1967. Cetaceans. _In_ S. Anderson and J. K. Jones (editors), Recent

mammals of the world; a synopsis of families, p. 291-324. The

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RICE, D. W., and V. B. SCHEFFER.

1968. A list of the marine mammals of the world. U.S. Fish Wildl.

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RIDGEWAY, S. H. (editor).

1972. Mammals of the sea; biology and medicine. Charles C. Thomas,

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1974. The whale problem. Harvard Univ. Press, Cambridge, Mass., 297

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WALKER, E. P.

1964. Mammals of the world. The Johns Hopkins Press, Baltimore, p.

1083-1145. [Cetaceans. There is also a second, revised edition of

this work, and a third, revised edition is planned.]

APPENDIX A

TAGS ON WHALES, DOLPHINS, AND PORPOISES

Field studies of cetaceans are very difficult. First, it is extremely

hard to be positive that an individual or a group of animals is the same

from one encounter to the next. This means that it is nearly impossible

to determine, for example, whether herds of animals are resident in an

area or only seasonal visitors. Without information of this kind,

determinations vital to population management, such as sizes of

populations and natural ranges, are impossible to make.

Secondly, as we frequently point out in this guide, individual cetaceans

are usually visible to a surface observer only during the brief moments

when they break the air-water interface to breathe. The majority of

their vital activities (e.g., feeding, reproduction, communication,

establishing and maintaining position within the herd, and defending

against natural enemies) take place primarily below the surface, well

out of view to a surface observer.

In recent years, in an attempt to overcome some of these problems,

scientists have been placing markers on various species of cetaceans and

monitoring their movements. The following brief summary of major methods

of tagging cetaceans is provided to acquaint the reader with markers he

may expect to see in the western North Atlantic.

Static Tags

Since their development in the mid-1920's, numerous Discovery marks

(small stainless steel projectiles with identifying information stamped

on them) have been shot into commercially valuable species by means of a

shotgun. The recovery of these marks from whales subsequently killed in

the whaling industry has provided valuable information on the movement

patterns and on basic aspects of the growth and development of harvested

species of whales. Discovery marks are limited, however, because they

are not visible in a living animal. Reduction in whaling activities will

bring about a significant reduction in their use.

More recent tagging developments relate to marks which will be visible

on a free-swimming animal. Large whales, for instance, may be tagged

with color-coded streamers, such as that shown in Appendix Figure A2.

The tags, which are modified versions of the spaghetti tags first

constructed for use on fishes, consist of a small stainless steel head

for attachment to the blubber and a colorful streamer (sometimes stamped

with information on agencies to which tags should be returned) which is

visible above the surface of the animal. These tags may be applied by

using either a pole applicator or a crossbow and crossbow bolts. Both

applicators are equipped with a stop to limit the depth of penetration

into the animal's blubber. Extensive experimentation indicates that the

tags do not harm the animals and that their application is not

traumatic. With the continued reduction in whaling activity, it is hoped

that the use of such markers in the study of movements of big whales

will be increased.

Because they often ride the bow wave of a moving vessel, thereby making

themselves accessible for tagging and capture, small porpoises and

dolphins have been tagged with a greater variety of marks than large

whales. In recent years, at least three kinds of static tags, including

spaghetti streamers, have been placed on small and medium-sized

cetaceans.

Spaghetti tags, placed in the animal's blubber near the base of the

dorsal fin as it rides the bow wave, stream to conform to the contour of

the animal's body as it swims (App. Fig. A3). It is not possible to

identify the numbers on the spaghetti tag of a moving animal, although

color codes may be used to indicate different species, populations, or

tagging areas.

Button tags and freeze brands are placed on captured animals prior to

their release. The button tags (App. Figs. A4, A5) are placed in the

dorsal fin and should be visible as the animal surfaces to breathe or as

it rides the bow wave. At close range, the number, letter, or design may

also be visible. Freeze brands (App. Fig. A6) are placed on the back or

dorsal fin with a supercooled branding iron, apparently without pain or

discomfort to the animal, and provide a permanent mark which leaves the

tagged animal free of encumbrances. The use of freeze brands shows

promise and should come into more extensive use.

Other static tagging techniques currently under investigation include

the use of laser beams to apply small brands and the use of gas

branding devices. Neither technique, however, has yet reached the field

biologist.

The success of any tagging program using static tags depends on the

resighting of tagged animals and the recovery of tags. For that reason,

we appeal to readers to be on the lookout for tagged animals and to

report sightings to one of the authors.

[Illustration: Appendix Figure A1.--Some of the basic kinds of tags used

to mark porpoises, dolphins, and small whales. A, B, and C are nylon

button tags, which are placed in the dorsal fin of animals and may be

clearly visible as the animal surfaces to breathe. D is a vinyl

spaghetti tag. (_Photo by R. Krenic, courtesy of Naval Undersea

Center._)]

[Illustration: Appendix Figure A2.--A spaghetti tag in the back of a

blue whale off San Clemente Island, Calif. (_Photo by S. Leatherwood._)]

[Illustration: Appendix Figure A3.--A spaghetti tag in the flank of a

bottlenosed dolphin off Loreto, Baja California, Mexico. This particular

tag was placed unusually low. The streamer and spaghetti tags are

usually placed high on the back, just in front of the dorsal fin, and

are clearly visible as the animal surfaces to breathe. (_Photo by W. E.

Evans._)]

[Illustration: Appendix Figure A4.--A button tag placed on the dorsal

fin of a newly captured saddleback dolphin off Catalina Island, Calif.

(_Photo by W. E. Evans._)]

[Illustration: Appendix Figure A5.--This is the way the button tag

appears on an animal swimming free in the open sea off Palos Verdes,

Calif. (_Photo by B. Noble, courtesy of Marineland of the Pacific._)]

[Illustration: Appendix Figure A6.--Freeze-branding is an apparently

painless method of applying a permanent identifying mark to the body of

a porpoise or whale. (_Photo of a bottlenosed dolphin off Sarasota,

Fla., by A. B. Irvine._)]

Radio Transmitter Tags

In recent years, radio transmitter tags have been developed for use on

marine mammals. As they continue to become more reliable, these tags are

expected to come into more and more widespread use.

Early radio tags (Fig. A7) were simple locator beacons which permitted

the animal to be tracked by sending a signal to a tracking vessel or

aircraft every time the animal surfaced and the antenna tip was exposed.

Even these basic packages provide important information on movement,

activity patterns, and respiration rates.

Subsequent developments have involved the addition of sensors to monitor

the maximum depth of each dive and environmental parameters such as the

water temperature at that depth (Fig. A8).

Logical extensions of these developments include the addition of

numerous other sensors to permit simultaneous monitoring of multiple

aspects of the animal's environment and the transmission of these data

first to aircraft and subsequently to satellites for relay to

shore-based laboratories.

In addition to permitting scientists to define movement patterns and

daily diving patterns of cetaceans, the use of such devices offers an

exciting means of determining the environmental parameters that trigger

changes in their behavior.

Radio transmitter tags, in a variety of configurations, may be

constructed and attached for short-term studies or for long-term

monitoring of migrating animals. In either case, depending on their size

and methods of attachment, radio transmitter tags may be visible on a

free-swimming animal even at a considerable distance.

[Illustration: Appendix Figure A7.--A saddleback dolphin wearing a radio

tag transmitter surfaces to breathe off southern California. (_Photo

courtesy of W. E. Evans._)]

[Illustration: Appendix Figure A8.--A radio transmitter package attached

to the dorsal ridge of a California gray whale. This yearling animal,

captive for most of the first year of its life, was released into the

ocean off San Diego, Calif., in March 1972 and subsequently tracked from

shipboard and aircraft for over 30 days. The sensor transmitter package,

shown in detail in the inset, was designed to measure the maximum depth

of the animal's dive and the water temperature at that depth. (_Photo by

S. Leatherwood._)]

Natural Markings

In addition to these man-made and applied tags, variations in natural

markings and unusual appearances may be used to identify individuals and

herds on repeated encounters. Although many species of cetaceans are

characterized by changes in color pattern with age, individuals

occasionally differ radically in their coloration from their fellows

(App. Figs. A9, A10). In addition, individuals are sometimes seen with

unusually shaped dorsal fins or scarring patterns (App. Fig. A11). These

unusually marked animals should stand out in repeated encounters and can

be a help in identifying a herd from one encounter to another.

Obviously, this list of tags and anomalous markings is not exhaustive.

New marks may be developed at any time. The discussion is intended to

make the reader aware of the value of information on natural or man-made

marks in studies of cetacean natural history. Your cooperation will

perhaps help us to unravel some of the mystery surrounding the

distribution and movements of porpoises, dolphins, and whales.

[Illustration: Appendix Figure A9.--A piebald saddleback dolphin on the

bow of a research vessel off San Clemente Island, Calif. (_Photo by B.

C. Parks._)]

[Illustration: Appendix Figure A10.--A nearly all-white pilot whale seen

off Catalina Island, Calif., in April 1971. The observation of this same

animal at least once each quarter of the year is evidence that it is

resident in that area. (_Photo by S. Leatherwood._)]

[Illustration: Appendix Figure A11.--A herd of pilot whales off Catalina

Island, Calif., including an animal with a partially chopped-off dorsal

fin, which has made him recognizable in repeated encounters with pilot

whales around the various channel islands. (_Photo by G. E. Lingle._)]

APPENDIX B

RECORDING AND REPORTING OBSERVATIONS OF CETACEANS AT SEA

To increase reliability of identifications, observers should train

themselves to ask the following kinds of questions each time cetaceans

are encountered:

1. How large was the animal?

2. Did it have a dorsal fin? If so, what was its size, shape, and

position on the animal's back?

3. Was the animal's blow visible? If so, how tall did it appear? What

was its shape? How frequently did the animal blow?

4. What was the animal's color and color pattern?

5. Did it have any highly distinctive markings?

6. If it was a large or medium-sized animal, did it show its tail flukes

when it began its dive?

7. If it was a medium-sized or small animal, did it approach, avoid, or

ignore the vessel? Did it ride the bow wave?

8. What was its behavior? Did it jump from the water? If so, did it make

a smooth graceful arching jump, or did it spin, somersault, or reenter

with a splash?

One characteristic is rarely sufficient by itself, and the greater

amount of relevant evidence the observer can obtain, the greater the

likelihood he can make a reliable identification. But it is important to

remember that even the most experienced cetologists are often unable to

make an identification. Therefore, even if you cannot positively

identify an animal or even make a good guess as to its identity, do not

hesitate to fill out the rest of the sighting record form and submit it

to an appropriate office. Listing the characters you observe and filling

in as much of the form as possible may enable a cetologist to make an

identification based on those characters and his knowledge of the

distribution, movements, and behavior of cetaceans. In this regard, a

sketch made as soon as possible after the encounter and photographs

taken from as many angles as possible will aid in the identification.

Two sample sighting reports are provided to demonstrate a method of

recording observations. The first report, "Sighting Information," is

completed as an example and is footnoted for explanation. The second

report, "Cetacean Data Record." located at the end of the guide, is

blank and may be photocopied in bulk for use in the field. Copies of

this or similar forms are available from any of the authors or from

National Marine Fisheries Service, Tiburon, Calif. Even if no form is

available, however, observations should be recorded in rough form, in as

much detail as possible.

Reliable intermittent reports of cetaceans are of interest to

cetologists. Their locations indicate seasonality of distribution, and

their frequencies help indicate relative abundances of the various

species. Because scientists are attempting to determine areas in which

cetaceans are often, occasionally, seldom, or never found, and are

ultimately describing why animals are found in one area and not another,

persons who want to go a step further in their participation in observer

programs may want to keep and report records of their entire cruise

tracks and zones in which vigilance was maintained but no cetaceans were

observed. Data obtained in this manner may be used as the foundation of

estimates of cetacean populations, estimates which are extremely

difficult to obtain by any other method.

To be of maximum use in such calculations, however, records of this kind

_must_ include the following minimum information: time and location of

beginning and ending of each continuous watch, weather conditions as

they affect visibility, sea state, ship's speed, height of the

observer(s) above the water, number of persons on watch, and details of

each sighting, particularly the estimated distance of the animal(s) from

the ship's track.

For a sample of a fictional continuous watch report might look like the

following. If sighting forms are available, these observations may be

recorded directly onto them. Additional information can be recorded on

the opposite side of the forms.

[Illustration: Appendix Figure B1.--A sample cruise track with cetacean

sightings. See text for detailed data recording.]

GENERAL INFORMATION

RV Melville (34-foot converted fishing boat)

U.S. Department of Commerce

NMFS

Hydrographic Cruise Miami, Florida to Flamingo, Florida

28-31 January 1973

2 observers (G.E. Lingle and G.M. Mohr)

EYE LEVEL OF OBSERVERS: 16 feet above water

AVERAGE SHIP SPEED: 8.0 knots during continuous watch

CONTINUOUS WATCH INFORMATION (REFER TO FIG. B1):

START END START END

LEG DATE TIME TIME POSITION POSITION WEATHER--VISIBILITY

1-2 2/28 1200 1730 U. Miami Dock 25-42N Beaufort II Visibility

Va. Key 80-02W 3 miles

3-4 2/29 0800 1500 24-26N 25-00N Beaufort I Visibility

80-04E 81-04W 3.5 miles

5-6 2/30 0700 1680 25-12N 25-12N 3.5 miles

80-46W 81-10W

7-8 2/31 0700 0900 25-00 Flamingo 3.5 miles

80-45W

CETACEAN OBSERVATIONS (REFER TO FIG. B1):

A-2/28 1048 16 bottlenosed dolphins, _Tursiops truncatus_. 6 miles

outside our course, headed west--rode bow briefly. Large

concentrations of sea birds in area. One porpoise freeze

branded N-1 on dorsal fin.

B-2/29 1100 2 right whales directly ahead of vessel headed

NE--40-foot female? with calf. 2 bottlenosed dolphins

accompanying the whales were riding pressure wave off

whale's head.

C-2/29 1400 25-30 spotted porpoises, _Stenella plagiodon_, 1.25 miles

outside our course, heading 240 deg. mag. Did not ride bow

wave.

D-2/30 1300 8 bottlenosed dolphins, _Tursiops truncatus_, 200-300

yards inshore of our course, milling in area of

concentrations of mullet and other small schooling fishes,

dolphins (porpoises) and birds feeding on fish.

SIGHTING INFORMATION

DATE AND LOCAL TIME [Handwriting: 27 January 1977 0845] LOCATION[13]

[Handwriting: Ca. 25 deg.00'N, 80 deg.30'W]

WEATHER CONDITIONS [Handwriting: Scattered rain squalls, visibility

1-1.5 mi, Temp 42 deg.F]

OCEANOGRAPHIC CONDITIONS[14] [Handwriting: Swells 1-2 feet, scattered

white caps Winds from S.E. @ 3-8 knots, gusting in squalls to 15 knots.]

SPECIES[15] [Handwriting: Right Whales, Eubalaena glacialis (45 ft/15

ft)] NUMBER OF ANIMAL(S) [Handwriting: 2]

HEADING OF ANIMAL(S) [Handwriting: 015 deg.] SPEED OF ANIMAL(S)

[Handwriting: 1-2] (MAGNETIC) (KNOTS)

ASSOCIATED ORGANISMS[16] [Handwriting: Bottlenosed dolphins, Tursiops

truncatus (3) and unidentified gulls (10-20)]

TAGS OR UNUSUAL MARKINGS [Handwriting: One whale had deep slash across

back about 3 ft. behind blowholes-area of slash was white.]

CHARACTERISTICS OBSERVED WHICH RESULTED IN SPECIES IDENTIFICATION

[Handwriting: 45 ft, No dorsal fin, smooth black back, high arching

jaws, yellowish-orange growths on head, coastal habitat]

BEHAVIOR OF ANIMAL(S) [Handwriting: Adult whale swam steadily north,

calf close beside, Bottlenosed dolphins riding in front of adults head.]

SKETCHES [Hand-drawn illustration of whales, dolphins and distinguishing

features.]

PHOTOS AVAILABLE YES NO

[Handwriting: Photos (GEL, Roll 16, frames 8-30)]

ADDITIONAL REMARKS [Handwriting: Dolphins remained with whales entire

1/2 hour of observation, appently riding on pressure wave.]

NAME AND ADDRESS OF OBSERVER (SHIP OR A/C) [Handwriting: G. E. Lingle,

Naval Undersea Center, San Diego, California 92132 and G. A. Antonelis,

NMFS, Seattle, Washington 98105 aboard the RV Cape]

[Footnote 13: If latitude and longitude are not readily available,

record best available position, for example 5 hours at 10 knots, SE of

Miami.]

[Footnote 14: Any oceanographic or bathymetric information obtainable at

the time of sighting may be significant. Such measurements as water

depth, presence of large fish schools, or deep scattering

layer/organisms (DSL) characteristics of the bottom (e.g., flat sand

plain, sea mount, submarine cliff), surface temperature, depth of

thermocline, and salinity should be included if available. In the

Pacific, similar data have been used to demonstrate reliable

associations there between saddleback dolphins and significant features

of bottom relief and relationships between the onset of their nighttime

deep diving (feeding) patterns and the upward migration of the

scattering layers.]

[Footnote 15: Sometimes two or more species of cetacean are found

together. If more than one species is sighted, try to identify each.

Give both common and scientific names of each, and even if you cannot

identify the animal(s) describe, sketch, and, if possible, photograph

them and fill out the rest of the sighting report.]

[Footnote 16: Describe any tags seen (see Appendix A) and state their

size, shape, color, and position on the animal's body and any symbols or

numbers they contain.]

APPENDIX C

STRANDED WHALES, DOLPHINS, AND PORPOISES

With a Key to the Identification of Stranded Cetaceans of the Western

North Atlantic

Stranded Animals

As we discussed briefly in the introduction to this guide, whales,

dolphins, and porpoises sometimes "strand" or "beach" themselves,

individually or in entire herds, for a complex of still incompletely

understood reasons. Though the reasons suggested for these strandings

appear almost as numerous as the strandings themselves, two tenable

generalizations have recently been proposed.

Strandings of lone individuals usually involve an animal which is sick

or injured. Mass strandings, involving from several to several hundred

individuals, appear to be far more complex and may result from fear

reactions, from extremely bad weather conditions, from herd-wide disease

conditions, or from failure of the echolocation system due to

physiological problems or environmental conditions which combine to

reduce its effectiveness, to mention only a few.

Whatever their causes, however, cetacean strandings usually attract

crowds and elicit much public interest and sympathy. There are

frequently attempts to save the lives of the animals involved.

Individually stranded cetaceans rarely survive, even if they are found

soon after stranding and transported to adequate holding facilities.

This does not mean that every attempt should not be made to save them.

In mass strandings, some individuals may be entirely healthy, and if

they are found soon enough after stranding, properly protected and

transported, and correctly cared for in the initial few days after

collection, they may survive in captivity. Attempts to rescue all the

animals in a mass stranding by towing them out to sea have almost always

been frustrating because the animals usually swim repeatedly back onto

the beach.

If you discover a stranding and before you become involved in an attempt

to save a live stranded animal or to collect data from a dead one, you

should be aware of the following:

MARINE MAMMALS ARE CURRENTLY PROTECTED BY LAW. Under provisions of the

Marine Mammal Protection Act of 1972, it is unlawful for persons without

a permit to handle, harass, or possess any marine mammal. It is within

the authority of State officials and employees of the National Marine

Fisheries Service to arrange for the care of live animals through

certified institutions, such as many of those listed in Appendix E.

(Even if the animals were not protected by law, any impulse to take them

to backyard swimming pools, for instance, should be tempered by the

knowledge that their chances of survival are far greater in an

institution with the facilities and expertise to properly care for

them.) The best general rule is to notify the nearest State or National

Marine Fisheries Service office. If you prefer, however, you may

contact one of the institutions listed in the appendix and ask them to

handle the situation. Some will already have permits to investigate

strandings. Most will be anxious to help.

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