to preserve his gravity in the perusal of
despatches in which politics and gastronomy were so strangely mixed
together. The courier from Valladolid to Lisbon was ordered to make a
detour, so as to take Jarandilla in his route, and bring supplies for
the royal table. On Thursdays he was to bring fish to serve for the
_jour maigre_ that was to follow. The trout in the neighbourhood
Charles thought too small; so others, of a larger size, were to be sent
from Valladolid. Fish of every kind was to his taste, as, indeed, was
anything that in its nature or habits at all approached to fish. Eels,
frogs, oysters, occupied an important place in the royal bill of fare.
Potted fish, especially anchovies, found great favour with him; and he
regretted that he had not brought a better supply of these from the Low
Countries. On an eel-pasty he particularly doted.”...[402]
In 1554 Charles had obtained a bull from Pope Julius III granting him a
dispensation from fasting, and allowing him to break his fast early in
the morning even when he was to take the sacrament.
“That Charles was not altogether unmindful of his wearing apparel in
Yuste, may be inferred from the fact that his wardrobe contained no less
than sixteen robes of silk and velvet, lined with ermine, or eider down,
or the soft hair of the Barbary goat. As to the furniture and upholstery
of his apartments, how little reliance is to be placed on the reports so
carelessly circulated about these may be gathered from a single glance
at the inventory of his effects, prepared by Quixada and Gaztelu soon
after their master’s death. Among the items we find carpets from Turkey
and Alcarez, canopies of velvet and other stuffs, hangings of fine black
cloth, which since his mother’s death he had always chosen for his own
bedroom; while the remaining apartments were provided with no less than
twenty-five suits of tapestry, from the looms of Flanders, richly
embroidered with figures of animals and with landscapes.... Among the
different pieces of plate we find some of pure gold, and others
especially noted for their curious workmanship; and as this was an age
in which the art of working the precious metals was carried to the
highest perfection, we cannot doubt that some of the finest specimens
had come into the Emperor’s possession. The whole amount of plate was
estimated at between twelve and thirteen thousand ounces in weight.”...[403]
Charles had never acquired the habit of reading, but he would be read
aloud to at meals after the fashion of Charlemagne, and would make what
one narrator describes as a “sweet and heavenly commentary.” He also
amused himself with technical toys, by listening to music or sermons,
and by attending to the imperial business that still came drifting in to
him. The death of the Empress, to whom he was greatly attached, had
turned his mind towards religion, which in his case took a punctilious
and ceremonial form; every Friday in Lent he scourged himself with the
rest of the monks with such good will as to draw blood. These exercises
and the gout released a bigotry in Charles that had been hitherto
restrained by considerations of policy. The appearance of Protestant
teaching close at hand in Valladolid roused him to fury. “Tell the grand
inquisitor and his council from me to be at their posts, and to lay the
axe at the root of the evil before it spreads further.”... He expressed
a doubt whether it would not be well, in so black an affair, to dispense
with the ordinary course of justice, and to show no mercy; “lest the
criminal, if pardoned, should have the opportunity of repeating his
crime.” He recommended, as an example, his own mode of proceeding in the
Netherlands, “where all who remained obstinate in their errors were
burned alive, and those who were admitted to penitence were beheaded.”
Among the chief pleasures of the Catholic monarch between meals during
this time of retirement were funeral services. He not only attended
every actual funeral that was celebrated at Yuste, but he had services
conducted for the absent dead, he held a funeral service in memory of
his wife on the anniversary of her death, and finally he celebrated his
own obsequies. “The chapel was hung with black, and the blaze of
hundreds of wax-lights was scarcely sufficient to dispel the darkness.
The brethren in their conventual dress, and all the Emperor’s household
clad in deep mourning, gathered round a huge catafalque, shrouded also
in black, which had been raised in the centre of the chapel. The service
for the burial of the dead was then performed; and, amidst the dismal
wail of the monks, the prayers ascended for the departed spirit, that it
might be received into the mansions of the blessed. The sorrowful
attendants were melted to tears, as the image of their master’s death
was presented to their minds--or they were touched, it may be, with
compassion by this pitiable display of weakness. Charles, muffled in a
dark mantle, and bearing a lighted candle in his hand, mingled with his
household, the spectator of his own obsequies; and the doleful ceremony
was concluded by his placing the taper in the hands of the priest, in
sign of his surrendering up his soul to the Almighty.”
Other accounts make Charles wear a shroud and lie in the coffin,
remaining there alone until the last mourner had left the chapel.
Within two months of this masquerade he was dead. And the greatness of
the Holy Roman Empire died with him. The Holy Roman Empire struggled on
indeed to the days of Napoleon, but as an invalid and dying thing.
§ 11B
Ferdinand, the brother of Charles V, took over his abandoned work and
met the German princes at the diet of Augsburg in 1555. Again there was
an attempt to establish a religious peace. Nothing could better show the
quality of that attempted settlement and the blindness of the princes
and statesmen concerned in it, to the deeper and broader processes of
the time, than the form that settlement took. The recognition of
religious freedom was to apply to the states and not to individual
citizens; _cujus regio ejus religio_, “_the confession of the subject
was to be dependent on that of the territorial lord_.”
§ 11C
We have given as much attention as we have done to the writings of
Machiavelli and to the personality of Charles V because they throw a
flood of light upon the antagonisms of the next period in our history.
This present chapter has told the story of a vast expansion of human
horizons and of a great increase and distribution of knowledge; we have
seen the conscience of common men awakening and intimations of a new and
profounder social justice spreading throughout the general body of the
Western civilization. But this process of light and thought was leaving
courts and the political life of the world untouched. There is little in
Machiavelli that might not have been written by some clever secretary
in the court of Chosroes I or Shi-Hwang-ti--or even of Sargon I or Pepi.
While the world in everything else was moving forward, in political
ideas, in ideas about the relationship of state to state and of
sovereign to citizen, it was standing still. Nay, it was falling back.
For the great idea of the Catholic Church as the world city of God had
been destroyed in men’s minds by the church itself, and the dream of a
world imperialism had, in the person of Charles V, been carried in
effigy through Europe to limbo. Politically the world seemed falling
back towards personal monarchy of the Assyrian or Macedonian pattern.
It is not that the newly awakened intellectual energies of western
European men were too absorbed in theological restatement, in scientific
investigations, in exploration and mercantile development, to give a
thought to the claims and responsibilities of rulers. Not only were
common men drawing ideas of a theocratic or republican or communistic
character from the now accessible Bible, but the renewed study of the
Greek classics was bringing the creative and fertilizing spirit of Plato
to bear upon the Western mind. In England Sir Thomas More produced a
quaint imitation of Plato’s _Republic_ in his _Utopia_, setting out a
sort of autocratic communism. In Naples, a century later, a certain
friar Campanella was equally bold in his _City of the Sun_. But such
discussions were having no immediate effect upon political arrangements.
Compared with the massiveness of the task, these books do indeed seem
poetical and scholarly and flimsy. (Yet later on the _Utopia_ was to
bear fruit in the English Poor Laws.) The intellectual and moral
development of the Western mind and this drift towards Machiavellian
monarchy in Europe were for a time going on concurrently in the same
world, but they were going on almost independently. The statesmen still
schemed and manœuvred as if nothing grew but the power of wary and
fortunate kings. It was only in the seventeenth and eighteenth centuries
that these two streams of tendency, the stream of general ideas and the
drift of traditional and egoistic monarchical diplomacy, interfered and
came into conflict.
BOOK VIII
THE AGE OF THE GREAT POWERS
XXXVI
PRINCES, PARLIAMENTS, AND POWERS
§ 1. _Princes and Foreign Policy._ § 2. _The English Republic._ §
3. _The Dutch Republic._ § 4. _The Break-up and Disorder of
Germany._ § 5. _The Splendours of Grand Monarchy in Europe._ § 6.
_The Growth of the Idea of Great Powers._ § 7. _The Crowned
Republic of Poland and Its Fate._ § 8. _The First Scramble for
Empire Overseas._ § 9. _Britain Dominates India._ § 10. _Russia’s
Ride to the Pacific._ §11. _What Gibbon Thought of the World in
1780._ § 12. _The Social Truce Draws to an End._
§ 1
In the preceding chapter we have traced the beginnings of a new
civilization, the civilization of the “modern” type which becomes at the
present time world-wide. It is still a vast unformed thing, still only
in the opening phases of growth and development to-day. We have seen the
mediæval ideas of the Holy Roman Empire and of the Roman Church, as
forms of universal law and order, fade in its dawn. They fade out, as if
it were necessary in order that these ideas of one law and one order for
all men should be redrawn on world-wide lines. And while in nearly every
other field of human interest there was advance, the effacement of these
general political ideas of the Church and Empire led back for a time in
things political towards merely personal monarchy and monarchist
nationalism of the Macedonian type. There came an interregnum, as it
were, in the consolidation of human affairs, a phase of the type the
Chinese annalists would call an “Age of Confusion.” This interregnum has
lasted as long as that between the fall of the Western Empire and the
crowning of Charlemagne in Rome. We are living in it to-day. It may be
drawing to its close; we cannot tell yet. The old leading ideas had
broken down, a medley of new and untried projects and suggestions
perplexed men’s minds and actions, and meanwhile the world at large had
to fall back for leadership upon the ancient tradition of an individual
prince. There was no new way clearly apparent for men to follow, and the
prince was there.
All over the world the close of the sixteenth century saw monarchy
prevailing and tending towards absolutism. Germany and Italy were
patchworks of autocratic princely dominions, Spain was practically
autocratic, the throne had never been so powerful in England, and as the
seventeenth century drew on, the French monarchy gradually became the
greatest and most consolidated power in Europe. The phases and
fluctuations of its ascent we cannot record here.
At every court there were groups of ministers and secretaries who played
a Machiavellian game against their foreign rivals. Foreign policy is the
natural employment of courts and monarchies. Foreign offices are, so to
speak, the leading characters in all the histories of the seventeenth
and eighteenth centuries. They kept Europe in a fever of wars. And wars
were becoming expensive. Armies were no longer untrained levies, no
longer assemblies of feudal knights who brought their own horses and
weapons and retainers with them; they needed more and more artillery;
they consisted of paid troops who insisted on their pay; they were
professional and slow and elaborate, conducting long sieges,
necessitating elaborate fortifications. War expenditure increased
everywhere and called for more and more taxation. And here it was that
these monarchies of the sixteenth and seventeenth centuries came into
conflict with new and shapeless forces of freedom in the community. In
practice the princes found they were not masters of their subjects’
lives or property. They found an inconvenient resistance to the taxation
that was necessary if their diplomatic aggressions and alliances were to
continue. Finance became an unpleasant spectre in every council chamber.
In theory the monarch owned his country. James I of England (1603)
declared that “As it is atheism and blasphemy to dispute what God can
do; so it is presumption and high contempt in a subject to dispute what
a king can do, or say that a king cannot do this or that.” In practice,
however, he found, and his son Charles I (1625) was to find still more
effectually, that there were in his dominions a great number of
landlords and merchants, substantial and intelligent persons, who set a
very definite limit to the calls and occasions of the monarch and his
ministers. They were prepared to tolerate his rule if they themselves
might also be monarchs of their lands and businesses and trades and what
not. But not otherwise.
Everywhere in Europe there was a parallel development. Beneath the kings
and princes there were these lesser monarchs, the private owners,
noblemen, wealthy citizens, and the like, who were now offering the
sovereign prince much the same resistance that the kings and princes of
Germany had offered the Emperor. They wanted to limit taxation so far as
it pressed upon themselves, and to be free in their own houses and
estates. And the spread of books and reading and inter-communication was
enabling these smaller monarchs, these monarchs of ownership, to develop
such a community of ideas and such a solidarity of resistance as had
been possible at no previous stage in the world’s history. Everywhere
they were disposed to resist the prince, but it was not everywhere that
they found the same faculties for an organized resistance. The economic
circumstances and the political traditions of the Netherlands and
England made those countries the first to bring this antagonism of
monarchy and private ownership to an issue.[404]
At first this seventeenth-century “public,” this public of property
owners, cared very little for foreign policy. They did not perceive at
first how it affected them. They did not want to be bothered with it;
it was, they conceded, the affairs of kings and princes.[405] They made
no attempts therefore to control foreign entanglements. But it was with
the direct consequences of these entanglements that they quarrelled;
they objected to heavy taxation, to interference with trade, to
arbitrary imprisonment, and to the control of consciences by the
monarch. It was upon these questions that they joined issue with the
Crown.
§ 2
The open struggle of the private property owner against the aggressions
of the “Prince” begins in England far back in the twelfth century.[406]
The phase in this struggle that we have to study now is the phase that
opened with the attempts of Henry VII and VIII and their successors,
Edward VI, Mary and Elizabeth, to make the government of England a
“personal monarchy” of the continental type. It became more acute when,
by dynastic accidents, James, King of Scotland, became James I, King of
both Scotland and England (1603), and began to talk in the manner we
have already quoted of his “divine right” to do as he pleased. But never
had the path of English monarchy been a smooth one. In all the
monarchies of the Northmen and Germanic invaders of the empire there had
been a tradition of a popular assembly of influential and representative
men to preserve their general liberties, and in none was it more living
than in England. France had her tradition of the assembly of the Three
Estates, Spain her Cortes, but the English assembly was peculiar in two
respects: that it had behind it a documentary declaration of certain
elementary and universal rights, and that it contained elected “Knights
of the Shire,” as well as elected burghers from the towns. The French
and Spanish assemblies had the latter, but not the former element.
These two features gave the English Parliament a peculiar strength in
its struggle with the Throne. The document in question was _Magna
Carta_, the Great Charter, a declaration which was forced from King John
(1199-1216), the brother and successor of Richard Cœur de Lion
(1189-99) after a revolt of the Barons in 1215. It rehearsed a number of
fundamental rights that made England a legal and not a regal state. It
rejected the power of the king to control the personal property and
liberty of every sort of citizen--save with the consent of that man’s
equals.
The presence of the elected shire representatives in the English
Parliament, the second peculiarity of the British situation, came about
from very simple and apparently innocuous beginnings. From the shires,
or county divisions, knights seem to have been summoned to the national
council to testify to the taxable capacity of their districts. They were
sent up by the minor gentry, freeholders and village elders of their
districts as early as 1254, two knights from each shire. This idea
inspired Simon de Montfort,[407] who was in rebellion against Henry III,
the successor of John, to summon to the national council two knights
from each shire and two citizens from each city or borough. Edward I,
the successor to Henry III, continued this practice because it seemed a
convenient way of getting into financial touch with the growing towns.
At first there was considerable reluctance on the parts of the knights
and townsmen to attend Parliament, but gradually the power they
possessed of linking the redress of grievances with the granting of
subsidies was realized. Quite early, if not from the first, these
representatives of the general property owners in town and country, the
Commons, sat and debated apart from the great Lords and Bishops. So
there grew up in England a representative assembly, the Commons, beside
an episcopal and patrician one, the Lords. There was no profound and
fundamental difference between the personnel of the two assemblies; many
of the knights of the shire were substantial men who might be as wealthy
and influential as peers and also the sons and brothers of peers, but on
the whole the Commons was the more plebeian assembly. From the first
these two assemblies, and especially the Commons, displayed a
disposition to claim the entire power of taxation in the land. Gradually
they extended their purview of grievances to a criticism of all the
affairs of the realm. We will not follow the fluctuations of the power
and prestige of the English Parliament through the time of the Tudor
monarchs (_i.e._, Henry VII and VIII, Edward VI, Mary, and Elizabeth),
but it will be manifest from what has been said that when at last James
Stuart made his open claim to autocracy, the English merchants, peers,
and private gentlemen found themselves with a tried and honoured
traditional means of resisting him such as no other people in Europe
possessed.
Another peculiarity of the English political conflict was its
comparative detachment from the great struggle between Catholic and
Protestant that was now being waged all over Europe. There were, it is
true, very distinct religious issues mixed up in the English struggle,
but upon its main lines it was a political struggle of King against the
Parliament embodying the class of private-property-owning citizens. Both
Crown and people were formally reformed and Protestant. It is true that
many people on the latter side were Protestants of a Bible-respecting,
non-sacerdotal type, representing the reformation according to the
peoples, and that the king was the nominal head of a special sacerdotal
and sacramental church, the established Church of England, representing
the reformation according to the princes, but this antagonism never
completely obscured the essentials of the conflict.
The struggle of King and Parliament had already reached an acute phase
before the death of James I (1625), but only in the reign of his son
Charles I did it culminate in civil war. Charles did exactly what one
might have expected a king to do in such a position, in view of the lack
of Parliamentary control over foreign policy; he embroiled the country
in a conflict with both Spain and France, and then came to the country
for supplies in the hope that patriotic feeling would override the
normal dislike to giving him money. When Parliament refused supplies, he
demanded loans from various subjects, and attempted similar illegal
exactions. This produced from Parliament in 1628 a very memorable
document, the _Petition of Right_, citing the Great Charter and
rehearsing the legal limitations upon the power of the English king,
denying his right to levy charges upon, or to imprison, or punish
anyone, or to quarter soldiers on the people, without due process of
law. The Petition of Right stated the case of the English Parliament.
The disposition to “state a case” has always been a very marked English
characteristic. When President Wilson, during the Great War of 1914-18,
prefaced each step in his policy by a “Note,” he was walking in the most
respectable traditions of the English. Charles dealt with this
Parliament with a high hand, he dismissed it in 1629, and for eleven
years he summoned no Parliament. He levied money illegally, but not
enough for his purpose; and realizing that the church could be used as
an instrument of obedience, he made Laud, an aggressive high churchman,
very much of a priest and a very strong believer in “divine right,”
Archbishop of Canterbury, and so head of the Church of England.
In 1638 Charles tried to extend the half-Protestant, half-Catholic
characteristics of the Church of England to his other kingdom of
Scotland, where the secession from catholicism had been more complete,
and where a non-sacerdotal, non-sacramental form of Christianity,
Presbyterianism, had been established as the national church. The Scotch
revolted, and the English levies Charles raised to fight them mutinied.
Insolvency, at all tunes the natural result of a “spirited” foreign
policy, was close at hand. Charles, without money or trustworthy troops,
had to summon a Parliament at last in 1640. This Parliament, the Short
Parliament, he dismissed in the same year; he tried a Council of Peers
at York (1640), and then, in the November of that year, summoned his
last Parliament.
This body, the Long Parliament, assembled in the mood for conflict. It
seized Laud, the Archbishop of Canterbury, and charged him with treason.
It published a “Grand Remonstrance,” which was a long and full statement
of its case against Charles. It provided by a bill for a meeting of
Parliament at least once in three years, whether the King summoned it or
no. It prosecuted the King’s chief ministers who had helped him to reign
for so long without Parliament, and in particular the Earl of Strafford.
To save Strafford the King plotted for a sudden seizure of London by the
army. This was discovered, and the Bill for Strafford’s condemnation was
hurried on in the midst of a vast popular excitement. Charles I, who
was probably one of the meanest and most treacherous occupants the
English throne has ever known, was frightened by the London crowds.
Before Strafford could die by due legal process, it was necessary for
the King to give his assent. Charles gave it--and Strafford was
beheaded. Meanwhile the King was plotting and looking for help in
strange quarters--from the Catholic Irish, from treasonable Scotchmen.
Finally he resorted to a forcible-feeble display of violence. He went
down to the Houses of Parliament to arrest five of his most active
opponents. He entered the House of Commons and took the Speaker’s chair.
He was prepared with some bold speech about treason, but when he saw the
places of his five antagonists vacant, he was baffled, confused, and
spoke in broken sentences. He learnt that they had departed from his
royal city of Westminster and taken refuge in the city of London (see
chap. xxv, § 7). London defied him. A week later the Five Members were
escorted back in triumph to the Parliament House in Westminster by the
Trained Bands of London, and the King, to avoid the noise and hostility
of the occasion, left Whitehall for Windsor.
Both parties then prepared openly for war.
The King was the traditional head of the army, and the habit of
obedience in soldiers is to the King. The Parliament had the greater
resources. The King set up his standard at Nottingham on the eve of a
dark and stormy August day in 1642. There followed a long and obstinate
civil war, the King holding Oxford, the Parliament, London. Success
swayed from side to side but the King could never close on London nor
Parliament take Oxford. Each antagonist was weakened by moderate
adherents who “did not want to go too far.” There emerged among the
Parliamentary commanders a certain Oliver Cromwell, who had raised a
small troop of horse and who rose to the position of general. Lord
Warwick, his contemporary, describes him as a plain man, in a cloth suit
“made by an ill country tailor.” He was no mere fighting soldier, but a
military organizer; he realized the inferior quality of many of the
Parliamentary forces, and set himself to remedy it. The Cavaliers of the
King had the picturesque tradition of chivalry and loyalty on their
side; Parliament was something new and difficult--without any
comparable traditions. “Your troops are most of them old decayed serving
men and tapsters,” said Cromwell. “Do you think that the spirits of such
base and mean fellows will ever be able to encounter gentlemen that have
honour and courage and resolution in them?” But there is something
better and stronger than picturesque chivalry in the world, religious
enthusiasm. He set himself to get together a “godly” regiment. They were
to be earnest, sober-living men. Above all, they were to be men of
strong convictions. He disregarded all social traditions, and drew his
officers from every class. “I had rather have a plain, russet-coated
captain _that knows what he fights for and loves what he knows_, than
what you call a gentleman and is nothing else.” England discovered a new
force, the Ironsides, in its midst, in which footmen, draymen, and
ships’ captains held high command, side by side with men of family. They
became the type on which the Parliament sought to reconstruct its entire
army. The Ironsides were the backbone of this “New Model.” From Marston
Moor to Naseby these men swept the Cavaliers before them. The King was
at last a captive in the hands of Parliament.
There were still attempts at settlement that would have left the King a
sort of king, but Charles was a man doomed to tragic issues, incessantly
scheming, “so false a man that he is not to be trusted.” The English
were drifting towards a situation new in the world’s history, in which a
monarch should be formally tried for treason to his people and
condemned.
Most revolutions are precipitated, as this English one was, by the
excesses of the ruler, and by attempts at strength and firmness beyond
the compass of the law; and most revolutions swing by a kind of
necessity towards an extremer conclusion than is warranted by the
original quarrel. The English revolution was no exception. The English
are by nature a compromising and even a vacillating people, and probably
the great majority of them still wanted the King to be King and the
people to be free, and all the lions and lambs to lie down together in
peace and liberty. But the army of the New Model could not go back.
There would have been scant mercy for these draymen and footmen who had
ridden down the King’s gentlemen if the King came back. When Parliament
began to treat again with this regal trickster, the New Model
intervened; Colonel Pride turned out eighty members from the House of
Commons who favoured the King, and the illegal residue, the Rump
Parliament, then put the King on trial.
But indeed the King was already doomed. The House of Lords rejected the
ordinance for the trial, and the Rump then proclaimed “that the People
are under God, the original of all just power,” and that “the Commons of
England ... have the supreme power in this nation,” and--assuming that
it was itself the Commons--proceeded with the trial. The King was
condemned as a “tyrant, traitor, murderer, and enemy of his country.” He
was taken one January morning in 1649 to a scaffold erected outside the
windows of his own banqueting-room at Whitehall. There he was beheaded.
He died with piety and a certain noble self-pity--eight years after the
execution of Strafford, and after six and a half years of a destructive
civil war which had been caused almost entirely by his own lawlessness.
This was indeed a great and terrifying thing that Parliament had done.
The like of it had never been heard of in the world before. Kings had
killed each other times enough; parricide, fratricide, assassination,
those are the privileged expedients of princes; but that a section of
the people should rise up, try its king solemnly and deliberately for
disloyalty, mischief, and treachery, and condemn and kill him, sent
horror through every court in Europe. The Rump Parliament had gone
beyond the ideas and conscience of its time. It was as if a committee of
jungle deer had taken and killed a tiger--a crime against nature. The
Tsar of Russia chased the English envoy from his court. France and
Holland committed acts of open hostility. England, confused and
conscience-stricken at her own sacrilege, stood isolated before the
world.
But for a time the personal quality of Oliver Cromwell and the
discipline and strength of the army he had created maintained England in
the republican course she had taken. The Irish Catholics had made a
massacre of the Protestant English in Ireland, and now Cromwell
suppressed the Irish insurrection with great vigour. Except for certain
friars at the storm of Drogheda, none but men with arms in their hands
were killed by his troops; but the atrocities of the massacre were fresh
in his mind, no quarter was given in battle, and so his memory still
rankles in the minds of the Irish, who have a long memory for their own
wrongs. After Ireland came Scotland, where Cromwell shattered a Royalist
army at the Battle of Dunbar (1650). Then he turned his attention to
Holland, which country had rashly seized upon the divisions among the
English as an excuse for the injury of a trade rival. The Dutch were
then the rulers of the sea, and the English fleet fought against odds;
but after a series of obstinate sea fights the Dutch were driven from
the British seas and the English took their place as the ascendant naval
power. Dutch and French ships must dip their flags to them. An English
fleet went into the Mediterranean--the first English naval force to
enter those waters; it put right various grievances of the English
shippers with Tuscany and Malta, and bombarded the pirate nest of
Algiers and destroyed the pirate fleet--which in the lax days of Charles
had been wont to come right up to the coast of Cornwall and Devon to
intercept ships and carry off slaves to Africa. The strong arm of
England also intervened to protect the Protestants in the south of
France, who were being hunted to death by the Duke of Savoy. France,
Sweden, Denmark, all found it wiser to overcome their first distaste for
regicide and allied themselves with England. Came a war with Spain, and
the great English Admiral Blake destroyed the Spanish Plate Fleet at
Teneriffe in an action of almost incredible daring. He engaged land
batteries. He was the first man “that brought ships to contemn castles
on the shore.” (He died in 1657, and was buried in Westminster Abbey,
but after the restoration of the monarchy his bones were dug out by the
order of Charles II, and removed to St. Margaret’s, Westminster.) Such
was the figure that England cut in the eyes of the world during her
brief republican days.