It is absurd and ineffectual to give a summary of Moby-Dick, or to

quote, dismembered, some of its great passages. Like the paintings

in the Ajanta caves, the beauty of Moby-Dick can be known only to

those who will make a pilgrimage to it, and stay within its dark

confines until what is darkness has become light, and one can make

out, with the help of an occasional torch, its grand design, its

complicated arabesque, the minute significance of its parts. No

feeble pencil sketch can convey a notion of Moby-Dick’s extravagant

beauty; but at the same time, without a hint of its design and its

manner of execution, all subsequent commentary must seem flatulent

and disproportionate. For three-quarters of a century Moby-Dick

has suffered at the hands of the superficial critic: it has been

condemned because to one man it seemed confused, to another it was

not a novel, to a third the characters were not “real,” and to a

fourth it was merely a weird, mystical, impossible tale of dubious

veracity, an example of Bedlam literature, while to a fifth, it was

just a straightforward account of the whaling industry, marred by a

crazy captain and an adventitious plot. The final answer to all these

criticisms lies, of course, in the book itself: but the foregoing

outline will perhaps aid us a little in defining the qualities and

limits of Melville’s vast epic.

Before we can take the measure of Moby-Dick we must, however, throw

aside our ordinary measuring-sticks: one does not measure Saturn with

the aid of an opera-glass and a dressmaker’s tape. The conventional

critic has dismissed Moby-Dick because it is “not a novel,” or if it

is a novel, its story is marred by all sorts of extraneous material,

history, natural history, philosophy, mythological excursions, what

not. This sort of criticism would belittle Moby-Dick by showing that it

does not respect canons of a much pettier nature than the work itself,

or because its colossal bulk cannot be caught in the herring-net of

the commonplace story or romance. Even Mr. John Freeman, one of the

most sympathetic interpreters of Melville, falls into this error;

for, while acknowledging the great qualities of Moby-Dick, he refers

to its “digressions and delays” as if they were in fact digressions

and delays; that is, as if the “action” in the common novelist’s

development of plot carried the thread of the story.

The matter is very easily put to rights if we simply abandon these

false categories altogether. Moby-Dick stands by itself as complete

as the Divine Comedy or the Odyssey stands by itself. Benedetto Croce

has correctly taught us that every work of art is indeed in this same

position: that it is uniquely what it is, and cannot be understood

except in terms of its own purpose. If, for purely practical reasons,

we ignore this in dealing with the ruck of novels and stories,

because their inner purpose is so insignificant, we must respect it

strictly when we confront a work that does not conspicuously conform

to the established canons; for, needless to say, an imaginative work

of the first rank will disclose itself through its differences and

its departures, by what it originates, rather than by what it is

derived from or akin to. Had Melville seriously sought in Moby-Dick

to rival the work of Trollope or Reade or Dickens, had he simply

desired to amuse and edify the great bourgeois public that consumed

its three-decker novels as it consumed its ten-course public dinners,

and wanted no delay in the service, no hitch in the round of food,

drink, toasts, speeches, and above all, no unaccustomed victuals on

such occasions, then Moby-Dick would have been a mistake and failure.

But one cannot count as a failure what was never an attempt. Moby-Dick

does not belong to this comfortable bourgeois world, any more than

horse-hair shirts or long fasts; it neither aids digestion nor

increases the sense of warm drowsy good nature that leads finally to

bed: and that is all there is to it.

The same criticism that disposes of the notion that Moby-Dick is a

bad novel, by admitting freely that it is not a novel at all, equally

disposes of its lack of verisimilitude. Although Melville was at

first challenged on his facts, such as the ramming of the Pequod by

Moby-Dick, events were just as kind to his reputation here as they were

in the case of Typee: for while Moby-Dick was on the press, news came

of the sinking of the whaler Ann Alexander by the ferocious attack of

a whale. No one of authority has attempted to quarrel with Melville’s

descriptions of the life and habits of whalemen and the whale: the

testimony of every observer is that Melville left very little for any

one else to say about the subject. This does not, however, dispose of

the charge; for those who are wisely captious of Melville here will

confine themselves to saying that no such crew ever existed, no such

words ever passed human mouth, and no such thoughts could enter the

mind of a Nantucketer, as entered Ahab’s.

Again, one is tempted to grant the objection; for it makes no

difference in the value of Moby-Dick as a work of art. In the realistic

convention, Moby-Dick would be a bad book: it happens that the story

is projected on more than one plane, and a good part of it belongs to

another, and equally valid, convention. Melville himself was aware

of the difference, and early in the book he calls upon the Spirit

of Equality, which has spread its royal mantle of humanity over all

his kind, to defend him against all mortal critics “if, then, to the

meanest mariners, and renegades, and castaways, I shall hereafter

ascribe high qualities, though dark; weave round them tragic graces; if

even the most mournful, perchance the most abased among them all shall

at times lift himself to the exalted mounts; if I shall touch that

workman’s arm with some ethereal light; if I shall spread the rainbow

over his disastrous set of sun.” Now, the convention in which Melville

cast this part of Moby-Dick was foreign to the nineteenth century;

obscure people, like Beddoes, alone essayed it: to create these

idealized figures called for such reserves of power that only minor

poets, for the most part, unconscious of their weaknesses, attempted

the task.

The objections to Melville’s use of this convention would be fair

enough if, like the minor poets, he failed; but, through his success,

one sees that the limitations of naturalism are no closer to reality

than the limitations of poetic tragedy; and, on the contrary,

Melville’s valiant use of this convention enabled him to present a

much fuller picture of reality than the purely external suggestions of

current realism would have permitted him to show. What we call realism

is a method of approaching reality: an external picture of a Cowperwood

or a Gantry may have as little human truth in it as a purely fanciful

description of an elf: and the artist who can draw upon more than one

convention is, at all events, free from the curious illusion, so common

in the nineteenth century, alike in philosophy, with its pragmatism in

science, with its dogmatic materialism, and in imaginative writing,

with its realism, that this convention is not limited, and so far

arbitrary, but the very stuff and vitals of existence. The question

to settle is not: Did an Ahab ever sail from Nantucket? The question

is: Do Ahab and Stubb and Starbuck and Tashtego live within the sphere

where we find them? The answer is that they are tremendously alive; for

they are aspects of the spirit of man. At each utterance, one feels

more keenly their imaginative embodiment; so that by the time Ahab

breaks into his loftiest Titanisms, one accepts his language, as one

accepts his pride: they belong to the fibre and essence of the man.

Ahab is a reality in relation to Moby-Dick; and when Melville projects

him, he ceases to be incredible, because he is alive.

We need not concern ourselves particularly with those who look upon

Moby-Dick solely as a sort of World’s Almanac or Gazetteer of the

Whaling Industry, unhappily marred by the highly seasoned enticements

of the narrative. This criticism is, indeed, but the other side of

the sort of objection I have disposed of; and it tells more about the

limitations of the reader than it does about the quality of Moby-Dick.

For the fact is that this book is a challenge and affront to all the

habits of mind that typically prevailed in the nineteenth century, and

still remain, almost unabated, among us: it comes out of a different

world, and presupposes, for its acceptance, a more integrated life and

consciousness than we have known or experienced, for the most part,

these last three centuries. Moby-Dick is not Victorian; it is not

Elizabethan; it is, rather, prophetic of another quality of life which

Melville had experienced and had a fuller vision of in his own time--a

quality that may again come into the world, when we seek to pass beyond

the harassed specialisms which still hold and preoccupy so many of us.

To fathom this quality of Melville’s experience and imagination, we

must look a little deeper into his myth and his manner of projecting

it. What is its meaning? And first, in what manner is that meaning

conveyed to us?

8

Moby-Dick is a poetic epic. Typographically, Moby-Dick conforms to

prose, and there are long passages, whole chapters, which are wholly

in the mood of prose: but in spirit and in actual rhythm, Moby-Dick

again and again rises to polyphonic verse which resembles passages of

Webster’s in that it can either be considered as broken blank verse,

or as cadenced prose. Mr. Percy Boynton has performed the interesting

experiment of transposing a paragraph in Pierre into excellent free

verse, so strong and subtle are Melville’s rhythms; and one might

garner a whole book of verse from Moby-Dick. Melville, in Moby-Dick,

unconsciously respects Poe’s canon that all true poetry must be short

in length, since the mood cannot be retained, unbroken or undiminished,

over lengthy passages, and if the form itself is preserved, the content

nevertheless is prose. But while Poe himself used this dictum as an

excuse for writing only short lyrics, Melville sustained the poetic

mood through a long narrative by dropping frankly into prose in the

intervening while. As a result, he was under no necessity of clipping

the emotions or of bleaching the imaginative colours of Moby-Dick:

like a flying-boat, he rises from the water to the air and returns to

the water again without losing control over either medium. His prose

is prose: hard, sinewy, compact; and his poetry is poetry, vivid,

surging, volcanic, creating its own form in the very pattern of the

emotional state itself, soaring, towering, losing all respect for the

smaller conventions of veracity, when the inner triumph itself must

be announced. It is in the very rhythm of his language that Ahab’s

mood, and all the devious symbols of Moby-Dick are sustained and made

credible: by no other method could the deeper half of the tale have

been written. In these poetic passages, the phrases are intensified,

stylicized, stripped of their habitual associations. If occasionally,

as with Shakespeare, the thought itself is borne down by the weight of

the gold that decorates it, this is only a similar proof of Melville’s

immense power of expression.

Both Poe and Hawthorne share some of Melville’s power, and both of

them, with varying success, wrought ideality and actuality into the

same figure: but one has only to compare the best of their work with

Moby-Dick to see wherein Melville’s great distinction lies. The Scarlet

Letter, The House of the Seven Gables, William Wilson, like most other

works of fiction, are melodic: a single instrument is sufficient to

carry the whole theme; whereas Moby-Dick is a symphony; every resource

of language and thought, fantasy, description, philosophy, natural

history, drama, broken rhythms, blank verse, imagery, symbol, are

utilized to sustain and expand the great theme. The conception of

Moby-Dick organically demands the expressive interrelation, for a

single total effect, of a hundred different pieces: even in accessory

matters, like the association of the Parsee, the fire-worshipper, with

the death of Ahab, the fire-defier, or in the makeup of the crew, the

officers white men, the harpooneers the savage races, red, black,

brown, and the crew a mixed lot from the separate islands of the

earth, not a stroke is introduced that has not a meaning for the myth

as a whole. Although the savage harpooneers get nearest the whale,

the savage universe, it is Ahab and the Parsee, the European and the

Asiatic, who carry the pursuit to its ultimate end--while a single

American survives to tell the tale!

Melville’s instrumentation is unsurpassed in the writing of the last

century: one must go to a Beethoven or a Wagner for an exhibition of

similar powers: one will not find it among the works of literature.

Here are Webster’s wild violin, Marlowe’s cymbals, Browne’s sonorous

bass viol, Swift’s brass, Smollett’s castanets, Shelley’s flute,

brought together in a single orchestra, complementing each other in

a grand symphony. Melville achieved a similar synthesis in thought;

and that work has proved all the more credible because he achieved it

in language, too. Small wonder that those who were used to elegant

pianoforte solos or barrel-organ instrumentation, were deafened and

surprised and repulsed.

What is the meaning of Moby-Dick? There is not one meaning; there are

many; but in its simplest terms, Moby-Dick is, necessarily, a story of

the sea and its ways, as the Odyssey is a story of strange adventure,

and War and Peace a story of battles and domestic life. The characters

are heightened and slightly distorted: Melville’s quizzical comic

sense is steadily at work on them, and only Ahab escapes: but they all

have their recognizable counterparts in the actual world. Without any

prolonged investigation one could still find a Starbuck on Nantucket or

a Flask on Marthas Vineyard--indeed, as Mr. Thomas Benton’s portraits

properly indicate, queerer fish than they.

On this level, Moby-Dick brings together and focusses in a single

picture the long line of sketches and preliminary portraits Melville

had assembled in Typee, Omoo, Redburn, and White-Jacket. As a story

of the sea, Moby-Dick will always have a call for those who wish to

recapture the magic and terror and stress and calm delight of the

sea and its ships; and not less so because it seizes on a particular

kind of ship, the whaler, and a special occupation, whaling, at the

moment when they were about to pass out of existence, or rather, were

being transformed from a brutal but glorious battle into a methodical,

slightly banal industry. Melville had the singular fortune to pronounce

a valedictory on many ways of life and scenes that were becoming

extinct. He lived among the South Sea Islanders when they were still

pretty much as Captain Cook found them, just before their perversion

and decimation by our exotic Western civilization. He recorded life

on a man-of-war half a generation before the sail gave place to

steam, wood to armour-plate, and grappling-irons to long-range guns.

He described life on a sailing-packet before steam had increased the

speed, the safety, and the pleasant monotony of transatlantic travel:

and finally, he recorded the last heroic days of whaling. Moby-Dick

would have value as first-hand testimony, even if it were negligible as

literature. If this were all, the book would still be important.

But Moby-Dick, admirable as it is as a narrative of maritime adventure,

is far more than that: it is, fundamentally, a parable on the mystery

of evil and the accidental malice of the universe. The white whale

stands for the brute energies of existence, blind, fatal, overpowering,

while Ahab is the spirit of man, small and feeble, but purposive,

that pits its puniness against this might, and its purpose against

the blank senselessness of power. The evil arises with the good: the

white whale grows up among the milder whales which are caught and cut

up and used: one hunts for the one--for a happy marriage, livelihood,

offspring, social companionship and cheer--and suddenly heaving its

white bulk out of the calm sea, one comes upon the other: illness,

accident, treachery, jealousy, vengefulness, dull frustration. The

South Sea savage did not know of the white whale: at least, like death,

it played but a casual part in his consciousness. It is different with

the European: his life is a torment of white whales: the Jobs, the

Aeschyluses, the Dantes, the Shakespeares, pursue him and grapple with

him, as Ahab pursues his antagonist.

All our lesser literature, all our tales of Avalon or Heaven or

ultimate redemption, or, in a later day, the Future, is an evasion of

the white whale: it is a quest of that boyish beginning which we call

a happy ending. But the old Norse myth told that Asgard itself would

be consumed at last, and the very gods would be destroyed: the white

whale is the symbol of that persistent force of destruction, that

meaningless force, which now figures as the outpouring of a volcano or

the atmospheric disruption of a tornado or again as the mere aimless

dissipation of unused energy into an unavailable void--that spectacle

which so disheartened the learned Henry Adams. The whole tale of the

West, in mind and action, in the philosophy and art of the Greeks, in

the organization and technique of the Romans, in the precise skills

and unceasing spiritual quests of the modern man, is a tale of this

effort to combat the whale--to ward off his blows, to counteract his

aimless thrusts, to create a purpose that will offset the empty malice

of Moby-Dick. Without such a purpose, without the belief in such a

purpose, life is neither bearable nor significant: unless one is

polarized by these central human energies and aims, one tends to become

absorbed in Moby-Dick himself, and, becoming a part of his being,

can only maim, slay, butcher, like the shark or the white whale or

Alexander or Napoleon. If there is no God, exclaims Dostoyevsky’s hero,

then we may commit murder: and in the sense that God represents the

totality of human purpose and meaning the conclusion is inevitable.

It is useless to derive man’s purposes from those of the external

universe; he is a figure in the web of life. Except for such kindness

and loyalty as the creatures man has domesticated show, there is, as

far as one can now see, no concern except in man himself over the

ceaseless motions and accidents that take place in nature. Love and

chance, said Charles Peirce, rule the universe: but the love is man’s

love, and although in the very concept of chance, as both Peirce and

Captain Ahab declare, there is some rough notion of fair play, of

fifty-fifty, of an even break, that is small immediate consolation for

the creature that may lose not the game, but his life, by an unlucky

throw of the dice. Ahab has more humanity than the gods he defies:

indeed, he has more power, because he is conscious of the power he

wields, and applies it deliberately, whereas Moby-Dick’s power only

seems deliberate because it cuts across the directed aims of Ahab

himself. And in one sense, Ahab achieves victory: he vanquishes in

himself that which would retreat from Moby-Dick and acquiesce in his

insensate energies and his brutal sway. His end is tragic: evil engulfs

him. But in battling against evil, with power instead of love, Ahab

himself, in A. E.’s phrase, becomes the image of the thing he hates: he

has lost his humanity in the very act of vindicating it. By physical

defiance, by physical combat, Ahab cannot rout and capture Moby-Dick:

the odds are against him; and if his defiance is noble, his methods

are ill chosen. Growth, cultivation, order, art--these are the proper

means by which man displaces accident and subdues the vacant external

powers in the universe: the way of growth is not to become more

powerful but to become more human. Here is a hard lesson to learn: it

is easier to wage war than to conquer in oneself the tendency to be

partial, vindictive, and unjust: it is easier to demolish one’s enemy

than to pit oneself against him in an intellectual combat which will

disclose one’s weaknesses and provincialities. And that evil Ahab seeks

to strike is the sum of one’s enemies. He does not bow down to it and

accept it: therein lies his heroism and virtue: but he fights it with

its own weapons and therein lies his madness. All the things that Ahab

despises when he is about to attack the whale, the love and loyalty

of Pip, the memory of his wife and child, the sextant of science, the

inner sense of calm, which makes all external struggle futile, are the

very things that would redeem him and make him victorious.

Man’s ultimate defence against the Universe, against evil and accident

and malice, is not by any fictitious resolution of these things into an

Absolute which justifies them and utilizes them for its own ends: this

is specious comfort, and Voltaire’s answer to Leibniz in Candide seems

to me a final one. Man’s defence lies within himself, not within the

narrow, isolated ego, which may be overwhelmed, but in that self which

we share with our fellows and which assures us that, whatever happens

to our own carcasses and hides, good men will remain, to carry on the

work, to foster and protect the things we have recognized as excellent.

To make that self more solid, one must advance positive science,

produce formative ideas, and embody ideal forms in which all men may,

to a greater or less degree, participate: in short, one must create a

realm which is independent of the hostile forces in the universe--and

cannot be lightly shaken by their onslaught. Melville’s method, that

of writing Moby-Dick, was correct: as correct as Ahab’s method, taken

literally, that of fighting Moby-Dick, was fallacious. In Moby-Dick,

Melville conquered the white whale in his own consciousness: instead of

blankness there was significance, instead of aimless energy there was

purpose, and instead of random living there was Life. The universe _is_

inscrutable, unfathomable, malicious, _so_--like the white whale and

his element. Art in the broad sense of all humanizing effort is man’s

answer to this condition: for it is the means by which he circumvents

or postpones his doom, and bravely meets his tragic destiny. Not tame

and gentle bliss, but disaster, heroically encountered, is man’s true

happy ending.

9

Here, it seems to me, is the plainest interpretation of Melville’s

fable, and the one he was partly conscious of in the writing of it. But

a great book is more a part of its milieu than either the writer or his

public knows; and there is more in Moby-Dick than the figure of man’s

heroic defiance of brute energy, and evil, and the high gods.

In another sense, the whale stands for the practical life. Mankind

needs food and light and shelter, and, with a little daring and a

little patience, it gains these things from its environment: the

whale that we cut up, dissect, analyse, melt down, pour into casks,

and distribute in cities and households is the whale of industry and

science. The era of whaling which opened only in the late seventeenth

century is timed with the era of modern industry; and in the very year

Melville wrote Moby-Dick, 1851, industry and science were announcing

their triumphs in that great cock-crow of the Crystal Palace Exhibition

in London. Side by side with this purpose, which secures man’s material

existence, is another set of purposes which, though they sometimes take

advantage of the means offered by the practical life, as Ahab takes

advantage of his sordid crew and ordinary whaling to carry out his

private revenge, run counter to the usual flow of our daily efforts.

The white whale cannot be met and captured by the usual means; more

than that: to fulfil man’s own deeper purposes, the captains of the

spirit must oppose the prudence of Starbuck and the common sense

of Stubb. Material sustenance, home, comfort, though their pursuit

occupy the greater part of the daily round of humanity, are sometimes

best forgotten and set at naught: indeed, when nobler human purposes

are uppermost, they must be set at naught. He who steadily seeks to

preserve life and fortify it must be ready to give up his life at a

moment’s notice when a fellow creature is in danger: he who would

provide others with daily bread must be prepared to go hungry if the

wheat that would nourish him is needed for the planting. All the more

does this hold in the affairs of the spirit. When the human spirit

expands itself to the uttermost, to confront the white whale and hew

meaning and form from the blank stone of experience, one must reverse

all the practical maxims: earth’s folly, as Melville says, is Heaven’s

wisdom, and earth’s wisdom is Heaven’s greatest disaster.

Herman Melville · 第 14 / 29 段