CHAPTER V.

THE MENTAL PHENOMENA OF ANIMALS.

In the course of the preceding chapters, attention has been more than

once called to the fact, that the elements of consciousness and the

operations of the mental faculties, under discussion, exist

independently of and antecedent to, the existence of language.

If any weight is to be attached to arguments from analogy, there is

overwhelming evidence in favour of the belief that children, before they

can speak, and deaf mutes, possess the feelings to which those who have

acquired the faculty of speech apply the name of sensations; that they

have the feelings of relation; that trains of ideas pass through their

minds; that generic ideas are formed from specific ones; and, that among

these, ideas of memory and expectation occupy a most important place,

inasmuch as, in their quality of potential beliefs, they furnish the

grounds of action. This conclusion, in truth, is one of those which,

though they cannot be demonstrated, are never doubted; and, since it is

highly probable and cannot be disproved, we are quite safe in accepting

it, as, at any rate, a good working hypothesis.

But, if we accept it, we must extend it to a much wider assemblage of

living beings. Whatever cogency is attached to the arguments in favour

of the occurrence of all the fundamental phenomena of mind in young

children and deaf mutes, an equal force must be allowed to appertain to

those which may be adduced to prove that the higher animals have minds.

We must admit that Hume does not express himself too strongly when he

says--

"no truth appears to me more evident, than that the beasts are

endowed with thought and reason as well as men. The arguments are

in this case so obvious, that they never escape the most stupid and

ignorant."--(I. p. 232.)

In fact, this is one of the few cases in which the conviction which

forces itself upon the stupid and the ignorant, is fortified by the

reasonings of the intelligent, and has its foundation deepened by every

increase of knowledge. It is not merely that the observation of the

actions of animals almost irresistibly suggests the attribution to them

of mental states, such as those which accompany corresponding actions in

men. The minute comparison which has been instituted by anatomists and

physiologists between the organs which we know to constitute the

apparatus of thought in man, and the corresponding organs in brutes, has

demonstrated the existence of the closest similarity between the two,

not only in structure, as far as the microscope will carry us, but in

function, as far as functions are determinable by experiment. There is

no question in the mind of any one acquainted with the facts that, so

far as observation and experiment can take us, the structure and the

functions of the nervous system are fundamentally the same in an ape, or

in a dog, and in a man. And the suggestion that we must stop at the

exact point at which direct proof fails us; and refuse to believe that

the similarity which extends so far stretches yet further, is no better

than a quibble. Robinson Crusoe did not feel bound to conclude, from the

single human footprint which he saw in the sand, that the maker of the

impression had only one leg.

Structure for structure, down to the minutest microscopical details, the

eye, the ear, the olfactory organs, the nerves, the spinal cord, the

brain of an ape, or of a dog, correspond with the same organs in the

human subject. Cut a nerve, and the evidence of paralysis, or of

insensibility, is the same in the two cases; apply pressure to the

brain, or administer a narcotic, and the signs of intelligence disappear

in the one as in the other. Whatever reason we have for believing that

the changes which take place in the normal cerebral substance of man

give rise to states of consciousness, the same reason exists for the

belief that the modes of motion of the cerebral substance of an ape, or

of a dog, produce like effects.

A dog acts as if he had all the different kinds of impressions of

sensation of which each of us is cognisant. Moreover, he governs his

movements exactly as if he had the feelings of distance, form,

succession, likeness, and unlikeness, with which we are familiar, or as

if the impressions of relation were generated in his mind as they are in

our own. Sleeping dogs frequently appear to dream. If they do, it must

be admitted that ideation goes on in them while they are asleep; and, in

that case, there is no reason to doubt that they are conscious of trains

of ideas in their waking state. Further, that dogs, if they possess

ideas at all, have memories and expectations, and those potential

beliefs of which these states are the foundation, can hardly be doubted

by any one who is conversant with their ways. Finally, there would

appear to be no valid argument against the supposition that dogs form

generic ideas of sensible objects. One of the most curious peculiarities

of the dog mind is its inherent snobbishness, shown by the regard paid

to external respectability. The dog who barks furiously at a beggar will

let a well-dressed man pass him without opposition. Has he not then a

"generic idea" of rags and dirt associated with the idea of aversion,

and that of sleek broadcloth associated with the idea of liking?

In short, it seems hard to assign any good reason for denying to the

higher animals any mental state, or process, in which the employment of

the vocal or visual symbols of which language is composed is not

involved; and comparative psychology confirms the position in relation

to the rest of the animal world assigned to man by comparative anatomy.

As comparative anatomy is easily able to show that, physically, man is

but the last term of a long series of forms, which lead, by slow

gradations, from the highest mammal to the almost formless speck of

living protoplasm, which lies on the shadowy boundary between animal and

vegetable life; so, comparative psychology, though but a young science,

and far short of her elder sister's growth, points to the same

conclusion.

In the absence of a distinct nervous system, we have no right to look

for its product, consciousness; and, even in those forms of animal life

in which the nervous apparatus has reached no higher degree of

development, than that exhibited by the system of the spinal cord and

the foundation of the brain in ourselves, the argument from analogy

leaves the assumption of the existence of any form of consciousness

unsupported. With the super-addition of a nervous apparatus

corresponding with the cerebrum in ourselves, it is allowable to suppose

the appearance of the simplest states of consciousness, or the

sensations; and it is conceivable that these may at first exist, without

any power of reproducing them, as memories; and, consequently, without

ideation. Still higher, an apparatus of correlation may be superadded,

until, as all these organs become more developed, the condition of the

highest speechless animals is attained.

It is a remarkable example of Hume's sagacity that he perceived the

importance of a branch of science which, even now, can hardly be said to

exist; and that, in a remarkable passage, he sketches in bold outlines

the chief features of comparative psychology.

" ... any theory, by which we explain the operations of the

understanding, or the origin and connexion of the passions in man,

will acquire additional authority if we find that the same theory

is requisite to explain the same phenomena in all other animals. We

shall make trial of this with regard to the hypothesis by which we

have, in the foregoing discourse, endeavoured to account for all

experimental reasonings; and it is hoped that this new point of

view will serve to confirm all our former observations.

"_First_, it seems evident that animals, as well as men, learn many

things from experience, and infer that the same events will always

follow from the same causes. By this principle they become

acquainted with the more obvious properties of external objects,

and gradually, from their birth, treasure up a knowledge of the

nature of fire, water, earth, stones, heights, depths, &c., and of

the effects which result from their operation. The ignorance and

inexperience of the young are here plainly distinguishable from the

cunning and sagacity of the old, who have learned, by long

observation, to avoid what hurt them, and pursue what gave ease or

pleasure. A horse that has been accustomed to the field, becomes

acquainted with the proper height which he can leap, and will never

attempt what exceeds his force and ability. An old greyhound will

trust the more fatiguing part of the chase to the younger, and will

place himself so as to meet the hare in her doubles; nor are the

conjectures which he forms on this occasion founded on anything but

his observation and experience.

"This is still more evident from the effects of discipline and

education on animals, who, by the proper application of rewards and

punishments, may be taught any course of action, the most contrary

to their natural instincts and propensities. Is it not experience

which renders a dog apprehensive of pain when you menace him, or

lift up the whip to beat him? Is it not even experience which makes

him answer to his name, and infer from such an arbitrary sound that

you mean him rather than any of his fellows, and intend to call

him, when you pronounce it in a certain manner and with a certain

tone and accent?

"In all these cases we may observe that the animal infers some fact

beyond what immediately strikes his senses; and that this inference

is altogether founded on past experience, while the creature

expects from the present object the same consequences which it has

always found in its observation to result from similar objects.

"_Secondly_, it is impossible that this inference of the animal can

be founded on any process of argument or reasoning, by which he

concludes that like events must follow like objects, and that the

course of nature will always be regular in its operations. For if

there be in reality any arguments of this nature they surely lie

too abstruse for the observation of such imperfect understandings;

since it may well employ the utmost care and attention of a

philosophic genius to discover and observe them. Animals therefore

are not guided in these inferences by reasoning; neither are

children; neither are the generality of mankind in their ordinary

actions and conclusions; neither are philosophers themselves, who,

in all the active parts of life, are in the main the same as the

vulgar, and are governed by the same maxims. Nature must have

provided some other principle, of more ready and more general use

and application; nor can an operation of such immense consequence

in life as that of inferring effects from causes, be trusted to the

uncertain process of reasoning and argumentation. Were this

doubtful with regard to men, it seems to admit of no question with

regard to the brute creation; and the conclusion being once firmly

established in the one, we have a strong presumption, from all the

rules of analogy, that it ought to be universally admitted, without

any exception or reserve. It is custom alone which engages animals,

from every object that strikes their senses, to infer its usual

attendant, and carries their imagination from the appearance of the

one to conceive the other, in that particular manner which we

denominate _belief_. No other explication can be given of this

operation in all the higher as well as lower classes of sensitive

beings which fall under our notice and observation."--(IV. pp.

122-4.)

It will be observed that Hume appears to contrast the "inference of the

animal" with the "process of argument or reasoning in man." But it would

be a complete misapprehension of his intention, if we were to suppose,

that he thereby means to imply that there is any real difference between

the two processes. The "inference of the animal" is a potential belief

of expectation; the process of argument, or reasoning, in man is based

upon potential beliefs of expectation, which are formed in the man

exactly in the same way as in the animal. But, in men endowed with

speech, the mental state which constitutes the potential belief is

represented by a verbal proposition, and thus becomes what all the world

recognises as a belief. The fallacy which Hume combats is, that the

proposition, or verbal representative of a belief, has come to be

regarded as a reality, instead of as the mere symbol which it really is;

and that reasoning, or logic, which deals with nothing but propositions,

is supposed to be necessary in order to validate the natural fact

symbolised by those propositions. It is a fallacy similar to that of

supposing that money is the foundation of wealth, whereas it is only the

wholly unessential symbol of property.

In the passage which immediately follows that just quoted, Hume makes

admissions which might be turned to serious account against some of his

own doctrines.

"But though animals learn many parts of their knowledge from

observation, there are also many parts of it which they derive from

the original hand of Nature, which much exceed the share of

capacity they possess on ordinary occasions, and in which they

improve, little or nothing, by the longest practice and experience.

These we denominate INSTINCTS, and are so apt to admire as

something very extraordinary and inexplicable by all the

disquisitions of human understanding. But our wonder will perhaps

cease or diminish when we consider that the experimental reasoning

itself, which we possess in common with beasts, and on which the

whole conduct of life depends, is nothing but a species of instinct

or mechanical power, that acts in us unknown to ourselves, and in

its chief operations is not directed by any such relations or

comparison of ideas as are the proper objects of our intellectual

faculties.

"Though the instinct be different, yet still it is an instinct

which teaches a man to avoid the fire, as much as that which

teaches a bird, with such exactness, the art of incubation and the

whole economy and order of its nursery."--(IV. pp. 125, 126.)

The parallel here drawn between the "avoidance of a fire" by a man and

the incubatory instinct of a bird is inexact. The man avoids fire when

he has had experience of the pain produced by burning; but the bird

incubates the first time it lays eggs, and therefore before it has had

any experience of incubation. For the comparison to be admissible, it

would be necessary that a man should avoid fire the first time he saw

it, which is notoriously not the case.

The term "instinct" is very vague and ill-defined. It is commonly

employed to denote any action, or even feeling, which is not dictated by

conscious reasoning, whether it is, or is not, the result of previous

experience. It is "instinct" which leads a chicken just hatched to pick

up a grain of corn; parental love is said to be "instinctive"; the

drowning man who catches at a straw does it "instinctively"; and the

hand that accidentally touches something hot is drawn back by

"instinct." Thus "instinct" is made to cover everything from a simple

reflex movement, in which the organ of consciousness need not be at all

implicated, up to a complex combination of acts directed towards a

definite end and accompanied by intense consciousness.

But this loose employment of the term "instinct" really accords with the

nature of the thing; for it is wholly impossible to draw any line of

demarcation between reflex actions and instincts. If a frog, on the

flank of which a little drop of acid has been placed, rubs it off with

the foot of the same side; and, if that foot be held, performs the same

operation, at the cost of much effort, with the other foot, it certainly

displays a curious instinct. But it is no less true that the whole

operation is a reflex operation of the spinal cord, which can be

performed quite as well when the brain is destroyed; and between which

and simple reflex actions there is a complete series of gradations. In

like manner, when an infant takes the breast, it is impossible to say

whether the action should be rather termed instinctive or reflex.

What are usually called the instincts of animals are, however, acts of

such a nature that, if they were performed by men, they would involve

the generation of a series of ideas and of inferences from them; and it

is a curious, and apparently an insoluble, problem whether they are, or

are not, accompanied by cerebral changes of the same nature as those

which give rise to ideas and inferences in ourselves. When a chicken

picks up a grain, for example, are there, firstly, certain sensations,

accompanied by the feeling of relation between the grain and its own

body; secondly, a desire of the grain; thirdly, a volition to seize it?

Or, are only the sensational terms of the series actually represented in

consciousness?

The latter seems the more probable opinion, though it must be admitted

that the other alternative is possible. But, in this case, the series of

mental states which occurs is such as would be represented in language

by a series of propositions, and would afford proof positive of the

existence of innate ideas, in the Cartesian sense. Indeed, a

metaphysical fowl, brooding over the mental operations of his

fully-fledged consciousness, might appeal to the fact as proof that, in

the very first action of his life, he assumed the existence of the Ego

and the non-Ego, and of a relation between the two.

In all seriousness, if the existence of instincts be granted, the

possibility of the existence of innate ideas, in the most extended sense

ever imagined by Descartes, must also be admitted. In fact, Descartes,

as we have soon, illustrates what he means by an innate idea, by the

analogy of hereditary diseases or hereditary mental peculiarities, such

as generosity. On the other hand, hereditary mental tendencies may

justly be termed instincts; and still more appropriately might those

special proclivities, which constitute what we call genius, come into

the same category.

The child who is impelled to draw as soon as it can hold a pencil; the

Mozart who breaks out into music as early; the boy Bidder who worked out

the most complicated sums without learning arithmetic; the boy Pascal

who evolved Euclid out of his own consciousness: all these may be said

to have been impelled by instinct, as much as are the beaver and the

bee. And the man of genius, is distinct in kind from the man of

cleverness, by reason of the working within him of strong innate

tendencies--which cultivation may improve, but which it can no more

create, than horticulture can make thistles bear figs. The analogy

between a musical instrument and the mind holds good here also. Art and

industry may get much music, of a sort, out of a penny whistle; but,

when all is done, it has no chance against an organ. The innate musical

potentialities of the two are infinitely different.

Hume (English Men of Letters Series) · 第 5 / 11 章