By Prof. Albert Einstein

There are several kinds of theory in physics. Most of them are

constructive. These attempt to build a picture of complex phenomena out

of some relatively simple proposition. The kinetic theory of gases,

for instance, attempts to refer to molecular movement the mechanical

thermal, and diffusional properties of gases. When we say that we

understand a group of natural phenomena, we mean that we have found

a constructive theory which embraces them.

Theories of Principle.--But in addition to this most weighty group of

theories, there is another group consisting of what I call theories of

principle. These employ the analytic, not the synthetic method. Their

starting-point and foundation are not hypothetical constituents, but

empirically observed general properties of phenomena, principles from

which mathematical formulæ are deduced of such a kind that they apply

to every case which presents itself. Thermodynamics, for instance,

starting from the fact that perpetual motion never occurs in ordinary

experience, attempts to deduce from this, by analytic processes,

a theory which will apply in every case. The merit of constructive

theories is their comprehensiveness, adaptability, and clarity,

that of the theories of principle, their logical perfection, and the

security of their foundation.

The theory of relativity is a theory of principle. To understand it,

the principles on which it rests must be grasped. But before stating

these it is necessary to point out that the theory of relativity is

like a house with two separate stories, the special relativity theory

and the general theory of relativity.

Since the time of the ancient Greeks it has been well known that in

describing the motion of a body we must refer to another body. The

motion of a railway train is described with reference to the ground,

of a planet with reference to the total assemblage of visible fixed

stars. In physics the bodies to which motions are spatially referred

are termed systems of coordinates. The laws of mechanics of Galileo

and Newton can be formulated only by using a system of coordinates.

The state of motion of a system of coordinates can not be chosen

arbitrarily if the laws of mechanics are to hold good (it must be

free from twisting and from acceleration). The system of coordinates

employed in mechanics is called an inertia-system. The state of

motion of an inertia-system, so far as mechanics are concerned,

is not restricted by nature to one condition. The condition in the

following proposition suffices; a system of coordinates moving in the

same direction and at the same rate as a system of inertia is itself

a system of inertia. The special relativity theory is therefore the

application of the following proposition to any natural process:

"Every law of nature which holds good with respect to a coordinate

system K must also hold good for any other system K' provided that

K and K' are in uniform movement of translation."

The second principle on which the special relativity theory rests is

that of the constancy of the velocity of light in a vacuum. Light

in a vacuum has a definite and constant velocity, independent of

the velocity of its source. Physicists owe their confidence in this

proposition to the Maxwell-Lorentz theory of electro-dynamics.

The two principles which I have mentioned have received strong

experimental confirmation, but do not seem to be logically

compatible. The special relativity theory achieved their logical

reconciliation by making a change in kinematics, that is to say,

in the doctrine of the physical laws of space and time. It became

evident that a statement of the coincidence of two events could have

a meaning only in connection with a system of coordinates, that the

mass of bodies and the rate of movement of clocks must depend on

their state of motion with regard to the coordinates.

The Older Physics.--But the older physics, including the laws of

motion of Galileo and Newton, clashed with the relativistic kinematics

that I have indicated. The latter gave origin to certain generalized

mathematical conditions with which the laws of nature would have to

conform if the two fundamental principles were compatible. Physics had

to be modified. The most notable change was a new law of motion for

(very rapidly) moving mass-points, and this soon came to be verified

in the case of electrically-laden particles. The most important result

of the special relativity system concerned the inert mass of a material

system. It became evident that the inertia of such a system must depend

on its energy-content, so that we were driven to the conception that

inert mass was nothing else than latent energy. The doctrine of the

conservation of mass lost its independence and became merged in the

doctrine of conservation of energy.

The special relativity theory which was simply a systematic extension

of the electro-dynamics of Maxwell and Lorentz, had consequences which

reached beyond itself. Must the independence of physical laws with

regard to a system of coordinates be limited to systems of coordinates

in uniform movement of translation with regard to one another? What has

nature to do with the coordinate systems that we propose and with their

motions? Although it may be necessary for our descriptions of nature

to employ systems of coordinates that we have selected arbitrarily,

the choice should not be limited in any way so far as their state of

motion is concerned. (General theory of relativity.) The application

of this general theory of relativity was found to be in conflict

with a well-known experiment, according to which it appeared that

the weight and the inertia of a body depended on the same constants

(identity of inert and heavy masses). Consider the case of a system of

coordinates which is conceived as being in stable rotation relative

to a system of inertia in the Newtonian sense. The forces which,

relatively to this system, are centrifugal must, in the Newtonian

sense, be attributed to inertia. But these centrifugal forces are,

like gravitation, proportional to the mass of the bodies. Is it not,

then, possible to regard the system of coordinates as at rest, and

the centrifugal forces as gravitational? The interpretation seemed

obvious, but classical mechanics forbade it.

This slight sketch indicates how a generalized theory of relativity

must include the laws of gravitation, and actual pursuit of the

conception has justified the hope. But the way was harder than

was expected, because it contradicted Euclidian geometry. In other

words, the laws according to which material bodies are arranged in

space do not exactly agree with the laws of space prescribed by the

Euclidian geometry of solids. This is what is meant by the phrase

"a warp in space." The fundamental concepts "straight," "plane,"

etc., accordingly lose their exact meaning in physics.

In the generalized theory of relativity, the doctrine of space and

time, kinematics, is no longer one of the absolute foundations of

general physics. The geometrical states of bodies and the rates

of clocks depend in the first place on their gravitational fields,

which again are produced by the material system concerned.

Thus the new theory of gravitation diverges widely from that of Newton

with respect to its basal principle. But in practical application

the two agree so closely that it has been difficult to find cases in

which the actual differences could be subjected to observation. As

yet only the following have been suggested:

1. The distortion of the oval orbits of planets round the sun

(confirmed in the case of the planet Mercury).

2. The deviation of light-rays in a gravitational field (confirmed

by the English Solar Eclipse expedition).

3. The shifting of spectral lines towards the red end of the spectrum

in the case of light coming to us from stars of appreciable mass

(not yet confirmed).

The great attraction of the theory is its logical consistency. If

any deduction from it should prove untenable, it must be given up. A

modification of it seems impossible without destruction of the whole.

No one must think that Newton's great creation can be overthrown in

any real sense by this or by any other theory. His clear and wide

ideas will for ever retain their significance as the foundation on

which our modern conceptions of physics have been built.

From Newton to Einstein: Changing Conceptions of the Universe · 第 31 / 34 题