CONTAINING THE PRELIMINARY ARTICLES OF PERPETUAL PEACE BETWEEN STATES

1.—“No treaty of peace shall be regarded as valid, if made with the

secret reservation of material for a future war.”

For then it would be a mere truce, a mere suspension of hostilities,

not peace. A peace signifies the end of all hostilities and to attach

to it the epithet “eternal” is not only a verbal pleonasm, but

matter of suspicion. The causes of a future war existing, although

perhaps not yet known to the high contracting parties themselves, are

entirely annihilated by the conclusion of peace, however acutely

they may be ferreted out of documents in the public archives. There

may be a mental reservation of old claims to be thought out at a

future time, which are, none of them, mentioned at this stage,

because both parties are too much exhausted to continue the war,

while the evil intention remains of using the first favourable

opportunity for further hostilities. Diplomacy of this kind only

Jesuitical casuistry can justify: it is beneath the dignity of a

ruler, just as acquiescence in such processes of reasoning is beneath

the dignity of his minister, if one judges the facts as they really

are.[109]

[109] On the honourable interpretation of treaties, see Vattel

(_op. cit._, II. Ch. XVII., esp. §§ 263-296, 291). See also what

he says of the validity of treaties and the necessity for holding

them sacred (II. Ch. XII. §§ 157, 158: II. Ch. XV). [Tr.]

If, however, according to present enlightened ideas of political

wisdom, the true glory of a state lies in the uninterrupted

development of its power by every possible means, this judgment must

certainly strike one as scholastic and pedantic.

2.—“No state having an independent existence—whether it be great or

small—shall be acquired by another through inheritance, exchange,

purchase or donation.”[110]

[110] “Even the smoothest way,” says Hume, (_Of the Original

Contract_) “by which a nation may receive a foreign master, by

marriage or a will, is not extremely honourable for the people;

but supposes them to be disposed of, like a dowry or a legacy,

according to the pleasure or interest of their rulers.” [Tr.]

For a state is not a property (_patrimonium_), as may be the ground

on which its people are settled. It is a society of human beings

over whom no one but itself has the right to rule and to dispose.

Like the trunk of a tree, it has its own roots, and to graft it on

to another state is to do away with its existence as a moral person,

and to make of it a thing. Hence it is in contradiction to the idea

of the original contract without which no right over a people is

thinkable.[111] Everyone knows to what danger the bias in favour of

these modes of acquisition has brought Europe (in other parts of

the world it has never been known). The custom of marriage between

states, as if they were individuals, has survived even up to the most

recent times,[112] and is regarded partly as a new kind of industry

by which ascendency may be acquired through family alliances, without

any expenditure of strength; partly as a device for territorial

expansion. Moreover, the hiring out of the troops of one state to

another to fight against an enemy not at war with their native

country is to be reckoned in this connection; for the subjects are in

this way used and abused at will as personal property.

[111] An hereditary kingdom is not a state which can be inherited

by another state, but one whose sovereign power can be inherited

by another physical person. The state then acquires a ruler, not

the ruler as such (that is, as one already possessing another

realm) the state.

[112] This has been one of the causes of the extraordinary

admixture of races in the modern Austrian empire. Cf. the lines

of Matthias Corvinus of Hungary (quoted in Sir W. Stirling

Maxwell’s _Cloister Life of Charles the Fifth_, Ch. I., _note_):—

“Bella gerant alii, tu, felix Austria, nube!

Nam quae Mars aliis, dat tibi regna Venus.” [Tr.]

3.—“Standing armies (_miles perpetuus_) shall be abolished in course

of time.”

For they are always threatening other states with war by appearing

to be in constant readiness to fight. They incite the various states

to outrival one another in the number of their soldiers, and to this

number no limit can be set. Now, since owing to the sums devoted

to this purpose, peace at last becomes even more oppressive than a

short war, these standing armies are themselves the cause of wars of

aggression, undertaken in order to get rid of this burden. To which

we must add that the practice of hiring men to kill or to be killed

seems to imply a use of them as mere machines and instruments in the

hand of another (namely, the state) which cannot easily be reconciled

with the right of humanity in our own person.[113] The matter stands

quite differently in the case of voluntary periodical military

exercise on the part of citizens of the state, who thereby seek to

secure themselves and their country against attack from without.

[113] A Bulgarian Prince thus answered the Greek Emperor who

magnanimously offered to settle a quarrel with him, not by

shedding the blood of his subjects, but by a duel:—“A smith who

has tongs will not take the red-hot iron from the fire with his

hands.”

(This note is a-wanting in the second Edition of 1796. It is

repeated in Art. II., see p. 130.) [Tr.]

The accumulation of treasure in a state would in the same way be

regarded by other states as a menace of war, and might compel them to

anticipate this by striking the first blow. For of the three forces,

the power of arms, the power of alliance and the power of money, the

last might well become the most reliable instrument of war, did not

the difficulty of ascertaining the amount stand in the way.

4.—“No national debts shall be contracted in connection with the

external affairs of the state.”

This source of help is above suspicion, where assistance is sought

outside or within the state, on behalf of the economic administration

of the country (for instance, the improvement of the roads, the

settlement and support of new colonies, the establishment of

granaries to provide against seasons of scarcity, and so on). But,

as a common weapon used by the Powers against one another, a credit

system under which debts go on indefinitely increasing and are yet

always assured against immediate claims (because all the creditors

do not put in their claim at once) is a dangerous money power. This

ingenious invention of a commercial people in the present century

is, in other words, a treasure for the carrying on of war which may

exceed the treasures of all the other states taken together, and

can only be exhausted by a threatening deficiency in the taxes—an

event, however, which will long be kept off by the very briskness

of commerce resulting from the reaction of this system on industry

and trade. The ease, then, with which war may be waged, coupled with

the inclination of rulers towards it—an inclination which seems

to be implanted in human nature—is a great obstacle in the way of

perpetual peace. The prohibition of this system must be laid down as

a preliminary article of perpetual peace, all the more necessarily

because the final inevitable bankruptcy of the state in question

must involve in the loss many who are innocent; and this would be

a public injury to these states. Therefore other nations are at

least justified in uniting themselves against such an one and its

pretensions.

5.—“No state shall violently interfere with the constitution and

administration of another.”

For what can justify it in so doing? The scandal which is here

presented to the subjects of another state? The erring state can

much more serve as a warning by exemplifying the great evils which a

nation draws down on itself through its own lawlessness. Moreover,

the bad example which one free person gives another, (as _scandalum

acceptum_) does no injury to the latter. In this connection, it is

true, we cannot count the case of a state which has become split up

through internal corruption into two parts, each of them representing

by itself an individual state which lays claim to the whole. Here

the yielding of assistance to one faction could not be reckoned as

interference on the part of a foreign state with the constitution of

another, for here anarchy prevails. So long, however, as the inner

strife has not yet reached this stage the interference of other

powers would be a violation of the rights of an independent nation

which is only struggling with internal disease.[114] It would

therefore itself cause a scandal, and make the autonomy of all states

insecure.

[114] See Vattel: _Law of Nations_, II. Ch. IV. § 55. No

foreign power, he says, has a right to judge the conduct and

administration of any sovereign or oblige him to alter it. “If

he loads his subjects with taxes, or if he treats them with

severity, the nation alone is concerned; and no other is called

upon to offer redress for his behaviour, or oblige him to follow

more wise and equitable maxims.... But (_loc. cit._ § 56) when

the bands of the political society are broken, or at least

suspended, between the sovereign and his people, the contending

parties may then be considered at two distinct powers; and, since

they are both equally independent of all foreign authority,

nobody has a right to judge them. Either may be in the right; and

each of those who grant their assistance may imagine that he is

giving his support to the better cause.” [Tr.]

6.—“No state at war with another shall countenance such modes of

hostility as would make mutual confidence impossible in a subsequent

state of peace: such are the employment of assassins (_percussores_)

or of poisoners (_venefici_), breaches of capitulation, the

instigating and making use of treachery (_perduellio_) in the hostile

state.”

These are dishonourable stratagems. For some kind of confidence in

the disposition of the enemy must exist even in the midst of war,

as otherwise peace could not be concluded, and the hostilities

would pass into a war of extermination (_bellum internecinum_).

War, however, is only our wretched expedient of asserting a right

by force, an expedient adopted in the state of nature, where no

court of justice exists which could settle the matter in dispute. In

circumstances like these, neither of the two parties can be called

an unjust enemy, because this form of speech presupposes a legal

decision: the issue of the conflict—just as in the case of the

so-called judgments of God—decides on which side right is. Between

states, however, no punitive war (_bellum punitivum_) is thinkable,

because between them a relation of superior and inferior does not

exist. Whence it follows that a war of extermination, where the

process of annihilation would strike both parties at once and all

right as well, would bring about perpetual peace only in the great

graveyard of the human race. Such a war then, and therefore also the

use of all means which lead to it, must be absolutely forbidden.

That the methods just mentioned do inevitably lead to this result

is obvious from the fact that these infernal arts, already vile in

themselves, on coming into use, are not long confined to the sphere

of war. Take, for example, the use of spies (_uti exploratoribus_).

Here only the dishonesty of others is made use of; but vices such

as these, when once encouraged, cannot in the nature of things be

stamped out and would be carried over into the state of peace, where

their presence would be utterly destructive to the purpose of that

state.

Although the laws stated are, objectively regarded, (_i.e._ in so far

as they affect the action of rulers) purely prohibitive laws (_leges

prohibitivæ_), some of them (_leges strictæ_) are strictly valid

without regard to circumstances and urgently require to be enforced.

Such are Nos. 1, 5, 6. Others, again, (like Nos. 2, 3, 4) although

not indeed exceptions to the maxims of law, yet in respect of the

practical application of these maxims allow subjectively of a certain

latitude to suit particular circumstances. The enforcement of these

_leges latæ_ may be legitimately put off, so long as we do not lose

sight of the ends at which they aim. This purpose of reform does not

permit of the deferment of an act of restitution (as, for example,

the restoration to certain states of freedom of which they have been

deprived in the manner described in article 2) to an infinitely

distant date—as Augustus used to say, to the “Greek Kalends”, a day

that will never come. This would be to sanction non-restitution.

Delay is permitted only with the intention that restitution should

not be made too precipitately and so defeat the purpose we have

in view. For the prohibition refers here only to the _mode of

acquisition_ which is to be no longer valid, and not to the _fact of

possession_ which, although indeed it has not the necessary title of

right, yet at the time of so-called acquisition was held legal by all

states, in accordance with the public opinion of the time.[115]

[115] It has been hitherto doubted, not without reason, whether

there can be laws of permission (_leges permissivæ_) of pure

reason as well as commands (_leges præceptivæ_) and prohibitions

(_leges prohibitivæ_). For law in general has a basis of

objective practical necessity: permission, on the other hand, is

based upon the contingency of certain actions in practice. It

follows that a law of permission would enforce what cannot be

enforced; and this would involve a contradiction, if the object

of the law should be the same in both cases. Here, however,

in the present case of a law of permission, the presupposed

prohibition is aimed merely at the future manner of acquisition

of a right—for example, acquisition through inheritance: the

exemption from this prohibition (_i.e._ the permission) refers

to the present state of possession. In the transition from a

state of nature to the civil state, this holding of property can

continue as a _bona fide_, if usurpatory, ownership, under the

new social conditions, in accordance with a permission of the Law

of Nature. Ownership of this kind, as soon as its true nature

becomes known, is seen to be mere nominal possession (_possessio

putativa_) sanctioned by opinion and customs in a natural state

of society. After the transition stage is passed, such modes of

acquisition are likewise forbidden in the subsequently evolved

civil state: and this power to remain in possession would not

be admitted if the supposed acquisition had taken place in the

civilized community. It would be bound to come to an end as an

injury to the right of others, the moment its illegality became

patent.

I have wished here only by the way to draw the attention of

teachers of the Law of Nature to the idea of a _lex permissiva_

which presents itself spontaneously in any system of rational

classification. I do so chiefly because use is often made of

this concept in civil law with reference to statutes; with this

difference, that the law of prohibition stands alone by itself,

while permission is not, as it ought to be, introduced into that

law as a limiting clause, but is thrown among the exceptions.

Thus “this or that is forbidden”,—say, Nos. 1, 2, 3, and so on

in an infinite progression,—while permissions are only added to

the law incidentally: they are not reached by the application of

some principle, but only by groping about among cases which have

actually occurred. Were this not so, qualifications would have

had to be brought into the formula of laws of prohibition which

would have immediately transformed them into laws of permission.

Count von Windischgrätz, a man whose wisdom was equal to his

discrimination, urged this very point in the form of a question

propounded by him for a prize essay. One must therefore regret

that this ingenious problem has been so soon neglected and left

unsolved. For the possibility of a formula similar to those of

mathematics is the sole real test of a legislation that would be

consistent. Without this, the so-called _jus certum_ will remain

forever a mere pious wish: we can have only general laws valid

on the whole; no general laws possessing the universal validity

which the concept law seems to demand.

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