MEDIÆVAL AND MODERN PENOLOGY
A striking and significant indication of the remarkable change that has
come over the spirit of legislation, and more especially of criminal
jurisprudence, in comparatively recent times, is the fact that whereas, a
few generations ago, lawgivers and courts of justice still continued to
treat brutes as men responsible for their misdeeds, and to punish them
capitally as malefactors, the tendency now-a-days is to regard men as
brutes, acting automatically or under an insane and irresistible impulse
to evil, and to plead this innate and constitutional proclivity, in
prosecution for murder, as an extenuating or even wholly exculpating
circumstance. Some persons even maintain, as we have already seen, that
such criminals are diabolically possessed and thus account for their
inveterate and otherwise incredible perversity on the theory held by the
highest authorities in the Middle Ages concerning the nature of noxious
animals.
Mediæval jurists and judges did not stop to solve intricate problems of
psycho-pathology nor to sift the expert evidence of the psychiater. The
legal maxim: _Si duo faciunt idem non est idem_ (if two do the same thing,
it is not the same) was too fine a distinction for them, even when one of
the doers was a brute beast. The puzzling knots, which we seek painfully
to untie and often succeed only in hopelessly tangling, they boldly cut
with executioner’s sword. They dealt directly with overt acts and
administered justice with a rude and retaliative hand, more accustomed and
better adapted to clinch a fist and strike a blow than to weigh motives
nicely in a balance, to measure gradations of culpability, or to detect
delicate differences in the psychical texture and spiritual qualities of
deeds. They put implicit faith in Jack Cade’s prescription of “hempen
caudle” and “pap of hatchet” as radical remedies for all forms and degrees
of criminal alienation and murderous aberration of mind. Phlebotomy was
the catholicon of the physician and the craze of the jurist; blood-letting
was regarded as the only infallible cure for all the ills that afflict the
human and the social body. Doctors of physic and doctors of law vied with
each other in applying this panacea. The red-streaked pole of the
barber-surgeon and the reeking scaffold, symbols of venesection as a means
of promoting the physical and moral health of the community, were the
appropriate signs of medicine and jurisprudence. Hygeia and Justicia,
instead of being represented by graceful females feeding the emblematic
serpent of recuperation or holding with firm and even hand the well-poised
scales of equity, would have been more fitly typified by two enormous
leeches gorged with blood.
Even the dead, who should have been hanged, but escaped their due
punishment, could not rest in their graves until the corpse had suffered
the proper legal penalty at the hands of the public executioner. Their
restless ghosts wandered about as vampires or other malicious spooks until
their crimes had been expiated by digging up their bodies and suspending
them from the gallows. Culprits, who died on the rack or in prison, were
brought to the scaffold as though they were still alive. In 1685, a
were-wolf, supposed to be the incarnation of a deceased burgomaster of
Ansbach, did much harm in the neighbourhood of that city, preying upon the
herds and even devouring women and children. With great difficulty the
ravenous beast was finally killed; its carcass was then clad in a tight
suit of flesh-coloured cere-cloth, resembling in tint the human skin, and
adorned with a chestnut brown wig and a long whitish beard; the snout of
the beast was cut off and a mask of the burgomaster’s features substituted
for it, and the counterfeit presentment thus produced was hanged by order
of the court. The pelt of the strangely transmogrified wolf was stuffed
and preserved in the margrave’s cabinet of curiosities as a memorial of
the marvellous event and as ocular proof of the existence of were-wolves.
In Hungary and the Slavic countries of Eastern Europe the public execution
of vampires was formerly of frequent occurrence, and the superstition,
which gave rise to such proceedings, still prevails among the rural
population of those semi-civilized lands. In 1337, a herdsman near the
town of Cadan came forth from his grave every night, visiting the
villages, terrifying the inhabitants, conversing affably with some and
murdering others. Every person, with whom he associated, was doomed to die
within eight days and to wander as a vampire after death. In order to keep
him in his grave a stake was driven through his body, but he only laughed
at this clumsy attempt to impale a ghost, saying: “You have really
rendered me a great service by providing me with a staff, with which to
ward off the dogs when I go out to walk.” At length it was decided to give
him over to two public executioners to be burned. We are informed that
when the fire began to take effect, “he drew up his feet, bellowed for a
while like a bull and hee-hawed like an ass, until one of the executioners
stabbed him in the side, so that the blood oozed out and the evil finally
ceased.”
Again in 1345, in the town of Lewin, a potter’s wife, who was reputed to
be a witch, died and, owing to suspicions of her pact with Satan, was
refused burial in consecrated ground and dumped into a ditch like a dog.
The event proved that she was not a good Christian, for instead of
remaining quietly in her grave, such as it was, she roamed about in the
form of divers unclean beasts, causing much terror and slaying sundry
persons. Thereupon she was exhumed and it was found that she had chewed
and swallowed one half of her face-cloth, which, on being pulled out of
her throat, showed stains of blood. A stake was driven through her breast,
but this precautionary measure only made matters worse. She now walked
abroad with the stake in her hand and killed quite a number of people with
this formidable weapon. She was then taken up a second time and burned,
whereupon she ceased from troubling. The efficacy of this post-mortem
_auto da fé_ was accepted as conclusive proof that her neighbours had
neglected to perform their whole religious duty in not having burned her
when she was alive, and were thus punished for their remissness.
Döpler cites also the case of Stephen Hübner of Trautenau, who wandered
about after death as a vampire, frightening and strangling several
individuals. By order of the court his body was disinterred and
decapitated under the gallows-tree. When his head was struck off, a stream
of blood spurted forth, although he had been already five months buried.
His remains were reduced to ashes and nothing more was heard of him.
In 1573, the parliament of Dôle published a decree permitting the
inhabitants of the Franche Comté to pursue and kill a were-wolf or
loup-garou, which infested that province; “notwithstanding the existing
laws concerning the chase,” the people were empowered to “assemble with
javelins, halberds, pikes, arquebuses and clubs to hunt and pursue the
said were-wolf in all places, where they could find it, and to take, bind
and kill it, without incurring any fine or other penalty.” The hunt seems
to have been successful, if we may judge from the fact that the same
tribunal in the following year (1574) condemned to be burned a man named
Gilles Garnier, who ran on all fours in the forest and fields and devoured
little children “even on Friday.” The poor lycanthrope, it appears, had as
slight respect for ecclesiastical fasts as the French pig already
mentioned, which was not restrained by any feeling of piety from eating
infants on a _jour maigre_.
Henry VIII. of England summoned Thomas à Becket to appear before the Star
Chamber to answer for his crimes and then had him condemned as a traitor,
and his bones, that had been nearly four centuries in the tomb and
worshipped as holy relics by countless pilgrims, burned and scattered to
the winds.
When Stephen VI. succeeded to the tiara in 896, one of his first acts was
to cause the body of his predecessor, Formosus, to be exhumed and brought
to trial on the charge of having unlawfully and sacrilegiously usurped
the papal dignity. A writ of summons was issued in due form and the corpse
of the octogenarian pope, which had lain already eight months in the
grave, was dug up, re-arrayed in full pontificals and seated on a throne
in the council-hall of St. Peter’s, where a synod had been convened to
adjudicate upon the case. No legal formality was omitted in this strange
procedure and a deacon was appointed to defend the accused, although the
synodical jury was known to be packed and the verdict predetermined.
Formosus was found guilty and condemned to deposition. No sooner was the
sentence pronounced than the executioners thrust him from the throne,
stripped him of his pontifical robes and other ensigns of office, cut off
the three benedictory fingers of his right hand, dragged him by the feet
out of the judgment-hall and threw his body “as a pestilential thing”
(_uti quoddam mephiticum_) into the Tiber. Not until several months later,
after Stephen himself had been strangled in prison, were the mutilated and
putrefied remains of Formosus taken out of the water and restored to the
tomb. The Athenian Prytaneum, as we have already seen, was guilty of the
childishness of prosecuting inanimate objects, but it never violated the
sepulchre for the purpose of inflicting post-humous punishment on corpses.
The perpetration of this brutality was reserved for the Papal See.
From the standpoint of ancient and mediæval jurisprudents the overt act
alone was assumed to constitute the crime; the mental condition of the
criminal was never or at least very seldom taken into consideration. It is
remarkable how long this crude and superficial conception of justice
prevailed, and how very recently even the first attempts have been made to
establish penal codes on a philosophic basis. The punishableness of an
offence is now generally recognized as depending solely upon the sanity
and rationality of the offender. Crime, morally and legally considered,
presupposes, not perfect, for such a thing does not exist, but normal
freedom of the will on the part of the agent. Where this element is
wanting, there is no culpability, whatever may have been the consequences
of the act. Modern criminal law looks primarily to the psychical origin of
the deed, and only secondarily to its physical effects; mediæval criminal
law ignored the origin altogether, and regarded exclusively the effects,
which it dealt with on the homœopenal principle of _similia similibus
puniantur_, for the most part blindly and brutally applied.
Mancini, Lombroso, Garofalo, Albrecht, Benedikt, Büchner, Moleschott,
Despine, Fouillée, Letourneau, Maudsley, Bruce Thompson, Nicholson,
Minzloff, Notovich and other European criminal lawyers, physiologists and
anthropologists have devoted themselves with peculiar zeal and rare
acuteness to the study and solution of obscure and perplexing problems of
psycho-pathological jurisprudence, and have drawn nice and often overnice
distinctions in determining degrees of personal responsibility. Judicial
procedure no longer stops with testimony establishing the bald facts in
the case, but admits also the evidence of the expert alienist in order to
ascertain to what extent the will of the accused was free or functionally
normal in its operation. Here it is not a question of raving madness or of
drivelling idiocy, perceptible to the coarsest understanding and the
crassest ignorance; but the slightest morbid disturbance, impairing the
full and healthy exercise of the mental faculties, must be examined and
estimated. If “privation of mind” and “irresistible force,” says Zupetta,
are exculpatory, then “partial vitiation of mind” and “semi-irresistible
force” are entitled to the same or at least to proportional consideration.
There are states of being which are mutually contradictory and exclusive
and cannot co-exist, such as life and death. A partial state of life or
death is impossible; such expressions as half-alive and half-dead are
hyperbolical figures of speech used for purely rhetorical purposes; taken
literally, they are simply absurd. It is not so, however, with states of
mind. The intellect, whose soundness is the first condition of
accountability, may be perfectly clear, manifesting itself in all its
fulness and power, or it may be partially obscured. So, too, the will,
whose self-determination is the second condition of accountability, may
assert itself with complete freedom and untrammelled force, or it may act
under stress and with imperfect volition. Moral coercion, whether arising
from external influences, abnormities of the physical organism or defects
of the mental constitution, is not less real because it is not easy to
detect and may not be wholly irresistible. For this reason, it involves no
contradiction in terms and is not absurd to call an action half-conscious,
half-voluntary, or half-constrained. “Partial vitiation of mind” is a
state distinctly recognized in psychiatrical science. In like manner,
there is no essential incongruity in affirming that an impulse may be the
result of a “semi-irresistible force.” But these mental conditions and
forces do not manifest themselves with equal obviousness and intensity in
all cases; sometimes they are scarcely appreciable; again they verge upon
“absolute privation of mind” and “wholly irresistible force;” and it is
the duty of the judge to adjust the penalty to the gradations of guilt as
determined by the greater or less freedom of the agent.
The same process of reasoning would lead to the admission of
quasi-vitiations of mind and quasi-irresistible forces as grounds of
exculpation. Thus one might go on analyzing and refining away human
responsibility, and reducing all crime to resultants of mental
derangement, until every malefactor would come to be looked upon, not as a
culprit to be delivered over to the sharp stroke of the headsman or the
safe custody of the jailer, but as an unfortunate victim of morbid states
and uncontrollable impulses, to be consigned to the sympathetic care of
the psychiater.
Italian anthropologists and jurisprudents have been foremost and gone
farthest, both theoretically and practically, in this reaction from
mediæval conceptions of crime and its proper punishment. This violent
recoil from extreme cruelty to excessive commiseration is due, in a great
measure, to the Italian temperament, to a peculiar gentleness and
impressionableness of character, which, combined with an instinctive
aversion to whatever shocks the senses and mars the pleasure of the
moment, are apt to degenerate into shallow sentimentality and sickly
sensibility, thereby enfeebling and perverting the moral sense and
distorting all ideas of right and justice. To minds thus constituted the
cool and deliberate condemnation of a human being to the gallows is an
atrocity, in comparison with which a fatal stab in the heat of passion or
under strong provocation seems a light and venial transgression. This
maudlin sympathy with the guilty living man, who is in danger of suffering
for his crime, to the entire forgetfulness of the innocent dead man, the
victim of his anger or cupidity, pervades all classes of society, and has
stimulated the ingenuity of lawyers and legislators to discover mitigating
moments and extenuating circumstances and other means of loosening and
enlarging the intricate meshes of the penal code so as to permit the
culprit to escape. To this end they eagerly seized upon the doctrine of
evolution and endeavoured to seek the origin of crime in hereditary
propensities, atavistic recurrences, physical degeneracies and other
organic fatalities, for which no one can be held personally responsible,
and constructed upon the basis of the most recent scientific researches a
penological system giving free scope and full gratification to this
pitying and palliating disposition.
But, although the Italians have been pioneers in this movement, it has not
been confined to them; it extends to all civilized nations, and expresses
a general tendency of the age. Even the Germans, those leaders in theory
and laggards in practice, whose studies and speculations have illustrated
all forms and phases of judicial procedure, but who adhere so
conservatively to ancient methods and resist so stubbornly the tides of
reform in their own courts have yielded on this point. They no longer
regard insanity and idiocy as the only grounds of exemption from
punishment, but include in the same category “all morbid disturbances of
mental activity,” and “all states of mind in which the free determination
of the will is not indeed wholly destroyed, but only partially impaired.”
In order to realize the radical changes that have taken place in this
direction within a relatively recent period, it will suffice merely to
compare the present criminal code of the German Empire with the Austrian
code of 1803, the Bavarian code of 1813, and the Prussian code of 1851. It
must be remembered, too, that these changes have been effected under the
drift of public opinion in spite of the political preponderance of Prussia
and her strong bureaucratic influence, which has always been exerted in
favour of severe penalties, and shown slight consideration for individual
frailties and criminal idiosyncrasies in inflicting punishment. As the
stronghold of a stolid and supercilious squirearchy (Junkerthum) in
Germany, Prussia has stubbornly resisted to the last every reformatory
movement in civil and social, and especially in criminal legislation.
A recent decision of the supreme court of the German Empire (pronounced in
the summer of 1894) seems to put a check upon this tendency by rejecting
the plea of “moral insanity” in the extenuation of crime. As a matter of
fact, however, the question whether such a state of mind as “moral
insanity” exists or can exist has not yet been settled; and so long as
psychiaters do not agree as to the actuality or possibility of this
anomalous mental condition, courts of justice may very properly refuse to
take it into consideration or to allow it to exert the slightest influence
upon their judgment in the infliction of judicial punishment. Moral
insanity, as usually defined, involves a disturbance of the moral
perceptions and a derangement of the emotional nature, without impairing
the distinctively intellectual faculties. The supposed victim of this
hypothetical form of madness is capable of thinking logically and often
shows remarkable astuteness in forming his plans and executing his
criminal purposes, but seems utterly destitute of the moral sense and of
all the finer feelings of humanity, performing the most atrocious deeds
without hesitation and remembering them without the slightest compunction.
In moral stolidity and the lack of susceptibility he is on a level with
the lowest savage. German psychiaters, on the whole, are inclined to
regard such persons, not as morally insane, but as morally degenerate and
depraved; and German jurists and judges are not disposed to admit such
vitiation of character as an extenuating circumstance, especially at a
time when criminals of this class are on the increase and are banded
together to overthrow civilized society and to introduce an era of anarchy
and barbarism. The decision of the German judicatory is therefore not
reactionary, but merely precautionary, and simply indicates a wise
determination to keep the administration of criminal law unencumbered by
theories, which science has not yet fully established and which at present
can only serve to paralyze the arm of retributive justice.
Mediæval penal justice sought to inflict the greatest possible amount of
suffering on the offender and showed a diabolical fertility of invention
in devising new methods of torture even for the pettiest trespasses. The
monuments of this barbarity may now be seen in European museums in the
form of racks, thumbkins, interlarded hares, Pomeranian bonnets, Spanish
boots, scavenger’s daughters, iron virgins and similar engines of cruelty.
Until quite recently an iron virgin, with its interior full of long and
sharp spikes, was exhibited in a subterranean passage at Nuremberg, on the
very spot where it is supposed to have once performed its horrible
functions; and in Munich this inhuman instrument of punishment was in
actual use as late as the beginning of the nineteenth century. The
criminal code of Maria Theresa, published in 1769, contained forty-five
large copperplate engravings, illustrating the various modes of torture
prescribed in the text for the purpose of extorting confession and
evidently designed to serve as object lessons for the instruction of the
tormentor and the intimidation of the accused. That Prussia was the first
country in Germany to abolish judicial torture was due, not to the
progressive spirit of the nation or of its tribunals, but solely to the
superior enlightenment and energy of Frederic the Great, who effected this
reform arbitrarily and against the will of jurists and judges by
cabinet-orders issued in 1740 and 1745. Crimes which women are under
peculiar temptation to commit, were punished with extraordinary severity.
Thus the infanticide was buried alive, a small tube communicating with the
outer air being placed in her mouth in order to prolong her life and her
agony. A case of this kind is recorded in the proceedings of the
“Malefiz-Gericht” or criminal court of Ensisheim in Alsatia under the date
of February 3, 1570. In 1401, an apprentice, who stole from his master
five pfennigs (then as now the smallest coin of Germany and worth about
the fifth of a cent), was condemned to have both his ears cut off.
Incredible barbarities of this kind were practised by some of the best and
noblest men of that age. Thus Cardinal Carlo Borromeo, who was pre-eminent
among his contemporaries for the purity of his life and the benevolence of
his character, did not hesitate to condemn Fra Tommaso di Mileto, a
Franciscan monk, to be walled up alive, because he entertained heretical
notions concerning the sinfulness of eating meat on Friday, and expressed
doubts touching the worship of images, indulgences, the supreme and
infallible authority of the pope, and the real presence in the eucharist.
This cruel sentence, a striking illustration of the words of Lucretius,
“Tantum religio potuit suadere malorum,”
was pronounced December 16, 1564, as follows: “I condemn you to be walled
up in a place enclosed by four walls, where, with anguish of heart and
abundance of tears, you shall bewail your sins and grievous offences
committed against the majesty of God, and the holy mother Church and the
religion of St. Francis, the founder of your order.” A bishop, who should
impose such a punishment now-a-days, would be very properly declared
insane and divested of his office.
Much ridicule has been cast upon the so-called “Blue Laws” of Connecticut
on account of the narrowness and pettiness of their prevailing spirit.
From our present point of view they are absurd and in many respects
atrocious, but compared with the penal codes of that time they mark a
great advance in human legislation. They reduced the number of crimes,
then punishable in England by death, from two hundred and twenty-three to
fourteen. In the mother-country, as late as the seventeenth century,
counterfeiters and issuers of false coin were condemned to be boiled to
death in oil by slow degrees. The culprit was suspended over the cauldron
and gradually let down into it, first boiling the feet, then the legs and
so on, until all the flesh was separated from the bones and the body
reduced to a skeleton. The Puritans of New England, relentless as they
were in their dealings with sectaries, were never so ruthless as this; nor
is it probable that they would have inflicted capital punishment upon
their own “stubborn and rebellious sons,” or upon persons who “worship
any other God but the Lord God,” had it not been for precedents recorded
in laws enacted by a semi-civilized people thousands of years ago and
supposed to have been dictated by divine wisdom. They failed to perceive
the incongruity of attempting to rear a democratic commonwealth on
theocratic foundations and made the fatal mistake of planning their
structure after what they regarded as the perfect model of the Jewish
Zion.
If we compare these barbarities with the law recently enacted by the
legislature of the state of New York, whereby capital punishment is to be
inflicted as quickly and painlessly as possible by means of electricity,
we shall be able to appreciate the immense difference between the mediæval
and the modern spirit in the conception and execution of penal justice.
A point of practical importance, which the criminal anthropologist has to
consider is the relation of moral to penal responsibility. If there is no
freedom of the will and the commission of crime is the necessary result of
physiological idiosyncrasies, hereditary predispositions, brachycephalous,
dolichocephalous or microcephalous peculiarities, anomalies of cerebral
convolution, or other anatomical asymmetries, over which the individual
has no control and by which his destiny is determined, then he is
certainly not morally responsible for his conduct. But is he on this
account to be exempt from punishment? The vast majority of criminalists
answer this question unhesitatingly in the negative, declaring that penal
legislation is independent of metaphysical opinion, and that punishment is
proper and imperative so far as it is essential to the protection and
preservation of society. If the infliction of the penalties depriving a
man of his freedom or his life is found to secure these ends, it is the
duty of the tribunals established for the administration of justice to
impose them without troubling themselves about the mental condition of the
culprit or stopping to discuss problems which belong to the province of
the psychiater. Legal tribunals are not offices in which candidates for
the insane asylum are examined or certificates of admission to
reformatories issued, but are organized as a terror to evil-doers in the
general interests of society, and all their decisions should have this
object in view. If a madman is not hanged for murder, it is solely because
such a procedure would exert no deterring influence upon other madmen;
society protects itself, in cases of this kind, by depriving the dangerous
individual of his liberty and thus preventing him from doing harm; but it
has no right to inflict upon him wanton and superfluous suffering. Even if
it should be deemed desirable to kill him, the method of his removal
should be such as to cause the least possible pain and publicity. Here,
too, the welfare of society is the determinative factor.
This doctrine reduces confirmed criminals to the condition of ferocious
beasts and venomous reptiles, and logically demands that they should be
eliminated for precisely the same reason that noxious animals are
exterminated, although neither the human nor the animal creatures are to
blame for the perniciousness of their inborn proclivities and natural
instincts. In the eyes of Courcelle-Seneuil a prison is a “kind of
menagerie”; Naquet, the French chemist and senator, goes still farther,
declaring that men are no more culpable for being criminal than vitriol is
for being corrosive, and adding that it is our own fault if we put this
stuff into our tea and are poisoned by it. The same writer maintains that
“there is no more demerit in being perverse than in being cross-eyed or
hump-backed.” In a recent lecture on criminal jurisprudence and biology
Professor Benedikt cites the case of a Moravian robber and murderer, whose
brain was found on dissection to resemble that of a beast of prey and who
was therefore, in the opinion of the eminent Viennese authority, no more
responsible for his bloody deeds than is a lion or a tiger for its
ravages. The corollary to this anatomical demonstration is that one should
treat such a man as a lion or a tiger and shoot him on the spot. Atavistic
relapses, defective cerebral development and other abnormities
undoubtedly occur in criminals, whose acts may be traced, in some degree,
to these physical imperfections and therefore be pathologically stimulated
and partially necessitated by them. On the other hand, there are thousands
of persons with equally small and unsymmetrical craniums, who do not
commit crime, but remain respectable, safe, and useful members of society.
Lombroso discovers in habitual malefactors a tendency to tattoo their
bodies; but this kind of cuticular ornamentation indicates merely a low
development of the æsthetic sense, a barbarous conception of the beautiful
or what would be called bad taste, and has not the slightest genetic or
symptomatic connection with crime and the proclivity to perpetrate it. As
a means of embellishing the exterior man it may be rude and unrefined, but
after all it is only skin-deep, and does not extend to the moral
character. Honest people of the lower classes take pleasure in disfiguring
themselves in this way, and soldiers and sailors, who are very far from
furnishing the largest percentage of criminals, are especially addicted to
it, simply because they find ample leisure in the barracks and the
forecastle to undergo this slow and painful process of what they deem
adornment. According to Lombroso criminals have as a rule thick heads of
hair and thin beards; but as the majority of them are comparatively young,
these phenomena are by no means remarkable. He has also found that the
hair of such persons is usually black or dark chestnut; had his
investigations been carried on in Norway and Sweden instead of in Italy,
he would have certainly come to the conclusion that flaxen hair is an
index of a criminal character.
It would be difficult to deny the existence of a constitutionally criminal
class, a persistently perverse element, which is the born foe of all law
and order, at war with every form of social and political organization and
whose permanent attitude of mind is that of the Irishman, who, on landing
in New York, inquired: “Have ye a government here?” and, on receiving an
affirmative answer, replied, “Then I’m agin’ it.” Criminal anthropologists
have been especially earnest in their endeavours to define this pernicious
type and to determine the physiological and physiognomical features, which
characterize and constitute it. This line of research is unquestionably in
the right direction, but as a reaction against barren scholastic
speculations and brutal penal codes has been carried to excess by
enthusiastic specialists and led to broad generalizations and hasty
deductions from insufficient data. Taine’s definition of man as “an animal
of a higher species, that produces poems and systems of philosophy, as
silkworms spin cocoons and bees secrete honeycomb,” applies with equal
force to the vicious side of human nature. Criminal propensities, as well
as creative powers, are the resultants of race, temperament, climate,
food, organism, environment and other pre-natal and post-natal influences
and agencies, to which the individual did not voluntarily subject himself
and from which he cannot escape. The acts, therefore, which he performs,
whether good or evil, are as independent of his will as the colour of his
hair or the shape of his nose; for while they are apparently volitional
impulses, the will itself, from which they seem to proceed, is determined
by forces as fixed and free from his control as are those which render him
blue-eyed or snub-nosed.
The penological application of this philosophical principle has given rise
to numerous theories concerning the nature and origin of crime. Lombroso
and his disciples, as we have already intimated, attribute it to atavism
or the survival in the individual of the animal instincts and low morals
of the aboriginal barbarian. The criminal is simply a savage let loose in
a civilized community and ignoring the ethical conceptions developed by
ages of culture and performing actions that would have seemed perfectly
proper and praiseworthy in the eyes of our pre-historic ancestors. The
hero of the Palæolithic age is the brigand and cut-throat of to-day. The
criminal type is nothing but a reversion to the primitive type of the
race, and the representatives of this school of anthropologists have been
untiring in their efforts to discover physical and moral characteristics
common to both: long arms like chimpanzees, four circumvolutions of the
frontal lobes of the brain like the large carnivora, small cranial
capacity like the cave-men, canine teeth like anthropoid apes and a simian
nose. This analogy extends to the eyes, the ears, the hair, and even to
the internal organs, the liver, the heart and the stomach, and the
diseases by which they are affected. It has also been observed that
assassins are brachycephalous and thieves dolichocephalous. Marro
maintains that in many cases metaphors express real facts and embody the
common conclusions of mankind based upon centuries of observation:
swindlers have a foxy look, long-fingered persons are naturally thievish,
whereas a club-fisted fellow is pretty sure to have a pugnacious
disposition, and to be a born rough. Nevertheless social surroundings,
educational influences and other outward circumstances are important
factors, not so much in changing the character as in giving it direction;
the same cerebral constitution and consequent innate predisposition may
make a man a hero or a bravo, a dashing soldier like Phil Sheridan, or a
daring robber like Fra Diavolo, according to the place of his birth and
the nature of his environment.
In common discourse we speak of atrabiliary, spleeny, choleric, or even
stomachous persons, but such expressions are, in most cases, survivals of
antiquated beliefs concerning the functions of certain physical organs.
Hypochondria has no more originary connection with the cartilage of the
breastbone than with the cartilage of the ear. In the literal sense of the
terms a large-brained man is not necessarily of superior intellectual
power any more than a large-hearted man is naturally generous or a
large-handed man instinctively grasping. So, too, the theory that
intelligence and morality are in direct proportion to the size and
symmetry of the encephalon is not sustained by facts; at least the
exceptions to the rule are so many and so remarkable as to render it
extremely misleading and therefore of little practical value as a
scientific principle. Gambetta’s brain, for example, weighed only 1294
grammes, being fifty-eight grammes less in weight than that of the average
Parisian, and was so abnormally irregular in its configuration as to seem
actually deformed. Any physiologist, says Dr. Manouvrier, who should come
across such a skull in a museum, would unhesitatingly pronounce it to be
that of a savage. The third frontal circumvolution of the left lobe of his
brain had in the posterior part a supplementary fold said by some to be
the organ of speech and by others to be the organ of theft; perhaps both
combined in the ability of the orator to steal away men’s hearts, as
Antony says of the seductive eloquence of Brutus. The distinguished
physiologist Bichat was an ardent advocate of this doctrine of the causal
connection between cranial capacity and symmetry and vigorous and
well-balanced mental faculties, but after his death his own cranium was
found to be conspicuously lacking in the very characteristics which he
deemed so essential to man as a moral and intellectual being. The late
German professor Bischoff based his argument against the higher education
of woman on the fact that the average female brain weighs only 1272
grammes, and asserted that a person with such a light encephalon must be
organically incompetent to master the various branches of study taught in
our universities. A post-mortem examination proved his own brain to be
considerably inferior in weight to that of the average woman.
Careful investigations would doubtless furnish additional examples of this
comical application of the _argumentum ad hominem_ in refutation of the
notion that intellectual capacity is determined by the bulk of the brain
or the shape of the skull. Ugo Foscolo, one of the most celebrated of
modern Italian poets, had a cranium, which, according to this standard of
appreciation, ought to have belonged to an idiot. On the other hand, the
brain of the “Hottentot Venus,” examined by Gratiolet, far surpassed in
the symmetry of both hemispheres and the perfection of its circumvolutions
the normal brains of the Caucasian race. The same phenomenon has been
observed, although in a less striking manner, occasionally in cretins and
quite often in criminals. Character is the resultant of a multitude of
combined forces, the great majority of which are still unknown and perhaps
unknowable quantities. The impulse given by each must be exactly estimated
in order to predetermine the joint effect. No factor which contributes to
its formation must be overlooked, and the acceptance of any one of them,
however important it may seem to be, as the basis on which to reform and
reconstruct our penal legislation, would be premature and pernicious. This
hobby-horsical tendency, which is the vice of every specialist, is now the
besetting sin of criminal anthropologists, each of whom is firmly
convinced that he can reach the goal only on his own garran.
“The more advanced criminalists,” says Professor Von Kirchenheim, “are
becoming thoroughly convinced that the penal codes of to-day do not
correspond to the criminal world of to-day. No science has remained so
deeply rooted and grounded in scholasticism as jurisprudence; and this
evil is most clearly perceptible in the province of criminal law. The
necessity of a change in our penal legislation has already made itself
widely felt. The contest with crime must now be carried on in a different
manner from what it was when men waged war with bows and arrows; modern
criminality must be fought, as it were, with repeating rifles.” In other
words, we can never suppress crime by meeting it with bludgeons and
boomerangs and other rude implements of barbarous warfare, but must
encounter it with the finest and most effective weapons of precision,
which the armoury of modern science can put into our hands. Society has
outgrown the crude conception of punishment as mere retaliation or
retribution incited by revenge. There is no doubt that even in the most
enlightened countries, penology as a science is still in its infancy, and
is only just beginning to feel the uncomfortable girding of its scanty
swaddling-bands and blindly kicking itself free from them. That this first
emancipatory effort should be somewhat clumsy, and occasionally attended
by comical casualties and even serious disasters, lies in the very nature
of the case. It is evident, too, that the antiquated and utterly
irrational methods now employed for the suppression of crime tend directly
to increase it. It is the aim of the positive, in distinction from the
classical school of criminalists to discover the real causes of criminal
actions, and thus to endeavour to eradicate or neutralize them. A casual
criminal, for example, whom external conditions, accidental circumstances,
sudden temptations or bad influences have led astray, should not be
treated in the same manner, although guilty of the same overt act, as the
habitual or constitutional criminal, whose wrong-doing arises from a
diseased, ill-balanced or undeveloped mental or physical organization, and
is therefore an inborn and perhaps irresistible proclivity. The latter is
hardly responsible for his conduct, and the possibility of reforming him
is slight. The only proper thing to do with such a culprit is to render
him personally harmless to society either by death or perpetual
incarceration, and to prevent him from propagating his kind. The law of
the survival of the fittest through selection suggests as its necessary
sequence the suppression of the unfittest through sterilization. Nature
has her own effective and relentless method of attaining this desirable
result; but man is constantly thwarting her beneficent purposes by all
sorts of pernicious schemes originating in factitious sentimentalism and
maudlin sympathy, which under the plea of philanthropy tend to foster and
perpetuate moral monstrosities to the discomfort and detriment of
civilized society and the permanent deterioration of the race. To sentence
persons of this class to eight or ten years’ imprisonment and then to turn
them loose again as a constant source of peril to mankind, is the greatest
folly that any tribunal can possibly commit. It is a wrong done both to
the criminal and to the community of which he is a member. The penalties
imposed by the law should be determined not solely by the enormity of the
crime, but chiefly by the character of the criminal. Paradoxical as such
a conclusion may be, it is nevertheless a strictly logical deduction from
the premises, that the more corrupt he is by his physical constitution and
therefore the less culpable he is from a moral point of view, the more
severe should be the sentence pronounced upon him. Where the vicious
propensity is in the blood and beyond the reach of moral or penal
purgations, the only safety is in the elimination of the individual, just
as the only remedy for a gangrened limb is amputation. We ridicule ancient
and mediæval courts of justice for prosecuting bugs and beasts, but future
generations will condemn as equally absurd and outrageous our judicial
treatment of human beings, who can no more help perpetrating deeds of
violence, under given conditions, than locusts and caterpillars can help
consuming crops to the injury of the husbandman, or wild beasts can help
rending and devouring their prey. It is also interesting to know that in
former times the animal was not punished capitally because it was supposed
to have incurred guilt, but as a memorial of the occurrence, or in the
language of canonical law: _Non propter culpam sed propter memoriam facti
pecus occiditur_. It was put to death not because it was culpable, but
because it was harmful; and this is the ground on which the radical wing
of criminal anthropologists would repress and eliminate a vicious person
without regard to his mental soundness or moral responsibility; to use
Garofalo’s metaphor he is a microbe injurious to the social organism and
must be destroyed.
Lombroso carries his theory of the innateness, hereditability and
ineradicableness of criminal propensities so far as to affirm that
“education cannot change those who are born with perverse instincts,” and
to despair of correcting an obstinate bias of this sort even in a child.
In accordance with this idea his disciple, Le Bon, proposes to “deport to
distant countries all professional criminals or persistent relapsers into
vice (_récidivistes_) together with their posterity,” and would thus
practically revive the barbarous principle of visiting the sins of the
fathers upon the children, although he does not regard their conduct as
sinful in the sense of being a voluntary transgression of the moral law,
but as the result of a transmitted taint and organic deficiency, for which
the individual is in no wise responsible. It is hardly necessary to add
that this doctrine is not sustained by the statistics of reformatories,
houses of refuge and similar institutions, which have now taken the place
of the prison and the scaffold in the case of juvenile offenders.
Those who look upon crime as a pathological phenomenon find a striking
illustration and strong confirmation of their views in violations of the
law committed under the impulse of hypnotic suggestion. Some maintain that
all acts originating in this manner are purely automatic, and acquit the
person performing them of all moral and legal responsibility, since they
express the will and purpose of the hypnotizer, who alone should be held
accountable. Others hold that the man, who consents to be hypnotized and
thus voluntarily surrenders his will-power and permits himself to be used
as an instrument for the perpetration of crime, should be punished for his
offences and not allowed to go scot-free by pleading the _force majeure_
of hypnotic suggestion. The liability to punishment, it is justly argued,
would be a safeguard to society by putting a wholesome and effective check
on hypnotic experimentations. There is at least no reason why the
hypnotized subject should not be called to account for accomplicity. Any
passion may become automatic and irresistible by long indulgence and
assiduous cultivation, so that the man is overmastered by it and cannot
help yielding to it under strong temptation; but the victim of a vicious
habit has no right to urge the force of an evil propensity in exculpation
of himself. The inborn or inveterate badness of a man’s character may
explain, but cannot excuse his bad conduct in the impartial and inexorable
eye of justice. So, too, he who sins against his own worthiness and
dignity as a rational being by choosing to annul his power of
self-determination as a voluntary agent and become a helpless tool in the
hands of another, ought not wholly to escape the consequences of his
folly. That the hypnotizer should be made fully responsible for the
realization of his suggestions, no representative of either the positive
or classical school of criminalists would probably deny. To take a man’s
life by means of hypnotic suggestion is as truly subornation to murder as
to hire an assassin to plunge a dagger into his heart.
As regards hypnotism itself, it would be strange enough if we should
discover in it the real scientific basis of witchcraft, and modern
legislation should prosecute and punish hypnotizers as mediæval
legislation prosecuted and punished sorcerers. The sympathetic influence
of a morbidly imaginative mind upon the body in directing the currents of
nervous energy and increasing the flow of blood towards particular points
of the physical organism, so as to produce stigmata and similar abnormal
phenomena, has long been recognized as an adequate explanation of much
mediæval and modern miracle-mongering. It would now seem as if hypnotism,
or the magnetic influence of one man’s will upon another man’s mind and
body were destined to furnish the key to still greater marvels and reveal
the true nature and origin of what has hitherto passed for divine
inspiration or diabolical possession. Charcot, Renaut, Fowler and other
eminent neuropathologists have conclusively shown that certain forms of
hysteria sometimes produce tumors, ulcers, muscular atrophy, paralysis of
the limbs and like affections apparently organic, but really nervous. In
such cases any kind of faith-cure, in which the patient has confidence,
prayer, the laying on of hands, the water of Lourdes or of St. Ignatius,
medals of St. Benedict, scapularies of the Virgin, seraphic girdles, a
pilgrimage to the shrine of a saint or contact with a holy relic may prove
far more efficacious than drugs and are therefore recommended by priests
and occasionally even prescribed by physicians, who are far too
enlightened to regard such healings as miraculous or supernatural. The
success of scientific research in disclosing the physical basis of
intellectual life is gradually undermining the foundations of so-called
spiritualism, and rendering it more and more impossible to mistake
symptoms of chlorosis and hysterical weakness for spiritual gifts and
signs of God’s special favour. Sickly women are no longer treated as
seeresses and their vague and incoherent sayings treasured as oracular
utterances.
One of the chief difficulties encountered by those who seek to frame and
administer penal laws on psycho-pathological principles arises from the
fact that no one has ever yet been able to give an exact and adequate
definition of insanity. However easy it may be to recognize the grosser
varieties of mental disorder, it is often impossible even for an expert to
detect it in its subtler forms, or to draw a hard and fast line between
sanity and insanity. An eminent alienist affirms that very few persons we
meet in the counting-room, on the street or in society, or with whom we
enjoy pleasant intercourse at their firesides, are of perfectly sound
mind. Nearly every one is a little touched; some molecule of the brain has
turned into a maggot; there is some topic that cannot be introduced
without making the portals of the mind grate on their golden hinges,--some
point at which we are forced to say,--
“O, that way madness lies; let me shun that.”
It is possible, however, that this very opinion may be a fixed idea or
symptomatic eccentricity of the alienist himself. The theory that all men
are monomaniacs may be merely his peculiar monomania. Still there is
unquestionably this much truth in it, that nearly every person has
developed some faculty at the expense of the others and thus destroyed his
mental equilibrium. Every tendency of this kind, which is not checked or
balanced and in some way rounded off in the growth of the character,
becomes morbidly strong and leads to a sort of insanity. The specialist is
always exposed to this danger of growing into a man of one idea; his
monomania may be in the direction of valuable research or in the pursuit
of a foolish whim, resulting in useful inventions or dissipating itself in
chimerical projects; it may be a harmless crotchet or a vicious
proclivity, philanthropic or misanthropic; it is, nevertheless, a bent or
bias and so far a deviation from the norm of perfect intellectual
rectitude.
A madman, says Coleridge, is one who “mistakes his thoughts for person and
things.” But here the frenzies of the lunatic intrench on the functions of
the poet, who “of imagination all compact,” takes his fancies for
realities,
“Turns them to shapes, and gives to airy nothing
A local habitation and a name.”
Coleridge’s definition includes also the mythopœic faculty, the power of
projecting creations of the mind and endowing them with objective
actuality and independent existence, which in the infancy of the race
peopled heaven and earth with phantasms, and still croons over cradles and
babbles of brownie and fairy in nurseries and chimney-corners. No progress
of science can wholly eradicate this tendency to mythologize. In the
absence of better material, it seizes upon the most prosaic and practical
improvements in modern household life and clothes them with poetry and
legend. The imaginative child of New York or Boston, after feeding the
mind on fairy tales, converts the ordinary gas-pipe into the den of a
dragon, which puts forth its fiery tongue when the knob is turned. The
sleeping figure of a virgin carved in marble and copied from an ancient
Greek sculpture of Ariadne, which reposes on an arch in the park of
Sans-souci at Potsdam, has been transformed by the popular imagination
into an enchanted princess, who will awake as soon as a horseman succeeds
in springing over it three times with his steed. So vivid is the belief in
this story that many good Christians never pass through the archway
without making the sign of the cross as a prophylactic against possible
demonic influences. The Suabian peasant still believes that the railroad
is a device of the devil, who is entitled by contract to a tollage of one
passenger on every train; he is in a constant state of anxiety lest his
turn may come on the next trip and always wears a crucifix as the best
means, so far as his own person is concerned, of cheating the devil of his
due. As the Church has uniformly consigned great inventors to the infernal
regions, his Satanic Majesty could have never had any lack of ingenious
wits among his subjects capable of advising him in such matters.
An important consideration, which did not disturb the minds of mediæval
jurists, nor stay the hand of strictly retributive justice, is the fact,
now generally admitted, that crimes, like all other human actions, are
subject to certain fixed laws, which seem to some extent to remove them
from the province of free will and the power of individual determination.
Professor Morselli has shown statistically that suicide, which we are wont
to consider a wholly voluntary act, is really dependent upon a great
variety of circumstances, over which man has no control: climate,
seasons, months, days, state of crops, domestic, social, political,
financial, economical, geographical and meteorological conditions, sun,
moon, and stars all work together, impelling him to self-destruction or
keeping him from it. Suicide increases when the earth is in aphelion, and
decreases when it is in perihelion. Race and religion are also important
factors in aggravating or mitigating the suicidal tendency, Germans and
Protestants being most, and Semitic nations and Mohammedans, including
those of Aryan and African blood, being least addicted to it. Suicide is,
in fact, the resultant of a vast number of complicated and far-reaching
forces, which we can neither trace nor measure, and of which the victims
themselves are for the most part unconscious. To a very considerable
degree, it is a question of environment in the broadest sense of the term;
“an effect,” says Morselli, “of the struggle for existence and of human
selection, working according to the laws of evolution among civilized
peoples.” What is proved to be true of self-slaughter is equally so of
murder and every other crime.
An additional reflection, that “must give us pause” in the presence of
crime, is that some of the chief causes operating to produce the manifold
evils afflicting society and threatening to subvert it, are due in a great
measure to the present egoistic organization of our social and industrial
system, the selfish and unscrupulous power of wealth directed and
stimulated by superior intelligence and energy, on the one hand, and the
brute forces of ignorance driven to despair by the disheartening and
debasing pressure of poverty, on the other hand, arrayed against each
other in fierce and bitter conflict. Much of the individual viciousness,
which society is required to punish, springs directly from the unjust and
injurious conditions of life, which society itself has created. It is the
perception of this fact that disturbs the conscience, puzzles the will,
and palsies the arm of the modern law-giver and executor of justice.
Mediæval legislators were not restrained by any scruples of this sort;
they regarded the criminal, both human and animal, as the sole author of
the crime, ascribing it simply to his own wickedness and never looking
beyond the mere actual deed to the social influences, psychical and
physical characteristics and inherited qualities, that impelled him with
irresistible force to do iniquitous things. This was doubtless a very
narrow, superficial and utterly unphilosophical view of human action and
responsibility; the danger now-a-days lies in the opposite extreme, in the
tendency to pity the vicious individual as the passive product and
commiserable victim of unfortunate conditions, and while engaged in the
laudable attempt to improve these conditions by working out broad and
benevolent plans of permanent relief and reformation for the future
amelioration of society, to relax penalties and to fail in providing by
sufficiently stringent measures for its present security. Tribunals have
only to do with individual criminals as their conduct affects the general
welfare. In what manner their characters have been formed by ancestral
agencies and other predispositions may be an interesting study to the
psychologist and the sociologist, but does not concern the judge or the
jurist in the discharge of their official functions. The problem of crime
is therefore a very simple one, so far as the criminal lawyer has to deal
with the concrete case, but very complex, when we look beyond the overt
act to its genesis in the life of the race. The proper administration of
penal justice is weakened and defeated by mixing itself up with
psycho-pathological inquiries wholly foreign to it.
It is a curious coincidence that the theory of evolution, in its
application to man’s free agency, should arrive at essentially the same
conclusion as the theology of Augustine and Calvin. Predestination, which
the suffragan of Hippo and the Genevan divine attributed to the arbitrary
decrees of God, evolution traces to the influences of heredity upon
individuals, predetermining their bodily and mental constitutions. There
is, however, a wide difference between these two doctrines in their
workings. From the clutch of a deity “willing to show his wrath and to
make his power known,” no man can by any effort of his own effect his
escape. Against this imperious and general sentence of damnation no
process of development, no upward striving, no individual initiative can
be of any avail. Evolution, on the contrary, promises a gradual release
from low ancestral conditions--the original sin of the theologians--and
opens up to the race a way of redemption, not only through natural
selection and spontaneous variations resulting in higher and nobler types
of mankind, but also through the modification of inherited traits by
careful breeding, thorough discipline and the conscious and constant
endeavour of every human being to improve and perfect himself. Salvation
through the “election of grace” is by no means identical with salvation
through the “survival of the fittest.” The righteousness of those whom God
has chosen as “the vessels of mercy whom he had afore prepared unto
glory,” may be and probably is “as filthy rags”; evolutionary science, on
the contrary, recognizes and appreciates redeemable qualities by
selecting, strengthening and propagating them and by this means aims
ultimately to redeem the world. It imposes upon each man the duty and
necessity of working out his own salvation, not with fear and trembling at
the prospect of meeting an angry deity, but with hope and cheerfulness,
knowing that the beneficent forces of nature are working in him, as in
all forms of organic life, in obedience to the laws of development,
towards the goal of his highest possible perfection by gradually
eliminating the heirloom of the beast and the savage, and letting the
instincts of the tiger and the ape slowly die within him. “The best man,”
said Socrates, “is he who seeks most earnestly to perfect himself, and the
happiest man is he who has the fullest consciousness that he is perfecting
himself.” This utterance of the Athenian sage expresses the fundamental
principle of the ethics of evolution, according to which there can be no
greater sin than the neglect of self-culture, holding, as it does, in the
province of science a place corresponding in importance to that which the
unpardonable sin against the Holy Ghost holds in the province of theology.
No one is blamable for inheriting bad tendencies; but every one is
blamable for not striving to eradicate them. If evil impulses prove to be
irresistible, then society must step in and render them harmless by
depriving of life or liberty the unfortunate victims of such propensities.
Again, if the mental and moral qualities of the lower animals differ from
those of man, not in kind, but only in degree, and the human mammal is
descended from a stock of primates, to which apes and bats belong, and
dogs and cats and pigs are more remotely akin, it is difficult to
determine the point at which moral and penal responsibility ceases in the
descending, or begins in the ascending scale of being. That beasts and
birds and even insects commit acts of violence, which in human agents
would be called crimes, and which spring from the same psychical causes
and, as we have shown in another work (_Evolutionary Ethics and Animal
Psychology._ New York: D. Appleton and Co.; London: William Heinemann,
1898), are punished by the herd, the flock or the swarm in a more or less
judicial manner, is undeniable. The zoöpsychologist Lacassagne divides the
criminal offences of animals into six classes or categories, the ground of
the classification being the motives which underlie and originate them.
The lowest or most rudimentary motive to crime in both man and beast is
hunger, the operation of which is seen in the spectacle of one savage
killing another in order to get sole possession of a wild beast slain by
them in common, and in the ferocity of two dogs fighting over a bone.
Perhaps the great majority of crimes afflicting society at the present
time have their origin in this source. Next to the desire of the
individual to preserve himself comes the desire to preserve his kind; this
motive is commonly considered a more generous impulse and is praised as
parental affection. This earliest and most primitive of altruistic
emotions is exceedingly strong in the lower animals, especially in those
whose offspring are comparatively helpless in infancy, as is the case
with all species of monkeys, and manifests itself not only in tender care
of the young, but also in theft, robbery, and other acts of violence
committed for their sake. The wanton love of destruction characterizes
both beasts and men; there are roughs and vandals among the former as well
as among the latter, who take a malicious delight in doing injury to
persons and property. Vanity and the desire of “showing off” play no small
part in the wrongdoings of apes and apish men and women. Other incentives
to crime are ambition, sexual passion, gregariousness, the concentrated
egoism and merciless brutality of a crowd even in the most civilized
communities, the outrages so recklessly perpetrated by what a French
jurist, M. Tarde, calls “that impulsive and maniac beast, the mob.” It may
be remarked, too, that the kinds of criminal actions, which civilization
tends to diminish among men, domestication tends to diminish among the
lower animals.
If these statements be correct, why should not animals be held penally
responsible for their conduct as well as human beings? There are men
apparently less intelligent than apes. Why then should the man be
capitally punished and the ape not brought to trial? And if the ape be
made responsible and punishable, why not the dog, the horse, the pig, and
the cat? In other words, does evolutionary criminology justify the
judicial proceedings instituted by mediæval courts against animals or
regard the typical human criminal as having in this respect no supremacy
over the beast? Does modern science take us back to the barbarities of the
Middle Ages in matters of penal legislation, and in abolishing judicial
procedure against quadrupedal beasts is it thereby logically forced to
stay the hand of justice uplifted against bipedal brutes? The answer to
these questions is unhesitatingly negative. Zoöpsychology is the key to
anthropopsychology and enables us to get a clearer conception of the
genesis of human crime by studying its manifestations in the lower
creation; we thus see it in the process of becoming, acquire a more
correct appreciation of its nature and origin and learn how to deal with
it more rationally and effectively in bestial man.
Another point discussed by Plato and still seriously debated by writers on
criminal jurisprudence is whether punishment is to be inflicted _quia
peccatum est_ or _ne peccetur_; in other words, whether the object of it
should be retributive or preventive. The truth is, however, that both of
these motives are operative and as determining causes are so closely
intermixed that it is impossible to separate them. As the distinguished
criminalist, Professor Von Liszt, has remarked one might as well ask
whether a sick man takes medicine because he is ill or in order to get
well. The penalty is imposed in consequence of the commission of a crime
and also for the purpose of preventing a recurrence of it, and is
therefore both retributory and reformatory. Punishment is defined by Laas
as “ethicized and nationalized revenge, exercised by the state or body
politic, which is alone impartial enough to pronounce just judgments and
powerful enough to execute them.” Civilization takes vengeance out of the
hands of the injured individual and delegates it to the community or
commonwealth, which has been outraged in his person. The underlying
principle, however, is, in both cases, the same, and the idea of justice,
as administered by the community, does not rise above that entertained by
the aggregate or average of individuals composing it.
The recent growth of sociology and especially the scientific study of the
laws of heredity thus tend, by exciting an intelligent interest in the
psychological solution of such questions, to render men less positive and
peremptory in their judicial decisions. The intellectual horizon is so
greatly enlarged and so many possibilities are suggested, that it is
difficult for conscientious persons, strongly affected by these
speculations and honestly endeavouring to make an ethical or penal
application of them, to come to a prompt and practical conclusion in any
given case. The voice of decision loses its magisterial sternness and
“the native hue of resolution
Is sicklied o’er with the pale cast of thought.”
If it be true, as Mr. Galton affirms, that legal ability is transmitted
from father to son, criminal proclivity may be equally hereditary, and the
judge and the culprit may have reached their relative positions through a
line of ancestral influences, working according to immutable and
inevasible laws of descent.
Schopenhauer maintained the theory of “responsibility for character,” and
not for actions, which are simply the outgrowth and expression of
character. The same act may be good or bad according to the motives from
which it springs. This distinction is constantly made both in ethics and
in jurisprudence, and determines our moral judgments and judicial
decisions. Yet the chief elements, which enter into a person’s character
and contribute to its formation, lie beyond his control or even his
consciousness, and in many cases have done their work before his birth.
Responsibility for character is equivalent to responsibility for all the
inherited tendencies and prenatal influences, of which character is the
resultant, and leads at last to the theological dogma of the imputation of
sin all the way back to Adam as the federal head of the race, a doctrine
which Schopenhauer would be the first to repudiate. Besides, evil
propensities and criminal designs are recognizable and punishable only
when embodied in overt acts. The law cannot deprive a man of life or
liberty because he is known to be vicious and depraved, although the
police in the exercise of its protective and preventive functions and as a
means of providing for the general security, may feel in duty bound to
keep a watchful eye on him and to make an occasional raid on the dens and
“dives” haunted by him and his kind. There are also instances on record,
in which it is impossible to trace the culpable act to any marked
corruption of character.
A rather remarkable illustration of this fact is furnished by the trial of
Marie Jeanneret, which took place at Geneva in Switzerland in 1868 and
which deservedly ranks high among the _causes célèbres_ of the present
century, both as a legal question and a problem of psycho-pathology. [At
the time when this trial occurred, the writer directed attention to the
peculiar and perplexing features of the case in _The Nation_ for January
7, 1869, p. 11.] Dumas in his novel _Le Comte de Monte Christo_, describes
the character and career of a young, refined and beautiful woman, moving
in the best circles of Parisian society, and yet poisoning successively
six or seven members of her own family; but even the most imaginative and
audacious of French romancers did not dare to delineate such criminality
without ascribing it to some apparently adequate motive. Madame de
Villefort administered deadly potions to her relatives under the impulse
of a morbidly intense maternal love, which centred all her moral and
intellectual faculties on the idea of making her son the sole heir to a
large estate. Affection and social ambition for her offspring incited her
to the murder of her kin. But the invention, which created such a monster
of sentimental depravity, has been far surpassed in real life by the
exploits of Marie Jeanneret, a Swiss nurse, who took advantage of her
professional position to give doses of poison to the sick persons confided
to her care, from the effects of which seven of them died.
In the commission of this monotonous series of diabolical crimes, the
culprit does not seem to have been animated either by animosity or
cupidity. On the contrary, she always showed the warmest affection for her
victims, and nursed them with the tenderest care and the most untiring
devotion, as she watched the distressful workings of the fatal draught;
nor did she derive the slightest material benefit from her course of
conduct, but rather suffered considerable pecuniary loss by the death of
her patients. The testimony of physicians and alienists furnished no
evidence of insanity, nor did she show any signs of atavistic reversion,
physiological abnormity or hereditary homicidal bent. Monomaniacs usually
act fitfully and impulsively; but Marie Jeanneret always manifested the
coolest premeditation and self-possession, never exhibiting the least
hesitation or confusion, or the faintest trace of hallucination, but
answered with the greatest clearness and calmness every question put by
the president of the court. Even M. Turrettini, the prosecuting attorney,
in presenting the case to the jury, was unable to discover any rational
principle on which to explain the conduct and urge the conviction of the
accused; and after exhausting the common category of hypotheses and
showing the inadequacy of each, he was driven by sheer stress of
inexplicability to seek a motive in “_l’espèce de volupté qu’elle
éprouverait à commettre un crime_,” or what, in less elegant, but more
vigorous Western vernacular, would be called “pure cussedness.” Not only
was such an explanation merely a circumlocutory confession of ignorance,
but it was wholly inconsistent with the general character of the indictee.
Indeed, the persistent and pitiless perpetration of this one sort of crime
by this woman, under circumstances which should have excited compassion in
the hardest human heart, seems more like the working of some baneful and
irrepressible force in nature, or the relentless operation of a
destructive machine, than like the voluntary action of a free and
responsible moral agent. M. Zurlinden, the counsel for the defendant,
dwelt with emphasis upon this mysterious phase of the case and thus saved
his client from the scaffold. The jury, after five hours’ deliberation,
rendered a verdict of “Guilty, with extenuating circumstances,” as the
result of which the accused was sentenced to twenty years’ hard labour.
As a matter of fact, there were no circumstances of an extenuating
character except the utter inability of the jurors to discover any motive
for the commission of such a succession of cold-blooded atrocities.
After fifteen years’ imprisonment the convict died. During this whole
period of incarceration she not only showed great intelligence and strict
integrity, but was also remarkably kind and helpful to all with whom she
came in contact. She instructed her fellow-convicts in needle-work and
fine embroidery, loved to attend them in sickness, and by her general
influence raised very perceptibly the tone of morals in the workhouse. If
it be true, as asserted by Mynheer Heymanns, one of the latest expounders
of Schopenhauer’s ethics, that “a man is responsible for his actions only
so far as his character finds expression in them, and is to be judged
solely by his character,” what shall be done in cases like the
afore-mentioned, in which the criminal conduct is exceptional, and so far
from being symptomatic of the general character stands out as an isolated
and ugly excrescence and appalling abnormity? According to this theory
crime is to be punished only when it is the natural outgrowth and
legitimate fruit of the criminal’s individuality and society is to be left
unprotected against all maleficence not traceable to such an origin.
There can be hardly any doubt that the Swiss nurse was a toxicomaniac and
that she had become infatuated with poisons, partly by watching their
effects on her own system, and partly by reading about their properties in
medical and botanical works, to the study of which she was passionately
devoted. Did not Mithridates, if we may believe the statements of Galen,
experiment with poisons on living persons? Why should she not follow such
an illustrious example, especially as she never hesitated to take herself
the potions she administered to others; the only difference being that
habit had made her, like the famous King of Pontus, proof against their
venom. She often attempted analyses of these substances, and in one
instance was severely burned by the bursting of a crucible, in which she
was endeavouring to obtain atropine from atropa belladonna or deadly
nightshade. It was this terrible poison, which is endowed with exceedingly
energetic qualities and is therefore used by physicians with extreme
precaution, that seems to have had an irresistible fascination for her,
growing into an insane desire to discover and test its occult virtues. She
had read and heard of zealous scientists and illustrious physicians, who
had experimented on themselves and on their disciples, and become the
benefactors of mankind; why then should she not adopt the same method in
the pursuit of truth and use for this purpose the physiological material
which her profession placed in her hands?
However preposterous such reasoning on her part may appear to us and
however vaguely and subconsciously the mental process may have been
carried on, it offers the only theory adequate to explain all the facts
and to account for the almost incredible union of contradictory traits in
her character. The enthusiasm of the experimenter overbore in her the
native sympathy of the woman. She observed the writhings of her poisoned
victims with as “much delight” as Professor Mantegazza confesses he felt
in studying the physiology of pain in the dumb animals “shrieking and
groaning” on his tormentatore. “The physiologist,” says Claude Bernard,
“is no ordinary man. He is a savant, seized and possessed by a scientific
idea. He does not hear the cries of suffering wrung from racked and
lacerated creatures, nor see the blood which flows. He has nothing before
his eyes but his idea and the organisms, which are hiding the secrets he
means to discover.” Marie Jeanneret was a fanatic of this kind. She, too,
was a woman possessed with ideas as witches were once supposed to be
possessed with devils. Had she prudently confined her experiments to the
torture of helpless animals, she might perhaps have taken rank in the
scientific world with Brachet, Magendie and other celebrated vivisectors,
and been admitted with honour to the Academy, instead of being thrust
ignominiously into a penitentiary.
The assertion as regards any supposed case of madness, that “there’s
method in it,” is popularly assumed to be equivalent to a denial of the
existence of the madness altogether. But psycho-pathology affords no
warrant for such an assumption. An individual, who commits murder under
the impulse of morbid jealousy, pecuniary distress, social rancour,
political or scientific fanaticism, or any other form of monomania, is not
the less the victim of a mind diseased because he shows rational
forethought in planning and executing the deed. His mental faculties may
be perfectly healthy and normal in their operation up to the point of
derangement, from which the fatal act proceeds. No chain is stronger than
its weakest link; and this is equally true of physical and psychical
concatenations. Under such circumstances the sane powers of the mind are
all at the mercy of the one fault and are made to minister to this single
infirmity.
According to English law a man is irresponsibly insane, when he has “such
defect of reason from disease of the mind as not to know the nature and
quality of the act he was doing, or, if he did know it, that he did not
know he was doing what was wrong.” This definition is very incomplete and
covers only the most obvious forms of insanity; perhaps in the great
majority of cases there is no “defect of reason” nor “disease of mind” in
the proper sense of these terms, but only a disturbance of the emotions or
perversion of the will originating in physical disorder. Besides, it is
undeniable that animal intelligence is capable of distinguishing between
right and wrong and of comprehending what is punishable and what is not
punishable. In general when a dog does wrong, he knows that he is doing
wrong; and a monkey often takes delight in doing what is wrong simply
because he knows it is wrong. If a monkey gets angry and kills a child, he
obeys the same vicious propensity that impels a brutal man to commit
murder. There is no greater “defect of reason” in one case than in the
other. Why then should the monkey be summarily shot or knocked on the
head, and the man arrested, tried, convicted and hanged by the constituted
authorities? Simply because such a public prosecution and execution would
not exert any influence whatever in preventing infanticide on the part of
other monkeys; if it could be shown that a formal trial of the monkey
would produce this salutary effect, then it certainly ought not to be
omitted. The recent attempt to modify the English law so as to render all
“certifiably insane” persons irresponsible for their actions, would result
in the abolition of all punishment for crime, since many physicians regard
every criminal as insane and would not hesitate to certify their opinion
to the proper tribunal.
It is no easy task now-a-days for penal legislation to keep pace with
psychiatral investigation and to adjust itself to the wide range and nice
distinctions of modern psycho-pathology; nor is it necessary to do so.
_Salus socialis suprema lex esto._ Society is bound to protect itself
against every criminal assault, no matter what its source or character may
be. This is the ultimate object not only of the prison and the scaffold,
but also of all reformatories for juvenile offenders and vagabonds, who by
judicious correction and instruction may perhaps be brought to amend their
ways and thus be prevented from becoming a social danger by swelling the
disorderly ranks of the permanently criminal classes. If a person proves
to be unamenable to moral or penitential measures and remains an
incorrigible transgressor, it is the duty of the community to set him
aside by death or by life-long durance. Penal legislation does not aim
primarily at the betterment of the individual; laws are enacted not for
the purpose of making men good and noble, but solely for the purpose of
rendering them safe members of society. This is effected by depriving the
irremediably vicious of their liberty and, if necessary, also of their
life.
The pardoning power, too, must be exercised with the utmost reserve and
circumspection. The state does not look upon public offences as sins but
as crimes. The introduction of the theological conception of delinquencies
into the province of civil government has always been the vice of
hierarchies and has never failed to work immense mischief by leading
inevitably to impertinent intermeddling with matters of conscience and
private opinion, putting a premium on pretended repentance and like
hypocrisies, and converting the witness-box into a confessional and the
court of justice into a court of inquisition. This has been uniformly the
result wherever a body of priests has become a body of rulers, endowed
with sovereignty in the administration of secular affairs.
If it could be conclusively proved or even rendered highly probable, that
the capital punishment of an ox, which had gored a man to death, deterred
other oxen from pushing with their horns, it would be the unquestionable
right and imperative duty of our legislatures and tribunals to re-enact
and execute the old Mosaic law on this subject. In like manner, if it can
be satisfactorily shown that the hanging of an admittedly insane person,
who has committed murder, prevents other insane persons from perpetrating
the same crime, or tends to diminish the number of those who go insane in
the same direction, it is clearly the duty of society to hang such
persons, whatever may be the opinion of the alienist concerning their
moral responsibility. Nor is this merely a hypothetical case or purely
academical question. It is a well-established fact, that the partially
insane, especially those affected with “moral insanity” or so-called
“cranks,” have their intelligence intact, and are capable of exercising
their reasoning powers freely and fully in laying their plans and in
carrying out their designs. Indeed, criminals of this class are sometimes
known to have entertained the thought that they would be acquitted on the
ground of insanity, and have thereby been emboldened to do the deed; and
it is by no means impossible, but highly probable, that a belief in the
certainty of punishment would have acted as an effective deterrent. A case
of this kind occurred in 1894 in England, where an inmate of a lunatic
asylum deliberately murdered a lawyer, who was visiting the institution.
The murderer declared that he had no grudge against his victim, but
believed himself to be persecuted in general and wished to call attention
to his wrongs by assassinating some official or prominent person. His
method of redress was that of the ordinary anarchist; and his confession
that he would not have dared to commit the act unless he had believed that
as a certificated lunatic under confinement he ran no risk of being
hanged, illustrates the point in question. There can be no doubt, for
example, that the execution of Guiteau for the assassination of Garfield
has greatly lessened the dangers of this kind to which the President of
the United States is exposed; just as the swift and severe punishment of
the Chicago anarchists has dampened the zeal and restrained the activity
of the fanatics, who labour under the delusion that, in a free country,
dynamite bombs are the fittest means of disseminating reformatory ideas
and bringing about the social and political regeneration of the world.
From this point of view it is hardly necessary to remark upon the
absurdity of Lombroso’s assertion that the jurists, who formerly condemned
and punished animals, were more logical and consistent than those who now
pass sentence of death on cretins like Grandi or cranks (_grafomani
matteschi_) like Passannante and Guiteau (_Archivio di Psichiatria._
Torino, 1881, Vol. II. Fasc. IV.), since he utterly ignores the preventive
character and purpose of judicial punishment and its practical utility in
checking the homicidal propensities of such persons, whereas the criminal
prosecution and capital punishment of a pig for infanticide will not have
the slightest effect in preventing other pigs from mangling and devouring
little children.
That animals might be deterred from doing violence to men by putting one
of their kind to death and suspending its body as a scarecrow is
maintained by a distinguished writer in the first half of the sixteenth
century, Hierolymus Rosarius, the nuntius of Pope Clement VII. to the
court of Ferdinand I., then King of Hungary, who states that in Africa
crucified lions are placed near towns, and that other lions, however
hungry they may be, are kept away through fear of the same punishment:
_cujus pœnæ metu, licet urgeat fames, desinunt_. He records also that in
riding from Cologne towards Düren, he and his companions saw in the vast
forest two wolves in brogans hanging on a gallows, just like two thieves,
as a warning to the rest of the pack: “Et nos ab Agrippina Colonia Duram
versus equitantes in illa vasta silva, vidimus duos caligatos lupos non
secus quam duos latrones, furcæ suspensos; _quo similis pœnæ formidine a
maleficio reliqui deterreantur_.” In like manner the American farmer sets
up a dead hawk as a deterrent for the protection of his hens. We may add
that Rosarius entertained a high opinion of the intelligence and moral
character of animals and wrote a book to prove their frequent superiority
to men in the use of their rational faculties. This very clever and
original work entitled: _Quod animalia bruta sæpe ratione utantur melius
homine_, was first published by Gabriel Naudé at Paris in 1648; an
enlarged edition was issued by Ribow at Helmstedt in 1728, with a
dissertation on the soul in animals.
In the class of ill-poised minds, yclept cranks, just mentioned, the
spirit of imitation is peculiarly strong and morbidly contagious. The
celebrated psychiater, Baron Von Feuchtersleben, in his treatise _On the
Diatetics of the Soul_, cites the case of a French soldier, who shot
himself in a sentry-box; soon afterwards, several other soldiers took
their lives in the same manner and in the same place. Napoleon I. ordered
the sentry-box to be burned and thus put an end to the suicides. A similar
instance is recorded by Max Simon in his _Hygiène de l’esprit_, in which
he states that a workman hanged himself in the embrasure of a gate, and
his example was followed directly by a dozen of his fellows, so that it
was found necessary to wall up the gate in order to stop this strange
epidemic. The same effect is produced by popular romances, in which the
hero or heroine or both together dispose of themselves in this way;
sometimes whole communities are thus infected by a single work of fiction;
perhaps the most notable case of this kind in modern literature is the era
of sentimentalism and suicidism which followed the publication of Goethe’s
_Werther_. It is well known, too, that another class of sensational
novels, the plots of which consist in the development of criminal
intrigues, tend to promote crime by rendering it fascinating and
indicating an attractive and exciting method of perpetrating it. We have a
recent and very striking instance of this kind in the origin and evolution
of the notorious Dreyfus affair. In June 1893, a year and a half before
the arrest of Dreyfus, a novel entitled _Les Deux Frères_, by Louis
Letang, appeared in the Paris _Petit Journal_, the plot of which may be
concisely described as follows. A young and capable officer, Captain
Philippe Dormelles, who holds a position of confidence in the French
department of war, is envied and hated by two colleagues named Aurélien
and Daniel. Their enmity and jealousy finally become so intense that they
conspire to effect his ruin by accusing him of selling to a foreign power
the secrets of the national defence. It is arranged that a compromising
letter imitating the handwriting of Dormelles and addressed to a foreign
military _attaché_ shall be placed in the secret archives, where it will
fall into the hands of the head of the department Lieutenant-Colonel
Alleward. Dormelles is arrested and thrown into the prison Cherche-Midi,
and at the same time Daniel causes a violent article to be inserted in a
newspaper _Le Vigilant_, charging him with high treason, and seeking to
excite public opinion against him. This article concludes with the false
statement that a search in Dormelles’ department had led to the discovery
of important documents referring to the fabrication of smokeless powder,
and that thereupon Dormelles had confessed his guilt. He is then sentenced
to the galleys, but his betrothed is convinced of his innocence and
finally succeeds in detecting and exposing the forgeries.
Lieutenant-Colonel Alleward is arrested and commits suicide in prison,
not with a razor like Henry, but with a revolver. One scene in the novel
describes the appearance of a veiled lady on the very spot near the Champs
Elysées, where the mysterious veiled lady is said to have appeared to
Esterhazy three years later and for much the same purpose. The French
minister of war, Mercier, was forced to proceed against Dreyfus by the
_Libre Patrole_, which published lies about his confession, as _Le
Vigilant_ did about Dormelles. The only rational explanation of this
remarkable concurrence of events, as they are narrated in the fiction and
afterwards occurred in fact, is that the method of conducting the
conspiracy against Dreyfus and the possibility of accomplishing it were
suggested by Letang’s story, although the conspirators doubtless did not
anticipate that the logic of events would render the results of their
falsehoods and forgeries as fatal to them as they were to their prototypes
in the novel. Every scoundrel is firmly convinced that he can pattern
after his precursors in villainy, avoid their mistakes and commit the same
crime without incurring the same penalty.
That paroxysms of epilepsy, hysterics and various forms of frenzy are
contagious and may be easily communicated to nervous persons, who witness
them, has been clearly proved. Vicious passions obey the same law of
imitation even in a still higher degree than tender emotions and nervous
diseases, and more than two centuries ago the illustrious jurisconsult,
Samuel Pufendorf, laid down the general principle that he who for the
first time commits a crime liable to spread by contagion and to become
virulent, should be punished with extreme severity, in order that it may
not infect others and create a moral pestilence.
The hemp cure is always a harsh cure, especially where there is any doubt
as to the offender’s mental soundness; but in view of the increasing
frequency with which atrocious and wilful crime shelters itself under the
plea of insanity and becomes an object of misdirected sympathy to maudlin
sentimentalists, the adoption of radical and rigorous measures in the
infliction of punishment were perhaps an experiment well worth trying.
Meanwhile, let the psychiater continue his researches, and after we have
passed through the present confused and perilous period of transition from
gross and brutal mediæval conceptions of justice to refined and
humanitarian modern conceptions of justice, we may, in due time, succeed
in establishing our penal code and criminal procedure upon foundations
that shall be both philosophically sound and practically safe.
APPENDIX
CONTAINING ORIGINAL DOCUMENTS
A
TESTIMONIALES ET REASSUMPTUM
Anno domini millesimo quingentesimo octuagesimo septimo et die decima
tertia mensis aprilis comparuit in bancho actorum judicialium episcopatus
Maurianne honestus vir Franciscus Ameneti scindicus et procurator
procuratorioque nomine totius communitatis et parrochie Sancti Julliani
qui in causa quam pretendunt reassumere prosequi aut de novo intentare
coram reverendissimo domino Maurianne episcopo et principe seu reverendo
domino generali ejus Vicario et Officiali contra Animalia ad formam
muscarum volantia coloris viridis communi voce appellata Verpillions seu
Amblevins facit constituit elegit et creavit certum ac legitimum
procuratorem totius dicte communitatis et substituit vigore sui
scindicatus de quo fidem faciet egregium Petremandum Bertrandi causidicum
in curiis civitatis Maurianne presentem et acceptantem ad fines coram
eodem reverendissimo Episcopo et ejus Vicario generali comparendi et
faciendi quicquid circa negotiis ejusdem cause spectat et pertinet et
prout ipse scindicus facere posset si presens et personaliter interesset
cum electione domicillii et ceteris clausulis relevationis ratihabitionis
et aliis opportunis suo juramento firmatis subque obligatione et hypotheca
bonorum suorum et dicte communitatis que conceduntur in bancho die et anno
premissis.
ORDINATIO
Anno domini millesimo quinquagesimo octuagesimo septimo et die sabatti
decima sexta maii comparuerunt judicialiter coram nobis Vicario generali
Maurianne prefato Franciscus Ameneti conscindicus Sancti Julliani cum
egregio Petremando Bertrandi ejus procuratore producens testimoniales
constitutionis facte eidem egregio Bertrandi die tertia decima aprilis
proxime fluxi petit sibi provideri juxta supplicationem nobis porrectam
parte scindicorum et communitatis Sancti Julliani exordiente _Divino
primitus implorato auxilio_ signatum _Franciscus Faeti_ contra Animalia
bruta ad formam muscarum volantia nuncupata Verpillions producens etiam
acta et agitata superioribus annis coram predecessoribus nostris maxime de
anno 1545 et die vicesima secunda mensis aprilis unacum ordinatione nostra
lata octava maii millesimo quingentesimo octuagesimo sexto et ne contra
Animalia ipsis inauditis procedi videatur petunt sibi provideri de
advocato et procuratore pro defensione si quam habeant aut habere possent
dictorum Animalium se offerentes ad solutionem salarii illis per nos
assignandi. Inde et nos Vicarius generalis Maurianne ne Animalia contra
que agitur indeffensa remaneant deputamus eisdem pro procuratore egregium
Anthonium Fillioli licet absentem cui injungimus ut salario moderato
attenta oblatione conquerentium qui se offerunt satisfacere teneatur et
debeat ipsa Animalia protegere et defendere eorumque jura et ne de
consilio alicujus periti sint exempta ipsis providemus de spectabili
domino Petro Rembaudi advocatum (_sic_) cui similiter injungimus ut debeat
eorum jura defendere salario moderato ut supra. Quamquidem deputationem
mandamus eis notifficari et ipsis auditis prout juris fuerit ad ulteriora
providebitur. Quo interim visa per nos quadam ordinatione fuit fieri
certas processiones et alias devotiones in dicta ordinatione declaratas
quas factas fuisse non edocetur ideo ne irritetur Deus propter non
adempletionem devotionum in ipsa ordinatione narratarum dicimus ipsas
devotiones imprimis esse fiendas per instantes et habitatores loci pro quo
partes agunt quibus factis postea ad ulteriora procedemus prout juris
fuerit decernentes literas in talibus necessarias per quas comittimus
curato seu vicario loci quathenus contenta in dicta ordinatione in prono
ecclesie publice declarare habeat populumque monere et exortari ut illas
adimpleant infra terminum tam breve quam fieri poterit et de ipsis
attestationem nobis transmittere. Datum in civitate Sancti Johannis
Maurianne die anno permissis.
MEMORIALE
Anno premisso et die trigesima mensis maii comparuerunt judicialiter coram
nobis Vicario generali Maurianne prefato honestus Franciscus Ameneti
conscindicus jurat venisse cum egregio Petremando Bertrandi ejus
procuratore producit et reproducit supplicationem nobis porrectam
retroacta et agitata contra eadem Animalia maxime designata in memoriali
coram nobis tento decima sexta maii literas eodem die curato Sancti
Julliani directas unacum attestatione signata _Romaneti_ qua constat
clerum et incolas dicti loci proposse satisfecisse contentis in eisdem
literis ad formam ordinis in ipsis designato petit sibi juxta et in actis
antea requisita provideri et alia uberius juxta cause merita et inthimari
egregio Fillioli procuratori ex adverso. Hinc egregius Fillioli procurator
dictorum Animalium brutorum petit communicationem omnium et singularum
productionum ex adverso cum termino deliberandi defendendi et participandi
cum domino advocato premisso. Indi et nos Vicarius generalis Maurianne
prefatus communicatione superius petita concessa partibus premissis diem
assignamus sabatti proximi sexta instantis mensis junii ad ibidem
judicialiter coram nobis comparandum et tunc per dictum egregium Fillioli
nomine quo supra quid voluerit deliberare et defendere deliberandum et
defendendum. Datum in civitate Maurianne die et anno premissis.
R. D. GENERALI VICARIO ET OFFICIALI EPISCOPATUS MAURIANÆ
Divino primitus implorato auxilio humiliter exponunt syndici totius
communitatis seu parrochie Sancti Julliani cæterique homines ac sua
interesse putantes et infrascriptis adherere cupientes quod cum alias ob
forte peccata et cætera commissa tanta multitudo bruti animalis generis
convoluntium vulgo tamen vocabulo Amblevini seu Verpillion dicti per
vineas et vinetum ipsius parrochie accessisset damna quamplurima ibi
perpetrantis folia et pampinos rodendo et vastando ut ex eis nulli saltem
pauci fructus percipi poterant qui juri cultorum satisffacere possint et
quod magis et gravius erat illa macula ad futura tempora trahendo vestigia
nulli palmites fructus afferentes produci poterant illi autem flagitio
antecessores amputare viam credentes prout divina prudentia erat credendum
porrectis precibus adversus eadem Animalia et in eorum defensoris
constituti personam debitis sumptis informationibus ac aliis
formalitatibus necessariis prestitis sententia seu ordinatio prolata
comperitur cujus et divinæ potentiæ virtute præcibus tamen et officiis
divinis mediantibus illud flagitium et inordinatus furor prefatorum
brutorum Animalium cessarunt usque ad duos vel circa citra annos quod
veluti priscis temporibus rediere in eisdem vineis et vineto et damna
inextimabilia et incomprehensibilia afferre ceperunt ita ut pluribus
partibus nulli fructus sperantur percipi possetque in dies deterius
evenire culpa forte hominum minus orationibus et cultui divino vacantium
seu vota et debita non vere et integre reddentium que tamen omnia divinæ
cognitioni consistit et remittenda veniunt eo quod Dei arcana cor hominis
comprehendere nequit.
Nihilominus cum certum sit gratiarum dona diversis diversimode fore
collata hominibus et potissimum ecclesiastico ordini ut in nomine Jesu et
virtute ejus sanctissime passionis possit in terris ligare solvere et
flectere iterum ad R. V. recurrentes prius agitata reassumendo et quatenus
opus fuerit de novo procedendo petunt in primis procuratorem aut
defensorem ipsis Animalibus constitui ob defectum præcedentis vita functi
quo facto et ut de expositis legitime constet debeatis inquisitiones et
visitationes locorum fieri per nos aut alium idoneum commissarium
cæterasque formalitates ad hæc opportunas et requisitas exerceri ipso
defensore legitime vocato et audito nec non aliter prout magis equum
visum et compertum de jure extiterit procedere dignetur ad expulsionem
dictorum Animalium via interdicti sive excommunicationis et alia debita
censura ecclesiastica et justa ipsius sanctas constitutiones ad quas et
divinæ clementiæ et mandatis suorum ministrorum se parituros offerunt et
submittunt omni superstitione semota quod si stricta excommunicatione
processum fuerit sunt parati dare et prestare locum ad pabulum et escam
recipiendos ipsis Animalibus quemquidem locum exnunc relaxant et declarant
prout infra et alias jus et justitiam ministrari omni meliori modo
implorato benigno officio.
FRAN. FAETI
Ego subsignatus curatus Sancti Julliani attestor quomodo sacro die
Penthecostes decima septima mensis maij anno domini millesimo
quingentesimo octuagesimo septimo ego accepi de manibus sindicorum
mandatum exortativum sive ordinationem R{di} generalis Vicarii et
Officialis curie diocesis Maurianne datum in civitate Sancti Johannis
decima sexta mensis may anno quo supra quod cum honore et reverentia juxta
tenorem illius die lune Penthecostes decima octava may in offertorio magne
misse parochialis populo ad divina audienda congregato publicavi idem
populum michi commissum ad contritionem suorum peccaminum et ad devotionem
juxta meum posse et serie monui processiones missas obsecrationes et
orationes in predicto mandato contentas per tres dies continuos videlicet
vicesima vicesima prima vicesima secunda predicti mensis cum ceteris
presbiteris feci in quibus processionibus scindici cum parrochianis
utriusque sexus per majorem partem circuitus vinearum interfuerunt
deprecantes Dei omnipotentis clementia pro extirpatione brutorum Animalium
predictas vineas atque alios fructus terre devastantium vulgariter
nuncupatas (sic) Verpilions seu Amblavins in predicto mandato mentionata
sive nominata in quorum fidem ad requisitionem dictorum scindicorum qui
hanc attestationem petierunt quam illis in exonus mei tradidi hac die
vicesima quarta may anno quo supra.
ROMANET
Franciscus de Crosa Canonicus et Cantor ecclesie cathedralis Sancti
Johannis Maurianne in ... et temporalibus episcopatus Maurianne generalis
Vicarius et Officialis dilecto sive vicario Sancti Julliani s ... in
domino. Insequendo ordinationem per nos hodie date presentium latam in
causa scindicorum Sancti Julliani agentium contra Animalia bruta ad formam
muscarum volantia coloris viridis nuncupata Verpillions supplicata per
quam inter cetera contenta in eadem dictum et ordinatum extitit devotiones
et processiones fieri ordinatas per ordinationem latam ab antecessore
nostro die octava maii anni millesimi quingentesimi quadragesimi sexti in
eadem causa in primis et ante omnia esse fiendas per instantes et
habitatores dicti loci Sancti Julliani. Igitur vobis mandamus et
injungimus quathenus die dominico Penthecostes in prono vestra ecclesie
parrochialis contenta in dicta ordinatione declarare habeatis populumque
monere et extortari ut illa adimpleant infra terminum tam breve quod fieri
poterit et de ipsis attestationem nobis transmittere. Tenor vero dicte
ordinationis continentis devotiones sequitur et est talis.
Quia licet per testes de nostri mandato et commissarium per nos deputatum
examinatos apparet Animalia bruta contra que in hujusmodi causa parte
prefatorum supplicantium fuit supplicatum intulisse plura dampna
insupportabilia ipsis supplicantibus que tamen dampna potius possunt
attribuenda peccatis supplicantium decimis Deo omnipotenti de jure
primitivo et ejus ministris non servientium et ipsum summum Deum
diversimode eorum peccatis non (_sic_) offendentium quibus causis
causantibus dampna fieri supplicantibus predictis non ut fame et egestate
moriantur sed magis ut convertantur et eorum peccata deffluant ut tandem
abundantiam bonorum temporalium consequantur pro substentatione eorum vite
vivere et post hanc vitam humanam salutem eternam habeant. Cum a principio
ipse summus Deus qui cuncta creavit fructus terre et anime vegetative
produci permiserit tam substentatione vite hominum rationabilium et
volatilium super terram viventium quamobrem non sic repente procedendum
est contra prefata Animalia sic ut supra damnificantia ad fulminationem
censurarum ecclesiasticarum Sancta Sede Apostolica inconsulta sive ab
eadem ad id potestatem habentibus superioribus nostris sed potius
recurrendum ad misericordiam Dei nostri qui in quacumque hora ingenuerit
peccata propitius est ad misericordiam. Ipsi quamobrem causis premissis et
alliis a jure resultantibus pronunciamus et declaramus inprimis fore et
esse monendos et quos tenore presentium monemus et moneri mandamus ut ad
ipsum Dominum nostrum ex toto et puro corde convertantur cum debita
contrictione de peccatis commissis et proposito confitendi temporibus et
loco opportunis et ab eisdem de futuro abstinendi et de cetero debite
persolvendum Deo decimas de jure debitas et ejus ministris quibus de jure
sunt persolvende eidem Domino Deo nostro per meritata sue sacratissime
passionis et intercessione Beate Marie Virginis et omnium Sanctorum ejus
humiliter exposcendo veniam et quibuscumque peccatis delictis et offensis
contra ejus majestatem divinam factis ut tandem ab afflictionibus
prefatorum Animalium liberare dignetur et ipsa Animalia loca non it ...
ipsis supplicantibus ceterisque christianis transferre et al ... secundem
ejus voluntatem et aliter exting ......... ..... eisdem supplicantibus uno
die dominico in offertorio ......... ut ipso die dominico ......
supplicantibus ...... ......... per circuitum vinearum ejusdem parrochie
...... et per loca cum aspersione aque benedicte pro effugandis prefatis
Animalibus tribus diebus immediate sequentibus significationem et
notificationem sic ut supra fiendas quibus processionibus durantibus
decantari et celebrari mandamus tres missas altas ante sive post quamlibet
earum processionum ad devot ... cleri et populi quarum prima primo die
decantabitur de Sancto Spiritu cum orationibus de Beata Maria. ... _Deus
Deus qui contritorum_ et _A cunctis nos quesumus Domine mentis et
corporis_ etc. et una pro defunctis secundo die decantatis de Beata Maria
Virgine cum orationibus Sancti Spiritus Beate Marie Virginis illis _Qui
contritorum_ et pro deffunctis. In eisdem processionibus supra fiendis
jubemus in eadem ecclesia genibus flexis dici et decantari integriter
_Veni Creator Spiritus_ quo hymno sic finito et dicto verceleto _Emitte
Spiritum tuum et creabuntur_ etc. cum orationibus _Deus qui corda
fidelium_ singulis diebus sic prout supra fiat proces ... decantando
septem psalmos penitentiales cum letaniis suffragii et orationibus inde
sequentibus mandamus moneri supplicantes prout supra ut in eisdem missis
processionibus et devotionibus sic ut supra fiendis ad minus d ... de
qualibet domo devote intersint dicendo eorum Fidem catholicam et alias
devotiones et orationes ...... cum fuerit humiliter et devote preces et
effundendo Domino Deo nostro ut per merita sue sanctissime passionis et
intercessionem Beatissime Virginis Marie et omnium Sanctorum dignetur
expellere ipsa Animalia predicta a prefatis vineis ut de fructus earumdem
non corrodant nec ...... et ibidem supplicantes a cunctis alliis
adversitatibus liberare ut tandem de eisdem fructibus debite vivere
possint et eorum necessitatibus subvenire et semper in omnibusque
glorificare laudare eumdem Dominum et Redemptorem nostrum et in eodem
fidem et spem nostram totaliter cohibenda a devastatione prefatarum
vinearum et nos liberare a cunctis alliis adversitatibus dummodo sic ut
supra ejus mandata servaverimus et hoc absque allia fulminatione
censurarum ecclesiasticarum quas distulimus fulminare donec premissis
debite adimpletis et alliud a prefatis superioribus nostris habuerimus in
mandatis literas quatenus expediat in exequutionem omnium et singulorum
premissorum decernentes ...... Post ...... insertionem dicte ordinationis
dicti scindici Sancti Julliani petierunt sibi concedi literas quas
concedimus datas in civitate Sancti Johannis Maurianne die decima sexta
mensis maii millesimo quingentesimo octuagesimo septimo.
Franciscus de Crosa Vic.{s} et Off.{s} gen.{lis} Maurianne.
FAURE
Per eumdem R. D. Maurianne generalem Vicarium et Officialem.
(_locus sigilli._)
MEMORIALE
Anno premisso et die quinta mensis junii comparuerunt judicialiter coram
nobis Vicario generali Maurianne Franciscus Ameneti consindicus Sancti
Julliani asserens venisse a loco sancti Julliani ad fines remittendi in
manibus egregii Anthonii Fillioli procuratoris Animalium brutorum cedulam
signatam _Rembaud_ producendam pro deffensione dictorum Animalium
quiquidem egregius Fillioli produxit realiter eandem cedulam incohantem
_Approbando_ etc. signatam _Rembaud_ dicens concludens et fieri requirens
pro ut in eadem cedula continetur. Hinc et egregius Petremandus Bertrandi
procurator dictorum sindicorum Sancti Julliani agentium petiit copiam
dicte cedule. Inde et nos Vicarius generalis Maurianne prefatus partibus
premissis diem assignamus veneris proximam duodecimam presentis mensis
junii nisi etc. ad ibidem coram nobis comparendum et tunc per dictum
egregium Bertrandi nomine quo supra quid voluerit deliberare deliberandum
eidem concedendo copiam dicte cedule per eum requisitam. Datum in civitate
Sancti Johannis Maurianne die et anno premissis.
COPIA CEDULE
Approbando et in quantum de facta in medium adducendo ea que hoc in
processu antea facto fuerunt et potissimum scedulam productam ex parte
egregii Baudrici procuratoris Animalium signatam _Claudius Morellus_
egregius Anthonius Fillioli procurator et eo nomine a reverendo domino
Vicario constitutus occasione tuendorum ac deffendendorum Animalium de
quibus hoc in processo agitur ut in actis ad quæ impugn ...... super
relatio habeatur et brevibus agendo ac realiter deffendendo excipit et
opponit ac multum miratur de hujusmodi processu tam contra personas
agentium quam contra insolitum et inusitatum modum et formam procedendi de
eo saltem modo quo hactenus processum fuit maxime cum agitur de
excommunicatione Animalium quod fieri non potest quia omnis excommunicatio
aut fertur ratione contumaciæ _cap. primo_ et ibi Gr. _De sententiis
excommunicationis lib._ 6. at cum certum est dicta animalia in contumacia
constitui non posse quia legitime citari non possunt per consequens via
excommunicationis Agentes uti non possunt nec debent eo maxime quod Deus
ante hominis creationem ipsa Animalia creavit ut habetur Genesi ib.
_Producat terra animam viventem in genere suo jumenta et reptilia et
bestias terre secondum species suas benedixitque eis dicens crescite et
multiplicamini et replete aquas maris avesque multiplicentur super terram_
quod non fecisset nisi sub spe quod dicta Animalia vita fruerentur tum
quod ipse Deus optimus maximus creator omnium Animalium tam rationabilium
quam irrationabilium cunctis Animalibus suum dedit esse et vesci super
terram unicuique secondum suam propriam naturam certum est et potissimum
plantas ad hoc creavit ut animalibus deservirent est enim ordo naturalis
quod plante sunt in nutrimentum Animalium et ...... quedam in nutrimentum
aliorum et omnia in ...... hominis. Genes: 9: ibi _Quasi olera virentia
tradidi vobis omnia a Deo_ quod dicta Animalia de quibus Adversantes
conqueruntur modum vivendi a legi ordinatum non videtur egredi tum quia
bruta sensu et usu rationis carentia que non secondum legem divinam
gentium canonicam vel civilem sed secondum legem naturæ primordialis qua
Animalia cuncta docuit vivere solo instinctu naturæ vivunt et ut ait
Philosophus _actus activorum non operantur in patienti_ ...... tum quia
jura naturalia sunt immutabilia § _Sed naturalia Instit.: de jur natur.
gent. et civili._ ergo cum dicta Animalia solo instinctu naturæ dicantur
per consequens excommunicanda non veniunt. Et quamvis dicta Animalia
hominibus subjecta esse dicantur ut habetur Ecclesiast: 17. ibi _Posuit
timorem illius super omnem carnem et bestiarum ac volatilium_ non idcirco
adversus talia Animalia licet subjecta uti non debent excommunicatione nec
ullo modo veniunt petita executioni mandanda saltem modo petito presertim
cum ratio et æquitas dicta Animalia non regat. Et licet juribus divino
antiquo civili et canonico promulgatum legitur _Qui seminat metet_ ut
habetur Esai 37 ibi. _In anno autem tertio seminate et mettete et plantate
vineas et commedite fructum earum_ non tamen cequitur (_sic_) quin dicta
Animalia plantis non utantur quia sunt irrationabilia et carentia sensu
neque ea posse dicernere quæ sunt usui hominum destinata vel non
certissimum est quia solo instinctu nature ut supra dictum est vivunt non
idcirco necesse habent Agentes adversus dicta Animalia uti
excommunicatione sed ...... peccata eorum universus populus presertim quem
hujusmodi flagella affligunt et prosequuntur et pœnitentiam agat exemplo
Ninivitarum qui ad solam vocem Jone prophete austeriter pœnitentiam
egerunt ad mittigandam et placandam iram Dei. Jon. 3. veniat populus et
imploret misericordiam Dei optimi et sic maximi ut sua sancta gratia et
per merita sanctissimæ passionis excessum dictorum Animalium compessere
et refrenare dignetur et hoc modo dicta Animalia e vineis ejicient et non
eo modo quo procedunt. Quibus universis consideratis evidentissime patet
dicta Animalia e vitibus seu e vineis ejicienda non esse attento quod solo
instinctu naturæ vivunt et ita per egregium Anthonium Fillioli eorumdem
Brutorum legittimi actoris fieri instatur et ab ipso petitur ipsum
monitorium requisitum in quantum concernit dicta Animalia revocari et
annullari nec aliquo modo consentiendo quod dictum monitorium eis
concedatur nec etiam aliqui visitationi vinearum ut est conclusum per
Agentes in eorum supplicatione protestando de omni nullitate et hoc omni
meliori modo via jure ac forma salvis aliis quibuscumque juribus ac
deffentionibus competentibus aut competituris humiliter implorato benigno
officio judicis.
PETRUS REMBAUDUS
MEMORIALE
Anno premisso et die duodecima mensis junii comparuerunt judicialiter
coram nobis Vicario generali Maurianne prefato egregius Petremandus
Bertrandi procurator dictorum Agentium petens alium terminum. Hinc et
egregius Anthonius Fillioli procurator dictorum Animalium petiit viam
precludi parti quidquiam ulterius deliberandi et producendi. Inde et nos
Vicarius generalis Maurianne prefatus partibus premissis diem assignamus
veneris proximam decimam nonam presentis mensis nisi etc. ad ibidem
judicialiter coram nobis comparendum et tunc per dictum Bertrandi nomine
quo suppra quid voluerit precise deliberare deliberandum. Datum Maurianne
die et anno premissis.
MEMORIALE
Anno premisso et die veneris decima nona mensis junii preassignata
comparuerunt judicialiter coram nobis Vicarium generalem Maurianne prefato
egregius Petremandus Bertrandi procurator Sindicorum Sancti Julliani
Agentium producens cedulam incohantem _Etiam si cuncta_ et signatam
_Franciscus Fay_ dicens concludens et fieri requirens pro ut et
quemadmodum in eadem cedula continetur.
Hinc et egregius Anthonius Fillioli procurator dictorum Animalium
conventorum petiit copiam dicte cedulæ cum termino deliberandi et
respondendi.
Inde et nos Vicarius generalis Maurianne prefatus copia prepetita concessa
partibus premissis diem assignamus veneris proximam vigessimam sextam
hujus mensis junii nisi etc. ad ibidem judicialiter coram nobis
comparendum et tunc per dictum Fillioli nomine quo supra quid voluerit
deliberare deliberandum. Datum Maurianne die et anno premissis.
MEMORIALE
Anno premisso et die sabatti vigesima septima mensis junii subrogata ob
diem feriatum intervenientem comparuerunt judicialiter coram nobis Vicario
generali prefato Catherinus Ameneti consindicus Sancti Julliani jurat
venisse cum egregio Petremando Bertrandi ejus procuratore producens
realiter cedulam signatam _Fay_ dicens concludens prout in eadem cedula
continetur. Hinc et egregius Fillioli procurator Animalium petens copiam
cedule cum termino deliberandi. Inde et nos Vicarius prefatus copia
prepetita concessa partibus premissis diem assignamus sabbati proximi
quartam instantis mensi jullii nisi etc. ad ibidem judicialiter coram
nobis comprehendum est tunc per dictum egregium Fillioli quid voluerit
deliberare deliberandum. Datum Maurianne die et anno premissis.
COPIA CEDULÆ
Etiamsi cuncta ante hominem sint creata ex Genesi non sequitur laxas
habenas concessas fore immo contra ut ibidem colligitur et apud D... in I.
par. q. 26. ar. I. et psal. 8. Corin. 5. hominem fore creatum ac
constitutum ut cœteris creaturis dominaretur ac orbem terrarum in æquitate
et justitia disponeret. Non enim homo contemplatione aliarum creaturarum
habet esse sed contra. Nec reperitur illam dominationem circa bruta
animantia ac eorum respectu suscipere limitationem verum in divinis
cavetur omne genuflecti in nomine Jesu.
Sed cum circa materiam majores nostri satis scripserint in actis
reassumptis et nihil novi adductum ex adverso inveniatur frustra
resumerentur. Unde inherendo responsis spectabilis domini Yppolyti de
Collo et postquam constat fore satisffactum ordinationi nihil est quod
impediri possit fines supplicatos adversus Animalia de quorum conqueritur
ad quod concluditur ac justitiam ministrari omni meliori modo implorato
benigno officio.
FRANC FAETI
MEMORIALE
Anno premisso et die quarta mensis jullii comparuerunt judicialiter coram
nobis Vicario generali Maurianne prefato egregius Anthonius Fillioli
procurator dictorum Animalium producens cedulam incohantem _Licet multis_
signatam _Rembaudi_ dicens et concludens prout in eadem cedula continetur
hinc et egregius Petremandus Bertrandi procurator dictorum Agentium petit
copiam cedule cum termino deliberandi. Inde et nos Vicarius generalis
Maurianne prefatus copia prepetita concessa partibus premissis diem
assignamus sabbati proximam undecimam presentis mensis jullii nisi etc. ad
ibidem judicialiter coram nobis comparendum et tunc per dictum egregium
Bertrandi nomine quo supra quid voluerit deliberare deliberandum. Datum
Maurianne die et anno premissis.