But the charge of betraying goodfellowship leaves Sinclair Lewis

unconcerned. His satire knows no compunctions. An irreverent soul, he

dares the wrath not only of George F. Babbitt, but of the innumerable

clubs to which Babbitt belongs. A buoyant scoffer, he does not permit

even the organized wrath of the Chamber of Commerce to disturb his

equanimity. He provokes respectable people on principle, and he has

laid a devilish plan to work systematically through our sacred American

decalogue, smashing one commandment after another. Already behind him

is strewn a sorry wreckage of established creeds and authoritative

slogans--a wreckage that delights the wicked and gives aid and comfort

to all evil-wishers in our comfortable and excellent society. Not even

a banker is sacred to him. Rotarians and Kiwanians, Billy Sundays and

Billy Bryans, voluble Congressmen and silent Presidents, even our

venerable Constitution itself, he scoffs at and makes merry over. And

to add insult to injury, he prospers in his sins. His calculating

wickedness returns him a fattening bank account. His impudent satires

sell like bargain-counter silk stockings. We pay handsomely to see

ourselves most unhandsomely depicted. If we would only take a lesson

from the strategy of the heathen Chinese, we might boycott Mr. Lewis’s

wares and reduce him to the beggary that is more becoming to wickedness

than a wanton prosperity. But a Christian people will not go to school

to the heathen, and so Mr. Lewis prospers in his wickedness and waxes

vulgarly rich.

Now what is the tremendous discovery that Sinclair Lewis makes so

much of, and that we pay so great a price to learn? It is no other

than this: that the goodly United States of America are peopled by a

mighty herd, which like those earlier herds that rumbled about the

plains, drives foolishly in whatever direction their noses point--a

herd endowed with tremendous blind power, with big bull leaders, but

with minds rarely above their bellies and their dams. In the mass and

at their own romantic rating they are distinctly imposing--big-necked,

red-blooded, lusty, with glossy coats got from rich feeding-grounds,

and with a herd power that sweeps majestically onward in a cloud of

dust of its own raising, veritable lords and masters of a continent.

But considered more critically and resolved into individual members,

they appear to the realist somewhat stupid, feeble in brain and will,

stuffed with conceit of their own excellence, esteeming themselves the

great end for which creation has been in travail, the finest handiwork

of the Most High who spread the plains for their feeding-grounds: with

a vast respect for totems and fetishes; purveyors and victims of the

mysterious thing called Bunk, who valiantly horn to death any audacious

heretic who may suggest that rumbling about the plains, filling their

bellies, bellowing sacred slogans, and cornering the lushest grass, are

scarcely adequate objectives for such immense power: a vast middleman

herd, that dominates the continent, but cannot reduce it to order or

decency.

Consider, suggests Mr. Lewis, what this rumbling herd signifies in

the light of rational and humane ideals. What sort of custodians of

civilization are these lumbering mobsters with their back-slappings and

bellowings? What becomes of the good life in a society that flowers in

Rotarian conventions? The banker has reduced America to the level of a

banker’s Utopia, and now bids us admire his handiwork. Other societies,

aristocratic and feudal, honored the priest and knight and artist above

the usurer and tradesman; other generations professed to serve truth

and beauty and godliness in their daily lives; but the great American

herd cares nothing for such things. In the name of democracy priest

and knight and artist are turned lackeys to merchants and realtors, to

men who would not recognize faith or chivalry or imagination if they

met them on the golf course, and who understand democracy as little as

they understand Christianity. In this land of material abundance the

good life is reduced to being measured in commissions and percentages;

civilization comes to flower in the broker; the mahogany desk is the

altar at which we sacrifice in a land of triumphant materialism. “God

help the country,” said Fenimore Cooper, years ago when the herd was

small, “that has only commercial towns for its capitals.” “Such a

country is past helping,” retorts Sinclair Lewis. “God cannot help

it, or the Devil. In the name of George F. Babbitt and Dr. Almus

Pickerbaugh and the Reverend Elmer Gantry, what can be expected of such

a country? A people that worships the great god Bunk shall have its

reward!”

To prove his amiable thesis Mr. Lewis has been at enormous pains to

gather his materials at their sources. He has taken upon himself to

become a specialist in depicting the _genus Americanus_. He has loafed

along Main Street, played poker in back rooms with wicked young men,

drunk in respectable clubs, and exchanged hearty back-slappings with

the sons of Rotary. He has devoted days to the smoking-compartments of

Pullmans, garnering the ripest wisdom and choicest stories of traveling

salesmen. He has listened to philosophic brokers discourse on ethics,

studied political and constitutional theory with realtors, learned

all about Bolshevism from presidents of Chambers of Commerce, been

instructed in the elements of economics by Republican Congressmen,

discovered the fallacies in Darwinian evolution from clerical

fundamentalists and the superiority of Fascism over democracy from

the greatest captains of industry. No field of American experience

has escaped his minute investigation, no authority has eluded his

catechizing. In the course of his studies he has come to master the

lusty American language in its subtlest shades and manliest _nuances_,

from the comic supplement to Dunn and Bradstreet, and he talks easily

with Main Street in its own vernacular. His rich and copious vocabulary

fills a commonplace scholar with envy, and his ebullient slang, his

easy slovenliness of enunciation, inflict on the simple-minded user of

the King’s English a hopeless inferiority complex.

Thus amply equipped with all the resources of scholarship, he has

written four learned treatises in exemplification of the thesis that

the _genus Americanus_ is cousin-german to the scoffing Mr. Mencken’s

lately discovered _boobus Americanus_. The introductory study,

_Main Street_, provided a comprehensive background and setting for

the full-length portraits he was to draw later. Gopher Prairie,

situated in the heart of agricultural America--in Meredith Nicholson’s

Valley of Democracy where the old-fashioned, kindly, neighborly,

wholesome, democratic virtues are presumed to thrive in a congenial

habitat--becomes in his unsympathetic analysis a place that William

Allen White would not recognize as his home town. Here, he tells us, is

respectability made sluggish and sterile. Here is “slavery self-sought

and self-defended.” Here is “dullness made God.” Here, diluted and

spread over a vast territory, the spirit of Babbitt has erupted

in cheap and pretentious county-seats, parasites on the producing

hinterland over whose politics and credit and morals Main Street

tradesmen have set up a strict custodianship--futile and complacent and

drab, mere echoes of the greater cities that lie on the horizon and to

which the sons of Main Street turn for light and guidance.

It is these greater cities that constitute the true capitals of our

red-blooded Americans who proclaim themselves “the greatest race in

the world”--fruitful centers from which radiates the philosophy of

pep, punch, and progress for the upbuilding and enlightenment of the

world. Of these centers the hustling and mighty Zenith is the wonder

and admiration of all right-minded citizens; it is the brightest and

bloomiest sunflower of the great American garden. And in Zenith dwells

George F. Babbitt, realtor, Sinclair Lewis’s full-length portrait of

a hero sprung from the loins of America, the completest embodiment of

the triumphant American genius that is conquering the earth. Babbitt as

an upstanding he-member of the great herd is a marvel, the apotheosis

of the regnant middle class, the finished product of our snappy

civilization. Other lands, no doubt, have produced men accounted great.

Plato and Saul of Tarsus, St. Francis and Leonardo, Pascal and Galileo

and Hegel, were no doubt esteemed in their own times and by their own

cities; but Zenith does not go in for out-of-date merchandise; it is

up-to-the-minute and it specialized in George F. Babbitts. And so when

the Reverend Elmer Gantry rises to influence in Gopher Prairie, he is

called to Zenith as its spiritual counselor, and becomes the custodian

of the Zenith moralities, the apostle of Zenith Bunk, the devotee

of the Zenith Mumbo Jumbo. And through Zenith passes also Martin

Arrowsmith the rebel, the perverse outlandish scientist who refuses

to worship Mumbo Jumbo, on his solitary way to discover reality in a

world of Zenith chicanery. Babbitt, Gantry, Arrowsmith--these are the

figures that Sinclair Lewis comes upon in his exploration of the land

of the free and the home of the brave. A somewhat curious showing at

the best.

So slashing an attack upon our common creed and practice has naturally

aroused vigorous protest. Human nature does not like to have its idols

assailed; even the devotees of Mumbo Jumbo will defend their god

against the heretics; and Sinclair Lewis has become the target for

many a shaft. The critics have pressed home their counter attack with

ardor. They insist that he is suffering from an aggravated case of

astigmatism, and that in consequence he does not see eye to eye with

those of normal vision. The world is out of focus to him--askew in all

its structural lines; and this distorted vision prompts those jaundiced

opinions and malicious judgments in regard to the ideals cherished by

our best citizens. He has deliberately cultivated a spleen that makes

him dislike his neighbors because they are comfortable and contented.

Diogenes railing at mankind gained a vast reputation, but it is a nice

question if Diogenes was a useful citizen. What did he do to further

the well-being of his community? How much time and money did he give

to charity and the upbuilding of his city? For all his talking Mr.

Lewis does not seem to know what the good life is. He rails at Babbitt

for not being Plato, but does he understand the A B C of service? To

take a homely figure: the family cow, standing knee-deep in June and

chewing the cud of contentment, would excite his Diogenic scorn. As a

fault-finder and knocker, Brindle is not the equal of Diogenes; but

to criticize her mentality and manners, forgetful of the fact that

from the contented chewing of a plentiful cud will come a plentiful

supply of milk and cream and butter to sweeten the bread of life, is

a somewhat sorry business. In her modest, democratic sphere she is

devoted to service, and if there is a nobler function, Rotary humbly

confesses it had not discovered it. One must not, of course, press too

far the analogy between Brindle and Babbitt; the figure is useful only

to suggest that even in the lowliest spheres Mr. Lewis completely fails

to understand the fine ethical values that underlie and animate the

common American life at which he rails. How, then, shall he understand

them in the higher? Comfort and service are excellent things in

themselves, and if they can be merged in everyday experience, surely

the good life is in the way of achievement.

The point is of vast importance, for it is here that Diogenes Lewis,

his critics assert, has totally misread the meaning and faith of

America. Here in this prosperous land the union between comfort and

service--or to put it in more dignified phrase, the synthesis of

Hellenism and Hebraism--has been achieved in practice. A rich and

abundant life, motivated by a fine sense of ethical responsibility

and disciplined by a democratic public school, is, in sober fact, the

distinguishing characteristic of America that sets our country apart

from all other lands in western civilization. Call it a Babbitt warren

if you will, nevertheless where else has the industrial revolution been

brought so completely and happily under dominion to the democratic

ideal, or been so ennobled by ethical values? Here it has scattered

its wealth amongst the plain people with a bountiful hand, until the

poorest family enjoys its nickel-plated plumbing, its flivver, its

telephone, its radio, its movies, its funnies, and all the thousand

aids to comfort and intelligence which a few generations ago were

denied kings--the result of all which is a standard of living that our

forefathers would have envied. Our Hellenism is, happily, not Greek.

That, as every schoolboy in America knows, was established in slavery;

whereas our modern Hellenism is established in democracy and ennobled

by a sensitive social conscience. Here the master serves. The richest

and greatest amongst us--our Judge Garys and Andrew Mellons--are

servants of the nameless public, and dedicate their creative genius to

the common democratic prosperity. Our Hellenism, in short, is engrafted

on a sturdy Hebraic root and flowers in righteousness--in charity, in

education, in free clinics and hospitals, in scientific foundations, in

great public libraries, in all the vast gifts that wealth freely offers

to the cause of social amelioration. The Puritan strain is fortunately

still the American strain, and we owe much to those excellent

origins that Mr. Lewis scoffs at without understanding. Comfort and

service--Hellenism and Hebraism: if this is not the good life, where

shall one find it? In Bolshevik Russia? After all Diogenes Lewis is

no more important--or useful--than the gad-fly that Brindle brushes

from her glossy sides as she chews her cud. What gad-fly ever produced

butter?

If Sinclair Lewis is unimpressed by such arguments it is because he

is quite disillusioned with the current ideal of material progress.

His dreams do not find their satisfaction in good roads and cheap

gasoline. He would seem to be an incorrigible idealist who has been

bred up on the vigorous Utopianisms of the late nineteenth century.

In the golden days before the deluge he had gone blithely to school to

all the current idealisms that flourished in the land--to Jeffersonian

democracy and to Marxian socialism; and in the well-stocked

pharmacopoeias of hopeful young liberals he professed to discover

specifics for all our social ills. But the war destroyed his faith

in nostrums and removed his Utopia to a dim and foggy future. He has

not yet traveled so far in disillusion as Mr. Cabell, who has seen

fit to dwarf man to the compass of a flea on the epidermis of earth;

nor has he achieved the irony--or the technique--of Clarence Darrow,

who suggests casually: “Of course I know that Confucius was as great

a philosopher as Billy Sunday, and that as a thinker Buddha was the

equal of Billy Bryan. But still all orthodox people know that Confucius

and Buddha were spurious and the Billy brothers genuine.” He has not

even achieved the smug satisfaction of the psychologists who impose

their preposterous intelligence tests on simple folk and triumphantly

discover morons in respectable neighbors. Some lingering faith in our

poor human nature he still clings to. In the great American mass that

human nature is certainly foolish and unlovely enough. It is too often

blown up with flatulence, corroded with lust, on familiar terms with

chicanery and lying; it openly delights in hocus-pocus and discovers

its miracle-workers in its Comstocks and Aimee Semple McPhersons. But

for all its pitiful flabbiness human nature is not wholly bad, nor is

man so helpless a creature of circumstance as the cynics would have us

believe. There are other and greater gods than Mumbo Jumbo worshiped

in America, worthier things than hocus-pocus; and in rare moments even

Babbitt dimly perceives that the feet of his idol are clay. There are

Martin Arrowsmiths as well as Elmer Gantrys, and human nature, if it

will, can pull itself out of the trap. Bad social machinery makes

bad men. Put the banker in the scullery instead of the drawing-room;

exalt the test-tube and deflate the cash register; rid society of the

dictatorship of the middle class; and the artist and the scientist

will erect in America a civilization that may become what civilization

was in earlier days, a thing to be respected. For all his modernity

and the disillusion learned from Pullman-car philosophers, Sinclair

Lewis is still an echo of Jean Jacques and the golden hopes of the

Enlightenment--thin and far off, no doubt, but still an authentic echo.

Whether we like Mr. Lewis’s technique or not, whether we agree with

his indictment of middle-class ideals or dissent from it, his writings

are suggestive documents symptomatic of a dissatisfied generation

given over to disillusion. The optimistic dreams of middle-class

capitalism are not so golden as they seemed to us before the war; and

these pudgy novels are slashing attacks on a world that in mouthing

empty shibboleths is only whistling to keep up its courage. The faith

of America is dead. These brisk pages are filled with the doings

of automata--not living men but the simulacra of men, done with

astonishing verisimilitude, speaking an amazingly realistic language,

professing a surprising lifelikeness; yet nevertheless only shells from

which the life has departed, without faith or hope or creative energy,

not even aware that they are dead.

It is this consciousness of sketching in a morgue that differentiates

Mr. Lewis from the earlier satirists of middle-class America, who in

the hopeful years before the war were busily engaged in rebuilding the

American temple. The preceding generation--earnest souls like Robert

Herrick and Jack London and Upton Sinclair--were as well aware of the

shortcomings of our industrial order as Sinclair Lewis, and hated them

as vigorously. From the days of Emerson and George Ripley, of Carlyle

and Ruskin, capitalistic society had been persistently subjected to

sharp and devastating analysis; its drabness and regimentation, its

sterility and emptiness and joylessness, had been pointed out by

many pens. The Victorians long ago discovered that no generous or

humane civilization was to be expected from the hands of Plugson of

Undershot--that the banker conceiving of human felicity in terms of

eight per cent. is a mean and shabby fellow in comparison with St.

Francis or Michelangelo. Long before Sherwood Anderson, William Morris

had observed that the workman no longer sings in the factory as in

other days he sang over his tool, and concluded that the creation of

beauty is more important for human happiness than figuring profits from

mass production.

But those earlier analysts were dealing with causes of which they

could only forecast the ultimate consequences, whereas Sinclair Lewis

is dealing with effects. Plugson of Undershot is now the universal

dictator. Before the war there was still life and hope in western

civilization; it was not yet reduced to being a common Babbitt warren,

with its Billy Sundays and Almus Pickerbaughs, its artists and editors

and scientists, on the Plugson pay-roll. What emerges from the drab

pages of Sinclair Lewis that is suggestive is the authoritative

pronouncement that the effects forecast by the earlier critics have

become in our day the regnant order of things. Babbitt is the son of

Plugson of Undershot, and Babbitt is a walking corpse who refuses to

be put decently away to make room for living men. An empty soul, he is

the symbol of our common emptiness. Historically he marks the final

passing in America of the civilization that came from the fruitful

loins of the eighteenth century. For a hundred and fifty years western

civilization had sustained its hopes on the rich nourishment provided

by the great age of the Enlightenment. Faith in the excellence of

man, in the law of progress, in the ultimate reign of justice, in the

conquest of nature, in the finality and sufficiency of democracy,

faith in short in the excellence of life, was the great driving force

in those earlier, simpler days. It was a noble dream--that dream of

the Enlightenment--but it was slowly dissipated by an encompassing

materialism that came likewise out of the eighteenth century. Faith in

machinery came to supersede faith in man; the Industrial Revolution

submerged the hopes of the French Revolution. And now we have fallen

so low that our faith in justice, progress, the potentialities of

human nature, the excellence of democracy, is stricken with pernicious

anemia, and even faith in the machine is dying. Only science remains

to take the place of the old romantic creed, and science with its

psychology and physics is fast reducing man to a complex bundle of

glands, at the mercy of a mechanistic universe. Babbitt, to be sure,

has not yet discovered the predicament he is in, but Martin Arrowsmith

knows; and while Babbitt is whistling somewhat futilely, Arrowsmith is

hard at work in the laboratory seeking a new philosophy to take the

place of the old. The outlook is not promising, but until a new faith

emerges from the test-tube Sinclair Lewis will wander in the fogs of

disillusion.

But enough of such crape-hanging at a time when our best minds

are engaged in the great work of stabilizing prosperity. What are

test-tubes in comparison with the infallible statistics patriotically

disseminated by the National City Bank? To parade such heresies in

the face of the progressive American public is enough to damn any

man, genius or not. We want no carpers or cynics in our congenial

membership. We must all get together to put across the drive for a

bigger and richer and better America; and so, reluctantly, despite the

fact that in many ways he is a good fellow, we blackball Sinclair Lewis.

Sherwood Anderson: A Psychological Naturalist[831]

Unlike our earlier naturalists in handling of material and dramatic

interests. Concerned with inner life rather than outer, with hidden

drives rather than environment. Accepts the main criteria of

naturalism: determinism, distortion, pessimism. A lean and sparing

writer whose symbolisms are obscure and puzzling. A single theme:

the disastrous effect of frustrations and repressions that create

grotesques. Due to (1) Crude, narrow environment that drives to strange

aberrations; (2) Repressed instincts that break forth in abnormal

action. The consequence a black loneliness--the hunger of fellowship

and its denial. Limited in scope to episodic crises--hence his better

stories short. Many failures: _Marching Men_; _Windy McPherson’s Son_;

_Poor White_ (1920); _Many Marriages_ (1923)--a clumsy account of a

Babbitt gone on a psychological spree; _Horses and Men_ (1923)--some

more Grotesques; see in particular “A Chicago Hamlet.”

_Winesburg, Ohio_ (1918). A prose _Spoon River Anthology_, with an

excellent collection of grotesques. Sharp vignettes; lonely, thwarted

lives, “confused and disconcerted by the facts of life.” A background

of earlier America, crude and ugly, that drives to religious fanaticism

in Steve Bentley; to passionate rebellion in Kate Swift; to bitter

irony in Ray Pearson. Note the deterministic conclusion of “The Untold

Lie”--“Tricked, by Gad, that’s what I was; tricked by life and made

a fool of”; and the pessimism: ... “he shouted a protest against his

life, against all life, against everything that makes life ugly.”

_The Triumph of the Egg_ (1921). A strange and difficult book with

its subtle symbolisms. The theme is the common hunger for romance and

fellowship that confuses itself with sex and is unsatisfied. Suggested

in prefatory poem: “I have a wonderful story to tell but know no way to

tell it.”

1. _The Egg._ An epitome of his philosophy of grotesques. The egg

breeds life that is futile, and life reproduces the egg. A morbid

disgust that would bottle the egg, and the failure.

2. _Out of Nowhere Into Nothing._ Theme is the “white wonder of

life”--what it is and the part it plays in shaping life; a sex illusion

that in its mystic appeal to youth guarantees the perpetuation of the

race. To age there is no “white wonder,” but the life processes are

dirty, and lead to final imprisonment in a common trap. Hence the

“white wonder” is the supreme jest of nature, sardonic, beguiling,

gathering its victims who eagerly run their predetermined course.

3. _Brothers._ A suggestion of the true “white wonder of life”--the

brotherhood of man in a lonely world--“beyond words, beyond

passion--the fellowship in living, the fellowship in life.” But men

cannot break through the walls of themselves to grasp it, and the

dirt of the world destroys its beauty. “The whole story of mankind’s

loneliness, of the effort to reach out to unattainable beauty, tried to

get itself expressed from the lips of a mumbling old man, crazed with

loneliness.” “We have different names but we are brothers.” “Already

I have written three hundred, four hundred thousand words. Are there

no words that lead into life?” See conclusion of “The Man in the Brown

Coat.”

_A Story Teller’s Story_ (1924). An attempt to lay bare the emotional

life of one seeking to be an artist in America; to plumb his own

consciousness, to escape from a world he hates. Such escape comes from

reaching down “through all the broken surface distractions of modern

life to that old craft out of which culture springs.” He must pull

himself free from a deadening and devastating routine of an industrial

society with its empty ambitions. And having found his craft he finds a

recompense in life. “I sang as I worked, as in my boyhood I had often

seen old craftsmen sing and as I had never heard men sing in factories.

And for what I had written at such times I had been called unclean by

men and women who had never known me, could have no personal reasons

for thinking me unclean. Was I unclean? Were the hands that, for such

brief periods of my life, had really served me, had they been unclean

at such moments of service?” A stimulating and suggestive document of

modern life.

The note of determinism in Anderson expressed in two images, the wall

and escape--running to get away from what holds us fast. But in running

away from the old self to find a new, we carry the old self with us.

Anderson one of the three or four most important men now writing

fiction in America. Compare with D. H. Lawrence.

A New Romance

The new romance and the new naturalism both spring from a common

root--hatred of the meanness and ugliness of modern life; but romance

seeks to evade and forget what naturalism examines curiously. It is a

defense mechanism against things as they are and springs from:

1. Disgust at the verisimilitude of naturalism that parades the crude

ugliness of life as if it were the reality. The dream more important

than the fact, for our real existence is within the imagination,

removed from material futilities, where we may satisfy our hunger for

beauty, for far-ranging adventure, for ideal existence.

2. The impulse to free creation. Real life overshadowed and darkened by

a sense of impotence; men are flies caught in the web of circumstance.

But in romance the will is unshackled and the free imagination plays

with time and space, shaping fate to its liking in terms of beauty,

dwelling in a world as we should like it to be. Romance hence is the

ideal cosmos of the ego.

3. The spirit of youth that has brooded over life and refuses to

abandon its dreams. The inevitable outcome irony, an undertone of

sadness, a recognition of the pessimism against which it desires to be

a defense. This the final note. So compare the _Eros et mors_ of old

romance....[832]

1917-1924[833]

_Introduction_: With the entry of America into the war came a sharp

change in literary development. Regimentation due to war psychology

destroyed the movement of social criticism which dominated fiction

between 1903 and 1917. The liberal movement in economics and politics

came to an abrupt end, and the problem novel ceased to be written.

Almost overnight it became old-fashioned. The year 1918 sterile.[834]

With the year 1919 began a new literary period. Three major movements:

1. A resurgence of naturalism, inspired by psychology rather than by

economics, with a tendency to impressionism in handling: represented by

Sherwood Anderson.

2. A new romanticism, seeking ideal beauty as a defense against reality

and emerging in irony: represented by James Branch Cabell.

3. A new criticism: A revolt of the young intellectuals against

the dominant middle class--its Puritanism, its Victorianism, its

acquisitive ideals: represented by Sinclair Lewis.

I • The Small Town in Fiction

The first expression of the new literature. Chiefly a middle-western

development--and a late phase of the literature of the local. A

reaction from the “economic city,” with its centralizing economics,

which dominated the problem novel. Two antagonistic interpretations:

(1) The romantic small town, or the theory of a kindly, democratic

world; (2) The realistic small town, or the theory of a petty,

competitive world.

I. _The Romantic Interpretation of the Small Town._ A hold-over from

an earlier period. Derives from Riley; elaborated and defended by

Meredith Nicholson, _The Valley of Democracy_ (1918). According to

this theory the middle-western village is: (1) A land of economic

well-being, uncursed by poverty and unspoiled by wealth; (2) A land

of “folksiness”--the village a great family in its neighborliness,

friendliness, sympathy; (3) Primarily middle-class, and therefore

characteristically American, wholesome, and human in spite of its

prosaic shortcomings; (4) The home of American democracy, dominated

by the spirit of equality, where men are measured by their native

qualities.[835]

William Allen White: A Son of the Middle Border

Product of middle-class, Puritan Kansas. Dominated by sentiment,

believes in the essential fairness of men. Two major ideas: (1)

Belief in the excellence of western village life; (2) Fear lest

this life be submerged by industrialism. A romantic and political

Progressive. Formulated his political theory in _The Old Order

Changeth_ (1910)--thesis, that America is changing from representative

republicanism to democracy. The problem is to make business honest. Not

an intellectual. His plots resemble Thackeray’s--leisurely, gossipy,

confidential asides, a large canvas, many figures, a long period of

time. His attitude admirably expressed in _Emporia and New York_ (1906).

_At the Court of Boyville_ (1899). The romance of youth set against

the background of the small town. A world of dreams and loveliness:

adventures that await beyond the horizon; the glory of pigtails and

overalls. The democracy of the vacant lot: rivalry in marbles and

hand-springs--the leadership of the capable. Sincerer work than

Tarkington’s _Penrod_. Contrast with Garland’s _Son of the Middle

Border_, and Mark Twain’s _Tom Sawyer_.

_A Certain Rich Man_ (1909). His plunge into the problem novel. Theme:

fear of the economic city that draws the villager into its web. A

contrast between the two worlds and two social ideals--the friendly

democracy of the older America threatened by economic centralization.

_In the Heart of a Fool_ (1918). One of the last of the problem

novels. Theme--the invasion of the small town by industrialism and the

disintegration of village virtues. The story of an idealist who opposes

the ends of Main Street and his destruction by the herd. A suggestion

of Sinclair Lewis. The conclusion--the excellence of love and the

foolishness of selfishness. The background characters, studies in the

reaction of the older ideal to the new egoism.

Booth Tarkington: The Dean of American Middle-Class Letters

Possesses the virtues of cleverness, optimism, humor, respectability.

Honors all the Victorian taboos. Life is an agreeable experience--to

the successful, hence it is well to rise. His chief theme, middle-class

romance as exemplified in the “valley of democracy”: courtship of

nice young people through the agencies of parties and picnics. A

skillful writer, with a light touch, but his art destroyed by love of

popularity--a novel ends well that ends happily. A perennial sophomore,

purveyor of comfortable literature to middle-class America.[836]

_The Gentleman from Indiana_ (1899). A dramatization of the “good, dear

people” theme. The college man who goes back to his people to live and

work with them. A satisfying life results from merging individual life

in the common village life. A flabby and somewhat saccharine philosophy.

_Alice Adams_ (1921). The story of an instinctive actress and her

competitive struggle for social position and a man. A clever,

attractive, lovable girl defeated by her background--led into foolish

little deceits to keep up appearances--victim of middle-class

conventionality. Shabby parlors versus conservatories as settings for

proposals. The Adams family has fallen behind their acquaintances in

the business of rising in the world, and Alice sinks to a lower social

scale. An overrated book.

_The Midlander_ (1923). A contribution to booster literature and

an unconscious satire on the emptiness of the middle-class mind. A

real-estate venture and what came of it. The conception that “man

is a wealth-and-comfort-producing machine.” Supposed to be tragedy,

but the tragedy lies in preferring the imported to the domestic

article--choosing a New York girl instead of a local one. The suburb

thrives, the automobile business goes forward, and the gods of getting

on smile in the end.[837]

The other numerous titles of Tarkington signify nothing except to

lovers of comfortable literature. The clever Hoosier has ceased to be

an artist--the great failure in contemporary American fiction.

Dorothy Canfield (Fisher)

A clever dramatizer of the obvious: believes in the Woman Triumphant,

and discovers in the right education of children--particularly

girls--the solution of all problems. Two main themes:

1. A protest against the demands of “social life.” _The Squirrel

Cage_ (1912). A contribution to the problem novel. A William Morris

suggestion of the sufficiency of handicraft as an escape from social

demands. An arraignment of the American home where the father scarcely

knows the children and the mother is shut away from the outside world.

_The Bent Twig_ (1915). A study of university community life--the

struggle between plain living and high thinking--of social pleasure and

no thinking.

2. The defense of the village. The belief that community fellowship--a

gathering to watch a century plant bloom--breeds an artistic spirit

finer than old-world art and culture can offer. Especially a Vermont

town is ideal for the proper bringing up of children. _The Brimming

Cup_ (1920). A story of the right bringing up of children. _Rough Hewn_

(1922). The love of art and travel which leads inevitably to a Vermont

town and marriage. _Raw Material_ (1923). Sketches. The point of view

given in “Paul Meyer”--the folly of thinking that a normal girl should

prefer philology to matrimony.

II • The Realistic Small Town and the New Naturalism

The work of the younger intellectuals, more disciplined than the

muckrakers, with wider culture and severer standards. Concerned for

civilization, the things of the spirit, a free creative individualism,

rather than political liberalism. A searching criticism of the

triumphant middle class, its ideals and its habitat, the town and

city; the repressive tyrannies of its herd mind; the futility of

its materialism. Back of the novelists is a group of essayists,

young critics of established ways: Van Wyck Brooks, Ludwig Lewisohn,

Randolph Bourne, H. L. Mencken. They embody a reaction from: (1) The

acquisitive ideal of a machine civilization. (2) “The great illusion

of American civilization, the illusion of optimism”--the staple of

middle-class business morale. (3) The sentimentalism of “comfortable

literature,” that evades reality and weakens the intellectual fiber.

(4) The inhibitions of a Puritanism that has lost its sanctions. (5)

The White-Tarkington doctrine of the “beautiful people” and “folksy

village.”

The movement began with Masters’s _Spoon River Anthology_ (1915). An

earlier work is E. W. Howe’s _Story of a Country Town_ (1883):--stark,

grim, unrelieved, revealing the “smoldering discontent of an

inarticulate frontier.”

Zona Gale--The Transition from Romance to Realism

I. Friendship Village romance. _The Loves of Pelleas and Etarre_

(1907). Everyone is helpful, everyone loves, or wants to, or is unhappy

for lack of it. _Friendship Village_ (1908). A world where there is no

sorrow, or sickness, and where brotherly love rules. Of the “folksy”

school.

II. The shift to realism. _Miss Lulu Bett_ (1920). A homely village

tragedy of the repressed soul that rebels under the irritation of

domestic pin-pricks. Plebeian characters, thin, cheap, tiresome; set in

a shoddy world and rubbing each other’s nerves. Deacon Dwight a sadist;

Miss Lulu a grotesque. Treated from the outside in contrast with

Sherwood Anderson’s method. _Faint Perfume_ (1923). A glorification of

martyrdom. The conviction that life is hard, and the excellence of the

economy of pain. A partial return to the _Friendship Village_ note, but

like _Miss Lulu Bett_ in the picture of a self-worshiping family.[838]

Donn Byrne[839]

American born but Irish bred. His early work, _The Stranger’s Banquet_

(1919), half problem novel--industrialism--which offered little scope

for the Celtic wistfulness in which he conceives romance to lie.

_Messer Marco Polo_ (1921). The romance of distant times and places,

of unfamiliar backgrounds and lovely worlds: medieval Venice and its

pageantry; a far quest over burning sands; the loveliness of little

Golden Bells at the court of Kubla Khan; the ardor of love that tangles

itself in religion. A wistfulness and beauty of phrase that remind

one of Synge’s _Riders to the Sea_. The loveliest romance of recent

years.[840]

_The Wind That Bloweth_ (1922). A rich fabric--Gaelic folk; the woman

of the boulevard; the white sun-baked road to Damascus; the fire of

revolution; the crack of cordage as the ship rounds the Horn--a saga of

the unquiet heart.

_The Changeling_ (1923). Short stories of quaint places, forgotten

people; the Bible and love of Ireland. Done with excellent

craftsmanship.

_Blind Raftery_ (1924). A tale of a blind harpist in Dean Swift’s

Ireland and of his wife, Hilaria, who sings the song of the women of

the streets in Cadiz. Life teaches them a philosophy expressed by

the harpist in these words: “We sit a little while by ourselves in

an apart, dark place, and we learn truths, of how certain things one

believes to be good are but vulgar selfish things, and how certain

things the small think evil are but futile accidents. And we learn to

be kind; such wisdom comes when we are dead. And those who have never

died in life ... are pleasant shallow people, soulless as seals.”

Robert Nathan

Began like Donn Byrne with a problem study--_Peter Kindred_ (1919). A

dual personality cut asunder and embodied in two characters: David the

romantic fades out of the story, and Peter becomes a modern, absorbed

in eugenics. A background of Phillips Exeter and Harvard.

_Autumn_ (1921). An idyll of loneliness, with a commentary on

materialism, done in simple, wistful language.

1. Mr. Jeminy, a village philosopher, disciple of Boëthius and St.

Francis, half pagan and yet Christian. Troubled over the poverty of the

world that does not amass “love, peace, the quiet of the heart, the

work of one’s hand.”

2. A village background. Mr. Jeminy wished to teach the children the

secret of happiness instead of the folly of plus and minus, and was

turned out of his school. An echo of _Main Street_ in its commentary

on village narrowness, hardness, gossip. A frigid Puritanism that

disapproves Mr. Jeminy for speaking disrespectfully of God and denies

happiness to Mrs. Wicket who is under God’s sentence of unhappiness.

3. A note of determinism. A world of grotesques--all are hemmed in

and cramped, longing for fresh experience and strange adventures, all

are unhappy. So Aaron Bade with his flute and his “awkward thoughts

and clumsy feelings.” Margaret Bade with her conviction, “Life is so

much spilt milk”; Farmer Barly with his commentary, “Folks are queer

crotchets”; Anna Barly with her yearning for the “white wonder of life”

and the trap. An indictment of New England for its destruction of

natural happiness and the simple joy of life.

4. A profound irony. The end of Mr. Jeminy’s hopefulness is

disillusion. “Here within this circle of hills, is to be found faith,

virtue, passion, and good sense. In this valley youth is not without

courage, or age without wisdom.” The outcome disproves this faith. Of

his many pupils, “Not one is tidy of mind, or humble of heart. Not one

has learned to be happy in poverty, or gentle in good fortune.” Life as

a whole is futile. The dead alone can ask God the meaning of life. “But

for us, who remain, it has no meaning.” The tale is Robert Frost done

in prose--compare “Mending Wall.”

_The Puppet Master_ (1923). The most graceful fantasy in American

literature. Papa Jonas, the puppet creator and master, watches the

love of Annabelle Lee, a rag doll with shoe-button eyes, and Mr.

Aristotle, a red-nosed, philosopher-clown puppet; and of Mary Holly and

Christopher Lane, the poet. The theme is love--“Love is a man’s soul:

it does not grow like his hopes, it does not break like his heart....

But love goes by after a while.” Papa Jonas is Mr. Jeminy, converted

to the Stoic philosophy but lacking love. The note of determinism

persists, but the Stoic attitude overcomes. “Yes,” he said slowly, “one

must make the best of what one has.”

Joseph Hergesheimer: a Sophisticated Romantic

Began as a painter. After fourteen years’ apprenticeship was accepted

by the _Saturday Evening Post_, and began a career in popularity that

rivals Tarkington’s. Possesses the virtues and vices of the _Post_

school. In earlier work a colorist, painting statuesques against

artfully arranged backgrounds; a connoisseur of fabrics and poses and

nature settings--nearly as “much concerned with the stuffs as with the

stuff of life.” In _Cytherea_ the setting a sophisticated manipulation

of the theme, as the hot Cuban night in Cobra with its naked primitive

passions. A dabbler in psychology that develops into a crude

Freudianism, particularly in _Cytherea_. Always a hint of artistic

insincerity; something of a poseur yet a sensuous artist nature. His

gorgeous prose style spotty and streaked by amazing crudeness.

_The Three Black Pennys_ (1917). A study in the breaking out of

willfulness in successive generations, set against a background of

the history of iron-making in Pennsylvania. An elaboration of _Tubal

Cain_. An anticlimax arranged for dramatic significance, suggesting the

decay of romance in a hundred and fifty years of American industrial

development. The first episode is Hergesheimer at his best. Howat

Penny a study in moods that make him “angry at life”; but swept on by

the will to possess. Ludowica Winscomb embodies a favorite theme--the

suggestion of an older culture contrasted with the crude American

reality. So compare Taou Yuen.

_Linda Condon_ (1919). A study in the decay of surface beauty--an

empty form caught in the web of a shallow mother and the demands of

stronger natures, but preserved by lack of emotional concern. Handled

skillfully, with a somewhat forced unity symbolized by Linda’s straight

black bang; but the story leaves one with a sense of unconcern for

Linda and her fate. The ending melodramatic. Note Van Doren’s curious

comment--“nearly the most beautiful American novel since Hawthorne and

Henry James.”

_Java Head_ (1919). The story of an exotic that languishes in an

uncongenial habitat. A contrast in backgrounds: the romance of old

Salem in the days of the clipper ship; the romance of a far older

East that makes Salem seem raw and crude. Taou Yuen a decorative lay

figure, with aristocratic suggestions beyond anything the West knows.

The dramatic significance of opium, that hangs like a pall over the

East and brings degeneration and death to Puritan Salem. The end

with its cheap love adventure, a conscious satire on western life.

Hergesheimer’s best work. A romantic atmosphere got without archaic

trappings of speech and manners; nevertheless makes much of costume.

_Balisand_ (1924). A romance of a Virginia Federalist in the days of

the Revolution and after. A rich background of plantation life, with a

touch of somewhat cheap mysticism. Of the school of Washington rather

than Jefferson. A better work than _The Bright Shawl_ or _Cytherea_.

His other titles signify little. Yet see the _Saturday Evening Post_

for a series of furniture stories. Characteristic of his concern for

the “stuffs of life.” See in particular, “Mahogany” (Vol. 195, no. 53,

January, 1923); “Pewter” (Vol. 196, no. 23, January, 1924); “Oak” (Vol.

196, no. 3, July, 1923).[841]

IV • Certain Other Writers

Edith Wharton--The Genteel Tradition and the New Plutocracy

A temperamental aristocrat, endowed with keen intelligence and ripe

culture. Observes the ways of a wealthy society without culture and

unconcerned with standards. A protest against the domination of

the middle class. Mrs. Wharton isolated in America by her native

aristocratic tastes. The older New York society without real

distinction, bound by convention and with middle-class concern for

respectability; the new society a vulgar plutocracy; outside both a

pushing _nouveau-riche_ class eager to climb. Hence she turns to the

authentic aristocracy of Europe for satisfaction of her genteel tastes.

In spirit she belongs to the _ancien régime_. The highest law of

society is convention, but it must be noble, not vulgar.

_The House of Mirth_ (1905). A story of New York’s gilded society,

and how it served one of its daughters. Lily Bart, trained for social

leadership in a plutocracy, a finished and costly parasite, seeking

a market for her beauty, yet restrained by instinctive refinement

from seeing the game through. Lacking money she is caught in a web of

convention and destroyed. In her world convention is the social law,

and the tragedy flows from her inability to rise above it or to keep it

wholly. The contrast between Selden and Trenor--the aristocrat and the

plutocrat--characteristic of Mrs. Wharton.

_Ethan Frome_ (1911). A dramatization of the “narrow house” theme--life

held relentlessly in the grip of poverty and duty. A bleak and joyless

existence that seeks escape and suffers lingering tragedy. Thereafter a

stern isolation and iron repression. Mrs. Wharton’s finest work.

_The Custom of the Country_ (1915). A study of the social climber. The

best of a series of novels satirizing the encroachments on New York

exclusiveness by the rising plutocracy and its daughters. The western

plutocracy of pork presumably more vulgar than the eastern plutocracy

of Wall Street, yet between them the older gentry crushed. So compare

Boyesen, _Social Strugglers_ (1893); Robert Grant, _Unleavened Bread_

(1900). Undine Spragg, like Selma White, pushing, heartless, vulgar,

showy, is set over against Ralph Marvell, a refined “dabbler with

life”; Peter Van Degen, the “plunger”; and Elmer Moffatt, the self-made

man. She embodies all that Mrs. Wharton most hates; all climbers are

vulgar, she believes, both men and women.

_The Age of Innocence_ (1920). A study of the older world of the

eighteen-seventies. A loving yet satirical picture of a Pharisaic

society, “wholly absorbed in barricading self against the unpleasant”;

that lives secluded, protected by its taboos, and fears reality.

A sterile world of clan conventions and negations; a decadent

Victorianism. The Van der Luydens of Skuytercliff are of the same stuff

as the Dagonets in _The Custom of the Country_; and the dilettante

Newland Archer is another Ralph Marvell. Into this dead world enters

Ellen Olenska with her vivid old-world experiences, who threatens to

rebel, yet finally yields to the clan taboos. The book fades out like

the lives of the Van der Luydens. An admirable work.

_Old New York_ (1924). Four carefully done tales that sketch New York

in the forties, fifties, sixties, and seventies. A return to her best

manner, with the finish of _The Age of Innocence_.

Her other later work not important. _Glimpses of the Moon_ (1922)

inconsequential; and _A Son at the Front_ (1923)--an attempt to

document the reactions of an artist with a son in the army--only half

successful.

Mrs. Wharton a finished artist who grasps her material firmly; an

intellectual attitude, delighting in irony. Unaffected by the problem

novel, and schools of naturalism or romanticism. Not a thinker like

Cabell, whose irony springs from an imagination that contemplates man

in his relation to cosmic forces, but an observer whose irony springs

from noting the clash between men and social convention. The last

of our literary aristocrats of the genteel tradition. Her attitude

expressed in the words, “_Je suis venue trop tard dans un monde trop

vulgaire._”

Willa Cather: Epics of Women

The Middle Border of Hamlin Garland seen through different eyes. She

looks back lovingly to a pioneer West, as the cradle of heroic lives.

An epic breadth of prairie spaces and industrious years, with a note

of regret--_Optima dies prima fugit._ Against this background she sets

her immigrant women, with their vigor and wealth of life, and considers

how the West has dealt with them. Peasant heroines, with their strong

natures hidden under queer speech and garb, set in a waste of wild

red grass, bitter winters, burning summers, virgin soil and great

loneliness. A long-ignored theme--the lot of the immigrant who has come

on a desperate adventure--the struggle of their children with the soil.

Compare _The Jungle_, for the industrial exploitation of the immigrant.

Has matured slowly. _The Troll Garden_ (1905), and _Alexander’s Bridge_

(1910), are inconsequential. Her real work done late. Belongs to no

school. Is neither naturalistic nor romantic. Is unconcerned with

problems. Except for a single attack on the ugliness of the small

western town--“The Sculptor’s Funeral” in _The Troll Garden_--she

ignores middle-class America and its Main Streets. An individual

artist, sincere, capable; an excellent craftsman.

_O Pioneers_ (1913). The story of Alexandra Bergson, a daughter of the

Middle Border; calm, tenacious, capable; loving the soil and bringing

it to abundant productiveness. The new world had brought out diverse

qualities in the Swedish peasant family; the older brothers common,

dull, vulgarized by Americanization; the younger brother suggestive

of the better side of American opportunity. Alexandra the directing

mind and controlling will. Over against her is set the Bohemian Marie

Tovesky, childlike in her spontaneous enthusiasm. The tragic ending

handled with great skill. Thrown about the whole, a harsh Nebraska

countryside through changing periods. One who had not lived through

similar experiences and loved the memory could not write so.

_The Song of the Lark_ (1915). The story of Thea Kronberg, who by

virtue of fierce energy and iron strength rises to triumph as an

artist. There are no romantic stage-effects, only the passionate

struggle of a tenacious will. Thea a peasant nature of vast solidity.

The most convincing story of artist life written by an American. A

changing background: the mean little Colorado town, the loneliness of

Chicago, Europe, the great spaces of the Southwest.

_My Ántonia_ (1918). The story of Ántonia Shimerda: an opulent peasant

nature with strong mother instinct, thwarted by meager opportunities

and vulgar environment. Her life runs a narrow round: the early

pioneer experience with its loneliness and black tragedy; the town

experience of the hired girl, who lives eagerly; the later life of a

hard-working mother on a lonely farm. Ántonia “a rich mine of life like

the founder of early races,” loving, generous, eager, yet belonging

to the soil. To vulgarize such natures by cramming them into a

conventional mold, passes for Americanization--this the implied thesis.

_One of Ours_ (1922). The story of Claude Wheeler, with strength

imprisoned by a society that opens its opportunities to Main Street

natures like Bayliss Wheeler. A suggestion of naturalism in the

handling of the theme: Claude caught by the negative character Enid

Royse because he fails to appreciate the complementary strength of

Gladys Farmer--a true Cather woman, enmeshed in Gopher Prairie. A

futile, ironical ending: better to die in battle than be destroyed by

the pettiness of Gopher Prairie. The war atmosphere seems curiously

old-fashioned.

_The Lost Lady_ (1923). A change of theme. The story of Mrs. Forester,

an embodiment of traditional feminine charm, quite superior to such

incidents as age or loyalty--a type of woman outside Miss Cather’s

experience and understanding.[842]

V • Some War Books

The late war the first in our history that has produced an aftermath

of searching criticism in fiction or drama. The romantic note dominant

in all earlier accounts, particularly of the Revolution and the

Rebellion. Such stories written by men who took no part in them. The

Civil War produced only one book of realistic criticism, that was

mutilated by the publisher to temper its cynicism, and that enjoyed no

popularity--_The Recollections of a Private_, by Warren Goss. The late

war is producing a considerable group, all realistic and critical; the

romantic note has not yet appeared.

John Dos Passos

_Three Soldiers_ (1921). A naturalistic handling of war that serves

as a commentary on _One of Ours_. The most notable American work on

the theme since Stephen Crane’s _The Red Badge of Courage_. Similar

in temper to Henri Barbusse, _Under Fire_, but dealing with the

barracks and the drill field. Compare with Andreas Latzko, _Men in

War_--impressionistic in handling. Dos Passos a young artist from the

university, an idealist who enlists and is disillusioned. A study of

the war machine and the effect of regimentation on different types of

men--the contrast between army discipline and a lax individualism,

and the disasters that may ensue from sudden change. Fuselli a

low-grade character who wants to rise; Chrisfield a solid animal who

becomes sullen; Andrews a highly nervous organism, to whom routine is

killing. Coarse episodes set in a brilliant background: the glamour of

militarism gone.

E. E. Cummings

_The Enormous Room_ (1922). A brilliant revelation of the tortures

endured by an artist unjustly imprisoned in a French military prison.

Supplements _Three Soldiers_ in destroying the appeal of military

glamour. An attack particularly on the common notion of heroic,

chivalrous France.

Thomas Boyd

_Through the Wheat_ (1923). An impressionistic handling of the

reactions of a normal American soldier, Private Hicks, to the war.

The keynote is numbness--a deadly numbness which offers the sole

defense of the normal mind against the horrors it confronts. Its

matter-of-factness, detached point of view, and the ordinariness of the

hero, set it apart from _Three Soldiers_ and _The Enormous Room_. An

excellent bit of impressionism.

Laurence Stallings

_Plumes_ (1924). A story of war by one who has suffered mutilation

from it. The theme--“If you are smashed badly ... and if you have any

intelligence you must remake a world to live in.” A study of post-war

disillusionment, naturalistically handled. So compare the play in which

he collaborated--_What Price Glory?_

VI • Youth in Revolt--Certain Purveyors of the Hectic

A group of youthful poseurs at the mercy of undigested reactions to

Nietzsche, Butler, Dadaism, Vorticism, Socialism; overbalanced by

changes in American critical and creative standards, and in love with

copious vocabularies and callow emotions. Given to satirizing the

educational methods of _alma mater_; quick to espouse new causes;

enthusiastic for revolt as a profession. A prolific movement which as

yet has accomplished nothing seriously creative.

F. Scott Fitzgerald

_This Side of Paradise_ (1921); _The Beautiful and the Damned_ (1922).

A bad boy who loves to smash things to show how naughty he is; a bright

boy who loves to say smart things to show how clever he is. Precocious,

ignorant--a short candle already burnt out.

Stephen Vincent Benét and Floyd Dell

Benét: _Heavens and Earth_ (1920); _The Beginning of Wisdom_ (1921);

_Young People’s Pride_ (1923); _Jean Hugenot_ (1923). Floyd Dell: _Moon

Calf_ (1921); _Briary Bush_ (1922); _Janet March_ (1923).

Luminaries of the school which holds that the sufficient tests of

intellectual emancipation are rolled hose, midnight discussions, black

coffee, and the discarding of wedding rings. Floyd Dell the most

serious and ablest of the group.

Ben Hecht

_Eric Dorn_ (1921); _Gargoyles_ (1922). An almost naturalistic distrust

of formal education, love, and government, and an unsubstantiated

belief in the efficacy of revolt in general and the romance of city

streets in particular. A burnt-out rocket. His last books--_1001

Afternoons in Chicago_ (1923) and _Florentine Dagger_ (1924) worse than

inconsequential.

Ole Rölvaag’s “Giants in the Earth”[843]

The dramatic contrast between Per Hansa, type of the natural pioneer

who sees the golden light of promise flooding the windswept plains, and

Beret, child of an old folk civilization who hungers for the home ways

and in whose heart the terror of loneliness gathers, penetrates to the

deeper reality of life as it was lived for three hundred years on the

American frontier. It is not a late or rare phenomenon; it is only late

and rare in literature. We have been used to viewing the frontier in

broad and generous perspective and have responded most sympathetically

to the epic note that runs through the tale of the conquest of the

continent. It is the great American romance that gives life and drama

to our history. It was this epic quality that de Tocqueville felt when

he discovered the poetry of America in the silent march of a race

toward the far-off Pacific, hewing its way triumphantly through forests

and mountains to arrive at its objective. But the emotional side, the

final ledger of human values, we have too little considered--the men

and women broken by the frontier, the great army of derelicts who

failed and were laid away, like the Norse immigrant lad, in forgotten

graves. The cost of it all in human happiness--the loneliness, the

disappointments, the renunciations, the severing of old ties and

quitting of familiar places, the appalling lack of those intangible

cushions for the nerves that could not be transported on horseback or

in prairie schooners: these imponderables too often have been left out

of the reckoning in our traditional romantic interpretation. But with

the growth of a maturer realism we are beginning to understand how

great was the price exacted by the frontier; and it is because _Giants

in the Earth_, for the first time in our fiction, evaluates adequately

the settlement in terms of emotion, because it penetrates to the secret

inner life of men and women who undertook the heavy work of subduing

the wilderness, that it is--quite apart from all artistic values--a

great historical document.

If in one sense the conquest of the continent is the great American

epic, in another sense it is the great American tragedy. The vastness

of the unexplored reaches, the inhospitality of the wilderness, the

want of human aid and comfort when disaster came, these were terrifying

things to gentle souls whom fate had not roughhewn for pioneering. Fear

must have been a familiar visitor to the heart of the pioneer woman,

and for a hundred and fifty years this fear of the dark wilderness was

one reason why the settlements clung to the more hospitable seaboard.

There, at least, was an outlook toward the old home. But with the

crossing of the Allegheny Mountains, following the Revolutionary War,

the frontier spirit came into its own. A spirit of restlessness took

possession of men, and the thin line of settlements advanced swiftly,

overrunning the Inland Empire with its interminable forests and

malarial swamps, sprawling rudely from the Great Lakes to the Gulf of

Mexico. To subdue the land was no easy task. Upon the old and the weak

the wilderness laid a ruthless hand, and even of the strength of the

young it took heavy toll. Tragedy was always lurking at the door of

the backwoods cabin. In Beveridge’s _Life of Lincoln_ there is a grim

story of the hardships suffered by the Lincoln family in Indiana that

leaves no room for romance--husband, wife, two children, and later an

old couple, were forced to pig together all winter in a brush camp open

on one side to the weather, with only a fire in front for cooking and

heating--a mode of life below that of the Indian in his skin teepee.

And then a mysterious disease fell upon them, virulent and fateful,

and the old couple were taken from their cots on the ground and put

away beneath the soil to find what rest they might there. That men

should break and women go mad under such strain is no more than may be

expected of human nature. Beret, the wife of Per Hansa, brooding in her

sod-hut in Dakota, afraid of life and of her own thoughts, and turning

for comfort to a dark religion, is a type of thousands of frontier

women who--as the historian Ridpath said of his parents--“toiled and

suffered and died that their children might inherit the promise.”

* * * * *

Very likely we should have felt the tragedy of the frontier long

ago if we had been as much concerned with inner experience as with

outward act, if we had been psychologists as well as chroniclers.

But we have been too prone to romanticize the objective reality and

disguise slatternly ways with the garb of backwoods independence. The

realistic eighteenth century made no such mistake. Such infrequent

glimpses of the first frontier as we catch in our early literature

suggest a swift descent into grossness as the settlements were left

behind. In the _Journal of Madam Sarah Knight_, which dates from the

opening years of the eighteenth century, are brief notes of what fell

under her sharp eyes on a horseback trip from Boston to New York. The

sketches she has penciled are far from bucolic. Certain of the figures

that emerge casually from her pages are no other than decivilized

grotesques--animal-like creatures for whom returning to a state of

nature meant living filthily in mean huts, traveling back centuries

toward the primitive ways of the cavemen. Of the emotional reactions of

these early children of the wilderness Madam Knight tells us nothing;

so casual an observer would have no opportunity to penetrate beneath

the unlovely surface.

A quarter century later Colonel William Byrd, the first gentleman of

Virginia, wrote his graphic _History of the Dividing Line_, an account

of a boundary survey run between the colonies of Virginia and South

Carolina. As the survey leaves the seacoast behind and approaches the

frontier, the same characteristics appear that Madam Knight noted--a

rough and surly independence, a dislike of established law and order,

and a shiftless way of life that is content to subsist off the country.

“Lubberland,” Colonel Byrd called the Carolina backwoods where a new

race of poor whites was springing up--a rude decivilized existence that

bore heavily on the women and was heedless of the common amenities of

social life. In _Letters from an American Farmer_ (1773) written by

St. John de Crèvecœur, a cultivated Norman who established himself

in the colonies after serving in the French army under Montcalm, the

same sharp judgment is passed on the frontier. Crèvecœur was of the

romantic school of Rousseau and eloquent in praise of life lived close

to nature, yet even he discovers the frontier to be a blot on colonial

civilization, the abode of rude and lawless figures who precede by a

decade the sober army of occupation.

In the eighteenth century the testimony is clear that the

frontiersmen--or “borderers,” as they were commonly called--were rough

bumptious fellows who fled the settlements partly because of a dislike

of ordered and seemly ways. The colonial gentry, men like the Rev.

Timothy Dwight, held them in deep contempt and rejoiced when they

quitted the settlements and plunged deep into the wilderness beyond

the jurisdiction of church and state. Lawlessness, shiftlessness, a

passion like Jurgen’s to follow after their own wishes and their own

desires, seem to have been the characteristics of these rude men and

slatternly women, as the aristocratic eighteenth century judged them.

That is very far from the whole story, to be sure. Our later historians

have made clear that from this same leveling frontier issued the

spirit of American democracy, and that from these rough individualists

came the great movement of Jacksonianism that swept away the class

distinctions of an earlier century. Accepting so much, and recognizing

the part played by the frontier in shaping the institutions and the

psychology of America, it remains true, nevertheless, that the lot of

the backwoodsman was hard and the price he paid in civilization for his

freedom was great. The sod house of the Dakota plains was only a late

adaptation of the primitive huts that were strung along the earlier

frontier. What loneliness filled the hearts of the drab women who made

hoecakes and dressed deer skins, what rebellions at their lot stirred

dumbly within them, no record remains to tell and no literature has

cared to concern itself about.

It was not till the nineteenth century that authentic accounts of the

frontier, written by men who had come out of it, began to appear,

yet even then in too scant volume. In Longstreet’s _Georgia Scenes_,

Joseph G. Baldwin’s _Flush Times of Alabama and Mississippi_, and Davy

Crockett’s _Autobiography_, the frontier is painted in homely colors

that time cannot fade. Their brisk pages seem to have been dipped

in the butternut dye-pot of the backwoods cabin. By far the most

significant of them is the braggart but naïvely truthful narrative

of the life of Cane-brake Davy who in his several removals followed

the advancing frontier the length of the State of Tennessee. Davy

would seem to have been the authentic backwoodsman, and the life of

the individual may be taken as a description of the genus. Restless,

assertive, unsocial, buoyantly optimistic and obsessed with the faith

that better land lay farther west, cultivating a bumptious wit that

was a defense mechanism against the meanness of daily life, he was

only an improvident child who fled instinctively from civilization.

As a full-length portrait of the Jacksonian leveler, in the days when

the great social revolution was establishing the principles of an

equalitarian democracy, the picture is of vast significance. But it

is incomplete. Concerning the wife and daughters who were dragged at

his heels in the successive removals, the narrative is silent. It is a

man’s tale, unenriched by the emotional experiences of a woman, and as

such it tells only half the story of the frontier.

The _Autobiography_ was the last pungent note of realism before the

romantic revolution swept over American literature; and it was not till

two generations later, when the war was over and the glories of the

Gilded Age were fading, that the frontier came to realistic expression

again in the works of Hamlin Garland. _Main-Travelled Roads_, the first

chapter in the tale of the Middle Border, is a prologue to _Giants in

the Earth_, telling the story of the prairie settlement in the idiom

of the generation that undertook the great adventure. In these brief

tales is compressed the harsh temper of the eighties, when the spirit

of revolt was running like wildfire across the prairies and the Middle

Border was arming for battle. For a decade or more the farmers’ affairs

had been out of kilter, and a note of discontent had begun to appear

in fiction. Before Garland, western life had been dealt with by Edward

Eggleston in _The Hoosier Schoolmaster_ and _The Circuit Rider_, and

more searchingly by Ed Howe in _The Story of a Country Town_--a drab

commentary on life in Atchison, Kansas, in the early eighties. But

it is in Joseph Kirkland’s _Zury, The Meanest Man in Spring County_

(1887), that a deep sense of the meanness of frontier life is first

adequately felt. The harsh constrictions of pioneer existence tightened

about Zury as a boy when his father was struggling with debt, turning a

naturally generous nature into a skinflint mortgage grabber. He early

learned that he must fight to survive, and as a result his life was

shut up in a narrow round of sordid accumulation. It was the poverty of

the frontier, in Kirkland’s eyes, that was the great hardship.

Hamlin Garland’s more adequate story of the Middle Border, beginning

militantly with _Main-Travelled Roads_ (1887-92) and flowering in the

idyllic saga of the Garlands and McClintocks (1914), is a chronicle

that grows more significant as the times it deals with draw further

into the past. Throughout his interpretation run two dominant notes:

the promise of future fulfillment when the prairies have been brought

under the plow--the Per Hansa note of pioneer optimism; and then

later, rising slowly into a ground swell, a note of discouragement

suggesting the utter futility of a laborious existence. Underlying

_Main-Travelled Roads_ is a mood of bitterness that springs from a deep

sense of failure--a mood that grew harsher with the economic depression

of the Middle Border in the eighties. The harvest was not fulfilling

the expectations of seed time, and the bow of promise was gone from

the prairie fields. The figures of bitter men and despondent women

fill his pages and darken the colors of his realism. It is the cost of

it all that depresses him--the toll exacted of human happiness. These

early studies of Garland’s strike the first note of the tragedy of

the frontier. Starkly objective, they are sociological sketches, the

militant expression of a rebellious mood that had been deepening since

the panic of 1873 burst the romantic bubble of frontier hopes. The

history of two decades of economic maladjustment, with their Granger

Populism, their passionate resentment at the favoritisms of government,

their blind striking out at the plutocracy that was visibly rising amid

the American democracy, is compressed within a few acrid tales that

proposed to tell the plain truth about life on the Middle Border farm.

_Main-Travelled Roads_ is as complete an expression of the mood of the

last years of the century--the outlook upon life, the economic and

political problems, the objective treatment of materials--as _Giants in

the Earth_ is an expression of the vastly different outlook and mood of

our own day.

* * * * *

For a generation before 1917, when the movement was brought to a

sudden stop, the mind of America was deeply concerned with problems of

sociology. The growing spirit of realism was absorbed in politics and

economics and concerned itself little with subjective analysis. The

intellectuals were busily examining the Constitution in the light of

its economic origins and interpreting American history in the light of

frontier experience. The novelists, reflecting the current interests,

were fascinated by the phenomena of industrialism and were studying

curiously the new race of captains of industry who were weaving a

strange pattern of life for America. The city had already come to dwarf

the country. Chicago bestrode the Middle Border like a colossus, and

the novelists found material for their realism in the cut-throat ways

of business men. Their stories--harsh and strident as the grinding

wheels on the overhead “Loop”--were set against a background of

sprawling cities hastening to grow big, where the battles of giants

were fought and where the _milieu_--a vast network of impersonal

forces--was more significant than the individual men and women who

were borne onward in the stream of tendency to submerge or rise as

chance determined. A note of stark determinism runs through much of

the work; but it was a determinism of environing forces--the objective

world of the machine--rather than of character, and in consequence the

deeper concern of fiction was sociological, the understanding of this

impersonal machine order and the subduing of it to democratic ends.

In such a world the farmer and the problems of the Middle Border were

become as old-fashioned as ox-carts.

Ten years later, when _Giants in the Earth_ was published, such

objective treatment of materials was no longer the vogue. Since the

war a revolutionary shift of interest has taken place, a shift from

the sociological to the psychological. It is no longer the world of

objective fact that obtrudes as the significant reality, but the

subtler world of emotional experience, the furtive inner life of

impulse and desire that Sherwood Anderson probes so curiously. The

change of theme was first marked, perhaps, by _Spoon River Anthology_,

with its mordant sketches of stunted and thwarted lives that Mr.

Masters professes to regard as the natural harvest of a sterile village

life. _Spoon River Anthology_ is bitter in its sardonic rebellion

against the genial optimisms of the “Valley of Democracy.” From the

epic thrust of expansion issued, as its natural progeny, a race of

abortive grotesques, starved figures which suggest to Mr. Masters the

cost in human values of severing the ties of kin and kind and throwing

aside like an old shoe the creative wealth of social experience. The

soil of the frontier village is too thin for men and women to strike

deep root and grow to generous stature.

Since the publication of _Spoon River Anthology_, concern for

psychological values has pretty much taken possession of our

literature. In the lovely pages of Willa Cather’s _O Pioneers!_ and

_My Ántonia_ there is revealed a warm sympathy with the emotional life

of pioneer women and a poignant understanding of their bleak lot.

But the analysis--as in Hamlin Garland’s work--draws back from the

threshold of final tragedy, pausing before it has penetrated to the

hidden core of futility. The waste of all finer values exacted by the

prairies is suggested by the queer figures of lonely immigrants who

fade in the uncongenial environment, but it is not thrust into the

foreground to dominate the scene. The vast stretches of the prairies

are there--stern, inhospitable, breeding a dumb homesickness in alien

hearts--where the red grass bends before the restless winds and the

forces of nature are not easily tamed; but in the end the prairie is

subdued and the scars it has laid on men’s lives are forgotten. Since

Willa Cather, others have dealt with the West--Ruth Suckow, Margaret

Wilson, and Herbert Quick, to name a few--yet in none of their work

is there the profound insight and imaginative grasp of the theme that

gives to _Giants in the Earth_ so great a sense of tragic reality.

In this creative return to the theme of the great American adventure

the causes of human failure lie deeper than politics or economics.

They are to be found in the impersonal forces of nature that are too

powerful for the human will to cope with; and in the hidden weakness

of fearful souls that cannot live when their roots have been pulled up

from the congenial home soil. For all his titanic labors, Per Hansa,

the viking, is struck down at last. There are few nobler passages in

our fiction--the more telling for its restraint--than the final scene

where, driven inexorably by circumstance, Per Hansa sets forth into the

February blizzard to fetch a minister to the bedside of his stricken

comrade. The note of determinism is there, subtle, pervasive. The Norns

of his fathers had decreed that it should be so--in the urgings of the

mystical Beret, in the dumb pleadings of the dying Hans Olsa and his

broken-hearted wife. Per Hansa the strong, the capable one who never

failed, who was cunning enough to outwit fate itself--Per Hansa would

go out into the storm and return with the minister who would point

the way to heaven to the troubled Hans Olsa. And so, driven by all

the imperatives of fate, he sets out, skis on his feet and others at

his back, to face the last great adventure. The blinding snow quickly

wraps him about, the cold grips his heart, and Per Hansa is seen no

more until on a soft May day, when the wheat is green in his fields and

the corn is ready for planting, he is found seated by a haystack, his

skis beside him and his face turned to the untrodden West. For all the

heroic labors of Per Hansa, for all the tragic loneliness of Beret, the

end is futility.

And Beret, the sick one, likewise is in the hands of the Norns. She had

sinned through love of Per Hansa, and in the long brooding hours on

the Dakota plains her mind gives way. She cannot rise to Per Hansa’s

delight in the newborn son. Peder Victorious--symbol of Per Hansa’s

buoyant faith--for her is only another evidence of sin. This dark land

of Dakota is marked by God’s displeasure, and life for her becomes

a silent struggle of renunciation and atonement. A primitive Norse

Calvinist, victimized by a brooding imagination that sees more devils

than vast hell can hold, she dwells “on the border of utter darkness”

where the forces of good and evil struggle for the human soul. Across

the gloomy Puritanism of her nature fall the shadows of an older and

darker faith, and in her nostalgia the old Northland superstitions

merge with the somber Northland religion to her undoing. The tragedy of

Beret works itself out in the tender corridors of her own heart and,

as Professor Commager has suggested, it is as universal as the tragedy

of Goethe’s Margarethe. In his portrayal of the “sick soul” of Beret

hungering for the far homeland the Norse artist has achieved a triumph.

The epic conquest of the continent must be read in the light of women’s

sufferings as well as in that of men’s endurance. In whichever light it

is read, it becomes something far more suggestive than a drab tale of

frontier poverty or a sordid tale of frontier exploitation; it becomes

vital and significant as life itself.

_Giants in the Earth_ is a great and beautiful book that suggests the

wealth of human potentialities brought to America year after year by

the peasant immigrants who pass through Ellis Island and scatter the

length and breadth of the land. Written in Norwegian, and stemming

from a rich old-world literary tradition, it is at the same time

deeply and vitally American. The very atmosphere of the Dakota plains

is in its pages, and it could have been written only by one to whom

the background was a familiar scene. The artist has lived with these

peasant folk; he is one of them, and he penetrates sympathetically to

the simple kindly hearts hidden to alien eyes by the unfamiliar folk

ways. To gather up and preserve in letters these diverse folk strains

before they are submerged and lost in the common American _mores_,

would seem to be a business that our fiction might undertake with

profit.

* * * * *

Ole Edvart Rölvaag is himself a viking of the Per Hansa strain. Born

of fisher folk, 22 April, 1876, on the island of Donna at the very

edge of the Arctic circle, he took his name, following a common

Norwegian custom, from the name of a cove on the shores of which he

was brought up. It is a land barren except for the gorse and heather,

and the long winter nights and the restless sea were certain to bring

the imagination under their somber spell. At the age of fourteen,

discouraged from further schooling by the family that contrasted him

unfavorably with a brilliant brother, he turned fisherman, and for

five years went off to the Lofoten Islands some two hundred miles away

for the winter catches. Distrustful of the future, he made his great

decision to come to America, landing in New York in 1896 with only a

railway ticket to South Dakota. In the great West, still turmoiled

by the agrarian upheaval of the nineties, he joined an uncle who had

provided him transportation money, tried his hand at farming, worked at

other jobs, and at the age of twenty-three, not having found himself,

he turned once more to the formal business of schooling. In the fall

of 1899 he entered Augustana College, a preparatory school in Canton,

South Dakota. From there he went to St. Olaf College, Northfield,

Minnesota, graduating in 1905 at the age of twenty-eight. After a year

at the University of Oslo in Norway, he joined the staff of St. Olaf

College, where he is now Professor of Norwegian Literature. In the

larger sense, however, his education has been got from life, which he

seems to have lived with a rich and daring intensity; and it is his

own venturesome experience, certainly, that finds expression in the

creative realism and brooding imagination of his work. Intellectually

and artistically he is of the excellent old-world culture. How greatly

his professional studies determined his literary technique only a

competent Norwegian critic can judge; yet it is worth while comparing

_Giants in the Earth_ with Johan Bojer’s _The Emigrants_--a work which,

when announced as being in preparation, dramatically influenced his own

novel.

The Short Story[844]

_Introduction._ With the ferment of the seventies and eighties a new

school of literature, that was effectively a denial of the genteel

tradition: it was effectively a popularization--a taking it out of the

severe realm of the _Atlantic Monthly_. It was an appeal to the middle

class. From Henry James to Hamlin Garland a steady shift from right to

left. This implied:

1. A shift from genteel to homely material.

2. A shift to realism from the earlier sentimentality. This genteel

tradition constantly cropping out anew--in Margaret Deland, in a

changed form in Zona Gale. It has been strongest in New England--from

Rose Terry Cooke through Sarah Orne Jewett to Mary Wilkins.

The short story commonly believed to be peculiarly representative of

our genius--the stripping-away of the superfluous and the love of

technical refinement. Derived from Poe and Hawthorne: both artists yet

far removed from the tendencies which have controlled the development

of the short story since.

_Theme._ The American short story has dealt largely with the two great

themes of all romance, love and adventure. The form constitutes the

great staple--is largely provided by women for women. The handling of

this love theme reveals the inevitable shift from the genteel tradition

to middle-class efficiency, and the spirit of the change is revealed

in the changing dress of the heroine. In the seventies, crinoline,

innumerable flounces of white muslin, lace parasols--no tan, no

freckles, but a gentle pallor. Such dress and such heroines will exude

sentiment. It will concern itself with atmosphere. Action brisk and

efficient will appear unladylike, almost vulgar. What a change when the

heroine clothes herself in a silk flour-sack--showing silk stockings,

bare arms and neck--cultivating tan and freckles, bobbing her hair,

going in for automobiles and golf and tennis! The older heroine dwelt

in a world of sentiment without sex; the present-day heroine lives in

a world of sex interest without sentiment. The more flounces in life

and literature, the less the animal is exposed. Hence action has

superseded sentiment--plot has superseded atmosphere. The hero becomes

a Hart, Schaffner and Marx young business man and the middle-class note

is struck loudly in the honk of the motor-car. The genteel tradition is

laid away with the flowers.

_Major Influences during the Sixties._ Through the fifties, and sixties

literature uncertain and halting. The style largely set by old-world

fashions. Three in particular:

1. Influence of Charlotte and Emily Bronte. A sort of sentimental and

mawkish passion. Stilted style, as in Harriet Beecher Stowe. This

fell in with the Irving note of the picturesque and was exploited in

_Godey’s Lady’s Book_.

2. Influence of Dickens. At its height in the fifties: an emphasis upon

the vulgar--plain and homely characters. Exploited in the _Atlantic_ by

Lowell. So Rose Terry Cooke in _Miss Lucinda_ (1861).

3. Influence of the French realistic movement: Balzac, Flaubert. Only a

faint beginning. Still a lot of romance stuff but given a local color

and garnished with humor.

_Counter Tendencies._ The inevitable development of the middle-class

city and the middle-class magazine, persistently affected by certain

throw-backs to an older American tradition. America is of the city

today, but day before yesterday it was still country, and in the

backgrounds of our minds is a country setting and love of simple

people. Three main tendencies:

1. The discovery of the local. The picturesqueness of the strange and

remote in character, manners, speech. The charm of dialect and interest

in out-of-the-way places. This a reaction from too much pavement

and the rubbing-down of individual differences from city contact.

“Characters” are bred in isolated places. This the dominant note in

the short story from 1870 to 1900: to follow it from Bret Harte on is

almost to write a history of the short story. It does not dominate the

longer story. Constance Fenimore Woolson.

2. The discovery of “human interest.” The feeling that men in the

rough--with the bark on--may prove more interesting than the products

of an artificial civilization. This had been spread by Dickens and by

certain of the _Atlantic_ writers.

3. The growing interest in realism. At first confused with the

commonplace--so Pattee in his comment on Rose Terry Cooke’s _Miss

Lucinda_. A good deal of this earlier work is only another form of

romance--little affected by the rising French movement. Realism was

to come slowly and late. All three of these made against the genteel

tradition.

_Henry James._ His position peculiar. From his youth _déraciné_--his

father hated American vulgarity, American journalism, and would not

permit his son to take root. He grew up with an aristocratic conception

of civilization--his sole interest lay in such civilization, and the

manners of the polite society of that civilization. No other American

has so hated and feared contamination from the vulgar. He was thus the

last flower of the Genteel Tradition, transplanted to an environment

more congenial. As the middle-class became more clamorous, he withdrew

to the Continent, to England, where the older ideas still lingered.

There in the spirit of the realist he wrote with refined art and

persistent detachment--even to a punctilious and princely refinement.

As Mr. Howells says, “To enjoy his work, to feel its rare excellence,

both in conception and expression, is a brevet of intellectual good

form.”

_His World._ Always that of the spender, of assured position. His main

interest lies in women; their refinement appeals to his refinement--no

flappers or vulgarians but elegantly gowned women who never did the

family washing. He is concerned with that which is dearest to the heart

of aristocracy--standards of excellence. And in this he was true to his

conception of civilization, for civilization begins after a competence

has been assured. Those who are struggling to acquire have not the

leisure, the inclination, for civilization. Hence _Daisy Miller_ is a

type of much of his work--the contrast between civilized Europe and

uncivilized America, the one with standards of culture and manners

and the other vulgarian. And his interest in American women results

from the fact that they alone in America care for civilization and are

painfully seeking to achieve it.

_His Realism._ The beginnings of the movement which has been called

psychological realism, concerning itself with motives and processes of

thought--the inner life. Developed by Bourget and far more fully by

Dorothy Richardson in such a book as _Pilgrimage_, the inner life of

Miriam Henderson in many volumes. Far removed from later psychological

fiction founded on Freudian theory--as in D. H. Lawrence, Sherwood

Anderson. Again the genteel tradition dealing with people who in the

main have genteel impulses only. James held in horror this later

naturalism--it was merely vulgarian.

_The Spirit of the Local._ Into this prim world with its incipient

realism came the note of the Far West: Mark Twain and Bret Harte, who

set a new style--the romantic, picturesque, human-interest story. This

is a part of the Pike County idea of literature--a native rogue-tale

but with touches of sentiment and shortened to effective form. This

followed by Eggleston’s _Hoosier Schoolmaster_ (1871) and this in turn

by the flood of local work of the eighties. The most notable the work

of Charles Egbert Craddock, Joel Chandler Harris, Sarah Orne Jewett,

and Mary Wilkins. The first discovered the hill people, the second

discovered the Negro--his primitive folk-poetry. In the work of the

last, a struggle between the genteel tradition and realism--and the

final triumph of the latter.

A Chapter in American Liberalism[845]

Liberals whose hair is growing thin and the lines of whose figures are

no longer what they were, are likely to find themselves today in the

unhappy predicament of being treated as mourners at their own funerals.

When they pluck up heart to assert that they are not yet authentic

corpses, but living men with brains in their heads, they are pretty

certain to be gently chided and led back to the comfortable armchair

that befits senility. Their counsel is smiled at as the chatter of a

belated post-Victorian generation that knew not Freud, and if they

must go abroad they are bidden take the air in the garden where other

old-fashioned plants--mostly of the family _Democratici_--are still

preserved. It is not pleasant for them. It is hard to be dispossessed

by one’s own heirs, and especially hard when those heirs, in the

cheerful ignorance of youth, forget to acknowledge any obligations

to a hard-working generation that laid by a very substantial body of

intellectual wealth, the income from which the heirs are spending

without even a “Thank you.” If therefore the middle-aged liberal

occasionally grows irritable and indulges in caustic comment on the

wisdom of talkative young men it may be set down as the prerogative of

the armchair age and lightly forgiven.

Yet in sober fact there are the solidest reasons for such irritation.

The younger liberals who love to tweak the nose of democracy are

too much enamored of what they find in their own mirrors. They are

indisputably clever, they are spouting geysers of smart and cynical

talk, they have far outrun their fathers in the free handling

of ancient tribal totems--but they are afflicted with the short

perspective of youth that finds a vanishing-point at the end of its

own nose. There is no past for them beyond yesterday. They are having

so good a time playing with ideas that it does not occur to them to

question the validity of their intellectual processes or to inquire

into the origins of the ideas they have adopted so blithely. Gaily

engaged in smashing _bourgeois_ idols, the young intellectuals are too

busy to realize that it was the older generation that provided them

with a hammer and pointed out the idols to be smashed. It is the way of

youth.

Middle-aged liberals--let it be said by way of defense--at least know

their history. They were brought up in a great age of liberalism--an

age worthy to stand beside the golden forties of last century--and

they went to school to excellent teachers. Darwin, Spencer, Mill, Karl

Marx, Haeckel, Taine, William James, Henry George, were masters of

which no school in any age need feel ashamed; nor were such tutors and

undermasters as Ruskin, William Morris, Matthew Arnold, Lester Ward,

Walt Whitman, Henry Adams, to be dismissed as incompetent. To the

solution of the vexing problems entailed by industrialism--in America

as well as in Europe--was brought all the knowledge that had been

accumulating for a century. It was a time of reëvaluations when much

substantial thinking was done; when the flood of light that came with

the doctrine of biological evolution lay brilliant on the intellectual

landscape and the dullest mind caught some of the reflection. Few of

the young scholars attended the lectures of Friedrich Nietzsche, and

behavioristic psychology had not yet got into the curriculum; but Ladd

and James were inquiring curiously into the mechanism of the brain, and

animal psychology was preparing the way for the later Freudians. It was

the end of an age perhaps, the rich afterglow of the Enlightenment, but

the going down of the sun was marked by sunset skies that gave promise

of other and greater dawns.

To have spent one’s youth in such a school was a liberal education.

The mind opened of its own will. Intellectual horizons were daily

widening and the new perspectives ran out into cosmic spaces. The cold

from those outer spaces had not yet chilled the enthusiasms that were

a heritage from the Enlightenment, and the social idealism begotten by

the democratic nature school still looked confidently to the future.

They were ardent democrats--the young liberals of the nineties--and

none doubted the finality or sufficiency of the democratic principle,

any more than Mill or Spencer had doubted it. All their history and

all their biology justified it, and the business of the times was to

make it prevail in the sphere of economics as it prevailed in the

realm of the political. The cure for the evils of democracy was held

to be more democracy, and when industrialism had been brought under

its sway--when America had become an economic democracy--a just and

humane civilization would be on the threshold of possibility. To the

achievement of that great purpose the young liberals devoted themselves

and the accomplishments of the next score of years were the work of

their hands. Certain intellectuals had been democrats--Paine and

Jefferson and Emerson and Thoreau and Whitman and Melville--but they

were few in comparison with the skeptical Whigs who professed democracy

only to bind its hands. The Republican party had not been democratic

since former days--and as Henry Adams said in 1880, it was accounted

foolishness to believe in it in 1880. Autocracy was a toy to distract

the voting man from the business of money-getting.

It was from such a school--richer in intellectual content, one might

argue, than any the younger liberals have frequented--that the ferment

of twenty years ago issued; a school dedicated to the ideals of the

Enlightenment and bent on carrying through the unfulfilled program

of democracy. Democratic aspirations had been thwarted hitherto by

the uncontrolled play of the acquisitive instinct; the immediate

problem of democracy was the control of that instinct in the common

interest. Economics had controlled the political state to its narrow

and selfish advantage; it was for the political state to resume its

sovereignty and extend its control over economics. So in the spirit of

the Enlightenment the current liberalism dedicated itself to history

and sociology, accepting as its immediate and particular business a

reëxamination of the American past in order to forecast an ampler

democratic future. It must trace the rise of political power in America

in order to understand how that power had fallen into the unsocial

hands of economics. The problem was difficult. American political

history had been grossly distorted by partisan interpretation and

political theory had been dissipated by an arid constitutionalism. The

speculative thinker had long been dispossessed by the eulogist and

the lawyer, both of whom had subsisted on a thin gruel of patriotic

myths. Even the social historians, though dealing in materials rich in

suggestion, had been diffident in the matter of interpretation, without

which history is no more than the dry bones of chronicle. Inheriting

no adequate philosophy of historical evolution, the young school of

historians must first provide themselves with one, in the light of

which the American past should take on meaning, and the partisan

struggles, hitherto meaningless, should fall into comprehensible

patterns.

That necessary work was to engage them for years, but in the meanwhile,

as critical realists, their immediate business was with facts and the

interpretation of facts. John Fiske a few years before had essayed to

interpret the rise of democracy in America by analogy from biological

evolution, tracing the source of American democracy to the New England

town meeting, which he explained as a resurgence of ancient Teutonic

folk-ways. The theory was tenuous and it was not till Professor Turner

drew attention to the creative influence of the frontier on American

life that the historians were provided with a suggestive working

hypothesis. Before that hypothesis could be adequately explored,

however, and brought into just relations to a comprehensive philosophy

of history, the rise of liberalism was well under way, marked by a

rich ferment of thought that made the early years of the new century

singularly stimulating. That ferment resulted from pouring into the

vial of native experience the reagent of European theory--examining the

ways of American industrialism in the light of continental socialism;

and the result was an awakening of popular interest in social control

of economics, a widespread desire to bring an expanding industrialism

into subjection to a rational democratic program, that was to provide

abundant fuel to the social unrest that had burst forth in sporadic

flames for a generation. The great movement of liberalism that took

possession of the American mind after the turn of the century--a

movement not unworthy to be compared with the ferment of the eighteen

forties--was the spontaneous reaction of an America still only half

urbanized, still clinging to ideals and ways of an older simpler

America, to an industrialism that was driving its plowshare through

the length and breadth of the familiar scene, turning under the rude

furrows what before had been growing familiarly there. It was the first

reaction of America to the revolutionary change that followed upon the

exhaustion of the frontier--an attempt to secure through the political

state the freedoms that before had come from unpreëmpted opportunity.

For a quarter of a century following the great westward expansion

of the late sixties America had been drifting heedlessly towards a

different social order. The shambling frontier democracy that had

sufficed an earlier time was visibly breaking down in presence of the

imperious power of a centralizing capitalism. The railways were a

dramatic embodiment of the new machine civilization that was running

head on into a primitive social organism fashioned by the old domestic

economy, and the disruptions and confusions were a warning that the

country was in for vast changes. New masters, new ways. The rule of the

captain of industry had come. The farmers had long been in ugly mood,

but their great rebellion was put down in 1896, and never again could

they hope to wrest sovereignty from capitalism. The formal adoption

of the gold standard in 1900 served notice to the world that America

had put away its democratic agrarianism, that a shambling Jacksonian

individualism had had its day, and that henceforth the destiny of the

country lay in the hands of its business men. Capitalism was master

of the country and though for the present it was content to use the

political machinery of democracy it was driving towards an objective

that was the negation of democracy.

The immediate reaction to so broad a shift in the course of manifest

destiny was a growing uneasiness amongst the middle class--small

business and professional men--who looked with fear upon the program

of the captains of industry. Industrialization brought its jars and

upsets. The little fish did not enjoy being swallowed by the big, and

as they watched the movement of economic centralization encroaching

on the field of competition they saw the doors of opportunity closing

to them. It was to this great body of _petite bourgeoisie_ that

members of the lesser intellectuals--journalists, sociologists,

reformers--were to make appeal. The work was begun dramatically with

the spectacularly advertised _Frenzied Finance_, written by Thomas W.

Lawson, and appearing as a series in _McClure’s Magazine_ in 1903. The

immense popular success of the venture proved that the fire was ready

for the fat, and at once a host of volunteer writers fell to feeding

the flames. The new ten-cent magazines provided the necessary vehicle

of publicity, and enterprising editors were soon increasing their

circulations with every issue. As it became evident how popular was the

chord that had been struck, more competent workmen joined themselves to

the group of journalists: novelists--a growing army of them--essayists,

historians, political scientists, philosophers, a host of heavy-armed

troops that moved forward in a frontal attack on the strongholds of the

new plutocracy. Few writers in the years between 1903 and 1917 escaped

being drawn into the movement--an incorrigible romantic perhaps, like

the young James Branch Cabell, or a cool patrician like Edith Wharton;

and with such popular novelists as Winston Churchill, Robert Herrick,

Ernest Poole, David Graham Phillips, Upton Sinclair, and Jack London

embellishing the rising liberalism with dramatic heroes and villains,

and dressing their salads with the wickedness of Big Business; with

such political leaders as Bob La Follette and Theodore Roosevelt and

Woodrow Wilson beating up the remotest villages for recruits; with such

scholars as Thorstein Veblen, Charles A. Beard, and John Dewey, and

such lawyers as Louis Brandeis, Frank P. Walsh, and Samuel Untermyer,

the movement gathered such momentum and quickened such a ferment as

had not been known before in the lands since the days of the Abolition

controversy. The mind and conscience of America were stirred to their

lowest sluggish stratum, and a democratic renaissance was all aglow on

the eastern horizon.

At the core it was a critical realistic movement that spread quietly

amongst intellectuals, but the nebulous tail of the comet blazed across

the sky for all to wonder at: and it was the tail rather than the core

that aroused the greatest immediate interest. Lincoln Steffens, Charles

Edward Russell, Ida Tarbell, Gustavus Myers, and Upton Sinclair were

read eagerly because they dealt with themes that many were interested

in--the political machine, watered stock, Standard Oil, the making of

great fortunes, and the like--and they invested their exposures with

the dramatic interest of a detective story. Up to 1910 it was largely

a muckraking movement--to borrow President Roosevelt’s picturesque

phrase; a time of brisk housecleaning that searched out old cobwebs

and disturbed the dust that lay thick on the antiquated furniture.

The Gilded Age had been slovenly and such a housecleaning was long

overdue. There was a vast amount of nosing about to discover bad

smells, and to sensitive noses the bad smells seemed to be everywhere.

Evidently some hidden cesspool was fouling American life, and as the

inquisitive plumbers tested the household drains they came upon the

source of infection--not one cesspool but many, under every city hall

and beneath every state capitol--dug secretly by politicians in the pay

of respectable business men. It was these cesspools that were poisoning

the national household, and there would be no health in America till

they were filled in and no others dug.

It was a dramatic discovery and when the corruption of American

politics was laid on the threshold of business--like a bastard on the

doorsteps of the father--a tremendous disturbance resulted. There was

a great fluttering and clamor amongst the bats and owls, an ominous

creaking of the machine as the wrenches were thrown into the well-oiled

wheels, and a fierce sullen anger at the hue and cry set up. To many

honest Americans the years between 1903 and 1910 were abusive and

scurrilous beyond decency, years when no man and no business, however

honorable, was safe from the pillory; when wholesale exposure had grown

profitable to sensation-mongers, and great reputations were lynched

by vigilantes and reputable corporations laid under indictment at the

bar of public opinion. Respectable citizens did not like to have their

goodly city held up to the world as “corrupt and contented”; they did

not like to have their municipal housekeeping brought into public

disrepute no matter how sluttish it might be. It was not pleasant for

members of great families to read a cynical history of the origins of

their fortunes, or for railway presidents seeking political favors to

find on the newsstand a realistic account of the bad scandals that had

smirched their roads. It was worse than unpleasant, it was hurtful to

business. And so quietly, and as speedily as could be done decently,

the movement was brought to a stop by pressure put on the magazines

that lent themselves to such harmful disclosures. Then followed a

campaign of education. Responding to judicious instruction, conducted

in the columns of the most respectable newspapers, the American public

was soon brought to understand that it was not the muck that was

harmful, but the indiscretion of those who commented in print on the

bad smells. It was reckoned a notable triumph for sober and patriotic

good sense.

So after a few years of amazing activity the muckraking movement came

to a stop. But not before it had done its work; not before the American

middle class had been indoctrinated in the elementary principles of

political realism and had rediscovered the social conscience lost

since the days of the Civil War. Many a totem had been thrown down by

the irreverent hands of the muckrakers, and many a fetish held up to

ridicule, and plutocracy in America would not recover its peace of

mind until at great cost the totems should be set up again and the

fetishes reanointed with the oil of sanctity. The substantial result

of the movement was the instruction it afforded in the close kinship

between business and politics--a lesson greatly needed by a people long

fed on romantic unrealities. It did not crystallize for the popular

mind in the broad principle of economic determinism; that remained

for certain of the intellectuals to apply to American experience.

But with its sordid object--service--it punished the flabby optimism

of the Gilded Age, with its object-lessons in business politics; it

revealed the hidden hand that was pulling the strings of the political

puppets; it tarnished the gilding that had been carefully laid on

our callous exploitation, and it brought under common suspicion the

captain of industry who had risen as a national hero from the muck of

individualism. It was a sharp guerilla attack on the sacred American

System, but behind the thin skirmish-line lay a volunteer army that was

making ready to deploy for a general engagement with plutocracy.

With the flood of light thrown upon the fundamental law by the

historians, the movement of liberalism passed quickly through

successive phases of thought. After the first startled surprise it

set about the necessary business of acquainting the American people

with its findings in the confident belief that a democratic electorate

would speedily democratize the instrument. Of this first stage the

late Professor J. Allen Smith’s _The Spirit of American Government_

(1907) was the most adequate expression, a work that greatly influenced

the program of the rising Progressive Party. But changes came swiftly

and within half a dozen years the movement had passed from political

programs to economic, concerned not so greatly with political democracy

as with economic democracy. Of this second phase Professor Beard’s

notable study, _An Economic Interpretation of the Constitution_ (1913),

was the greatest intellectual achievement. Underlying this significant

work was a philosophy of politics that set it sharply apart from

preceding studies--a philosophy that unsympathetic readers were quick

to attribute to Karl Marx, but that in reality derived from sources

far earlier and for Americans at least far more respectable. The

current conception of the political state as determined in its form

and activities by economic groups is no modern Marxian perversion of

political theory; it goes back to Aristotle, it underlay the thinking

of Harrington and Locke and the seventeenth-century English school,

it shaped the conclusions of Madison and Hamilton and John Adams, it

ran through all the discussions of the Constitutional Convention, and

it reappeared in the arguments of Webster and Calhoun. It was the

main-traveled road of political thought until a new highway was laid

out by French engineers, who, disliking the bog of economics, surveyed

another route by way of romantic equalitarianism. The logic of the

engineers was excellent, but the drift of politics is little influenced

by logic, and abstract equalitarianism proved to be poor material for

highway construction. In divorcing political theory from contact with

sobering reality it gave it over to a treacherous romanticism. In

seeking to avoid the bog of economics it ran into an arid desert.

To get back once more on the main-traveled road, to put away all

profitless romanticisms and turn realist, taking up again the method

of economic interpretation unused in America since the days of Webster

and Calhoun, became therefore the business of the second phase of

liberalism to which Professor Beard applied himself. The earlier

group of liberals were ill equipped to wage successful war against

plutocracy. Immersed in the traditional equalitarian philosophy, they

underestimated the strength of the enemies of democracy. They did

not realize what legions of Swiss Guards property can summon to its

defense. They were still romantic idealists tilting at windmills,

and it was to bring them to a sobering sense of reality that _The

Economic Interpretation of the Constitution_ was written. If property

is the master force in every society one cannot understand American

institutional development until one has come to understand the part

property played in shaping the fundamental law. Interpreted thus the

myths that had gathered about the Constitution fell away of themselves

and the document was revealed as English rather than French, the

judicious expression of substantial eighteenth-century realism that

accepted the property basis of political action, was skeptical of

romantic idealisms, and was more careful to protect title-deeds to

legal holdings than to claim unsurveyed principalities in Utopia. If

therefore liberalism were to accomplish any substantial results it

must approach its problems in the same realistic spirit, recognizing

the masterful ambitions of property, recruiting democratic forces to

overmaster the Swiss Guards, leveling the strongholds that property had

erected within the organic law, and taking care that no new strongholds

should rise. The problem confronting liberalism was the problem of the

subjection of property to social justice.

Yet interesting as was the muckraking tail of the comet, far more

significant was the core--the substantial body of knowledge gathered by

the scholars and flung into the scale of public opinion. The realities

of the American past had been covered deep with layers of patriotic

myths, provided in simpler days when the young Republic, suffering

from a natural inferiority complex, was building up a defense against

the acrid criticism of Tory Europe. Those myths had long since served

their purpose and had become a convenient refuge for the bats and owls

of the night; it was time to strip them away and apply to the past

objective standards of scholarship, and to interpret it in the light

of an adequate philosophy of history. To this work, so essential to

any intelligent understanding of the American experiment, a group of

historians and political scientists turned with competent skill, and

the solid results of their labor remained after the popular ferment

subsided, as a foundation for later liberals to build on.

The journalistic muckrakers had demonstrated that America was not in

fact the equalitarian democracy it professed to be, and the scholars

supplemented their work by tracing to its historical source the

weakness of the democratic principle in governmental practice. America

had never been a democracy for the sufficient reason that too many

handicaps had been imposed upon the majority will. The democratic

principle had been bound with withes like Samson and had become a

plaything for the Philistines. From the beginning--the scholars

discovered--democracy and property had been at bitter odds; the

struggle invaded the Constitutional Convention, it gave form to the

party alignment between Hamilton and Jefferson, Jackson and Clay, and

then during the slavery struggle, sinking underground like a lost

river, it nevertheless had determined party conflicts down to the

present. In this ceaseless conflict between the man and the dollar,

between democracy and property, the reasons for persistent triumph of

property were sought in the provisions of the organic law, and from

a critical study of the Constitution came a discovery that struck

home like a submarine torpedo--the discovery that the drift toward

plutocracy was not a drift away from the spirit of the Constitution,

but an inevitable unfolding from its premises; that instead of having

been conceived by the fathers as a democratic instrument, it had been

conceived in a spirit designedly hostile to democracy; that it was, in

fact, a carefully formulated expression of eighteenth-century property

consciousness, erected as a defense against the democratic spirit that

had got out of hand during the Revolution, and that the much-praised

system of checks and balances was designed and intended for no other

end than a check on the political power of the majority--a power

acutely feared by the property consciousness of the times.

It was a startling discovery that profoundly stirred the liberal

mind of the early years of the century; yet the really surprising

thing is that it should have come as a surprise. It is not easy to

understand today why since Civil War days intelligent Americans

should so strangely have confused the Declaration of Independence

and the Constitution, and have come to accept them as complementary

statements of the democratic purpose of America. Their unlikeness is

unmistakable: the one a classical statement of French humanitarian

democracy, the other an organic law designed to safeguard the minority

under republican rule. The confusion must be charged in part to the

lawyers who had taken over the custodianship of the Constitution, and

in part to the florid romantic temper of the middle nineteenth century.

When the fierce slavery struggle fell into the past, whatever honest

realism had risen from the passions of the times was buried with the

dead issue. The militant attacks on the Constitution so common in

Abolitionist circles after 1835, and the criticism of the Declaration

that was a part of the southern argument, were both forgotten, and with

the Union reëstablished by force of arms, the idealistic cult of the

fundamental law entered on a second youth. In the blowsy Gilded Age

the old myths walked the land again, wrapped in battle-torn flags and

appealing to the blood shed on southern battlefields. It was not till

the advent of a generation unblinded by the passions of civil war that

the Constitution again was examined critically, and the earlier charge

of the Abolitionists that it was designed to serve property rather

than men, was heard once more. But this time with far greater weight

of evidence behind it. As the historians dug amongst the contemporary

records they came upon a mass of fact the Abolitionists had been

unaware of. The evidence was written so plainly, in such explicit and

incontrovertible words--not only in _Elliott’s Debates_, but in the

minutes of the several State Conventions, in contemporary letters

and memoirs, in newspapers and pamphlets and polite literature--that

it seemed incredible that honest men could have erred so greatly in

confusing the Constitution with the Declaration.

With the clarification of its philosophy the inflowing waters of

liberalism reached flood-tide; the movement would either recede or pass

over into radicalism. On the whole it followed the latter course,

and the years immediately preceding 1917 were years when American

intellectuals were immersing themselves in European collectivistic

philosophies--in Marxianism, Fabianism, Syndicalism, Guild Socialism.

New leaders were rising, philosophical analysts like Thorstein Veblen

who were mordant critics of American economics. The influence of

socialism was fast sweeping away the last shreds of political and

social romanticism that so long had confused American thinking. The

doctrine of economic determinism was spreading widely, and in the light

of that doctrine the deep significance of the industrial revolution

was revealing itself for the first time to thoughtful Americans. In

its reaction to industrialism America had reached the point Chartist

England had reached in the eighteen-forties and Marxian Germany in the

eighteen-seventies. That was before a mechanistic science had laid its

heavy discouragements on the drafters of democratic programs. Accepting

the principle of economic determinism, liberalism still clung to its

older democratic teleology, convinced that somehow economic determinism

would turn out to be a fairy godmother to the proletariat and that

from the imperious drift of industrial expansion must eventually issue

social justice. Armed with this faith liberalism threw itself into

the work of cleaning the Augean stables, and its reward came in the

achievements of President Wilson’s first administration.

Then the war intervened and the green fields shriveled in an afternoon.

With the cynicism that came with post-war days the democratic

liberalism of 1917 was thrown away like an empty whiskey-flask. Clever

young men began to make merry over democracy. It was preposterous, they

said, to concern oneself about social justice; nobody wants social

justice. The first want of every man, as John Adams remarked a hundred

years ago, is his dinner, and the second his girl. Out of the muck of

the war had come a great discovery--so it was reported--the discovery

that psychology as well as economics has its word to say on politics.

From the army intelligence tests the moron emerged as a singular

commentary on our American democracy, and with the discovery of the

moron the democratic principle was in for a slashing attack. Almost

overnight an army of enemies was marshaled against it. The eugenist

with his isolated germ theory flouted the perfectional psychology of

John Locke, with its emphasis on environment as the determining factor

in social evolution--a psychology on which the whole idealistic

interpretation was founded; the beardless philosopher discovered

Nietzsche and in his pages found the fit master of the moron--the

biological aristocrat who is the flower that every civilization

struggles to produce; the satirist discovered the flatulent reality

that is middle-class America and was eager to thrust his jibes at the

complacent denizens of the Valley of Democracy. Only the behaviorist,

with his insistence on the plasticity of the new-born child, offers

some shreds of comfort to the democrat; but he quickly takes them away

again with his simplification of conduct to imperious drives that

stamp men as primitive animals. If the mass--the raw materials of

democracy--never rises much above sex appeals and belly needs, surely

it is poor stuff to try to work up into an excellent civilization, and

the dreams of the social idealist who forecasts a glorious democratic

future are about as substantial as moonshine. It is a discouraging

essay. Yet it is perhaps conceivable that our current philosophy--the

brilliant coruscations of our younger intelligentsia--may indeed not

prove to be the last word in social philosophy. Perhaps--is this

_lèse-majesté_--when our youngest liberals have themselves come to

the armchair age they will be smiled at in turn by sons who are still

cleverer and who will find their wisdom as foolish as the wisdom of

1917 seems to them today. But that lies on the knees of the gods.

Footnotes

[812] Lecture notes.--_Publisher._

[813] See J. Allen Smith, _The Spirit of American Government_; W. A.

White, _The Old Order Changeth_.

[814] Representative books are: C. A. Beard, _An Economic

Interpretation of the Constitution_ (1913) and _The Economic Basis of

Politics_ (1922); Walter Lippmann, _Public Opinion_ (1922).

[815] See Bertrand Russell, _Proposed Roads to Freedom_ (1919); Richard

Roberts, _The Unfinished Programme of Democracy_ (1920).

[816] From the syllabus.--_Publisher._

[817] From the syllabus.--_Publisher._

[818] From the syllabus.--_Publisher._

[819] Lecture notes.--_Publisher._

[820] _Hey Rub-a-Dub-Dub_, New York, 1920, p. 1.

[821] _The Financier_, New York, c. 1912, p. 250.

[822] _Ibid._, p. 409.

[823] _Ibid._, p. 479.

[824] _The Financier_, p. 432.

[825] _Hey Rub-a-Dub-Dub_, p. 87.

[826] When this was written of course _The American Tragedy_, _A Book

about Myself_, Dreiser’s poems, _Moods Cadenced and Declaimed_, and his

further books of travel had not been published.--_Publisher._

[827] Randolph Bourne, _History of a Literary Radical_, p. 203.

[828] _The Financier_, p. 660.

[829] Stuart P. Sherman, _On Contemporary Literature_, New York, 1923,

p. 94. In the syllabus Professor Parrington says: “The most intelligent

estimates of Dreiser are in Randolph Bourne, _History of a Literary

Radical_; H. L. Mencken, _Prefaces_; and Carl Van Doren, _Contemporary

American Novelists_. All other commentators are stupid.”

[830] Published as Number Five of _University of Washington Chapbooks_,

1927.--_Publisher._

[831] The notes that follow are from the syllabus.--_Publisher._

[832] Cabell omitted, as there is a fuller discussion of him

given.--_Publisher._

[833] From the syllabus.--_Publisher._

[834] For a statement of the reaction of a young intellectual to the

war, see Randolph Bourne, _Untimely Papers_, 1919.

[835] For a criticism of Nicholson, see Randolph Bourne, _The History

of a Literary Radical_, p. 128.

[836] See Mr. Cabell’s criticism in _Beyond Life_, pp. 301-307.

[837] For a review see the _Nation_, March 19, 1924.

[838] Sinclair Lewis omitted, as fuller material has been

given.--_Publisher._

[839] From the third section in the syllabus, which deals with “A New

Romance.”--_Publisher._

[840] See Cabell’s review of _Messer Marco Polo_ in _Straws and

Prayer-Books_, pp. 52-59. The writer’s full name is Brian Oswald

Donn-Byrne.

[841] For a striking characterization of Hergesheimer, see _The

Bookman_, May, 1922 For an appreciation, see Cabell, _Straws and

Prayer-Books_, pp. 195-221.

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