CHAPTER III

CONCEPTIONS OF _VOLK_ AS GATHERED FROM HERDER’S COLLECTION OF VOLKSLIEDER

That Herder’s conception of that group of people which he calls _Volk_

bears relationship to a certain genre of poetry is implied in the fact

that he first coined the word _Volkslied_:

“_Volkslied_, n. von Herder, August, 1771 geprägt.” F. L. K.

Weigand, _Deutsches Wörterbuch_, Giessen; Verlag von Alfred

Töpelmann, 1909.

“_Volkslied_ zuerst von Herder.” M. Heyne, _Deutsches

Wörterbuch_, Leipzig; Verlag von S. Hirzel, 1895.

Herder himself has made a collection of specimens of this peculiar

type of song. According to his own statements these poems bear the

distinguishing marks of that sort of people which he has in mind as being

distinctively _Volk_. In his essay, _Ähnlichkeit der mittlern englischen

und deutschen Dichtkunst_, he says:

Alle unpolizirte Völker singen und handeln; was sie handeln

singen sie und singen Abhandlung. Ihre Gesänge sind das Archiv

des Volks der Schatz ihrer Wissenschaft und Religion ihrer

Theogonie und Kosmogenien der Thaten ihrer Väter und der

Begebenheiten ihrer Geschichte, Abdruck ihres Herzens, Bild

ihres häuslichen Lebens in Freude und Leid, beim Brautbett und

Grabe.

Herder’s collections are from national bodies of people. We ought to find

among these groups of songs common factors which would not be found as

such in that body of poetry which Herder excludes as not being _Volk_

songs.

Further, we should be able to reduce these common factors to lowest terms

which would embody some interpretation of Herder’s conception of _Volk_:

“Das sind einmal alte Nationalstücke die das Volk singt, und sang, woraus

man also die Denkart des Volks, ihre Sprache der Empfindung kennen

lernet.”

VOLK SONGS COLLECTED BY HERDER

DANISH—FOUR PIECES

Content—themes: love, marriage, fairy tales.

Form—rhythm and rhyme marked; often irregular.

Method of appeal—concrete.

GERMAN—SIXTY-TWO PIECES

Content—themes: love, war, religion, dance, court life, rural

life, fairy tales, domestic life.

Form—rhythm and rhyme marked; often irregular.

Method of appeal—concrete pictures; abstract thinking.

ENGLISH AND SCOTCH—THREE PIECES

Content—themes: love, war, religion, domestic life, idyllic

scenes, court life, vengeance, ghost and fairy tales.

Form—marked rhyme and rhythm; blank verse, irregular rhyme and

rhythm.

Method of appeal—concrete pictures; abstract thinking; deep

reflecting; dramatic presentations.

ESTHONIAN—FIVE PIECES

Content—themes: love, war, marriage, tyranny.

Form—marked rhythm and rhyme.

Method of appeal—somewhat concrete.

FRENCH—THIRTEEN PIECES

Content—themes: love, idyllic scenes, court life, domestic

life, phenomena of nature, classic mythology.

Form—marked rhyme and rhythm.

Method of appeal—concrete pictures, abstract thinking.

GALLIC (OSSIAN)—SIX PIECES

Content—themes: love, war, religion, death, personified nature.

Form—little rhyme, rhythm often marked but irregular.

Method of appeal—concrete, vivid visual and auditory pictures,

dramatic presentations.

GREEK—SEVEN PIECES

Content—themes: friendship, freedom, marriage, love.

Form—rhyme and rhythm, sometimes irregular.

Method of appeal—direct and concrete.

GREENLAND—ONE PIECE

Content—theme: death.

Form—parallelism.

Methods of appeal—concrete.

ITALIAN—FIVE PIECES

Content—theme: hope, care, springtime, love.

Form—rhythm regular.

Method of appeal—concrete and abstract.

LAPLAND—TWO PIECES

Content—theme: love for animals, love.

Form—rhythm regular.

Method of appeal—concrete.

LATIN—SIX PIECES

Content—theme: temptation, marriage, religion.

Form—rhythm, rhyme, sometimes irregular.

Method of appeal—concrete, abstract.

LETTIC—FIVE PIECES

Content—theme: love, marriage, springtime, lordship.

Form—rhythm and rhyme.

Method of appeal—concrete.

LITHUANIAN—NINE PIECES

Content—love, marriage, war, idyllic scenes, fairy tales.

Form—rhythm, rhyme, often irregular.

Method of appeal—concrete pictures, abstract thinking.

SKALDIC—TEN PIECES

Content—themes: mythology, battle.

Form—rhythm is regular.

Method of appeal—concrete, rugged.

PERUVIAN—TWO PIECES

Content—theme: mythological, love.

Form—rhyme irregular, rhythm.

Method of appeal—somewhat concrete.

SPANISH—THIRTY-FOUR PIECES

Content—themes: love, war, religion, court and city life.

Form—rhyme and rhythm quite regular.

Method of appeal—moralizing and abstract thinking. Few concrete

pictures.

This investigation of these poems leads to the following: Each group of

poems embodies an expression of personality, individuality which grows

out of peculiar environment; not merely physical environment, but also

social, political, and religious environment. Each, either in content,

form, or in its method of appeal, sometimes in all three, bears traces of

the milieu out of which it sprung.

The notes of waning glory and ancestral lament of Ossian gain their

character from a different period in the life of the nation from that

recorded in the Moorish battle songs in the Spanish collection.

The ruggedness of the Skaldic poetry bespeaks a roughness in climate and

scenery not to be found in the French poems.

The mythology of the Scotch Highlanders and of the Norsemen, depicted in

their poetry, is different indeed from the Mohammedanism of which the

Spanish pieces speak.

The English and German songs which are characterized by Christian customs

are colored neither by Mohammedanism, Gallic, nor Classic mythology. The

deep reflective moods of the Shakespeare specimens grew out of a social

and intellectual environment entirely the opposite of that in which the

concrete and vivid pictures of many of Percy’s Reliques had their birth.

In all this difference, the common feature is that individuality

is expressed. Individual traits appear within each group. Racial

consciousness distinguishes one group from the other.

Now personality and individuality are corner stones in Herder’s system of

thought. His discussion of Lessing’s “Laokoon” sets forth the principle

that true art will be characterized by these.[9]

Herder’s philosophy is also emphatic in showing that all art is shaped by

the environment out of which it grew. The essays “Shakespeare,” “Homer

und Ossian,” and “Vom Geist der Ebräischen Poesie” are replete with such

thought.

The art of every nation then will bear national imprint. The national

stamp, this expression of personality and individuality, both products of

various kinds of environment, belongs to Herder’s conception of _Volk_

wherever the idea is identical with that of nation or race.

Now the preceding chapter has shown that however often Herder uses the

term as synonymous with nation or race, he has also a distinctive and a

sort of esoteric use.

The evidence that poetry has been shaped by environment and expresses

the individual consciousness of a group of people cannot be taken as

conclusive evidence that the group from which it emanated belongs

to Herder’s _Volk_ of the specific type, for Herder excludes from

the category of _Volkslieder_ that poetry which bears the imprint of

scholastic and pedantic cultural milieu to the extent that certain

primitive traits find no expression.

Another common factor, then, must be sought which is distinctive of

people in this more restricted sense.

The way in which the material is presented is what I have called in

my analysis of the pieces “the method of appeal.” There is no common

basis on which we can place the specimens viewing them from this side.

Many of them present vivid visual and auditory pictures. Many others

are marked by abstract thinking or sober reflection. Some are dramatic

presentations, others are simple descriptions. Some are cold moralizing;

others expressions of strong emotions.

All of these selections are in some kind of rhythmic form. It may be

parallelism, rhythmical blank verse, or marked feet and rhyme. But we

cannot make use of this as a very definite factor, since many specimens

are translations which cannot preserve the original exactly. However, we

have in the original the English and Scotch, the Ossian and the German

collections. All of these present a form of rhythm which is usually so

irregular that it would not meet the demands for measured feet, verses,

and rhyme to be found in the highly polished and formal poetry. Now in

his discussion of rhythmic forms in poetry Herder indicates that the

human love for rhythm has its foundations in the physiological processes

and symmetry of the body: _Der Pulsschlag der Natur, dies Athemholen der

Empfindung ist in allen Reden des Affekts ... in der Poesie ... die doch

eigentlich Rede des Affekts seyn soll_.

The people who produced this poetry, then, were close to nature in their

forms of rhythmical speech.

The content of these poems remains to be considered.

Among the Esthonian pieces is a little love song which Herder has heard

the harvesters sing at work. It is idyllic in setting. Thoughts of love

are all-abounding. Happiness amidst rural scenes is common among all

nations.

“König Ludwig” is an Old High German battle song which interweaves

thoughts of God and religion; subjects which never cease to engage the

attention of mankind.

_Wiegenlied einer unglücklichen Mutter_, a Scotch mother’s song of

unfaithful love; the poem has a setting in domestic life. _Litthauische

Daina_—song of the departure of a young bride who goes to her new home;

domestic life and custom are the themes. There is sadness at leaving the

home of her girlhood.

These embody expressions of common, human feelings.

A number of the Spanish songs have their scenes laid in the city and at

court; but they sing of love, vengeance, and jealousy—all of which are

intensely human.

_Erlkönigs Tochter_, is a Danish piece which sings of elves. Thoughts of

the supernatural are among all mankind.

_Frühlingslied_, is an Italian piece which rejoices at the coming of

the flowers and birds and the budding of the trees. This season always

awakens human happiness.

_Röschen auf der Heide_ presents personified nature. Such personification

is among all men.

_Totenlied_ comes from Greenland. All peoples bemoan and eulogize their

dead in song.

_Tanzlied_ is German. Nearly every collection has pieces which present

the rhythm and joyous emotions of the dance. This kind of pleasure is

common among all races.

The songs from Ossian tell of departed ancestors and heroes. The

sentiment expressed is universal.

From Shakespeare appears such things as Hamlet’s _Probe einer

schauderhaften Metaphysik über Tod und Leben_.

_Macbeths schreckliche Dolchscene_; is there any human breast in which

the sentiments involved in these deep reflections have not sometimes

found a place?

Now it is what Herder himself says in introducing these selections from

Shakespeare which justifies us in making the content, the theme of his

whole collection of _Volk_ songs, the common ground upon which they all

meet.

“In Shakespear gibts von jeder kleinen Nuance der menschlichen

Denkart und Stimme Proben oder vielmehr lebende Naturartungen:

und so fange das berühmte Selbstgespräch Hamlets an, was man

schon Prosaisch in unsrer Sprache hat.”

Herder’s collection of _Volk_ poetry embraces as themes: love, war,

religion, domestic life, idyllic scenes, vengeance, court life, ghost

tales, fairy tales, marriage, mythology, phenomena of nature, death,

personified nature, freedom, the dance, the seasons, and hero and

ancestral veneration.

These embody sentiments universal among mankind; feelings which are

fundamental in the human breast; thoughts which are innate in humanity.

That which is universal, fundamental, and innate is natural. These songs

find a response among the people from whom they arose because these

people are products of unhampered nature. Both rhythm and content lead

to this conclusion according to Herder’s conception. _Volk_ as seen

from this angle, then, are either a primitive people or a group within

a people representing advanced stages of civilization, which group has

still retained the methods of thinking, the feelings, the modes of

expression, and the tastes of primitive people.

We get from Herder’s collection of _Volkslieder_, then, two conceptions

of _Volk_: (1) _Volk_, a collective personality resulting from the

development of individual consciousness into community individuality and

consciousness; (2) _Volk_, a primitive people or, within a civilized

nation, a section, which has maintained certain natural fundamental and

primitive characteristics.

Herder's conception of "das Volk" · 第 3 / 7 章