THE ESTABLISHMENT OF THE AUDIENCIA OF MANILA (1583-1598).
The conditions which determined the establishment of an audiencia in
the Philippines differed little, if at all, from those in Spain's
other colonies. All of Spain's dependencies were situated at great
distances from the mother country; the Philippines were farther away
than any. Furthermore, the Philippines were isolated and could not
be successfully maintained, if dependent on, or identified with any
other colony; distance and other factors which we shall note made
undesirable and impracticable a continuance of established relations
with New Spain. If, however, the governor of the Philippines came
to be almost absolute in his authority, his absolutism differed in
degree rather than in kind from that of the governors and viceroys
of other colonies. The contiguity of China and Japan, the constant
danger of military invasion and naval attack by outside enemies and
the dependence of the colony on the commerce of China also made the
case of the Philippines somewhat different from that of the colonies
in America. In general, the situation in the Philippines called for a
distinct audiencia with the same powers and functions as were exercised
by the audiencias of the other colonies.
A system for the administration of justice in the Philippines had
been definitely established and organized before the audiencia
was inaugurated in 1584. Many prominent features of the judicial
and administrative systems of Spain and America had been already
introduced into the Islands. At the head of both judicial and
administrative affairs was the governor and captain-general, who
was practically absolute, and whose authority was final except
in certain matters of litigation which could be appealed to the
Audiencia of Mexico. Subordinate to him were the alcaldes mayores
and corregidores, whose functions have been already noted. In the
Philippines, as elsewhere, the latter officials acted as magistrates
and governors of provinces, combining judicial and administrative
attributes. Directly subordinate to them were the encomenderos, whose
holdings, including lands and Indians, may be said to have constituted
the unit of the Spanish colonial land system until the close of the
eighteenth century. [48] As in Spain, so in the Spanish towns of the
Philippines, there were alcaldes ordinarios, or municipal judges,
elected by the citizens in some cases, or appointed by the governor
in others. [49]
But the system as established was defective in many respects. The
governor and captain-general was chief judge, executive, and
commander of the military forces. In him were centralized all the
functions of justice and government, exercised in the provinces
through the alcaldes mayores and corregidores. The latter officials
he appointed ad interim, supervised their administrative duties,
and heard judicial cases appealed from them. He likewise exercised
supervision over the oficiales reales, who were entrusted with the
collection, care and expenditure of the funds of the colony. [50]
During the period before the establishment of the audiencia, the
governor exercised complete control over all branches and departments
of the government,--provincial, municipal, and insular--in matters
of justice, administration, and finance. The centralization of
all this authority in the person of one official made his position
responsible and powerful, but capable of much abuse. And it was the
abuses incidental to the exercise of absolute power by the governor
that led to the establishment of the Audiencia of Manila.
Probably the most important indirect reason for the establishment
of an audiencia in the Philippines may be noted in the abuses
connected with the administration of the encomiendas. These may
be attributed both to the powerlessness and inefficiency of the
governors, and to their cupidity and deliberate favoritism to the
encomenderos. As a result of the rapid spread of these encomiendas,
[51] settlements, or agricultural estates, for such they were,
and their location in distant and widely separated parts of the
Archipelago, the encomenderos came to have increased responsibilities
and powers. They were far removed from the central authority at
Manila. They were infrequently inspected by the alcaldes mayores
and corregidores in whose districts they were situated. Indeed,
the encomiendas had spread so rapidly in the Philippines that the
governmental machinery provided by Spain was unable to provide for
them. In 1591, for example, there were 267 encomiendas containing
667,612 souls. These were supervised by twelve alcaldes mayores. [52]
One hundred and forty priests were provided to minister to this large
congregation of natives. The Philippine government, with an autocratic
military governor at its head, had been originally designed for one
settlement or province, and not for an extensive military possession,
distributed over a widely separated area, with insufficient means of
communication and transportation. Under the conditions outlined above,
the encomenderos were permitted to forget the benign purposes for
which they had been originally entrusted with the care and protection
of the natives. The Indians on the encomiendas were reduced to the
condition of slaves. They were mistreated, overtaxed, overworked,
cheated, neglected, flogged, and abused. [53] Their protectors had
become their exploiters. The churchmen who were supposed to act as
their guardians and spiritual aids were insufficient in number to
render effective service. Many of the latter served the interests
of the encomenderos, and the latter were decidedly unfavorable to
the introduction of more priests. The local officials of government
and justice were in most cases too far away to care for and protect
the natives, or even to visit the more remote encomiendas in their
districts. Moreover, many of them were themselves encomenderos,
perpetrating abuses on their own tenants, and accordingly little
inclined to sacrifice their own interests for the protection of the
natives on other encomiendas. Finally, the governor, located at the
distant capital, was possibly ignorant of the real state of affairs;
at any rate, he failed to enforce the laws which commanded humane
treatment of the natives, leaving to the encomenderos, the alcaldes
mayores, and corregidores the administration of the provinces and
the supervision of the encomiendas. [54]
Efforts had been made for the correction of these abuses and to
bring about a more effective control of the encomiendas by the
governor. Early in the history of the Islands the king had empowered
governors and viceroys to grant encomiendas for life, with thirty
years' remission of tribute, to those who had participated in the
conquest. Legaspi and Lavezares, the first two governors of the
Philippines, had given encomiendas without limit to favorites,
relatives, and friends; consequently, when Sande became governor,
he was obliged to direct much of his attention to the eradication of
the resultant evils, and he attempted to establish the encomiendas on
a profitable and honest basis. He dispossessed many of the holders
of these large tracts, and reserved them for the crown, as royal
encomiendas, thus creating a revenue for the newly established and
financially embarrassed government. [55] Sande made royal many of the
hitherto unprofitable encomiendas which had been in private hands. [56]
On account of these acts Sande became very unpopular in Manila, and
so unpleasant were his relations with the residents that, having
no protection or recourse, he was obliged to give up his command,
practically driven from the Islands by his enemies.
The only person in the Philippines who exercised any sort of check
on the governor was the bishop, with whom he was ordered to consult
frequently. These consultations were often productive of bitter
quarrels. The first prelate of the Philippines, Bishop Salazar,
arrived in 1581, and throughout his ecclesiastical administration
exercised influence of a far-reaching character. It was he who first
showed the need of a royal audiencia to check the encroachments of
the governor on the prerogatives of the church, for the protection of
the natives, and for the safeguarding of the royal interests. Bishop
Salazar was a determined opponent of Governor Sande, whom he accused
of excessive indulgence in trade and the extortion of large sums
from the encomenderos. On June 20, 1582, he wrote to the Council:
"if I were as rich as Governor Sande, I would engage to pay any sum of
money." He also testified that "the government here is a place for the
enrichment of governors; they carry away as much as 400,000 ducats,
knowing that they will have to pay a share of it at the residencia,
but they steal enough to do that also." [57]
The government of the Philippines, prior to the establishment of the
Audiencia of Manila, during the period 1565-1584, was subordinate
to the viceroy and to the audiencia in Mexico. The time required
for the transmission of documents and correspondence, the fewness of
ships available for the voyage between the Philippines and New Spain,
and the unsatisfactory means of communication resulting therefrom,
seriously inconvenienced the residents of the colony. In matters
of government and justice appeals had to be taken to Mexico. This
proceeding involved great loss of time and expense, and was especially
inimical to the administration of justice. The assignment and
regulation of encomiendas, the supervision of financial affairs,
the control of the Chinese trade, the dispatch of the galleons to
New Spain, and the assignment of cargo-space on these ships, were
all matters which, at that great distance, and at that time, called
for divided control. The execution of all these duties was too great
a charge for the human frailties of one man; the governor could do
it neither honestly nor well. The necessity was apparent of having a
central government in Manila which would be self-sufficient in itself;
that is, independent of New Spain, and at the same time capable of
repairing its own defects.
The relations which existed between the Manila government and
the authorities of New Spain are illustrated by a letter which
Governor Gonzalo Ronquillo de Peñalosa wrote a month later than
the correspondence above alluded to. In this letter he announced
the arrival of a ship from Mexico, which, he said, bore nothing
but charges against him. These complaints, he alleged, had been
formulated by agents of Dr. Francisco de Sande, his predecessor,
whose residencia he had conducted and whom he had deprived of his
office as governor. Ronquillo wrote that
nevertheless, Sande has been received in that royal audiencia of
Mexico as oidor, as a result of which all those who love justice
may well despair. They meddle with my government from Mexico,
giving orders to my corregidores without consulting me, and
addressing private individuals in regard to the supplies, directing
them to keep watch over this or that matter; they impose grave
penalties upon me, and no matter how small the affair may be, they
refuse to listen to me or to hear my side of the question. [58]
He concluded by pointing out the inconsistency of his position,
subject as he was to Sande, the man whom he had displaced because
of the former's unfitness to occupy the post of governor. Although
Governor Ronquillo de Peñalosa did not ask for an audiencia on this
occasion, he did petition for an educated assistant to aid him in the
administration of justice. "The trouble here," he wrote to the king,
in the letter above quoted, "is that the people are of such a nature
that, at the same time when justice is done to one, an enemy is made
of another person." The rule of Ronquillo de Peñalosa as governor was
distinctly typical of the possibilities of an absolute executive, far
removed from the restraining influence of the courts, with scarcely
any limitation upon his operations. Appointed as he had been for
life, with proprietary attributes, and with the power of naming his
successor, Ronquillo de Peñalosa was the first governor sent out from
Spain in pursuance of the policy of entrusting frontier commands to
military men who were fitted by profession and experience to deal with
situations which demanded the qualities of the soldier, rather than
those of the administrator and politician. An attempt thus seems to
have been made to remedy the ills which had been characteristic of the
administration of Lavezares and Sande by entrusting the governor with
more centralized power--an attempt to correct the evils of absolutism
with the mailed fist and more absolutism, backed by military power.
The bishop, who at this time kept the court well informed of the
weaknesses of the government, as they appeared to him, sent many
complaints against Ronquillo de Peñalosa, as other churchmen had
done against former governors. Not only did the bishop himself write
repeatedly, but he influenced the municipal and ecclesiastical chapters
of Manila to send protests against the governor's misrule. It was
largely owing to Salazar's influence that Captain Gabriel de Rivera
(or Ribera) was sent to Spain with a petition signed by most of the
influential men of the colony, asking for various reforms. Among these
the establishment of a royal audiencia was especially requested. [59]
On the occasion of Ronquillo's death in 1583, the bishop called
attention to the straits into which the colony had fallen as a
result of the tyrannical methods of the deceased governor. [60] He
described Ronquillo's efforts to prevent residents from appealing to
the audiencia and viceroy of New Spain. He stated that the Indians
had been unjustly treated by the encomenderos and alcaldes mayores,
for when appeals had been made to the governor, the latter, on a
plea of being too busy to occupy himself with such minute details,
had ordered the alcaldes mayores to settle the questions at issue
without disturbing him. Ronquillo was said to have engaged extensively
in commerce, monopolizing the ships to the exclusion of the merchants,
and forcing large loans from the officials and residents, who did not
dare to refuse him, lest all their privileges be taken from them. He
had established private encomiendas in nearly every town in Luzon,
appropriating the income therefrom, instead of turning the proceeds
into the royal treasury. [61] This the prelate conceded to be in
accordance with the conditions of the governor's appointment, but
it was nevertheless unjust, as the privilege of holding encomiendas
was denied to other officials, and the treasury of the colony was in
need of the revenue which had been daily enriching the governor. The
bishop accused the governor of seizing Indians, placing them en
encomienda wherever and whenever he found them, irrespective of
whether they were already free, or whether they belonged on other
encomiendas. These acts, he said, had caused the Indians to be
dissatisfied and rebellious, and he evidently was of the opinion that
a revolt was impending when he penned this memorial. "Many times I
have prayed," he wrote, "that God should close the natives' eyes
in order that they may not see the weakness and the little power
with which we might resist them in case they should arise to put
down these evils." The bishop closed this memorial with a vigorous
protest against the continuance of the hereditary principle in the
succession of governors in the Philippines. He made the general
recommendation that in the future governors should be appointed by
the king, with a view to securing men of administrative and executive
ability. He brought forth strenuous objections to the accession of
the ex-governor's nephew. Diego Ronquillo de Peñalosa, who was not
fitted to occupy the post of governor. If the latter assumed the
government, the bishop could see nothing in store for the colony but
a continuation of the evil days which had been extant throughout the
administration of the elder Ronquillo, "who had spent all his time
in gathering wealth for himself by means of trade, shutting his eyes
and ears to those who asked justice of him." Salazar expressed the
opinion that "had Gonzalo Ronquillo de Peñalosa spent as much of his
time in making conquests and discoveries as he had in making packages
[of merchandise], the prosperity of the Islands and the general
welfare would have been his chief aim." [62]
Although the decree establishing an audiencia in the Philippines
was promulgated before the above memorial reached court, there is no
question but that the influence of Bishop Salazar did much towards
bringing about the creation of a tribunal in the Islands. Indeed,
Salazar has been given all the credit for this by more than one
authority. [63] While the bishop did exert an important influence
in bringing about this change, the support which he received
from residents of the colony was also of immense advantage. Many
individuals, aggrieved by the abuses of the executive, wrote
vigorous complaints against "the tyranny of an absolute governor,
who alone and unchecked, reserves to himself excessive power." Their
letters emphasize the injustice of having appeals carried to Mexico,
"where the people of Manila never get their deserts, and where they
suffer on account of the distance." Various encomenderos had been
wronged by the acts of the governor in dividing their encomiendas, and
reducing the number of Indians thereon; they had appealed to Mexico,
and after waiting over two years, had despaired of ever getting any
return for the money and the time which they had spent in litigation
at the distant capital. As a possible means of relief they requested
the establishment of a royal audiencia at Manila. [64]
Another person who exerted considerable influence toward the
establishment of an audiencia in the Philippines was Captain
Gabriel de Rivera, who went to Madrid for that purpose. He was
the first procurador general de las islas del poniente, and it was
his duty to represent at court the needs of the colony, and of its
inhabitants. [65] Rivera acted as the personal agent of Salazar in his
advocacy of the establishment of an audiencia, and it was largely due
to his efforts that the institution was established when it was. In
his memorial of February 16, 1582, Rivera criticized the existing
administration in the Philippines, the proprietary governorship, and
the control over commerce which the governor had exercised. The latter
had levied the almojarifazgo and other customs duties in defiance of
the royal cédulas forbidding them, and without consulting the wishes
of the merchants or officials. Rivera alleged that the almojarifazgo
and the alcabala were ruining the commerce of the Islands. [66]
His memorial treated extensively of the abuses which had occurred in
the administration of the encomiendas, and he pointed out numerous
defects in the judicial system of the colonies.
He suggested the establishment of a royal audiencia to consist
of three judges, having criminal and civil jurisdiction, without
appeal to any other tribunal than the Council of the Indies. The
audiencia as outlined by him was to have administrative powers as
well as judicial; it was to govern as a commission, with a governor
at its head, chosen for a term of six years. [67] This scheme, he
said, if put into operation, would result in no increased expense
to the crown or colony. He proposed the abolition of the three
oficiales reales, suggesting the substitution of three oidores in
their places, thus extending the jurisdiction of the audiencia to
matters of finance. The new tribunal should likewise take cognizance
of the assignment of encomiendas, and see that in all cases the royal
will was obeyed. The audiencia should exercise supervision over the
alcaldes mayores in their relation to the encomiendas, with a view to
remedying the existing abuses and seeing that justice was done to the
Indians. The audiencia should hear cases appealed from the alcaldes
mayores and corregidores instead of allowing these suits to be heard
by the governor or sent to Mexico. Rivera also urged that there should
be a special defender of the Indians as a part of the audiencia. [68]
Enough has been noted of the evils of the government as it existed
before the establishment of the audiencia to understand the reasons
for the creation of the tribunal. The whole matter summarizes itself
in the excesses of the governor, and the necessity of protecting
all classes of society from his absolutism. These abuses called for
the establishment of a tribunal nearer than New Spain, which would,
in a safe and expeditious manner, impose the necessary limitations
upon the governor, insure an equitable collection and an economical
expenditure of the public revenue, and bring about particularly
the elimination of official corruption. It was desirable to protect
the merchant in his legitimate business, to insure stability in the
relations of church and state, and to obviate the existing evils in
the administration of the provincial governments. The latter meant
the assignment of encomiendas in accordance with the law to deserving
individuals instead of to friends and relatives of the governors, or
to other prominent officials of the colony. It also meant that the
natives on these encomiendas should be protected from the rapacity
of the encomenderos. It was realized that an effort should be made
to insure the imparting of religious instruction to the natives
in partial return for tribute paid by them. Finally, it meant the
establishment of a tribunal which would have power to enforce the
law prescribing that the alcaldes mayores and corregidores should
exercise faithful supervision over these matters which were within
their jurisdiction. A tribunal was needed, not merely to hear such
appeals as might come to it by process of law, but with authority to
intervene actively in affairs of government, checking the abuses of
the governor and protecting the community from his absolutism.
The proposition to establish an independent audiencia in Manila
was opposed by the viceroy and audiencia of New Spain. The latter
tribunal wrote a letter of protest to the Council of the Indies,
demanding that in matters of government and justice the colony of
the Philippines should continue to bear the same relations to the
viceroyalty of New Spain as did Guadalajara. [69] Rivera answered
these objections in a special memorial, stating that the isolation
of the Philippines alone justified the establishment of an audiencia
and an independent government. He also pointed out that the nearness
of Japan and China and the necessity of dealing with them required the
presence of a sovereign tribunal in Manila. He asserted that the colony
could deal directly with the Council of the Indies more profitably
than through the Audiencia of Mexico. The latter mode of procedure
was indirect and cumbersome and it exposed litigants to the meddling
of the oidores of Mexico in matters which they did not understand. [70]
Finally, the Audiencia of Manila was established by decree of Philip
II on May 5, 1583, in the following terms:
Whereas in the interests of good government and the administration
of our justice, we have accorded the establishment in the city of
Manila in the Island of Luzon of one of our royal audiencias and
chanceries, in which there shall be a president, three oidores,
a fiscal, and the necessary officials; and whereas we have
granted that this audiencia should have the same authority and
preeminence as each one of our royal audiencias which sit in the
town of Valladolid and the city of Granada of these our realms,
and the other audiencias of our Indies: now therefore we order
to be made and sent to the said Island our royal seal, with which
are to be stamped our decisions which are made and issued by the
said president and oidores in the said audiencia. [71]
The jurisdiction of the tribunal, it is to be noted, extended
throughout the Island of Luzon and the rest of the islands of the
Archipelago, as well as over "the mainland of China, whether discovered
or yet to be discovered."
The decree which provided for the foundation of the Audiencia of
Manila consisted of three hundred and thirteen sections. Although
the audiencia was subsequently abolished for a few years, it was
re-established in 1598 and these articles were again utilized. It
is therefore worth while to notice the most important provisions
of the law of establishment, which was to serve as a foundation
for the audiencia during a period of approximately three hundred
years. The first thirty-eight sections were devoted to the creation
of the tribunal, to a definition of its jurisdiction over civil
and criminal cases, and to a determination of the proper method of
procedure in them. The audiencia was to have authority to try cases
of appeal from gobernadores, alcaldes mayores, and other magistrates
of the provinces; it also had jurisdiction over civil cases appealed
from the alcaldes ordinarios of the city and original jurisdiction
over all criminal cases arising within five leagues of the city
of Manila. Appeals were to be tried by revista (review) before the
tribunal. Cases of first instance (vista) were not to be tried in
the tribunal, excepting those to which the government was a party,
or the above-mentioned criminal cases. The judgment of the audiencia
was usually to be final in ordinary suits, and always in criminal
cases. Those involving the government, and civil suits exceeding a
certain value were appealable to the Council of the Indies. Notice of
appeal to the latter tribunal had to be served within one year after
the objectionable decision was rendered, and the party appealing
the case was obliged to post financial bonds covering the expenses
of suit in case the final judgment were not favorable to him. The
decision of the audiencia was to be executed in all cases, even
though an appeal to the Council of the Indies had been made. The
procedure followed in the chanceries of Valladolid and Granada was to
be enforced in the Audiencia of Manila except when the contrary was
especially ordered. Investigations might be made by one judge, but
the concurrence of two was necessary for all decisions involving the
reversal of a former judgment, or in cases wherein a certain amount
was at stake. In the latter case, an assistant judge might be chosen
from outside the audiencia to assist the regular magistrate.
The audiencia was forbidden to act alone in the selection of judges
of residencias or pesquisidores; it was commanded not to interfere
with governors of provinces, but it had the right, when, charges
had been made by private individuals, to conduct investigations of
governors' official conduct. The audiencia was empowered to investigate
the judges of provinces. Magistrates were forbidden to hear cases
affecting themselves or their relatives, and when a case involving
more than one thousand pesos was before the tribunal, and no oidor was
eligible to try it, an alcalde ordinario might serve in the place of a
regular magistrate, with appeal to the Council of the Indies. Criminal
charges against the oidores were to be tried by the president, with
the assistance, if need be, of such alcaldes ordinarios as the latter
might select. No relative of the president or of an oidor could be
appointed legally to a corregidor-ship or to an encomienda. Oidores
were eligible for appointment by the president from time to time to
inspect the administration of justice and government in the provinces.
Oidores were forbidden to receive fees from or to act as advocates for
any private person, and they could not hold income-yielding estates in
arable land or cattle. Oidores were forbidden to engage in business,
either singly or in partnership, nor could they avail themselves
of the compulsory services of Indians under pain of deprivation of
office. Any person could bring suit against an oidor. As noted above,
such cases would either be tried by the president or by an alcalde
ordinario on the president's designation. Such cases might be appealed
to the Council of the Indies.
The audiencia, according to the terms of its establishment, had
extensive authority over matters of government. In case of the
death or incapacity of the president, the audiencia was to assume
control of affairs, the senior oidor filling the post of president
and captain-general, with special charge over military matters. Under
such circumstances the administrative and executive functions were
to be administered by the audiencia as a body. The governor, who was
also president of the audiencia, was ordered to make a complete report
annually to the Council of the Indies on the state of the government
and the finances of the colony, including an account of the gross
income and expenditures, a survey of conditions of the encomiendas
and corregimientos, as well as a report on the conduct of officials,
including oidores. In fact, all matters that came regularly under the
care of the executive were to be covered in the annual report of the
governor and captain-general of the Islands.
The president was empowered to delegate the oidores, in turn, to make
tours of inspection in the provinces. The magistrates, as visitors,
were to inquire into the character of service rendered by the alcaldes
mayores in the administration of government and justice. They were to
note the state of the towns and their needs, the means taken for the
construction and preservation of public buildings, and the condition
of the Indians on the encomiendas. They were to see whether they were
faithfully and efficiently instructed in religion, or whether they
were permitted to live in ignorance and idolatry. Reports were to
be made by the visitors on the state of the soil, the condition of
the crops and harvests, extent of mineral wealth and timber in the
provinces under investigation, weights and measures, and in fact,
everything that had to do with the general welfare. On these trips
the oidores were authorized to take such action as they felt to be
necessary. Two oidores were also required to make weekly inspections
of the prisons of the colony.
The decree of establishment also directed that certain phases
of ecclesiastical affairs should claim the attention of the
audiencia. The chief duty of the tribunal in that regard was to keep
the ecclesiastical judges from exceeding their authority, and the
practices of the audiencias of Spain were especially prescribed as
a precedent for the local tribunal. The audiencia was charged with
supervision over the assignment of benefices, and especially with the
settlement of the property and estates of bishops and archbishops who
died in the Islands. The audiencia was ordered to permit nothing to
be done which would be in prejudice of the rights and prerogatives of
the church. The tribunal was instructed to assist the prelates on all
occasions when they petitioned for royal aid. It was also to see that
properly accredited bulls were read and applied in the Spanish towns,
but not in the native villages.
As noted above, suits involving the royal treasury and the collection
of money for the government were to be reviewed and decided before any
other that might come up in the royal audiencia. It was the duty of the
fiscal to prosecute these cases in the interest of the government. At
the beginning of each year the president and two magistrates were to
audit the reports of the oficiales reales, and if these reports were
not duly and properly rendered, the salaries of these officials were
to be withheld. After auditing the accounts the committee was to count
the money in the royal treasury. The oidores who did this extra work
were to receive an allowance of twenty-five thousand maravedís (about
56 pesos) in addition to their regular salaries. The authorization of
the audiencia was necessary for the payment of extraordinary expenses
not appearing in the regular budget and these disbursements were
made subject to the later approval of the Council of the Indies. The
audiencia was held responsible in these matters by the Council. Full
reports of expenditures made on the responsibility of the audiencia
were to be made to the Council, and the oidores were held accountable
in their residencias for their votes cast in the junta or acuerdo de
hacienda, as the committee was called.
The audiencia was given supervision over the administration of
the estates of deceased persons; it was to examine the accounts of
executors and see that the wills of the deceased were faithfully
executed and that all was done in accordance with the law. For this
purpose an oidor was delegated each year with authority to dispose
of these cases in the name of the audiencia. In a subsequent chapter
the duties and activities of this administrador or juez de bienes de
difuntos will be enlarged upon.
Considerable space in this decree was devoted to prescribing the
rules for the trial of cases involving Indians, with a view to
securing justice both in their administration by the encomenderos
and in the supervision which the alcaldes mayores exercised over the
encomenderos. The provision was made that "our said president and
oidores shall always take great care to be informed of the crimes
and abuses which are committed against the Indians under our royal
crown, or against those granted in encomiendas to other persons by
the governors." The audiencia was directed to exercise care that
"the said Indians shall be better treated and instructed in our Holy
Catholic Faith, as our free vassals."
The audiencia was required to exercise care that suits involving
Indians were neither lengthy nor involved, that decisions were
reached promptly and without unnecessary litigation, and that the
rites, customs, and practices to which the Indians had always been
accustomed should be continued in so far as was practicable. The
audiencia and the bishop were to see that there was a person appointed
in each village to give instruction in religion. Alcaldes mayores were
ordered not to dispossess native chiefs of their rule or authority;
they were, on the contrary, to appeal cases involving them without
delay to the audiencia, or to the visiting oidor. The audiencia was
to devote two days a week to hearing suits to which Indians were
parties. Encomenderos were to be protected by the audiencia in the
possession of their encomiendas.
A proportionate amount of attention in this cédula is devoted to
outlining the duties of the fiscal, who, from many points of view, was
the most important official directly connected with the tribunal. It
was his function to appear as prosecutor for the government in all
cases tried before the audiencia, and he was forbidden to serve as the
advocate of any private person during his term of office. He should
devote his attention especially to matters involving the exchequer. He
was to prosecute all cases of appeal from the alcaldes mayores and
corregidores on behalf of the government, and "he was to take care
to assist and favor poor Indians in the suits that they have, and to
see that they are not oppressed, maltreated, or wronged." The fiscal,
ordinarily, was not to prosecute unless it were on the complaint of
some person, but in cases of notorious injustice, or when judicial
inquiry was being made, he could take the initiative on his own
account. It was his duty to perform any and all legal acts which were
consistent with his position, and which were designed to bring about
justice or to secure the royal interests.
The remaining sections of this decree, and, in fact, the greater part
of it, are devoted to establishing the duties of the fiscal and the
minor officials of the audiencia, to fixing a tariff of fees to be
charged for notarial and other legal work and to the determination
of other matters which are of no great consequence to the purposes
of this chapter.
Among the minor officials attached to the audiencia were the alguacil
mayor and his two deputies. These were to act as the executive officers
of the court and were empowered to make arrests, serve papers and
execute similar functions. Their duties, as a whole, were much like
those of the English or American constable or sheriff. They might
arrest, on their own initiative, persons whom they caught in crime, as,
for example, those playing forbidden games of chance, or indulging in
immoral practices, typical particularly of the Chinese. The alguacil
was responsible for the maintenance of the prison of the audiencia;
for this purpose he could appoint a certain number of jail-wardens.
There were also clerks of court and notaries, chosen by royal
appointment. Their duties were those customarily required of such
officials, not differing from those of today. The audiencia likewise
had official reporters, similar to the court reporters of the present
day. Advocates and attorneys practicing before the audiencia had
to fulfill certain prescribed requirements in regard to learning,
training, and general ability. Receivers, bailiffs, jail-wardens and
interpreters each received their due amount of space and attention
in this cédula. The interpreters were to assist the Indians who
were defending themselves in a Spanish-speaking court. Among their
duties was the translation of the testimony of witnesses, of the
questions of attorneys and the rulings of the courts into the native
dialects, or into the Spanish language, as the circumstances might
require. These interpreters were also required to assist the natives
in the formulation of legal documents. All these minor officials were
to be regulated in the collection of fees by a legal tariff. Finally,
the audiencia was provided with an archive within which were to be
deposited and kept the great seal of the government, and all official
papers, including records of cases and official acts.
The new audiencia having been provided for, Santiago de Vera, the
recently appointed governor and captain-general of the Islands and
president of the new tribunal, arrived at Manila on May 28, 1584. In
accordance with the new law, it was his duty to govern the Philippines
in the capacity of executive and military commander, and at the same
time preside over the audiencia in its respective judicial, advisory,
and administrative capacities. The first session of the audiencia was
held on June 15, 1584. [72] The new tribunal was officially brought
into being with much pomp and ceremony, including a procession of
the president and magistrates in their robes of office, and the
celebration of divine service in the cathedral by the bishop. The
president and each of the oidores subsequently made lengthy reports
to the Council of the Indies on the inauguration of the tribunal.
The most direct and striking consequence of the establishment of
the audiencia in Manila was the discord which it engendered between
the various officials and functionaries of the government. Whereas,
before the inauguration of the tribunal, the chief ill of the colony
had been the unrivaled absolutism and the high-handed proceedings
of the governor, now, with the division of power newly effected,
the creation of new departments, and the checking of one official
against another, strife and contention took the place of despotism.
There were but few misunderstandings between the oidores over their
judicial duties. The functions of the audiencia, as a court, were
clearly defined and distinctly understood. Although appeals were
made from the audiencia to the Council of the Indies, as appeals
are always made from a minor court to a superior tribunal, there
was little dissatisfaction with the body in the exercise of its
purely legal functions. Its value in protecting the natives on
the encomiendas from the tyranny of their masters, the facility
rendered to the administration of justice by making appeal to New
Spain unnecessary, and the advantage of having immediately at hand
a tribunal with plenary powers were readily recognized.
The chief objection to the tribunal developed as a result
of the audiencia's interference in matters of government and
administration. Disputes arose between the governor and the oidores,
and among the oidores themselves. The lack of experience in the
local field of the president and magistrates may have been one of
the causes of the unsatisfactory conditions immediately following
the establishment of the audiencia. Another and possibly a more
important reason lay in the nature and wording of the articles of
establishment. A certain amount of confusion existed in the minds
of all as to the extent of power which the audiencia should have in
governmental and ecclesiastical affairs. No definite distinction had
been drawn between the powers of the president and those of the oidores
in matters of government, and the former at once accused the latter
of infringing upon the jurisdiction of the executive. The oidores,
on the other hand, claimed that their advice should be taken in all
matters of appointment, defense, patronage--both ecclesiastical
and secular--finance, commerce and interior administration. They
began to intervene actively in those matters, to the displeasure
of the governor and treasury officials. All the oidores as well
as the fiscal, wrote lengthy memorials and reports to the king,
offering advice on this affair or that, and criticising the governor,
the bishop, and the oficiales reales for acts done within their own
spheres of authority. In sending these reports and in making these
suggestions, the magistrates did not question their own authority and
they resented exceedingly the objections and charges of interference
by those concerned.
An illustration may be noted in the letter written on July 3, 1584,
by Oidor Melchoir Dávalos to the king. After several clear intimations
that he would like to be governor in case a vacancy should arise
and after modestly setting forth his own qualifications and virtues,
Dávalos wrote a faithful and vivid account of the expeditions which
had been made recently against the Mohammedan Sulus. He petitioned
for a suspension of the law forbidding slavery in order that Spaniards
might avail themselves of captive Moros as slaves. [73] He made several
recommendations in regard to the Chinese, stating particularly that he
was devoting himself to a study of the kind of government best fitted
for the Chinese in Manila. He complained that the Chinese merchants
were draining the Islands of silver, bringing as many as thirty-four
shiploads of Chinese cargo a year. Since nothing of commercial value
was produced in the Philippines, they could take away nothing else
than silver. This incessant drain on the coin imported from Acapulco
was resulting in the impoverishment of the colony and constituted a
source of danger to New Spain as well. The exportation of money was
contrary to royal orders and distinctly prejudicial to the economic
interests of the realm. Dávalos recommended immediate action in the
matter. He then discussed military affairs, alleging that the pay of
the soldiers was insufficient, and their condition miserable. The first
and third of the matters touched upon by the oidor in his memorial,
namely, the war in Mindanao and the condition of the soldiers, belonged
to the private jurisdiction of the governor and captain-general,
[74] the control of the Chinese coming later under the jurisdiction
of the governor, as captain-general, with special inhibition of the
interference of the audiencia. [75]
This letter furnishes a good illustration of the interference of an
oidor in matters of government. The desire to interfere does not
seem to have been confined to one individual, but was apparently
characteristic of all the magistrates of the audiencia. [76]
The extensive field over which the oidores claimed cognizance is
shown by a series of memorials which were sent by the audiencia as
a body to the court under the date of June 26, 1586. [77] They are
noted here because they illustrate the diversity of the interests of
the oidores, and because their devotion to these various matters was
characterized as unjustified meddling by the governor and the other
opponents of the audiencia. The concern which the oidores manifested
in the miscellaneous affairs of government constituted, no doubt,
an indirect reason for the temporary removal of the tribunal in 1589.
These memorials suggested reform in many departments of government. The
inadequate state of defense and the demoralized condition into which
the garrison had fallen was the subject of one letter. Attention was
called to the necessity of obtaining more funds for the fortifications
of the Islands. Reference was made to the continual danger of Japanese
invasion. Another letter dealt with financial affairs. The public
exchequer was reported to be in bad condition, as there was not
enough money in the treasury to pay the expenses of government. The
oidores recommended that their own salaries should be paid out of the
treasury of Mexico. They suggested an increase of tribute as a means
of securing more money. This, they alleged, could be done in justice,
since the amount of tribute paid by the natives of the Philippines
did not equal that levied upon the Indians of New Spain. [78] The
oidores reported an increase of 5000 pesos in the revenues of the
colony as profits from the sale of certain offices which had formerly
been bestowed gratis by the governor upon his friends, the righting
of this wrong being effected through the influence of the fiscal and
oidores who officiated as members of the junta de hacienda.
While ostensibly seeking means for the enlargement of the income of
the Islands, as noted, the oidores protested against a recent royal
order which had required that the proceeds returned from vacant
encomiendas should be placed in the public treasury. They objected
that this would take away all hope of reward from soldiers and subjects
"who have served your Majesty, reducing them to poverty, with no means
of support after a long career of service." [79] In other words, the
audiencia is here seen registering its objections to the conversion
of private into royal encomiendas, notwithstanding the fact that this
would mean greater revenue for the government. The inconsistency of
this attitude was pointed out by Magistrate Dávalos in his letter of
June 20, 1585. [80]
Another petition which may reflect some discredit upon the audiencia
was one which asked for the abolition of the one and one-half per
cent tax on imported money, and for the elimination of the three per
cent almojarifazgo. Both of these taxes bore heavily on the Chinese
and on the Spanish merchants of Manila. "These two taxes," wrote
the oidores, "are drawing the life-blood from the Chinese, who would
otherwise bring products of great value to our shores." The oidores
had commenced this memorial by showing the financial needs of the
colony. They had requested assistance from the treasury of Mexico,
yet, in the same communication, they proposed to abolish three of
the most profitable sources of colonial revenue that existed. These
recommendations not only illustrate the wide sphere of influence of
the magistrates, but they also seem to confirm the allegations which
were often brought against them, charges, indeed, which they proffered
against one another--that each was more interested in trade than in the
welfare of the government. Notwithstanding the fact that the economic
life of the colony depended on the Chinese trade, the evidence seems
to indicate that, even this early in the history of the tribunal, its
magistrates had personal interests to serve. In the letter referred
to above, Dávalos, who seems to have been a dissenting party to all
these proceedings, charged his contemporaries with being guilty of
undue mercantile activity.
In this same memorial the oidores warned the Council against the
Portuguese influence in China, deploring the existence of Macao as
a rival to Manila as a trade emporium in the Orient. The audiencia
warned the court against the influence and operations of Pedro
Unamanú, the successor to Captain Gali, who had gone to China and
Macao, supposedly to take on a cargo of Chinese silks. This was
in defiance of the law which forbade Spaniards to trade in China,
and it was also contrary to the instructions of the viceroy and
audiencia of New Spain. In this connection the oidores stated that
they had recommended to Governor Santiago de Vera that Unamanú should
be arrested and punished for diverting his voyage in the interests
of private trade. In accordance with the advice of the tribunal
the governor had sent orders to Macao, summoning the leader of this
expedition back to Manila; these instructions, however, the governor
of Macao was unable to fulfill. [81]
This memorial shows that the oidores considered it to be their
duty to inform the court fully as to the part which the audiencia
played in this affair. The matter at hand constituted a question
of disobedience of the law, and the Audiencia of Manila had done
what it could to enforce it. The tribunal had assumed a role quite
as important as that of the governor. The episode shows also that
the audiencia was consulted by the governor in this matter, which
was purely governmental. It would not be unfair to suggest that a
potential factor in stimulating the oidores and merchants of Manila
to prevent the voyage of Pedro Unamanú or the Portuguese to China for
trading purposes must have been the desire to safeguard the Spanish
interests in the Chinese trade, and particularly those of Manila,
which were the sole reliance of the colony. It was essential that
this commerce should be prevented from falling into the hands of
other individuals or nations.
This memorial also dealt with ecclesiastical affairs. In it was
set forth the audiencia's arguments in certain contentions which
the tribunal had had with the bishop, illustrating the fact that
the audiencia was opposed not only by the governor but also by the
ecclesiastical authorities. It appears that the king had formerly
granted to the church courts a large share of temporal jurisdiction
in the Islands. This former concession now stood in the way of the
royal prerogative and caused endless conflicts between the civil and
ecclesiastical judges. The audiencia took the ground that by virtue of
its own establishment the authority of the church courts over civil
matters was at an end. This the prelate declined to admit. Attention
was also directed by the audiencia to the opposition which Bishop
Salazar had manifested toward the claims advanced by the civil
government for extending its jurisdiction over all the non-Christian
tribes, the bishop alleging that Pope Alexander VI had ceded authority
only over such Indians as had been christianized. [82]
In truth, the bishop had found after two years of conflict that the
presence of the audiencia had not entirely solved the problems of
administration, but, on the contrary, had increased the complexity
of many of them. He had differed seriously with the oidores on
several occasions. The ministers had opposed him not only in the
larger questions of government and ecclesiastical administration,
but in matters of ceremony as well. This was more than the prelate
could endure. He appealed some of these disputes to the governor
and that official, after having neglected these matters for a long
period, finally referred them to the audiencia, which promptly made
the settlements in its own favor. [83]
Salazar's influence went far toward bringing about the removal of the
tribunal, as it had helped in causing its establishment in 1584. The
complaints of the bishop against the audiencia brought forth a royal
reprimand for carrying on continual disputes with the audiencia. The
prelate defended himself against these charges in a memorial dated June
24, 1590. [84] He stated that these petty matters of form and ceremony
were of no great consequence. He accused the governor of seeking to
stir up discord between him and the audiencia. As a matter of fact,
he said, the relations between him and the audiencia were far more
harmonious than they had been between the tribunal and the governor,
and on many occasions he had been called in to settle disputes between
the functionaries of the civil government. "It is well known," he
wrote, "within the city and outside of it, that had I not entered
as mediator between the president and oidores there would have been
no peace. It would not have been possible for me to mediate if there
had not been friendly relations between them and me." [85]
The unpopularity of the audiencia from 1584 to 1586 is proved by
the fact that practically all the authorities in Manila--mercantile,
ecclesiastical, political, and even the magistrates themselves--united
in recommending its recall. On June 26, 1586, a series of petitions
was directed to the Council from various personages and organizations
of the city asking that the audiencia be removed. These included
the municipal cabildo, the bishop, the governor, certain military
officials, and, lastly, several oidores (all, in fact, excepting
Dávalos). These greatly regretted the mistake which had been made
in the establishment of the audiencia, conceded that it had been
a failure, and represented that the financial burden which its
presence had imposed had been too great for the colony to bear. [86]
It is certain that the continual conflicts which had resulted from
the presence of the audiencia had not produced a salutary effect on
the government.
The audiencia itself wrote to the Council at the same time: "There
has been in this tribunal, between the oidores and the president,
continual misunderstandings as to jurisdiction, which we have decided
to submit to your Majesty to ascertain whether precedence in these
matters belongs to the president or to the oidores." The Manila cabildo
recommended the re-establishment of the governorship with centralized
authority: the power to grant titles, offices and encomiendas, with
exclusive authority over the latter. This would include the power of
appointing encomenderos in the name of the king. The recommendation
was made by the cabildo that consultative authority in matters of
government should be conferred on the ecclesiastical and military
officials. It was also suggested that a defender of the Indians should
be appointed other than the fiscal, for the latter, by nature of
his office, was their prosecutor rather than their defender. It was
the current opinion, this memorial went on to state, that the local
prelate should be restored to his former place as defender of the
Indians, and that he should have authority to dispossess encomenderos,
if necessity for such action arose.
It has already been stated that Oidor Dávalos was the only official
of importance who would not join in these representations. He believed
that the audiencia was necessary to the prosperity of the colony, and
that, if properly controlled, it would prove beneficial. He believed,
moreover, that the governor was the chief element of discord in the
colony, and that his influence had rendered inefficacious the efforts
of the audiencia to keep peace and to enforce the laws. In a letter
to the king, [87] just a year before the memorial described above,
Dávalos had represented Governor Santiago de Vera as a schemer,
aiming to get absolute control of the government. De Vera, he said,
had gone so far as to influence the bishop and clergy to recommend,
against their better judgment, the abolition of the audiencia. The
governor realized that the tribunal was the one obstacle in the way of
the fulfillment of his designs and had used every possible means to
discredit and humiliate the audiencia and its magistrates. Dávalos
asserted that the appeal of cases to Mexico would inflict great
inconvenience on the people of Manila. He renewed the argument that
Spain should have some sovereign body at that great distance from
the mother country. He enlarged on the future possibilities of the
conquest and rule of the entire Orient by Spain, pointing out the
value of the Philippines as a base of operations. It was, therefore,
of the greatest importance that the Islands should be provided with
the proper sort of government.
Dávalos was especially bitter in his denunciation of Governor De Vera,
who, he said, had even resorted to force in order to intimidate the
magistrates and had called a council of military officials on one
occasion for consultation in matters of justice and government. The
governor was accused of violating the laws which had forbidden
officials to hold encomiendas; he had given the best posts in the
government to relatives, and had completely set aside the judgments
which Dávalos had rendered in his capacity as juez y administrador de
bienes de difuntos. The audiencia had been powerless to oppose De Vera,
largely, Dávalos inferred, because a majority of the magistrates were
under his influence.
However unfavorable were the above comments on the governor, the
picture which De Vera drew of himself in a letter to Archbishop
Contreras, [88] at that time viceroy of New Spain, is exceedingly
interesting by way of contrast. In his own words, the governor had
grown "old and worn" in his Majesty's service. According to him, the
audiencia was of no service to the government, and only a drawback,
making his own duties as governor doubly heavy, especially "since the
Council [of the Indias] so poorly seconds my efforts ... everything
concerning the government and war in these islands depends on the
president. He must attend to everything punctually; and, in order to
comply with his Majesty's commands, he must pay over and spend from
the royal treasury what is necessary for the affairs of government
and of war."
He complained that the audiencia had interfered with his administration
of the finances and had suspended the payment of the drafts which
he had drawn on the treasury. He had no recourse on account of the
delay necessary before an appeal to the Council of the Indies could
be answered. He complained that the audiencia had meddled with affairs
of government on trivial pretexts, rendering him practically powerless.
During this period the internal troubles of the colony were
supplemented by the interference of the viceroy and audiencia in
Mexico. The latter had been reluctant to surrender their former
authority over the Philippines. There were conflicts of jurisdiction
between the viceroy and the governor and between the two audiencias
over a number of matters, among which affairs of a commercial nature
were preëminent. Both the authorities at Manila and those of Mexico
claimed jurisdiction over the galleons which plied between Manila
and Acapulco. [89] Numerous protests were made during this early
period against what was considered the unauthorized interference of
the Mexican authorities. Those in Manila felt that inasmuch as they
had an audiencia which was co-equal in power with that of New Spain,
they should be independent of the viceroyalty in all the affairs of
justice, government, and commerce.
The combined memorials of the residents and officials of Manila, which
we have already noted, were presented at court by a new procurator,
Fray Alonso Sánchez. The latter, a Jesuit, was a churchman of high
standing, and his abilities were recognized both at Madrid and in
Rome. Besides carrying commissions from the secular officials, he
represented the bishop, but the latter, distrustful of the influence
at court of a Jesuit commissioned by the secular government, with
which the prelate was constantly at war, determined to send one of
his own supporters to Spain to represent his interests. The emissary
of Salazar was Fray Francisco Ortega, of the Augustinian order. Ortega
followed Sánchez to Spain and rendered valuable service as procurator
of his order at Madrid. [90]
In written memorials and in personal interviews with the king
and with members of the Council of the Indies, Sánchez summarized
all the arguments heretofore given, asking for the abolition of
the audiencia. The newness of the country, the sparseness of the
population and the poverty of the inhabitants, according to his
argument, made such an institution a financial burden. If it were
continued, the salaries of the magistrates would have to be paid
from Mexico. An audiencia in Manila was not necessary, he urged,
since the chief element of the population was military, and hence
under martial law and jurisdiction. Even before the establishment
of the audiencia it had been necessary to send but few cases to
Mexico; indeed, alleged Sánchez, lawsuits seldom arose in the colony,
and the presence of the audiencia encouraged rather than prevented
litigation among the few merchants who lived in Manila. The discord
caused by the presence of the tribunal and the continual lawsuits
which it encouraged among the Spaniards had a disquieting effect on
the natives, who had no need of such an institution, and who did not
even understand its purposes. The audiencia, instead of serving as a
protection to the natives, was an instrument of tyranny. The Spaniards,
understanding the use of a court which would enforce the contracts
made between them and the ignorant Indians, were often supported
in the seizure of the latter's property, which act, in reality,
amounted to deprivation and legalized robbery. Sánchez stated that
the natives had been terrorized by the audiencia. The magistrates,
versed in the legal customs and practices of Spain rather than of
the Indians, were unfit to administer justice in the Philippines.
Sánchez also emphasized the international phases of the audiencia's
existence in the Philippines, though with conclusions slightly
different from those which we have already noted. He stated that
the presence of the audiencia had caused the Portuguese, in China,
formerly friendly, to be distrustful of the Spaniards, and this
had resulted in a considerable diminution of trade. This change of
attitude he attributed to the wording of the cédula by which the
tribunal had been created, extending its jurisdiction throughout the
"entire archipelago of China." Sánchez concluded his appeal with
the statement that some act was necessary to restore the confidence
of the Portuguese, whose influence, exerted upon the Chinese, could
spell ruin for Spain's Far Eastern colony. The cancellation of that
claim to China would remove all evidence of Spanish bad faith; it
would show to the Portuguese that the Spaniards had no desire to
encroach on their rights, and through the restoration of commerce
and prosperity the future of the colony would be assured. [91]
Sufficient has been presented to show that the audiencia, as
established in 1584, was not a success. The chief objection to the
tribunal was not its influence as a court; the real fault seems
to have lain in the indefiniteness of the articles of establishment
which gave it administrative powers, co-ordinate with the governor and
captain-general. Almost every difficulty occurred in the administrative
field. The audiencia also failed to preserve harmony between church
and state and added to these complexities by itself having dissensions
with the bishop. The petty character of the men who constituted this
particular government, their personal selfishness, and their eagerness
to take advantage, in dishonest ways, of the time and the distance
which separated the colony from the royal control, contributed to the
failure of the institution at that time. The audiencia was scarcely
established, and it certainly did not have time to adjust itself to
the new conditions with which it found itself surrounded, before
it was removed. It would seem that the authorities in Madrid were
somewhat hasty in withdrawing the audiencia, for it had proved its
efficacy throughout the entire Spanish empire. The ill success of the
Audiencia of Manila at this time does not prove that the institution
was a failure, or that its establishment was a mistake, for seven years
later it was returned and continued without interruption until 1898,
and continues still as then reorganized. The statement of Philip II on
November 25, 1595, "that experience had proved it to be unnecessary
in a land so new and unsettled" [92] can hardly be justified in view
of subsequent events.
The causes of the breakdown of the first audiencia may be found
in the circumstances of the time, the personnel of the tribunal,
the indefiniteness of the laws which created it, the novelty of the
situation to magistrates and officials and their failure to adapt
themselves to their duties and to one another. As an institution
of reform the audiencia did not have time to adjust itself to a
permanent status.
The king, in compliance with the demands of the various organizations
and individuals of Manila as communicated by their respective envoys,
abolished the Audiencia of Manila by royal cédula on August 9, 1589,
ordering the Viceroy of New Spain to take the residencias of all
officials who had been identified with the Manila government. To
carry out these orders Licentiate Herver del Coral was sent from
Mexico to Manila, where he arrived in May, 1590, in company with
the new governor, Gómez Pérez Dasmariñas. [93] Santiago de Vera,
the ex-governor, was promoted to a magistracy in the Audiencia of
Mexico; the oidor, Pedro de Rojas, was made teniente and asesor
to the governor, while the former oidor, Rivera, and Fiscal Ayala,
were left without office. [94]
The regular organization for the administration of justice in the
provinces was left precisely as it had been when the tribunal was in
existence. The alcaldes mayores and the corregidores still functioned
as judges of first instance and as governors of the provinces. The
alcaldes ordinarios remained the judges of first instance in the
city of Manila. These judges tried cases with appeal to the governor,
and the judgment of the latter was final in cases involving a value
of a thousand ducats or less. Cases of a higher category might be
appealed from the decision of the governor to the Audiencia of Mexico,
and thence, if again appealed, to the Council of the Indies.
The audiencia of three magistrates and a fiscal was replaced by a
governor, who was both captain-general and sole judge. He was assisted
in the latter capacity, as above noted, by a teniente and asesor,
a lawyer, who advised him in legal affairs and prepared his judicial
decisions for him. This reform was made on the representation of Fray
Sánchez, that Manila had no need of a judicial system more pretentious
than that of any Spanish provincial town. That city was accordingly
reduced to the rank of a city or district, with dependence in judicial
and administrative matters on New Spain, in whose audiencia appeals
from the governor of the Philippines were heard.
With these new reforms the leading authorities in Manila professed
to be greatly pleased. Bishop Salazar, who was the most influential
person in Manila at this time, expressed his satisfaction to the
king in a letter dated June 24, 1590. [95] He suggested, however,
that the continuance of the audiencia might have been satisfactory
could its members have been paid from the treasury of New Spain. He
reported the arrival of the new governor, and stated that the latter
had already given evidence of a desire to govern wisely and justly.
Salazar's optimism in regard to the good intentions of the governor
could not have been long continued, for Morga tells us that in the
first year of the government of Gómez Pérez Dasmariñas the need of
an audiencia was felt by many. [96] At that time, all the powers
of government were centralized in the governor, and there was no
immediate authority to which the people could apply for relief. Salazar
had many disputes with the governor over questions relating to the
respective spheres of the church and state, and from the decisions of
the executive the prelate had no recourse. Dasmariñas, on reporting
these matters to the king, stated that the bishop had interfered in
the matter of the collection of the tribute, the government of the
encomiendas, the Chinese trade (in which, the governor alleged that
the prelate had an unpriestly interest), and in the administration of
justice. [97] The prelate had interpreted the removal of the audiencia
as constituting a re-establishment of the concession formerly made to
the church of extensive control in the administration of government
and justice. He claimed that ecclesiastical judges should have the
same civil jurisdiction as they had exercised before the audiencia
was first founded. This, of course, the governor would not tolerate.
Bishop Salazar was so displeased with the turn which affairs had
taken in Manila that he determined to leave the Islands, and passage
being placed at his disposal by the willing governor, the bishop set
out in July, 1592. [98] On his arrival in Spain, Salazar concerned
himself principally with religious matters, securing some valuable
reforms. Among the latter was the erection of the Philippines into an
archbishopric and the creation of three subordinate bishoprics. Salazar
showed the desirability of the restoration of the audiencia as a
preventive check on the excesses of the governor, but this change
was not made as an immediate consequence of his recommendations.
A cédula was issued on January 17, 1593, which outlined with more
definiteness a judicial system for the Islands. This reform confirmed
the position of the governor as nominal head of the judiciary, with
jurisdiction over appeals from the lower courts, but it decreed that
these cases should be tried by a letrado. The governor's final and
conclusive jurisdiction was extended to all cases not exceeding a
thousand ducats in value. Cases of a greater value might be appealed
to the Audiencia of Mexico. [99] The governor was given authority to
name a protector of the Indians. [100]
The above changes were followed shortly by the cédula of August 18,
1593, by which the title of teniente de capitán-general y asesor
de gobernador y capitán-general de las Islas Filipinas was bestowed
on Don Antonio de Morga, who was probably the most efficient jurist
and one of the most versatile officials that Spain ever sent to her
Asiatic dependency. [101] Morga was at this time not only successor
to the audiencia in judicial matters, but also attorney-general and
sole legal adviser to the governor. His predecessor, Pedro de Rojas,
was transferred to Mexico, in pursuance of the idea, as alleged in the
order of transfer, of removing from the Philippines all the members of
the old audiencia, so that the new scheme, as revised at that time,
might be allowed to work itself out without prejudice. Before his
departure, the residencia of Rojas was conducted by Morga.
Even the reforms of 1593 did not suffice to make the administration
of justice satisfactory to all parties. From the large amount of
correspondence which exists, embodying complaints against the harsh
methods of Dasmariñas and his successor, Tello, three letters may
be cited which show the attitude of the various officials of the
colony towards the re-establishment of the audiencia. The first of
these was written by Governor Dasmariñas himself, and it may be in
some ways surprising to note that he asked for the restoration of the
audiencia. His reasons, in part, however, were different from those
advanced by his contemporaries. Dasmariñas was of the opinion that an
audiencia would be effective in the nullification of the interdicts
and excommunications imposed by the archbishop and the local prelates,
which he claimed were working havoc with the civil government. [102]
The treasury officials complained that the absolute government of
the executive was contrary to the interests of real hacienda. Their
objections to the prevailing system were voiced in the second
of the memorials alluded to above, that of Francisco de la Misa,
factor of the royal treasury of Manila. [103] Misa said that under
the former arrangement the audiencia had audited the accounts of the
royal treasury and of the city of Manila each year. In this way the
accounts had been well kept and the funds properly accounted for. The
removal of the audiencia had left the governor with authority over
the nomination of the officials of real hacienda, as well as the
supervision of the accounts. Since Dasmariñas had been governor, no
accounts had been rendered by the minor officials of the treasury,
and, as a consequence, their superiors had been unable to make up
their reports for the Contaduría of Mexico. The governor's attention
had been called to this deficiency repeatedly, but the latter had
displayed no interest in the state of the colony's finances, which,
said Misa, exceeded all other matters in importance. "This comes," the
factor observed, "from placing in charge of Your Majesty's finances a
soldier, unfitted to do else than command troops, and then unchecked
by an audiencia, so far distant from your royal person." The laxity
of the governor and of his subordinates seems to have resulted in
the loss of much revenue.
Misa also showed that there had been many irregularities in the
sale of offices, deficiencies which the presence of an audiencia
would have checked. Instead of selling the minor clerkships of the
exchequer, the governor had given them to his friends. Two offices,
which were by no means insignificant, those of the chief clerkships
of government and of justice, respectively, had been sold formerly
for four thousand pesos each. The governor, however, had preferred
to have them on his civil patronage list; this would not have been
permitted had an audiencia been present to enforce the law.
The governor was charged by Misa with extravagance in the expenditure
of the revenue of the colony. The payment of the salaries of new
appointees to offices, friends of the governor, had made heavy drains
on the treasury. The king, by repeated cédulas, had forbidden the
designation of an excessive number of alcaldes and corregidores because
of the desirability of economizing the resources of the colony. While
the audiencia was in existence its consent had been necessary for
the creation of new judicial districts, but since the recall of the
tribunal, the governor had trebled the number of provincial officials,
and, in addition, had permitted each to have a salaried assistant.
According to Misa, various other evils had resulted from the
absolutism of the governor, among which were numerous abuses which
he had tolerated in the galleon trade. It was alleged that Spanish
merchants in Mexico had sent money to agents in Manila, and in that
way had caused the legal amount brought from Acapulco for investment on
the annual galleon to be exceeded. [104] This, the factor stated, was
due partially to the laxity and corruption of the Acapulco officials,
who had permitted the galleon to leave that port with more than the
authorized amount of money. The governor of the Philippines, however,
could have prevented this abuse had he been so inclined, as the
ships' manifests were always subject to his inspection on arrival
at Manila. The money sent by the merchants of Mexico was invested
in merchandise in the Islands and these goods were shipped back to
Acapulco on the galleon, thus excluding the commerce of the local
merchants. The latter were growing poorer daily while the governor
and his friends were waxing richer. The governor had also exercised
favoritism in the distribution of cargo space, thus rewarding his
friends and punishing his enemies. [105] Since the suppression of the
audiencia these abuses had increased, as there had been no authority
in Manila to hold the governor in check.
This memorial, from Misa, which was carefully considered at court,
went far toward demonstrating that the restoration of the audiencia
would have beneficial results, so far as the administration of real
hacienda was concerned.
The third of the letters referred to as reflecting the attitude of
the Manila officials toward the re-establishment of the audiencia
and ultimately contributing to its restoration, was directed to the
court by Antonio de Morga, the efficient lieutenant-governor. Morga,
as did Misa, placed great emphasis on the need in Manila of a more
efficient system for the administration of the exchequer. Morga
was moderate in his characterization of the governor, alleging that
Dasmariñas had been brought completely under the influence of the
ecclesiastics. He expressed the belief that an audiencia would aid
in combatting what he termed the retrogression of the colony under
the influence of the priests. "There should be someone," he wrote,
"to oppose the ecclesiastics in a land so far away from the Audiencia
of Mexico; for, no matter what question is sent there for decision, at
least two years must elapse before despatches can be returned." [106]
No official was better qualified to explain the needs of the colony
in matters of justice than Morga, for he was at that time, in reality,
the supreme court of the Islands.
The audiencia, after an interregnum of seven years, was restored
by a cédula promulgated by Philip II, November 26, 1595. [107] The
tribunal was to consist of a president, who should also be governor and
captain-general, four oidores, a fiscal, and various subordinates. The
history of the former audiencia and the reasons for its suppression
and re-establishment are summarized in the cédula as follows:
I established an audiencia in that city and province in order
that everything might be governed by means of it, and that justice
might be administered with the same universal equality, mildness,
and satisfaction desirable; after its establishment I ordered
it suppressed as experience proved it unnecessary in a land so
new and unsettled; in its place I sent a governor, and though his
administration was excellent, yet, inasmuch as that community had
grown, and I hope that it will continue to grow, I have thought
it advisable to found and establish the said audiencia again.
In this cédula, which was addressed to Governor Tello, the king
pointed to the increased importance of the Philippines, and to the
many expeditions by which the Island of Luzón and other islands of
the Archipelago had become pacified and more densely settled. The
increase of commerce with the Chinese was also cited as a reason
for providing the Islands with a more stable government. It was
stated that in the administration of justice there should be as much
efficiency as possible without the loss and inconvenience involved
in appealing cases to Mexico. The governor would have more time for
his increasing administrative and military duties if disengaged from
his former judicial functions. The cédula continued:
You [the governor] may find it advisable to have by you persons
with whom to take counsel, in order that matters may be considered
with the requisite conformity and by a sufficiently large body of
advisers; for these reasons I have decided to form an audiencia;
... you shall be its president, holding that office with those
of my governor and captain-general. [108]
Together with this decree of re-establishment the king issued special
instructions to Tello, prescribing in detail the relations which the
governor was to observe with the audiencia. These instructions, in
general, sought to prevent the recurrence of the misunderstandings
which had been so fatal to the earlier tribunal. The governor and
oidores were ordered to co-operate in the formulation of commercial
regulations, with a view, particularly, to securing the Chinese trade,
in the enforcement of the pancada, [109] the consideration of ways and
means to prevent money from passing to China, in matters of taxation
and finance, encomiendas, and the pacification and government of
the wild tribes. By these instructions, it is important to note,
the function of advising the governor in administrative matters was
definitely bestowed upon the oidores. "Matters of importance," the
cédula prescribed, "the said president-governor shall discuss with the
oidores of the said audiencia, so that the latter, after consultation,
may give him their opinion." [110]
The governor and the magistrates were jointly charged to do all
possible to discourage Indians and Spaniards from wasting their
means in fruitless and petty lawsuits. The natives, according to
this new reglamento, should always be protected against the designs
of those who would take undue advantage of them. The governor was
moreover instructed to confer with the archbishop and audiencia in
ecclesiastical affairs, and the prelates were especially forbidden
to excommunicate and issue declamations from the pulpit against the
officials of the civil government, such as were constantly proclaimed
when Salazar was bishop. Priests were not to meddle with the civil
government, or with the pancada, or with any form of trade.
The audiencia as reformed, with the powers and duties noted, began
its life in Manila on May 8, 1598. The inauguration of the tribunal
was attended with general rejoicing, and a celebration characterized
by great formality and pomp. The royal seal was conducted through
the city in a procession which was composed of all the royal and
clerical dignitaries. Church, state, and citizenry united in expressing
satisfaction at the restoration of the tribunal, with its consequent
prospect of an efficient government and administration of justice.
Reforms were made in the scope and composition of the audiencia at
various times during its existence. It developed from a commission
of three magistrates, with a president at its head, with definite
and ill-expressed powers over a vast archipelago, whose population
was sparse and scattered, to a double-chambered tribunal of appeal
in second and third instance, with definite jurisdiction over a
well-organized commonwealth. It would be highly desirable, did space
allow, to review chronologically the important reforms which were
made in the organization, scope and jurisdiction of the Audiencia of
Manila throughout its history. The most important of these, however,
will be noted incidentally in the following pages.
The audiencia, from the time of its renewal onward, typified and
represented the royal authority, and its tenure was more continuous
than the governorship. Eight times subsequently did the audiencia
assume the reins of government in lieu of the governor. It became
the most reliable channel through which the royal authority made
itself felt in the Islands, and it was especially utilized by the
court as a check on the governor. [111] Whenever occasion arose,
the audiencia interposed as the intermediary and arbiter between
dissenting parties in the name of the sovereign, and its decrees were
listened to with respect. It was no longer a temporary organization,
and so firmly established was it henceforth that no person seriously
considered its recall a possibility. Through a period of three
hundred years the audiencia exercised its functions. It was first
and always a judicial body. It shared executive and administrative
duties with the governor. It frequently exercised attributes of an
advanced legislative character. It participated in the government of
the provinces. It shared the authority of the royal patronage in the
control of ecclesiastical affairs. These various activities will be
studied in subsequent chapters.