Chapter IV.

COMPOSITION OF THE ORCHESTRA.

Different ways of orchestrating the same music.

There are times when the general tone, character and atmosphere of a

passage, or a given moment in an orchestral work point to one, and

only one particular manner of scoring. The following simple example

will serve for explanation. Take a short phrase where a flourish or

fanfare call is given out above a _tremolando_ accompaniment, with or

without change in harmony. There is no doubt that any orchestrator

would assign the _tremolo_ to the strings and the fanfare to a

trumpet, never _vice versa_. But taking this for granted, the composer

or orchestrator may still be left in doubt. Is the fanfare flourish

suitable to the range of a trumpet? Should it be written for two or

three trumpets in unison, or doubled by other instruments? Can any of

these methods be employed without damaging the musical meaning? These

are questions which I shall endeavour to answer.

If the phrase is too low in register for the trumpets it should be

given to the horns (instruments allied to the trumpet); if the phrase

is too high it may be entrusted to the oboes and clarinets in unison,

this combination possessing the closest resemblance to the trumpet

tone both in character and power. The question whether one trumpet or

two should be employed must be decided by the degree of power to be

vested in the given passage. If a big sonorous effect is required the

instruments may be doubled, tripled, or even multiplied by four; in

the opposite case one solo brass instrument, or two of the wood-wind

will suffice (1 Ob. + 1 Cl.). The question whether the _tremolo_ in

the strings should be supported by sustained harmony in the wood-wind

depends upon the purpose in view. A composer realises his intentions

beforehand, others who orchestrate his music can only proceed by

conjecture. Should the composer desire to establish a strongly-marked

difference between the harmonic basis and the melodic outline it is

better not to employ wood-wind harmony, but to obtain proper balance

of tone by carefully distributing his dynamic marks of expression,

_pp_, _p_, _f_ and _ff_. If, on the contrary, the composer desires a

full round tone as harmonic basis and less show of brilliance in the

harmonic parts, the use of harmony in the wood-wind is to be

recommended. The following may serve as a guide to the scoring of

wood-wind chords: the harmonic basis should differ from the melody not

only in fullness and intensity of tone, but also in colour. If the

fanfare figure is allotted to the brass (trumpets or horns) the

harmony should be given to the wood-wind; if the phrase is given to

the wood-wind (oboes and clarinets) the harmony should be entrusted to

the horns. To solve all these questions successfully a composer must

have full knowledge of the purpose he has in view, and those who

orchestrate his work should be permeated with his intentions. Here the

question arises, what should those intentions be? This is a more

difficult subject.

The aim of a composer is closely allied to the form of his work, to

the aesthetic meaning of its every moment and phrase considered apart,

and in relation to the composition as a whole. The choice of an

orchestral scheme depends on the musical matter, the colouring of

preceding and subsequent passages. It is important to determine

whether a given passage is a complement to or a contrast with what

goes before and comes after, whether it forms a climax or merely a

step in the general march of musical thought. It would be impossible

to examine all such possible types of relationship, or to consider the

_rôle_ played by each passage quoted in the present work. The reader

is therefore advised not to pay too much attention to the examples

given, but to study them and their bearing on the context in their

proper place in the full scores. Nevertheless I shall touch upon a few

of these points in the course of the following outline. To begin with,

young and inexperienced composers do not always possess a clear idea

of what they wish to do. They can improve in this direction by

reading good scores and by repeatedly listening to an orchestra,

provided they concentrate the mind to the fullest possible extent. The

search after extravagant and daring effects in orchestration is quite

a different thing from mere caprice; _the will to achieve is not

sufficient; there are certain things which should not be achieved_.

* * * * *

The simplest musical ideas, melodic phrases in unison and octaves, or

repeated throughout several octaves, chords, of which no single part

has any melodic meaning are scored in various ways according to

register, dynamic effect and the quality of expression or tone colour

that may be desired. In many cases, one idea will be orchestrated in a

different way every time it recurs. Later on I shall frequently touch

upon this more complicated question.

_Examples:_

* _Snegourotchka_ [[58]]; [[65]] and before [[68]]--sustained note in

unison.

There are fewer possible ways of scoring more complex musical ideas,

harmonico-melodic phrases, polyphonic designs etc.; sometimes there

are but two methods to be followed, for each of the primary elements

in music, melody, harmony, and counterpoint possesses its own special

requirements, regulating the choice of instruments and tone colour.

The most complicated musical ideas sometimes admit of only one manner

of scoring, with a few hardly noticeable variations in detail. To the

following example, very simple in structure I add an alternative

method of scoring:

_Example:_

No. 175. _Vera Scheloga_, before [[35]]--a) actual orchestration,

*b)--another method.

It is obvious that the method b) will produce satisfactory tone. But a

3rd and 4th way of scoring would be less successful, and a

continuation of this process would soon lead to the ridiculous. For

instance if the chords were given to the brass the whole passage would

sound heavy, and the soprano recitative in the low and middle register

would be overpowered. If the _F_ sharp in the double basses were

played _arco_ by 'cellos and basses together it would sound clumsy, if

it were given to the bassoons a comic effect would be produced, and if

played by the brass it would sound rough and coarse, etc.

The object of scoring the same musical phrase in different ways is to

obtain variety either in tone colour or resonance. In each case the

composer may resort to the inversion of the normal order of

instruments, duplication of parts, or the two processes in

combination. The first of these is not always feasible. In the

preceding sections of the book I have tried to explain the

characteristics of each instrument and the part which each group of

instruments plays in the orchestra. Moreover many methods of doubling

are to be avoided; these I have mentioned, while there are also some

instruments which cannot be combined owing to the great difference in

their peculiarities. Therefore, as regards the general composition of

the orchestra, the student should be guided by the general principles

laid down in the earlier stages of the present work.

The best means of orchestrating the same musical idea in various ways

is by the adaptation of the musical matter. This can be done by the

following operations: a) complete or partial transference into other

octaves; b) repetition in a different key; c) extension of the whole

range by the addition of octaves to the upper and lower parts; d)

alteration of details (the most frequent method); e) variation of the

general dynamic scheme, e.g. repeating a phrase _piano_, which has

already been played _forte_.

These operations are always successful in producing variety of

orchestral colour.

_Examples:_

No. 176, 177. _Russian Easter Fête_ [[A]] and [[C]].

_The Christmas Night_ [[158]] and [[179]].

No. 178-181. _The Tsar's Bride_, Overture: beginning, [[1]], [[2]],

[[7]].

_Sadko_ [[99-101]] and [[305-307]] (cf. Ex. 289, 290, and 75).

No. 182-186. _Tsar Saltan_ [[14]], [[17]], [[26]], [[28]], [[34]].

No. 187-189. " " [[181]], [[246]], [[220]].

* No. 190-191. _Ivan the Terrible_, Overture [[5]] and [[12]].

_Spanish Capriccio_--compare 1st and 3rd movement.

* No. 192-195. _Shéhérazade_, 1st movement--beginning of the

_allegro_ [[A]], [[E]], [[M]].

" 3rd movement--beginning [[A]], [[I]].

" 3rd " [[E]], [[G]], [[O]].

* No. 196-198. _Legend of Kitesh_ [[55]], [[56]], [[62]].

* No. 199-201. " " " [[68]], [[70]], [[84]].

(Cf. also Ex. 213, 214. _Legend of Kitesh_ [[294]] and [[312]].)

* No. 202-203. _The Golden Cockerel_ [[229]], [[233]].

The process of scoring the same or similar ideas in different ways is

the source of numerous musical operations, _crescendo_, _diminuendo_,

interchange of tone qualities, variation of tone colour etc., and

incidentally throws new light upon the fundamental composition of the

orchestra.

Full _Tutti_.

The word _tutti_ generally means the simultaneous use of all

instruments, but the word "all" is used relatively, and it must not be

inferred that every single instrument must necessarily be employed to

form a _tutti_. In order to simplify the following illustrations I

will divide the word into two classes, _full tutti_ and _partial

tutti_,--independently of whether the orchestra is constructed in

pairs, in three's, or a larger number of instruments. I call _full

tutti_ the combination of all melodic groups, strings, wind, and

brass. By _partial tutti_ I mean passages in which the brass group

only takes part, whether two horns or two trumpets participate alone,

or whether two horns are combined with one or three trombones, without

tuba, trumpets, or the two remaining horns, etc.:

[4 Horns, 2 Horns 2 Horns ]

[... or 2 Trumpets, or ... etc. ]

[... ... 3 Trombones].

In both species of _tutti_ full wood-wind may be employed or not,

according to the register and musical context of the passage. For

instance, in the extreme high register it may be essential to include

the piccolo; in the low register flutes will be unnecessary, and yet

the passage can still be called _tutti_. The inclusion of

kettle-drums, harp, and other instruments of little sustaining power,

as of the percussion in general, does not come under discussion.

The variety of orchestral operations increases with the number of

instruments forming a _tutti_, in fact, so great does it become that

it is impossible to consider all combinations. I can only give a few

examples of full and partial _tutti_, and leave the reader to draw his

own conclusions. Some of these examples fall under the double heading

of full and partial _tutti_, and the student is reminded that the

_tutti_ is used essentially in _forte_ and _fortissimo_, rarely in

_pianissimo_ and _piano_ passages.

_Examples:_

_Snegourotchka_ [[61]] and [[62]]--Partial and full _Tutti_.

" [[231]] Partial _Tutti_, without the trumpets

(cf. Ex. 8).

No. 204. _Snegourotchka_ [[216]]--Full _Tutti_.

" [[325-326]]--Full _Tutti_ and chorus

(cf. Ex. 8).

_Sadko_ [[3]], [[223]], [[239]]--Full _Tutti_ (cf. Ex. 86).

No. 205-206. _Sadko_ [[173]], [[177]]--Full _Tutti_ with chorus,

differently scored.

No. 207-208. _The Christmas Night_ [[184]] and [[186]]--Full _Tutti_,

orchestrated in different ways, with and without chorus.

* _The Tsar's Bride_, Overture [[1]], [[2]], [[7]]--Full and partial

_Tutti_ (cf. Ex. 179-181).

* " " " [[141]]--Full _Tutti_.

* " " " [[177]]-- " "

_Pan Voyevoda_ [[186]] and [[188]] Full _Tutti_.

* _Antar_ [[65]]--(cf. Ex. 32).

* No. 209. _Shéhérazade_, 3rd movement [[M]]; cf. also 1st

movement [[A]], [[E]], [[H]]; 2nd movement [[K]], [[P]], [[R]];

3rd movement [[G]], [[O]]; 4th movement [[G]], [[P]], [[W]] and

further on to [[Y]] (No. 193, 194, 19, 66, 77).

* _Spanish Capriccio_ [[B]], [[F]], [[J]], [[P]], [[V]], [[X-Z]] (cf.

Ex. 3).

* _Russian Easter Fête_ [[F]], [[J]], before [[L]], [[Y]], up to the

end.

* _3rd Symphony_, 1st movement [[D]], [[R-T]], [[X]]; 2nd

movement [[A]], [[E]]; 4th movement [[A]], [[H]], [[S]].

* _Sadko_, Symphonic tableau [[20-24]].

* _Mlada_, Act III [[12]] (cf. Ex. 258).

* For examples of _Tutti_ chords, see special Tables at the end of

Vol. II.

_Tutti_ in the wind.

In many cases the wood-wind and brass groups can form a _tutti_ by

themselves for periods of varying length. Sometimes this is effected

by the wood-wind alone, but more frequently with the support of horns.

At other times the horns are found alone without the wood-wind, and,

lastly, a _tutti_ may be comprised of instruments of each group in

varying numbers. The addition of kettle-drums and the rest of the

percussion is quite common and constitutes what the Germans call

"Janitscharenmusik", or Turkish infantry music. Violoncellos and

double basses playing more or less important _pizz._ notes are often

added to wood-wind instruments (_tutti_), likewise the remainder of

the strings and the harps; this process renders the sustained notes in

the wood-wind more distinct. _Tutti_ passages in wood-wind and horns

do not produce any great amount of power in _forte_ passages, but, on

the other hand _tutti_ in the brass groups alone may attain an

extraordinary volume of tone. In the following examples the formation

of pedal notes by strings or wood-wind in no way alters the general

character of the _Tutti_:

_Examples:_

No. 210-211. _Snegourotchka_ [[149]], [[151]] (compare).

_Tsar Saltan_ [[14]], [[17]], [[26]] (cf. Ex. 182-184).

_Pan Voyevoda_ [[57]], [[186]], [[262]].

No. 212. _Ivan the Terrible_, Act II [[19]]; cf. also Act. III [[5]].

* No. 213-214. _Legend of Kitesh_ [[294]], [[312]] (compare).

* No. 215. _The Golden Cockerel_ [[116]]; cf. also [[82]] and [[84]].

* _Antar_ [[37]] (cf. Ex. 65).

_Tutti pizzicato._

The quartet of strings (_pizzicato_), reinforced occasionally by the

harp and piano, may, in certain cases constitute a particular kind of

_tutti_, which can only attain any great degree of strength by support

from the wood-wind. Without this support it is of medium power, though

still fairly brilliant in quality.

_Examples:_

No. 216. _Snegourotchka_, before [[128]]; cf. also [[153]] and before

[[305]].

* No. 217. _Russian Easter Fête_ [[K]]; cf. also [[U]] and [[V]].

* _Spanish Capriccio_ [[A]], [[C]], before [[S]], before [[P]]; cf.

also [[O]] (Ex. 56).

_Mlada_, Act II [[15]].

* _Sadko_: [[220]] (cf. Ex. 295).

* _Legend of Kitesh_ [[101]].

* No. 218. _The May Night_, Act I, The Mayor's Song--combination of

strings, _arco_ and _pizz._

_Tutti_ in one, two and three parts.

It often happens that a moderately full orchestral _ensemble_ executes

a passage composed of one or two harmonic parts, in unison or in

octaves. Such melodic phrases call for more or less simple

orchestration with the usual doubling of parts, or, in ornamental

writing, admit of contrast in tone colouring, occasionally with the

addition of sustained notes.

_Examples:_

_Snegourotchka_, before [[152]], [[174]], [[176]].

_The Tsar's Bride_ [[120-121]] (cf. Ex. 63).

_The Golden Cockerel_ [[215]].

* No. 219-221. _Legend of Kitesh_ [[142]], [[144]], [[147]]--3 part

_Tutti_, with different scoring.

* _Legend of Kitesh_ [[138]], [[139]]--_Tutti_ in one part.

_Soli_ in the strings.

Although, in any orchestral piece, numerous instances are to be found

of melodies and phrases entrusted to a solo wind instrument (generally

the first of each group, wood-wind or brass), solos for stringed

instruments, on the other hand, are extremely rare. Whilst the 1st

violin and 1st 'cello are fairly frequently used in this manner,

the solo viola is seldom found, and a solo on the double bass is

practically unknown. Phrases demanding particular individuality of

expression are entrusted to solo instruments; likewise passages that

require extraordinary technique, beyond the scope of the orchestral

rank and file. The comparatively weak tone of the solo instrument

necessitates light, transparent accompaniment. Difficult virtuoso

solos should not be written, as they attract too much attention to a

particular instrument. Solo stringed instruments are also used when

vigourous expression and technical facility are not required, but

simply in order to obtain that singular difference in colour which

exists between a solo stringed instrument and strings in unison. Two

solo instruments can be coupled together, e.g. 2 _Violins soli_, etc.

and in very rare cases a quartet of solo strings may be employed.

_Examples:_

_Violin solo:_

No. 222-223. _Snegourotchka_ [[54]], [[275]].

_The May Night_, pp. 64-78.

_Mlada_, Act I [[52]]; Act III, before [[19]].

* _A Fairy Tale_ [[W]].

* _Shéhérazade_, 1st movement [[C]], [[G]]; also the passages at

the start of each movement.

* _Spanish Capriccio_ [[H]], [[K]], [[R]], and the cadence on p. 38.

* No. 224. _Legend of Kitesh_ [[310]]--Vn. solo, on harmonic basis of

strings _sul ponticello_ and wood-wind.

_Snegourotchka_ [[274]], [[279]]--2 Vns soli (cf. Ex. 9).

_Viola solo:_

No. 225. _Snegourotchka_ [[212]].

_Sadko_ [[137]].

* No. 226. _The Golden Cockerel_ [[163]]; cf. also [[174]], [[177]].

_Violoncello solo:_

_Snegourotchka_ [[187]] (cf. Ex. 102).

_The Christmas Night_, before [[29]], [[130]].

_Mlada_, Act III [[36]].

* _The Golden Cockerel_ [[177]], [[180]] (cf. Ex. 229).

_Double bass solo:_

* No. 227. _Mlada_, Act II [[10-12]]--a special instance where the

first string is tuned down.

_Solo quartet:_

_The Christmas Night_ [[222]]--Vn., Viola, 'Cello, D. bass.

* No. 228. _Tsar Saltan_ [[248]]--Vn. I, Vn. II, Viola, 'Cello.

* The case of a solo stringed instrument doubled by the wood-wind in

unison must not be forgotten. The object is to attain great purity and

abundance of tone, without impairing the timbre of the solo instrument

(especially in the high and low registers), or to produce a certain

highly-coloured effect.

_Examples:_

* _Mlada_, Act II [[52]]--Vn. + Fl.; Act IV [[31]]--Viol. + Fl. +

Harp.

* _The Christmas Night_ [[212]]--2 Vns + Fl. + Small Cl. (cf. Ex.

153).

* _Pan Voyevoda_ [[67]]--2 Vns + 2 Ob.; 2 Violas + 2 Cl.

* _Legend of Kitesh_ [[306]]--Bass cl. + C-fag. (cf. Ex. 10).

" " " [[309]]--Vn. + Fl.

* No. 229. _The Golden Cockerel_ [[179]]--Vn. + Picc.; 'Cello + Bass

cl.

* As shown in Chap. II, 2 Vns soli or Violin solo + Fl. (Picc.) are

often sufficient to double a melody in the upper register.

_Examples:_

_Sadko_ [[207]]--cf. Chap. II, p. 42 and Ex. 24.

* No. 230. _Russian Easter Fête_, p. 32--2 Solo violins (in

harmonics).

* No. 231. _Legend of Kitesh_ [[297]]--2 Solo violins + Picc.

Limits of orchestral range.

It is seldom that the entire orchestral conception is centred in the

upper register of the orchestra (the 5th and 6th octaves), still

more rarely is it focussed wholly in the lowest range (octaves 1 and

-1) where the proximity of harmonic intervals creates a bad effect. In

the first case the flutes and piccolo should be used along with the

upper notes of the violins, _soli_ or _divisi_; in the second case

the double bassoon and the low notes of the bassoons, bass clarinet,

horns, trombones and tuba are brought into play. The first method

gives brilliant colour, the second combination is dark and gloomy. The

contrary would be fundamentally impossible.

_Examples:_

_Pan Voyevoda_ [[122]], [[137]] }

_Servilia_ [[168]], 8th bar. (cf. Ex. 62) } low

No. 232. _The Golden Cockerel_ [[220]]; } register.

cf. also [[218]], [[219]] }

* _Snegourotchka_, before [[25]] }

* _Legend of Kitesh_, before [[34]] } high

* No. 233. _The Golden Cockerel_ [[113]], [[117]] } register.

* No. 234. _Shéhérazade_, 2nd movement pp. 59-62 }

The upper and lower parts of a passage can seldom be widely separated

without the intermediate octaves being filled in, for this is contrary

to the first principles of proper distribution of chords. Nevertheless

the unusual resonance thus produced serves for strange and grotesque

effects. In the first of the following examples the piccolo figure

doubled by the harp and the sparkling notes of the _glockenspiel_ is

set about four octaves apart from the bass, which is assigned to a

single Double bass and Tuba. But in the 3rd octave, the augmented

fourths and diminished fifths in the two flutes help to fill up the

intermediate space and lessen the distance between the two extreme

parts, thus forming some sort of link between them. The general effect

is fanciful.

_Examples:_

No. 235. _Snegourotchka_ [[255]].

* No. 236. " [[315]], 5th and 6th bars.

" [[274]] (cf. Ex. 9).

_A Fairy Tale_ [[A]].

_The Golden Cockerel_ [[179]], 9th bar. (cf. Ex. 229).

Transference of passages and phrases.

A phrase or a figure is often transferred from one instrument to

another. In order to connect the phrases on each instrument in the

best possible way, the last note of each part is made to coincide with

the first note of the following one. This method is used for passages

the range of which is too wide to be performed on any one instrument,

or when it is desired to divide a phrase into two different timbres.

_Examples:_

* _Snegourotchka_ [[137]]--The melody is transferred from the violins

to the flute and clarinet (cf. Ex. 28).

* " before [[191]]--Solo violin--Solo 'cello.

_Pan Voyevoda_ [[57]]--Trombones--Trumpets; Horn--Ob. + Cl.

A similar operation is used in scoring passages covering the entire

orchestral scale, or a great portion of it. When one instrument is on

the point of completing its allotted part, another instrument takes up

the passage, starting on one or two notes common to both parts, and so

on. This division must be carried out to ensure the balance of the

whole passage.

_Examples:_

_Snegourotchka_ [[36]], [[38]], [[131]]--Strings.

_The Tsar's Bride_ [[190]]--Wood-wind.

_Sadko_ [[72]]--Strings (cf. Ex. 112).

" [[223]]--Strings.

_The Christmas Night_, before [[180]]--Strings, wind and chorus (cf.

Ex. 132).

* No. 237. _The Christmas Night_, before [[181]]--String figure.

* _Servilia_ [[111]]--Strings (cf. Ex. 88).

" [[29]], 5th bar.--Ob.--Fl.; Cl.--Bass cl., Fag.

No. 238. _The Golden Cockerel_, before [[9]]--Wood-wind.

* " " " [[5]]--Fag.--Eng. horn (+ 'Cellos

_pizz._).

Chords of different tone quality used alternately.

1. The most usual practice is to employ chords on different groups of

instruments alternately. In dealing with chords in different registers

care should be taken that the progression of parts, though broken in

passing from one group to another, remains as regular as if there

were no leap from octave to octave; this applies specially to

chromatic passages in order to avoid false relation.

_Examples:_

No. 239. _Ivan the Terrible_, Act II [[29]].

No. 240-241. _The Tsar's Bride_ [[123]], before [[124]].

* No. 242-243. " " " [[178]], [[179]].

* _Note._ The rules regulating progression of parts may

sometimes be ignored, when extreme contrast of timbre

between two adjacent chords is intended.

_Examples:_

* _Shéhérazade_, 8th bar from the beginning, (the

chromatic progression at the 12th bar is undertaken by

the same instruments, the 2nd cl. is therefore placed

above the first in the opening)--cf. Ex. 109.

* _The Christmas Night_, opening (cf. Ex. 106).

2. Another excellent method consists in transferring _the same chord

or its inversion_ from one orchestral group to another. This operation

demands perfect balance in progression of parts as well as register.

The first group strikes a chord of short value, the other group takes

possession of it simultaneously in the same position and distribution,

either in the same octave or in another. The dynamic gradations of

tone need not necessarily be the same in both groups.

_Examples:_

_Ivan the Terrible_, commencement of the overture (cf. Ex. 85).

No. 244. _Snegourotchka_ [[140]].

Amplification and elimination of tone qualities.

The operation which consists in contrasting the resonance of two

different groups (* or the different timbres of one and the same

group), either in sustained notes or chords, transforms a simple into

a complex timbre, suddenly, or by degrees. It is used in establishing

a _crescendo_. While the first group effects the _crescendo_

gradually, the second group enters _piano_ or _pianissimo_, and

attains its _crescendo_ more rapidly. The whole process is thereby

rendered more tense as the timbre changes. The converse operation--the

transition from a complex to a simple timbre, by the suppression of

one of the groups, belongs essentially to the _diminuendo_.

_Examples:_

No. 245. _Snegourotchka_ [[313]].

" [[140]] (cf. Ex. 244).

_A Fairy Tale_ [[V]].

_Shéhérazade_, 2nd movement [[D]] (cf. Ex. 74).

* " 4th movement p. 221.

No. 246. _Servilia_ [[228]]; cf. also [[44]].

_The Christmas Night_ [[165]] (cf. Ex. 143).

No. 247. _The Tsar's Bride_, before [[205]].

* No. 248. _Russian Easter Fête_ [[D]].

* No. 249-250. _Legend of Kitesh_ [[5]], [[162]].

Repetition of phrases, imitation, echo.

As regards choice of timbre, phrases in imitation are subject to the

law of register. When a phrase is imitated in the upper register it

should be given to an instrument of higher range and _vice versa_. If

this rule is ignored an unnatural effect will be produced, as when the

clarinet in its upper range replies to the oboe in the lower compass

etc. The same rule must be followed in dealing with phrases, actually

different, but similar in character; repeated phrases of different

character should be scored in a manner most suitable to each.

_Examples:_

_The Tsar's Bride_ [[157]], [[161]].

_Legend of Kitesh_ [[40-41]].

* No. 251. _Spanish Capriccio_ [[S]].

In echo phrases, that is to say imitation entailing not only decrease

in volume of tone but also an effect of distance, the second

instrument should be weaker than the first, but the two should possess

some sort of affinity. An echo given to muted brass following the same

phrase not muted produces this distant effect. Muted trumpets are

eminently suited to echo a theme in the oboes; flutes also may imitate

clarinets and oboes successfully. A wood-wind instrument cannot be

used to echo the strings, or _vice versa_, on account of the

dissimilarity in timbre. Imitation in octaves (with a decrease in

resonance) creates an effect resembling an echo.

_Examples:_

_Ivan the Terrible_, Act III [[3]].

No. 252. _Sadko_ [[264]].

* _Spanish Capriccio_ [[E]].--This example is not precisely an echo

but resembles one in character (cf. Ex. 44).

* _Shéhérazade_, 4th movement before [[O]].

_Sforzando-piano_ and _piano-sforzando_ chords.

Besides the natural dynamic process of obtaining these marks of

expression, a process which depends upon the player, they may also be

produced by artificial means of orchestration.

a) At the moment when the wood-wind begins a _piano_ chord, the

strings attack it _sforzando_, a compound chord for preference, either

_arco_ or _pizz._ In the opposite case the _sf_ in the strings must

occur at the end of the wood-wind chord. The first method is also

employed for a _sf-dim._, and the second for a _cresc.-sf_ effect.

b) It is not so effective, and therefore less frequent to give the

notes of sustained value to the strings, and the short chords to the

wood-wind. In such cases the _tenuto_ chord is played _tremolando_ on

the strings.

_Examples:_

_Vera Scheloga_, before [[35]], [[38]], 10th bar.

* No. 253. _Legend of Kitesh_, before [[15-16]].

* _Shéhérazade_, 2nd movement, [[P]], 14th bar.

Method of emphasising certain notes and chords.

In order to stress or emphasise a certain note or chord, besides the

marks of expression [music symbol: decrescendo] and _sf_, chords of 2,

3, and 4 notes can be inserted into the melodic progression by the

instruments of the string quartet, each playing a single note; short

notes in the wood-wind may also be used as well as a chain of three

or four grace notes, in the form of a scale, either in strings or

wood-wind. These unstressed notes (anacrusis), generally written very

small, form a kind of upward glide, the downward direction being less

common. As a rule they are connected to the main note by a slur. In

the strings they should not lead up to chords of three or four notes,

as this would be awkward for the bow.

_Examples:_

No. 254. _The Tsar's Bride_ [[142]]--Anacrusis in the strings.

* No. 255. _Shéhérazade_, 2nd movement [[C]]--Short _pizz._ chords.

* " " " [[P]]--Short wind chords

(cf. Ex. 19).

_Crescendo_ and _diminuendo_.

Short _crescendi_ and _diminuendi_ are generally produced by natural

dynamic means; when prolonged, they are obtained by this method

combined with other orchestral devices. After the strings, the brass

is the group most facile in producing dynamic shades of expression,

glorifying _crescendo_ chords into the most brilliant _sforzando_

climaxes. Clarinets specialise in _diminuendo_ effects and are capable

of decreasing their tone to a breath (_morendo_). Prolonged orchestral

_crescendi_ are obtained by the gradual addition of other instruments

in the following order: strings, wood-wind, brass. _Diminuendo_

effects are accomplished by the elimination of the instruments in the

reverse order (brass, wood-wind, strings). The scope of this work does

not lend itself to the quotation of prolonged _crescendo_ and

_diminuendo_ passages. The reader is referred, therefore, to the full

scores:

* _Shéhérazade_, pp. 5-7, 92-96, 192-200.

* _Antar_ [[6]], [[51]].

* _The Christmas Night_ [[183]].

* _Sadko_ [[165-166]].

* _The Tsar's Bride_ [[80-81]].

Many examples of shorter _crescendi_ and _diminuendi_ will be found in

Vol. II.

Diverging and converging progressions.

In the majority of cases, diverging and converging progressions simply

consist in the gradual ascent of the three upper parts, with the bass

descending. The distance separating the bass from the other parts is

trifling at first, and grows by degrees. On the other hand, in

converging progressions, the three upper parts, at first so far

distant from the bass, gradually approach it. Sometimes these

progressions involve an increase or a decrease in tone. The

intermediate intervals are filled up by the introduction of fresh

parts as the distance widens, so that the upper parts become doubled

or trebled. In converging progressions the tripled and doubled parts

are simplified, as the duplicating instruments cease to play.

Moreover, if the harmony allows it, the group in the middle region

which remains stationary is the group to be retained, or else the

sustained note which guarantees unity in the operation. Below, the

reader will find double examples of both descriptions. The first pair

represents a diverging progression, 1. _piano_, in which the human

voice takes part; 2. a purely orchestral _crescendo_. The second

depicts two similar diverging progressions, firstly a gradual

_crescendo_, secondly _dim._, during which the strings become more and

more divided as the wind instruments cease to play. Ex. 258

accompanies the apparition of Mlada, Ex. 259, its disappearance. The

atmosphere and colouring are weird and fanciful. The third pair of

examples forms instances of converging progressions. In the first (Ex.

260) Princess Volkhova relates the wonders of the sea. Then in the

middle of a powerful orchestral _crescendo_ the Sea-King appears (Ex.

261). Both examples include a sustained stationary chord of the

diminished seventh. The handling of such progressions requires the

greatest care.

_Examples:_

No. 256-257. _The Tsar's Bride_ [[102]] and [[107]].

No. 258-259. _Mlada_, Act III [[12]] and [[19]].

No. 260-261. _Sadko_ [[105]] and [[119]].

_Sadko_ [[72]] (cf. Ex. 112).

" before [[315]].

* _The Christmas Night_, beginning (cf. Ex. 106).

* No. 262. _Antar_, end of 3rd movement.

_Note._ A sustained note between the diverging parts does not always

allow the empty space to be more completely filled up.

_Example:_

No. 263. _The Golden Cockerel_, before [[106]].

Tone quality as a harmonic force.

Harmonic basis.

Melodic design comprising notes foreign to the harmony, passing or

grace notes, embellishments etc., does not permit that a florid

outline should proceed at the same time with another one, reduced to

essential and fundamental notes:

[Music]

If, in the above example, the upper part is transposed an octave

lower, the discordant effect produced by the contact of appoggiaturas

and fundamental notes will be diminished; the quicker the passage is

played the less harsh the effect will be, and _vice versa_. But it

would be ill-advised to lay down any hard and fast rule as to the

permissible length of these notes. There is no doubt that the harmonic

notes, the thirds of the fundamental one (_E_) are more prominent from

their proximity with the notes extraneous to the harmony. If the

number of parts is increased (for instance, if the melodic figure is

in thirds, sixths etc.), the question becomes still more complicated,

since, to the original harmonic scheme, chords with different root

bases are added, producing false relation.

Nevertheless, for the solution of such problems, orchestration

provides an element of the greatest importance: difference of timbres.

The greater the dissimilarity in timbre between the harmonic basis on

the one hand and the melodic design on the other, the less discordant

the notes extraneous to the harmony will sound. The best example of

this is to be found between the human voice and the orchestra, next

comes the difference of timbres between the groups of strings,

wood-wind, plucked strings and percussion instruments. Less important

differences occur between wood-wind and brass; in these two groups,

therefore, the harmonic basis generally remains an octave removed from

the melodic design, and should be of inferior dynamic power.

_Examples of harmonic basis in chords:_

No. 264. _Pan Voyevoda_, Introduction.

_Legend of Kitesh_, Introduction (cf. also Ex. 125 and 140).

* _Mlada_, Act III [[10]].

The harmonic basis may be ornamental in character, in which case it

should move independently of the concurrent melodic design.

_Examples:_

* No. 265-266. _Tsar Saltan_ [[103-104]], [[128]], [[149]],

[[162-165]] (cf. below).

Chords the most widely opposed in character may be used on a simple,

stationary harmonic basis, a basis, founded, for example, on the chord

of the tonic or diminished seventh.

_Examples:_

No. 267. _Legend of Kitesh_ [[326-328]]--Wood-wind and harps on a

string basis.

No. 268-269. _Kashtcheï the Immortal_ [[33]], [[43]].

No. 270. _Mlada_, Act II, before [[17]], [[18]]], [[20]].

No. 271. _The Golden Cockerel_ [[125]]--Chords of the diminished

seventh, on arpeggio basis (augmented fifth).

The effect of alternating harmony produced between two melodic

figures, e.g. one transmitting a note, held in abeyance, to the other,

or the simultaneous progression of a figure in augmentation and

diminution etc. becomes comprehensible and pleasant to the ear when

the fundamental sustained harmony is different.

_Examples:_

_Legend of Kitesh_ [[34]], [[36]], [[297]] (cf. Ex. 34 and 231).

No. 272-274. _Tsar Saltan_ [[104]], [[162-165]] (cf. also

[[147-148]]).

* _Russian Easter Fête_, before [[V]].

The whole question as to what is allowed and what forbidden in the

employment of notes extraneous to the harmony is one of the most

difficult in the whole range of composition; the permissible length of

such notes is in no way established. In absence of artistic feeling,

the composer who relies entirely on the difference between two timbres

will often find himself using the most painful discords. Innovations

in this direction in the latest post-Wagnerian music are often very

questionable; they depress the ear and deaden the musical senses,

leading to the unnatural conclusion that what is good, taken

separately, must necessarily be good in combination.

Artificial effects.

I apply this name to some orchestral operations which are based on

certain defects of hearing and faculty of perception. Having no wish

to specify those that already exist or to foretell those which may yet

be invented, I will mention, in passing, a few which have been used by

me in my own works. To this class belong _glissando_ scales or

arpeggios in the harp, the notes of which do not correspond with those

played simultaneously by other instruments, but which are used from

the fact that long _glissandi_ are more resonant and brilliant than

short ones.

_Examples:_

_Snegourotchka_ [[325]] (cf. Ex. 95).

No. 275. _Pan Voyevoda_ [[128]].

* _Shéhérazade_, 3rd movement [[M]], 5th bar (cf. Ex. 248).

* _Russian Easter Fête_ [[D]] (cf. Ex. 248).

* Enharmonic _glissando_ in the strings should also be mentioned.

No. 276. _The Christmas Night_ [[180]], 13th bar--'Cellos

_glissando_.

Use of percussion instruments for rhythm and colour.

Whenever some portion of the orchestra executes a rhythmic figure,

percussion instruments should always be employed concurrently. An

insignificant and playful rhythm is suitable to the triangle,

tambourine, castanets and side drum, a vigourous and straightforward

rhythm may be given to the bass drum, cymbals and gong. The strokes on

these instruments should almost invariably correspond to the strong

beats of the bar, highly-accented syncopated notes or disconnected

_sforzandi_. The triangle, side drum and tambourine are capable of

various rhythmic figures. Sometimes the percussion is used separately,

independently of any other group of instruments.

The brass and wood-wind are the two groups which combine the most

satisfactorily with percussion from the standpoint of colour. The

triangle, side drum, and tambourine go best with harmony in the upper

register; cymbals, bass drum and gong with harmony in the lower. The

following are the combinations most generally employed: _tremolo_ on

the triangle and tambourine with trills in wood-wind and violins;

_tremolo_ on the side drum, or cymbals struck with drum sticks, and

sustained chords on trumpets and horns; _tremolo_ on the bass drum or

the gong with chords on trombones or low sustained notes on 'cellos

and double basses. It must not be forgotten that the bass drum,

cymbals, gong and a _tremolo_ on the side drum, played _fortissimo_,

is sufficient to overpower any orchestral _tutti_.

* The reader will find instances of the use of percussion instruments

in any full score, and in several examples of the present work.

_Examples:_

* _Shéhérazade_ pp. 107-119, also many passages in 4th movement.

* _Antar_ [[40]], [[43]] (cf. Ex. 73, 29).

* _Spanish capriccio_ [[P]] (cf. Ex. 64); the cadences to be studied

in the 4th movement, where they are accompanied by various

percussion instruments.

* _Russian Easter Fête_ [[K]] (cf. Ex. 217).

* _The Tsar's Bride_ [[140]].

* _Legend of Kitesh_ [[196-197]]--"The Battle of Kerjémetz".

* _Pan Voyevoda_ [[71-72]].

Economy in orchestral colour.

Neither musical feeling nor the ear itself can stand, for long, the

full resources of the orchestra combined together. The favourite group

of instruments is the strings, then follow in order the wood-wind,

brass, kettle-drums, harps, _pizzicato_ effects, and lastly the

percussion, also, in point of order, triangle, cymbals, big drum, side

drum, tambourine, gong. Further removed stand the celesta,

_glockenspiel_ and xylophone, which instruments, though melodic, are

too characteristic in timbre to be employed over frequently. The same

may be said of the piano and castanets. A quantity of national

instruments not included in the present work may be incorporated into

the orchestra; such are the guitar, the domra, zither, mandoline, the

oriental tambourine, small tambourine etc. These instruments are

employed from time to time for descriptive-aesthetic purposes.

These instruments are most frequently used in the above-named order. A

group of instruments which has been silent for some time gains fresh

interest upon its reappearance. The trombones, trumpets and tuba are

occasionally _tacet_ for long periods, the percussion is seldom

employed, and practically never all together, but in single

instruments or in two's and three's. In national dances or music in

ballad style, percussion instruments may be used more freely.

After a long rest the re-entry of the horns, trombones and tuba should

coincide with some characteristic intensity of tone, either _pp_ or

_ff_; _piano_ and _forte_ re-entries are less successful, while

re-introducing these instruments _mezzo-forte_ or _mezzo-piano_

produces a colourless and common-place effect. This remark is capable

of wider application. For the same reasons it is not good to commence

or finish any piece of music either _mf_ or _mp_. The scope of the

musical examples in this work does not permit of illustrating by

quotation the use of economy in orchestral colour, nor the re-entry of

instruments thrown into prominence by prolonged rests. The reader must

examine these questions in full scores.

Principles of Orchestration, with Musical Examples Drawn from His Own Works · 第 4 / 6 章