CHAPTER X

THE ABUSE OF GOVERNMENT AND ITS TENDENCY TO DEGENERATE

As the particular will acts constantly in opposition to the general

will, the government continually exerts itself against the Sovereignty.

The greater this exertion becomes, the more the constitution changes;

and, as there is in this case no other corporate will to create an

equilibrium by resisting the will of the prince, sooner or later the

prince must inevitably suppress the Sovereign and break the social

treaty. This is the unavoidable and inherent defect which, from the

very birth of the body politic, tends ceaselessly to destroy it, as age

and death end by destroying the human body.

There are two general courses by which government degenerates: _i.e._

when it undergoes contraction, or when the State is dissolved.

Government undergoes contraction when it passes from the many to the

few, that is, from democracy to aristocracy, and from aristocracy to

royalty. To do so is its natural propensity.[1] If it took the backward

course from the few to the many, it could be said that it was relaxed;

by this inverse sequence is impossible.

Indeed, governments never change their form except when their energy

is exhausted and leaves them too weak to keep what they have. If a

government at once extended its sphere and relaxed its stringency, its

force would become absolutely nil, and it would persist still less. It

is therefore necessary to wind up the spring and tighten the hold as it

gives way: or else the State it sustains will come to grief.

The dissolution of the State may come about in either of two ways.

First, when the prince ceases to administer the State in accordance

with the laws, and usurps the Sovereign power. A remarkable change then

occurs: not the government, but the State, undergoes contraction; I

mean that the great State is dissolved, and another is formed within

it, composed solely of the members of the government, which becomes for

the rest of the people merely master and tyrant. So that the moment the

government usurps the Sovereignty, the social compact is broken and

all private citizens recover by right their natural liberty, and are

forced, but not bound, to obey.

The same thing happens when the members of the government severally

usurp the power they should exercise only as a body; this is as great

an infraction of the laws, and results in even greater disorders. There

are then, so to speak, as many princes as there are magistrates, and

the State, no less divided than the government, either perishes or

changes its form.

When the State is dissolved, the abuse of government, whatever it

is, bears the common name of _anarchy_. To distinguish, democracy

degenerates into _ochlocracy_ and aristocracy into _oligarchy_ and I

would add that royalty degenerates into _tyranny_; but this last word

is ambiguous and needs explanation.

In vulgar usage, a tyrant is a king who governs violently and without

regard for justice and law. In the exact sense, a tyrant is an

individual who arrogates to himself the royal authority without having

a right to it. This is how the Greeks understood the word "tyrant":

they applied it indifferently to good and bad princes whose authority

was not legitimate.[2] _Tyrant_ and _usurper_ are thus perfectly

synonymous terms.

In order that I may give different things different names, I call

him who usurps the royal authority _tyrant_, and him who usurps the

sovereign power a _despot_. The tyrant is he who thrusts himself in

contrary to the laws to govern in accordance with the laws; the despot

is he who sets himself above the laws themselves. Thus the tyrant

cannot be a despot, but the despot is always a tyrant.

[1] The slow formation and the progress of the Republic of Venice in

its lagoons are a notable instance of this sequence; and it is most

astonishing that, after more than twelve hundred years' existence, the

Venetians seem to be still at the second stage, which they reached with

the _Serrar di Consiglio_ in 1198. As for the ancient Dukes who are

brought up against them, it is proved, whatever the _Squittinio della

libertà veneta_ may say of them, that they were in no sense Sovereigns.

A case certain to be cited against my view is that of the Roman

Republic, which, it will be said, followed exactly the opposite course,

and passed from monarchy to aristocracy and from aristocracy to

democracy. I by no means take this view of it.

What Romulus first set up was a mixed government, which soon

deteriorated into despotism. From special causes, the State died an

untimely death, as new-born children sometimes perish without reaching

manhood. The expulsion of the Tarquins was the real period of the birth

of the Republic. But at first it took on no constant form, because,

by not abolishing the patriciate, it left half its work undone. For,

by this means, hereditary aristocracy, the worst of all legitimate

forms of administration, remained in conflict with democracy, and the

form of the government, as Macchiavelli has proved, was only fixed

on the establishment of the tribunate: only then was there a true

government and a veritable democracy. In fact, the people was then not

only Sovereign, but also magistrate and judge; the senate was only a

subordinate tribunal, to temper and concentrate the government, and the

consuls themselves, though they were patricians, first magistrates, and

absolute generals in war, were in Rome itself no more than presidents

of the people.

From that point, the government followed its natural tendency,

and inclined strongly to aristocracy. The patriciate, we may say,

abolished itself, and the aristocracy was found no longer in the body

of patricians as at Venice and Genoa, but in the body of the senate,

which was composed of patricians and plebeians, and even in the body

of tribunes when they began to usurp an active function: for names do

not affect facts, and, when the people has rulers who govern for it,

whatever name they bear, the government is an aristocracy.

The abuse of aristocracy led to the civil wars and the triumvirate.

Sulla, Julius Cæsar and Augustus became in fact real monarchs; and

finally, under the despotism of Tiberius, the State was dissolved.

Roman history then confirms, instead of invalidating, the principle I

have laid down.

[2] Omnes enim et habentur et dicuntur tyranni, qui potestate utuntur

perpetua in ea civitate quæ libertate usa est (Cornelius Nepos, _Life

of Miltiades_). [For all those are called and considered tyrants,

who hold perpetual power in a State that has known liberty.] It is

true that Aristotle (_Nicomachean Ethics_, Book viii, chapter x)

distinguishes the tyrant from the king by the fact that the former

governs in his own interest, and the latter only for the good of his

subjects; but not only did all Greek authors in general use the word

_tyrant_ in a different sense, as appears most clearly in Xenophon's

_Hiero_, but also it would follow from Aristotle's distinction that,

from the very beginning of the world, there has not yet been a single

king.

The social contract & discourses · 第 10 / 21 章