_The absence of a common purpose is the chief source of unhappiness in

any collection of individuals._ Lacking it, and the common standard of

justice which is one of its chief agents, men become more and more

separate units, each fighting for his own rights. Yet paradoxically,

if an organic unity is to develop within any body of free men, drawn

from a free society to serve its military institutions, and if the

fairest use is to be made of their possibilities, the processes of the

institution must embody respect for the dignity of the individual, for

his rights, and not less, for his desire for worthwhile recognition.

The profile of every man depends upon the space which others leave

him. "Of himself," said Napoleon, "a man is nothing." But every man

also contributes with his every act to the level of what his group may

attain. One of the foremost leaders in the United States Navy in World

War II said this about the integrity of personality: "Every person is

unique. Human talents were never before assembled in exactly the same

way that they have been put together in yourself. Nothing like you

ever happened before. No one can predict with accuracy how you will

grow in your particular combination of skills if allowed complete

freedom of movement." If there is one word out of place in that

statement, it is "complete;" no one has complete freedom but a

buccaneer, and it is for the exercise of it that organized society

swings him from a gibbet. It is only when personal freedom of action

operates within an area limited by the rights and welfare of others

that subordination, in its best sense, takes place. To direct a body

of men toward the acceptance of this principle, so that thereby they

may attain social coherence as a group and greater strength of

personal character, is the most solid contribution that an officer can

make to the arms of his country.

He can succeed in this without being godlike in wisdom or pluperfect

in temper. But it is necessary at least that he be interesting, and

that he know how to get out of his own tracks, lest he be over-run by

his own organization. Whatever his rank, _it is impossible for any man

to lead if he is himself running behind_. This bespeaks the need of

constant study, the constant use of one's personal powers and the

exercise of the imagination. As men advance, that which was good soon

ceases to be good simply because something better is possible. Once

men begin to acquire a sense of organization, they also come to take

the measure of those who are over them. They will then move

instinctively toward the one man who possesses the greatest measure

of social energy. The accolade of leadership is not inherent in the

individual but is conferred on him by the group. It does not always

follow that a man can develop an influence with others which is

proportionate to his talents and capacity for work. Leadership in work

is a main requirement, but if the group does not warm toward the

appointed leader, if its members can not feel any enthusiasm about

him, they will be hypercritical of whatever he does.

History confirms, and a study of the workings of the human mind

supports one proposition which many of the great captains of war have

accepted as a truism. "There are no bad troops: there are only bad

leaders." Taking on percentage what we already know of our average

American raw material, as it had proved itself in every war, and as it

has been studied in such a laboratory as the camp at Cape Sabine, no

exception can be taken to that statement. On the other hand, we know

equally well that leadership can be taught and it can be acquired.

Much of our best material lies fallow, awaiting a hand on the

shoulder, and the touch of other men's confidence, before it can step

forward. This is not because men with a sound potential for leading

must necessarily have an outward air of modesty among their major

virtues, but because a man--particularly a young man--cannot gain a

sense of his power among his fellows except as they give him their

confidence, and vivify his natural desire to be something better than

the average. There is no indication that at any stage of his career

Gen. George S. Patton was an outwardly modest man. But in reviewing

the milestones in his own making, he underscored the occasion when

General Pershing, then commanding the Punitive Expedition into Mexico,

supported Lieutenant Patton's judgment against that of a major. These

are his words: "My act took high moral courage and built up my

self-confidence." It would seem altogether clear, however, that

Pershing had more than a little to do with it. Col. W. T. Sherman had

to be kindled by the warm touch of Mr. Lincoln and steeled by the

example and strong faith of Gen. U. S. Grant before he could believe

in his own capacity for generalship. We all live by information and

not by sight. We exist by faith in others, which is the source toward

knowing greater faith in ourselves.

About the elements of human nature, it is good that an officer should

know enough that he will be able to win friends and influence people.

But it is folly to believe that he should pursue his studies in this

subject until he habitually looks at men as would a scientist putting

some specimen under a powerful microscope.

Self-consciousness is by no means a serious fault in anyone confronted

by a new set of responsibilities, and working among new companions.

There is scarcely an officer who has not felt it, particularly in the

beginning, before he is assured in his own presence. But if the

greater part of the officer corps were ever to become absorbed in the

business of taking men apart to see what makes them tick, thereby

superinducing self-consciousness all down the line, an irremediable

blight would come upon the services. There is no need to look that

deeply. What matters mainly is that an officer will know how men are

won to accept authority, how they can be made to unify their own

strength, how they can be helped to find satisfaction and success in

their employment, how the stronger men can be chosen for preferment

from among them, and finally, how they can be conditioned to face the

realities of combat.

The chronicles of effective military leadership date back to Gideon

and his Band. Therefore any notion that it is impossible for an

officer to make the best use of his men unless he is armed with all

available research data and can talk the language of the philosopher

and modern social scientist is little more than a twentieth century

conceit. To seek and use all pertinent information is commendable, but

truth comes of seeing all things in their natural proportion. To know

more than is necessary blunts one's own weapons. The application of

common sense to the problem is more vital than the possession of an

inexhaustible store of data which has no practical bearing upon the

matter at hand. As was said by a philosopher three centuries ago: "It

is remarkable in some that they could be so much better if they could

but be better in some thing."

CHAPTER TWELVE

GROUP NATURE

In the same way that knowledge of individual nature becomes the key to

building strength within the group, an understanding of crowd nature

is essential to the preservation of the unique power within the group,

particularly under conditions of extreme pressure.

Whereas the central object of a training discipline is to raise a

safeguard against any military body reverting to crowd form under

trial by fire, history shows that paralysis both of leadership and of

the ranks, obliviousness to orders, forgetfulness of means of

communication, disintegration and even panic are the not uncommon

reactions of military forces when first entering into battle.

From Bunker Hill and Brandywine down to Pearl Harbor and the fight at

Kasserine Pass, the American battle record shows that our own troops

are by no means immune to these ill effects, and that our peace time

training needs, therefore, always to be reappraised with a critical

eye to the main issue.

Any of these unsteadying reactions can be prevented, or at least

minimized, by training which anticipates the inevitable disorders of

battle--including those who are of material sort as well as the

disorders of the mind--and acclimates men to the realities of the

field in war. All may be averted if leadership is braced to the shock

and prepared to exercise strong control. Indeed, it is a truth worthy

of the closest regard that the greater number of the disarrangements

which take place during combat are due to leadership feeling a

tightening of the throat, and a sticking of the palate, and failing to

do that which the intellect says should be done.

To take any action, when even to think of action is itself difficult,

is the essential step toward recovery and the surmounting of all

difficulty. It is not because of a babel of mixed voices and commands

that military bodies not infrequently relapse into helplessness and

stagnation in the face of the enemy. From that cause there may occur

an occasional minor dislocation. Their total effect is trivial

compared to the failures which come of leadership, at varying levels,

failing promptly to exercise authority when nothing else can resolve

the situation. Among the commonest of experiences in war is to witness

troops doing nothing, or worse, doing the wrong thing, without one

commanding voice being raised to give them direction. In such

circumstance, any man who has the nerve and presence to step forward

and give them an intelligent order in a manner indicating that he

expects to be obeyed, will be accepted as a leader and will be given

their support.

For this reason, under the conditions of modern battle, the coherence

of any military body comes not only of men being articulate all down

the line but of building up the dynamic power in each individual. It

is a thoroughly sound exercise in any unit to give every man a chance

to take charge, and give orders in drill, or other limited exercises,

once he had learned what the orders mean. By the same token, it is

good practice for the junior leader to displace a file in a training

exercise, and become commanded for a time, to sharpen his own

perspective.

Progress comes of making the most of our strengths rather than looking

for ways to repair weaknesses. This is true in things both large and

small. The platoon leader who permits himself to be bedeviled by the

file who won't or can't keep step cannot do justice to the ambitions

of the 10 strongest men beneath him, upon whom the life of the

formation would depend, come an emergency. To nourish and encourage

the top rather than to concentrate effort and exhaust nerves in trying

to correct the few least likely prospects is the healthy way of growth

within military organization.

Not all men are fitted by nature for the precisions of life in a

barracks. They may accept its discipline while not being able to

adjust to its rhythm. The normal temptation to despair of them needs

to be resisted if only for the reason experience has proved they

sometimes make the best men in combat. There are many types which fit

into this category--the foreigner but recently arrived in America,

the miner who has spent most of his years underground, the boy from

the sticks who has known only the plough and furrow, the woodsman, the

reservation Indian, and the men of all races who have had hard

taskmasters or other misfortune in their civilian sphere, and expect

to be hurt again. It is not unusual for this kind of material to show

badly in training because of an ingrained fear of other men. At the

same time, they can face mortal danger. _To harass the man who is

trying, but can't quite do it, therefore cuts double against the

strength of organization. It may ruin the man; it may also give his

comrades the feeling that he isn't getting a decent break._

The military crowd requires, above all, maturity of judgment in its

leaders. It cannot be patronized safely. Nor can it be treated in the

classroom manner, as if wisdom were being dispensed to schoolboys.

When it has been remiss, it expects to catch unshirted hell for its

failings, and though it may smart under a just bawling out, it will

feel let down if the commander quibbles. But any officer puts himself

on a skid, and impairs the strength of his unit, if he takes to task

all hands because of the wilful failings of a minority. Strength comes

to men when they feel that they are grown up and as a body are in

control and under control, since it amounts to the same thing; it is

only when men unite toward a common purpose that control becomes

possible. In this respect, the servant is in fact the master of the

situation, fully realizes it, and is not unprepared to accept

proportionate responsibility.

It is a sign of a good level of discipline in a command when orders

are given and faithfully carried out. But it is a sign of a vastly

superior condition when men are prepared to demand those orders which

they know the situation requires, if it is to be helped. No competent

subordinate sits around waiting for someone else to give impulse to

movement if his senses tell him that things are going to pot. He

either suggests a course of action to his superior, or asks authority

to execute it on his own, or in the more desperate circumstances of

the battlefield, gives orders on his own initiative. To counsel any

lesser theory of individual responsibility than this would leave

every chain of command at the complete mercy of its weakest link, and

throughout the general establishment, would choke the fount of

inspiration which comes of the upward thrust of energy and of ideas.

This latter characteristic in the masses of men composing any

organization is the final statement of moral responsibility for

success. Within military forces, an element of command is owned by

every man who is doing his duty with intelligence and imagination.

That puts him on the side of the angels, and the pressure which he

exerts is felt not only by his subordinates but by those topside who

are doing less. Many a lazy skipper has snapped out of it and at last

begun to level with his organization because he felt the hot breath of

a few earnest subordinates on his neck. Many a battle unit has held to

ground which it had been ready to forsake because of the example of an

aid man who stayed at his work and refused to forsake the wounded.

Gen. Dwight D. Eisenhower was thinking on these things when he said

during World War II: "There is among the mass of individuals who carry

rifles in war a great amount of ingenuity and efficiency. If men can

talk naturally to their officers, the product of their resourcefulness

becomes available to all." But the art of open communication requires

both receiving and sending, and the besetting problem is to get

officers to talk naturally to men.

In the seventeenth century Marshal Maurice de Saxe rediscovered

cadenced marching which, along with the hard-surfaced roads of France,

had remained buried since the time of the Romans. He reinstituted

precision marching and drill within military bodies, and by that

action changed European armies from straggling mobs into disciplined

troops. The effects of that reform have been felt right down to the

present. Baron von Steuben, the great reorganizer of the forces in

George Washington's Army, simply built upon the principles which de

Saxe had set forth one century earlier. These two great architects of

military organization founded their separate systems upon one

controlling idea--that _if men can be trained to think about moving

together, they can then be led to move toward thinking together_. De

Saxe wanted keen men, not automatons; in that, he was singular among

the captains of his day. He started the numbering of regiments so that

they would have a continuing history and thereby benefit from _esprit

de corps_. He was the first to see the great importance of battle

colors and to standardize their use. Of his own military opinions he

wrote: "Experts should not be offended by the assurance with which I

deliver my opinions. They should correct them; that is the fruit I

expect from my work."

Now to take a look at von Steuben. He was the drillmaster of the

American Revolution, but he was also its greatest student of the human

mind and heart. He wrote the drill regulations of the Army, and as he

wrote, committed them to memory. Of his labors he said: "I dictated my

dispositions in the night; in the day I had them performed." But he

learned the nature of the human material for which he thought these

exercises were suited by visiting the huts of the half-clad soldiers

of Valley Forge, personally inspecting their neglected weapons and

hearing from their own lips of their sufferings. His main technic in

installing his system was to depend upon the appeal of a powerful

example; to allay all doubt of exactly what was wanted, he formed a

model company and drilled it himself. He was a natural man; troops

warmed to him because of an unabashed use of broken English and his

violently explosive use, under stress, of "gottam!" which was his only

quasi-English oath. In countenance he was strikingly like Gen. George

S. Patton and there were other points of resemblance. A private

soldier at Valley Forge was impressed with "the trappings of his

pistols, the enormous holsters of his pistols, his large size, his

strikingly martial aspect." But while he liked to dine with great men

at his table, he chose to complete his list with officers of inferior

rank. Once at Valley Forge he permitted his aides to give a dinner for

junior officers on condition that none should be admitted that had on

a whole pair of breeches. This was making the most of adversity. While

wearing two stars and serving as Inspector General of the Army, he

would still devote his whole day to the drilling of a squad of 10 or

12 men to get his system going. To a former Prussian associate he

wrote this of Americans: "You say to your soldier, 'Do this!' and he

doeth it; but I am obliged to say, 'This is the reason that you ought

to do that,' and then he does it."

This was the key to the phenomenal success of his system. Within 6

weeks after he began work at Valley Forge, the Continental Army was on

a new footing of self-confidence. His personal diligence in inquiring

into the conduct of all officers toward their men, and his zeal in

checking the accoutrement and carriage of every soldier established

within the Army its first standard of inspection. Officers began to

divide their scant rations with their men so that they would look

better. But though he drilled the men of Valley Forge in marching and

maneuver, Steuben paid no attention to the manual of arms, and let

that wait until after he had gone into battle with these same forces.

He explained why in these words: "Every colonel had introduced a

system of his own and those who had taken the greatest pains were

naturally the most attached to their work. Had I destroyed their

productions, they would have detested me. I therefore preferred to pay

no special attention to this subject until I had won their

confidence." To take hold at the essential point and postpone action

on the relatively unimportant, to respect a worthy pride and natural

dignity in other men, and finally, to demonstrate that there is a

better way in order to win men's loyalty and to use loyalty as the

portal to more constructive collective thought--all of these morals

shine in this one object lesson. The most revealing light upon the

character of Steuben comes of the episode in which he had one

Lieutenant Gibbons arrested for an offense, which he later learned

another had committed. He then went before the Regiment. It was

raining hard, but he bared his head and asked Gibbons to come forward.

"Sir," he said, "the fault which was committed might, in the presence

of an enemy, have been fatal. Your Colonel tells me you are blameless.

I ask your pardon. Return to your command."

Mistakes will occur. Tempers will go off half-cocked even among men

of good habit. Action will be taken on impulse rather than full

information, despite every warning as to its danger. But no officer

who has ever done serious injustice to a subordinate can do less than

Steuben did, if he wants to keep respect. Admiral Halsey wrote about

how he had once relieved one of his Captains in battle, found months

later that he had misjudged him, and then tried by every means within

his power to make redress.

The main connecting link between the perfecting of group action in

training and the end product of unity and economy of operations in

battle has never been better than imperfectly expressed even by such

masters as de Saxe and von Steuben, who felt it by profound instinct.

The time-honored explanation is that when men accustom themselves to

obeying orders, the time ultimately arrives when they will obey by

habit, and that the habit will carry over into any set of

circumstances requiring response to orders. This has the quality of

relative truth; it is true so far as it goes, but it undersells the

major values.

The heterogeneous crowd is swayed by the voices of instinct. Properly

trained, any military unit, being a homogeneous body, should be swayed

by the voice of training. Out of uniformity of environment comes

uniformity of character and spirit. From moving and acting together

men grow to depend upon, and to support, each other, and to

subordinate their individual wills to the will of the leader. And if

that were all that training profited them, they would rarely win a

battle or a skirmish under modern conditions!

Today the supreme value of any training at arms which fixes habit is

that, under conditions of absolute pressure, it enables men to take

the primary steps essential to basic security without too great taxing

of their mental faculties and moral powers; this leaves their senses

relatively free to cope with the unexpected. The unforeseen

contingency invariably happens in battle, and its incidence supplies

the supreme test of the efficacy of any training method. Surprise has

no regard for the importance of rank; in combat any unit's fortune may

pivot on the judgment and initiative of the file who has last joined

it. Therefore the moral object in training is stated without any

qualification in words once used by a wise Frenchman, Dr. Maurice

Campeaux: "_It should be the subordination of the individual's will to

the leader's, and not its surrender or destruction._" All training at

all levels has a dual object--to develop us all as leaders of men and

followers of leaders. Its technics are most perfect when they serve

evenly these parallel purposes. In consequence, when any officer

thinks only on: "What is policy?" rather than: "What should policy be

for the good of the service?" he has trained his sights too low.

Even in modern warfare, however, there are exceptional circumstances

in which success is altogether dependent upon the will and judgment of

the leader, and undeviating response to his orders. The commander of a

buttoned-up tank is the master of its fortunes, and what happens for

better or worse is according to the strength of his personal control.

Within a submerged submarine during action, the situation is still

more remarkable. Only one man, the commander of the ship, can see what

is occurring, and he only with one eye; the resolving of every

situation depends on his judgment as to what should be done. Yet those

who have the surest knowledge of this service have said that the main

problem in submarine warfare is to find a sufficient body of officers

who will rise superior to the intricacies of their complicated

machines, and will make their own opportunities and take advantage of

them. That is hardly unique. The same quality is the hallmark of

greatness in any individual serving with a combat arm. The military

crowd will double its effort for a leader when success rides on his

coattails; but he needs first to capture their loyalty by keeping his

contracts with them, sweetening the ties of organization, and

convincing them that he is a man to be followed. His luck (which

despite all platitudes to the contrary is an element in success)

begins when his men start to believe that he was born under a lucky

star. But they are not apt to be so persuaded unless he can make his

outfit shine in comparison with all others. The best argument for

establishing a low VD score and a high disciplinary and deportment

record within any unit is that it convinces higher authority that the

unit is well run and is trying, and is therefore entitled to any extra

consideration that may be requested. All who have been closely

identified with the inner working of any higher headquarters in the

American establishment know that it works this way. On the other hand,

the fundamental idea is almost as old as the hills. Turning back to

Cicero, we will find these words: "Neither the physician nor the

general can ever, however praiseworthy he may be in the theory of his

art, perform anything highly worthwhile without experience in the

rules laid down for the observation of all small duties." The Old

Roman added that between men nothing is so binding as a similarity of

good dispositions.

The Armed Forces Officer Department of the Army Pamphlet 600-2 · 第 9 / 22 段