THEORY OF HISTORIOGRAPHY
I
HISTORY AND CHRONICLE
I
'Contemporary history' is wont to be called the history of a passage
of time, looked upon as a most recent past, whether it be that of the
last fifty years, a decade, a year, a month, a day, or indeed of the
last hour or of the last minute. But if we think and speak rigorously,
the term 'contemporaneous' can be applied only to that history which
comes into being immediately after the act which is being accomplished,
as consciousness of that act: it is, for instance, the history that
I make of myself while I am in the act of composing these pages; it
is the thought of my composition, linked of necessity to the work
of composition. 'Contemporary' would be well employed in this case,
just because this, like every act of the spirit, is outside time (of
the first and after) and is formed 'at the same time' as the act to
which it is linked, and from which it is distinguished by means of a
distinction not chronological but ideal. 'Non-contemporary history,'
'past history,' would, on the other hand, be that which finds itself
in the presence of a history already formed, and which thus comes into
being as a criticism of that history, whether it be thousands of years
or hardly an hour old.
But if we look more closely, we perceive that this history
already formed, which is called or which we would like to call
'non-contemporary' or 'past' history, if it really is history, that
is to say, if it mean something and is not an empty echo, is also
_contemporary_, and does not in any way differ from the other. As in
the former case, the condition of its existence is that the deed of
which the history is told must vibrate in the soul of the historian,
or (to employ the expression of professed historians) that the
documents are before the historian and that they are intelligible.
That a narrative or a series of narratives of the fact is united
and mingled with it merely means that the fact has proved more
rich, not that it has lost its quality of being present: what were
narratives or judgments before are now themselves facts, 'documents'
to be interpreted and judged. History is never constructed from
narratives, but always from documents, or from narratives that have
been reduced to documents and treated as such. Thus if contemporary
history springs straight from life, so too does that history which
is called non-contemporary, for it is evident that only an interest
in the life of the present can move one to investigate past fact.
Therefore this past fact does not answer to a past interest, but to a
present interest, in so far as it is unified with an interest of the
present life. This has been said again and again in a hundred ways by
historians in their empirical formulas, and constitutes the reason, if
not the deeper content, of the success of the very trite saying that
history is _magister vitæ_.
I have recalled these forms of historical technique in order to remove
the aspect of paradox from the proposition that 'every true history is
contemporary history.' But the justice of this proposition is easily
confirmed and copiously and perspicuously exemplified in the reality
of historiographical work, provided always that we do not fall into
the error of taking the works of the historians all together, or
certain groups of them confusedly, and of applying them to an abstract
man or to ourselves considered abstractly, and of then asking what
present interest leads to the writing or reading of such histories: for
instance, what is the present interest of the history which recounts
the Peloponnesian or the Mithradatic War, of the events connected with
Mexican art, or with Arabic philosophy. For me at the present moment
they are without interest, and therefore for me at this present moment
those histories are not histories, but at the most simply titles of
historical works. They have been or will be histories in those that
have thought or will think them, and in me too when I have thought
or shall think them, re-elaborating them according to my spiritual
needs. If, on the other hand, we limit ourselves to real history, to
the history that one really thinks in the act of thinking, it will be
easily seen that this is perfectly identical with the most personal and
contemporary of histories. When the development of the culture of my
historical moment presents to me (it would be superfluous and perhaps
also inexact to add to myself as an individual) the problem of Greek
civilization or of Platonic philosophy or of a particular mode of
Attic manners, that problem is related to my being in the same way as
the history of a bit of business in which I am engaged, or of a love
affair in which I am indulging, or of a danger that threatens me. I
examine it with the same anxiety and am troubled with the same sense of
unhappiness until I have succeeded in solving it. Hellenic life is on
that occasion present in me; it solicits, it attracts and torments me,
in the same way as the appearance of the adversary, of the loved one,
or of the beloved son for whom one trembles. Thus too it happens or has
happened or will happen in the case of the Mithradatic War, of Mexican
art, and of all the other things that I have mentioned above by way of
example.
Having laid it down that contemporaneity is not the characteristic
of a class of histories (as is held with good reason in empirical
classifications), but an intrinsic characteristic of every history,
we must conceive the relation of history to life as that of _unity_;
certainly not in the sense of abstract identity, but of synthetic
unity, which implies both the distinction and the unity of the terms.
Thus to talk of a history of which the documents are lacking would
appear to be as extravagant as to talk of the existence of something as
to which it is also affirmed that it is without one of the essential
conditions of existence. A history without relation to the document
would be an unverifiable history; and since the reality of history lies
in this verifiability, and the narrative in which it is given concrete
form is historical narrative only in so far as it is a _critical
exposition_ of the document (intuition and reflection, consciousness
and auto-consciousness, etc.), a history of that sort, being without
meaning and without truth, would be inexistent as history. How could
a history of painting be composed by one who had not seen and enjoyed
the works of which he proposed to describe the genesis critically? And
how far could anyone understand the works in question who was without
the artistic experience assumed by the narrator? How could there be a
history of philosophy without the works or at least fragments of the
works of the philosophers? How could there be a history of a sentiment
or of a custom, for example that of Christian humility or of knightly
chivalry, without the capacity for living again, or rather without an
actual living again of these particular states of the individual soul?
On the other hand, once the indissoluble link between life and thought
in history has been effected, the doubts that have been expressed as to
the _certainty_ and the _utility_ of history disappear altogether in
a moment. How could that which is a _present_ producing of our spirit
ever be _uncertain_? How could that knowledge be _useless_ which solves
a problem that has come forth from the bosom of _life_?
II
But can the link between document and narrative, between life and
history, ever be broken? An affirmative answer to this has been given
when referring to those histories of which the documents have been
lost, or, to put the case in a more general and fundamental manner,
those histories whose documents are no longer alive in the human
spirit. And this has also been implied when saying that we all of us in
turn find ourselves thus placed with respect to this or that part of
history. The history of Hellenic painting is in great part a history
without documents for us, as are all histories of peoples concerning
whom one does not know exactly where they lived, the thoughts and
feelings chat they experienced, or the individual appearance of the
works that they accomplished; those literatures and philosophies, too,
as to which we do not know their theses, or even when we possess these
and are able to read them through, yet fail to grasp their intimate
spirit, either owing to the lack of complementary knowledge or because
of our obstinate temperamental reluctance, or owing to our momentary
distraction.
If, in these cases, when that connexion is broken, we can no longer
call what remains history (because history was nothing but that
connexion), and it can henceforth only be called history in the sense
that we call a man the corpse of a man, what remains is not for
that reason nothing (not even the corpse is really nothing). Were
it nothing, it would be the same as saying that the connexion is
indissoluble, because nothingness is never effectual. And if it be not
nothing, if it be something, what is narrative without the document?
A history of Hellenic painting, according to the accounts that have
been handed down or have been constructed by the learned of our times,
when closely inspected, resolves itself into a series of names of
painters (Apollodorus, Polygnotus, Zeuxis, Apelles, etc.), surrounded
with biographical anecdotes, and into a series of subjects for
painting (the burning of Troy, the contest of the Amazons, the battle
of Marathon, Achilles, Calumny, etc.), of which certain particulars
are given in the descriptions that have reached us; or a graduated
series, going from praise to blame, of these painters and their works,
together with names, anecdotes, subjects, judgments, arranged more or
less chronologically. But the names of painters separated from the
direct knowledge of their works are empty names; the anecdotes are
empty, as are the descriptions of subjects, the judgment of approval
or of disapproval, and the chronological arrangement, because merely
arithmetical and lacking real development; and the reason why we do
not realize it in thought is that the elements which should constitute
it are wanting. If those verbal forms possess any significance, we owe
it to what little we know of antique paintings from fragments, from
secondary works that have come down to us in copies, or in analogous
works in the other arts, or in poetry. With the exception, however, of
that little, the history of Hellenic art is, as such, a tissue of empty
words.
We can, if we like, say that it is 'empty of determinate content,'
because we do not deny that when we pronounce the name of a painter
we think of some painter, and indeed of a painter who is an Athenian,
and that when we utter the word 'battle,' or 'Helen,' we think of
a battle, indeed of a battle of hoplites, or of a beautiful woman,
similar to those familiar to us in Hellenic sculpture. But we can
think indifferently of any one of the numerous facts that those names
recall. For this reason their content is indeterminate, and this
indetermination of content is their emptiness.
All histories separated from their living documents resemble these
examples and are empty narratives, and since they are empty they are
without truth. Is it true or not that there existed a painter named
Polygnotus and that he painted a portrait of Miltiades in the Poecile?
We shall be told that it is true, because one person or several
people, who knew him and saw the work in question, bear witness to
its existence. But we must reply that it was true for this or that
witness, and that for us it is neither true nor false, or (which comes
to the same thing) that it is true only on the evidence of those
witnesses--that is to say, for an extrinsic reason, whereas truth
always requires intrinsic reasons. And since that proposition is not
true (neither true nor false), it is not useful either, because where
there is nothing the king loses his rights, and where the elements of a
problem are wanting the effective will and the effective need to solve
it are also wanting, along with the possibility of its solution. Thus
to quote those empty judgments is quite useless for our actual lives.
Life is a present, and that history which has become an empty narration
is a past: it is an irrevocable past, if not absolutely so, καθ' αὑτό,
then certainly for the present moment.
The empty words remain, and the empty words are sounds, or the graphic
signs which represent them, and they hold together and maintain
themselves, not by an act of thought that thinks them (in which case
they would soon be filled), but by an act of will, which thinks it
useful for certain ends of its own to preserve those words, however
empty or half empty they may be. Mere narrative, then, is nothing but a
complex of empty words or formulas asserted by an act of the will.
Now with this definition we have succeeded in giving neither more
nor less than the true distinction, hitherto sought in vain, between
_history_ and _chronicle_. It has been sought in vain, because it has
generally been sought in a difference in the _quality_ of the facts
which each difference took as its object. Thus, for instance, the
record of _individual_ facts has been attributed to chronicle, to
history that of _general_ facts; to chronicle the record of _private_,
to history that of _public_ facts: as though the general were not
always individual and the individual general, and the public were not
always also private and the private public! Or else the record of
_important_ facts (memorable things) has been attributed to history, to
chronicle that of the _unimportant_: as though the importance of facts
were not relative to the situation in which we find ourselves, and as
though for a man annoyed by a mosquito the evolutions of the minute
insect were not of greater importance than the expedition of Xerxes!
Certainly, we are sensible of a just sentiment in these fallacious
distinctions--namely, that of placing the difference between history
and chronicle in the conception of what _interests_ and of what does
not _interest_ (the general interests and not the particular, the
great interests and not the little, etc.). A just sentiment is also
to be noted in other considerations that are wont to be adduced, such
as the close bond between events that there is in history and the
_disconnectedness_ that appears on the other hand in chronicle, the
_logical_ order of the first, the purely _chronological_ order of the
second, the penetration of the first into the _core_ of events and
the limitation of the second to the superficial or _external_, and
the like. But the differential character is here rather metaphorized
than thought, and when metaphors are not employed as simple forms
expressive of thought we lose a moment after what has just been gained.
The truth is that chronicle and history are not distinguishable as
two forms of history, mutually complementary, or as one subordinate
to the other, but as two different spiritual _attitudes_. History is
living chronicle, chronicle is dead history; history is contemporary
history, chronicle is past history; history is principally an act of
thought, chronicle an act of will. Every history becomes chronicle
when it is no longer thought, but only recorded in abstract words,
which were once upon a time concrete and expressive. The history of
philosophy even is chronicle, when written or read by those who do not
understand philosophy: history would even be what we are now disposed
to read as chronicle, as when, for instance, the monk of Monte Cassino
notes: 1001. _Beatus Dominicus migravit ad Christum_. 1002. _Hoc anno
venerunt Saraceni super Capuam_. 1004. _Terremotus ingens hunc montem
exagitavit_, etc.; for those facts were present to him when he wept
over the death of the departed Dominic, or was terrified by the natural
human scourges that convulsed his native land, seeing the hand of God
in that succession of events. This does not prevent that history from
assuming the form of chronicle when that same monk of Monte Cassino
wrote down cold formulas, without representing to himself or thinking
their content, with the sole intention of not allowing those memories
to be lost and of handing them down to those who should inhabit Monte
Cassino after him.
But the discovery of the real distinction between chronicle and
history, which is a formal distinction (that is to say, a truly real
distinction), not only frees us from the sterile and fatiguing search
after material distinctions (that is to say, imaginary distinctions),
but it also enables us to reject a very common presupposition--namely,
that of the _priority_ of chronicle in respect to history. _Primo
annales_ [chronicles] _fuere, post historiæ factæ sunt_, the saying of
the old grammarian, Mario Vittorino, has been repeated, generalized,
and universalized. But precisely the opposite of this is the outcome of
the inquiry into the character and therefore into the genesis of the
two operations or attitudes: _first comes history, then chronicle_.
First comes the living being, then the corpse; and to make history the
child of chronicle is the same thing as to make the living be born from
the corpse, which is the residue of life, as chronicle is the residue
of history.
III
History, separated from the living document and turned into chronicle,
is no longer a spiritual act, but a thing, a complex of sounds and
of other signs. But the document also, when separated from life, is
nothing but a thing like another, a complex of sounds or of other
signs--for example, the sounds and the letters in which a law was once
communicated; the lines cut into a block of marble, which manifested a
religious sentiment by means of the figure of a god; a heap of bones,
which were at one time the expression of a man or of an animal.
Do such things as empty narratives and dead documents exist? In a
certain sense, no, because external things do not exist outside the
spirit; and we already know that chronicle, as empty narrative, exists
in so far as the spirit produces it and holds it firmly with an act of
will (and it may be opportune to observe once more that such an act
carries always with it a new act of consciousness and of thought):
with an act of will, which abstracts the sound from the thought,
in which dwelt the certainty and concreteness of the sound. In the
same way, these dead documents exist to the extent that they are the
manifestations of a new life, as the lifeless corpse is really itself
also a process of vital creation, although it appears to be one of
decomposition and something dead in respect of a particular form of
life. But in the same way as those empty sounds, which once contained
the thought of a history, are eventually called _narratives_, in memory
of the thought they contained, thus do those manifestations of a new
life continue to be looked upon as remnants of the life that preceded
them and is indeed extinguished.
Now observe how, by means of this string of deductions, we have
put ourselves into the position of being able to account for the
partition of historical _sources_ into _narratives_ and _documents_,
as we find it among some of our modern methodologists, or, as it
is also formulated, into _traditions_ and _residues_ or _remains_
(_Überbleibsel_, _Überreste_). This partition is irrational from
the empirical point of view, and may be of use as indicating the
inopportunity of the introduction of a speculative thought into
empiricism. It is so irrational that one immediately runs against
the difficulty of not being able to distinguish what one wished to
distinguish. An empty 'narrative' considered as a thing is tantamount
to any other thing whatever which is called a 'document.' And, on
the other hand, if we maintain the distinction we incur the further
difficulty of having to base our historical construction upon two
different orders of data (one foot on the bank and the other in
the river)--that is to say, we shall have to recur to two parallel
instances, one of which is perpetually referring us back to the other.
And when we seek to determine the relation of the two kinds of sources
with a view to avoiding the inconvenient parallelism, what happens is
this: either the relation is stated to depend upon the superiority
of the one over the other, and the distinction vanishes, because the
superior form absorbs into itself and annuls the inferior form; or
a third term is established, in which the two forms are supposed to
become united with a distinction: but this is another way of declaring
them to be inexistent in that abstractness. For this reason it does not
seem to me to be without significance that the partition of accounts
and documents should not have been adopted by the most empirical of the
methodologists. They do not involve themselves in these subtleties,
but content themselves with grouping the historical sources into those
that are _written_ and those that are _represented_, or in other
similar ways. In Germany, however, Droysen availed himself of these
distinctions between narratives and documents, traditions, etc., in
his valuable _Elements of Historicism_ (he had strong leanings toward
philosophy), and they have been employed also by other methodologists,
who are hybrid empiricists, 'systematists,' or 'pedants,' as they
are looked upon in our Latin countries. This is due to the copious
philosophical traditions of Germany. The pedantry certainly exists,
and it is to be found just in that inopportune philosophy. But what
an excellent thing is that pedantry and the contradictions which it
entails, how it arouses the mind from its empirical slumbers and makes
it see that in place of supposed things there are in reality spiritual
acts, where the terms of an irreconcilable dualism were supposed
to be in conflict, relation and unity, on the contrary, prevail!
The partition of the sources into narratives and documents, and the
superiority attributed to documents over narratives, and the alleged
necessity of narrative as a subordinate but ineradicable element,
almost form a mythology or allegory, which represents in an imaginative
manner the relation between life and thought, between document and
criticism in historical thought.
And document and criticism, life and thought, are the true _sources_
of history--that is to say, the two elements of historical synthesis;
and as such, they do not stand face to face with history, or face to
face with the synthesis, in the same way as fountains are represented
as being face to face with those who go to them with a pail, but they
form part of history itself, they are within the synthesis, they
form a constituent part of it and are constituted by it. Hence the
idea of a history with its sources outside itself is another fancy
to be dispelled, together with that of history being the opposite of
chronicle. The two erroneous fancies converge to form one. Sources, in
the extrinsic sense of the empiricists, like things, are equally with
chronicle, which is a class of those things, not anterior but posterior
to history. History would indeed be in a fix if it expected to be
born of what comes after it, to be born of external things! Thing, not
thought, is born of thing: a history derived from things would be a
thing--that is to say, just the inexistent of which we were talking a
moment ago.
But there must be a reason why chronicle as well as documents seems
to precede history and to be its extrinsic source. The human spirit
preserves the mortal remains of history, empty narratives and
chronicles, and the same spirit collects the traces of past life,
remains and documents, striving as far as possible to preserve them
unchanged and to restore them as they deteriorate. What is the object
of these acts of will which go to the preservation of what is empty
and dead? Perhaps illusion or foolishness, which preserves a little
while the worn-out elements of mortality on the confines of Dis by
means of the erection of mausoleums and sepulchres? But sepulchres
are not foolishness and illusion; they are, on the contrary, an act
of morality, by which is affirmed the immortality of the work done by
individuals. Although dead, they live in our memory and will live in
the memory of times to come. And that collecting of dead documents and
writing down of empty histories is an act of life which serves life.
The moment will come when they will serve to reproduce past history,
enriched and made present to our spirit.
For dead history revives, and past history again becomes present, as
the development of life demands them. The Romans and the Greeks lay
in their sepulchres, until awakened at the Renaissance by the new
maturity of the European spirit. The primitive forms of civilization,
so gross and so barbaric, lay forgotten, or but little regarded, or
misunderstood, until that new phase of the European spirit, which was
known as Romanticism or Restoration, 'sympathized' with them--that is
to say, recognized them as its own proper present interest. Thus great
tracts of history which are now chronicle for us, many documents now
mute, will in their turn be traversed with new flashes of life and will
speak again.
These revivals have altogether interior motives, and no wealth of
documents or of narratives will bring them about; indeed, it is they
themselves that copiously collect and place before themselves the
documents and narratives, which without them would remain scattered
and inert. And it will be impossible ever to understand anything of
the effective process of historical thought unless we start from the
principle that the spirit itself is history, maker of history at every
moment of its existence, and also the result of all anterior history.
Thus the spirit bears with it all its history, which coincides with
itself. To forget one aspect of history and to remember another one
is nothing but the rhythm of the life of the spirit, which operates
by determining and individualizing itself, and by always rendering
indeterminate and disindividualizing previous determinations and
individualizations, in order to create others more copious. The spirit,
so to speak, lives again its own history without those external
things called narratives and documents; but those external things are
instruments that it makes for itself, acts preparatory to that internal
vital evocation in whose process they are resolved. The spirit asserts
and jealously preserves 'records of the past' for that purpose.
What we all of us do at every moment when we note dates and other
matters concerning our private affairs (chronicles) in our
pocket-books, or when we place in their little caskets ribbons and
dried flowers (I beg to be allowed to select these pleasant images,
when giving instances of the collection of 'documents'), is done on a
large scale by a certain class of workers called _philologists_, as
though at the invitation of the whole of society. They are specially
known as the _erudite_ when they collect evidence and narrations,
as _archæologists_ and _archivists_ when they collect documents and
monuments, as the places where such objects are kept (the "silent white
abodes of the dead") are called libraries, archives, and museums.
Can there be any ill-feeling against these men of erudition, these
archivists and archæologists, who fulfil a necessary and therefore
a useful and important function? The fact remains that there is a
tendency to mock at them and to regard them with compassion. It is
true enough that they sometimes afford a hold for derision with their
ingenuous belief that they have history under lock and key and are
able to unlock the 'sources' at which thirsty humanity may quench its
desire for knowledge; but we know that history is in all of us and that
its sources are in our own breasts. For it is in our own breasts alone
that is to be found that crucible in which the _certain_ is converted
into the _true_, and _philology_, joining with _philosophy_, produces
_history_.
II
PSEUDO-HISTORIES
History, chronicle, and philology, of which we have seen the origin,
are series of mental forms, which, although distinct from one another,
must all of them be looked upon as physiological--that is to say, true
and rational. But logical sequence now leads me from physiology to
pathology--to those forms that are not forms but deformations, not true
but erroneous, not rational but irrational.
The ingenuous belief cherished by the philologists that they have
history locked up in their libraries, museums, and archives (something
in the same manner as the genius of the _Arabian Nights_, who was
shut up in a small vase in the form of compressed smoke) does not
remain inactive, and gives rise to the idea of a history constructed
with things, traditions, and documents (empty traditions and dead
documents), and this affords an instance of what may be called
_philological_ history. I say the idea and not the reality, because
it is simply impossible to compose a history with external things,
whatever efforts may be made and whatever trouble be taken. Chronicles
that have been weeded, chopped up into fragments, recombined,
rearranged, always remain nevertheless chronicles--that is to say,
empty narratives; and documents that have been restored, reproduced,
described, brought into line, remain documents--that is to say, silent
things. Philological history consists of the pouring out of one or
more books into a new book. This operation bears an appropriate name
in current language and is known as 'compilation.' These compilations
are frequently convenient, because they save the trouble of having
recourse to several books at the same time; but they do not contain
any historical thought. Modern chronological philologists regard
medieval chroniclers and the old Italian historians (from Machiavelli
and Guicciardini down to Giannone) with a feeling of superiority.
These writers 'transcribed,' as they called it, their 'sources' in
the parts of their books that are devoted to narrative--that is
to say, chronicle. Yet they themselves do not and cannot behave
otherwise, because when history is being composed from 'sources' as
external things there is never anything else to do but to transcribe
the sources. Transcription is varied by sometimes summarizing and
sometimes altering the words, and this is sometimes a question of
good taste and sometimes a literary pretence; it is also a verifying
of quotations, which is sometimes a proof of loyalty and exactitude,
sometimes a make-believe and a making oneself believe that the feet
are planted firmly on the earth, on the soil of truth, believed to
be narrative and quotation from the document. How very many of such
philological historians there are in our time, especially since the
so-called 'philological method' has been exaggerated--that is to say,
a one-sided value has been attributed to it! These histories have
indeed a dignified and scientific appearance, but unfortunately _fehlt
leider! das geistige Band_, the spiritual tie is wanting. They really
consist at bottom of nothing but learned or very learned 'chronicles,'
sometimes of use for purposes of consultation, but lacking words that
nourish and keep warm the minds and souls of men.
Nevertheless, since we have demonstrated that philological history
really presents chronicles and documents and not histories, it might
be asked upon what possible ground do we accuse it of irrationality
and error, seeing that we have regarded the formation of chronicles,
the collection of documents, and all the care that is expended Upon
them as most rational? But error never lies in the fact, but only in
the 'claim' or 'idea' that accompanies the fact. And in this case
the idea or claim is that which has been defined above as properly
belonging to philological history--namely, that of composing histories
with documents and narratives. This claim can be said to exercise a
rational function also, to the extent that it lays down the claim,
though without satisfying it, that history should go beyond the mere
chronicle or document. But in so far as it makes the claim, without
itself fulfilling it, this mode of history must be characterized as
contradictory and absurd.
And since the claim is absurd, philological history remains without
truth as being that which, like chronicle, has not got truth within
it, but derives it from the authority to which it appeals. It will be
claimed for philology that it tests authorities and selects those most
worthy of faith. But without dwelling upon the fact that chronicle
also, and chronicle of the crudest, most ignorant and credulous sort,
proceeded in a like manner by testing and selecting those authorities
which seemed to it to be the most worthy of faith, it is always a
question of faith (that is to say, of the thought of others and of
thought belonging to the past) and not of criticism (that is to say,
of our own thought in the act), of verisimilitude and not of that
certainty which is truth. Hence philological history can certainly be
_correct_, but not _true_ (_richtig_ and not _wahr_). And as it is
without truth, so is it without true historical interest--that is to
say, it sheds no light upon an order of facts answering to a practical
and ethical want; it may embrace any matter indifferently, however
remote it be from the practical and ethical soul of the compiler.
Thus, as a pure philologist, I enjoy the free choice of indifference,
and the history of Italy for the last half-century has the same value
for me as that of the Chinese dynasty of the Tsin. I shall turn from
one to the other, moved, no doubt, by a certain interest, but by an
extra-historical interest, of the sort formed in the special circle of
philology.
This procedure, which is without truth and without passion, and is
proper to philological history, explains the marked contrast so
constantly renewed between the philological historians and historians
properly so called. These latter, intent as they are upon the solution
of vital problems, grow impatient to find themselves offered in reply
the frigid products of philology, or become angry at the persistent
assertion that such is history, and that it must be treated in such
a spirit and with such methods. Perhaps the finest explosion of such
a feeling of anger and annoyance is to be found in the _Letters on
the Study of History_ (1751) of Bolingbroke, in which erudition is
treated as neither more nor less than sumptuous ignorance, and learned
disquisitions upon ancient or primitive history are admitted at the
most as resembling those 'eccentric preludes' which precede concerts
and aid in setting the instruments in tune and that can only be
mistaken for harmony by some one without ear, just in the same way as
only he who is without historic sense can confuse those exhibitions of
erudition with true history. As an antithesis to them he suggests as
an ideal a kind of 'political maps,' for the use of the intellect and
not of the memory, indicating the _Storie fiorentine_ of Machiavelli
and the _Trattato dei benefici_ of Fra Paolo as writings that approach
that ideal. Finally he maintains that for true and living history we
should not go beyond the beginning of the sixteenth century, beyond
Charles V and Henry VIII, when the political and social history of
Europe first appeared--a system which still persisted at the beginning
of the eighteenth century. He then proceeds to paint a picture of those
two centuries of history, for the use, not of the curious and the
erudite, but of politicians, too one, I think, would wish to deny the
just sentiment for history which animates these demands, set forth in
so vivacious a manner. Bolingbroke, however, did not rise, nor was it
possible for him to rise, to the conception of the death and rebirth of
every history (which is the rigorously speculative concept of 'actual'
and 'contemporary' history), owing to the conditions of culture of
his time, nor did he suspect that primitive barbaric history, which
he threw into a corner as useless dead leaves, would reappear quite
fresh half a century later, as the result of the reaction against
intellectualism and Jacobinism, and that this reaction would have as
one of its principal promoters a publicist of his own country, Burke,
nor indeed that it had already reappeared in his own time in a corner
of Italy, in the mind and soul of Giambattista Vico. I shall not adduce
further instances of the conflict between effective and philological
historians, after this conspicuous one of Bolingbroke, because it is
exceedingly well known, and the strife is resumed under our very eyes
at every moment. I shall only add that it is certainly deplorable
(though altogether natural, because blows are not measured in a
struggle) that the polemic against the 'philologists' should have been
transferred so as to include also the philologues pure and simple. For
these latter, the poor learned ones, archivists and archæologists, are
harmless, beneficent little souls. If they should be destroyed, as is
sometimes prophesied in the heat of controversy, the fertility of the
spiritual field would be not only diminished, but ruined altogether,
and we should be obliged to promote to the utmost of our power the
reintroduction of those coefficients of our culture, very much in the
same way as is said to have been the case with French agriculture after
the improvident harrying of the harmless and beneficent wasps which
went on for several years.
Whatever of justified or justifiable is to be found in the statements
as to the _uncertainty_ and _uselessness_ of history is also due to
the revolt of the pure historic sense against philological history.
This is to be assumed from observing that even the most radical of
those opponents (Fontenelle, Volney, Delfico, etc.) end by admitting
or demanding some form of history as not useless or uncertain, or not
altogether useless and uncertain, and from the fact that all their
shafts are directed against philological history and that founded upon
authority, of which the only appropriate definition is that of Rousseau
(in the _Émile_), as _l'art de choisir entre plusieurs mensonges, celui
qui ressemble mieux à la vérité._
In all other respects--that is to say, as regards the part due to
sensational and naturalistic assumptions--historical scepticism
contradicts itself here, like every form of scepticism, for the natural
sciences themselves, thus raised to the rank of model, are founded upon
perceptions, observations, and experiments--that is to say, upon facts
historically ascertained--and the 'sensations,' upon which the whole
truth of knowledge is based, are not themselves knowledge, save to the
extent that they assume the form of affirmations--that is to say, in so
far as they are history.
But the truth is that philological history, like every other sort of
error, does not fall before the enemy's attack, but rather solely
from internal causes, and it is its own professors that destroy it,
when they conceive of it as without connexion with life, as merely
a learned exercise (note the many histories that are treatments of
scholastic themes, undertaken with a view to training in the art of
research, interpretation, and exposition, and the many others that
are continuations of this direction outside the school and are due to
tendency there imparted), and when they themselves evince uncertainty,
surrounding every statement that they make with _doubts_. The
distinction between _criticism_ and _hypercriticism_ has been drawn
with a view to arresting this spontaneous dissolution of historical
philology; thus we find the former praised and allowed, while the
latter is blamed and forbidden. But the distinction is one of the
customary sort, by means of which lack of intelligence disguised as
love of moderation contrives to chip off the edges from the antitheses
that it fails to solve. Hypercriticism is the prosecution of criticism;
it is criticism itself, and to divide criticism into a more and a less,
and to admit the less and deny the more, is extravagant, to say the
least of it. No 'authorities' are certain while others are uncertain,
but all are uncertain, varying in uncertainty in an extrinsic and
conjectural manner. Who can guarantee himself against the false
statement made by the usually diligent and trustworthy witness in a
moment of distraction or of passion? A sixteenth-century inscription,
still to be read in one of the old byways of Naples, wisely prays
God (and historical philologists should pray to Him fervently every
morning) to deliver us now and for ever from _the lies of honest
men_. Thus historians who push criticism to the point of so-called
hypercriticism perform a most instructive philosophical duty when they
render the whole of such work vain, and therefore fit to be called
by the title of Sanchez's work _Quod nihil scitur_. I recollect the
remark made to me when I was occupied with research work in my young
days by a friend of but slight literary knowledge, to whom I had lent
a very critical, indeed hypercritical, history of ancient Rome. When
he had finished reading it he returned the book to me, remarking that
he had acquired the proud conviction of being "the most learned of
philologists," because the latter arrive at the conclusion that they
know nothing as the result of exhausting toil, while he knew nothing
without any effort at all, simply as a generous gift of nature.[1]
II
The consequence of this spontaneous dissolution of philological history
should be the negation of history claimed to have been written with
the aid of narratives and documents conceived as external things, and
the consignment of these to their proper lower place as mere aids to
historical knowledge, as it determines and redetermines itself in the
development of the spirit. But if such consequences are distasteful
and the project is persevered in of thus writing history in spite of
repeated failures, the further problem then presents itself as to
how the cold indifference of philological history and its intrinsic
uncertainty can be healed without changing those presumptions. The
problem, itself fallacious, can receive but a fallacious solution,
expressed by the substitution of the interest of _sentiment_ for
the lack of interest of thought and of _æsthetic_ coherence of
representation for the logical coherence here unobtainable. The new
erroneous form of history thus obtained is _poetical history._
Numerous examples of this kind of history are afforded by the
affectionate biographies of persons much beloved and venerated and by
the satirical biographies of the detested; patriotic histories which
vaunt the glory and lament the misadventures of the people to which the
author belongs and with which he sympathizes, and those that shed a
sinister light upon the enemy people, adversary of his own; universal
history, illuminated with the ideals of liberalism or humanitarianism,
that composed by a socialist, depicting the acts, as Marx said, of the
"cavalier of the sorry countenance," in other words of the capitalist,
that of the anti-Semite, who shows the Jew to be everywhere the source
of human misfortune and of human turpitude and the persecution of the
Jew to be the acme of human splendour and happiness. Nor is poetical
history exhausted with this fundamental and general description of
love and hate (love that is hate and hate that is love), for it passes
through all the most intricate forms, the fine gradations of sentiment.
Thus we have poetical histories which are amorous, melancholy,
nostalgic, pessimistic, resigned, confident, cheerful, and as many
other sorts as one can imagine. Herodotus celebrates the romance of the
jealousies of the gods, Livy the epos of Roman virtue, Tacitus composes
horrible tragedies, Elizabethan dramas in sculptural Latin prose. If
we turn to the most modern among the moderns, we find Droysen giving
expression to his lyrical aspiration toward the strong centralized
state in his history of Macedonia, that Prussia of Hellas; Grote to his
aspirations toward democratic institutions, as symbolized in Athens;
Mommsen to those directed toward empire, as symbolized in Cæsar;
Balbo pouring forth all his ardours for Latin independence, employing
for that purpose all the records of Latin battles and beginning with
nothing less than those between the Itali and Etrusci against the
Pelasgi; Thierry celebrating the middle class in the history of the
Third Estate represented by Jacques Bonhomme; the Goncourts writing
voluptuous fiction round the figures of Mme de Pompadour, of Mme Du
Barry, of Marie Antoinette, more careful of the material and cut of
garments than of thoughts; and, finally, De Barante, in his history of
the Dukes of Burgundy, having his eye upon knights and ladies, arms and
love.
It may seem that the indifference of philological history is thus
truly conquered and historical material dominated by a principle and
criterion of _values_. This is the demand persistently addressed to
history from all sides in our day by methodologists and philosophers.
But I have avoided the word 'value' hitherto, owing to its equivocal
meaning, apt to deceive many. For since history is history of the
spirit, and since spirit is value, and indeed the only value that is
possible to conceive, that history is clearly always history of values;
and since the spirit becomes transparent to itself as thought in the
consciousness of the historian, the value that rules the writing of
history is the value of thought. But precisely for this reason its
principle of determination cannot be the value known as the value of
'sentiment,' which is life and not thought, and when this life finds
expression and representation, before it has been dominated by thought,
we have poetry, not history. In order to turn poetical biography into
truly historical biography we must repress our loves, our tears, our
scorn, and seek what function the individual has fulfilled in social
activity or civilization; and we must do the same for national history
as for that of humanity, and for every group of facts, small or great,
as for every order of events. We must supersede--that is to say,
transform--values of _sentiment_ with values of _thought_. If we do not
find ourselves able to rise to this 'subjectivity' of thought, we shall
produce poetry and not history: the historical problem will remain
intact, or, rather, it will not yet have come into being, but will do
so when the requisite conditions are present. The interest that stirs
us in the former case is not that of life which becomes thought, but of
life which becomes intuition and imagination.
And since we have entered the domain of poetry, while the historical
problem remains beyond, erudition Or philology, from which we seem
to have started, remains something on this side--that is to say, is
altogether surpassed. In philological history, notwithstanding the
claims made by it, chronicles and documents persist in their crude
natural and undigested state. But these are profoundly changed in
poetical history; or, to speak with greater accuracy, they are simply
dissolved. Let us ignore the case (common enough) of the historian
who, with a view to obtaining artistic effects, intentionally mingles
his inventions with the data provided by the chronicles and documents,
endeavouring to make them pass for history--that is to say, he renders
himself guilty of a lie and is the cause of confusion. But the
alteration that is continuous and inherent to historiography consists
of the choice and connexion of the details themselves, selected from
the 'sources,' rather owing to motives of sentiment than of thought.
This, closely considered, is really an invention or imagining of the
facts; the new connexion becomes concrete in a newly imagined fact. And
since the data that are taken from the 'sources' do not always lend
themselves with docility to the required connexion, it is considered
permissible to _solliciter doucement les textes_ (as, if I am not
mistaken, Renan, one of the historian-poets, remarked) and to add
imaginary particulars, though in a conjectural form, to the actual
data. Vossius blamed those Grecian historians, and historians of other
nations, who, when they invent fables, _ad effugiendam vanitatis notam
satis fore putant si addant solemne suum 'aiunt,' 'fertur,' vel aliquid
quod tantundem valeat_. But even in our own day it would be diverting
and instructive to catalogue the forms of insinuation employed by
historians who pass for being most weighty, with a view to introducing
their own personal imaginings: 'perhaps,' 'it would seem,' 'one would
say,' 'it is pleasant to think,' 'we may infer,' 'it is probable,' 'it
is evident,' and the like; and to note how they sometimes come to omit
these warnings and recount things that they have themselves imagined
as though they had seen them, in order to complete their picture,
regarding which they would be much embarrassed if some one, indiscreet
as an _enfant terrible_, should chance to ask them: "How do you know
it?" "Who told you this?" Recourse has been had to the methodological
theory of "imagination necessary for the historian who does not wish
to become a mere chronicler," to an imagination, that is to say, which
shall be reconstructive and integrating; or, as is also said, to
"the necessity of integrating the historical datum with our personal
psychology or psychological knowledge." This theory, similar to that
of value in history, also contains an equivocation. For doubtless
imagination is indispensable to the historian: empty criticism, empty
narrative, the concept without intuition or imagination, are altogether
sterile; and this has been said and said again in these pages, when
we have demanded the vivid experience of the events whose history we
have undertaken to relate, which also means their re-elaboration as
intuition and imagination. Without this imaginative reconstruction or
integration it is not possible to write history, or to read it, or to
understand it. But this sort of imagination, which is really quite
indispensable to the historian, is the imagination that is inseparable
from the historical synthesis, the imagination in and for thought, the
concreteness of thought, which is never an abstract concept, but always
a relation and a judgment, not indetermination but determination. It
is nevertheless to be radically distinguished from the free poetic
imagination, dear to those historians who see and hear the face and
the voice of Jesus on the Lake of Tiberias, or follow Heraclitus on
his daily walks among the hills of Ephesus, or repeat again the secret
colloquies between Francis of Assisi and the sweet Umbrian countryside.
Here too we shall be asked of what error, then, we can accuse poetical
history, if it be poetry (a necessary form of the spirit and one of the
dearest to the heart of man) and not history. But here also we must
reply--in manner analogous to our reply in the case of philological
history--that the error does not lie in what is done, but in what is
claimed to be done: not in creating poetry, but in calling histories
that are poetry poetical histories, which is a contradiction in terms.
So far am I from entertaining the thought of objecting to poetry
woven out of historical data that I wish to affirm that a great part
of pure poetry, especially in modern times, is to be found in books
that are called histories. The epic, for instance, did not, as is
believed, die in the nineteenth century, but it is not to be found in
the 'epic poems' of Botta, of Bagnoli, of Bellini, or of Bandettini,
where it is sought by short-sighted classifiers of literature, but in
narratives of the history of the Risorgimento, where are poured forth
epic, drama, satire, idyll, elegy, and as many other 'kinds of poetry'
as may be desired. The historiography of the Risorgimento is in great
part a poetical historiography, rich in legends which still await
the historian, or have met with him only occasionally and by chance,
exactly like ancient or medieval epic, which, if it were really poetry,
was yet believed by its hearers, and often perhaps by its composers
themselves, to be history. And I claim for others and for myself
the right to imagine history as dictated by my personal feeling; to
imagine, for instance, an Italy as fair as a beloved woman, as dear as
the tenderest of mothers, as austere as a venerated ancestress, to seek
out her doings through the centuries and even to prophesy her future,
and to create for myself in history idols of hatred and of love, to
embellish yet more the charming, if I will, and to make the unpleasant
yet more unpleasant. I claim to seek out every memory and every
particular, the expressions of countenance, the gestures, the garments,
the dwellings, every kind of insignificant particular (insignificant
for others or in other respects, but not for me at that moment), almost
physically to approach my friends and my mistresses, of both of which
I possess a fine circle or harem in history. But it remains evident
that when I or others have the intention of writing history, true
history and not poetical history, we shall clear away myths and idols,
friends and mistresses, devoting our attention solely to the problem of
history, which is spirit or value (or if less philosophical and more
colloquial terms be preferred, culture, civilization, progress), and we
shall look upon them with the two eyes and the single sight of thought.
And when some one, in that sphere or at that altitude, begins to talk
to us of the sentiments that but a short while ago were tumultuous in
our breasts, we shall listen to him as to one who talks of things that
are henceforth distant and dead, in which we no longer participate,
because the only sentiment that now fills our soul is the sentiment of
truth, the search for historical truth.
[1] See Appendix I.
III
With poetical history--that is to say, with the falling back of history
into a form ideally anterior, that of poetry--the cycle of erroneous
forms of history (or of erroneous theoretical forms) is complete.
But my discourse would not perhaps be complete were I to remain
silent as to a so-called form of history which had great importance
in antiquity when it developed its own theory. It continues to have
some importance in our own day, although now inclined to conceal its
face, to change its garments, and to disguise itself. This is the
history known in antiquity as _oratory_ or _rhetoric_. Its object was
to teach philosophy by example, to incite to virtuous conduct, to
impart instruction as to the best political and military institutions,
or simply to delight, according to the various intentions of the
rhetoricians. And even in our own day this type of history is demanded
and supplied not only in the elementary schools (where it seems to
be understood that the bitter of wisdom should be imbibed by youth
mingled with the sweet of fable), but among grown men. It is closely
linked up with politics, where it is a question of politics, or with
religion, philosophy, morality, and the like, where they are concerned,
or with diversions, as in the case of anecdotes, of strange events,
of scandalous and terrifying histories. But can this, I ask, be
considered, I do not say history, but an erroneous (theoretical) form
of history? The structure of rhetorical history presupposes a _history
that already exists_, or at least a poetical history, narrated with
a _practical end_. The end would be to induce an emotion leading to
virtue, to remorse, to shame, or to enthusiasm; or perhaps to provide
repose for the soul, such as is supplied by games; or to introduce into
the mind a historical, philosophical, or scientific truth (_movere,
delectare, docere,_ or in whatever way it may be decided to classify
these ends); but it will always be an end--that is to say, a practical
act, which avails itself of the telling of the history as a means
or as one of its means. Hence rhetorical history (which would be
more correctly termed _practicistical_ history) is composed of two
elements, history and the practical end, converging into one, which
is the practical act. For this reason one cannot attack it, but only
its theory, which is the already mentioned theory, so celebrated in
antiquity, of history as opus oratorium, as φιλοσοφία ἐκ παραδειγμάτων,
as ἀποδεικτική, as νίκης γύμνασμα (if warlike), or γνωμης παίδενμα (if
political), or as evocative of ἡδονή, and the like. This doctrine is
altogether analogous to the hedonistic and pedagogic doctrine relating
to poetry which at that time dominated. It was believed possible to
assign an end to poetry, whereas an _extrinsic end_ was assigned to it,
and poetry was thus passed over without being touched. Practicistical
history (which, however, is not history) is exempt from censure as
a practical act: each one of us is not content with inquiring into
history, but also acts, and in acting can quite well avail himself of
the re-evocation of this or that image, with a view to stimulating his
own work, or (which comes to the same thing) the work of others. He
can, indeed, read and re-read all the books that have from time to time
been of assistance to him, as Cato the younger had recourse to reading
the _Phædo_ in order to prepare himself for suicide, while others have
prepared themselves for it by reading _Werther, Ortis,_ or the poems of
Leopardi. From the time of the Renaissance to the eighteenth century,
many others prepared themselves for conspiracies and tyrannicides by
reading Plutarch, and so much was this the case that one of them, the
youthful Boscoli, when condemned to death for a conspiracy against the
Medici, remarked in his last hour to Della Robbia (who recounts the
incident), "Get Brutus out of my head!"--Brutus, not, that is to say,
the history of Brutus that he had read and thought about, but that by
which he had been fascinated and urged on to commit the crime. For the
rest, true and proper history is not that Brutus which procreated the
modern Bruti with their daggers, but Brutus as thought and situated in
the world of thought.
One might be induced to assign a special place to the history now known
as biased, because, on the one hand, it seems that it is not a simple
history of sentiment and poetry, since it has an end to attain, and
on the other because such end is not imposed upon it from without,
but coincides with the conception of history itself. Hence it would
seem fitting to look upon it as a form of history standing half-way
between poetry and practicism, a mixture of the two. But mixed forms
and hybrid products exist only in the fictitious classifications
of empiricists, never in the reality of the spirit, and biased
history, when closely examined, is really either poetical history or
practicistical history. An exception must always be made of the books
in which the two moments are sometimes to be found side by side, as
indeed one usually finds true history and chronicle and the document
and philological and poetical history side by side. What gives the
illusion of a mingling or of a special form of history is the fact that
many take their point of departure from poetical inspiration (love of
country, faith in their country, enthusiasm for a great man, and so on)
and end with practical calculations: they begin with poetry and end
with the allegations of the special pleader, and sometimes, although
more rarely, they follow an opposite course. This duplication is to be
observed in the numerous histories of parties that have been composed
since the world was a world, and it is not difficult to discover in
what parts of them we have manifestations of poetry and in what parts
of calculation. Good taste and criticism are continually effecting this
separation for history, as for art and poetry in general.
It is true that good taste loves and accepts poetry and discriminates
between the practical intentions of the poet and those of the
historian-poet; but those intentions are received and admitted by the
moral conscience, provided always that they are good intentions and
consequently good actions; and although people are disposed to speak
ill of advocates in general, it is certain that the honest advocate
and the prudent orator cannot be dispensed with in social life. Nor
has so-called practicistical history ever been dispensed with, either
according to the Græco-Roman practice, which was that of proposing
portraits of statesmen, of captains, and of heroic women as models for
the soul, or according to that of the Middle Ages, which was to repeat
the lives of saints and hermits of the desert, or of knights strong
of arm and of unshakable faith, or in our own modern world, which
recommends as edifying and stimulating reading the lives and 'legends'
of inventors, of business men, of explorers, and of millionaires.
Educative histories, composed with the view of promoting definite
practical or moral dispositions, really exist, and every Italian knows
how great were the effects of Colletta's and Balbo's histories and the
like during the period of the Risorgimento, and everyone knows books
that have 'inspired' him or inculcated in him the love of his own
country, of his town and steeple.
This moral efficacy, which belongs to morality and not to history, has
had so strong a hold upon the mind that the prejudice still survives
of assigning a moral function to history (as also to poetry) in the
field of teaching. This prejudice is still to be found inspiring even
Labriola's pedagogic essay on _The Teaching of History_. But if we
mean by the word 'history' both history that is thought as well as
that which, on the contrary, is poetry, philology, or moral will, it
is clear that 'history' will enter the educational process not under
one form alone, but under all these forms. But as history proper it
will only enter it under one of them, which is not that of moral
education, exclusively or abstractly considered, but of the education
or development of thought.
IV
Much is said, now even more than formerly, of the necessity of a
'reform of history,' but to me there does not seem to be anything
to reform. Nothing to reform in the sense attributed to such a
demand--namely, that of moulding a _new form of history_ or of creating
for the first time _true history_. History is, has been, and always
will be the same, what we have called living history, history that is
(ideally) contemporary; and chronicle, philological history, poetical
history, and (let us call it history nevertheless) practicistical
history are, have been, and always will be the same. Those who
undertake the task of creating a new history always succeed in setting
up philological history against poetical history, or poetical history
against philological history, or contemporary history against both
of them, and so on. Unless, indeed, as is the case with Buckle and
the many tiresome sociologists and positivists of the last ten years,
they lament with great pomposity and no less lack of intelligence as
to what history is that it lacks the capacity of observation and of
experiment (that is to say, the naturalistic abstraction of observation
and experiment), boasting that they 'reduce history to natural
science'--that is to say, by the employment of a circle, as vicious as
it is grotesque, to a mental form which is its pale derivative.
In another sense, everything is certainly to be reformed in
history, and history is at every moment labouring to render herself
perfect--that is to say, is enriching herself and probing more deeply
into herself. There is no history that completely satisfies us,
because any construction of ours generates new facts and new problems
and solicits new solutions. Thus the history of Rome, of Greece, and
of Christianity, of the Reformation, of the French Revolution, of
philosophy, of literature, and of any other subject is always being
told afresh and always differently. But history reforms herself,
remaining herself always, and the strength of her development lies
precisely in thus enduring.
The demand for radical or abstract reform also cannot be given that
other meaning of a reform of the 'idea of history,' of the discovery
that is to be made or is finally made of the _true concept_ of
history. At all periods the distinction has to some extent been
made between histories that are histories and those others that
are works of imagination or chronicles. This could be demonstrated
from the observations met with at all times among historians and
methodologists, and from the confessions that even the most confused of
them involuntarily let fall. It is also to be inferred with certainty
from the nature itself of the human spirit, although the words in
which those distinctions are expressed have not been written or are
not preserved. And such a concept and distinction are renewed at
every moment by history itself, which becomes ever more copious, more
profound. This is to be looked upon as certain, and is for that matter
made evident by the history of historiography, which has certainly
accomplished some progress since the days of Diogenes of Halicarnassus
and of Cicero to those of Hegel and of Humboldt. Other problems have
been formed in our own day, some of which I attempt to solve in this
book. I am well aware that it affords solutions only to some among the
many, and especially that it does not solve (simply because it cannot)
those that are not yet formed, but which will inevitably be formed in
the future.
In any case it will be thought that the clearness acquired by the
historical consciousness as to the nature of its own work will at
least avail to destroy the erroneous forms of history, that since we
have shown that philological history or chronicle is not history, and
that poetical history is poetry and not history, the 'facts' that
correspond to those beliefs must disappear, or become ever more limited
in extension, to the point of disappearing altogether in a near or
distant future, as catapults have disappeared before guns and as we see
carriages disappearing before, automobiles.
And this would be truly possible were these erroneous forms to become
concrete in 'facts,' were they not, as I have said above, mere
'claims.' If error and evil were a fact, humanity would have long ago
abolished it--that is to say, superseded it, in the same way as it has
superseded slavery and serfdom and the method of simple barter and so
many other things that were facts, that is to say, its own transitory
forms. But error (and evil, which is one with it) is not a fact; it
does not possess empirical existence; it is nothing but the negative or
dialectical moment of the spirit, necessary for the concreteness of the
positive moment, for the reality of the spirit. For this reason it is
eternal and indestructible, and to destroy it by abstraction (since it
cannot be done by thought) is equivalent to imagining the death of the
spirit, as confirmed in the saying that abstraction is death.
And without occupying further space with the ex-position of a doctrine
that would entail too wide a digression,[1] I shall observe that a
glance at the history of history proves the salutary nature of error,
which is not a Caliban, but rather an Ariel, who breathes everywhere,
calling forth and exciting, but can never be grasped as a solid thing.
And with a view to seeking examples only in those general forms that
have been hitherto examined, polemical and tendencious historiography
is certainly to be termed error. This prevailed during the period of
the enlightenment, and reduced history to a pleading against priests
and tyrants. But who would have wished simply to return from this to
the learned and apathetic history of the Benedictines and of the other
authors of folios? The polemic and its direction expressed the need
for living history, though not in an altogether satisfactory form,
and this need was followed by the creation of a new historiography
during the period of romanticism. The type of merely philological
history, promulgated in Germany after 1820, and afterward disseminated
throughout Europe, was also certainly error; but it was likewise an
instrument of liberation from the more or less fantastic and arbitrary
histories improvised by the philosophers. But who would wish to turn
back from them to the 'philosophies of history'? The type of history,
sometimes tendencious, but more often poetical, which followed in the
wake of the national Italian movement, was also error--that is to say,
it led to the loss of historical calm. But that poetical consciousness
which surpassed itself when laying claim to historical truth was
bound sooner or later to generate (as had been the case on a larger
scale in the eighteenth century) a history linked with the interests
of life without becoming servile and allowing itself to be led away
by the phantoms of love and hate suggested by them. Further examples
could be adduced, but the example of examples is that which happens
within each of us when we are dealing with historical material. We
see our sympathies and antipathies arise in turn as we proceed (our
poetical history), our intentions as practical men (our rhetorical
history), our chroniclistical memories (our philological history); we
mentally supersede these forms in turn, and in doing so find ourselves
in possession of a new and more profound historical truth. Thus does
history affirm itself, distinguishing itself from non-histories and
conquering the dialectical moments which arise from these. It was
for this reason that I said that there is never anything of anything
to reform in the _abstract,_ but _everything of everything_ in the
_concrete_.
[1] See _Logic as Science of Pure Concept._--D. A.
III
HISTORY AS HISTORY OF THE UNIVERSAL CRITICISM OF 'UNIVERSAL HISTORY
I
Returning from this dialectical round to the concept of history as
'contemporary history,' a new doubt assails and torments us. For if
the proof given has freed that concept from one of the most insistent
forms of historical scepticism (the scepticism that arises from the
lack of reliability of 'testimony'), it does not seem that it has been
freed or ever can be freed from that other form of scepticism, more
properly termed 'agnosticism,' which does not absolutely deny the truth
of history, but denies to it _complete_ truth. But in ultimate analysis
this is to deny to it real knowledge, because unsound knowledge, half
knowledge, also reduces the vigour of the part that it asserts to be
known. It is, however, commonly asserted that only a part of history, a
very small part, is known to us: a faint glimmer which renders yet more
sensible the vast gloom that surrounds our knowledge on all sides.
In truth, what do we know of the origins of Rome or of the Greek
states, and of the people who preceded the Greek and Roman
civilizations in those countries, notwithstanding all the researches
of the learned? And if a fragment of the life of these people does
remain to us, how uncertain is its interpretation! If some tradition
has been handed down to us, how poor, confused, and contradictory it
is! And we know still less of the people who preceded those people, of
the immigrations from Asia and Africa into Europe or inversely, and of
relations with other countries beyond the ocean, even with the Atlantis
of the myths. And the monogenesis or polygenesis of the human race is a
desperate head-splitter, open to all conjectures. The appearance upon
the earth of the _genus homo_ is open to vain conjectures, as is his
affinity or relationship to the animals. The history of the earth, of
the solar system, of the whole cosmos, is lost in the obscurity of its
origin. But obscurity does not dwell alone among the 'origins'; the
whole of history, even that of modern Europe which is nearest to us,
is obscure. Who can really say what motives determined a Danton or a
Robespierre, a Napoleon or an Alexander of Russia? And how numerous are
the obscurities and the lacunæ that relate to the acts themselves--that
is to say, to their externalization! Mountains of books have been
written upon the days of September, upon the eighteenth of Brumaire,
upon the burning of Moscow; but who can tell how these things really
happened? Even those who were direct witnesses are not able to say, for
they have handed down to us diverse and conflicting narratives. But
let us leave great history. Will it not at least be possible for us to
know a little history completely, we will not say that of our country,
of our town, or of our family, but the least little history of any one
of ourselves: what he really wanted when (many years ago or yesterday)
he abandoned himself to this or that motive of passion, and uttered
this or that word; how he reached this or that particular conclusion
or decided upon some particular course of action; whether the motives
that urged him in a particular direction were lofty or base, moral or
egoistic, inspired by duty or by vanity, pure or impure?
It is enough to make one lose one's head, as those scrupulous people
are aware, who the more they attempt to perfect their examination
of conscience the more they are confused. No other counsel can be
offered to them than that of examining themselves certainly, but not
overmuch, of looking rather ahead than behind, or only looking behind
to the extent that it is necessary to look. We certainly know our own
history and that of the world that surrounds us, but how little and how
meagrely in comparison with our infinite desire for knowledge!
The best way of ending this vexation of spirit is that which I have
followed, that of pushing it to its extreme limit, and then of
imagining for a moment that all the interrogations mentioned, together
with the infinite others that could be mentioned, have been satisfied;
satisfied as interrogations that continued to the infinite can be
satisfied--that is to say, by affording an immediate answer to them,
one after the other, and by causing the spirit to enter the path of a
vertiginous process of satisfactions, always obtained to the infinite.
Now, were all those interrogations satisfactorily answered, were we
in possession of all the answers to them, what should we do? The road
of progress to the infinite is as wide as that to hell, and if it
does not lead to hell it certainly leads to the madhouse. And that
infinite, which grows bigger the moment we first touch it, does not
avail us; indeed it fills us with fear. Only the poor finite assists
us, the determined, the concrete, which is grasped by thought and which
lends itself as base for our existence and as point of departure for
our action. Thus even were all the particular infinities of infinite
history offered for the gratification of our desire, there would be
nothing else left for us to do but to clear our minds of them, to
_forget_ them, and to concentrate upon that particular point alone
which corresponds to a problem and constitutes living, active history,
_contemporary history_.
And this is what the spirit in its development accomplishes, because
there is no fact that is not known at the moment of its being done, by
means of the consciousness that germinates perpetually upon action;
and there is no fact that is not forgotten sooner or later, but may
be recalled, as we remarked when speaking of dead history revived at
the touch of life, of the past that by means of the contemporaneous
becomes again contemporaneous. Tolstoi got this thought fixed in his
mind: not only is no one, not even a Napoleon, able to predetermine
with exactitude the happenings of a battle, but no one can know how
it really did happen, because on the very evening of its ending an
artificial, legendary history appears, which only a credulous spirit
could mistake for real history; yet it is upon this that professional
historians work, integrating or tempering imagination with imagination.
But the battle is known as it gradually develops, and then as the
turmoil that it causes is dissipated, so too is dissipated the turmoil
of that consciousness, and the only thing of importance is the
actuality of the new situation and the 'new disposition of soul that
has been produced, expressed in poetical legends or availing itself
of artificial fictions. And each one of us at every moment knows and
forgets the majority of his thoughts and acts (what a misfortune
it would be if he did not do so, for his life would be a tiresome
computation of his smallest movements!); but he does not forget, and
preserves for a greater or less time, those thoughts and sentiments
which represent memorable crises and problems relating to his future.
Sometimes we assist with astonishment at the awakening in us of
sentiments and thoughts that we had believed to be irrevocable. Thus
it must be said that we know at every moment all the history that we
need to know; and since what remains over does not matter to us, we do
not possess the means of knowing it, or we shall possess it when the
need arises. That 'remaining' history is the eternal phantom of the
'thing in itself,' which is neither 'thing' nor 'in itself,' but only
the imaginative projection of the infinity of our action and of our
knowledge.
The imaginative projection of the thing in itself, with the agnosticism
that is its result, is caused in philosophy by the natural sciences,
which posit a reality made extrinsic and material and therefore
unintelligible. Chroniclism also occasions historical agnosticism
in an analogous manner at the naturalistic moment of history, for
it posits a dead and unintelligible history. Allowing itself to be
seduced by this allurement it strays from the path of concrete truth,
while the soul feels itself suddenly filled with infinite questions,
most vain and desperate. In like manner, he who strays from or has
not yet entered the fruitful path of a diligent life, feels his soul
full to overflowing of infinite desires, of actions that cannot be
realized, of pleasures out of reach, and consequently suffers the pains
of a Tantalus. But the wisdom of life warns us not to lose ourselves
in _absurd desires_, as the wisdom of thought warns us not to lose
ourselves in _problems that are vain_.
II
But if we cannot know anything but the finite and the particular,
always indeed only _this_ particular and _this_ finite, must we then
renounce (a dolorous renunciation 1) knowledge of _universal history_?
Without doubt, but with the double corollary that we are renouncing
what we have never possessed, because we could not possess it, and that
in consequence such renunciation is not at all painful.
'Universal history,' too, is not a concrete act or tact, but a 'claim,'
and a claim due to chroniclism and to its 'thing in itself,' and
to the strange proposal of closing the infinite progression, which
had been improperly opened, by means of progress to the infinite.
Universal history really tries to form a picture of all the things
that have happened to the human race, from its origins upon the earth
to the present moment. Indeed, it claims to do this from the origin of
things, or the creation, to the end of the world, since it would not
otherwise be truly universal. Hence its tendency to fill the abysses
of prehistory and of the origins with theological or naturalistic
fictions and to trace somehow the future, either with revelations
and prophecies, as in Christian universal history (which went as far
as Antichrist and the Last Judgment), or with previsions, as in the
universal histories of positivism, democratism, and socialism.
Such was its claim, but the result turns out to be different from
the intention, and it gets what it can--that is to say, a chronicle
that is always more or less of a mixture, or a poetical history
expressing some aspiration of the heart of man, or a true and proper
history, which is not universal, but _particular_, although it
embraces the lives of many peoples and of many times. Most frequently
these different elements are to be discerned side by side in the
same literary composition. Omitting chronicles more or less wide in
scope (though always narrow), poetical histories, and the various
contaminations of several different forms, we immediately perceive,
not as a result of logical deduction alone, but with a simple glance
at any one of the 'universal histories,' that 'universal histories,'
in so far as they are histories, or in that part of them in which they
are histories, resolve themselves into nothing else but particular
histories'--that is to say, they are due to a particular interest
centred in a particular problem, and comprehend only those facts that
form part of that interest and afford an answer to that particular
problem. For antiquity the example of the work of Polybius should
suffice for all, since it was he who most vigorously insisted upon
the need for a 'universal history' (καθολική ιστορία, ή των καθόλου
πραγμάτων σΰνταξις). For the Christian period we may cite the Civitas
Dei of Augustine, and for modern times the _Philosophy of History_
of Hegel (he also called it universal history, or _philosophische
Weltgeschichte_). But we observe here that the universal history which
Polybius desired and created was that more vast, more complex, more
political, and graver history which Roman hegemony and the formation
of the Roman world required, and therefore that it embraced only those
peoples which came into relation and conflict with Rome, and limited
itself almost altogether to the history of political institutions and
of military dispositions, according to the spiritual tendencies of
the author. Augustine, in his turn, attempted to render intelligible
the penetration of Paganism by Christianity, and with this object in
view he made use of the idea of two enemy cities, the terrestrial
and the celestial, of which the first was sometimes the adversary of
and sometimes preparatory to the second. Finally, Hegel treated the
same problem in his universal history as in his particular history
of philosophy--that is to say, the manner in which the spirit of a
philosophy of servitude to nature, or to the transcendental God, has
elevated itself to the consciousness of liberty. He cut out prehistory
from the philosophy of history, as he had cut it out from the history
of philosophy, and considered Oriental history very summarily, since it
did not offer much of interest to the prosecution of his design.
Naturalistic or cosmological romances will always be composed by those
who feel inspired to write them, and they will always find eager and
appreciative readers, especially among the lazy, who are pleased to
possess the 'secret of the world' in a few pages. And more or less
vast compilations will always be made of the histories of the East
and the West, of the Americas and Africa and Oceania. The strength
of a single individual does not suffice for these, even as regards
their compilation, so we now find groups of learned men or compilers
associated in that object (as though to give ocular evidence of the
absence of all intimate connexion). We have even seen recently certain
attempts at universal histories arranged on geographical principles,
like so many histories set side by side--European, Asiatic, African,
and so on--which insensibly assume the form of a historical dictionary.
And this or that particular history can always usefully take the name
of a 'universal history,' in the old sense of Polybius--that is to
say, as opposed to books that are less actual, less serious, and less
satisfactory, the books of those 'writers of particular things' (οἱ τάς
ἐπί μέρους γράφοντες πράξεις) who are led to make little things great
(τὰ μικρὰ μεγάλα ποιεῑν) and to indulge in lengthy anecdotes unworthy
of being recorded (περὶ τῶν μηδὲ μνήμης άξιων), and that owing to the
lack of a criterion (δί' ἀκρισίαν). In this sense, those times and
peoples whose politico-social development had produced, as it were,
a narrowing of the historical circle would be well advised to break
away from minute details and to envisage 'universal history'--that
is to say, a vaster history, which lies beyond particular histories.
This applies in particular to our Italy, which, since it had a
universalistic function at the time of the Renaissance, had universal
vision, and told the history of all the peoples in its own way, and
then limited itself to local history, then again elevated itself
to national history, and should now, even more than in the past,
extend itself over the vast fields of the history of all times past
and present. But the word 'universal,' which has value for the ends
above mentioned, will never designate the possession of a 'universal
history,' in the sense that we have refused to it. Such a history
disappears in the world of illusions, together with similar Utopias,
such, for instance, as the art that should serve as model for all
times, or universal justice valid for all time.
III
But in the same way that by the dissipation of the illusion of
universal art and of universal justice the intrinsically universal
character of particular art and of particular justice is not cancelled
(of the _Iliad_ or of the constitution of the Roman family), to negate
universal history does not mean to negate the universal in history.
Here, too, must be repeated what was said of the vain search for God
throughout the infinite series of the finite and found at every point
of it: _Und du bist ganz vor mir!_ That particular and that finite
is determined, in its particularity and finitude, by thought, and
therefore known together with the universal, the universal in that
particular form. The merely finite and particular does not exist
save as an abstraction. There is no abstract finite in poetry and in
art itself, which is the reign of the individual; but there is the
ingenuous finite, which is the undistinguished unity of finite and
infinite, which will be distinguished in the sphere of thought and
will in that way attain to a more lofty form of unity. And history
is thought, and, as such, thought of the universal, of the universal
in its concreteness, and therefore always determined in a particular
manner. There is no fact, however small it be, that can be otherwise
conceived (realized and qualified) than as universal. In its most
simple form--that is to say, in its essential form--history expresses
itself with judgments, inseparable syntheses of individual and
universal. And the individual is called the _subject_ of the judgment,
the universal the _predicate_, by old terminological tradition,
which it will perhaps be convenient to preserve. But for him who
dominates words with thought, the _true subject_ of history is just
the _predicate_, and the _true predicate_ the _subject_--that is to
say, the universal is determined in the judgment by individualizing
it. If this argument seems too abstruse and amounts to a philosophical
subtlety, it may be rendered obvious and altogether different from
a private possession of those known as philosophers by means of the
simple observation that everyone who reflects, upon being asked what is
the subject of the history of poetry, will certainly not reply Dante
or Shakespeare, or Italian or English poetry, or the series of poems
that are known to us, but _poetry_--that is to say, a universal; and
again, when asked what is the subject of social and political history,
the answer will not be Greece or Rome, France or Germany, or even all
these and others such combined, but _culture, civilization, progress,
liberty,_ or any other similar word--that is to say, a universal.