THE PRESIDENT: That will be entered as a plea of not guilty. [Laughter.]

THE PRESIDENT: If there is any disturbance in court, those who make it

will have to leave the court.

Joachim von Ribbentrop.

JOACHIM VON RIBBENTROP: I declare myself in the sense of the Indictment

not guilty.

THE PRESIDENT: Wilhelm Keitel.

WILHELM KEITEL: I declare myself not guilty.

THE PRESIDENT: In the absence of Ernst Kaltenbrunner, the Trial will

proceed against him, but he will have an opportunity of pleading when he

is sufficiently well to be brought back into court.

Alfred Rosenberg.

ALFRED ROSENBERG: I declare myself in the sense of the Indictment not

guilty.

THE PRESIDENT: Hans Frank.

HANS FRANK: I declare myself not guilty.

THE PRESIDENT: Wilhelm Frick.

WILHELM FRICK: Not guilty.

THE PRESIDENT: Julius Streicher.

JULIUS STREICHER: Not guilty.

THE PRESIDENT: Walter Funk.

WALTER FUNK: I declare myself not guilty.

THE PRESIDENT: Hjalmar Schacht.

HJALMAR SCHACHT: I am not guilty in any respect.

THE PRESIDENT: Karl Dönitz.

KARL DÖNITZ: Not guilty.

THE PRESIDENT: Erich Raeder.

ERICH RAEDER: I declare myself not guilty.

THE PRESIDENT: Baldur von Schirach.

BALDUR VON SCHIRACH: I declare myself in the sense of the Indictment not

guilty.

THE PRESIDENT: Fritz Sauckel.

FRITZ SAUCKEL: I declare myself in the sense of the Indictment, before

God and the world and particularly before my people, not guilty.

THE PRESIDENT: Alfred Jodl.

ALFRED JODL: Not guilty. For what I have done or had to do, I have a

pure conscience before God, before history and my people.

THE PRESIDENT: Franz von Papen.

FRANZ VON PAPEN: I declare myself in no way guilty.

THE PRESIDENT: Arthur Seyss-Inquart.

ARTHUR SEYSS-INQUART: I declare myself not guilty.

THE PRESIDENT: Albert Speer.

ALBERT SPEER: Not guilty.

THE PRESIDENT: Constantin von Neurath.

CONSTANTIN VON NEURATH: I answer the question in the negative.

THE PRESIDENT: Hans Fritzsche.

HANS FRITZSCHE: As regards this Indictment, not guilty.

[_At this point Defendant Göring stood up in the prisoner’s dock and

attempted to address the Tribunal._]

THE PRESIDENT: You are not entitled to address the Tribunal except

through your counsel, at the present time.

I will now call upon the Chief Prosecutor for the United States of

America.

MR. JUSTICE JACKSON: May it please Your Honors:

The privilege of opening the first trial in history for crimes against

the peace of the world imposes a grave responsibility. The wrongs which

we seek to condemn and punish have been so calculated, so malignant, and

so devastating, that civilization cannot tolerate their being ignored,

because it cannot survive their being repeated. That four great nations,

flushed with victory and stung with injury stay the hand of vengeance

and voluntarily submit their captive enemies to the judgment of the law

is one of the most significant tributes that Power has ever paid to

Reason.

This Tribunal, while it is novel and experimental, is not the product of

abstract speculations nor is it created to vindicate legalistic

theories. This inquest represents the practical effort of four of the

most mighty of nations, with the support of 17 more, to utilize

international law to meet the greatest menace of our times—aggressive

war. The common sense of mankind demands that law shall not stop with

the punishment of petty crimes by little people. It must also reach men

who possess themselves of great power and make deliberate and concerted

use of it to set in motion evils which leave no home in the world

untouched. It is a cause of that magnitude that the United Nations will

lay before Your Honors.

In the prisoners’ dock sit twenty-odd broken men. Reproached by the

humiliation of those they have led almost as bitterly as by the

desolation of those they have attacked, their personal capacity for evil

is forever past. It is hard now to perceive in these men as captives the

power by which as Nazi leaders they once dominated much of the world and

terrified most of it. Merely as individuals their fate is of little

consequence to the world.

What makes this inquest significant is that these prisoners represent

sinister influences that will lurk in the world long after their bodies

have returned to dust. We will show them to be living symbols of racial

hatreds, of terrorism and violence, and of the arrogance and cruelty of

power. They are symbols of fierce nationalisms and of militarism, of

intrigue and war-making which have embroiled Europe generation after

generation, crushing its manhood, destroying its homes, and

impoverishing its life. They have so identified themselves with the

philosophies they conceived and with the forces they directed that any

tenderness to them is a victory and an encouragement to all the evils

which are attached to their names. Civilization can afford no compromise

with the social forces which would gain renewed strength if we deal

ambiguously or indecisively with the men in whom those forces now

precariously survive.

What these men stand for we will patiently and temperately disclose. We

will give you undeniable proofs of incredible events. The catalog of

crimes will omit nothing that could be conceived by a pathological

pride, cruelty, and lust for power. These men created in Germany, under

the “Führerprinzip”, a National Socialist despotism equalled only by the

dynasties of the ancient East. They took from the German people all

those dignities and freedoms that we hold natural and inalienable rights

in every human being. The people were compensated by inflaming and

gratifying hatreds towards those who were marked as “scapegoats”.

Against their opponents, including Jews, Catholics, and free labor, the

Nazis directed such a campaign of arrogance, brutality, and annihilation

as the world has not witnessed since the pre-Christian ages. They

excited the German ambition to be a “master race”, which of course

implies serfdom for others. They led their people on a mad gamble for

domination. They diverted social energies and resources to the creation

of what they thought to be an invincible war machine. They overran their

neighbors. To sustain the “master race” in its war-making, they enslaved

millions of human beings and brought them into Germany, where these

hapless creatures now wander as “displaced persons”. At length

bestiality and bad faith reached such excess that they aroused the

sleeping strength of imperiled Civilization. Its united efforts have

ground the German war machine to fragments. But the struggle has left

Europe a liberated yet prostrate land where a demoralized society

struggles to survive. These are the fruits of the sinister forces that

sit with these defendants in the prisoners’ dock.

In justice to the nations and the men associated in this prosecution, I

must remind you of certain difficulties which may leave their mark on

this case. Never before in legal history has an effort been made to

bring within the scope of a single litigation the developments of a

decade, covering a whole continent, and involving a score of nations,

countless individuals, and innumerable events. Despite the magnitude of

the task, the world has demanded immediate action. This demand has had

to be met, though perhaps at the cost of finished craftsmanship. In my

country, established courts, following familiar procedures, applying

well-thumbed precedents, and dealing with the legal consequences of

local and limited events seldom commence a trial within a year of the

event in litigation. Yet less than 8 months ago today the courtroom in

which you sit was an enemy fortress in the hands of German SS troops.

Less than 8 months ago nearly all our witnesses and documents were in

enemy hands. The law had not been codified, no procedures had been

established, no tribunal was in existence, no usable courthouse stood

here, none of the hundreds of tons of official German documents had been

examined, no prosecuting staff had been assembled, nearly all of the

present defendants were at large, and the four prosecuting powers had

not yet joined in common cause to try them. I should be the last to deny

that the case may well suffer from incomplete researches and quite

likely will not be the example of professional work which any of the

prosecuting nations would normally wish to sponsor. It is, however, a

completely adequate case to the judgment we shall ask you to render, and

its full development we shall be obliged to leave to historians.

Before I discuss particulars of evidence, some general considerations

which may affect the credit of this trial in the eyes of the world

should be candidly faced. There is a dramatic disparity between the

circumstances of the accusers and of the accused that might discredit

our work if we should falter, in even minor matters, in being fair and

temperate.

Unfortunately, the nature of these crimes is such that both prosecution

and judgment must be by victor nations over vanquished foes. The

worldwide scope of the aggressions carried out by these men has left but

few real neutrals. Either the victors must judge the vanquished or we

must leave the defeated to judge themselves. After the first World War,

we learned the futility of the latter course. The former high station of

these defendants, the notoriety of their acts, and the adaptability of

their conduct to provoke retaliation make it hard to distinguish between

the demand for a just and measured retribution, and the unthinking cry

for vengeance which arises from the anguish of war. It is our task, so

far as humanly possible, to draw the line between the two. We must never

forget that the record on which we judge these defendants today is the

record on which history will judge us tomorrow. To pass these defendants

a poisoned chalice is to put it to our own lips as well. We must summon

such detachment and intellectual integrity to our task that this Trial

will commend itself to posterity as fulfilling humanity’s aspirations to

do justice.

At the very outset, let us dispose of the contention that to put these

men to trial is to do them an injustice entitling them to some special

consideration. These defendants may be hard pressed but they are not ill

used. Let us see what alternative they would have to being tried.

More than a majority of these prisoners surrendered to or were tracked

down by the forces of the United States. Could they expect us to make

American custody a shelter for our enemies against the just wrath of our

Allies? Did we spend American lives to capture them only to save them

from punishment? Under the principles of the Moscow Declaration, those

suspected war criminals who are not to be tried internationally must be

turned over to individual governments for trial at the scene of their

outrages. Many less responsible and less culpable American-held

prisoners have been and will continue to be turned over to other United

Nations for local trial. If these defendants should succeed, for any

reason, in escaping the condemnation of this Tribunal, or if they

obstruct or abort this trial, those who are American-held prisoners will

be delivered up to our continental Allies. For these defendants,

however, we have set up an International Tribunal and have undertaken

the burden of participating in a complicated effort to give them fair

and dispassionate hearings. That is the best-known protection to any man

with a defense worthy of being heard.

If these men are the first war leaders of a defeated nation to be

prosecuted in the name of the law, they are also the first to be given a

chance to plead for their lives in the name of the law. Realistically,

the Charter of this Tribunal, which gives them a hearing, is also the

source of their only hope. It may be that these men of troubled

conscience, whose only wish is that the world forget them, do not regard

a trial as a favor. But they do have a fair opportunity to defend

themselves—a favor which these men, when in power, rarely extended to

their fellow countrymen. Despite the fact that public opinion already

condemns their acts, we agree that here they must be given a presumption

of innocence, and we accept the burden of proving criminal acts and the

responsibility of these defendants for their commission.

When I say that we do not ask for convictions unless we prove crime, I

do not mean mere technical or incidental transgression of international

conventions. We charge guilt on planned and intended conduct that

involves moral as well as legal wrong. And we do not mean conduct that

is a natural and human, even if illegal, cutting of corners, such as

many of us might well have committed had we been in the defendants’

positions. It is not because they yielded to the normal frailties of

human beings that we accuse them. It is their abnormal and inhuman

conduct which brings them to this bar.

We will not ask you to convict these men on the testimony of their foes.

There is no count in the Indictment that cannot be proved by books and

records. The Germans were always meticulous record keepers, and these

defendants had their share of the Teutonic passion for thoroughness in

putting things on paper. Nor were they without vanity. They arranged

frequently to be photographed in action. We will show you their own

films. You will see their own conduct and hear their own voices as these

defendants re-enact for you, from the screen, some of the events in the

course of the conspiracy.

We would also make clear that we have no purpose to incriminate the

whole German people. We know that the Nazi Party was not put in power by

a majority of the German vote. We know it came to power by an evil

alliance between the most extreme of the Nazi revolutionists, the most

unrestrained of the German reactionaries, and the most aggressive of the

German militarists. If the German populace had willingly accepted the

Nazi program, no Storm-troopers would have been needed in the early days

of the Party and there would have been no need for concentration camps

or the Gestapo, both of which institutions were inaugurated as soon as

the Nazis gained control of the German State. Only after these lawless

innovations proved successful at home were they taken abroad.

The German people should know by now that the people of the United

States hold them in no fear, and in no hate. It is true that the Germans

have taught us the horrors of modern warfare, but the ruin that lies

from the Rhine to the Danube shows that we, like our Allies, have not

been dull pupils. If we are not awed by German fortitude and proficiency

in war, and if we are not persuaded of their political maturity, we do

respect their skill in the arts of peace, their technical competence,

and the sober, industrious, and self-disciplined character of the masses

of the German people. In 1933 we saw the German people recovering

prestige in the commercial, industrial, and artistic world after the

set-back of the last war. We beheld their progress neither with envy nor

malice. The Nazi regime interrupted this advance. The recoil of the Nazi

aggression has left Germany in ruins. The Nazi readiness to pledge the

German word without hesitation and to break it without shame has

fastened upon German diplomacy a reputation for duplicity that will

handicap it for years. Nazi arrogance has made the boast of the “master

race” a taunt that will be thrown at Germans the world over for

generations. The Nazi nightmare has given the German name a new and

sinister significance throughout the world which will retard Germany a

century. The German, no less than the non-German world, has accounts to

settle with these defendants.

The fact of the war and the course of the war, which is the central

theme of our case, is history. From September 1st, 1939, when the German

armies crossed the Polish frontier, until September 1942, when they met

epic resistance at Stalingrad, German arms seemed invincible. Denmark

and Norway, the Netherlands and France, Belgium and Luxembourg, the

Balkans and Africa, Poland and the Baltic States, and parts of Russia,

all had been overrun and conquered by swift, powerful, well-aimed blows.

That attack on the peace of the world is the crime against international

society which brings into international cognizance crimes in its aid and

preparation which otherwise might be only internal concerns. It was

aggressive war, which the nations of the world had renounced. It was war

in violation of treaties, by which the peace of the world was sought to

be safe-guarded.

This war did not just happen—it was planned and prepared for over a

long period of time and with no small skill and cunning. The world has

perhaps never seen such a concentration and stimulation of the energies

of any people as that which enabled Germany 20 years after it was

defeated, disarmed, and dismembered to come so near carrying out its

plan to dominate Europe. Whatever else we may say of those who were the

authors of this war, they did achieve a stupendous work in organization,

and our first task is to examine the means by which these defendants and

their fellow conspirators prepared and incited Germany to go to war.

In general, our case will disclose these defendants all uniting at some

time with the Nazi Party in a plan which they well knew could be

accomplished only by an outbreak of war in Europe. Their seizure of the

German State, their subjugation of the German people, their terrorism

and extermination of dissident elements, their planning and waging of

war, their calculated and planned ruthlessness in the conduct of

warfare, their deliberate and planned criminality toward conquered

peoples,—all these are ends for which they acted in concert; and all

these are phases of the conspiracy, a conspiracy which reached one goal

only to set out for another and more ambitious one. We shall also trace

for you the intricate web of organizations which these men formed and

utilized to accomplish these ends. We will show how the entire structure

of offices and officials was dedicated to the criminal purposes and

committed to the use of the criminal methods planned by these defendants

and their co-conspirators, many of whom war and suicide have put beyond

reach.

It is my purpose to open the case, particularly under Count One of the

Indictment, and to deal with the Common Plan or Conspiracy to achieve

ends possible only by resort to Crimes against Peace, War Crimes, and

Crimes against Humanity. My emphasis will not be on individual

barbarities and perversions which may have occurred independently of any

central plan. One of the dangers ever present is that this Trial may be

protracted by details of particular wrongs and that we will become lost

in a “wilderness of single instances”. Nor will I now dwell on the

activity of individual defendants except as it may contribute to

exposition of the common plan.

The case as presented by the United States will be concerned with the

brains and authority back of all the crimes. These defendants were men

of a station and rank which does not soil its own hands with blood. They

were men who knew how to use lesser folk as tools. We want to reach the

planners and designers, the inciters and leaders without whose evil

architecture the world would not have been for so long scourged with the

violence and lawlessness, and wracked with the agonies and convulsions,

of this terrible war.

_The Lawless Road to Power_:

The chief instrumentality of cohesion in plan and action was the

National Socialist German Workers Party, known as the Nazi Party. Some

of the defendants were with it from the beginning. Others joined only

after success seemed to have validated its lawlessness or power had

invested it with immunity from the processes of the law. Adolf Hitler

became its supreme leader or “Führer” in 1921.

On the 24th of February 1920, at Munich, it publicly had proclaimed its

program (1708-PS). Some of its purposes would commend themselves to many

good citizens, such as the demands for “profit-sharing in the great

industries,” “generous development of provision for old age,” “creation

and maintenance of a healthy middle class,” “a land reform suitable to

our national requirements,” and “raising the standard of health.” It

also made a strong appeal to that sort of nationalism which in ourselves

we call patriotism and in our rivals chauvinism. It demanded “equality

of rights for the German people in its dealing with other nations, and

the abolition of the peace treaties of Versailles and St. Germain.” It

demanded the “union of all Germans on the basis of the right of

self-determination of peoples to form a Great Germany.” It demanded

“land and territory (colonies) for the enrichment of our people and the

settlement of our surplus population.” All of these, of course, were

legitimate objectives if they were to be attained without resort to

aggressive warfare.

The Nazi Party from its inception, however, contemplated war. It

demanded the “abolition of mercenary troops and the formation of a

national army.” It proclaimed that:

“In view of the enormous sacrifice of life and property demanded

of a nation by every war, personal enrichment through war must

be regarded as a crime against the nation. We demand, therefore,

ruthless confiscation of all war profits.”

I do not criticize this policy. Indeed, I wish it were universal. I

merely wish to point out that in a time of peace, war was a

preoccupation of the Party, and it started the work of making war less

offensive to the masses of the people. With this it combined a program

of physical training and sports for youth that became, as we shall see,

the cloak for a secret program of military training.

The Nazi Party declaration also committed its members to an anti-Semitic

program. It declared that no Jew or any person of non-German blood could

be a member of the nation. Such persons were to be disfranchised,

disqualified for office, subject to the alien laws, and entitled to

nourishment only after the German population had first been provided

for. All who had entered Germany after August 2, 1914 were to be

required forthwith to depart, and all non-German immigration was to be

prohibited.

The Party also avowed, even in those early days, an authoritarian and

totalitarian program for Germany. It demanded creation of a strong

central power with unconditional authority, nationalization of all

businesses which had been “amalgamated,” and a “reconstruction” of the

national system of education which “must aim at teaching the pupil to

understand the idea of the State (state sociology).” Its hostility to

civil liberties and freedom of the press was distinctly announced in

these words:

“It must be forbidden to publish newspapers which do not conduce

to the national welfare. We demand the legal prosecution of all

tendencies in art or literature of a kind likely to disintegrate

our life as a nation and the suppression of institutions which

might militate against the above requirements.”

The forecast of religious persecution was clothed in the language of

religious liberty, for the Nazi program stated, “We demand liberty for

all religious denominations in the State.” But, it continues with the

limitation, “so far as they are not a danger to it and do not militate

against the morality and moral sense of the German race.”

The Party program foreshadowed the campaign of terrorism. It announced,

“We demand ruthless war upon those whose activities are injurious to the

common interests”, and it demanded that such offenses be punished with

death.

It is significant that the leaders of this Party interpreted this

program as a belligerent one, certain to precipitate conflict. The Party

platform concluded, “The leaders of the Party swear to proceed

regardless of consequences—if necessary, at the sacrifice of their

lives—toward the fulfillment of the foregoing points.” It is this

Leadership Corps of the Party, not its entire membership, that stands

accused before you as a criminal organization.

Let us now see how the leaders of the Party fulfilled their pledge to

proceed regardless of consequences. Obviously, their foreign objectives,

which were nothing less than to undo international treaties and to wrest

territory from foreign control, as well as most of their internal

program, could be accomplished only by possession of the machinery of

the German State. The first effort, accordingly, was to subvert the

Weimar Republic by violent revolution. An abortive putsch at Munich in

1923 landed many of them in jail. A period of meditation which followed

produced _Mein Kampf_, henceforth the source of law for the Party

workers and a source of considerable revenue to its supreme leader. The

Nazi plans for the violent overthrow of the feeble Republic then turned

to plans for its capture.

No greater mistake could be made than to think of the Nazi Party in

terms of the loose organizations which we of the western world call

“political parties”. In discipline, structure, and method the Nazi Party

was not adapted to the democratic process of persuasion. It was an

instrument of conspiracy and of coercion. The Party was not organized to

take over power in the German State by winning support of a majority of

the German people; it was organized to seize power in defiance of the

will of the people.

The Nazi Party, under the “Führerprinzip,” was bound by an iron

discipline into a pyramid, with the Führer, Adolf Hitler, at the top and

broadening into a numerous Leadership Corps, composed of overlords of a

very extensive Party membership at the base. By no means all of those

who may have supported the movement in one way or another were actual

Party members. The membership took the Party oath which in effect

amounted to an abdication of personal intelligence and moral

responsibility. This was the oath: “I vow inviolable fidelity to Adolf

Hitler; I vow absolute obedience to him and to the leaders he designates

for me.” The membership in daily practice followed its leaders with an

idolatry and self-surrender more Oriental than Western.

We will not be obliged to guess as to the motives or goal of the Nazi

Party. The immediate aim was to undermine the Weimar Republic. The order

to all Party members to work to that end was given in a letter from

Hitler of August 24, 1931 to Rosenberg, of which we will produce the

original. Hitler wrote:

“I am just reading in the _Völkischer Beobachter_, edition

235/236, page 1, an article entitled “Does Wirth Intend To Come

over?” The tendency of the article is to prevent on our part a

crumbling away from the present form of government. I myself am

travelling all over Germany to achieve exactly the opposite. May

I therefore ask that my own paper will not stab me in the back

with tactically unwise articles. . . .” (047-PS)

Captured film enables us to present the Defendant Alfred Rosenberg, who

from the screen will himself tell you the story. The SA practiced

violent interference with elections. We have the reports of the SD

describing in detail how its members later violated the secrecy of

elections in order to identify those who opposed them. One of the

reports makes this explanation:

“. . . . The control was effected in the following way: some

members of the election committee marked all the ballot papers

with numbers. During the ballot itself, a voters’ list was made

up. The ballot-papers were handed out in numerical order,

therefore it was possible afterwards with the aid of this list

to find out the persons who cast ‘No’—votes or invalid votes.

One sample of these marked ballot-papers is enclosed. The

marking was done on the back of the ballot-papers with skimmed

milk. . . .” (R-142)

The Party activity, in addition to all the familiar forms of political

contest, took on the aspect of a rehearsal for warfare. It utilized a

Party formation, “Die Sturmabteilungen”, commonly known as the SA. This

was a voluntary organization of youthful and fanatical Nazis trained for

the use of violence under semi-military discipline. Its members began by

acting as bodyguards for the Nazi leaders and rapidly expanded from

defensive to offensive tactics. They became disciplined ruffians for the

breaking up of opposition meetings and the terrorization of adversaries.

They boasted that their task was to make the Nazi Party “master of the

streets”. The SA was the parent organization of a number of others. Its

offspring include “Die Schutzstaffeln”, commonly known as the SS, formed

in 1925 and distinguished for the fanaticism and cruelty of its members;

“Der Sicherheitsdienst”, known as the SD; and “Die Geheime

Staatspolizei”, the Secret State Police, the infamous Gestapo formed in

1934 after Nazi accession to power.

A glance at a chart of the Party organization is enough to show how

completely it differed from the political parties we know. It had its

own source of law in the Führer and sub-Führer. It had its own courts

and its own police. The conspirators set up a government within the

Party to exercise outside the law every sanction that any legitimate

state could exercise and many that it could not. Its chain of command

was military, and its formations were martial in name as well as in

function. They were composed of battalions set up to bear arms under

military discipline, motorized corps, flying corps, and the infamous

“Death Head Corps”, which was not misnamed. The Party had its own secret

police, its security units, its intelligence and espionage division, its

raiding forces, and its youth forces. It established elaborate

administrative mechanisms to identify and liquidate spies and informers,

to manage concentration camps, to operate death vans, and to finance the

whole movement. Through concentric circles of authority, the Nazi Party,

as its leadership later boasted, eventually organized and dominated

every phase of German life—but not until they had waged a bitter

internal struggle characterized by brutal criminality we charge here. In

preparation for this phase of their struggle, they created a Party

police system. This became the pattern and the instrument of the police

state, which was the first goal in their plan.

The Party formations, including the Leadership Corps of the Party, the

SD, the SS, the SA, and the infamous Secret State Police, or

Gestapo,—all these stand accused before you as criminal organizations;

organizations which, as we will prove from their own documents, were

recruited only from recklessly devoted Nazis, ready in conviction and

temperament to do the most violent of deeds to advance the common

program. They terrorized and silenced democratic opposition and were

able at length to combine with political opportunists, militarists,

industrialists, monarchists, and political reactionaries.

On January 30, 1933 Adolf Hitler became Chancellor of the German

Republic. An evil combination, represented in the prisoners’ dock by its

most eminent survivors, had succeeded in possessing itself of the

machinery of the German Government, a facade behind which they

thenceforth would operate to make a reality of the war of conquest they

so long had plotted. The conspiracy had passed into its second phase.

_The Consolidation of Nazi Power_:

We shall now consider the steps, which embraced the most hideous of

Crimes against Humanity, to which the conspirators resorted in

perfecting control of the German State and in preparing Germany for the

aggressive war indispensable to their ends.

The Germans of the 1920’s were a frustrated and baffled people as a

result of defeat and the disintegration of their traditional government.

The democratic elements, which were trying to govern Germany through the

new and feeble machinery of the Weimar Republic, got inadequate support

from the democratic forces of the rest of the world, including my

country. It is not to be denied that Germany, when worldwide depression

was added to her other problems, was faced with urgent and intricate

pressures in her economic and political life which necessitated bold

measures.

The internal measures by which a nation attempts to solve its problems

are ordinarily of no concern to other nations. But the Nazi program from

the first was recognized as a desperate program for a people still

suffering the effects of an unsuccessful war. The Nazi policy embraced

ends recognized as attainable only by a renewal and a more successful

outcome of war, in Europe. The conspirators’ answer to Germany’s

problems was nothing less than to plot the regaining of territories lost

in the First World War and the acquisition of other fertile lands of

Central Europe by dispossessing or exterminating those who inhabited

them. They also contemplated destroying or permanently weakening all

other neighboring peoples so as to win virtual domination over Europe

and probably of the world. The precise limits of their ambition we need

not define for it was and is as illegal to wage aggressive war for small

stakes as for large ones.

We find at this period two governments in Germany—the real and the

ostensible. The forms of the German Republic were maintained for a time,

and it was the outward and visible government. But the real authority in

the State was outside and above the law and rested in the Leadership

Corps of the Nazi Party.

On February 27, 1933, less than a month after Hitler became Chancellor,

the Reichstag building was set on fire. The burning of this symbol of

free parliamentary government was so providential for the Nazis that it

was believed they staged the fire themselves. Certainly when we

contemplate their known crimes, we cannot believe they would shrink from

mere arson. It is not necessary, however, to resolve the controversy as

to who set the fire. The significant point is in the use that was made

of the fire and of the state of public mind it produced. The Nazis

immediately accused the Communist Party of instigating and committing

the crime, and turned every effort to portray this single act of arson

as the beginning of a communist revolution. Then, taking advantage of

the hysteria, the Nazis met this phantom revolution with a real one. In

the following December the German Supreme Court with commendable courage

and independence acquitted the accused Communists, but it was too late

to influence the tragic course of events which the Nazi conspirators had

set rushing forward.

Hitler, on the morning after the fire, obtained from the aged and ailing

President Von Hindenburg a presidential decree suspending the extensive

guarantees of individual liberty contained in the constitution of the

Weimar Republic. The decree provided that:

“Sections 114, 115, 117, 118, 123, 124, and 153 of the

Constitution of the German Reich are suspended until further

notice. Thus, restrictions on personal liberty, on the right of

free expression of opinion, including freedom of the press, on

the right of assembly and the right of association, and

violations of the privacy of postal, telegraphic, and telephonic

communications, and warrants for house-searches, orders for

confiscations as well as restrictions on property, are also

permissible beyond the legal limits otherwise prescribed.”

(1390-PS)

The extent of the restriction on personal liberty under the decree of

February 28, 1933 may be understood by reference to the rights under the

Weimar constitution which were suspended:

“_Article 114._ The freedom of the person is inviolable.

Curtailment or deprivation of personal freedom by a public

authority is only permissible on a legal basis.

“Persons who have been deprived of their freedom must be

informed at the latest on the following day by whose authority

and for what reasons the deprivation of freedom was ordered;

opportunity shall be afforded them without delay of submitting

objections to their deprivation of freedom.

“_Article 115._ Every German’s home is his sanctuary and is

inviolable. Exceptions may only be made as provided by law.

“_Article 117._ The secrecy of letters and all postal,

telegraphic, and telephone communications is inviolable.

Exceptions are inadmissible except by Reich law.

“_Article 118._ Every German has the right, within the limits of

the general laws, to express his opinions freely in speech, in

writing, in print, in picture form, or in any other way. No

conditions of work or employment may detract from this right and

no disadvantage may accrue to him from any person for making use

of this right. . . .

“_Article 123._ All Germans have the right to assemble

peacefully and unarmed without giving notice and without special

permission.

“A Reich law may make previous notification obligatory for

assemblies in the open air, and may prohibit them in case of

immediate danger to the public safety.

“_Article 124._ All the Germans have the right to form

associations or societies for purposes not contrary to criminal

law. This right may not be curtailed by preventive measures. The

same provisions apply to religious associations and societies.

“Every association may become incorporated (Erwerb der

Rechtsfähigkeit) according to the provisions of the civil law.

The right may not be refused to any association on the grounds

that its aims are political, social-political, or religious.

“_Article 153._ Property is guaranteed by the Constitution. Its

content and limits are defined by the laws.

“Expropriation can only take place for the public benefit and on

a legal basis. Adequate compensation shall be granted, unless a

Reich law orders otherwise. In the case of dispute concerning

the amount of compensation, it shall be possible to submit the

matter to the ordinary civil courts, unless Reich laws determine

otherwise. Compensation must be paid if the Reich expropriates

property belonging to the Lands, Communes, or public utility

associations.

“Property carries obligations. Its use shall also serve the

common good.” (2050-PS)

It must be said in fairness to Von Hindenburg that the constitution

itself authorized him temporarily to suspend these fundamental rights

“if the public safety and order in the German Reich are considerably

disturbed or endangered.” It must also be acknowledged that President

Ebert previously had invoked this power.

But the National Socialist coup was made possible because the terms of

the Hitler-Hindenburg decree departed from all previous ones in which

the power of suspension had been invoked. Whenever Ebert had suspended

constitutional guarantees of individual rights, his decree had expressly

revived the Protective Custody Act adopted by the Reichstag in 1916

during the previous war. This act guaranteed a judicial hearing within

24 hours of arrest, gave a right to have counsel and to inspect all

relevant records, provided for appeal, and authorized compensation from

Treasury funds for erroneous arrests.

The Hitler-Hindenburg decree of February 28, 1933 contained no such

safeguards. The omission may not have been noted by Von Hindenburg.

Certainly he did not appreciate its effect. It left the Nazi police and

party formations, already existing and functioning under Hitler,

completely unrestrained and irresponsible. Secret arrest and indefinite

detention, without charges, without evidence, without hearing, without

counsel, became the method of inflicting inhuman punishment on any whom

the Nazi police suspected or disliked. No court could issue an

injunction, or writ of _habeas corpus_, or _certiorari_. The German

people were in the hands of the police, the police were in the hands of

the Nazi Party, and the Party was in the hands of a ring of evil men, of

whom the defendants here before you are surviving and representative

leaders.

The Nazi conspiracy, as we shall show, always contemplated not merely

overcoming current opposition but exterminating elements which could not

be reconciled with its philosophy of the state. It not only sought to

establish the Nazi “new order” but to secure its sway, as Hitler

predicted, “for a thousand years.” Nazis were never in doubt or

disagreement as to what these dissident elements were. They were

concisely described by one of them, Colonel General Von Fritsch, on

December 11, 1938 in these words:

“Shortly after the first war I came to the conclusion that we

should have to be victorious in three battles if Germany were to

become powerful again: 1. The battle against the working

class—Hitler has won this. 2. Against the Catholic Church,

perhaps better expressed against Ultramontanism. 3. Against the

Jews.” (1947-PS)

The warfare against these elements was continuous. The battle in Germany

was but a practice skirmish for the worldwide drive against them. We

have in point of geography and of time two groups of Crimes against

Humanity—one within Germany before and during the war, the other in

occupied territory during the war. But the two are not separated in Nazi

planning. They are a continuous unfolding of the Nazi plan to

exterminate peoples and institutions which might serve as a focus or

instrument for overturning their “new world order” at any time. We

consider these crimes against humanity in this address as manifestations

of the one Nazi plan and discuss them according to General Von Fritsch’s

classification.

_1. The Battle against the Working Class_:

When Hitler came to power, there were in Germany three groups of trade

unions. The General German Trade Union Confederation (ADGB) with 28

affiliated unions, and the General Independent Employees Confederation

(AFA) with 13 federated unions together numbered more than 4,500,000

members. The Christian Trade Union had over 1,250,000 members.

The working people of Germany, like the working people of other nations,

had little to gain personally by war. While labor is usually brought

around to the support of the nation at war, labor by and large is a

pacific, though by no means a pacifist force in the world. The working

people of Germany had not forgotten in 1933 how heavy the yoke of the

war lord can be. It was the workingmen who had joined the sailors and

soldiers in the revolt of 1918 to end the first World War. The Nazis had

neither forgiven nor forgotten. The Nazi program required that this part

of the German population not only be stripped of power to resist

diversion of its scanty comforts to armament, but also be wheedled or

whipped into new and unheard of sacrifices as a part of the Nazi war

preparation. Labor must be cowed, and that meant its organizations and

means of cohesion and defense must be destroyed.

The purpose to regiment labor for the Nazi Party was avowed by Ley in a

speech to workers on May 2, 1933 as follows:

“You may say what else do you want, you have the absolute power.

True we have the power, but we do not have the whole people, we

do not have you workers 100 per cent, and it is you whom we

want; we will not let you be until you stand with us in

complete, genuine acknowledgment.” (614-PS)

The first Nazi attack was upon the two larger unions. On April 21, 1933

an order not even in the name of the Government, but of the Nazi Party

was issued by the conspirator Robert Ley as “Chief of Staff of the

political organization of the NSDAP,” applicable to the Trade Union

Confederation and the Independent Employees Confederation. It directed

seizure of their properties and arrest of their principal leaders. The

Party order directed Party organs which we here denounce as criminal

associations, the SA and SS “to be employed for the occupation of the

trade union properties, and for the taking into custody of personalities

who come into question.” And it directed the taking into “protective

custody” of all chairmen and district secretaries of such unions and

branch directors of the labor bank. (392-PS)

These orders were carried out on May 2, 1933. All funds of the labor

unions, including pension and benefit funds, were seized. Union leaders

were sent to concentration camps. A few days later, on May 10, 1933,

Hitler appointed Ley leader of the German Labor Front (Deutsche

Arbeitsfront) which succeeded to the confiscated union funds. The German

Labor Front, a Nazi controlled labor bureau, was set up under Ley to

teach the Nazi philosophy to German workers and to weed out from

industrial employment all who were backward in their lessons. (1940-PS)

“Factory troops” were organized as an “ideological shock squad within

the factory” (1817-PS). The Party order provided that “outside of the

German Labor Front, no other organization (whether of workers or of

employees) is to exist.” On June 24, 1933 the remaining Christian Trade

Unions were seized, pursuant to an order of the Nazi Party signed by

Ley.

On May 19, 1933, this time by a government decree, it was provided that

“trustees” of labor appointed by Hitler, should regulate the conditions

of all labor contracts, replacing the former process of collective

bargaining (405-PS). On November 30, 1934 a decree “regulating national

labor” introduced the Führer Principle into industrial relations. It

provided that the owners of enterprises should be the “Führer” and the

workers should be the followers. The “enterprise-Führer” should “make

decisions for employees and laborers in all matters concerning the

enterprise” (1861-PS). It was by such bait that the great German

industrialists were induced to support the Nazi cause, to their own

ultimate ruin.

Not only did the Nazis dominate and regiment German labor, but they

forced the youth into the ranks of the laboring people they had thus led

into chains. Under a compulsory labor service decree on 26 June 1935

young men and women between the ages of 18 and 25 were conscripted for

labor (1654-PS). Thus was the purpose to subjugate German labor

accomplished. In the words of Ley, this accomplishment consisted “in

eliminating the association character of the trade union and employees’

associations, and in its place we have substituted the conception

‘soldiers of work’.” The productive manpower of the German nation was in

Nazi control. By these steps the defendants won the battle to liquidate

labor unions as potential opposition and were enabled to impose upon the

working class the burdens of preparing for aggressive warfare.

Robert Ley, the field marshal of the battle against labor, answered our

Indictment with suicide. Apparently he knew no better answer.

_2. The Battle against the Churches_:

The Nazi Party always was predominantly anti-Christian in its ideology.

But we who believe in freedom of conscience and of religion base no

charge of criminality on anybody’s ideology. It is not because the Nazi

themselves were irreligious or pagan, but because they persecuted others

of the Christian faith that they become guilty of crime, and it is

because the persecution was a step in the preparation for aggressive

warfare that the offense becomes one of international consequence. To

remove every moderating influence among the German people and to put its

population on a total war footing, the conspirators devised and carried

out a systematic and relentless repression of all Christian sects and

churches.

We will ask you to convict the Nazis on their own evidence. Martin

Bormann, in June 1941, issued a secret decree on the relation of

Christianity and National Socialism. The decree provided:

“For the first time in German history the Führer consciously and

completely has the leadership of the people in his own hand.

With the Party, its components, and attached units the Führer

has created for himself and thereby the German Reich leadership

an instrument which makes him independent of the church. All

influences which might impair or damage the leadership of the

people exercised by the Führer with help of the NSDAP, must be

eliminated. More and more the people must be separated from the

churches and their organs, the pastors. Of course, the churches

must and will, seen from their viewpoint, defend themselves

against this loss of power. But never again must an influence on

leadership of the people be yielded to the churches. This

(influence) must be broken completely and finally.

“Only the Reich Government and by its direction the Party, its

components, and attached units have a right to leadership of the

people. Just as the deleterious influences of astrologers,

seers, and other fakers are eliminated and suppressed by the

State, so must the possibility of church influence also be

totally removed. Not until this has happened, does the State

leadership have influence on the individual citizens. Not until

then are people and Reich secure in their existence for all the

future.” (D-75)

And how the Party had been securing the Reich from Christian influence,

will be proved by such items as this teletype from the Gestapo, Berlin,

to the Gestapo, Nuremberg, on July 24, 1938. Let us hear their own

account of events in Rottenburg.

“The Party on 23 July 1939 from 2100 on carried out the third

demonstration against Bishop Sproll. Participants about

2500-3000 were brought in from outside by bus, etc. The

Rottenburg populace again did not participate in the

demonstration. This town took rather a hostile attitude to the

demonstrations. The action got completely out of hand of the

Party member responsible for it. The demonstrators stormed the

palace, beat in the gates and doors. About 150 to 200 people

forced their way into the palace, searched the rooms, threw

files out of the windows and rummaged through the beds in the

rooms of the palace. One bed was ignited. Before the fire got to

the other objects of equipment in the rooms and the palace, the

flaming bed could be thrown from the window and the fire

extinguished. The Bishop was with Archbishop Groeber of Freiburg

and the ladies and gentlemen of his menage in the chapel at

prayer. About 25 to 30 people pressed into this chapel and

molested those present. Bishop Groeber was taken for Bishop

Sproll. He was grabbed by the robe and dragged back and forth.

Finally the intruders realized that Bishop Groeber is not the

one they are seeking. They could then be persuaded to leave the

building. After the evacuation of the palace by the

demonstrators I had an interview with Archbishop Groeber who

left Rottenburg in the night. Groeber wants to turn to the

Führer and Reich Minister of the Interior, Dr. Frick, anew. On

the course of the action, the damage done as well as the homage

of the Rottenburg populace beginning today for the Bishop I

shall immediately hand in a full report, after I am in the act

of suppressing counter mass meetings. . . .

“In case the Führer has instructions to give in this matter, I

request that these be transmitted most quickly. . . .” (848-PS)

Later, Defendant Rosenberg wrote to Bormann reviewing the proposal of

Kerrl as Church Minister to place the Protestant Church under State

tutelage and proclaim Hitler its supreme head. Rosenberg was opposed,

hinting that nazism was to suppress the Christian Church completely

after the war (See also 098-PS).

The persecution of all pacifist and dissenting sects, such as Jehovah’s

Witnesses and the Pentecostal Association, was peculiarly relentless and

cruel. The policy toward the Evangelical Churches, however, was to use

their influence for the Nazis’ own purposes. In September 1933 Mueller

was appointed the Führer’s representative with power to deal with the

“affairs of the Evangelical Church” in its relations to the State.

Eventually, steps were taken to create a Reich Bishop vested with power

to control this Church. A long conflict followed, Pastor Niemöller was

sent to concentration camp, and extended interference with the internal

discipline and administration of the churches occurred.

A most intense drive was directed against the Roman Catholic Church.

After a strategic concordat with the Holy See, signed in July 1933 in

Rome, which never was observed by the Nazi Party, a long and persistent

persecution of the Catholic Church, its priesthood, and its members, was

carried out. Church schools and educational institutions were suppressed

or subjected to requirements of Nazi teaching inconsistent with the

Christian faith. The property of the Church was confiscated and inspired

vandalism directed against Church property was left unpunished.

Religious instruction was impeded and the exercise of religion made

difficult. Priests and bishops were laid upon, riots were stimulated to

harass them, and many were sent to concentration camps.

After occupation of foreign soil, these persecutions went on with

greater vigor than ever. We will present to you from the files of the

Vatican the earnest protests made by the Vatican to Ribbentrop

summarizing the persecutions to which the priesthood and the Church had

been subjected in this twentieth century under the Nazi regime.

Ribbentrop never answered them. He could not deny. He dared not justify.

Trial of the Major War Criminals Before the International Military Tribunal, Nuremburg, 14 November 1945-1 October 1946, Volume 02 · 第 59 / 82 题