There is a saying of his, arbitrary enough, yet with an accent of

hidden suffering, that opens to us more of his inner self than many

a clear and wise and ordered utterance. “If I am to listen to the

opinion of others,” he said (and only listen to it, observe, not accept

it), “then it must be positively expressed. Problems I have enough in

myself.” That is a confession, put in the form of a demand. It has

a proud, Olympian accent, but the voice that utters it quivers with

impatience, with painful irritation at the inner complications, which

makes it so imperative that the positive should come from without....

“Out of one of his eyes looks an angel,” writes someone who made his

acquaintance on a journey, “out of the other a devil; and his speech is

deep irony on the score of all human affairs.” Of all? That is great,

but it is not generous--and, after all, is he not a man himself? One

who often saw him says: “Today he was altogether in that mood of bitter

humour and sophistical contradictiousness he is so prone to display.”

Again we have the negation, the spirit of contradiction and malice,

of which gentle young Sulpice Boisserée has such a story to tell in

his diary. “At eleven o’clock I am with Goethe again. The invective

continues.” He has a go at all sorts of things: politics, æsthetics,

society, religion, Germany, France, philhellenism, parties, and so

on, in such a style that poor young Boisserée feels--“_mit allen

diesen moquanten Reden_”--as though he were “at a witches’ sabbath.”

That is saying a good deal. It is either too strong, considering the

word “_moquant_” which he uses, or else that word is a good deal too

weak--which is more likely. Anyhow the entry, from the year 1826,

shows the confusion to which the petulant old man could reduce simple

and humble-minded people. An observer who must have been no fool

wrote something about him which stirs a secret horror that is somehow

paralysing. “He is tolerant, without being mild.” Just consider what

that means. Toleration, indulgence, is always, in our human experience,

associated with mildness, with benevolent feeling toward man and the

universe; so far as I know, it is a product of love. But tolerance

_without_ love, _harsh_ tolerance--what would that be? It is more

than human, it is icy neutrality, it is either something godlike or

something devilish.

* * * * *

I shall be saying nothing new, but it may serve to bring order and

clarity into our thoughts to keep the fact before us: all national

character belongs to the natural sphere, and all tendency toward the

cosmopolitan to the spiritual. The word “ethnic” brings together

two conceptions which we do not ordinarily connect, paganism and

nationalism; thus by implication, and conversely, every super-national

and humane point of view is classified in our mind as Christian in

spirit.

Goethe’s alleged devotion to paganism (in the _Wanderjahre_ he reckons

Judaism among the ethnic and heathen folk-religions) would lead us

accordingly to expect of him an outlook basically anti-humanistic and

folk-national. That we should be entirely wrong in this expectation, as

a basic constitution in him, as “nature,” might be arguable. However,

so far as he was himself aware, he was consciously a humanist and a

citizen of the world. Despite all his nature Olympian and divine, he

was in a high degree Christian in spirit. Nietzsche placed Goethe,

historically and psychologically speaking, between Hellenism and

pietism; and thus expressed the combination of creative and critical,

simple and “sentimental,” ancient and modern, in Goethe’s character.

For Goethe’s “pietism” is of course nothing else than his modernity.

Many centuries of Christian cultivation of the subjective--a whole

century of pietistic, introspective, autobiographical discipline--were

needed to make possible a work like _Werther_. Which is as much as

to say that in the impulse to autobiography Christian and democratic

elements are mingled with that naïve, spoilt-darling claim on the

world’s affections of which we spoke above. They are the same as

that democratic tendency out of which Tolstoy likes to consider his

confessions as emanating; when, in true Rousseauian fashion, he

resolves “to write a history of his life, utterly and entirely true

to fact,” in the belief that this “will be more useful to mankind”

than those previous twelve volumes full of literary twaddle. He seems

unaware that they are quite as autobiographical, quite as ethical

in character, as anything could be, and disowns them as pagan and

artistic, as self-indulgent and “irresponsible.”

Goethe, with all his aversion to the “Cross,” did often and expressly

acknowledge his reverence for the Christian idea. It is as significant

as it is surprising to come upon the idea of the sanctity of suffering

in the Pedagogic Province; and if Goethe saw in the Church “elements

of weakness and instability” and in its precepts “_gar viel Dummes_,”

still he bore witness that “there is in the Gospels an effective

resplendence and majesty, issuing from the person of Christ, of a

character in which only the divine appear upon this earth.” “The human

spirit,” he says, with sympathetic and openly acknowledged fellowship,

“will never rise higher than the majesty and moral elevation of

Christianity, as it radiates from the Gospels.” But Goethe’s

Christianity manifests itself in the admirable attitude, as of a pupil

to a master, which he had toward Spinoza, whom he called “_theissimus_”

and of whom he said that nobody had spoken of the Divinity so like

the Saviour as he. If, indeed, the dualistic separation of God and

nature is the fundamental principle of Christianity, then Spinoza was

a pagan, and Goethe was too. But God and nature are not all the world:

there is the human, the humane, as well; and Spinoza’s conception of

humanity is Christian, in so far as he defines the phenomenon man as

the becoming-_conscious_ of the God-nature in the human being, as a

bursting forth out of mere dull being and living; accordingly, as

liberation from nature, and so as _spirit_. Again, there is absolutely

nothing pagan about that famous _Mastery of the Passions by their

Analysis_; and just as little in the Spinozan motif of renunciation

(“_Entsagung_”), which becomes the general motif of Goethe’s life and

work, like the idea of freedom for Schiller and the idea of redemption

for Wagner.

On the contrary, it was just this pathos of renunciation, which cast

such a Christian shade upon the pagan, aristocratic, child-of-nature

well-being of Goethe’s life and lent his spirited features an expressly

Gothic trait of suffering not to be overlooked save by the gross

popular belief in his aristocratic good fortune. How much resignation

must have darkened the end of this apparently consummate and favoured

existence! His life-work, though almost superhuman, remained entirely

a fragment--it is putting it mildly to say that “not all the dreams of

blossoms ripened”--Wagner’s performance, for instance, or Ibsen’s, is

incomparably more a rounded and effective whole. One may put it that

Goethe’s spirit was far more powerful than his nature, greater than his

power to give it form or than his organically allotted span; and it is

easy to understand that vehement demand of his for immortality, which

is one of the magnificent, dæmonic expressions of his personality:

Nature, he cried, was bound to give him a new body when the one he had

could no longer sustain his spirit.

Consider even his love-life, which likewise the popular mind tends

to think of as sunlit and blissful, divinely favoured and without a

cross. Certainly he was much loved and rich in love; certainly to

him much enjoyment was given. In the realm of the erotic he had his

spells of coarseness, when he behaved a little like a garden god:

when, ingenuous and unsentimental as the antique world, he would enjoy

without stint and indulge without a qualm. His marriage, a misalliance,

socially and intellectually, was a result of this attitude of mind.

But where he loved so that lofty poesy was the result, and not merely

a Venetian epigram ticked out in hexameters on a maiden’s back; where

it was serious, the romance regularly ended in renunciation. He never

actually possessed Lotte or Friederike, nor Lilli, nor the Herzlieb,

nor Marianne, nor even Ulrike--and not even Frau von Stein. He never

loved unrequited--unless in the immensely painful, absurdly agitating

affair with little Levetzof. Yet in all these cases resignation was

the order of the day: either on moral grounds, or for the sake of his

freedom. Mostly he bolted.

But the renunciation I mean was a deeper and higher thing. In his

stature, his lineaments, his proportions as he stands today in the

eyes of the nation, he is what he is as the work of renunciation. I

am not speaking generally, I do not refer to the sense of sacrifice

which is the meaning of all art; nor to the struggle with chaos, the

surrender of freedom, the creative constraint which is its inner

essence. Goethe’s pathos of renunciation--or, since we are speaking

of permanent forces dominating the whole of existence, his ethos of

renunciation--is of a more personal kind. It is his destiny, it is

the instinctive mandate of his especially national gift, which was

essentially civilizing in its mission. Or, rather, might this destiny

and mission, this bond, this conditioning limitation and pedagogic duty

of renunciation, be after all something less personal to him than it

just now appeared? Might it perhaps be the law of his destiny, innate

and inviolable save at the expense of heavy spiritual penalties; the

imperative which is the essence of the German spirit, destined always,

as it is, somehow and in some degree, to feel itself called to a

cultural task?--I spoke of the consciousness of a community of feeling,

which Goethe must, at moments, have felt with Christianity. What did

it consist in, and to what had it reference? Goethe pays homage to

the “moral culture” of Christianity--that is, to its humanity, its

civilizing, anti-barbarian influence. It was the same as his; and the

occasional homage he paid it undoubtedly springs from his recognition

that the mission of Christianity within the confines of the Germanic

peoples bore a likeness to his own. And here, in the fact that he

conceived his task, his duty to his nation, as essentially a civilizing

mission, lies the deepest and the most German significance of his

renunciation. Does anyone doubt that there were in Goethe possibilities

of a greatness and growth, wilder, ranker, more disruptive, more

“natural,” than those which his instinct for self-conquest allowed him

to develop, and which today give our mental picture of him so highly

pedagogic a cast? In his _Iphigenia_ the idea of humanity, as opposed

to barbarism, wears the impress of civilization--not in the polemical

and even political sense in which we use the word today, but in the

sense of moral culture. It was a Frenchman, Maurice Barrès, who pointed

out that the _Iphigenia_ is a “civilizing work,” in that it “stands

for the rights of society against the arrogance of intellect.” The

phrase fits almost better that other monument of self-discipline and

self-correction, yes, almost of self-mortification, which has been a

target for ridicule on account of its affected atmosphere of courts and

culture: I mean the _Tasso_. Both are works of resignation, of German

and schoolmasterish renunciation of all the advantages of barbarism.

Wagner, on the other hand, the voluptuary, did not renounce them; he

yielded to them all, with huge effectiveness; and his punishment is

that the acclaim accorded to his riotously national art grows daily

cruder and more popular.

My subject is still the aspiration of the children of nature toward

spirit; which is just as sentimental in kind as is the converse

striving of the sons of the spirit toward nature, and may function with

varying degrees of aptitude or success, with more or less naïveté or

subtlety. Compared with Goethe’s majestic work of spiritualization,

I cannot find that Tolstoy’s struggles to throw off nature’s yoke

were crowned with great success. But I am whimsical enough to relish

putting my finger on the mighty kernel of racial loyalty which dwelt

at the heart of the Christianity of the one and the humanity of

the other. And that kernel was, of course, in other words, their

aristocratic integrity; for racial loyalty is aristocratic by nature,

while Christianity, humanity, and civilization all represent the

conflicting principle of the spirit of democracy, and the process of

spiritualization is at the same time one of democratization. What

Tolstoy aptly calls his “democratic trend”--aptly, because the word

“trend” implies a will and a direction somewhither, indicating an

effort and not mere being--finds emphatic expression now and again in

Goethe as well. “One would have,” he says, “to become _Catholic_ at

once, in order to have a share in the lives of humanity!” To mingle

with humanity, on equal terms, to lead the life of the people, and in

the market-place, seems at such moments happiness to him. “In these

small sovereign states,” he cries, “what wretched, isolated men

we are!” And he praises Venice as a monument to the power, not of

a single despot, but of a whole people. But such phrases, clearly,

are meant more correctively than absolutely; they are self-critical

comments, meant to redress the balance of his German and Protestant

aristocratism--“tendencies,” then, sentimental leanings, of the same

kind as the radical and pacifistic bent of the Russian giant, in

whose “holiness” a penetrating eye can see so much self-deception,

childishness, and “let’s pretend.”

A close observer like Gorky, or a shrewd critic like Merezhkovsky, felt

at once and keenly the patriarchal and sensual quality, the life-bound

animalism, which lay beneath the sanctification. Tolstoy married at

thirty-four the eighteen-year-old Sophia Alexandrovna Behrs, who from

then on was scarcely ever anything but “expectant,” and was confined

thirteen times. Through long, creative years, his marriage was an idyll

of family life, full of healthy, god-fearing animal pleasure, against

a lavish economic background of agriculture and cattle-breeding. The

atmosphere was Judaic Old Testament rather than Christian. Tolstoy

knows the same great simple love of existence, the everlasting

childlike joy of life, that possessed Goethe’s soul. When he “praises

each day for its beauty,” when he “marvels at the richness of God’s

kingdom” expressing itself therein, how “each day He sends some new

thing to distinguish it,” we feel a better understanding of what lay

at the bottom of Goethe’s conception of “_Behagen_.” Waves of piercing

sensuous enjoyment of nature break upon him even in the years of gloom,

when he meditates suicide, plans the _Confession_--in short, conjures

up that misunderstanding to which his sanctification falls prey, and

dehumanizes and shrinks the majesty of the patriarch, christianizes and

conventionalizes it into the Anglo-Indian model.

Merezhkovsky called him the great seer of the body, in contrast to

Dostoyevsky the visionary of the soul; and truly it is the body to

which his love and deepest interest belong, to which his knowledge

refers, by which his genius is conditioned. We see this so clearly

in his reaction to old age. In 1894 he writes: “Age is approaching.

That means the hair falls out, the teeth decay, the wrinkles come,

the breath gets bad. Even before the end, everything turns frightful,

disgusting; sweat, rouge, powder, all sorts of beastliness. Then

what has become of that which I have served? Where has beauty gone?

It is the essence of everything. Without it there is nothing, no

life.”--This description of dying while the body still lives, may

pass for Christian, by virtue of its insistence on misery and its

characterization of the flesh, revolting and insulting on the spiritual

side. But the physical apprehension of old age and death is through and

through pagan and sensual.

Aksakov says of Tolstoy: “His gift is _bearlike_ in kind and degree.”

And is it not this “bearlike” quality of his genius that made Tolstoy

“the great writer of Russia,” the author of _War and Peace_, the epic

poet of the people’s struggle against Rome, against Napoleon? I openly

declare my deliberate intention to cast doubt on the pacifism which

the prophet of humanity so didactically professed. Not, I hasten to

add, from any anti-pacifistic sentiments on my own part; merely out

of a sense of humour. That Tolstoy was in his youth a soldier and

an officer, we know. From his biography we learn that he was heart

and soul a soldier; and we have evidence of his heroic and warlike

enthusiasm in the Sebastopol days--that “splendid time,” that “glorious

time,” that time of touching pride in the Russian army, when he was

confessedly saturated with patriotic feeling and thrilled by his

experience of comradery under arms, first felt when the serious moment

is at hand. His attitude toward the Serbo-Turkish war of 1877 is still

full of conviction. It is a _real_ war, he says, and it moves him.

The distinction between “real” and “unreal” doubtless indicates some

progress in the direction of pacifism. But is pacifism “real” so long

as it is conditional and must progress in order to exist?

In 1812, at least, there _was_ a “real” war, and its history occupied

Tolstoy long before he became the great writer of Russia by dint of it.

He treated of it, quite in the patriotic key, in his school at Yasnaya

Polyana. From all we hear, he dealt with it on a mythical rather than

a historical basis; but he expressly declared that he presented his

pupils with these legends of a warlike mythology in order to rouse

their patriotic feeling. And then the root-and-branch Russianism, the

fundamental folk-character of his peasant-patrician nature, comes out

strong in his epos, whose theme is a defensive war waged against the

invasion of Latin civilization. _War and Peace_ had a huge popular

success, though the critics and military men had some fault to find.

_On the intellectual side it was weak_, they said; its philosophy of

history was narrow and superficial; it was mysticism and sophistry to

deny the influence of individuals on events. But the creative power,

the “bearlike” strength of it, were unanimously declared to be beyond

all discussion, as well as its enormous genuineness as a folk-epic.

The liberal criticism of Russia admitted that it was “Russian to the

core,” that it “presented the soul of the Russian people, in its

whole range and variety, in all its lofty simplicity, with a sheer

creative power that had never been equalled.” But the critics took in

bad part Tolstoy’s “wilful remoteness from all contemporary _currents

of progress_”--a phenomenon and a reproach which were to recur with

the appearance of _Anna Karenine_. “_Anna Karenine_ I don’t like,”

Turgeniev wrote, “though there are splendid things in it: the race, the

mowing, the hunt. But the whole thing is soured; it _smells of Moscow_,

and old maids and incense and Slavophils and high life and all that.”

In a word, Turgeniev, the _Sapadnik_, rejected with horror the oriental

element in the novel, and with him went the whole liberal-radical

party; some ignored _Anna Karenine_, others sneered or called names,

while the Slavophils and the aristocrats and court party rubbed their

hands in glee. In fact Tolstoy, in an intellectual and political

sense, had the reactionaries on his side; and they could have little

appreciation of the artistic qualities of his work. The liberals were

liberal enough to know how to value these, and they did so, albeit in

that state of bewilderment into which people always fall at the sight

of genius in the camp of reaction. Witness the bewilderment of Europe

over Bismarck.

The paradox is worth a little attention. Our idealists would have us

believe that genius, the creative power, must, as a living force, act

only in the service of progress and human purpose, and be justly denied

to the forces which side against life, show sympathy with death, and

are inimical to freedom and progress and thus bad in the human sense.

We would almost accept it as metaphysical evidence for the goodness

of a thing if a capital piece of writing were done in its name. And

really, it does seem that, as a rule, the reactionary camp suffers

from lack of talent. But not invariably. The reactionary genius does

occur, the brilliant and conquering ability does act as attorney for

retrograde tendencies--and nothing dazes the world more than the

sight of this paradoxical phenomenon. Sainte-Beuve said of Joseph de

Maistre that he had “nothing of a writer but the gift”--a comment which

perfectly expresses this bewilderment and precisely indicates the thing

I mean.

Liberal and progressive Russia must have seen in Tolstoy just this--a

case of a great gift in the service of reaction. But it is clear enough

that this great gift is of one essence with his fundamental Russianism,

his immense integration with the people, his pagan and natural

aristocracy; and that the tendency toward democratic spiritualization

was--just tendency, romantic in its nature and crowned, after all, by

such strikingly indifferent success! His tremendous orientalism found

intellectual expression in this mockery at and denial of European

progress; and this it was which must necessarily and profoundly

alienate all the westernizing and liberalizing, all the “Petrinic”

elements in Russia. Actually, he quite frankly scouted the western

belief in progress, which, he said, had been accepted by the Russia of

Peter the Great. They had, he said, observed the operation of the law

of progress in the Duchy of Hohenzollern-Sigmaringen, with its three

thousand inhabitants. But then came China, with its two hundred million

inhabitants, and knocked the theory of progress into a cocked hat.

Which did not for one moment prevent them from believing in progress as

a general law of mankind; they took the field with cannons and guns to

instruct the Chinese in their thesis. Yet ordinary human understanding

tells us that if the history of the larger part of mankind, which we

call the Orient, does not confirm the law of progress, then this law

does not obtain for the whole of mankind, but forms at most an article

of faith for a certain part of it. Tolstoy vows that he himself is

unable to find a universal law in the life of mankind, and that history

might be co-ordinated just as well in the light of any other idea or

“historical whimsy” as in that of progress. And more than that, he does

not see the slightest necessity of finding laws for history--quite

apart from the impossibility of the thing. The universal, eternal law

of perfection, he says, stands written in the soul of every human

being; it is only an error to carry it over into the field of history.

So long as it remains personal, this law is fruitful and accessible to

all; applied to historical conceptions, it is idle talk. The general

progress of mankind is an unproved thesis. It does not exist for any

of the nations of the east; hence it is just as unfounded to assert

that progress is a primary law of mankind as it would be to say that

blondness is--all people being blond save those with dark hair.

It is remarkable to see how ideas from the sphere of an idealistic

individualism, which is German, and places human perfection within

the individual soul, are here found in the company of others which

constitute the most decisive challenge to an arrogant Europe setting

itself up as intellectual arbiter of the world. Tolstoy protests

against what he considers the childishness of this attitude, which

confuses western Europe with humanity as a whole; and the protest

betrays that his gaze is directed eastward. It betrays, in a word, his

Asiatic bias: anti-“Petrinic,” primitive Russian, anti-civilization--in

short, _bearlike_. What we hear is the voice of the Russian god on the

maple throne under the golden lime-tree.

The voice of our humanistic deity has a different ring. Goethe, beyond

a doubt, hated and scorned Asia. The element of Sarmatian wildness

in which Tolstoy found himself so much at home and which merely gets

rationalized in his late prophetic period, would always remain remote

and foreign to the spirit of the great German, with its exclusively

cultural bias. A journey Goethe once made into Upper Silesian Poland

was the occasion of what contact he had with the Slav. His impressions

are “mostly remarkable negatively.” He observes ignorance, lack of

culture, low standards of living, stupidity. He feels himself “remote

from cultured men.” His attitude at the time of the War of Liberation,

offensive as it was to patriotic feeling, the admiring and personally

friendly respect he felt for the classic phenomenon of Napoleon (“the

man is too big for you”) belong in this same category. “It is true,” he

says in 1813, “I no longer see French and Italians, but in their stead

I see Cossacks, Bashkirs, Croats, Magyars, Kashubes, brown and other

hussars.” This enumeration of eastern races has an extraordinarily

contemptuous ring. That the Cossacks and Kashubes were in the country

as allies and the French as enemies seems not to matter to him.

He confesses, indeed, that he too is glad to be rid of the Gallic

_soldatesca_; yet he is obviously not far from finding more humiliation

in the alliance with Russia and the dependence of Germany upon the

east than in her subjugation upon the west; and certain it is that the

humanism of the writer who created the _Iphigenia_ has more affiliation

with the humanity of western Europe, which has given the mould to our

civilization, than with the soft and savage human nature of Half-Asia.

Three essays · 第 5 / 17 段