DREAMS.
The phenomena of dreams may well seem at first sight to form a world of
their own, having no discoverable links of connection with the other
facts of human experience. First of all, there is the mystery of sleep,
which quietly shuts all the avenues of sense and so isolates the mind
from contact with the world outside. To gaze at the motionless face of a
sleeper temporarily rapt from the life of sight, sound, and
movement--which, being common to all, binds us together in mutual
recognition and social action--has always something awe-inspiring. This
external inaction, this torpor of sense and muscle, how unlike to the
familiar waking life, with its quick responsiveness and its overflowing
energy! And then, if we look at dreams from the inside, we seem to find
but the reverse face of the mystery. How inexpressibly strange does the
late night-dream seem to a person on waking! He feels he has been seeing
and hearing things no less real than those of waking life; but things
which belong to an unfamiliar world, an order of sights and a sequence
of events quite unlike those of waking experience; and he asks himself
in his perplexity where that once-visited region really lies, or by what
magic power it was suddenly and for a moment created for his vision. In
truth, the very name of dream suggests something remote and mysterious,
and when we want to characterize some impression or scene which by its
passing strangeness filled us with wonder, we naturally call it
dream-like.
_Theories of Dreams._
The earliest theories respecting dreams illustrate very clearly this
perception of the remoteness of dream-life from waking experience. By
the simple mind of primitive man this dream-world is regarded as similar
in its nature or structure to our common world, only lying remote from
this. The savage conceives that when he falls asleep, his second self
leaves his familiar body and journeys forth to unfamiliar regions, where
it meets the departed second selves of his dead ancestors, and so on.
From this point of view, the experience of the night, though equal in
reality to that of the day, is passed in a wholly disconnected
region.[69]
A second and more thoughtful view of dreams, marking a higher grade of
intellectual culture, is that these visions of the night are symbolic
pictures unfolded to the inner eye of the soul by some supernatural
being. The dream-experience is now, in a sense, less real than it was
before, since the phantasms that wear the guise of objective realities
are simply images spread out to the spirit's gaze, or the direct
utterance of a divine message. Still, this mysterious contact of the
mind with the supernatural is regarded as a fact, and so the dream
assumes the appearance of a higher order of experience. Its one point of
attachment to the experience of waking life lies in its symbolic
function; for the common form which this supernatural view assumes is
that the dream is a dim prevision of coming events. Artemidorus, the
great authority on dream interpretation (_oneirocritics_) for the
ancient world, actually defines a dream as "a motion or fiction of the
soul in a diverse form signifying either good or evil to come;" and even
a logician like Porphyry ascribes dreams to the influence of a good
demon, who thereby warns us of the evils which another and bad demon is
preparing for us. The same mode of viewing dreams is quite common
to-day, and many who pride themselves on a certain intellectual culture,
and who imagine themselves to be free from the weakness of superstition,
are apt to talk of dreams as of something mysterious, if not distinctly
ominous. Nor is it surprising that phenomena which at first sight look
so wild and lawless, should still pass for miraculous interruptions of
the natural order of events.[70]
Yet, in spite of this obvious and impressive element of the mysterious
in dream-life, the scientific impulse to illuminate the less known by
the better known has long since begun to play on this obscure subject.
Even in the ancient world a writer might here and there be found, like
Democritus or Aristotle, who was bold enough to put forward a natural
and physical explanation of dreams. But it has been the work of modern
science to provide something like an approximate solution of the
problem. The careful study of mental life in its intimate union with
bodily operations, and the comparison of dream-combinations with other
products of the imagination, normal as well as morbid, have gradually
helped to dissolve a good part of the mystery which once hung like an
opaque mist about the subject. In this way, our dream-operations have
been found to have a much closer connection with our waking experiences
than could be supposed on a superficial view. The materials of our
dreams are seen, when closely examined, to be drawn from our waking
experience. Our waking consciousness acts in numberless ways on our
dreams, and these again in unsuspected ways influence our waking mental
life.[71] Not only so, it is found that the quaint chaotic play of
images in dreams illustrates mental processes and laws which are
distinctly observable in waking thought. Thus, for example, the apparent
objective reality of these visions has been accounted for, without the
need of resorting to any supernatural agency, in the light of a vast
assemblage of facts gathered from the by-ways, so to speak, of waking
mental life. I need hardly add that I refer to the illusions of sense
dealt with in the foregoing chapters.
Dreams are to a large extent the semblance of external perceptions.
Other psychical phenomena, as self-reflection, emotional activity, and
so on, appear in dream-life, but they do so in close connection with
these quasi-perceptions. The name "vision," given by old writers to
dreams, sufficiently points out this close affinity of the mental
phenomena to sense-perception; and so far as science is concerned, they
must be regarded as a peculiar variety of sense-illusion. Hence the
appropriateness of studying them in close connection with the illusions
of perception of the waking state. Though marked off by the presence of
very exceptional physiological conditions, they are largely intelligible
by help of these physiological and psychological principles which we
have just been considering.
_The State of Sleep._
The physiological explanation of dreams must, it is plain, set out with
an account of the condition of the organism known as sleep. While there
is here much that is uncertain, there are some things which are fairly
well known. Recent physiological observation has gone to prove that
during sleep all the activities of the organism are appreciably lowered.
Thus, for example, according to Testa, the pulse falls by about
one-fifth. This lowering of the organic functions appears, under
ordinary circumstances, to increase towards midnight, after which there
is a gradual rising.
The nervous system shares in this general depression of the vital
activities. The circulation being slower, the process of reparation and
nutrition of the nerves is retarded, and so their degree of excitability
diminished. This is clearly seen in the condition of the peripheral
regions of the nervous system, including the sense-organs, which appear
to be but very slightly acted on by their customary stimuli.
The nervous centres must participate in this lethargy of the system. In
other words, the activity of the central substance is lowered, and the
result of this is plainly seen in what is usually thought of as the
characteristic feature of sleep, namely, a transition from vigorous
mental activity or intense and clear consciousness, to comparative
inactivity or faint and obscure consciousness. The cause of this
condition of the centres is supposed to be the same as that of the
torpidity of all the other organs in sleep, namely, the retardation of
the circulation. But, though there is no doubt as to this, the question
of the proximate physiological conditions of sleep is still far from
being settled. Whether during sleep the blood-vessels of the brain are
fuller or less full than during waking, is still a moot point. Also the
qualitative condition of the blood in the cerebral vessels is still a
matter of discussion.[72]
Since the effect of sleep is to lower central activity, the question
naturally occurs whether the nervous centres are ever rendered inactive
to such an extent as to interrupt the continuity of our conscious life.
This question has been discussed from the point of view of the
metaphysician, of the psychologist, and of the physiologist, and in no
case is perfect unanimity to be found. The metaphysical question,
whether the soul as a spiritual substance is capable of being wholly
inactive, or whether it is not in what seem the moments of profoundest
unconsciousness partially awake--the question so warmly discussed by the
Cartesians, Leibnitz, etc.--need not detain us here.
Of more interest to us are the psychological and the physiological
discussions. The former seeks to settle the question by help of
introspection and memory. On the one side, it is urged against the
theory of unbroken mental activity, that we remember so little of the
lowered consciousness of sleep.[73] To this it is replied that our
forgetfulness of the contents of dream-consciousness, even if this were
unbroken, would be fully accounted for by the great dissimilarity
between dreaming and waking mental life. It is urged, moreover, on this
side that a sudden rousing of a man from sleep always discovers him in
the act of dreaming, and that this goes to prove the uniform connection
of dreaming and sleeping. This argument, again, may be met by the
assertion that our sense of the duration of our dreams is found to be
grossly erroneous; that, owing to the rapid succession of the images,
the _realization_ of which would involve a long duration, we enormously
exaggerate the length of dreams in retrospection.[74] From this it is
argued that the dream which is recalled on our being suddenly awakened
may have had its whole course during the transition state of waking.
Again, the fact that a man may resolve, on going to sleep, to wake at a
certain hour, has often been cited in proof of the persistence of a
degree of mental activity even in perfectly sound sleep. The force of
this consideration, however, has been explained away by saying that the
anticipation of rising at an unusual hour necessarily produces a slight
amount of mental disquietude, which is quite sufficient to prevent sound
sleep, and therefore to expose the sleeper to the rousing action of
faint external stimuli.
While the purely psychological method is thus wholly inadequate to solve
the question, physiological reasoning appears also to be not perfectly
conclusive. Many physiologists, not unnaturally desirous of upsetting
what they regard as a gratuitous metaphysical hypothesis, have
pronounced in favour of an absolutely dreamless or unconscious sleep.
From the physiological point of view, there is no mystery in a totally
suspended mental activity. On the other hand, there is much to be said
on the opposite side, and perhaps it may be contended that the purely
physiological evidence rather points to the conclusion that central
activity, however diminished during sleep, always retains a minimum
degree of intensity. At least, one would be disposed to argue in this
way from the analogy of the condition of the other functions of the
organism during sleep. Possibly this modicum of positive evidence may
more than outweigh any slight presumption against the doctrine of
unbroken mental activity drawn from the negative circumstance that we
remember so little of our dream-life.[75]
Such being the state of physiological knowledge respecting the
immediate conditions of sleep, we cannot look for any certain
information on the nature of that residual mode of cerebral activity
which manifests itself subjectively in dreams. It is evident, indeed,
that this question can only be fully answered when the condition of the
brain as a whole during sleep is understood. Meanwhile we must be
content with vague hypotheses.
It may be said, for one thing, that during sleep the nervous substance
as a whole is less irritable than during waking hours. That is to say, a
greater amount of stimulus is needed to produce any conscious
result.[76] This appears plainly enough in the case of the peripheral
sense-organs. Although these are not, as it is often supposed, wholly
inactive during sleep, they certainly require a more potent external
stimulus to rouse them to action. And what applies to the peripheral
regions applies to the centres. In truth, it is clearly impossible to
distinguish between the diminished irritability of the peripheral and
that of the central structures.
At first sight it seems contradictory to the above to say that stimuli
which have little effect on the centres of consciousness during waking
life produce an appreciable result in sleep. Nevertheless, it will be
found that this is the case. Thus organic processes which scarcely make
themselves known to the mind in a waking state, may be shown to be the
originators of many of our dreams. This fact can only be explained on
the physical side by saying that the special cerebral activities
engaged in an act of attention are greatly liberated during sleep by the
comparative quiescence of the external senses. These activities, by
co-operating with the faint results of the stimuli coming from the
internal organs, serve very materially to increase their effect.
Finally, it is to be observed that, while the centres thus respond with
diminished energy to peripheral stimuli, external and internal, they
undergo a direct, or "automatic," mode of excitation, being roused into
activity independently of an incoming nervous impulse. This automatic
stimulation has been plausibly referred to the action of the products of
decomposition accumulating in the cerebral blood-vessels.[77] It is
possible that there is something in the nature of this stimulation to
account for the force and vividness of its conscious results, that is to
say, of dreams.
_The Dream State._
Let us now turn to the psychic side of these conditions, that is to say,
to the general character of the mental states known as dreams. It is
plain that the closing of the avenues of the external senses, which is
the accompaniment of sleep, will make an immense difference in the
mental events of the time. Instead of drawing its knowledge from
without, noting its bearings in relation to the environment, the mind
will now be given over to the play of internal imagination. The activity
of fancy will, it is plain, be unrestricted by collision with external
fact. The internal mental life will expand in free picturesque
movement.
To say that in sleep the mind is given over to its own imaginings, is to
say that the mental life in these circumstances will reflect the
individual temperament and mental history. For the play of imagination
at any time follows the lines of our past experience more closely than
would at first appear, and being coloured with emotion, will reflect the
predominant emotional impulses of the individual mind. Hence the saying
of Heraclitus, that, while in waking we all have a common world, in
sleep we have each a world of our own.
This play of imagination in sleep is furthered by the peculiar attitude
of attention. When asleep the voluntary guidance of attention ceases;
its direction is to a large extent determined by the contents of the
mind at the moment. Instead of holding the images and ideas, and
combining them according to some rational end, the attention relaxes its
energies and succumbs to the force of imagination. And thus, in sleep,
just as in the condition of reverie or day-dreaming, there is an
abandonment of the fancy to its own wild ways.
It follows that the dream-state will not appear to the mind as one of
fancy, but as one of actual perception, and of contact with present
reality. Dreams are clearly illusory, and, unlike the illusions of
waking life, are complete and persistent.[78] And the reason of this
ought now to be clear. First of all, the mind during sleep wants what M.
Taine calls the corrective of a present sensation. When awake under
ordinary circumstances, any momentary illusion is at once set right by a
new act of orientation. The superior vividness of the external
impression cannot leave us in any doubt, when calm and self-possessed,
whether our mental images answer to present realities or not. On the
other hand, when asleep, this reference to a fixed objective standard is
clearly impossible. Secondly, we may fairly argue that the mental images
of sleep approximate in character to external impressions. This they do
to some extent in point of intensity, for, in spite of the diminished
excitability of the centres, the mode of stimulation which occurs in
sleep may, as I have hinted, involve an energetic cerebral action. And,
however this be, it is plain that the image will gain a preternatural
force through the greatly narrowed range of attention. When the mind of
the sleeper is wholly possessed by an image or group of images, and the
attention kept tied down to these, there is a maximum reinforcement of
the images. But this is not all. When the attention is thus held captive
by the image, it approximates in character to an external impression in
another way. In our waking state, when our powers of volition are
intact, the external impression is characterized by its fixity or its
obdurate resistance to our wishes. On the other hand, the mental image
is fluent, accommodating, and disappears and reappears according to the
direction of our volitions. In sleep, through the suspension of the
higher voluntary power of attention, the mental image seems to lord it
over our minds just as the actual impression of waking life.
This much may suffice, perhaps, by way of a general description of the
sleeping and dreaming state. Other points will make themselves known
after we have studied the contents and structure of dreams in detail.
Dreams are commonly classified (_e.g._ by Wundt) with hallucinations,
and this rightly, since, as their common appellation of "vision"
suggests, they are for the most part the semblance of percepts in the
absence of external impressions. At the same time, recent research goes
to show that in many dreams something answering to the "external
impression" in waking perception is the starting-point. Consequently, in
order to be as accurate as possible, I shall divide dreams into
illusions (in the narrow sense) and hallucinations.
_Dream-Illusions._
By dream-illusions I mean those dreams which set out from some
peripheral nervous stimulation, internal or external. That the organic
processes of digestion, respiration, etc., act as stimuli to the centres
in sleep is well known. Thus, David Hartley assigns as the second great
source of dreams "states of the body."[79] But it is not so well known
to what an extent our dreams may be influenced by stimuli acting on the
exterior sense-organs. Let us first glance at the action of such
external stimuli.
_Action of External Stimuli._
During sleep the eyes are closed, and consequently the action of
external light on the retina impeded. Yet it is found that even under
these circumstances any very bright light suddenly introduced is capable
of stimulating the optic fibres, and of affecting consciousness. The
most common form of this is the effect of bright moonlight, and of the
early sun's rays. Krauss tells a funny story of his having once, when
twenty-six years old, caught himself, on waking, in the act of
stretching out his arms towards what his dream-fancy had pictured as the
image of his mistress. When fully awake, this image resolved itself into
the full moon.[80] It is not improbable, as Radestock remarks, that the
rays of the sun or moon are answerable for many of the dreams of
celestial glory which persons of a highly religious temperament are said
to experience.
External sounds, when not sufficient to rouse the sleeper, easily
incorporate themselves into his dreams. The ticking of a watch, the
stroke of a clock, the hum of an insect, the song of a bird, the patter
of rain, are common stimuli to the dream-phantasy. M. Alf. Maury tells
us, in his interesting account of the series of experiments to which he
submitted himself in order to ascertain the result of external
stimulation on the mind during sleep, that when a pair of tweezers was
made to vibrate near his ear, he dreamt of bells, the tocsin, and the
events of June, 1848.[81] Most of us, probably, have gone through the
experience of impolitely falling asleep when some one was reading to us,
and of having dream-images suggested by the sounds that were still
indistinctly heard. Scherner gives an amusing case of a youth who was
permitted to whisper his name into the ear of his obdurate mistress,
the consequence of which was that the lady contracted a habit of
dreaming about him, which led to a felicitous change of feeling on her
part.[82]
The two lower senses, smell and taste, seem to play a less-important
part in the production of dream-illusions. Radestock says that the odour
of flowers in a room easily leads to visual images of hot-houses,
perfumery shops, and so on; and it is probable that the contents of the
mouth may occasionally act as a stimulus to the organ of taste, and so
give rise to corresponding dreams. As Radestock observes, these lower
sensations do not commonly make known their quality to the sleeper's
mind. They become transformed at once into visual, instead of into
olfactory or gustatory percepts. That is to say, the dreamer does not
imagine himself smelling or tasting, but seeing an object.
The contact of objects with the tactual organ is one of the best
recognized causes of dreams. M. Maury found that when his lips were
tickled, his dream-fancy interpreted the impression as of a pitch
plaster being torn off his face. An unusual pressure on any part of the
body, as, for example, from contact with a fellow-sleeper, is known to
give rise to a well-marked variety of dream. Our own limbs may even
appear as foreign bodies to our dream-imagination, when through pressure
they become partly paralyzed. Thus, on one occasion, I awoke from a
miserable dream, in which I felt sure I was grasping somebody's hand in
bed, and I was racked by terrifying conjectures as to who it might be.
When fully awake, I discovered that I had been lying on my right side,
and clasping the wrist of the right arm (which had been rendered
insensible by the pressure of the body) with the left hand.
In close connection with these stimuli of pressure are those of muscular
movement, whether unimpeded or impeded. We need not enter into the
difficult question how far the "muscular sense" is connected with the
activity of the motor nerves, and how far with sensory fibres attached
to the muscular or the adjacent tissues. Suffice it to say that an
actual movement, a resistance to an attempted movement, or a mere
disposition to movement, whether consequent on a surplus of motor energy
or on a sensation of discomfort or fatigue in the part to be moved,
somehow or other makes itself known to our minds, even when we are
deprived of the assistance of vision. And these feelings of movement,
impeded or unimpeded, are common initial impulses in our
dream-experiences. It is quite a mistake to suppose that dreams are
built up out of the purely passive sensations of sight and hearing. A
close observation will show that in nearly every dream we imagine
ourselves either moving among the objects we perceive or striving to
move when some weighty obstacle obstructs us. All of us are familiar
with the common forms of nightmare, in which we strive hopelessly to
flee from some menacing evil, and this dream-experience, it may be
presumed, frequently comes from a feeling of strain in the muscles, due
to an awkward disposition of the limbs during sleep. The common
dream-illusion of falling down a vast abyss is plausibly referred by
Wundt to an involuntary extension of the foot of the sleeper.
_Action of Internal Stimuli._
Let us now pass from the action of stimuli lying outside the organism,
to that of stimuli lying within the peripheral regions of the
sense-organs. I have already spoken of the influence of subjective
sensations of sight, hearing, etc., on the illusions of waking life, and
it is now to be added that these sensations play an important part in
our dream-life. Johannes Müller lays great prominence on the part taken
by ocular spectra in the production of dreams. As he observes, the
apparent rays of light, light-patches, mists of light, and so on, due to
changes of blood-pressure in the retina, only manifest themselves
clearly when the eyes are closed and the more powerful effect of the
external stimulus cut off. These subjective spectra come into prominence
in the sleepy condition, giving rise to what M. Maury calls
"hallucinations hypnagogiques," and which he regards (after Gruithuisen)
as the chaos out of which the dream-cosmos is evolved.[83] They are
pretty certainly the starting-point in those picturesque dreams in which
figure a number of bright objects, such as beautiful birds, butterflies,
flowers, or angels.
That the visual images of our sleep do often involve the peripheral
regions of the organ of sight, seems to be proved by the singular fact
that they sometimes persist after waking. Spinoza and Jean Paul Richter
both experienced this survival of dream-images. Still more pertinent is
the fact that the effects of retinal fatigue are producible by
dream-images. The physiologist Gruithuisen had a dream, in which the
principal feature was a violet flame, and which left behind it, _after
waking_, for an appreciable duration, a complementary image of a yellow
spot.[84]
Subjective auditory sensations appear to be much less frequent causes of
dream-illusions than corresponding visual sensations. Yet the rushing,
roaring sound caused by the circulation of the blood in the ear is,
probably, a not uncommon starting-point in dreams. With respect to
subjective sensations of smell and taste, there is little to be said. On
the other hand, subjective sensations due to varying conditions in the
skin are a very frequent exciting cause of dreams. Variations in the
state of tension of the skin, brought about by alteration of position,
changes in the character of the circulation, the irradiation of heat to
the skin or the loss of the same, chemical changes,--these are known to
give rise to a number of familiar sensations, including those of
tickling, itching, burning, creeping, and so on; and the effects of
these sensations are distinctly traceable in our dreams. For example,
the exposure of a part of the body through a loss of the bed-clothes is
a frequent excitant of distressing dreams. A cold foot suggests that the
sleeper is walking over snow or ice. On the other hand, if the cold foot
happens to touch a warm part of the body, the dream-fancy constructs
images of walking on burning lava, and so on.
These sensations of the skin naturally conduct us to the organic
sensations as a whole; that is to say, the feelings connected with the
varying condition of the bodily organs. These include the feelings which
arise in connection with the processes of digestion, respiration, and
circulation, and the condition of various organs according to their
state of nutrition, etc. During our waking life these organic feelings
coalesce for the most part, forming as the "vital sense" an obscure
background for our clear discriminative consciousness, and only come
forward into this region when very exceptional in character, as when
respiration or digestion is impeded, or when we make a special effort of
attention to single them out.[85] When we are asleep, however, and the
avenues of external perception are closed, they assume greater
prominence and distinctness. The centres, no longer called upon to react
on stimuli coming from without the organism, are free to react on
stimuli coming from its hidden recesses. So important a part, indeed, do
these organic feelings take in the dream-drama, that some writers are
disposed to regard them as the great, if not the exclusive, cause of
dreams. Thus, Schopenhauer held that the excitants of dreams are
impressions received from the internal regions of the organism through
the sympathetic nervous system.[86]
It is hardly necessary, perhaps, to give many illustrations of the
effect of such organic sensations on our dreams. Among the most common
provocatives of dreams are sensations connected with a difficulty in
breathing, due to the closeness of the air or to the pressure of the
bed-clothes on the mouth. J. Börner investigated the influence of these
circumstances by covering with the bed-clothes the mouth and a part of
the nostrils of persons who were sound asleep. This was followed by a
protraction of the act of breathing, a reddening of the face, efforts to
throw off the clothes, etc. On being roused, the sleeper testified that
he had experienced a nightmare, in which a horrid animal seemed to be
weighing him down.[87] Irregularity of the heart's action is also a
frequent cause of dreams. It is not improbable that the familiar
dream-experience of flying arises from disturbances of the respiratory
and circulatory movements.
Again, the effects of indigestion, and more particularly stomachic
derangement, on dreams are too well known to require illustration. It
may be enough to allude to the famous dream which Hood traces to an
excessive indulgence at supper. It is known that the varying condition
of the organs of secretion influences our dream-fancy in a number of
ways.
Finally, it is to be observed that an injury done to any part of the
organism is apt to give rise to appropriate dream-images. In this way,
very slight disturbances which would hardly affect waking consciousness
may make themselves felt during sleep. Thus, for example, an incipient
toothache has been known to suggest that the teeth are being
extracted.[88]
It is worth observing that the interpretation of these various orders of
sensations by the imagination of the dreamer takes very different forms
according to the person's character, previous experience, ruling
emotions, and so on. This is what is meant by saying that during sleep
every man has a world of his own, whereas, when awake, he shares in the
common world of perception.
_Dream-Exaggeration._
It is to be noticed, further, that this interpretation of sensation
during sleep is uniformly a process of exaggeration.[89] The exciting
causes of the feeling of discomfort, for example, are always absurdly
magnified. The reason of this seems to be that, owing to the condition
of the mind during sleep, the nature of the sensation is not clearly
recognizable. Even in the case of familiar external impressions, such as
the sound of the striking of a clock, there appears to be wanting that
simple process of reaction by which, in a waking condition of the
attention, a sense-impression is instantly discriminated and classed. In
sleep, as in the artificially induced hypnotic condition, the slighter
differences of quality among sensations are not clearly recognized. The
activity of the higher centres, which are concerned in the finer
processes of discrimination and classification, being greatly reduced,
the impression may be said to come before consciousness as something
novel and unfamiliar. And just as we saw that in waking life novel
sensations agitate the mind, and so lead to an exaggerated mode of
interpretation; so here we see that what is unfamiliar disturbs the
mind, rendering it incapable of calm attention and just interpretation.
This failure to recognize the real nature of an impression is seen most
conspicuously in the case of the organic sensations. As I have remarked,
these constitute for the most part, in waking life, an undiscriminated
mass of obscure feeling, of which we are only conscious as the mental
tone of the hour. And in the few instances in which we do attend to them
separately, whether through their exceptional intensity or in
consequence of an extraordinary effort of discriminative attention, we
can only be said to perceive them, that is, recognize their local
origin, very vaguely. Hence, when asleep, these sensations get very
oddly misinterpreted.
The localization of a bodily sensation in waking life means the
combination of a tactual and a visual image with the sensation. Thus, my
recognition of a twinge of toothache as coming from a certain tooth,
involves representations of the active and passive sensations which
touching and looking at the tooth would yield me. That is to say, the
feeling instantly calls up a compound mental image exactly answering to
a visual percept. This holds good in dream-interpretation too; the
interpretation is effected by means of a visual image. But since the
feeling is only very vaguely recognized, this visual image does not
answer to the bodily part concerned. Instead of this, the fancy of the
dreamer constructs some visual image which bears a vague resemblance to
the proper one, and is generally, if not always, an exaggeration of this
in point of extensive magnitude, etc. For example, a sensation arising
from pressure on the bladder, being dimly connected with the presence of
a fluid, calls up an image of a flood, and so on.
This mode of dream-interpretation has by some writers been erected into
the typical mode, under the name of dream-symbolism. Thus Scherner, in
his interesting though somewhat fanciful work, _Das Leben des Traumes_,
contends that the various regions of the body regularly disclose
themselves to the dream-fancy under the symbol of a building or group of
buildings; a pain in the head calling up, for example, the image of
spiders on the ceiling, intestinal sensations exciting an image of a
narrow alley, and so on. Such theories are clearly an exaggeration of
the fact that the localization of our bodily sensations during sleep is
necessarily imperfect.[90]
In many cases the image called up bears on its objective side no
discoverable resemblance to that of the bodily region or the exciting
cause of the sensation. Here the explanation must be looked for in the
subjective side of the sensation and mental image, that is to say, in
their emotional quality, as pleasurable or painful, distressing,
quieting, etc. It is to be observed, indeed, that in natural sleep, as
in the condition known as hypnotism, while differences of specific
quality in the sense-impressions are lost, the broad difference of the
pleasurable and the painful is never lost. It is, in fact, the
subjective emotional side of the sensation that uniformly forces itself
into consciousness. This being so, it follows that, speaking generally,
the sensations of sleep, both external and internal, or organic, will be
interpreted by what G.H. Lewes has called "an analogy of feeling;" that
is to say, by means of a mental image having some kindred emotional
character or colouring.
Now, the analogy between the higher emotional and the bodily states is a
very close one. A sensation of obstruction in breathing has its exact
analogue in a state of mental embarrassment, a sensation of itching its
counterpart in mental impatience, and so on. And since these emotional
experiences are deeper and fuller than the sensations, the tendency to
exaggerate the nature and causes of these last would naturally lead to
an interpretation of them by help of these experiences. In addition to
this, the predominance of visual imagery in sleep would aid this
transformation of a bodily sensation into an emotional experience, since
visual perceptions have, as their accompaniments of pleasure and pain,
not sensations, but emotions.[91]
Since in this vague interpretation of bodily sensation the actual
impression is obscured, and not taken up as an integral part into the
percept, it is evident that we cannot, strictly speaking, call the
process an imitation of an act of perception, that is to say, an
illusion. And since, moreover, the visual image by which the sensation
is thus displaced appears as a present object, it would, of course, be
allowable to speak of this as an hallucination. This substitution of a
more or less analogous visual image for that appropriate to the
sensation forms, indeed, a transition from dream-illusion, properly so
called, to dream-hallucination.
_Dream-Hallucinations._
On the physical side, these hallucinations answer to cerebral
excitations which are central or automatic, not depending on movements
transmitted from the periphery of the nervous system. Of these
stimulations some appear to be direct, and due to unknown influences
exerted by the state of nutrition of the cerebral elements, or the
action of the contents of the blood-vessels on these elements.
_Effects of Direct Central Stimulation._
That such action does prompt a large number of dream-images may be
regarded as fairly certain. First of all, it seems impossible to account
for all the images of dream-fancy as secondary phenomena connected by
links of association with the foregoing classes of sensation. However
fine and invisible many of the threads which hold together our ideas may
be, they will hardly explain the profusion and picturesque variety of
dream-imagery. Secondly, we are able in certain cases to infer with a
fair amount of certainty that a dream-image is due to such central
stimulation. The common occurrence that we dream of the more stirring
events, the anxieties and enjoyments of the preceding day, appears to
show that when the cerebral elements are predisposed to a certain kind
of activity, as they are after having been engaged for some time in this
particular work, they are liable to be excited by some stimulus brought
directly to bear on them during sleep. And if this is so, it is not
improbable that many of the apparently forgotten images of persons and
places which return with such vividness in dreams are excited by a mode
of stimulation which is for the greater part confined to sleep. I say
"for the greater part," because even in our indolent, listless moments
of waking existence such seemingly forgotten ideas sometimes return as
though by a spontaneous movement of their own and by no discoverable
play of association.
It may be well to add that this immediate revival of impressions
previously received by the brain includes not only the actual
perceptions of waking life, but also the ideas derived from others, the
ideal fancies supplied by works of fiction, and even the images which
our unaided waking fancy is wont to shape for itself. Our daily
conjectures as to the future, the communications to us by others of
their thoughts, hopes, and fears,--these give rise to numberless vague
fugitive images, any one of which may become distinctly revived in
sleep.[92] This throws light on the curious fact that we often dream of
experiences and events quite unlike those of our individual life. Thus,
for example, the common construction by the dream-fancy of the
experience of flight in mid-air, and the creation of those weird forms
which the terror of a nightmare is wont to bring in its train, seem to
point to the past action of waking fancy. To imagine one's self flying
when looking at a bird is probably a common action with all persons, at
least in their earlier years, and images of preternaturally horrible
beings are apt to be supplied to most of us some time during life by
nurses or by books.
_Indirect Central Stimulation._
Besides these direct central stimulations, there are others which, in
contradistinction, may be called indirect, depending on some previous
excitation. These are, no doubt, the conditions of a very large number
of our dream-images. There must, of course, be some primary cerebral
excitation, whether that of a present peripheral stimulation, or that
which has been termed central and spontaneous; but when once this first
link of the imaginative chain is supplied, other links may be added in
large numbers through the operation of the forces of association. One
may, indeed, safely say that the large proportion of the contents of
every dream arise in this way.
The very simplest type of dream excited by a present sensation contains
these elements. To take an example, I once dreamt, as a consequence of
the loud barking of a dog, that a dog approached me when lying down, and
began to lick my face. Here the play of the associative forces was
apparent: a mere sensation of sound called up the appropriate visual
image, this again the representation of a characteristic action, and so
on. So it is with the dreams whose first impulse is some central or
spontaneous excitation. A momentary sight of a face or even the mention
of a name during the preceding day may give the start to dream-activity;
but all subsequent members of the series of images owe their revival to
a tension, so to speak, in the fine threads which bind together, in so
complicated a way, our impressions and ideas.
Among the psychic accompaniments of these central excitations visual
images, as already hinted, fill the most conspicuous place. Even
auditory images, though by no means absent, are much less numerous than
visual. Indeed, when there are the conditions for the former, it
sometimes happens that the auditory effect transforms itself into a
visual effect. An illustration of this occurred in my own experience.
Trying to fall asleep by means of the well-known device of counting, I
suddenly found myself losing my hold on the faint auditory effects, my
imagination transforming them into a visual spectacle, under the form of
a path of light stretching away from me, in which the numbers appeared
under the grotesque form of visible objects, tumbling along in glorious
confusion.
Next to these visual phantasms, certain motor hallucinations seem to be
most prominent in dreams. By a motor hallucination, I mean the illusion
that we are actually moving when there is no peripheral excitation of
the motor organ. Just as the centres concerned in passive sensation are
susceptible of central stimulation, so are the centres concerned in
muscular sensation. A mere impulse in the centres of motor innervation
(if we assume these to be the central seat of the muscular feelings) may
suffice to give rise to a complete representation of a fully executed
movement. And thus in our sleep we seem to walk, ride, float, or fly.
The most common form of motor hallucination is probably the vocal. In
the social encounters which make up so much of our sleep-experience, we
are wont to be very talkative. Now, perhaps, we find ourselves zealously
advocating some cause, now very fierce in denunciation, now very amusing
in witty repartee, and so on. This imagination of ourselves as speaking,
as distinguished from that of hearing others talking, must, it is clear,
involve the excitation of the structures engaged in the production of
the muscular feelings which accompany vocal action, as much as, if not
more than, the auditory centres. And the frequency of this kind of
dream-experience may be explained, like that of visual imagery, by the
habits of waking life. The speech impulse is one of the most deeply
rooted of all our impulses, and one which has been most frequently
exercised in waking life.
_Combination of Dream-Elements._
It is commonly said that dreams are a grotesque dissolution of all
order, a very chaos and whirl of images without any discoverable
connection. On the other hand, a few writers claim for the mind in sleep
a power of arranging and grouping its incongruous elements in definite
and even life-like pictures. Each of these views is correct within
certain limits; that is to say, there are dreams in which the strangest
disorder seems to prevail, and others in which one detects the action of
a central control. Yet, speaking generally, sequences of dream-images
will be found to be determined by certain circumstances and laws, and so
far not to be haphazard or wholly chaotic. We have now to inquire into
the laws of these successions; and, first of all, we may ask how far the
known laws of association, together with the peculiar conditions of the
sleeping state, are able to account for the various modes of
dream-combination. We have already regarded mental association as
furnishing a large additional store of dream-imagery; we have now to
consider it as explaining the sequences and concatenations of our
dream-elements.
_Incoherence of Dreams._
First of all, then, let us look at the chaotic and apparently lawless
side of dreaming, and see whether any clue is discoverable to the centre
of this labyrinth. In the case of all the less elaborately ordered
dreams, in which sights and sounds appear to succeed one another in the
wildest dance (which class of dreams probably belongs to the deeper
stages of sleep), the mind may with certainty be regarded as purely
passive, and the mode of sequence may be referred to the action of
association complicated by the ever-recurring introduction of new
initial impulses, both peripheral and central. These are the dreams in
which we are conscious of being perfectly passive, either as spectators
of a strange pageant, or as borne away by some apparently extraneous
force through a series of the most diverse experiences. The flux of
images in these dreams is very much the same as that in certain waking
conditions, in which we relax attention, both external and internal, and
yield ourselves wholly to the spontaneous play of memory and fancy.
It is plain at a glance that the simultaneous concurrence of wholly
disconnected initial impulses will serve to impress a measure of
disconnectedness on our dream-images. From widely remote parts of the
organism there come impressions which excite each its peculiar visual or
other image according as its local origin or its emotional tone is the
more distinctly present to consciousness. Now it is a subjective ocular
sensation suggesting a bouquet of lovely flowers, and close on its heels
comes an impression from the organs of digestion suggesting all manner
of obstacles, and so our dream-fancy plunges from a vision of flowers to
one of dreadful demons.
Let us now look at the way in which the laws of association working on
the incongruous elements thus cast up into our dream-consciousness, will
serve to give a yet greater appearance of disorder and confusion to our
dream-combinations. According to these laws, any idea may, under
certain circumstances, call up another, if the corresponding impressions
have only once occurred together, or if the ideas have any degree of
resemblance, or, finally, if only they stand in marked contrast with one
another. Any accidental coincidence of events, such as meeting a person
at a particular foreign resort, and any insignificant resemblance
between objects, sounds, etc., may thus supply a path, so to speak, from
fact to dream-fancy.
In our waking states these innumerable paths of association are
practically closed by the supreme energy of the coherent groups of
impressions furnished us from the world without through our organs of
sense, and also by the volitional control of internal thought in
obedience to the pressure of practical needs and desires. In dream-life
both of these influences are withdrawn, so that delicate threads of
association, which have no chance of exerting their pull, so to speak,
in our waking states, now make known their hidden force. Little wonder,
then, that the filaments which bind together these dream-successions
should escape detection, since even in our waking thought we so often
fail to see the connection which makes us pass in recollection from a
name to a visible scene or perhaps to an emotional vibration.
It is worth noting that the origin of an association is often to be
looked for in one of those momentary half-conscious acts of waking
imagination to which reference has already been made. A friend, for
example, has been speaking to us of some common acquaintance, remarking
on his poor health. The language calls up, vaguely, a visual
representation of the person sinking in health and dying. An
association will thus be formed between this person and the idea of
death. A night or two after, the image of this person somehow recurs to
our dream-fancy, and we straightway dream that we are looking at his
corpse, watching his funeral, and so on. The links of the chain which
holds together these dream-images were really forged, in part, in our
waking hours, though the process was so rapid as to escape our
attention. It may be added, that in many cases where a juxtaposition of
dream-images seems to have no basis in waking life, careful reflection
will occasionally bring to light some actual conjunction of impressions
so momentary as to have faded from our recollection.
We must remember, further, how great an apparent disorder will invade
our imaginative dream-life when the binding force of resemblance has
unchecked play. In waking thought we have to connect things according to
their essential resemblances, classifying objects and events for
purposes of knowledge or action, according to their widest or their most
important points of similarity. In sleep, on the contrary, the slightest
touch of resemblance may engage the mind and affect the direction of
fancy. In a sense we may be said, when dreaming, to discover mental
affinities between impressions and feelings, including those subtle
links of emotional analogy of which I have already spoken. This effect
is well illustrated in a dream recorded by M. Maury, in which he passed
from one set of images to another through some similarity of names, as
that between _corps_ and _cor_. Such a movement of fancy would, of
course, be prevented in full waking consciousness by a predominant
attention to the meaning of the sounds.
It will be possible, I think, after a habit of analyzing one's dreams in
the light of preceding experience has been formed, to discover in a good
proportion of cases some hidden force of association which draws
together the seemingly fortuitous concourse of our dream-atoms. That we
should expect to do so in every case is unreasonable, since, owing to
the numberless fine ramifications which belong to our familiar images,
many of the paths of association followed by our dream-fancy cannot be
afterwards retraced.
To illustrate the odd way in which our images get tumbled together
through the action of occult association forces, I will record a dream
of my own. I fancied I was at the house of a distinguished literary
acquaintance, at her usual reception hour. I expected the friends I was
in the habit of meeting there. Instead of this, I saw a number of
commonly dressed people having tea. My hostess came up and apologized
for having asked me into this room. It was, she said, a tea-party which
she prepared for poor people at sixpence a head. After puzzling over
this dream, I came to the conclusion that the missing link was a verbal
one. A lady who is a connection of my friend, and bears the same name,
assists her sister in a large kind of benevolent scheme. I may add that
I had not, so far as I could recollect, had occasion very recently to
think of this benevolent friend, but I had been thinking of my literary
friend in connection with her anticipated return to town.
In thus seeking to trace, amid the superficial chaos of dream-fancy,
its hidden connections, I make no pretence to explain why in any given
case these particular paths of association should be followed, and more
particularly why a slender thread of association should exert a pull
where a stronger cord fails to do so. To account for this, it would be
necessary to call in the physiological hypothesis that among the nervous
elements connected with a particular element, _a_, already excited,
some, as _m_ and _n_, are at the moment, owing to the state of their
nutrition or their surrounding influences, more powerfully predisposed
to activity than other elements, as _b_ and _c_.
The subject of association naturally conducts us to the second great
problem in the theory of dreams--the explanation of the order in which
the various images group themselves in all our more elaborate dreams.
_Coherence of Dreams._
A fully developed dream is a complex of many distinct illusory
sense-presentations: in this respect it differs from the illusions of
normal waking life, which are for the most part single and isolated. And
this complex of quasi-presentations appears somehow or other to fall
together into one whole scene or series of events, which, though it may
be very incongruous and absurdly impossible from a waking point of view,
nevertheless makes a single object for the dreamer's internal vision,
and has a certain degree of artistic unity. This plastic force, which
selects and binds together our unconnected dream-images, has frequently
been referred to as a mysterious spiritual faculty, under the name of
"creative fancy." Thus Cudworth remarks, in his _Treatise concerning
Eternal and Immutable Morality_: "That dreams are many times begotten by
the phantastical power of the soul itself ... is evident from the
orderly connection and coherence of imaginations which many times are
continued in a long chain or series." One may find a good deal of
mystical writing on the nature and activity of this faculty, especially
in German literature. The explanation of this element of organic unity
in dreams is, it may be safely said, the crux in the science of dreams.
That the laws of psychology help us to understand the sequences of
dream-images, we have seen. What we have now to ask is whether these
laws throw any light on the orderly grouping of the elements so brought
up in consciousness in the form of a connected experience.
It is to be remarked at the outset that a singular kind of unity is
sometimes given to our dream-combinations by a total or partial
coalescence of different images. The conditions of such coalescence have
been referred to already.[93] Simultaneous impressions or images will
always tend to coalesce with a force which varies directly as the degree
of their similarity. Sometimes this coalescence is instantaneous and not
made known to consciousness. Thus, Radestock suggests that if the mind
of the sleeper is simultaneously invaded by an unpleasant sensation
arising out of some disturbance of the functions of the skin, and a
subjective visual sensation, the resulting mental image may be a
combination of the two, under the form of a caterpillar creeping over
the bodily surface. And the coalescence may even be prepared by
sub-conscious operations of waking imagination. Thus, for example, I
once spoke about the cheapness of hares to a member of my family, who
somewhat grimly suggested that they were London cats. I did not dwell on
the idea, but the following night I dreamt that I saw a big hybrid
creature, half hare, half cat, sniffing about a cottage. As it stood on
its hind legs and took a piece of food from a window-ledge, I became
sure that it was a cat. Here it is plain that the cynical observation of
my relative had, at the moment, partially excited an image of this
feline hare. In some dreams, again, we may become aware of the process
of coalescence, as when persons who at one moment were seen to be
distinct appear to our dream-fancy to run together in some third person.
A very similar kind of unification takes place between sequent images
under the form of transformation. When two images follow one another
closely, and have anything in common, they readily assume the form of a
transmutation. There is a sort of overlapping of the mental images, and
so an appearance of continuity produced in some respects analogous to
that which arises in the wheel-of-life (thaumatrope) class of
sense-illusions. This would seem to account for the odd transformations
of personality which not unfrequently occur in dreams, in which a person
appears, by a kind of metempsychosis, to transfer his physical ego to
another, and in which the dreamer's own bodily phantom plays similar
freaks. And the same principle probably explains those dissolving-view
effects which are so familiar an accompaniment of dream-scenery.[94]
But passing from this exceptional kind of unity in dreams, let us
inquire how the heterogeneous elements of our dream-fancy become ordered
and arranged when they preserve their separate existence. If we look
closely at the structure of our more finished dreams, we find that the
appearance of harmony, connectedness, or order, may be given in one of
two ways. There may, first of all, be a subjective harmony, the various
images being held together by an emotional thread. Or there may,
secondly, be an objective harmony, the parts of the dream, though
answering to no particular experiences of waking life, bearing a certain
resemblance to our habitual modes of experience. Let us inquire into the
way in which each kind of order is brought about.
_Lyrical Element in Dreams._
The only unity that belongs to many of our dreams is a subjective
emotional unity. This is the basis of harmony in lyrical poetry, where
the succession of images turns mainly on their emotional colouring.
Thus, the images that float before the mind of the Poet Laureate, in his
_In Memoriam_, clearly have their link of connection in their common
emotional tone, rather than in any logical continuity. Dreaming has been
likened to poetic composition, and certainly many of our dreams are
built upon a groundwork of lyrical feeling. They might be marked off,
perhaps, as our lyrical dreams.
The way in which this emotional force acts in these cases has already
been hinted at. We have seen that the analogy of feeling is a common
link between dream-images. Now, if any shade of feeling becomes fixed
and dominant in the mind, it will tend to control all the images of the
time, allowing certain congruous ones to enter, and excluding
others.[95] If, for example, a feeling of distress occupies the mind,
distressing images will have the advantage in the struggle for existence
which goes on in the world of mind as well as in that of matter. We may
say that attention, which is here wholly a passive process, is
controlled by the emotion of the time, and bent in the direction of
congruent or harmonious images.
Now, a ground-tone of feeling of a certain complexion, answering to the
sum of sensations arising in connection with the different organic
processes of the time, is a very frequent foundation of our
dream-structure. So frequent is it, indeed, that one might almost say
there is no dream in which it is not one great determining factor. The
analysis of a very large number of dreams has convinced me that traces
of this influence are discoverable in a great majority.
I will give a simple illustration of this lyrical type of dream. A
little girl of about four years and three-quarters went with her parents
to Switzerland. On their way she was taken to the cathedral at
Strasburg, and saw the celebrated clock strike, and the figures of the
Apostles come out, etc. In Switzerland she stayed at Gimmelwald, near
Mürren, opposite a fine mass of snowy mountains. One morning she told
her father that she had had "such a lovely dream." She fancied she was
on the snow-peaks with her nurse, and walked on to the sky. There came
out of the sky "such beautiful things," just like the figures of the
clock. This vision of celestial things was clearly due to the fact that
both the clock and the snow-peaks touching the blue sky had powerfully
excited her imagination, filling her with much the same kind of emotion,
namely, wonder, admiration, and longing to reach an inaccessible height.
Our feelings commonly have a gradual rise and fall, and the organic
sensations which so often constitute the emotional basis of our lyrical
dreams generally have stages of increasing intensity. Moreover, such a
persistent ground-feeling becomes reinforced by the images which it
sustains in consciousness. Hence a certain _crescendo_ character in our
emotional dreams, or a gradual rise to some culminating point or climax.
This phase of dream can be illustrated from the experience of the same
little girl. When just five years old, she was staying at Hampstead,
near a church which struck the hours somewhat loudly. One morning she
related the following dream to her father (I use her own language). The
biggest bells in the world were ringing; when this was over the earth
and houses began to tumble to pieces; all the seas, rivers, and ponds
flowed together, and covered all the land with black water, as deep as
in the sea where the ships sail; people were drowned; she herself flew
above the water, rising and falling, fearing to fall in; she then saw
her mamma drowned, and at last flew home to tell her papa. The gradual
increase of alarm and distress expressed in this dream, having its
probable cause in the cumulative effect of the disturbing sound of the
church bells, must be patent to all.
The following rather comical dream illustrates quite as clearly the
growth of a feeling of irritation and vexation, probably connected with
the development of some slightly discomposing organic sensation. I
dreamt I was unexpectedly called on to lecture to a class of young
women, on Herder. I began hesitatingly, with some vague generalities
about the Augustan age of German literature, referring to the three
well-known names of Lessing, Schiller, and Goethe. Immediately my
sister, who suddenly appeared in the class, took me up, and said she
thought there was a fourth distinguished name belonging to this period.
I was annoyed at the interruption, but said, with a feeling of triumph,
"I suppose you mean Wieland?" and then appealed to the class whether
there were not twenty persons who knew the names I had mentioned to one
who knew Wieland's name. Then the class became generally disorderly. My
feeling of embarrassment gained in depth. Finally, as a climax, several
quite young girls, about ten years and less, came and joined the class.
The dream broke off abruptly as I was in the act of taking these
children to the wife of an old college tutor, to protest against their
admission.
It is worth noting, perhaps, that in this evolution of feeling in
dreaming the quality of the emotion may vary within certain limits. One
shade of feeling may be followed by another and kindred shade, so that
the whole dream still preserves a degree, though a less obvious degree,
of emotional unity. Thus, for example, a lady friend of mine once dreamt
that she was in church, listening to a well-known novelist of the more
earnest sort, preaching. A wounded soldier was brought in to be shot,
because he was mortally wounded, and had distinguished himself by his
bravery. He was then shot, but not killed, and, rolling over in agony,
exclaimed, "How long!" The development of an extreme emotion of horror
out of the vague feeling of awe which is associated with a church, gives
a curious interest to this dream.
_Verisimilitude in Dreams._
I must not dwell longer on this emotional basis of dreams, but pass to
the consideration of the second and objective kind of unity which
characterizes many of our more elaborate dream-performances. In spite of
all that is fitful and grotesque in dream-combination, it still
preserves a distant resemblance to our actual experience. Though no
dream reproduces a particular incident or chain of incidents in this
experience, though the dream-fancy invariably transforms the particular
objects, relations, and events of waking life, it still makes the order
of our daily experience its prototype. It fashions its imaginary world
on the model of the real. Thus, objects group themselves in space, and
act on one another conformably to these perceived space-relations;
events succeed one another in time, and are often seen to be connected;
men act from more or less intelligible motives, and so on. In this way,
though the dream-fancy sets at nought the particular relations of our
experience, it respects the general and constant relations. How are we
to account for this?
It is said by certain philosophers that this superposition of the
relations of space, time, causation, etc., on the products of our
dream-fancy is due to the fact that all experience arises by a synthesis
of mental forms with the chaotic matter of sense-impressions. These
philosophers allow, however, that all particular connections are
determined by experience. Accordingly, what we have to do here is to
inquire how far this scientific method of explaining mental connections
by facts of experience will carry us. In other words, we have to ask
what light can be thrown on these tendencies of dream-imagination by
ascertained psychological laws, and more particularly by what are known
as the laws of association.
These laws tell us that of two mental phenomena which occur together,
each will tend to recall the other whenever it happens to be revived. On
the physiological side, this means that any two parts of the nervous
structures which have acted together become in some way connected, so
that when one part begins to work the other will tend to work also. But
it is highly probable that a particular structure acts in a great many
different ways. Thus, it may be stimulated by unlike modes of stimuli,
or it may enter into very various connections with other structures.
What will follow from this? One consequence would appear to be that
there will be developed an organic connection between the two
structures, of such a kind that whenever one is excited the other will
be disposed to act somehow and anyhow, even when there is nothing in the
present mode of activity of the first structure to determine the second
to act in some one definite way, in other words, when this mode of
activity is, roughly speaking, novel.
Let me illustrate this effect in one of the simplest cases, that of the
visual organ. If, when walking out on a dark night, a few points in my
retina are suddenly stimulated by rays of light, and I recognize some
luminous object in a corresponding direction, I am prepared to see
something above and below, to the right and to the left of this object.
Why is this? There may from the first have been a kind of innate
understanding among contiguous optic fibres, predisposing them to such
concerted action. But however this be, this disposition would seem to
have been largely promoted by the fact that, throughout my experience,
the stimulation of any retinal point has been connected with that of
adjoining points, either simultaneously by some second object, or
successively by the same object as the eye moves over it, or as the
object itself moves across the field of vision.
When, therefore, in sleep any part of the optic centres is excited in a
particular way, and the images thus arising have their corresponding
loci in space assigned to them, there will be a disposition to refer any
other visual images which happen at the moment to arise in consciousness
to adjacent parts of space. The character of these other images will be
determined by other special conditions of the moment; their locality or
position in space will be determined by this organic connection. We may,
perhaps, call these tendencies to concerted action of some kind general
associative dispositions.
Just as there are such dispositions to united action among various parts
of one organ of sense, so there may be among different organs, which are
either connected originally in the infant organism, or have
communications opened up by frequent coexcitation of the two. Such links
there certainly are between the organs of taste and smell, and between
the ear and the muscular system in general, and more particularly the
vocal organ.[96] A new odour often sets us asking how the object would
taste, and a series of sounds commonly disposes us to movement of some
kind or another. How far there may be finer threads of connection
between other organs, such as the eye and the ear, which do not betray
themselves amid the stronger forces of waking mental life, one cannot
say. Whatever their number, it is plain that they will exert their
influence within the comparatively narrow limits of dream-life, serving
to impress a certain character on the images which happen to be called
up by special circumstances, and giving to the combination a slight
measure of congruity. Thus, if I were dreaming that I heard some lively
music, and at the same time an image of a friend was anyhow excited, my
dream-fancy might not improbably represent this person as performing a
sequence of rhythmic movements, such as those of riding, dancing, etc.
A narrower field for these general associative dispositions may be found
in the tendency, on the reception of an impression of a given character,
to look for a certain kind of second impression; though the exact nature
of this is unknown. Thus, for example, the form and colour of a new
flower suggest a scent, and the perception of a human form is
accompanied by a vague representation of vocal utterances. These general
tendencies of association appear to me to be most potent influences in
our dream-life. The many strange human forms which float before our
dream-fancy are apt to talk, move, and behave like men and women in
general, however little they resemble their actual prototypes, and
however little individual consistency of character is preserved by each
of them. Special conditions determine what they shall say or do; the
general associative disposition accounts for their saying or doing
something.
We thus seem to find in the purely passive processes of association some
ground for that degree of natural coherence and rational order which our
more mature dreams commonly possess. These processes go far to explain,
too, that odd mixture of rationality with improbability, of natural
order and incongruity, which characterizes our dream-combinations.
_Rational Construction in Dreams._
Nevertheless, I quite agree with Herr Volkelt that association, even in
the most extended meaning, cannot explain all in the shaping of our
dream-pictures. The "phantastical power" which Cudworth talks about
clearly includes something besides. It is an erroneous supposition that
when we are dreaming there is a complete suspension of the voluntary
powers, and consequently an absence of all direction of the intellectual
processes. This supposition, which has been maintained by numerous
writers, from Dugald Stewart downwards, seems to be based on the fact
that we frequently find ourselves in dreams striving in vain to move the
whole body or a limb. But this only shows, as M. Maury remarks in the
work already referred to, that our volitions are frustrated through the
inertia of our bodily organs, not that these volitions do not take
place. In point of fact, the dreamer, not to speak of the somnambulist,
is often conscious of voluntarily going through a series of actions.
This exercise of volition is shown unmistakably in the well-known
instances of extraordinary intellectual achievements in dreams, as
Condillac's composition of a part of his _Cours d'Études_. No one would
maintain that a result of this kind was possible in the total absence of
intellectual action carefully directed by the will. And something of
this same control shows itself in all our more fully developed dreams.
One manifestation of this voluntary activity in sleep is to be found in
those efforts of attention which not unfrequently occur. I have remarked
that, speaking roughly and in relation to the waking condition, the
state of sleep is marked by a subjection of the powers of attention to
the force of the mental images present to consciousness. Yet something
resembling an exercise of voluntary attention sometimes happens in
sleep. The intellectual feats just spoken of, unless, indeed, they are
referred to some mysterious unconscious mental operations, clearly
involve a measure of volitional guidance. All who dream frequently are
occasionally aware on awaking of having greatly exercised their
attention on the images presented to them during sleep. I myself am
often able to recall an effort to see beautiful objects, which
threatened to disappear from my field of vision, or to catch faint
receding tones of preternatural sweetness; and some dreamers allege that
they are able to retain a recollection of the feeling of strain
connected with such exercise of attention in sleep.
The main function of this voluntary attention in dream-life is seen in
the selection of those images which are to pass the threshold of clear
consciousness. I have already spoken of a selective action brought about
by the ruling emotion. In this case, the attention is held captive by
the particular feeling of the moment. Also a selective process goes on
in the case of the action of those associative dispositions just
referred to. But in each of these cases the action of selective
attention is comparatively involuntary, passive, and even unconscious,
not having anything of the character of a conscious striving to compass
some end. Besides this comparatively passive play of selective
attention, there is an active play, in which there is a conscious wish
to gain an end; in other words, the operation of a definite motive. This
motive may be described as an intellectual impulse to connect and
harmonize what is present to the mind. The voluntary kind of selection
includes and transcends each of the involuntary kinds. It has as its
result an imitation of that order which is brought about by what I have
called the associative dispositions, only it consciously aims at this
result. And it is a process controlled by a feeling, namely, the
intellectual sentiment of consistency, which is not a mode of emotional
excitement enthralling the will, but a calm motive, guiding the
activities of attention. It thus bears somewhat the same relation to the
emotional selection already spoken of, as dramatic creation bears to
lyrical composition.
This process of striving to seize some connecting link, or thread of
order, is illustrated whenever, in waking life, we are suddenly brought
face to face with an unfamiliar scene. When taken into a factory, we
strive to arrange the bewildering chaos of visual impressions under some
scheme, by help of which we are said to understand the scene. So, if on
entering a room we are plunged in _medias res_ of a lively conversation,
we strive to find a clue to the discussion. Whenever the meaning of a
scene is not at once clear, and especially whenever there is an
appearance of confusion in it, we are conscious of a painful feeling of
perplexity, which acts as a strong motive to ever-renewed attention.[97]
In touching on this intellectual impulse to connect the disconnected, we
are, it is plain, approaching the question of the very foundations of
our intellectual structure. That there is this impulse firmly rooted in
the mature mind nobody can doubt; and that it manifests itself in early
life in the child's recurring "Why?" is equally clear. But how we are to
account for it, whether it is to be viewed as a mere result of the play
of associated fragments of experience, or as something involved in the
very process of the association of ideas itself, is a question into
which I cannot here enter.
What I am here concerned to show is that the search for consistency and
connection in the manifold impressions of the moment is a deeply rooted
habit of the mind, and one which is retained in a measure during sleep.
When, in this state, our minds are invaded by a motley crowd of
unrelated images, there results a disagreeable sense of confusion; and
this feeling acts as a motive to the attention to sift out those
products of the dream-fancy which may be made to cohere. When once the
foundations of a dream-action are laid, new images must to some extent
fit in with this; and here there is room for the exercise of a distinct
impulse to order the chaotic elements of dream-fancy in certain forms.
The perception of any possible relation between one of the crowd of new
images ever surging above the level of obscure consciousness, and the
old group at once serves to detain it. The concentration of attention on
it, in obedience to this impulse to seek for an intelligible order, at
once intensifies it and fixes it, incorporating it into the series of
dream-pictures.
Here is a dream which appears to illustrate this impulse to seek an
intelligible order in the confused and disorderly. After being occupied
with correcting the proofs of my volume on _Pessimism_, I dreamt that my
book was handed to me by my publisher, fully illustrated with coloured
pictures. The frontispiece represented the fantastic figure of a man
gesticulating in front of a ship, from which he appeared to have just
stepped. My publisher told me it was meant for Hamlet, and I immediately
reflected that this character had been selected as a concrete example of
the pessimistic tendency. I may add that, on awaking, I was distinctly
aware of having felt puzzled when dreaming, and of having striven to
read a meaning into the dream.
The _rationale_ of this dream seems to me to be somewhat as follows. The
image of the completed volume represented, of course, a recurring
anticipatory image of waking life. The coloured plates were due probably
to subjective optical sensations simultaneously excited, which were made
to fit in (with or without an effort of voluntary attention) with the
image of the book under the form of illustrations. But this stage of
coherency did not satisfy the mind, which, still partly confused by the
incongruity of coloured plates in a philosophic work, looked for a
closer connection. The image of Hamlet was naturally suggested in
connection with pessimism. The effort to discover a meaning in the
pictures led to the fusion of this image with one of the subjective
spectra, and in this way the idea of a Hamlet frontispiece probably
arose.
The whole process of dream-construction is clearly illustrated in a
curious dream recorded by Professor Wundt.[98] Before the house is a
funeral procession: it is the burial of a friend, who has in reality
been dead for some time past. The wife of the deceased bids him and an
acquaintance who happens to be with him go to the other side of the
street and join the procession. After she has gone away, his companion
remarks to him, "She only said that because the cholera rages over
yonder, and she wants to keep this side of the street to herself." Then
comes an attempt to flee from the region of the cholera. Returning to
his house, he finds the procession gone, but the street strewn with
rich nosegays; and he further observes crowds of men who seem to be
funeral attendants, and who, like himself, are hastening to join the
procession. These are, oddly enough, dressed in red. When hurrying on,
it occurs to him that he has forgotten to take a wreath for the coffin.
Then he wakes up with beating of the heart.
The sources of this dream are, according to Wundt, as follows. First of
all, he had, on the previous day, met the funeral procession of an
acquaintance. Again, he had read of cholera breaking out in a certain
town. Once more, he had talked about the particular lady with this
friend, who had narrated facts which clearly proved her selfishness. The
hastening to flee from the infected neighbourhood and to overtake the
procession was prompted by the sensation of heart-beating. Finally, the
crowd of red bier-followers, and the profusion of nosegays, owed their
origin to subjective visual sensations, the "light-chaos" which often
appears in the dark.
Let us now see for a moment how these various elements may have become
fused into a connected chain of events. First of all, it is clear that
this dream is built up on a foundation of a gloomy tone of feeling,
arising, as it would seem, from an irregularity of the heart's action.
Secondly, it owes its special structure and its air of a connected
sequence of events, to those tendencies, passive and active, to order
the chaotic of which I have been speaking. Let us try to trace this out
in detail.
To begin with, we may suppose that the image of the procession occupies
the dreamer's mind. From quite another source the image of the lady
enters consciousness, bringing with it that of her deceased husband and
of the friend who has recently been talking about her. These new
elements adapt themselves to the scene, partly by the passive mechanism
of associative dispositions, and partly, perhaps, by the activity of
voluntary selection. Thus, the idea of the lady's husband would
naturally recall the fact of his death, and this would fall in with the
pre-existing scene under the form of the idea that he is the person who
is now being buried. The next step is very interesting. The image of the
lady is associated with the idea of selfish motives. This would tend to
suggest a variety of actions, but the one which becomes a factor of the
dream is that which is specially adapted to the pre-existing
representations, namely, of the procession on the further side of the
street, and the cholera (which last, like the image of the funeral, is,
we may suppose, due to an independent central excitation). That is to
say, the request of the lady, and its interpretation, are a _resultant_
of a number of adaptative or assimilative actions, under the sway of a
strong desire to connect the disconnected, and a lively activity of
attention. Once more, the feeling of oppression of the heart, and the
subjective stimulation of the optic nerve, might suggest numberless
images besides those of anxious flight and of red-clad men and nosegays;
they suggest these, and not others, in this particular case, because of
the co-operation of the impulse of consistency, which, setting out with
the pre-existing mental images, selects from among many tendencies of
reproduction those which happen to chime in with the scene.
_The Nature of Dream-Intelligence._
It must not be supposed that this process of welding together the
chaotic materials of our dreams is ever carried out with anything like
the clear rational purpose of which we are conscious when seeking, in
waking life, to comprehend some bewildering spectacle. At best it is a
vague longing, and this longing, it may be added, is soon satisfied.
There is, indeed, something, almost pathetic in the facility with which
the dreamer's mind can be pacified with the least appearance of a
connection. Just as a child's importunate "Why?" is often silenced by a
ridiculous caricature of an explanation, so the dreamer's intelligence
is freed from its distress by the least semblance of a uniting order.
It thus remains true with respect even to our most coherent dreams, that
there is a complete suspension, or at least a considerable retardation,
of the highest operations of judgment and thought; also a great
enfeeblement, to say the least of it, of those sentiments such as the
feeling of consistency and the sense of the absurd which are so
intimately connected with these higher intellectual operations.
In order to illustrate how oddly our seemingly rational dreams
caricature the operations of waking thought, I may, perhaps, be allowed
to record two of my own dreams, of which I took careful note at the
time.
On the first occasion I went "in my dream" to the "Stores" in August,
and found the place empty. A shopman brought me some large fowls. I
asked their price, and he answered, "Tenpence a pound." I then asked
their weight, so as to get an idea of their total cost, and he replied,
"Forty pounds." Not in the least surprised, I proceeded to calculate
their cost: 40x10=400÷12=33-1/3. But, oddly enough, I took this quotient
as pence, just as though I had not already divided by 12, and so made
the cost of a fowl to be 2s. 9d., which seemed to me a fair enough
price.
In my second dream I was at Cambridge, among a lot of undergraduates. I
saw a coach drive up with six horses. Three undergraduates got out of
the coach. I asked them why they had so many horses, and they said,
"Because of the luggage." I then said, "The luggage is much more than
the undergraduates. Can you tell me how to express this in mathematical
symbols? This is the way: if _x_ is the weight of an undergraduate, then
_x_ + _x_.n represents the weight of an undergraduate and his luggage
together." I noticed that this sally was received with evident
enjoyment.[99]
We may say, then, that the structure of our dreams, equally with the
fact of their completely illusory character, points to the conclusion
that during sleep, just as in the moments of illusion in waking life,
there is a deterioration of our intellectual life. The highest
intellectual activities answering to the least stable nervous
connections are impeded, and what of intellect remains corresponds to
the most deeply organized connections.
In this way, our dream-life touches that childish condition of the
intelligence which marks the decadence of old age and the encroachments
of mental disease. The parallelism between dreams and insanity has been
pointed out by most writers on the subject. Kant observed that the
madman is a dreamer awake, and more recently Wundt has remarked that,
when asleep, we "can experience nearly all the phenomena which meet us
in lunatic asylums." The grotesqueness of the combinations, the lack of
all judgment as to consistency, fitness, and probability, are common
characteristics of the short night-dream of the healthy and the long
day-dream of the insane.[100]
But one great difference marks off the two domains. When dreaming, we
are still sane, and shall soon prove our sanity. After all, the dream of
the sleeper is corrected, if not so rapidly as the illusion of the
healthy waker. As soon as the familiar stimuli of light and sound set
the peripheral sense-organs in activity, and call back the nervous
system to its complete round of healthy action, the illusion disappears,
and we smile at our alarms and agonies, saying, "Behold, it was a
dream!"
On the practical side, the illusions and hallucinations of sleep must be
regarded as comparatively harmless. The sleeper, in healthy conditions
of sleep, ceases to be an agent, and the illusions which enthral his
brain have no evil practical consequences. They may, no doubt, as we
shall see in a future chapter, occasionally lead to a subsequent
confusion of fiction and reality in waking recollection. But with the
exception of this, their worst effect is probably the lingering sense of
discomfort which a "nasty dream" sometimes leaves with us, though this
may be balanced by the reverberations of happy dream-emotions which
sometimes follow us through the day. And however this be, it is plain
that any disadvantages thus arising are more than made good by the
consideration that our liability to these nocturnal illusions is
connected with the need of that periodic recuperation of the higher
nervous structures which is a prime condition of a vigorous intellectual
activity, and so of a triumph over illusion during waking life.
For these reasons dreams may properly be classed with the illusions of
normal or healthy life, rather than with those of disease. They
certainly lie nearer this region than the very similar illusions of the
somnambulist, which with respect to their origin appear to be more
distinctly connected with a pathological condition of the nervous
system, and which, with respect to their practical consequences may
easily prove so disastrous.
_After-Dreams._
In concluding this account of dreams, I would call attention to the
importance of the transition states between sleeping and waking, in
relation to the production of sense-illusion. And this point may be
touched on here all the more appropriately, since it helps to bring out
the close relation between waking and sleeping illusion. The mind does
not pass suddenly and at a bound from the condition of dream-fancy to
that of waking perception. I have already had occasion to touch on the
"hypnagogic state," that condition of somnolence or "sleepiness" in
which external impressions cease to act, the internal attention is
relaxed, and the weird imagery of sleep begins to unfold itself. And
just as there is this anticipation of dream-hallucination in the
presomnial condition, so there is the survival of it in the postsomnial
condition. As I have observed, dreams sometimes leave behind them, for
an appreciable interval after waking, a vivid after-impression, and in
some cases even the semblance of a sense-perception.
If one reflects how many ghosts and other miraculous apparitions are
seen at night, and when the mind is in a more or less somnolent
condition, the idea is forcibly suggested that a good proportion of
these visions are the _débris_ of dreams. In some cases, indeed, as that
of Spinoza, already referred to, the hallucination (in Spinoza's case
that of "a scurvy black Brazilian") is recognized by the subject himself
as a dream-image.[101] I am indebted to Mr. W.H. Pollock for a fact
which curiously illustrates the position here adopted. A lady was
staying at a country house. During the night and immediately on waking
up she had an apparition of a strange-looking man in mediæval costume,
a figure by no means agreeable, and which seemed altogether unfamiliar
to her. The next morning, on rising, she recognized the original of her
hallucinatory image in a portrait hanging on the wall of her bedroom,
which must have impressed itself on her brain before the occurrence of
the apparition, though she had not attended to it. Oddly enough, she now
learnt for the first time that the house at which she was staying had
the reputation of being haunted, and by the very same somewhat
repulsive-looking mediæval personage that had troubled her
inter-somnolent moments. The case seems to me to be typical with respect
to the genesis of ghosts, and of the reputation of haunted houses.
* * * * *
NOTE.
THE HYPNOTIC CONDITION.
I have not in this chapter discussed the relation of dreaming to
hypnotism, or the state of artificially produced quasi-sleep, because
the nature of this last is still but very imperfectly understood. In
this condition, which is induced in a number of ways by keeping the
attention fixed on some non-exciting object, and by weak continuous and
monotonous stimulation, as stroking the skin, the patient can be made to
act conformably to the verbal or other suggestion of the operator, or to
the bodily position which he is made to assume. Thus, for example, if a
glass containing ink is given to him, with the command to drink, he
proceeds to drink. If his hands are folded, he proceeds to act as if he
were in church, and so on.
Braid, the writer who did so much to get at the facts of hypnotism, and
Dr. Carpenter who has helped to make known Braid's careful researches,
regard the actions of the hypnotized subject as analogous to ideomotor
movements; that is to say, the movements due to the tendency of an idea
to act itself out apart from volition. On the other hand, one of the
latest inquirers into the subject, Professor Heidenhain, of Breslau,
appears to regard these actions as the outcome of "unconscious
perceptions" (_Animal Magnetism_, English translation, p. 43, etc.).
In the absence of certain knowledge, it seems allowable to argue from
the analogy of natural sleep that the actions of the hypnotized patient
are accompanied with the lower forms of consciousness, including
sensation and perception, and that they involve dream-like
hallucinations respecting the external circumstances of the moment.
Regarding them in this light, the points of resemblance between
hypnotism and dreaming are numerous and striking. Thus, Dr. Heidenhain
tells us that the threshold or liminal value of stimulation is lowered
just as in ordinary sleep sense-activity as a whole is lowered.
According to Professor Weinhold, the hypnotic condition begins in a
gradual loss of taste, touch, and the sense of temperature; then sight
is gradually impaired, while hearing remains throughout the least
interfered with.[102] In this way, the mind of the patient is largely
cut off from the external world, as in sleep, and the power of
orientation is lost. Moreover, there are all the conditions present,
both positive and negative, for the hallucinatory transformation of
mental images into percepts just as in natural sleep. Thus, the higher
centres connected with the operations of reflection and reasoning are
thrown _hors de combat_ or, as Dr. Heidenhain has it, "inhibited."
The condition of hypnotism is marked off from that of natural sleep,
first of all, by the fact that the accompanying hallucinations are
wholly due to external suggestion (including the effects of bodily
posture). Dreams may, as we have seen, be very faintly modified by
external influences, but during sleep there is nothing answering to the
perfect control which the operator exercises over the hypnotized
subject. The largest quantity of our "dream-stuff" comes, as we have
seen, from within and not from without the organism. And this fact
accounts for the chief characteristic difference between the natural and
the hypnotic dream. The former is complex, consisting of crowds of
images, and continually changing: the latter is simple, limited, and
persistent. As Braid remarks, the peculiarity of hypnotism is that the
attention is concentrated on a remarkably narrow field of mental images
and ideas. So long as a particular bodily posture is assumed, so long
does the corresponding illusion endure. One result of this, in
connection with that impairing of sensibility already referred to, is
the scope for a curious overriding of sense-impressions by the dominant
illusory percept, a process that we have seen illustrated in the active
sense-illusions of waking life. Thus, if salt water is tasted and the
patient is _told_ that it is beer, he complains that it is sour.
In being thus in a certain rapport, though so limited and unintelligent
a rapport, with the external world, the mind of the hypnotized patient
would appear to be nearer the condition of waking illusion than is the
mind of the dreamer. It must be remembered, however, and this is the
second point of difference between dreaming and hypnotism, that the
hypnotized subject tends _to act out_ his hallucinations. His
quasi-percepts are wont to transform themselves into actions with a
degree of force of which we see no traces in ordinary sleep. Why there
should be this greater activity of the motor organs in the one condition
than in the other, seems to be a point as yet unexplained. All
sense-impressions and percepts are doubtless accompanied by some degree
of impulse to movement, though, for some reason or another, in natural
and healthy sleep these impulses are restricted to the stage of faint
nascent stirrings of motor activity which hardly betray themselves
externally. This difference, involving a great difference in the
possible practical consequences of the two conditions of natural and
hypnotic sleep, clearly serves to bring the latter condition nearer to
that of insanity than the former condition is brought. A strong
susceptibility to the hypnotic influence, such as Dr. Heidenhain
describes, might, indeed, easily prove a very serious want of
"adaptation of internal to external relations," whereas a tendency to
dreaming would hardly prove a maladaptation at all.