THE PRESIDENT: We shall now take our noon recess.
[_A recess was taken until 1400 hours._]
_Afternoon Session_
THE PRESIDENT: The Tribunal will adjourn for 15 minutes at half past 3
and will then continue until half past 4.
MR. JUSTICE JACKSON: I was about to take up the “Crimes Committed
against the Jews.”
_3. Crimes against the Jews_:
The most savage and numerous crimes planned and committed by the Nazis
were those against the Jews. Those in Germany in 1933 numbered about
500,000. In the aggregate, they had made for themselves positions which
excited envy, and had accumulated properties which excited the avarice
of the Nazis. They were few enough to be helpless and numerous enough to
be held up as a menace.
Let there be no misunderstanding about the charge of persecuting Jews.
What we charge against these defendants is not those arrogances and
pretensions which frequently accompany the intermingling of different
peoples and which are likely, despite the honest efforts of government,
to produce regrettable crimes and convulsions. It is my purpose to show
a plan and design, to which all Nazis were fanatically committed, to
annihilate all Jewish people. These crimes were organized and promoted
by the Party leadership, executed and protected by the Nazi officials,
as we shall convince you by written orders of the Secret State Police
itself.
The persecution of the Jews was a continuous and deliberate policy. It
was a policy directed against other nations as well as against the Jews
themselves. Anti-Semitism was promoted to divide and embitter the
democratic peoples and to soften their resistance to the Nazi
aggression. As Robert Ley declared in _Der Angriff_ on 14 May 1944: “The
second German secret weapon is Anti-Semitism because if it is constantly
pursued by Germany, it will become a universal problem which all nations
will be forced to consider.”
Anti-Semitism also has been aptly credited with being a “spearhead of
terror.” The ghetto was the laboratory for testing repressive measures.
Jewish property was the first to be expropriated, but the custom grew
and included similar measures against anti-Nazi Germans, Poles, Czechs,
Frenchmen, and Belgians. Extermination of the Jews enabled the Nazis to
bring a practiced hand to similar measures against Poles, Serbs, and
Greeks. The plight of the Jew was a constant threat to opposition or
discontent among other elements of Europe’s population—pacifists,
conservatives, Communists, Catholics, Protestants, Socialists. It was in
fact, a threat to every dissenting opinion and to every non-Nazi’s life.
The persecution policy against the Jews commenced with non-violent
measures, such as disfranchisement and discriminations against their
religion, and the placing of impediments in the way of success in
economic life. It moved rapidly to organized mass violence against them,
physical isolation in ghettos, deportation, forced labor, mass
starvation, and extermination. The Government, the Party formations
indicted before you as criminal organizations, the Secret State Police,
the Army, private and semi-public associations, and “spontaneous” mobs
that were carefully inspired from official sources, were all agencies
that were concerned in this persecution. Nor was it directed against
individual Jews for personal bad citizenship or unpopularity. The avowed
purpose was the destruction of the Jewish people as a whole, as an end
in itself, as a measure of preparation for war, and as a discipline of
conquered peoples.
The conspiracy or common plan to exterminate the Jew was so methodically
and thoroughly pursued, that despite the German defeat and Nazi
prostration this Nazi aim largely has succeeded. Only remnants of the
European Jewish population remain in Germany, in the countries which
Germany occupied, and in those which were her satellites or
collaborators. Of the 9,600,000 Jews who lived in Nazi-dominated Europe,
60 percent are authoritatively estimated to have perished. Five million
seven hundred thousand Jews are missing from the countries in which they
formerly lived, and over 4,500,000 cannot be accounted for by the normal
death rate nor by immigration; nor are they included among displaced
persons. History does not record a crime ever perpetrated against so
many victims or one ever carried out with such calculated cruelty.
You will have difficulty, as I have, to look into the faces of these
defendants and believe that in this twentieth century human beings could
inflict such sufferings as will be proved here on their own countrymen
as well as upon their so-called “inferior” enemies. Particular crimes,
and the responsibility of defendants for them, are to be dealt with by
the Soviet Government’s counsel, when committed in the East, and by
counsel for the Republic of France when committed in the West. I advert
to them only to show their magnitude as evidence of a purpose and a
knowledge common to all defendants, of an official plan rather than of a
capricious policy of some individual commander, and to show such a
continuity of Jewish persecution from the rise of the Nazi conspiracy to
its collapse as forbids us to believe that any person could be
identified with any part of Nazi action without approving this most
conspicuous item in their program.
The Indictment itself recites many evidences of the anti-Semitic
persecutions. The Defendant Streicher led the Nazis in anti-Semitic
bitterness and extremism. In an article appearing in _Der Stürmer_ on 19
March 1942 he complained that Christian teachings have stood in the way
of “racial solution of the Jewish question in Europe”, and quoted
enthusiastically as the twentieth century solution the Führer’s
proclamation of February 24, 1942 that “the Jew will be exterminated.”
And on November 4, 1943 Streicher declared in _Der Stürmer_ that the
Jews “have disappeared from Europe and that the Jewish ‘Reservoir of the
East’ from which the Jewish plague has for centuries beset the people of
Europe, has ceased to exist.” Streicher now has the effrontery to tell
us he is “only a Zionist”—he says he wants only to return the Jews to
Palestine. But on May 7, 1942 his newspaper, _Der Stürmer_, had this to
say:
“It is also not only a European problem! _The Jewish question is
a world question!_ Not only is Germany not safe in the face of
the Jews as long as one Jew lives in Europe, but also the Jewish
question is hardly solved in Europe so long as Jews live in the
rest of the world.”
And the Defendant Hans Frank, a lawyer by profession, I say with shame,
summarized in his diary in 1944 the Nazi policy thus: “The Jews are a
race which has to be eliminated; whenever we catch one, it is his end”
(2233-PS, 4 March 1944, P. 26). And earlier, speaking of his function as
Governor General of Poland, he confided to his diary this sentiment: “Of
course I cannot eliminate all lice and Jews in only a year’s time”
(2233-PS, Vol. IV, 1940, P. 1158). I could multiply endlessly this kind
of Nazi ranting but I will leave it to the evidence and turn to the
fruit of this perverted thinking.
The most serious of the actions against Jews were outside of any law,
but the law itself was employed to some extent. There were the infamous
Nuremberg decrees of September 15, 1935 (_Reichsgesetzblatt_ 1935, Part.
I, P. 1146). The Jews were segregated into ghettos and put into forced
labor; they were expelled from their professions; their property was
expropriated; all cultural life, the press, the theater, and schools
were prohibited them; and the SD was made responsible for them (212-PS,
069-PS). This was an ominous, guardianship, as the following order for
“The Handling of the Jewish Question” shows:
“The competency of the Chief of the Security Police and Security
Service, who is charged with the mission of solving the European
Jewish question, extends even to the Occupied Eastern
Provinces. . . .
“An eventual act by the civilian population against the Jews is
not to be prevented as long as this is compatible with the
maintenance of order and security in the rear of the fighting
troops. . . .
“The first main goal of the German measures must be strict
segregation of Jewry from the rest of the population. In the
execution of this, first of all is the seizing of the Jewish
populace by the introduction of a registration order and similar
appropriate measures. . . .
“Then immediately, the wearing of the recognition sign
consisting of a yellow Jewish star is to be brought about and
all rights of freedom for Jews are to be withdrawn. They are to
be placed in ghettos and at the same time are to be separated
according to sexes. The presence of many more or less closed
Jewish settlements in White Ruthenia and in the Ukraine makes
this mission easier. Moreover, places are to be chosen which
make possible the full use of the Jewish manpower in case labor
needs are present. . . .
“The entire Jewish property is to be seized and confiscated with
exception of that which is necessary for a bare existence. As
far as the economical situation permits, the power of disposal
of their property is to be taken from the Jews as soon as
possible through orders and other measures given by the
commissariat, so that the moving of property will quickly cease.
“Any cultural activity will be completely forbidden, to the Jew.
This includes the outlawing of the Jewish press, the Jewish
theaters, and schools.
“The slaughtering of animals according to Jewish rites is also
to be prohibited. . . .” (212-PS)
The anti-Jewish campaign became furious in Germany following the
assassination in Paris of the German Legation Councillor Von Rath.
Heydrich, Gestapo head, sent a teletype to all Gestapo and SD offices
with directions for handling “spontaneous” uprising anticipated for the
nights of November 9 and 10, 1938 so as to aid in destruction of
Jewish-owned property and protect only that of Germans. No more cynical
document ever came into evidence. Then there is a report by an SS
brigade leader, Dr. Stahlecker, to Himmler, which recites that:
“. . . Similarly, native anti-Semitic forces were induced to
start pogroms against Jews during the first hours after capture,
though this inducement proved to be very difficult. Following
out orders, the Security Police was determined to solve the
Jewish question with all possible means and most decisively. But
it was desirable that the Security Police should not put in an
immediate appearance, at least in the beginning, since the
extraordinarily harsh measures were apt to stir even German
circles. It had to be shown to the world that the native
population itself took the first action by way of natural
reaction against the suppression by Jews during several decades
and against the terror exercised by the Communists during the
preceding period. . . .”
“. . . In view of the extension of the area of operations and
the great number of duties which had to be performed by the
Security Police, it was intended from the very beginning to
obtain the co-operation of the reliable population for the fight
against vermin—that is mainly the Jews and Communists. Beyond
our directing of the first spontaneous actions of
self-cleansing, which will be reported elsewhere, care had to be
taken that reliable people should be put to the cleansing job
and that they were appointed auxiliary members of the Security
Police. . . .”
“. . . Kovno. To our surprise it was not easy at first to set in
motion an extensive pogrom against Jews. Klimatis, the leader of
the partisan unit, mentioned above, who was used for this
purpose primarily, succeeded in starting a pogrom on the basis
of advice given to him by a small advanced detachment acting in
Kovno, and in such a way that no German order or German
instigation was noticed from the outside. During the first
pogrom in the night from 25 to 26 June the Lithuanian partisans
did away with more than 1,500 Jews, set fire to several
synagogues or destroyed them by other means and burned down a
Jewish dwelling district consisting of about 60 houses. During
the following nights about 2,300 Jews were made harmless in a
similar way. In other parts of Lithuania similar actions
followed the example of Kovno, though smaller and extending to
the Communists who had been left behind.
“These self-cleansing actions went smoothly because the Army
authorities who had been informed showed understanding for this
procedure. From the beginning it was obvious that only the first
days after the occupation would offer the opportunity for
carrying out pogroms. After the disarmament of the partisans the
self-cleansing actions ceased necessarily.
“It proved much more difficult to set in motion similar
cleansing actions in Latvia. . . .” (L-180)
Of course, it is self-evident that these “uprisings” were managed by the
Government and the Nazi Party. If we were in doubt, we could resort to
Streicher’s memorandum of April 14, 1939 which says:
“The anti-Jewish action of November 1938 did not arise
spontaneously from the people. . . . Part of the Party formation
have been charged with the execution of the anti-Jewish action.”
(406-PS)
Jews as a whole were fined a billion Reichsmarks. They were excluded
from all businesses, and claims against insurance companies for their
burned properties were confiscated, all by decree of the Defendant
Göring. (_Reichsgesetzblatt_, 1938, Part I, Pp. 1579-82)
Synagogues were the objects of a special vengeance. On November 10, 1938
the following order was given:
“By order of the Group Commander:
All Jewish synagogues in the area of Brigade 50 have to be blown
up or set afire. . . . The operation will be carried out in
civilian clothing. . . . Execution of the order will be
reported. . . .” (1721-PS)
Some 40 teletype messages from various police headquarters will tell the
fury with which all Jews were pursued in Germany on those awful November
nights. The SS troops were turned loose and the Gestapo supervised.
Jewish-owned property was authorized to be destroyed. The Gestapo
ordered twenty to thirty thousand “well-to-do-Jews” to be arrested.
Concentration camps were to receive them. Healthy Jews, fit for labor,
were to be taken. (3051-PS)
As the German frontiers were expanded by war, so the campaign against
the Jews expanded. The Nazi plan never was limited to extermination in
Germany; always it contemplated extinguishing the Jew in Europe and
often in the world. In the West, the Jews were killed and their property
taken over. But the campaign achieved its zenith of savagery in the
East. The eastern Jew has suffered as no people ever suffered. Their
sufferings were carefully reported to the Nazi authorities to show
faithful adherence to the Nazi design. I shall refer only to enough of
the evidence of these to show the extent of the Nazi design for killing
Jews.
If I should recite these horrors in words of my own, you would think me
intemperate and unreliable. Fortunately, we need not take the word of
any witness but the Germans themselves. I invite you now to look at a
few of the vast number of captured German orders and reports that will
be offered in evidence, to see what a Nazi invasion meant. We will
present such evidence as the report of “Einsatzgruppe (Action Group) A”
of October 15, 1941 which boasts that in overrunning the Baltic States,
“Native anti-Semitic forces were induced to start pogroms against the
Jews during the first hours after occupation. . . .” The report
continues:
“From the beginning it was to be expected that the Jewish
problem in the East could not be solved by pogroms alone. In
accordance with the basic orders received, however, the
cleansing activities of the Security Police had to aim at a
complete annihilation of the Jews. Special detachments
reinforced by selected units—in Lithuania partisan detachments,
in Latvia units of the Latvian auxiliary police—therefore
performed extensive executions both in the towns and in rural
areas. The actions of the execution detachments were performed
smoothly.”
“The sum total of the Jews liquidated in Lithuania amounts to
71,105. During the pogroms in Kovno 3,800 Jews were eliminated,
in the smaller towns about 1,200 Jews.”
“In Latvia, up to now a total of 30,000 Jews were executed. Five
hundred were eliminated by pogroms in Riga.” (L-180)
This is a captured report from the Commissioner of Sluzk on October 30,
1941 which describes the scene in more detail. It says:
“. . . The first lieutenant explained that the police battalion
had received the assignment to effect the liquidation of all
Jews here in the town of Sluzk, within two days. . . . Then I
requested him to postpone the action one day. However, he
rejected this with the remark that he had to carry out this
action everywhere and in all towns and that only two days were
allotted for Sluzk. Within these two days, the town of Sluzk had
to be cleared of Jews by all means. . . . All Jews without
exception were taken out of the factories and shops and deported
in spite of our agreement. It is true that part of the Jews was
moved by way of the ghetto where many of them were processed and
still segregated by me, but a large part was loaded directly on
trucks and liquidated without further delay outside of the
town. . . . For the rest, as regards the execution of the
action, I must point out to my deepest regret that the latter
bordered already on sadism. The town itself offered a picture of
horror during the action. With indescribable brutality on the
part of both the German police officers and particularly the
Lithuanian partisans, the Jewish people, but also among them
White Ruthenians, were taken out of their dwellings and herded
together. Everywhere in the town shots were to be heard and in
different streets the corpses of shot Jews accumulated. The
White Ruthenians were in greatest distress to free themselves
from the encirclement. Regardless of the fact that the Jewish
people, among whom were also tradesmen, were mistreated in a
terribly barbarous way in the face of the White Ruthenian
people, the White Ruthenians themselves were also worked over
with rubber clubs and rifle butts. There was no question of an
action against the Jews any more. It rather looked like a
revolution. . . .”
There are reports which merely tabulate the numbers slaughtered. An
example is an account of the work of Einsatzgruppen of SIPO and SD in
the East, which relates that:
In Estonia, all Jews were arrested immediately upon the arrival of the
Wehrmacht. Jewish men and women above the age of 16 and capable of work
were drafted for forced labor. Jews were subjected to all sorts of
restrictions and all Jewish property was confiscated. All Jewish males
above the age of 16 were executed, with the exception of doctors and
elders. Only 500 of an original 4,500 Jews remained. Thirty-seven
thousand, one hundred eighty persons have been liquidated by the SIPO
and SD in White Ruthenia during October. In one town, 337 Jewish women
were executed for demonstrating a ‘provocative attitude.’ In another,
380 Jews were shot for spreading vicious propaganda.
And so the report continues, listing town after town, where hundreds of
Jews were murdered:
In Vitebsk 3,000 Jews were liquidated because of the danger of
epidemics. In Kiev 33,771 Jews were executed on September 29 and 30 in
retaliation for some fires which were set off there. In Shitomir 3,145
Jews ‘had to be shot’ because, judging from experience they had to be
considered as the carriers of Bolshevik propaganda. In Cherson 410 Jews
were executed in reprisal against acts of sabotage. In the territory
east of the Dnieper, the Jewish problem was ’solved’ by the liquidation
of 4,891 Jews and by putting the remainder into labor battalions of up
to 1,000 persons. (R-102)
Other accounts tell not of the slaughter so much as of the depths of
degradation to which the tormentors stooped. For example, we will show
the report made to Defendant Rosenberg about the army and the SS in the
area under Rosenberg’s jurisdiction, which recited the following:
“Details: In presence of SS man, a Jewish dentist has to break all gold
teeth and fillings out of mouth of German and Russian Jews _before_ they
are executed.”
Men, women and children are locked into barns and burned alive.
Peasants, women and children are shot on the pretext that they are
suspected of belonging to bands. (R-135)
We of the Western World heard of gas wagons in which Jews and political
opponents were asphyxiated. We could not believe it. But here we have
the report of May 16, 1942 from the German SS Officer Becker to his
supervisor in Berlin which tells this story:
Gas vans in C group can be driven to execution spot, which is generally
stationed 10 to 15 kms. from main road, only in dry weather. Since those
to be executed become frantic if conducted to this place, such vans
become immobilized in wet weather.
Gas vans in D group were camouflaged as cabin trailers, but vehicles
well known to authorities and civilian population which calls them
‘death vans’.
Writer of letter (Becker) ordered all men to keep as far away as
possible during gassing. Unloading van has ‘atrocious spiritual and
physical effect’ on men and they should be ordered not to participate in
such work. (501-PS)
I shall not dwell on this subject longer than to quote one more
sickening document which evidences the planned and systematic character
of the Jewish persecutions. I hold a report written with Teutonic
devotion to detail, illustrated with photographs to authenticate its
almost incredible text, and beautifully bound in leather with the loving
care bestowed on a proud work. It is the original report of the SS
Brigadier General Stroop in charge of the destruction of the Warsaw
Ghetto, and its title page carries the inscription, “The Jewish ghetto
in Warsaw no longer exists.” It is characteristic that one of the
captions explains that the photograph concerned shows the driving out of
Jewish “bandits”; those whom the photograph shows being driven out are
almost entirely women and little children. It contains a day-by-day
account of the killings mainly carried out by the SS organization, too
long to relate, but let me quote General Stroop’s summary:
“The resistance put up by the Jews and bandits could only be
suppressed by energetic actions of our troops day and night.
_The Reichsführer SS ordered, therefore, on 23 April 1943, the
cleaning out of the ghetto with utter ruthlessness and merciless
tenacity._ I, therefore, decided to destroy and burn down the
entire ghetto without regard to the armament factories. These
factories were systematically dismantled and then burned. Jews
usually left their hideouts, but frequently remained in the
burning buildings and jumped out of the windows only when the
heat became unbearable. They then tried to crawl with broken
bones across the street into buildings which were not afire.
Sometimes they changed their hideouts during the night into the
ruins of burned buildings. Life in the sewers was not pleasant
after the first week. Many times we could hear loud voices in
the sewers. SS men or policemen climbed bravely through the
manholes to capture these Jews. Sometimes they stumbled over
Jewish corpses; sometimes they were shot at. Tear gas bombs were
thrown into the manholes and the Jews driven out of the sewers
and captured. Countless numbers of Jews were liquidated in
sewers and bunkers through blasting. The longer the resistance
continued the tougher became the members of the Waffen SS,
Police and Wehrmacht who always discharged their duties in an
exemplary manner. Frequently Jews who tried to replenish their
food supplies during the night or to communicate with
neighboring groups were exterminated.
“This action eliminated,” says the SS commander, “a proved total
of 56,065. To that, we have to add the number killed through
blasting, fire, etc., which cannot be counted.” (1061-PS)
We charge that all atrocities against Jews were the manifestation and
culmination of the Nazi plan to which every defendant here was a party.
I know very well that some of these men did take steps to spare some
particular Jew for some personal reason from the horrors that awaited
the unrescued Jew. Some protested that particular atrocities were
excessive, and discredited the general policy. While a few defendants
may show efforts to make specific exceptions to the policy of Jewish
extermination, I have found no instance in which any defendant opposed
the policy itself or sought to revoke or even modify it.
Determination to destroy the Jews was a binding force which at all times
cemented the elements of this conspiracy. On many internal policies
there were differences among the defendants. But there is not one of
them who has not echoed the rallying cry of nazism: “Deutschland
erwache, Juda verrecke!” (Germany awake, Jewry perish!).
_Terrorism and Preparation for War_:
How a government treats its own inhabitants generally is thought to be
no concern of other governments or of international society. Certainly
few oppressions or cruelties would warrant the intervention of foreign
powers. But the German mistreatment of Germans is now known to pass in
magnitude and savagery any limits of what is tolerable by modern
civilization. Other nations, by silence, would take a consenting part in
such crimes. These Nazi persecutions, moreover, take character as
international crimes because of the purpose for which they were
undertaken.
The purpose, as we have seen, of getting rid of the influence of free
labor, the churches, and the Jews was to clear their obstruction to the
precipitation of aggressive war. If aggressive warfare in violation of
treaty obligation is a matter of international cognizance the
preparations for it must also be of concern to the international
community. Terrorism was the chief instrument for securing the cohesion
of the German people in war purposes. Moreover, these cruelties in
Germany served as atrocity practice to discipline the membership of the
criminal organization to follow the pattern later in occupied countries.
Through the police formations that are before you accused as criminal
organizations, the Nazi Party leaders, aided at some point in their
basic and notorious purpose by each of the individual defendants,
instituted a reign of terror. These espionage and police organizations
were utilized to hunt down every form of opposition and to penalize
every nonconformity. These organizations early founded and administered
concentration camps—Buchenwald in 1933, Dachau in 1934. But these
notorious names were not alone. Concentration camps came to dot the
German map and to number scores. At first they met with resistance from
some Germans. We have a captured letter from Minister of Justice Gürtner
to Hitler which is revealing. A Gestapo official had been prosecuted for
crimes committed in the camp at Hohnstein, and the Nazi Governor of
Saxony had promptly asked that the proceeding be quashed. The Minister
of Justice in June of 1935 protested because, as he said:
“In this camp unusually grave mistreatments of prisoners have
occurred at least since summer 1933. The prisoners not only were
beaten with whips without cause, similarly as in the
Concentration Camp Bredow near Stettin till they lost
consciousness, but they were also tortured in other manners,
e.g. with the help of a dripping apparatus constructed
exclusively for this purpose, under which prisoners had to stand
until they were suffering from serious purulent wounds of the
scalp. . . .” (787-PS)
I shall not take time to detail the ghastly proceedings in these
concentration camps. Beatings, starvings, tortures, and killings were
routine—so routine that the tormentors became blasé and careless. We
have a report of discovery that in Plötzensee one night, 186 persons
were executed while there were orders for only 180. Another report
describes how the family of one victim received two urns of ashes by
mistake.
Inmates were compelled to execute each other. In 1942 they were paid
five Reichsmarks per execution, but on June 27, 1942 SS General Glücks
ordered commandants of all concentration camps to reduce this honorarium
to three cigarettes. In 1943 the Reich leader of the SS and Chief of
German Police ordered the corporal punishments on Russian women to be
applied by Polish women and vice versa, but the price was not frozen. He
said that as reward, a few cigarettes was authorized. Under the Nazis,
human life had been progressively devalued, until it finally became
worth less than a handful of tobacco—ersatz tobacco. There were,
however, some traces of the milk of human kindness. On August 11, 1942
an order went from Himmler to the commanders of 14 concentration camps
that only German prisoners are allowed to beat other German prisoners
(2189-PS).
Mystery and suspense was added to cruelty in order to spread torture
from the inmate to his family and friends. Men and women disappeared
from their homes or business or from the streets, and no word came of
them. The omission of notice was not due to overworked staff; it was due
to policy. The Chief of the SD and SIPO reported that in accordance with
orders from the Führer anxiety should be created in the minds of the
family of the arrested person. (668-PS) Deportations and secret arrests
were labeled, with a Nazi wit which seems a little ghoulish, “Nacht und
Nebel” (Night and Fog) (L-90, 833-PS). One of the many orders for these
actions gave this explanation:
“The decree carries a basic innovation. The Führer and
Commander-in-Chief of the Armed Forces commands that crimes of
the specified sort committed by civilians of the occupied
territories are to be punished by the pertinent courts-martial
in the occupied territories _only_ when (a) the sentence calls
for the death penalty, and (b) the sentence is pronounced within
eight days after the arrest.
“Only when both conditions are met does the Führer and
Commander-in-Chief of the Armed Forces hope for the desired
deterrent effect from the conduct of punitive proceedings in the
occupied territories.
“In other cases, in the future, the accused are to be secretly
brought to Germany, and the further conduct of the trial carried
on here. The deterrent effect of these measures lies (a) in
allowing the disappearance of the accused without a trace, (b)
therein that no information whatsoever may be given about their
whereabouts and their fate.” (833-PS)
To clumsy cruelty, scientific skill was added. “Undesirables” were
exterminated by injection of drugs into the bloodstream, by asphyxiation
in gas chambers. They were shot with poison bullets, to study the
effects. (L-103)
Then, to cruel experiments the Nazi added obscene ones. These were not
the work of underling-degenerates but of master-minds high in the Nazi
conspiracy. On May 20, 1942 General Field Marshal Milch authorized SS
General Wolff to go ahead at Dachau Camp with so-called “cold
experiments”; and four female gypsies were supplied for the purpose.
Himmler gave permission to carry on these “experiments” also in other
camps. (1617-PS) At Dachau, the reports of the “doctor” in charge show
that victims were immersed in cold water until their body temperature
was reduced to 28 degrees centigrade (82.4 degrees Farenheit), when they
all died immediately (1618-PS). This was in August 1942. But the
“doctor’s” technique improved. By February 1943 he was able to report
that 30 persons were chilled to 27 to 29 degrees, their hands and feet
frozen white, and their bodies “rewarmed” by a hot bath. But the Nazi
scientific triumph was “rewarming with animal heat.” The victim, all but
frozen to death, was surrounded with bodies of living women until he
revived and responded to his environment by having sexual intercourse.
(1616-PS) Here Nazi degeneracy reached its nadir.
I dislike to encumber the record with such morbid tales, but we are in
the grim business of trying men as criminals, and these are the things
that their own agents say happened. We will show you these concentration
camps in motion pictures, just as the Allied armies found them when they
arrived, and the measures General Eisenhower had to take to clean them
up. Our proof will be disgusting and you will say I have robbed you of
your sleep. But these are the things which have turned the stomach of
the world and set every civilized hand against Nazi Germany.
Germany became one vast torture chamber. Cries of its victims were heard
round the world and brought shudders to civilized people everywhere. I
am one who received during this war most atrocity tales with suspicion
and scepticism. But the proof here will be so overwhelming that I
venture to predict not one word I have spoken will be denied. These
defendants will only deny personal responsibility or knowledge.
Under the clutch of the most intricate web of espionage and intrigue
that any modern state has endured, and persecution and torture of a kind
that has not been visited upon the world in many centuries, the elements
of the German population which were both decent and courageous were
annihilated. Those which were decent but weak were intimidated. Open
resistance, which had never been more than feeble and irresolute,
disappeared. But resistance, I am happy to say, always remained,
although it was manifest in only such events as the abortive effort to
assassinate Hitler on July 20, 1944. With resistance driven underground,
the Nazi had the German State in his own hands.
But the Nazis not only silenced discordant voices. They created positive
controls as effective as their negative ones. Propaganda organs, on a
scale never before known, stimulated the Party and Party formations with
a permanent enthusiasm and abandon such as we, democratic people, can
work up only for a few days before a general election. They inculcated
and practiced the Führerprinzip which centralized control of the Party
and of the Party-controlled State over the lives and thought of the
German people, who are accustomed to look upon the German State, by
whomever controlled, with a mysticism that is incomprehensible to my
people.
All these controls from their inception were exerted with unparalleled
energy and single-mindedness to put Germany on a war footing. We will
show from the Nazis’ own documents their secret training of military
personnel, their secret creation of a military air force. Finally, a
conscript army was brought into being. Financiers, economists,
industrialists joined in the plan and promoted elaborate alterations in
industry and finance to support an unprecedented concentration of
resources and energies upon preparations for war. Germany’s rearmament
so outstripped the strength of her neighbors that in about a year she
was able to crush the whole military force of continental Europe,
exclusive of that of Soviet Russia, and then to push the Russian armies
back to the Volga. These preparations were of a magnitude which
surpassed all need of defense, and every defendant, and every
intelligent German, well understood them to be for aggressive purposes.
_Experiments in Aggression_:
Before resorting to open aggressive warfare, the Nazis undertook some
rather cautious experiments to test the spirit of resistance of those
who lay across their path. They advanced, but only as others yielded,
and kept in a position to draw back if they found a temperament that
made persistence dangerous.
On 7 March 1936 the Nazis reoccupied the Rhineland and then proceeded to
fortify it in violation of the Treaty of Versailles and the Pact of
Locarno. They encountered no substantial resistance and were emboldened
to take the next step, which was the acquisition of Austria. Despite
repeated assurances that Germany had no designs on Austria, invasion was
perfected. Threat of attack forced Schuschnigg to resign as Chancellor
of Austria and put the Nazi Defendant Seyss-Inquart in his place. The
latter immediately opened the frontier and invited Hitler to invade
Austria “to preserve order”. On March 12th invasion began. The next day,
Hitler proclaimed himself Chief of the Austrian State, took command of
its armed forces, and a law was enacted annexing Austria to Germany.
Threats of aggression had succeeded without arousing resistance. Fears
nevertheless had been stirred. They were lulled by an assurance to the
Czechoslovak Government that there would be no attack on that country.
We will show that the Nazi Government already had detailed plans for the
attack. We will lay before you the documents in which these conspirators
planned to create an incident to justify their attack. They even gave
consideration to assassinating their own Ambassador at Prague in order
to create a sufficiently dramatic incident. They did precipitate a
diplomatic crisis which endured throughout the summer. Hitler set
September 30th as the day when troops should be ready for action. Under
the threat of immediate war, the United Kingdom and France concluded a
pact with Germany and Italy at Munich on September 29, 1938, which
required Czechoslovakia to acquiesce in the cession of the Sudetenland
to Germany. It was consummated by German occupation on October 1, 1938.
The Munich Pact pledged no further aggression against Czechoslovakia,
but the Nazi pledge was lightly given and quickly broken. On the 15th of
March 1939, in defiance of the treaty of Munich itself, the Nazis seized
and occupied Bohemia and Moravia, which constituted the major part of
Czechoslovakia not already ceded to Germany. Once again the West stood
aghast, but it dreaded war, it saw no remedy except war, and it hoped
against hope that the Nazi fever for expansion had run its course. But
the Nazi world was intoxicated by these unresisted successes in open
alliance with Mussolini and in covert alliance with Franco. Then, having
made a deceitful, delaying peace with Russia, the conspirators entered
upon the final phase of the plan to renew war.
_War of Aggression_:
I will not prolong this address by detailing the steps leading to the
war of aggression which began with the invasion of Poland on September
1, 1939. The further story will be unfolded to you from documents
including those of the German High Command itself. The plans had been
laid long in advance. As early as 1935 Hitler appointed the Defendant
Schacht to the position of General Deputy for the War Economy (2261-PS).
We have the diary of General Jodl (1780-PS); the “Plan Otto,” Hitler’s
own order for attack on Austria in case trickery failed (C-102); the
“Plan Green” which was the blueprint for attack on Czechoslovakia
(388-PS); plans for the war in the West (375-PS, 376-PS); Funk’s letter
to Hitler dated August 25, 1939 detailing the long course of economic
preparation (699-PS); Keitel’s top-secret mobilization order for 1939-40
prescribing secret steps to be taken during a “period of tension” during
which no “‘state of war’ will be publicly declared even if open war
measures against the foreign enemy will be taken.” This letter order
(1639A-PS) is in our possession despite a secret order issued on March
16, 1945, when Allied troops were advancing into the heart of Germany,
to burn these plans. We have also Hitler’s directive, dated December 18,
1940, for the “Barbarossa Contingency” outlining the strategy of the
attack upon Russia (446-PS). That plan in the original bears the
initials of the Defendants Keitel and Jodl. They were planning the
attack and planning it long in advance of the declaration of war. We
have detailed information concerning “Case White,” the plan for attack
on Poland (C-120). That attack began the war. The plan was issued by
Keitel on April 3rd, 1939. The attack did not come until September.
Steps in preparation for the attack were taken by subordinate
commanders, one of whom issued an order on June 14, providing that:
“The Commander-in-Chief of the Army has ordered the working out
of a _plan of deployment against Poland_ which takes in account
the demands of the political leadership _for the opening of war
by surprise and for quick success_. . . .
“I declare it the duty of the commanding generals, the
divisional commanders, and the commandants to limit as much as
possible the number of persons who will be informed, and to
limit the extent of the information, and ask that all suitable
measures be taken to prevent persons not concerned from getting
information. . . .
“The operation, in order to forestall an orderly Polish
mobilization and concentration, is to be opened by surprise with
forces which are for the most part armored and motorized, placed
on alert in the neighborhood of the border. The initial
superiority over the Polish frontier guards and surprise that
can be expected with certainty are to be maintained by quickly
bringing up other parts of the Army as well to counteract the
marching up of the Polish Army. . . .
“If the development of the political situation should show that
a surprise at the beginning of the war is out of question,
because of well-advanced defense preparations on the part of the
Polish Army, the Commander-in-Chief of the Army will order the
opening of the hostilities only after the assembling of
sufficient additional forces. The basis of all preparations will
be to surprise the enemy. . . .” (2327-PS)
We have also the order for the invasion of England, signed by Hitler and
initialed by Keitel and Jodl. It is interesting that it commences with a
recognition that although the British military position is “hopeless,”
they show not the slightest sign of giving in. (442-PS)
Not the least incriminating are the minutes of Hitler’s meeting with his
high advisers. As early as November 5, 1937 Hitler told Defendants
Göring, Raeder, and Neurath, among others, that German rearmament was
practically accomplished and that he had decided to secure by force,
starting with a lightning attack on Czechoslovakia and Austria, greater
living space for Germans in Europe no later than 1943-45 and perhaps as
early as 1938 (386-PS). On the 23rd of May, 1939 the Führer advised his
staff that:
“It is a question of expanding our living space in the East and
of securing our food supplies. . . . Over and above the natural
fertility, thorough-going German exploitation will enormously
increase the surplus.
“There is therefore no question of sparing Poland, and we are
left with the decision: _To attack Poland at the first suitable
opportunity_. We cannot expect a repetition of the Czech affair.
There will be war.” (L-79)
On August 22nd, 1939 Hitler again addressed members of the High Command,
telling them when the start of military operations would be ordered. He
disclosed that for propaganda purposes, he would provocate a good
reason. “It will make no difference,” he announced, “whether this reason
will sound convincing or not. After all, the victor will not be asked
whether he talked the truth or not. We have to proceed brutally. The
stronger is always right.” (1014-PS) On 23 November 1939, after the
Germans had invaded Poland, Hitler made this explanation:
“. . . For the first time in history we have to fight on only
one front, the other front is at present free. But no one can
know how long that will remain so. I have doubted for a long
time whether I should strike in the East and then in the West.
Basically I did not organize the armed forces in order not to
strike. The decision to strike was always in me. Earlier or
later I wanted to solve the problem. Under pressure it was
decided that the East was to be attacked first. . . .” (789-PS)
We know the bloody sequel. Frontier incidents were staged. Demands were
made for cession of territory. When Poland refused, the German forces
invaded on September 1st, 1939. Warsaw was destroyed; Poland fell. The
Nazis, in accordance with plan, moved swiftly to extend their aggression
throughout Europe and to gain the advantage of surprise over their
unprepared neighbors. Despite repeated and solemn assurances of peaceful
intentions, they invaded Denmark and Norway on 9th April 1940; Belgium,
The Netherlands, and Luxembourg on 10th May 1940; Yugoslavia and Greece
on 6th April 1941.
As part of the Nazi preparation for aggression against Poland and her
allies, Germany, on 23rd August 1939, had entered into a non-aggression
pact with Soviet Russia. It was only a delaying treaty intended to be
kept no longer than necessary to prepare for its violation. On June 22,
1941, pursuant to long-matured plans, the Nazis hurled troops into
Soviet territory without any declaration of war. The entire European
world was aflame.
_Conspiracy with Japan_:
The Nazi plans of aggression called for use of Asiatic allies and they
found among the Japanese men of kindred mind and purpose. They were
brothers, under the skin.
Himmler records a conversation he had on January 31, 1939 with General
Oshima, Japanese Ambassador at Berlin. He wrote:
“Furthermore, he (Oshima) had succeeded up to now to send 10
Russians with bombs across the Caucasian frontier. These
Russians had the mission to kill Stalin. A number of additional
Russians, whom he had also sent across, had been shot at the
frontier.” (2195-PS)
On September 27th, 1940 the Nazis concluded a German-Italian-Japanese
10-year military and economic alliance by which those powers agreed “to
stand by and cooperate with one another in regard to their efforts in
Greater East Asia and regions of Europe respectively wherein it is their
prime purpose to establish and maintain a new order of things.”
On March 5, 1941 a top-secret directive was issued by Defendant Keitel.
It stated that the Führer had ordered instigation of Japan’s active
participation in the war and directed that Japan’s military power has to
be strengthened by the disclosure of German war experiences and support
of a military, economic, and technical nature has to be given. The aim
was stated to be to crush England quickly thereby keeping the United
States out of the war. (C-75)
On March 29, 1941 Ribbentrop told Matsuoka, the Japanese Foreign
Minister, that the German Army was ready to strike against Russia.
Matsuoka reassured Ribbentrop about the Far East. Japan, he reported,
was acting at the moment as though she had no interest whatever in
Singapore, but intends to strike when the right moment comes. (1877-PS)
On April 5, 1941 Ribbentrop urged Matsuoka that entry of Japan into the
war would “hasten the victory” and would be more in the interest of
Japan than of Germany since it would give Japan a unique chance to
fulfill her national aims and to play a leading part in Eastern Asia
(1882-PS).
The proofs in this case will also show that the leaders of Germany were
planning war against the United States from its Atlantic as well as
instigating it from its Pacific approaches. A captured memorandum from
the Führer’s headquarters, dated October 29, 1940, asks certain
information as to air bases and supply and reports further that:
“The Führer is at present occupied with the question of the
occupation of the Atlantic islands with a view to the
prosecution of war against America at a later date.
Deliberations on this subject are being embarked upon here.”
(376-PS)
On December 7th, 1941, a day which the late President Roosevelt declared
“will live in infamy,” victory for German aggression seemed certain. The
Wehrmacht was at the gates of Moscow. Taking advantage of the situation,
and while her plenipotentiaries were creating a diplomatic diversion in
Washington, Japan without declaration of war treacherously attacked the
United States at Pearl Harbor and the Philippines. Attacks followed
swiftly on the British Commonwealth, and The Netherlands in the
Southwest Pacific. These aggressions were met in the only way that they
could be met, with instant declarations of war and with armed resistance
which mounted slowly through many long months of reverse until finally
the Axis was crushed to earth and deliverance for its victims was won.
Your Honor, I am about to take up “Crimes in the Conduct of War”, which
is quite a separate subject. We are within 5 minutes of the recessing
time. It will be very convenient for me if it will be agreeable to you.
THE PRESIDENT: We will sit again in 15 minutes’ time.
[_The Tribunal recessed until 1550 hours._]
THE PRESIDENT: The Tribunal must request that if it adjourns for 15
minutes members of the bar and others are back in their seats after an
interval of 15 minutes. Mr. Justice Jackson, I understand that you wish
to continue to 5:15, when you may be able to conclude your speech?
MR. JUSTICE JACKSON: I think that would be the most orderly way.
THE PRESIDENT: Yes, the Tribunal will be glad to do so.
MR. JUSTICE JACKSON: May it please your Honor, I will now take up the
subject of “Crimes in the Conduct of War”.
Even the most warlike of peoples have recognized in the name of humanity
some limitations on the savagery of warfare. Rules to that end have been
embodied in international conventions to which Germany became a party.
This code had prescribed certain restraints as to the treatment of
belligerents. The enemy was entitled to surrender and to receive quarter
and good treatment as a prisoner of war. We will show by German
documents that these rights were denied, that prisoners of war were
given brutal treatment and often murdered. This was particularly true in
the case of captured airmen, often my countrymen.
It was ordered that captured English and American airmen should no
longer be granted the status of prisoners of war. They were to be
treated as criminals and the Army was ordered to refrain from protecting
them against lynching by the populace. (R-118) The Nazi Government,
through its police and propaganda agencies, took pains to incite the
civilian population to attack and kill airmen who crash-landed. The
order, given by the Reichsführer SS Himmler on 10 August 1943, directed
that: “It is not the task of the police to interfere in clashes between
German and English and American flyers who have bailed out”. This order
was transmitted on the same day by SS Obersturmbannführer Brand of
Himmler’s personal staff to all senior executive SS and Police officers,
with these directions:
“I am sending you the inclosed order with the request that the
Chief of the Regular Police and of the Security Police be
informed. They are to make this instruction known to their
subordinate officers verbally.” (R-110)
Similarly, we will show Hitler’s top secret order, dated 18 October
1942, that Commandos, regardless of condition, were “to be slaughtered
to the last man” after capture (498-PS). We will show the circulation of
secret orders, one of which was signed by Hess, to be passed orally to
civilians, that enemy fliers or parachutists were to be arrested or
liquidated (062-PS). By such means were murders incited and directed.
This Nazi campaign of ruthless treatment of enemy forces assumed its
greatest proportions in the fight against Russia. Eventually all
prisoners of war were taken out of control of the Army and put in the
hands of Himmler and the SS (058-PS). In the East, the German fury spent
itself. Russian prisoners were ordered to be branded. They were starved.
I shall quote passages from a letter written February 28, 1942 by
Defendant Rosenberg to Defendant Keitel:
“The fate of the Soviet prisoners of war in Germany is on the
contrary a tragedy of the greatest extent. Of 3,600,000
prisoners of war, only several hundred thousand are still able
to work fully. A large part of them has starved, or died,
because of the hazards of the weather. Thousands also died from
spotted fever. . . .
“The camp commanders have forbidden the civilian population to
put food at the disposal of the prisoners, and they have rather
let them starve to death. . . .
“In many cases, when prisoners of war could no longer keep up on
the march because of hunger and exhaustion, they were shot
before the eyes of the horrified population, and the corpses
were left.
“In numerous camps, no shelter for the prisoners of war was
provided at all. They lay under the open sky during rain or
snow. Even tools were not made available to dig holes or
caves. . . .
“Finally, the shooting of prisoners of war must be mentioned;
for instance, in various camps, all the ‘Asiatics’ were shot”.
(081-PS)
Civilized usage and conventions to which Germany was a party had
prescribed certain immunities for civilian populations unfortunate
enough to dwell in lands overrun by hostile armies. The German
occupation forces, controlled or commanded by men on trial before you,
committed a long series of outrages against the inhabitants of occupied
territory that would be incredible except for captured orders and
captured reports which show the fidelity with which those orders were
executed.
We deal here with a phase of common criminality designed by the
conspirators as part of the common plan. We can appreciate why these
crimes against their European enemies were not of a casual character but
were planned and disciplined crimes when we get at the reason for them.
Hitler told his officers on August 22, 1939 that: “The main objective in
Poland is the destruction of the enemy and not the reaching of a certain
geographical line” (1014-PS). The project of deporting promising youth
from occupied territories was approved by Rosenberg on the theory that
“a desired weakening of the biological force” of the conquered people is
being achieved (031-PS). To Germanize or to destroy was the program.
Himmler announced, “Either we win over any good blood that we can use
for ourselves and give it a place in our people or, gentlemen—you may
call this cruel, but nature is cruel,—we destroy this blood.” As to
“racially good types” Himmler further advised, “Therefore, I think that
it is our duty to take their children with us, to remove them from their
environment, if necessary by robbing or stealing them” (L-70). He urged
deportation of Slavic children to deprive potential enemies of future
soldiers.
The Nazi purpose was to leave Germany’s neighbors so weakened that even
if she should eventually lose the war, she would still be the most
powerful nation in Europe. Against this background, we must view the
plan for ruthless warfare, which means a plan for the commission of War
Crimes and Crimes against Humanity.
Hostages in large numbers were demanded and killed. Mass punishments
were inflicted, so savage that whole communities were extinguished.
Rosenberg was advised of the annihilation of three unidentified villages
in Slovakia. (970-PS) In May of 1943 another village of about 40 farms
and 220 inhabitants was ordered wiped out. The entire population was
ordered shot, the cattle and property impounded, and the order required
that “the village will be destroyed totally by fire.” (163-PS) A secret
report from Rosenberg’s Reich Ministry of Eastern Territory reveals
that:
“Food rations allowed the Russian population are so low that
they fail to secure their existence and provide only for minimum
subsistence of limited duration. The population does not know if
they will still live tomorrow. They are faced with death by
starvation. . . .
“The roads are clogged by hundreds of thousands of people,
sometimes as many as one million according to the estimate of
experts, who wander around in search of nourishment. . . .
“Sauckel’s action has caused unrest among the civilians. . . .
Russian girls were deloused by men, nude photos in forced
positions were taken, women doctors were locked into freight
cars for the pleasure of the transport commanders, women in
night shirts were fettered and forced through the Russian towns
to the railroad station, etc. All this material has been sent to
the OKH.” (1381-PS)
Perhaps the deportation to slave labor was the most horrible and
extensive slaving operation in history. On few other subjects is our
evidence so abundant or so damaging. In a speech made on January 25,
1944 the Defendant Frank, Governor General of Poland, boasted, “I have
sent 1,300,000 Polish workers into the Reich” (059-PS, P. 2). The
Defendant Sauckel reported that “out of the 5 million foreign workers
who arrived in Germany not even 200,000 came voluntarily.” This fact was
reported to the Führer and Defendants Speer, Göring, and Keitel. (R-24)
Children of 10 to 14 years were impressed into service by telegraphic
order of Rosenberg’s Ministry for the Occupied Eastern Territories:
“The Command is further charged with the transferring of
worthwhile Russian youth between 10-14 years of age, to the
Reich. The authority is not affected by the changes connected
with the evacuation and transportation to the reception camps of
Bialystok, Krajewo, and Olitei. The Führer wishes that this
activity be increased even more.” (200-PS)
When enough labor was not forthcoming, prisoners of war were forced into
war work in flagrant violation of international conventions (016-PS).
Slave labor came from France, Belgium, Holland, Italy, and the East.
Methods of recruitment were violent (R-124, 018-PS, 204-PS). The
treatment of these slave laborers was stated in general terms, not
difficult to translate into concrete deprivations, in a letter to the
Defendant Rosenberg from the Defendant Sauckel, which stated:
“All _prisoners of war_, from the _territories_ of the West as
well as of the East, actually in Germany, must be completely
incorporated into the German armament and munition industries.
Their production must be brought to the highest possible
level. . . .
“The complete employment of all prisoners of war as well as the
use of a gigantic number of new foreign civilian workers, men
and women, has become an indisputable necessity for the solution
of the mobilization of labor program in this war.
“All the men must be fed, sheltered, and treated in such a way
as to exploit them to the highest possible extent at the lowest
conceivable degrees of expenditure. . . .” (016-PS)
In pursuance of the Nazi plan permanently to reduce the living standards
of their neighbors and to weaken them physically and economically, a
long series of crimes were committed. There was extensive destruction,
serving no military purpose, of the property of civilians. Dikes were
thrown open in Holland almost at the close of the war not to achieve
military ends but to destroy the resources and retard the economy of the
thrifty Netherlanders.
There was carefully planned economic syphoning off of the assets of
occupied countries. An example of the planning is shown by a report on
France dated December 7, 1942 made by the Economic Research Department
of the Reichsbank. The question arose whether French occupation costs
should be increased from 15 million Reichsmarks per day to 25 million
Reichsmarks per day. The Reichsbank analyzed French economy to determine
whether it could bear the burden. It pointed out that the armistice had
burdened France to that date to the extent of 18½ billion Reichsmarks,
equalling 370 billion francs. It pointed out that the burden of these
payments within 2½ years equalled the aggregate French national income
in the year 1940, and that the amount of payments handed over to Germany
in the first 6 months of 1942 corresponded to the estimate for the total
French revenue for that whole year. The report concluded:
“In any case, the conclusion is inescapable that relatively
heavier tributes have been imposed on France since the armistice
in June 1940 than upon Germany after the World War. In this
connection, it must be noted that the economic powers of France
never equalled those of the German Reich and that the vanquished
France could not draw on foreign economic and financial
resources in the same degree as Germany after the last World
War.”
The Defendant Funk was the Reich Minister of Economics and President of
the Reichsbank; the Defendant Ribbentrop was Foreign Minister; the
Defendant Göring was Plenipotentiary of the Four Year Plan; and all of
them participated in the exchange of views of which this captured
document is a part. (2149-PS) Notwithstanding this analysis by the
Reichsbank, they proceeded to increase the imposition on France from 15
million Reichsmarks daily to 25 million per day.
It is small wonder that the bottom has been knocked out of French
economy. The plan and purpose of the thing appears in a letter from
General Stülpnagel, head of the German Armistice Commission, to the
Defendant Jodl as early as 14 September 1940 when he wrote, “The slogan
‘Systematic weakening of France’ has already been surpassed by far in
reality” (1756-PS).
Not only was there a purpose to debilitate and demoralize the economy of
Germany’s neighbors for the purpose of destroying their competitive
position, but there was looting and pilfering on an unprecedented scale.
We need not be hypocritical about this business of looting. I recognize
that no army moves through occupied territory without some pilfering as
it goes. Usually the amount of pilfering increases as discipline wanes.
If the evidence in this case showed no looting except of that sort, I
certainly would ask no conviction of these defendants for it.
But we will show you that looting was not due to the lack of discipline
or to the ordinary weaknesses of human nature. The German organized
plundering, planned it, disciplined it, and made it official just as he
organized everything else, and then he compiled the most meticulous
records to show that he had done the best job of looting that was
possible under the circumstances. And we have those records.
The Defendant Rosenberg was put in charge of a systematic plundering of
the art objects of Europe by direct order of Hitler dated 29 January
1940 (136-PS). On the 16th of April 1943 Rosenberg reported that up to
the 7th of April, 92 railway cars with 2,775 cases containing art
objects had been sent to Germany; and that 53 pieces of art had been
shipped to Hitler direct, and 594 to the Defendant Göring. The report
mentioned something like 20,000 pieces of seized art and the main
locations where they were stored. (015-PS)
Moreover this looting was glorified by Rosenberg. Here we have 39
leather-bound tabulated volumes of his inventory, which in due time we
will offer in evidence. One cannot but admire the artistry of this
Rosenberg report. The Nazi taste was cosmopolitan. Of the 9,455 articles
inventoried, there were included 5,255 paintings, 297 sculptures, 1,372
pieces of antique furniture, 307 textiles, and 2,224 small objects of
art. Rosenberg observed that there were approximately 10,000 more
objects still to be inventoried. (015-PS) Rosenberg himself estimated
that the values involved would come close to a billion dollars (090-PS).
I shall not go into further details of the War Crimes and Crimes against
Humanity committed by the gangster ring whose leaders are before you. It
is not the purpose in my part of this case to deal with the individual
crimes. I am dealing with the Common Plan or design for crime and will
not dwell upon individual offenses. My task is to show the scale on
which these crimes occurred, and to show that these are the men who were
in the responsible positions and who conceived the plan and design which
renders them answerable, regardless of the fact that the plan was
actually executed by others.
At length, this reckless and lawless course outraged the world. It
recovered from the demoralization of surprise attack, assembled its
forces and stopped these men in their tracks. Once success deserted
their banners, one by one the Nazi satellites fell away. Sawdust Caesar
collapsed. Resistance forces in every occupied country arose to harry
the invader. Even at home, Germans saw that Germany was being led to
ruin by these mad men, and the attempt on July 20, 1944 to assassinate
Hitler, an attempt fostered by men of highest station, was a desperate
effort by internal forces in Germany to stop short of ruin. Quarrels
broke out among the failing conspirators, and the decline of the Nazi
power was more swift than its ascendancy. German Armed Forces
surrendered, its Government disintegrated, its leaders committed suicide
by the dozen, and by the fortunes of war these defendants fell into our
hands. Although they are not, by any means, all the guilty ones, they
are survivors among the most responsible. Their names appear over and
over in the documents and their faces grace the photographic evidence.
We have here the surviving top politicians, militarists, financiers,
diplomats, administrators, and propagandists, of the Nazi movement. Who
was responsible for these crimes if they were not?
_The Law of the Case_:
The end of the war and capture of these prisoners presented the
victorious Allies with the question whether there is any legal
responsibility on high-ranking men for acts which I have described. Must
such wrongs either be ignored or redressed in hot blood? Is there no
standard in the law for a deliberate and reasoned judgment on such
conduct?
The Charter of this Tribunal evidences a faith that the law is not only
to govern the conduct of little men, but that even rulers are, as Lord
Chief Justice Coke put it to King James, “under God and the law.” The
United States believed that the law long has afforded standards by which
a juridical hearing could be conducted to make sure that we punish only
the right men and for the right reasons. Following the instructions of
the late President Roosevelt and the decision of the Yalta conference
President Truman directed representatives of the United States to
formulate a proposed International Agreement, which was submitted during
the San Francisco Conference to Foreign Ministers of the United Kingdom,
the Soviet Union, and the Provisional Government of France. With many
modifications, that proposal has become the Charter of this Tribunal.
But the Agreement which sets up the standards by which these prisoners
are to be judged does not express the views of the signatory nations
alone. Other nations with diverse but highly respected systems of
jurisprudence also have signified adherence to it. These are Belgium,
The Netherlands, Denmark, Norway, Czechoslovakia, Luxembourg, Poland,
Greece, Yugoslavia, Ethiopia, Australia, Haiti, Honduras, Panama, New
Zealand, Venezuela, and India. You judge, therefore, under an organic
act which represents the wisdom, the sense of justice, and the will of
21 governments, representing an overwhelming majority of all civilized
people.
The Charter by which this Tribunal has its being, embodies certain legal
concepts which are inseparable from its jurisdiction and which must
govern its decision. These, as I have said, also are conditions attached
to the grant of any hearing to defendants. The validity of the
provisions of the Charter is conclusive upon us all, whether we have
accepted the duty of judging or of prosecuting under it, as well as upon
the defendants, who can point to no other law which gives them a right
to be heard at all. My able and experienced colleagues believe, as do I,
that it will contribute to the expedition and clarity of this Trial if I
expound briefly the application of the legal philosophy of the Charter
to the facts I have recited.
While this declaration of the law by the Charter is final, it may be
contended that the prisoners on trial are entitled to have it applied to
their conduct only most charitably if at all. It may be said that this
is new law, not authoritatively declared at the time they did the acts
it condemns, and that this declaration of the law has taken them by
surprise.
I cannot, of course, deny that these men are surprised that this is the
law; they really are surprised that there is any such thing as law.
These defendants did not rely on any law at all. Their program ignored
and defied all law. That this is so will appear from many acts and
statements, of which I cite but a few.
In the Führer’s speech to all military commanders on November 23, 1939
he reminded them that at the moment Germany had a pact with Russia, but
declared: “Agreements are to be kept only as long as they serve a
certain purpose.” Later in the same speech he announced: “A violation of
the neutrality of Holland and Belgium will be of no importance”
(789-PS). A top secret document, entitled “Warfare as a Problem of
Organization,” dispatched by the Chief of the High Command to all
commanders on April 19, 1938 declared that “the normal rules of war
towards neutrals may be considered to apply on the basis whether
operation of rules will create greater advantages or disadvantages for
the belligerents” (L-211). And from the files of the German Navy Staff,
we have a “Memorandum on Intensified Naval War,” dated October 15, 1939,
which begins by stating a desire to comply with International Law.
“However,” it continues, “if decisive successes are expected from any
measure considered as a war necessity, it must be carried through even
if it is not in agreement with international law.” (L-184) International
law, natural law, German law, any law at all was to these men simply a
propaganda device to be invoked when it helped and to be ignored when it
would condemn what they wanted to do. That men may be protected in
relying upon the law at the time they act is the reason we find laws of
retrospective operations unjust. But these men cannot bring themselves
within the reason of the rule which in some systems of jurisprudence
prohibits _ex post facto_ laws. They cannot show that they ever relied
upon international law in any state or paid it the slightest regard.
The third Count of the Indictment is based on the definition of War
Crimes contained in the Charter. I have outlined to you the systematic
course of conduct toward civilian populations and combat forces which
violates international conventions to which Germany was a party. Of the
criminal nature of these acts at least, the defendants had, as we shall
show, clear knowledge. Accordingly, they took pains to conceal their
violations. It will appear that the Defendants Keitel and Jodl were
informed by official legal advisors that the orders to brand Russian
prisoners of war, to shackle British prisoners of war, and to execute
commando prisoners were clear violations of international law.
Nevertheless, these orders were put into effect. The same is true of
orders issued for the assassination of General Giraud and General
Weygand, which failed to be executed only because of a ruse on the part
of Admiral Canaris, who was himself later executed for his part in the
plot to take Hitler’s life on July 20, 1944.
The fourth Count of the Indictment is based on Crimes against Humanity.
Chief among these are mass killings of countless human beings in cold
blood. Does it take these men by surprise that murder is treated as a
crime?
The first and second Counts of the Indictment add to these crimes the
crime of plotting and waging wars of aggression and wars in violation of
nine treaties to which Germany was a party. There was a time, in fact, I
think the time of the first World War, when it could not have been said
that war-inciting or war making was a crime in law, however
reprehensible in morals.
Of course, it was, under the law of all civilized peoples, a crime for
one man with his bare knuckles to assault another. How did it come that
multiplying this crime by a million, and adding fire arms to bare
knuckles, made it a legally innocent act? The doctrine was that one
could not be regarded as criminal for committing the usual violent acts
in the conduct of legitimate warfare. The age of imperialistic expansion
during the eighteenth and nineteenth centuries added the foul doctrine,
contrary to the teachings of early Christian and international law
scholars such as Grotius, that all wars are to be regarded as legitimate
wars. The sum of these two doctrines was to give war-making a complete
immunity from accountability to law.
This was intolerable for an age that called itself civilized. Plain
people with their earthy common sense, revolted at such fictions and
legalisms so contrary to ethical principles and demanded checks on war
immunities. Statesmen and international lawyers at first cautiously
responded by adopting rules of warfare designed to make the conduct of
war more civilized. The effort was to set legal limits to the violence
that could be done to civilian populations and to combatants as well.
The common sense of men after the first World War demanded, however,
that the law’s condemnation of war reach deeper, and that the law
condemn not merely uncivilized ways of waging war, but also the waging
in any way of uncivilized wars—wars of aggression. The world’s
statesmen again went only as far as they were forced to go. Their
efforts were timid and cautious and often less explicit than we might
have hoped. But the 1920’s did outlaw aggressive war.
The re-establishment of the principle that there are unjust wars and
that unjust wars are illegal is traceable in many steps. One of the most
significant is the Briand-Kellogg Pact of 1928, by which Germany, Italy,
and Japan, in common with practically all nations of the world,
renounced war as an instrument of national policy, bound themselves to
seek the settlement of disputes only by pacific means, and condemned
recourse to war for the solution of international controversies. This
pact altered the legal status of a war of aggression. As Mr. Stimson,
the United States Secretary of State put it in 1932, such a war:
“. . . is no longer to be the source and subject of rights. It
is no longer to be the principle around which the duties, the
conduct, and the rights of nations revolve. It is an illegal
thing. . . . By that very act, we have made obsolete many legal
precedents and have given the legal profession the task of
re-examining many of its codes and treaties.”
The Geneva Protocol of 1924 for the Pacific Settlement of International
Disputes, signed by the representatives of 48 governments, declared that
“a war of aggression constitutes . . . an international crime.” The
Eighth Assembly of the League of Nations in 1927, on unanimous
resolution of the representatives of 48 member nations, including
Germany, declared that a war of aggression constitutes an international
crime. At the Sixth Pan-American Conference of 1928, the 21 American
Republics unanimously adopted a resolution stating that “war of
aggression constitutes an international crime against the human
species.”
A failure of these Nazis to heed, or to understand the force and meaning
of this evolution in the legal thought of the world, is not a defense or
a mitigation. If anything, it aggravates their offense and makes it the
more mandatory that the law they have flouted be vindicated by juridical
application to their lawless conduct. Indeed, by their own law—had they
heeded any law—these principles were binding on these defendants.
Article 4 of the Weimar constitution provided that: “The generally
accepted rules of international law are to be considered as binding
integral parts of the law of the German Reich” (2050-PS). Can there be
any doubt that the outlawry of aggressive war was one of the “generally
accepted rules of international law” in 1939?
Any resort to war—to any kind of a war—is a resort to means that are
inherently criminal. War inevitably is a course of killings, assaults,
deprivations of liberty, and destruction of property. An honestly
defensive war is, of course, legal and saves those lawfully conducting
it from criminality. But inherently criminal acts cannot be defended by
showing that those who committed them were engaged in a war, when war
itself is illegal. The very minimum legal consequence of the treaties
making aggressive wars illegal is to strip those who incite or wage them
of every defense the law ever gave, and to leave war-makers subject to
judgment by the usually accepted principles of the law of crimes.
But if it be thought that the Charter, whose declarations concededly
bind us all, does contain new law I still do not shrink from demanding
its strict application by this Tribunal. The rule of law in the world,
flouted by the lawlessness incited by these defendants, had to be
restored at the cost to my country of over a million casualties, not to
mention those of other nations. I cannot subscribe to the perverted
reasoning that society may advance and strengthen the rule of law by the
expenditure of morally innocent lives but that progress in the law may
never be made at the price of morally guilty lives.
It is true of course, that we have no judicial precedent for the
Charter. But international law is more than a scholarly collection of
abstract and immutable principles. It is an outgrowth of treaties and
agreements between nations and of accepted customs. Yet every custom has
its origin in some single act, and every agreement has to be initiated
by the action of some state. Unless we are prepared to abandon every
principle of growth for international law, we cannot deny that our own
day has the right to institute customs and to conclude agreements that
will themselves become sources of a newer and strengthened international
law. International law is not capable of development by the normal
processes of legislation, for there is no continuing international
legislative authority. Innovations and revisions in international law
are brought about by the action of governments such as those I have
cited, designed to meet a change in circumstances. It grows, as did the
common law, through decisions reached from time to time in adapting
settled principles to new situations. The fact is that when the law
evolves by the case method, as did the common law and as international
law must do if it is to advance at all, it advances at the expense of
those who wrongly guessed the law and learned too late their error. The
law, so far as international law can be decreed, had been clearly
pronounced when these acts took place. Hence, I am not disturbed by the
lack of judicial precedent for the inquiry it is proposed to conduct.
The events I have earlier recited clearly fall within the standards of
crimes, set out in the Charter, whose perpetrators this Tribunal is
convened to judge and punish fittingly. The standards for War Crimes and
Crimes against Humanity are too familiar to need comment. There are,
however, certain novel problems in applying other precepts of the
Charter which I should call to your attention.
_The Crime against Peace_:
A basic provision of the Charter is that to plan, prepare, initiate, or
wage a war of aggression, or a war in violation of international
treaties, agreements, and assurances, or to conspire or participate in a
common plan to do so, is a crime.
It is perhaps a weakness in this Charter that it fails itself to define
a war of aggression. Abstractly, the subject is full of difficulty and
all kinds of troublesome hypothetical cases can be conjured up. It is a
subject which, if the defense should be permitted to go afield beyond
the very narrow charge in the Indictment, would prolong the Trial and
involve the Tribunal in insoluble political issues. But so far as the
question can properly be involved in this case, the issue is one of no
novelty and is one on which legal opinion has well crystallized.
One of the most authoritative sources of international law on this
subject is the Convention for the Definition of Aggression signed at
London on July 3, 1933 by Romania, Estonia, Latvia, Poland, Turkey, the
Soviet Union, Persia, and Afghanistan. The subject has also been
considered by international committees and by commentators whose views
are entitled to the greatest respect. It had been little discussed prior
to the first World War but has received much attention as international
law has evolved its outlawry of aggressive war. In the light of these
materials of international law, and so far as relevant to the evidence
in this case, I suggest that an “aggressor” is generally held to be that
state which is the first to commit any of the following actions:
(1) Declaration of war upon another state;
(2) Invasion by its armed forces, with or without a declaration of war,
of the territory of another state;
(3) Attack by its land, naval, or air forces, with or without a
declaration of war, on the territory, vessels or aircraft of another
state; and
(4) Provision of support to armed bands formed in the territory of
another state, or refusal, notwithstanding the request of the invaded
state, to take in its own territory, all the measures in its power to
deprive those bands of all assistance or protection.
And I further suggest that it is the general view that no political,
military, economic, or other considerations shall serve as an excuse or
justification for such actions; but exercise of the right of legitimate
self-defense, that is to say, resistance to an act of aggression, or
action to assist a state which has been subjected to aggression, shall
not constitute a war of aggression.
It is upon such an understanding of the law that our evidence of a
conspiracy to provoke and wage an aggressive war is prepared and
presented. By this test each of the series of wars begun by these Nazi
leaders was unambiguously aggressive.
It is important to the duration and scope of this Trial that we bear in
mind the difference between our charge that this war was one of
aggression and a position that Germany had no grievances. We are not
inquiring into the conditions which contributed to causing this war.
They are for history to unravel. It is no part of our task to vindicate
the European _status quo_ as of 1933, or as of any other date. The
United States does not desire to enter into discussion of the
complicated pre-war currents of European politics, and it hopes this
trial will not be protracted by their consideration. The remote
causations avowed are too insincere and inconsistent, too complicated
and doctrinaire to be the subject of profitable inquiry in this trial. A
familiar example is to be found in the “Lebensraum” slogan, which
summarized the contention that Germany needed more living space as a
justification for expansion. At the same time that the Nazis were
demanding more space for the German people, they were demanding more
German people to occupy space. Every known means to increase the birth
rate, legitimate and illegitimate, was utilized. “Lebensraum”
represented a vicious circle of demand—from neighbors more space, and
from Germans more progeny. We do not need to investigate the verity of
doctrines which led to constantly expanding circles of aggression. It is
the plot and the act of aggression which we charge to be crimes.
Our position is that whatever grievances a nation may have, however
objectionable it finds the _status quo_, aggressive warfare is an
illegal means for settling those grievances or for altering those
conditions. It may be that the Germany of the 1920’s and 1930’s faced
desperate problems, problems that would have warranted the boldest
measures short of war. All other methods—persuasion, propaganda,
economic competition, diplomacy—were open to an aggrieved country, but
aggressive warfare was outlawed. These defendants did make aggressive
war, a war in violation of treaties. They did attack and invade their
neighbors in order to effectuate a foreign policy which they knew could
not be accomplished by measures short of war. And that is as far as we
accuse or propose to inquire.
_The Law of Individual Responsibility_:
The Charter also recognizes individual responsibility on the part of
those who commit acts defined as crimes, or who incite others to do so,
or who join a common plan with other persons, groups or organizations to
bring about their commission. The principle of individual responsibility
for piracy and brigandage, which have long been recognized as crimes
punishable under international law, is old and well established. That is
what illegal warfare is. This principle of personal liability is a
necessary as well as logical one if international law is to render real
help to the maintenance of peace. An international law which operates
only on states can be enforced only by war because the most practicable
method of coercing a state is warfare. Those familiar with American
history know that one of the compelling reasons for adoption of our
constitution was that the laws of the Confederation, which operated only
on constituent states, were found ineffective to maintain order among
them. The only answer to recalcitrance was impotence or war. Only
sanctions which reach individuals can peacefully and effectively be
enforced. Hence, the principle of the criminality of aggressive war is
implemented by the Charter with the principle of personal
responsibility.
Of course, the idea that a state, any more than a corporation, commits
crimes, is a fiction. Crimes always are committed only by persons. While
it is quite proper to employ the fiction of responsibility of a state or
corporation for the purpose of imposing a collective liability, it is
quite intolerable to let such a legalism become the basis of personal
immunity.
The Charter recognizes that one who has committed criminal acts may not
take refuge in superior orders nor in the doctrine that his crimes were
acts of states. These twin principles working together have heretofore
resulted in immunity for practically everyone concerned in the really
great crimes against peace and mankind. Those in lower ranks were
protected against liability by the orders of their superiors. The
superiors were protected because their orders were called acts of state.
Under the Charter, no defense based on either of these doctrines can be
entertained. Modern civilization puts unlimited weapons of destruction
in the hands of men. It cannot tolerate so vast an area of legal
irresponsibility.
Even the German Military Code provides that:
“If the execution of a military order in the course of duty
violates the criminal law, then the superior officer giving the
order will bear the sole responsibility therefor. However, the
obeying subordinate will share the punishment of the
participant: (1) if he has exceeded the order given to him, or
(2) if it was within his knowledge that the order of his
superior officer concerned an act by which it was intended to
commit a civil or military crime or transgression.”
(_Reichsgesetzblatt_, 1926 No. 37, P. 278, Art. 47)
Of course, we do not argue that the circumstances under which one
commits an act should be disregarded in judging its legal effect. A
conscripted private on a firing squad cannot expect to hold an inquest
on the validity of the execution. The Charter implies common sense
limits to liability just as it places common sense limits upon immunity.
But none of these men before you acted in minor parts. Each of them was
entrusted with broad discretion and exercised great power. Their
responsibility is correspondingly great and may not be shifted to that
fictional being, “the State”, which cannot be produced for trial, cannot
testify, and cannot be sentenced.
The Charter also recognizes a vicarious liability, which responsibility
is recognized by most modern systems of law, for acts committed by
others in carrying out a common plan or conspiracy to which a defendant
has become a party. I need not discuss the familiar principles of such
liability. Every day in the courts of countries associated in this
prosecution, men are convicted for acts that they did not personally
commit, but for which they were held responsible because of membership
in illegal combinations or plans or conspiracies.
_The Political, Police, and Military Organizations_:
Accused before this Tribunal as criminal organizations are certain
political and police organizations which the evidence will show to have
been instruments of cohesion in planning and executing the crimes I have
detailed. Perhaps the worst of the movement were the Leadership Corps of
the NSDAP, the Schutzstaffeln or “SS”, and the Sturmabteilungen or “SA”,
and the subsidiary formations which these include. These were the Nazi
Party leadership, espionage, and policing groups. They were the real
government, above and outside of any law. Also accused as organizations
are the Reich Cabinet and the Secret Police, or Gestapo, which were
fixtures of the Government but animated solely by the Party.
Except for a late period when some compulsory recruiting was done in the
SS, membership in all these militarized organizations was voluntary. The
police organizations were recruited from ardent partisans who enlisted
blindly to do the dirty work the leaders planned. The Reich Cabinet was
the governmental facade for Nazi Party Government and in its members
legal, as well as actual responsibility was vested for the entire
program. Collectively they were responsible for the program in general,
individually they were especially responsible for segments of it. The
finding which we ask you to make, that these are criminal organizations,
will subject members to punishment to be hereafter determined by
appropriate tribunals, unless some personal defense—such as becoming a
member under threat to person, to family, or inducement by false
representation, or the like—be established. Every member will have a
chance to be heard in the subsequent forum on his personal relation to
the organization, but your finding in this trial will conclusively
establish the criminal character of the organization as a whole.
We have also accused as criminal organizations the High Command and the
General Staff of the German Armed Forces. We recognize that to plan
warfare is the business of professional soldiers in all countries. But
it is one thing to plan strategic moves in the event war comes, and it
is another thing to plot and intrigue to bring on that war. We will
prove the leaders of the German General Staff and of the High Command to
have been guilty of just that. Military men are not before you because
they served their country. They are here because they mastered it, along
with these others, and drove it to war. They are not here because they
lost the war, but because they started it. Politicians may have thought
of them as soldiers, but soldiers know they were politicians. We ask
that the General Staff and the High Command, as defined in the
Indictment, be condemned as a criminal group whose existence and
tradition constitute a standing menace to the peace of the world.
These individual defendants did not stand alone in crime and will not
stand alone in punishment. Your verdict of “guilty” against these
organizations will render _prima facie_ guilty, as nearly as we can
learn, thousands upon thousands of members now in custody of United
States forces and of other armies.
_The responsibility of this Tribunal_:
To apply the sanctions of the law to those whose conduct is found
criminal by the standards I have outlined, is the responsibility
committed to this Tribunal. It is the first court ever to undertake the
difficult task of overcoming the confusion of many tongues and the
conflicting concepts of just procedure among divers systems of law, so
as to reach a common judgment. The tasks of all of us are such as to
make heavy demands on patience and good will. Although the need for
prompt action has admittedly resulted in imperfect work on the part of
the Prosecution, four great nations bring you their hurriedly assembled
contributions of evidence. What remains undiscovered we can only guess.
We could, with witnesses’ testimony, prolong the recitals of crime for
years—but to what avail. We shall rest the case when we have offered
what seems convincing and adequate proof of the crimes charged without
unnecessary cumulation of evidence. We doubt very much whether it will
be seriously denied that the crimes I have outlined took place. The
effort will undoubtedly be to mitigate or escape personal
responsibility.
Among the nations which unite in accusing these defendants the United
States is perhaps in a position to be the most dispassionate, for,
having sustained the least injury, it is perhaps the least animated by
vengeance. Our American cities have not been bombed by day and by night,
by humans, and by robots. It is not our temples that had been laid in
ruins. Our countrymen have not had their homes destroyed over their
heads. The menace of Nazi aggression, except to those in actual service,
has seemed less personal and immediate to us than to European peoples.
But while the United States is not first in rancor, it is not second in
determination that the forces of law and order be made equal to the task
of dealing with such international lawlessness as I have recited here.
Twice in my lifetime, the United States has sent its young manhood
across the Atlantic, drained its resources, and burdened itself with
debt to help defeat Germany. But the real hope and faith that has
sustained the American people in these great efforts was that victory
for ourselves and our Allies would lay the basis for an ordered
international relationship in Europe and would end the centuries of
strife on this embattled continent.
Twice we have held back in the early stages of European conflict in the
belief that it might be confined to a purely European affair. In the
United States, we have tried to build an economy without armament, a
system of government without militarism, and a society where men are not
regimented for war. This purpose, we know now, can never be realized if
the world periodically is to be embroiled in war. The United States
cannot, generation after generation, throw its youth or its resources on
to the battlefields of Europe to redress the lack of balance between
Germany’s strength and that of her enemies, and to keep the battles from
our shores.
The American dream of a peace-and-plenty economy, as well as the hopes
of other nations, can never be fulfilled if those nations are involved
in a war every generation so vast and devastating as to crush the
generation that fights and burden the generation that follows. But
experience has shown that wars are no longer local. All modern wars
become world wars eventually. And none of the big nations at least can
stay out. If we cannot stay out of wars, our only hope is to prevent
wars.
I am too well aware of the weaknesses of juridical action alone to
contend that in itself your decision under this Charter can prevent
future wars. Judicial action always comes after the event. Wars are
started only on the theory and in the confidence that they can be won.
Personal punishment, to be suffered only in the event the war is lost,
will probably not be a sufficient deterrent to prevent a war where the
warmakers feel the chances of defeat to be negligible.
But the ultimate step in avoiding periodic wars, which are inevitable in
a system of international lawlessness, is to make statesmen responsible
to law. And let me make clear that while this law is first applied
against German aggressors, the law includes, and if it is to serve a
useful purpose it must condemn aggression by any other nations,
including those which sit here now in judgment. We are able to do away
with domestic tyranny and violence and aggression by those in power
against the rights of their own people only when we make all men
answerable to the law. This trial represents mankind’s desperate effort
to apply the discipline of the law to statesmen who have used their
powers of state to attack the foundations of the world’s peace and to
commit aggressions against the rights of their neighbors.
The usefulness of this effort to do justice is not to be measured by
considering the law or your judgment in isolation. This trial is part of
the great effort to make the peace more secure. One step in this
direction is the United Nations organization, which may take joint
political action to prevent war if possible, and joint military action
to insure that any nation which starts a war will lose it. This Charter
and this Trial, implementing the Kellogg-Briand Pact, constitute another
step in the same direction—juridical action of a kind to ensure that
those who start a war will pay for it personally.
While the defendants and the prosecutors stand before you as
individuals, it is not the triumph of either group alone that is
committed to your judgment. Above all personalities there are anonymous
and impersonal forces whose conflict makes up much of human history. It
is yours to throw the strength of the law back of either the one or the
other of these forces for at least another generation. What are the real
forces that are contending before you?
No charity can disguise the fact that the forces which these defendants
represent, the forces that would advantage and delight in their
acquittal, are the darkest and most sinister forces in
society—dictatorship and oppression, malevolence and passion,
militarism and lawlessness. By their fruits we best know them. Their
acts have bathed the world in blood and set civilization back a century.
They have subjected their European neighbors to every outrage and
torture, every spoliation and deprivation that insolence, cruelty, and
greed could inflict. They have brought the German people to the lowest
pitch of wretchedness, from which they can entertain no hope of early
deliverance. They have stirred hatreds and incited domestic violence on
every continent. These are the things that stand in the dock shoulder to
shoulder with these prisoners.
The real complaining party at your bar is Civilization. In all our
countries it is still a struggling and imperfect thing. It does not
plead that the United States, or any other country, has been blameless
of the conditions which made the German people easy victims to the
blandishments and intimidations of the Nazi conspirators.
But it points to the dreadful sequence of aggressions and crimes I have
recited, it points to the weariness of flesh, the exhaustion of
resources, and the destruction of all that was beautiful or useful in so
much of the world, and to greater potentialities for destruction in the
days to come. It is not necessary among the ruins of this ancient and
beautiful city with untold members of its civilian inhabitants still
buried in its rubble, to argue the proposition that to start or wage an
aggressive war has the moral qualities of the worst of crimes. The
refuge of the defendants can be only their hope that international law
will lag so far behind the moral sense of mankind that conduct which is
crime in the moral sense must be regarded as innocent in law.
Civilization asks whether law is so laggard as to be utterly helpless to
deal with crimes of this magnitude by criminals of this order of
importance. It does not expect that you can make war impossible. It does
expect that your juridical action will put the forces of international
law, its precepts, its prohibitions and, most of all, its sanctions, on
the side of peace, so that men and women of good will, in all countries,
may have “leave to live by no man’s leave, underneath the law.”
THE PRESIDENT: The Tribunal will now adjourn until 10 o’clock tomorrow
morning.
[_The Tribunal adjourned until 22 November 1945 at 1000 hours._]
THIRD DAY
Thursday, 22 November 1945
_Morning Session_
THE PRESIDENT: Before the Chief Prosecutor for the United States
proceeds to present the evidence on Count One, the Tribunal wishes me to
announce the decision on the application made on behalf of the Defendant
Julius Streicher by his counsel that his condition should be examined.
It has been examined by three medical experts on behalf of the Tribunal
and their report has been submitted to and considered by the Tribunal;
and it is as follows:
“1. The Defendant Julius Streicher is sane.
“2. The Defendant Julius Streicher is fit to appear before the
Tribunal, and to present his defense.
“3. It being the unanimous conclusion of the examiners that
Julius Streicher is sane, he is for that reason capable of
understanding the nature and policy of his acts during the
period of time covered by the Indictment.”
The Tribunal accepts the report of the medical experts and the trial
against Julius Streicher will, therefore, proceed.
The other matter to which I have to refer is a motion on behalf of
counsel for Bormann, whom the Tribunal have decided to try in his
absence in pursuance of Article 12 of the Charter. Counsel for Bormann
has made a motion that the trial against him should be postponed, but,
in view of the fact that the provisions of the Charter and the
Tribunal’s rules of procedure have been strictly carried out in the
notices which have been given, and the fact that counsel for Bormann
will have ample time before he is called upon to present defense on his
behalf, the motion is denied.
I will now call upon counsel for the United States to present the
evidence on Count One.
COL. STOREY: May it please the Tribunal, as the first order of business
concerning the evidence, it shall be my purpose to outline the method of
capturing, assembling, processing, and authenticating documents to be
presented in evidence by the United States. I shall also describe and
illustrate the plan of presenting documents and briefs relating to the
United States’ case-in-chief.
As the United States Army advanced into German territory, there were
attached to each Army and subordinate organization specialized military
personnel whose duties were to capture and preserve enemy information in
the form of documents, records, reports, and other files. The Germans
kept accurate and voluminous records. They were found in Army
headquarters, Government buildings, and elsewhere. During the later
stages of the war, particularly, such documents were found in salt
mines, buried in the ground, behind false walls, and many other places
believed secure by the Germans. For example, the personal correspondence
and diaries of the Defendant Rosenberg, including his Nazi
correspondence, were found behind a false wall in an old castle in
eastern Bavaria. The records of the OKL, or Luftwaffe, of which the
Defendant Göring was Commander-in-Chief—equivalent to the records of
the Headquarters of the Air Staff of the United States Army Air
Forces—were found in various places in the Bavarian Alps. Most of such
Luftwaffe records were assembled and processed by the Army at
Berchtesgaden.
When the Army first captured documents and records, they immediately
placed the materials under guard and later assembled them in temporary
document centers. Many times the records were so voluminous that they
were hauled by fleets of Army trucks to document centers. Finally, as
the territory seized was made secure, Army zones were established and
each Army established a fixed document center to which were transported
the assembled documents and records. Later this material was indexed and
cataloged, which was a slow process.
Beginning last June, Mr. Justice Jackson requested me to direct the
assembling of documentary evidence on the continent for the United
States case. Field teams from our office were organized under the
direction of Major William H. Coogan, who established United States
liaison officers at the main Army document centers. Such officers were
directed to screen and analyze the mass of captured documents, and
select those having evidentiary value for our case. Literally hundreds
of tons of enemy documents and records were screened and examined and
those selected were forwarded to Nuremberg for processing. I now offer
in evidence an affidavit by Major Coogan, dated November 19, 1945,
attached hereto, describing the method of procedure, capture, screening
and delivery of such documents to Nuremberg. (Document Number 001 A-PS,
Exhibit USA-1)
At this time, if Your Honors please, and in order to present this matter
to the Tribunal, I believe it wise to read at least substantial portions
of this affidavit. It is dated November 19, 1945.
“I, Major William H. Coogan, 0-455814, Q.M.C., a commissioned
officer of the United States of America, do hereby certify as
follows:
“1. The United States Chief of Counsel in July 1945 charged the
Field Branch of the Documentation Division with the
responsibility of collecting, evaluating, and assembling
documentary evidence in the European Theater for use in the
prosecution of the major Axis War Criminals before the
International Military Tribunal. I was appointed Chief of the
Field Branch on 20 July 1945. I am now the Chief of the
Documentation Division, Office of United States Chief of
Counsel.
“2. I have served in the United States Army for more than 4
years and am a practicing attorney by profession. Based upon my
experience as an attorney and as a United States Army officer, I
am familiar with the operation of the United States Army in
connection with seizing and processing captured enemy documents.
In my capacity as Chief of the Documentation Division, Office of
the United States Chief of Counsel, I am familiar with and have
supervised the processing, filing, translating, and photostating
of all documentary evidence for the United States Chief of
Counsel.”