CHAPTER III

REFLECTION.

INSTINCT AND HABIT _VERSUS_ REFLECTION. In the two types of

behavior already discussed, man is, as it were, "pushed from

behind." In the case of instinct he performs an action simply

because he _must_ perform it. Willy-nilly he withdraws his

hand from fire, eats when hungry, and sleeps when tired. In

the case of habits, once they are acquired, he is also largely

dominated by circumstances beyond his own control. The

bottle is to the confirmed drunkard almost an irresistible command

to drink, the alarm clock to one accustomed to it an

equally imperative and not-to-be-disregarded order to arise.

The story of the old veteran who was carrying home his dinner

and who dropped his hands to his side and his dinner to the

gutter when a practical joker called "Attention"; the pathetic

plight of the superannuated business man who is totally at a

loss away from his familiar duties, are often quoted illustrations

of how completely habit may determine a man's actions.

But while in a large portion of our daily duties we are thus

at the beck and call of the instincts which are our inheritance

and the habits which we have acquired, we may also _control_

our actions. Instead of performing actions as immediate and

automatic responses to accustomed stimuli, we may determine

our actions, single or consecutive, in the light of absent

and future results. To act thus is to act reflectively, and to

act reflectively is the only escape from random acts prompted

by instinct and routine ones prompted by habit.

To act reflectively is to delay response to an instinctive or

habitual stimulus until the various possibilities of action and

the results associated with each have been considered. An

action performed instinctively or habitually is automatic; it

is performed not on the basis of what will be the result, but

simply as an immediate response to a present stimulus. But

an act (or a series of acts) reflectively performed is performed

in the light of the results that are prophetically associated

with them. In the case of instinct and habit, the individual

almost literally does not know what he is about. In reflective

activity he does know, and the more thorough the reflective

process, the more thorough and precise is his knowledge. He

performs actions _because_ they will achieve certain results, and

he is conscious of that causal connection, both before the

action is performed when he perceives the results imaginatively,

and after it is performed when he sees them in fact.

THE ORIGIN AND NATURE OF REFLECTION. Reflection, it must be

noted in the first place, is not a thing, but a process. It is a

process whereby human beings adjust themselves to a continuously

changing environment. Our instincts and habits

suffice to adapt us to that large number of recurrent similar

situations of which our experience in no small measure exists.

In such cases the habitual response will bring the usual satisfaction.

Walking, dressing, getting to familiar places, finding

the electric button in well-known rooms, opening often-opened

combinations--these operations are all adequately

accomplished by the fixed mechanisms of habit. But we

meet as frequently with novel situations where the accustomed

or instinctive reactions will not bring the desired satisfaction.

One response or a number of responses will not

adjust the individual satisfactorily to external conditions; or

there may be a conflict between a number of impulses all

clamoring for satisfaction at once. Reflection thus begins

either in a maladjustment between the individual and his

environment or in a conflict of impulses within the same

person.

Where such a maladjustment occurs, the uneasiness, discomfort,

and frustration of action may be removed in one of

two ways. Adjustment may be achieved, as we have already

seen, through physical trial and error, through a hit-and-miss

experimentation with every possible response until the appropriate

one is made. This is the only way in which animals

can learn to modify their instinctive tendencies into habits

more adequate to their conditions. The more economical

and effective process, one peculiar to human beings, is that

of reflection. To think or to reflect means to postpone response

to a given problematic situation until the possible consequences

of the possible responses have been mentally traced

out. Instead of _actually_ making every response that occurs

to us, we make all of them _imaginatively_. Instead of consuming

time and energy in physical trial and error, we go through

the process of mental trial and error. We make no response

at all in action until we have surveyed all the possibilities of

action and their possible consequences. And when we do

make a response we make it on the basis of those foreseen

consequences.[1]

[Footnote 1: The possibilities of response that do occur to us are, on

the whole, determined by past training and native differences in

temperament. But part of the process of reflection is, as we shall see

in the chapter on "Science and Scientific Method," concerned with

deliberately enlarging the field of possible responses in the solution

of a given problem.]

In other words, the situation is analyzed. What is the end

or adjustment sought, what are the possible responses, and

how far is each of them suited as a means to achieving the

satisfaction sought? Instead of going through every random

course of action that suggests itself, each one is "dramatically

rehearsed." Finally, that response is made which gives most

promise in terms of its prophesied consequences of adjusting

us to our situation.

ILLUSTRATION OF THE REFLECTIVE PROCESS. A student may, for

example, be seated at his study, preparing for an examination.

A friend enters and suggests going for a walk or to the

theater. If the student were to follow this first immediate

impulse he would, before he realized it, be off for an evening's

entertainment. But instead of responding immediately,

dropping his books, reaching for his hat, opening the door,

and ringing for the elevator (a series of habitual acts initiated

by the instinctive desire for rest, variety, and companionship),

he may rehearse in imagination the various possibilities

of action. In general terms, what happens is simply this:[1]

[Footnote 1: The technique of reflection will be discussed in detail

in the chapter on "Science and Scientific Method."]

On the one hand, the gregarious instinct, the desire for rest,

native curiosity, and an acquired interest in drama may

prompt him strongly to go to the theater. On the other

hand, the habits of industry, ambition, self-assertion, and

studying in the evening urge him to stay at home and study.

The first course of action may, for the moment, be immediately

attractive and stimulating. But instead of responding

to either immediately, the student rehearses dramatically the

possibilities associated with each. On the one hand are the

immediate satisfactions of rest, amusement, and companionship.

But as further consequences of the impulse to go out

to the theater are seen--or, rather, are foreseen--failure in

the examination, the loss of a scholarship, pain to one's family

or friends, and chagrin at the frustration of one's deepest and

most permanent ideals. The second course of action, to

stay at home and study, though it is seen to have connected

with it certain immediate privations, is foreseen to involve

the further consequences of passing the examination, keeping

one's scholarship, and maintaining certain personal or intellectual

standards one has set one's self. Even if the student

decides to follow the first course of action to which an immediate

impulse has prompted him, his act is different in quality

from what it would have been if he had not reflected at all.

The student goes out fully aware of the consequences of what

he is doing; he goes _for_ the immediate pleasure and _in spite

of_ the possible failure in the examination. The very heart

of reflective behavior is thus seen to lie in the fact that present

stimuli are reacted to, not for what they are as immediate

stimuli, but for what they signify, portend, imply, in the way

of consequences or results. And a response made upon reflection

is made on the basis of these imaginatively realized consequences.

We connect what we do with the results that

flow from the doing, and control our action in the light of that

prophetically realized connection.

The process is obviously not always so simple as that described

in the above illustration. In the first place, more

than two courses of action may suggest themselves. And the

consequences of any one of them may be far more complex

and far more obscure than any suggested in the above. For

an individual to be able to decide a problem on the basis of

consequences imaginatively foreseen, it is often necessary to

institute a very elaborate system of connecting links between

an immediately suggested course of action and its not at all

obvious results. "Thinking a thing out" involves precisely

this introduction of connecting links, or "middle terms," between

what is immediately given or suggested and what

necessarily, though by no means obviously, follows. This

is illustrated in the case of any more or less theoretical problem

and its solution. To perceive, for example, the connection

between atmospheric pressure and the rise of water in a

suction pump involves the introduction of connecting links

in the form of the general law of gravitation, of which atmospheric

pressure is a special case.

But the same is true of practical problems. A young man

may be trying to decide whether or not to take a nomination

to the training course at West Point. He may be attracted

by the four years' training, and highly value the results of it.

He may think, however, that the training involves an obligation

to serve in the army; it may mean, for a long time, service

in some remote army post. His decision may be determined

by this last consideration, which required a series of

intermediate "linking" ideas to bring to light.

The technique of scientific or expert thinking is, in large

part, concerned with devices for enabling the thinker more

securely to trace the obscure and remote connections between

actions and their consequences, between causes and effects.

But, whether simple or complex, the essential feature of

reflective activity is that it is action performed in the light of

consequences foreseen in imagination. Physical stimuli are

not responded to immediately with physical action. They

are responded to as symbols, signs, or portents; they are

taken as symptoms of the results that _would_ follow if they

_were_ acted upon. That is, they are, until decision is made,

reacted to imaginatively. When an actual response is finally

made, it is made on the basis of the results that have been

more or less accurately and directly anticipated in imagination.

REFLECTION AS THE MODIFIER OF INSTINCT. Reflection is

primarily a revealer of consequences. Instead of yielding to

the first impulse that occurs to him, the thinking man

considers where that impulse, if followed out, will lead. And

since man is moved by more than one impulse at a time, reflection

traces the consequences of each, and determines action

on the basis of the relative satisfactions it can prophesy after

careful inquiry into the situation. To reflect is primarily to

query a stimulus, to find out what it means in terms of its

consequences. The more alert, persistent, and careful this

inquiry, the more will instinctive tendencies be checked and

modified and adjusted to new situations.

In the discussion of the acquisition of habits, it was pointed

out that useful habits may be acquired most rapidly by an

analysis of them into their significant features. The speed

with which random instinctive actions are modified into a

series of useful habitual ones depends intimately upon how

clear and detailed is the individual's appreciation of the

results to be achieved by one action rather than another. A

large part of learning even among humans is doubtless trial

and error, random hit-or-miss attempts, until after successive

repetitions, a successful response is made and retained. But

human learning and habit-formation are so much more various

and fruitful than those of animals precisely because human

beings can check and modify instinctive responses in the

light of consequences which they can foresee. These foreseen

consequences are, of course, derived from previous experience;

that is, they are "remembered." But reflection short-circuits

the process. The more deliberate and reflective the process

of learning, the more the individual notes the connections

between the things he does and the results he gets, the fewer

repetitions will he need in order effectively to modify his

instinctive behavior into useful habits. He will anticipate

results; he will experience them in imagination. He will not

need to make every wrong move in paddling a canoe until he

finally hits upon the right one. He will not need to alienate

all his clients before learning to deal with them successfully.

In any given set of circumstances he will form the effective

habits rapidly. He will calculate, "figure out," find out in

advance. To keep one's temper under provocation, to refrain

from eating delicious and indigestible foods, to keep at

work when one would like to play, and sometimes to play

when one is engrossed in work, are familiar instances of how

our first impulses become checked, restrained, or modified in

the light of the results we have discovered to be associated

with them.

REFLECTIVE BEHAVIOR MODIFIES HABIT. The same conscious

breaking-up of a new type of action into its significant

features, the same connection of a given action with a given

result which makes the intelligent learner so much more

quickly acquire effective new habits than the one who is

mechanically drilled, leads also to a continuous criticism of

habits, and their discontinuance when they are no longer

adequate. Reflection, if it is itself a habit, is the most valuable

one of all. It is an important counterpoise to the hardening

and fossilization which repeated habitual actions bring about

in the nervous system.

In acting reflectively we subject our accustomed ways to

deliberate analysis, however immediately persuasive these

may have become, and deliberately institute new habits in

the light of the more desirable consequences they will bring.

Habits come to be regarded not as final or as good in themselves,

but as methods of accomplishing good. If they fail

to bring genuine satisfaction, reflection can indicate wherein

they are inadequate, wherein they may be changed, and

whether they should be altogether discarded.

Reflection thus makes conduct conscious; it is not the substitute

for instinct and habit; it is the guide and controller of

both. When we act thoughtfully and intelligently, we are

doing things not because we have done them that way in the

past, or because it is the first response that occurs to us, but

because, in the light of analysis, that way will bring about the

most desirable results.

THE LIMITS OF REFLECTION AS A MODIFIER OF INSTINCT AND HABIT.

While our impulses and habits may be subjected to the criticism

of reflection in the light of the consequences which it

can forecast, reflection is itself seriously limited by our

original impulses and our acquired habitual ones. On reflection,

we may not follow our first impulse, but to act at all is to act

on some original or acquired impulse or a combination of

them. Which original tendency we shall follow reflection can

tell us; it cannot tell us to follow none. In the illustration

already used, the student may upon reflection study rather

than go out. But the roots of his studying will also lie back

in the instincts and habits which are, for better or for worse,

his only equipment for action. They will lie back in the

tendencies to be curious, to gain the praise of other people

and to be a leader among them, in the habits of knowing work

thoroughly, of studying in the evening, of maintaining a

scholarship average to which he has been accustomed.

Reflection may weigh the relative persuasions of various

impulses; it cannot ignore them. We may think in order to

attain our desires, and may, through reflection, learn to

change them; we cannot abolish them. Whether we are

curious about our neighbors' business or about the movements

of the stars and the possible reactions of a strange

chemical element, depends on our previous training and the

extent to which inquiry itself has become a fixed and

persistent habit. But in any case we are curious. Whether we

fight in street brawls or in campaigns against tuberculosis,

we are still, as it were, born fighters.

Similarly, in the case of habit, we may upon reflection discover

that our habits of walking, writing, or speech are bad;

that we ought not to smoke, or drink, or waste time. We

may come, through reflection, to realize with the utmost

clarity the advantages to ourselves of acquiring the habits of

going to bed early, saving money, keeping our papers in order,

and persisting at work amid distractions. But the bad habits

and the good are already fixed in our nervous system, and in

physiology also possession is nine tenths of the law. We may

_intend_ to change, but by taking thought alone we cannot add

a cubit to our stature. Reflection can do no more than point

the way we should go. For unless the wrong actions are

systematically and repeatedly refrained from, and the proper

ones made habitual, thinking remains merely an impotent

summary of what can be done. Conduct is governed, it must

be repeated, by the satisfactions action can bring us, and

unless actions are made habitual they will not be performed

with satisfaction.

HOW INSTINCTS AND HABITS IMPAIR THE PROCESSES OF REFLECTION.

It is as important as it is paradoxical that thinking is impaired

in its efficiency by the instincts and habits in whose service it

arises, and whose conflicts and maladjustments it helps to

resolve. The situations of conflict or perplexity which provoke

thinking are determined by the particular tendencies

which, by nature or training, are brought into play in any

given situation. If we are committed by tradition or habitual

allegiance to a protective tariff, we will be concerned in our

thinking with details, what articles need protection and how

much do they need; the ultimate desirability of a protective

tariff will not be a problem remotely occurring to us. If we

are by training committed to capital punishment, we will be

concerned, if we think about it at all, with means and methods;

we will think about the relative merits of hanging or

electrocution; the ultimate justification or desirability of capital

punishment will not be a problem or issue for us at all.

Thus, it may be said in a sense that our thinking is determined

by what we do not think about as much as by what we do

think about. What we take for granted limits the field within

which we will inquire or reflect at all. But what we take for

granted is, on the whole, settled by our habitual reactions.

And the more settled habitual convictions we have, the narrower

becomes the field within which reflection takes place.

Force of habit may leave us blind to many situations genuinely

demanding solution. Originality in thinking consists,

in part at least, in an ability to see a problem where others,

through routine, see none. Apples have fallen on the heads

of others than Newton, but a habit-ridden rustic will not be

stirred by the falling of an apple to reflection on the problem

of falling bodies. The countryman may live all his life serenely

oblivious to a thousand problems that would pique

the curiosity and reflection of a botanist or geologist. A man

may go on for years accepting income on investments earned

in very dubious ways without ever pausing to reflect on the

sources or the justification of his wealth.[1]

[Footnote 1: According to the traditional anecdote, when Marie Antoinette

was told that the people were clamoring because they could not get any

bread, the one problem that occurred to her was why they didn't eat

cake. From the habits and conditions of life to which she was accustomed,

there had never arisen a problem as to how to get food at all; it was

merely a problem of what kind of food to eat.]

Instincts and habits, furthermore, limit the field of possible

courses of action that suggest themselves. We come, through

habit, to be alive only to certain possibilities to the practical

exclusion of all others. Thinking becomes fruitful and suggestive

when it is freed from the limited number of suggestions

that occur through force of habit. But original thinking is

rare precisely because habits do have such a compulsive

power in determining the possibilities of action that suggest

themselves to us. The man who moves in a rut of habitual

reactions will "never think" of possibilities that "stare in the

face" a less habit-ridden thinker. Inventiveness, originality,

creative intelligence, whatever one chooses to call it, consists,

in no small measure, in this ability to remain alive to a wide

variety of stimuli, to keep sensitive to all the possibilities that

are in a situation, instead of those only to which we are

immediately prompted by instinct or habit. The possibility of

using the current of a river as power is not the first possibility

that flowing water suggests.

Past training and individual differences in temperament

not only limit the possibilities that do occur to us; they

seriously distort, color, and qualify those of which we become

conscious. We forecast differently and with differing degrees

of accuracy the consequences of those possible courses of

action which do occur to us according to the influence and

stimulation which particular native traits and acquired impulses

have in our conduct. Ideally, the consequences which

we imaginatively forecast as following from a given course of

action, should tally with the consequences which genuinely

follow from it. But there is too often a sad discrepancy between

the consequences as they are foreseen by the individual

concerned and the genuine consequences that could be foreseen

by any disinterested observer. The discrepancy between

the genuine and the imagined consequences of given

ideas or suggestions is caused more than anything else by

the hopes, fears, aversions, and preferences which, by nature

or training, are controlling in a man's behavior. Facts are

weighed differently according as one or another of these

psychological influences is present. We intend unconsciously

to substitute a desired or expected consequence for the actual

one; we tend to be oblivious to consequences which we fear,

and quick to imagine those for which we hope. On the day

before an election the campaign managers on both sides, in

the glow and momentum of their activities, are confident of

the morrow's victory. The opponent of prohibition saw

nothing but drug fiends and revolution as its consequences;

its extreme advocates saw it as the salvation of mankind.

The causes of error in appraising the consequences of any

given course of action are partly individual and partly social

in character. From Francis Bacon down, there have been

various attempts to classify these factors in the distortion of

the reflective process. In connection with the particular

human traits, especially such as fear and gregariousness, we

shall have occasion to examine a few of these.

It will suffice to point out here that the aim of reflective

thinking is to discover the genuine consequences of things,

and to eliminate and discount those prejudices and preferences,

bred of early education and training, which might impair

our discovery of those consequences. To the untrained,

those things look most significant which stir their impulses

most strikingly. The beggar's sores seem much more important

and terrible than a gifted youngster deprived of education

through poverty. Instinctively we shrink back from the sight

of blood, but instinct is no safe clue in helping us to

distinguish between the poisons and the panaceas among the

brightly colored bottles of chemicals ranged along a shelf.

The whole technique of scientific method as opposed to the

shrewd but unreliable guesses of common sense is one of freeing

us from the compulsions of random habitual impulses.

It substitutes for caprice the measuring of consequences, the

detailed knowing of what we are about. That impartial judgment

has its difficulties is clear from the simple fact alone that

human beings start by being a bundle of instincts and soon

grow into a bundle of habits. To the extent to which they

can control these they are masters of themselves.

THE VALUE OF REFLECTION FOR LIFE. To many people there is

something terrifying about the idea of controlling life by

reason. Life (they point out correctly) is a vital process of

instincts which appear before thinking, and which are often

more powerful than reasoned judgments. Against advice to

live consciously, to be in control of ourselves, to know what

we are about, comes the call "Back to Nature." A life of

reflection appears chilling and arbitrary. Because reflection

so often reveals that impulses must be checked if disaster

is not to result, it has come to be associated with a metallic

and Stoic repression. To many a persuasive impulse we

must, after reflection, say, "No." Because of this a certain

school of philosophers, poets, and radicals urges us to trust

nature, to follow our impulses, which, being natural, must

be right.

All of these rebels against reason make the mistake of supposing

that the aim of reflective thinking is to quell instincts,

which, with the best will in the world, it cannot succeed in

doing. Instincts are present and powerful. In themselves

they are neither worth encouraging, nor ought they to be

repressed. The satisfaction of native desires _is_ what we want.

The importance of reflective thinking is precisely that it helps

us to secure those satisfactions. To surrender to every random

impulse or every habitual prompting is to have neither

satisfaction nor freedom. Reflection might be compared to

the traffic policeman at the junction of two crowded thoroughfares.

If everyone were to drive his car pell-mell through the

rush, if pedestrians, street cars, and automobiles were not to

abide by the rules, no one would get anywhere, and the result

would be perpetual accident and collision. In thinking we

simply control and direct our impulses in the light of the

consequences we can foresee. To thus guide and control action

makes us genuinely free.

If a man's actions are not guided by thoughtful conclusions, they

are guided by inconsiderate impulse, unbalanced appetite, caprice,

or the circumstances of the moment. To cultivate unhindered,

unreflective external activity is to foster enslavement, for it leaves the

person at the mercy of appetite, sense, and circumstance.[1]

[Footnote 1: Dewey: _How We Think_, p. 67.]

Instincts and habits are fixed responses; being placed in

such and such circumstances we _must_ do such and such things.

Only when we can vary our actions in the light of our own

thinking are we masters of our environment rather than

mechanically controlled by it.

THE SOCIAL IMPORTANCE OF REFLECTIVE BEHAVIOR. Reflection

in the life of the individual insures that he will not become the

slave of his own habits. He will regard habits as methods

to be followed when they produce good results, to be discarded

or modified when they do not. But if habit in the life of the

individual needs control lest it become dangerously controlling,

it needs it more conspicuously still in the life of the group.

Unless the individuals that compose a society are alert and

conscious of the bearings of their actions, they will be

completely and mechanically controlled by the customs to which

they have been exposed in the early periods of their lives.

What an individual regards as right or wrong, what he will

cherish or champion in industry, government, and art, depends

in large measure on his early education and training

and on the opinions and beliefs of other people with whom he

repeatedly comes in contact. A society may be democratic

in its political form and still autocratic in fact if the majority

of its citizens are merely machines which can be set off to

respond in certain determinate ways to customary stimuli of

names, leaders, and party slogans. A society becomes genuinely

democratic, precisely to the extent to which there is

on the part of its citizens participation in the important decisions

affecting all their lives. But the participation will only

be a formality if votes are decided and opinions formed on the

basis of habit alone.

REFLECTION REMOVED FROM IMMEDIATE APPLICATION--SCIENCE.

Thus far thinking has been discussed in its more practical

aspects. And thinking is in its origins a very practical matter.

Literally, most people think when they have to, and only

when they have to. Given a problem, a difficulty, a

maladjustment between the individual and his environment,

thinking occurs. If every instinctive act brought satisfaction,

thinking would be much less necessary and much less frequently

practiced. This is illustrated in the performance of

any act that once required attention and discrimination, and

has later become habitual. We do not think how to walk,

eat, and spell familiar words, how to find our way about

familiar streets or even in familiar dark rooms. We _do_ think

about where we shall spend our evenings or our summer,

which courses we shall choose at college, which profession

we shall enter. Where we are uneasy, drawn by competing

impulses, we consider alternatives, measure consequences,

and choose our course of action in the light of the results we

can forecast. But while a large proportion of reflective behavior

is thus practical in its origins and its results, it also

occurs not infrequently where there is no immediate problem

to be solved. Not all of men's energies are concerned in

purely practical concerns. And part of man's superfluous

vitality is expended in disinterested and curious inquiry

into problems whose solutions afford no immediate practical

benefits, but in the mere solving of which man finds

satisfaction.

From the dawn of history, when some man a little more

curious than his fellows, a little less absorbed in the hunting,

the food-getting, and the fighting which were in those early

days man's chief imperative business, first began to observe

the mysterious recurrences in the world about him, the rising

and setting of the sun, the return of the seasons, the movements

of the tides and the stars, there have been individuals

born with a marked and sometimes a passionate desire to

observe Nature and to generalize their observations. They

have noted that, given certain conditions, certain results

follow. They observe that animals with given similarities of

form and structure have certain identical ways of life, that

some substances are malleable and others not, that dew

appears at certain times in the day on certain objects and not

on others. They have generalized from these; and we now

call such generalizations law. These generalizations when

gathered into a system constitute a science.

The sciences started out with unconfirmed guesses based

on not very accurate information. As man's methods became

more precise, he controlled the conditions under which

observations were made, and the conditions under which generalizations

were drawn from them. The control of the conditions

and methods of observation constitute what is known as

induction in science. To this phase of the reflective process

belong all the instruments for precise observation which

characterize the scientific laboratory. The control of the methods

by which generalizations or theories are built up from these

facts is also part of the logic of induction, and includes all the

canons and regulations for inductive inference.

But generalizations once made must be tested, and the

elaboration of these generalizations, the analysis of them into

their precise bearings, constitute that part of the process of

reasoning known as deduction. The final verification is again

inductive, an experimental corroboration of theories by the

facts already at hand and by facts additionally sought out

and observed.

(These processes will be discussed in detail in the chapter

on "Science and Scientific Method.")

However complicated the process of inquiry may become,

the sciences remain essentially man's mode of satisfying his

disinterested curiosity about the world in which he is living.

Through the sciences man makes himself, as has been so often

said, at home in the world. He substitutes for the "blooming,

buzzing confusion" which is the world as he first knows it,

order, system, and law. Primitive man, absurd as seems to

us his belief in a world of magic, of malicious demons and

capricious gods, was trying to make sense out of the meaningless

medley in which he seemed to find himself. Through

science, modern man is likewise trying to make sense out of

his world. The more apparently disconnected and incongruous

facts that can be brought within the compass of simple

and perfectly regular law, the less threatening or capricious

seems the world in which we live. Where everything that

happens is part of a system, we do not need, like the savage

trembling in a thunderstorm, to be frightened at what will

happen next. It is like moving in familiar surroundings

among familiar people. Not all that goes on may be pleasant,

but we can within limits predict what will happen, and are

not puzzled and pained by continuous shocks and surprises.

We like order in the places in which we live, in our homes, in

our cities, in the universe.

The sciences satisfy us not only in that they bring order

into what at first seems the chaos of our surroundings, but in

that they are themselves beautiful in their spaciousness and

their simplicity. We cannot pause here to consider the

physiological facts which make us admire symmetry, but it is

fundamental in our appreciation of music, poetry, and the

plastic arts. From the sciences, likewise, we derive the

satisfaction of symmetry on a magnificent scale. There is beauty

as of a great symphony in the sweep and movement of the

solar system. There is a quiet and infinite splendor about the

changeless and comparatively simple structure which physics,

in the broadest sense, reveals beneath the seeming multiplicity

and variety of things. It is a desire for beauty as well as

a thoroughgoing scientific passion which prompts men like

Poincaré and Karl Pearson to seek for one law, one formula

which, like "one clear chord to reach the ears of God,"

expresses the whole universe.

THE PRACTICAL ASPECT OF SCIENCE. But while the origins of

science may lie in man's thirst for system, simplicity, and

beauty in the world, the tremendous advance of science has

a more immediate and practical cause. To understand the

laws of Nature means to have the power of prediction; it

means to know that, given certain circumstances, certain

others follow always and inevitably; it means to discover

causes--and their effects. Man having attained through

patient inquiry this capacity to tell in advance, may take

advantage of it for his own good. The whole of modern

industry with its phenomenal control of natural powers and

resources is testimony to the use which man has found for

the facts and laws which he would never have found out

save for the curiosity which was his endowment and the

inquiry which he made his habit. "Knowledge is power,"

said Francis Bacon, and the three hundred years of science

that have made possible the whole modern world of electric

transportation, air travel between two continents, and

instantaneous communication between remote parts of the

world, have proved the aphorism. Man since his origin

has tried to control his environment for his own good. The

cave and the flint were his first rude attempts. In science

with its accurate observation of facts not apparent to the

unaided eye, and its discovery and demonstration of laws not

found by casual and unsystematic common sense, man has an

incomparably more refined instrument, and an incomparably

more effective one. Thus, paradoxically enough, man's most

disinterested and impartial activity is at the same time his

most practical asset.

THE CREATION OF BEAUTIFUL OBJECTS AND THE EXPRESSION OF

IDEAS AND FEELINGS IN BEAUTIFUL FORM. Most men spend most

of their lives necessarily in practical activity. Man's particular

equipment of instincts survived in "the struggle for existence"

precisely because they were practical, because they did

help the human creature to maintain his equilibrium in a

half-friendly, half-hostile environment. Man acquires also,

as already has been pointed out, habits that are useful to him,

that bring him satisfactions not attainable through the random

instinctive responses which are his at birth. Reflection,

too, is, for the most part, severely practical in its origins and

its responsibilities. It guides action into economical and useful

channels.

Most of man's actions are thus ways of modifying his environment

for immediately practical purposes. Man has instincts

and habits which enable him to live. But in making

those changes in the world which enable him to live better,

man, as it were by accident, makes them beautifully. Pottery

begins, for example, as a practical art, but the skilled

potter cannot help spending a little excess vitality and habitual

skill in adding a quite unnecessarily graceful curve, a

gratuitous decoration to the utilitarian vessel he is making.

In the words of Santayana, "What had to be done was, by

imaginative races, done imaginatively; what had to be spoken

or made was spoken or made fitly, lovingly, beautifully....

The ceaseless experimentation and fermentation of ideas, in

breeding what it had a propensity to breed, came sometimes

on figments that gave it delightful pause."[1]

[Footnote 1: Santayana: _Reason in Art_, p. 16.]

These accidental graces that man makes in the instinctive

and habitual control to which he subjects his environment

become the most cherished values of his experience. Men

may first have come to speak poetry accidentally, for

language arose, like other human habits, as a thing of use. But

the charming and delightful expression of feelings and ideas

came to be cherished in themselves, so that what was first an

accident in man's life, may become a deliberate practice.

When this creation of beautiful objects, or the beautiful

expression of feelings or ideas is intentional, we call it art. In

such intentional creation and cherishing of the beautiful man's

life becomes enriched and emancipated. He learns not only

to live, but to live beautifully.

In such activity men, as has been recognized by social reformers

from Plato to Bertrand Russell, are genuinely happy,

and there alone find freedom. For in the creation of beauty

man is not performing actions because he must, under the

brutal compulsion of keeping alive. He is acting simply because

action is delightful both in the process and in the result.

Whether in business, politics, or scholarship, men are happy

to the extent to which they have the sense of creation that is

peculiarly the artist's.

The products of art, moreover, are not desirable because

they bring other goods, but because they themselves are

intrinsically delightful. Men love to live in a world in which

their marble has been made into statues, in which their houses

are things of beauty rather than merely places in which to

live. Their lives are enriched by living in a society where

the thoughts and emotions which they communicate to one

another and which they must somehow express can be not

infrequently expressed with nobility and music. Through

science Nature becomes man's tool; through art it can

become a beautiful instrument to work with, and a lovely thing

in and for itself.

Human Traits and their Social Significance · 第 3 / 14 章