CHAPTER XXVIII. OF PUNISHMENTS, AND REWARDS

The Definition Of Punishment

"A PUNISHMENT, is an Evill inflicted by publique Authority, on him that

hath done, or omitted that which is Judged by the same Authority to be

a Transgression of the Law; to the end that the will of men may thereby

the better be disposed to obedience."

Right To Punish Whence Derived

Before I inferre any thing from this definition, there is a question to

be answered, of much importance; which is, by what door the Right, or

Authority of Punishing in any case, came in. For by that which has

been said before, no man is supposed bound by Covenant, not to resist

violence; and consequently it cannot be intended, that he gave any right

to another to lay violent hands upon his person. In the making of a

Common-wealth, every man giveth away the right of defending another; but

not of defending himselfe. Also he obligeth himselfe, to assist him that

hath the Soveraignty, in the Punishing of another; but of himselfe

not. But to covenant to assist the Soveraign, in doing hurt to another,

unlesse he that so covenanteth have a right to doe it himselfe, is not

to give him a Right to Punish. It is manifest therefore that the Right

which the Common-wealth (that is, he, or they that represent it) hath to

Punish, is not grounded on any concession, or gift of the Subjects.

But I have also shewed formerly, that before the Institution of

Common-wealth, every man had a right to every thing, and to do

whatsoever he thought necessary to his own preservation; subduing,

hurting, or killing any man in order thereunto. And this is the

foundation of that right of Punishing, which is exercised in every

Common-wealth. For the Subjects did not give the Soveraign that right;

but onely in laying down theirs, strengthned him to use his own, as he

should think fit, for the preservation of them all: so that it was not

given, but left to him, and to him onely; and (excepting the limits set

him by naturall Law) as entire, as in the condition of meer Nature, and

of warre of every one against his neighbour.

Private Injuries, And Revenges No Punishments

From the definition of Punishment, I inferre, First, that neither

private revenges, nor injuries of private men, can properly be stiled

Punishment; because they proceed not from publique Authority.

Nor Denyall Of Preferment

Secondly, that to be neglected, and unpreferred by the publique

favour, is not a Punishment; because no new evill is thereby on any man

Inflicted; he is onely left in the estate he was in before.

Nor Pain Inflicted Without Publique Hearing

Thirdly, that the evill inflicted by publique Authority, without

precedent publique condemnation, is not to be stiled by the name of

Punishment; but of an hostile act; because the fact for which a man

is Punished, ought first to be Judged by publique Authority, to be a

transgression of the Law.

Nor Pain Inflicted By Usurped Power

Fourthly, that the evill inflicted by usurped power, and Judges

without Authority from the Soveraign, is not Punishment; but an act of

hostility; because the acts of power usurped, have not for Author, the

person condemned; and therefore are not acts of publique Authority.

Nor Pain Inflicted Without Respect To The Future Good

Fifthly, that all evill which is inflicted without intention, or

possibility of disposing the Delinquent, or (by his example) other men,

to obey the Lawes, is not Punishment; but an act of hostility; because

without such an end, no hurt done is contained under that name.

Naturall Evill Consequences, No Punishments

Sixthly, whereas to certain actions, there be annexed by Nature, divers

hurtfull consequences; as when a man in assaulting another, is himselfe

slain, or wounded; or when he falleth into sicknesse by the doing of

some unlawfull act; such hurt, though in respect of God, who is the

author of Nature, it may be said to be inflicted, and therefore a

Punishment divine; yet it is not contaned in the name of Punishment in

respect of men, because it is not inflicted by the Authority of man.

Hurt Inflicted, If Lesse Than The Benefit Of Transgressing, Is Not

Punishment

Seventhly, If the harm inflicted be lesse than the benefit, or

contentment that naturally followeth the crime committed, that harm is

not within the definition; and is rather the Price, or Redemption, than

the Punishment of a Crime: Because it is of the nature of Punishment, to

have for end, the disposing of men to obey the Law; which end (if it

be lesse that the benefit of the transgression) it attaineth not, but

worketh a contrary effect.

Where The Punishment Is Annexed To The Law, A Greater Hurt Is Not

Punishment, But Hostility

Eighthly, If a Punishment be determined and prescribed in the Law it

selfe, and after the crime committed, there be a greater Punishment

inflicted, the excesse is not Punishment, but an act of hostility. For

seeing the aym of Punishment is not a revenge, but terrour; and the

terrour of a great Punishment unknown, is taken away by the declaration

of a lesse, the unexpected addition is no part of the Punishment.

But where there is no Punishment at all determined by the Law, there

whatsoever is inflicted, hath the nature of Punishment. For he that

goes about the violation of a Law, wherein no penalty is determined,

expecteth an indeterminate, that is to say, an arbitrary Punishment.

Hurt Inflicted For A Fact Done Before The Law, No Punishment

Ninthly, Harme inflicted for a Fact done before there was a Law that

forbad it, is not Punishment, but an act of Hostility: For before the

Law, there is no transgression of the Law: But Punishment supposeth a

fact judged, to have been a transgression of the Law; Therefore

Harme inflicted before the Law made, is not Punishment, but an act of

Hostility.

The Representative Of The Common-wealth Unpunishable

Tenthly, Hurt inflicted on the Representative of the Common-wealth, is

not Punishment, but an act of Hostility: Because it is of the nature

of Punishment, to be inflicted by publique Authority, which is the

Authority only of the Representative it self.

Hurt To Revolted Subjects Is Done By Right Of War, Not By Way Of

Punishment

Lastly, Harme inflicted upon one that is a declared enemy, fals not

under the name of Punishment: Because seeing they were either never

subject to the Law, and therefore cannot transgresse it; or having been

subject to it, and professing to be no longer so, by consequence deny

they can transgresse it, all the Harmes that can be done them, must be

taken as acts of Hostility. But in declared Hostility, all infliction of

evill is lawfull. From whence it followeth, that if a subject shall

by fact, or word, wittingly, and deliberatly deny the authority of

the Representative of the Common-wealth, (whatsoever penalty hath

been formerly ordained for Treason,) he may lawfully be made to suffer

whatsoever the Representative will: For in denying subjection, he denyes

such Punishment as by the Law hath been ordained; and therefore suffers

as an enemy of the Common-wealth; that is, according to the will of

the Representative. For the Punishments set down in the Law, are to

Subjects, not to Enemies; such as are they, that having been by their

own act Subjects, deliberately revolting, deny the Soveraign Power.

The first, and most generall distribution of Punishments, is into

Divine, and Humane. Of the former I shall have occasion, to speak, in a

more convenient place hereafter.

Humane, are those Punishments that be inflicted by the Commandement

of Man; and are either Corporall, or Pecuniary, or Ignominy, or

Imprisonment, or Exile, or mixt of these.

Punishments Corporall

Corporall Punishment is that, which is inflicted on the body directly,

and according to the intention of him that inflicteth it: such as are

stripes, or wounds, or deprivation of such pleasures of the body, as

were before lawfully enjoyed.

Capitall

And of these, some be Capitall, some Lesse than Capitall. Capitall, is

the Infliction of Death; and that either simply, or with torment. Lesse

than Capitall, are Stripes, Wounds, Chains, and any other corporall

Paine, not in its own nature mortall. For if upon the Infliction of

a Punishment death follow not in the Intention of the Inflicter, the

Punishment is not be bee esteemed Capitall, though the harme prove

mortall by an accident not to be foreseen; in which case death is not

inflicted, but hastened.

Pecuniary Punishment, is that which consisteth not only in the

deprivation of a Summe of Mony, but also of Lands, or any other goods

which are usually bought and sold for mony. And in case the Law, that

ordaineth such a punishment, be made with design to gather mony, from

such as shall transgresse the same, it is not properly a Punishment,

but the Price of priviledge, and exemption from the Law, which doth not

absolutely forbid the fact, but only to those that are not able to pay

the mony: except where the Law is Naturall, or part of Religion; for in

that case it is not an exemption from the Law, but a transgression of

it. As where a Law exacteth a Pecuniary mulct, of them that take the

name of God in vaine, the payment of the mulct, is not the price of a

dispensation to sweare, but the Punishment of the transgression of a Law

undispensable. In like manner if the Law impose a Summe of Mony to be

payd, to him that has been Injured; this is but a satisfaction for the

hurt done him; and extinguisheth the accusation of the party injured,

not the crime of the offender.

Ignominy

Ignominy, is the infliction of such Evill, as is made Dishonorable;

or the deprivation of such Good, as is made Honourable by the

Common-wealth. For there be some things Honorable by Nature; as the

effects of Courage, Magnanimity, Strength, Wisdome, and other abilities

of body and mind: Others made Honorable by the Common-wealth; as Badges,

Titles, Offices, or any other singular marke of the Soveraigns favour.

The former, (though they may faile by nature, or accident,) cannot be

taken away by a Law; and therefore the losse of them is not Punishment.

But the later, may be taken away by the publique authority that made

them Honorable, and are properly Punishments: Such are degrading men

condemned, of their Badges, Titles, and Offices; or declaring them

uncapable of the like in time to come.

Imprisonment

Imprisonment, is when a man is by publique Authority deprived of

liberty; and may happen from two divers ends; whereof one is the safe

custody of a man accused; the other is the inflicting of paine on a man

condemned. The former is not Punishment; because no man is supposed

to be Punisht, before he be Judicially heard, and declared guilty.

And therefore whatsoever hurt a man is made to suffer by bonds, or

restraint, before his cause be heard, over and above that which is

necessary to assure his custody, is against the Law of Nature. But the

Later is Punishment, because Evill, and inflicted by publique Authority,

for somewhat that has by the same Authority been Judged a Transgression

of the Law. Under this word Imprisonment, I comprehend all restraint of

motion, caused by an externall obstacle, be it a House, which is called

by the generall name of a Prison; or an Iland, as when men are said to

be confined to it; or a place where men are set to worke, as in old time

men have been condemned to Quarries, and in these times to Gallies; or

be it a Chaine, or any other such impediment.

Exile

Exile, (Banishment) is when a man is for a crime, condemned to depart

out of the dominion of the Common-wealth, or out of a certaine part

thereof; and during a prefixed time, or for ever, not to return into it:

and seemeth not in its own nature, without other circumstances, to be

a Punishment; but rather an escape, or a publique commandement to

avoid Punishment by flight. And Cicero sayes, there was never any such

Punishment ordained in the City of Rome; but cals it a refuge of men in

danger. For if a man banished, be neverthelesse permitted to enjoy

his Goods, and the Revenue of his Lands, the meer change of ayr is no

punishment; nor does it tend to that benefit of the Common-wealth, for

which all Punishments are ordained, (that is to say, to the forming of

mens wils to the observation of the Law;) but many times to the dammage

of the Common-wealth. For a Banished man, is a lawfull enemy of the

Common-wealth that banished him; as being no more a Member of the

same. But if he be withall deprived of his Lands, or Goods, then

the Punishment lyeth not in the Exile, but is to be reckoned amongst

Punishments Pecuniary.

The Punishment Of Innocent Subjects Is Contrary To The Law Of Nature

All Punishments of Innocent subjects, be they great or little, are

against the Law of Nature; For Punishment is only of Transgression of

the Law, and therefore there can be no Punishment of the Innocent. It

is therefore a violation, First, of that Law of Nature, which forbiddeth

all men, in their Revenges, to look at any thing but some future good:

For there can arrive no good to the Common-wealth, by Punishing the

Innocent. Secondly, of that, which forbiddeth Ingratitude: For seeing

all Soveraign Power, is originally given by the consent of every one of

the Subjects, to the end they should as long as they are obedient, be

protected thereby; the Punishment of the Innocent, is a rendring of

Evill for Good. And thirdly, of the Law that commandeth Equity; that

is to say, an equall distribution of Justice; which in Punishing the

Innocent is not observed.

But The Harme Done To Innocents In War, Not So

But the Infliction of what evill soever, on an Innocent man, that is not

a Subject, if it be for the benefit of the Common-wealth, and without

violation of any former Covenant, is no breach of the Law of Nature.

For all men that are not Subjects, are either Enemies, or else they have

ceased from being so, by some precedent covenants. But against Enemies,

whom the Common-wealth judgeth capable to do them hurt, it is lawfull by

the originall Right of Nature to make warre; wherein the Sword Judgeth

not, nor doth the Victor make distinction of Nocent and Innocent, as to

the time past; nor has other respect of mercy, than as it conduceth to

the good of his own People. And upon this ground it is, that also

in Subjects, who deliberatly deny the Authority of the Common-wealth

established, the vengeance is lawfully extended, not onely to the

Fathers, but also to the third and fourth generation not yet in being,

and consequently innocent of the fact, for which they are afflicted:

because the nature of this offence, consisteth in the renouncing of

subjection; which is a relapse into the condition of warre, commonly

called Rebellion; and they that so offend, suffer not as Subjects, but

as Enemies. For Rebellion, is but warre renewed.

Reward, Is Either Salary, Or Grace

REWARD, is either of Gift, or by Contract. When by Contract, it is

called Salary, and Wages; which is benefit due for service performed, or

promised. When of Gift, it is benefit proceeding from the Grace of them

that bestow it, to encourage, or enable men to do them service. And

therefore when the Soveraign of a Common-wealth appointeth a Salary

to any publique Office, he that receiveth it, is bound in Justice

to performe his office; otherwise, he is bound onely in honour, to

acknowledgement, and an endeavour of requitall. For though men have no

lawfull remedy, when they be commanded to quit their private businesse,

to serve the publique, without Reward, or Salary; yet they are not

bound thereto, by the Law of Nature, nor by the institution of the

Common-wealth, unlesse the service cannot otherwise be done; because it

is supposed the Soveraign may make use of all their means, insomuch as

the most common Souldier, may demand the wages of his warrefare, as a

debt.

Benefits Bestowed For Fear, Are Not Rewards

The benefits which a Soveraign bestoweth on a Subject, for fear of some

power, and ability he hath to do hurt to the Common-wealth, are not

properly Rewards; for they are not Salaryes; because there is in this

case no contract supposed, every man being obliged already not to do the

Common-wealth disservice: nor are they Graces; because they be extorted

by feare, which ought not to be incident to the Soveraign Power: but

are rather Sacrifices, which the Soveraign (considered in his naturall

person, and not in the person of the Common-wealth) makes, for the

appeasing the discontent of him he thinks more potent than himselfe; and

encourage not to obedience, but on the contrary, to the continuance, and

increasing of further extortion.

Salaries Certain And Casuall

And whereas some Salaries are certain, and proceed from the publique

Treasure; and others uncertain, and casuall, proceeding from the

execution of the Office for which the Salary is ordained; the later

is in some cases hurtfull to the Common-wealth; as in the case of

Judicature. For where the benefit of the Judges, and Ministers of a

Court of Justice, ariseth for the multitude of Causes that are brought

to their cognisance, there must needs follow two Inconveniences: One,

is the nourishing of sutes; for the more sutes, the greater benefit: and

another that depends on that, which is contention about Jurisdiction;

each Court drawing to it selfe, as many Causes as it can. But in

offices of Execution there are not those Inconveniences; because their

employment cannot be encreased by any endeavour of their own. And thus

much shall suffice for the nature of Punishment, and Reward; which are,

as it were, the Nerves and Tendons, that move the limbes and joynts of a

Common-wealth.

Hitherto I have set forth the nature of Man, (whose Pride and other

Passions have compelled him to submit himselfe to Government;) together

with the great power of his Governour, whom I compared to Leviathan,

taking that comparison out of the two last verses of the one and

fortieth of Job; where God having set forth the great power of

Leviathan, called him King of the Proud. "There is nothing," saith he,

"on earth, to be compared with him. He is made so as not be afraid. Hee

seeth every high thing below him; and is King of all the children of

pride." But because he is mortall, and subject to decay, as all other

Earthly creatures are; and because there is that in heaven, (though not

on earth) that he should stand in fear of, and whose Lawes he ought to

obey; I shall in the next following Chapters speak of his Diseases, and

the causes of his Mortality; and of what Lawes of Nature he is bound to

obey.

Leviathan · 第 13 / 21 章