SEA-POWER IN ANCIENT TIMES

The high antiquity of decisive naval campaigns is amongst the most

interesting features of international conflicts. Notwithstanding

the much greater frequency of land wars, the course of history

has been profoundly changed more often by contests on the water.

That this has not received the notice it deserved is true, and

Mahan tells us why. 'Historians generally,' he says, 'have been

unfamiliar with the conditions of the sea, having as to it neither

special interest nor special knowledge; and the profound determining

influence of maritime strength on great issues has consequently been

overlooked.' Moralising on that which might have been is admittedly

a sterile process; but it is sometimes necessary to point, if

only by way of illustration, to a possible alternative. As in

modern times the fate of India and the fate of North America were

determined by sea-power, so also at a very remote epoch sea-power

decided whether or not Hellenic colonisation was to take root in,

and Hellenic culture to dominate, Central and Northern Italy as

it dominated Southern Italy, where traces of it are extant to this

day. A moment's consideration will enable us to see how different

the history of the world would have been had a Hellenised city

grown and prospered on the Seven Hills. Before the Tarquins were

driven out of Rome a Phocoean fleet was encountered (537 B.C.) off

Corsica by a combined force of Etruscans and Phoenicians, and

was so handled that the Phocoeans abandoned the island and settled

on the coast of Lucania.[14] The enterprise of their navigators

had built up for the Phoenician cities and their great off-shoot

Carthage, a sea-power which enabled them to gain the practical

sovereignty of the sea to the west of Sardinia and Sicily. The

control of these waters was the object of prolonged and memorable

struggles, for on it--as the result showed--depended the empire of

the world. From very remote times the consolidation and expansion,

from within outwards, of great continental states have had serious

consequences for mankind when they were accompanied by the

acquisition of a coast-line and the absorption of a maritime

population. We shall find that the process loses none of its

importance in recent years. 'The ancient empires,' says the historian

of Greece, Ernst Curtius, 'as long as no foreign elements had

intruded into them, had an invincible horror of the water.' When

the condition, which Curtius notices in parenthesis, arose, the

'horror' disappeared. There is something highly significant in

the uniformity of the efforts of Assyria, Egypt, Babylon, and

Persia to get possession of the maritime resources of Phoenicia.

Our own immediate posterity will, perhaps, have to reckon with

the results of similar efforts in our own day. It is this which

gives a living interest to even the very ancient history of

sea-power, and makes the study of it of great practical importance

to us now. We shall see, as we go on, how the phenomena connected

with it reappear with striking regularity in successive periods.

Looked at in this light, the great conflicts of former ages are

full of useful, indeed necessary, instruction.

[Footnote 14: Mommsen, _Hist._Rome_, English trans., i. p. 153.]

In the first and greatest of the contests waged by the nations

of the East against Europe--the Persian wars--sea-power was the

governing factor. Until Persia had expanded to the shores of the

Levant the European Greeks had little to fear from the ambition

of the great king. The conquest of Egypt by Cambyses had shown how

formidable that ambition could be when supported by an efficient

navy. With the aid of the naval forces of the Phoenician cities

the Persian invasion of Greece was rendered comparatively easy.

It was the naval contingents from Phoenicia which crushed the

Ionian revolt. The expedition of Mardonius, and still more that

of Datis and Artaphernes, had indicated the danger threatening

Greece when the master of a great army was likewise the master

of a great navy. Their defeat at Marathon was not likely to,

and as a matter of fact did not, discourage the Persians from

further attempts at aggression. As the advance of Cambyses into

Egypt had been flanked by a fleet, so also was that of Xerxes

into Greece. By the good fortune sometimes vouch-safed to a people

which, owing to its obstinate opposition to, or neglect of, a

wise policy, scarcely deserves it, there appeared at Athens an

influential citizen who understood all that was meant by the

term sea-power. Themistocles saw more clearly than any of his

contemporaries that, to enable Athens to play a leading part in

the Hellenic world, she needed above all things a strong navy.

'He had already in his eye the battle-field of the future.' He

felt sure that the Persians would come back, and come with such

forces that resistance in the open field would be out of the

question. One scene of action remained--the sea. Persuaded by him

the Athenians increased their navy, so that of the 271 vessels

comprising the Greek fleet at Artemisium, 147 had been provided

by Athens, which also sent a large reinforcement after the first

action. Though no one has ever surpassed Themistocles in the

faculty of correctly estimating the importance of sea-power,

it was understood by Xerxes as clearly as by him that the issue

of the war depended upon naval operations. The arrangements made

under the Persian monarch's direction, and his very personal

movements, show that this was his view. He felt, and probably

expressed the feeling, exactly as--in the war of Arnerican

Independence--Washington did in the words, 'whatever efforts are

made by the land armies, the navy must have the casting vote in

the present contest.' The decisive event was the naval action of

Salamis. To have made certain of success, the Persians should have

first obtained a command of the Ægean, as complete for all practical

purposes as the French and English had of the sea generally in

the war against Russia of 1854-56. The Persian sea-power was not

equal to the task. The fleet of the great king was numerically

stronger than that of the Greek allies; but it has been proved

many times that naval efficiency does not depend on numerical

superiority alone. The choice sections of the Persian fleet were

the contingents of the Ionians and Phoenicians. The former were

half-hearted or disaffected; whilst the latter were, at best, not

superior in skill, experience, and valour to the Greek sailors. At

Salamis Greece was saved not only from the ambition and vengeance

of Xerxes, but also and for many centuries from oppression by an

Oriental conqueror. Persia did not succeed against the Greeks,

not because she had no sea-power, but because her sea-power,

artificially built up, was inferior to that which was a natural

element of the vitality of her foes. Ionia was lost and Greece

in the end enslaved, because the quarrels of Greeks with Greeks

led to the ruin of their naval states.

The Peloponnesian was largely a naval war. The confidence of

the Athenians in their sea-power had a great deal to do with its

outbreak. The immediate occasion of the hostilities, which in

time involved so many states, was the opportunity offered by the

conflict between Corinth and Corcyra of increasing the sea-power of

Athens. Hitherto the Athenian naval predominance had been virtually

confined to the Ægean Sea. The Corcyræan envoy, who pleaded for

help at Athens, dwelt upon the advantage to be derived by the

Athenians from alliance with a naval state occupying an important

situation 'with respect to the western regions towards which the

views of the Athenians had for some time been directed.'[15]

It was the 'weapon of her sea-power,' to adopt Mahan's phrase,

that enabled Athens to maintain the great conflict in which she

was engaged. Repeated invasions of her territory, the ravages

of disease amongst her people, and the rising disaffection of

her allies had been more than made up for by her predominance

on the water. The scale of the subsequent Syracusan expedition

showed how vigorous Athens still was down to the interruption

of the war by the peace of Nicias. The great expedition just

mentioned over-taxed her strength. Its failure brought about

the ruin of the state. It was held by contemporaries, and has

been held in our own day, that the Athenian defeat at Syracuse

was due to the omission of the government at home to keep the

force in Sicily properly supplied and reinforced. This explanation

of failure is given in all ages, and should always be suspected.

The friends of unsuccessful generals and admirals always offer

it, being sure of the support of the political opponents of the

administration. After the despatch of the supporting expedition

under Demosthenes and Eurymedon, no further great reinforcement,

as Nicias admitted, was possible. The weakness of Athens was in

the character of the men who swayed the popular assemblies and

held high commands. A people which remembered the administration of

a Pericles, and yet allowed a Cleon or an Alcibiades to direct its

naval and military policy, courted defeat. Nicias, notwithstanding

the possession of high qualities, lacked the supreme virtue of

a commander--firm resolution. He dared not face the obloquy

consequent on withdrawal from an enterprise on which the popular

hopes had been fixed; and therefore he allowed a reverse to be

converted into an overwhelming disaster. 'The complete ruin of

Athens had appeared, both to her enemies and to herself, impending

and irreparable. But so astonishing, so rapid, and so energetic

had been her rally, that [a year after Syracuse] she was found

again carrying on a terrible struggle.'[16] Nevertheless her

sea-power had indeed been ruined at Syracuse. Now she could wage

war only 'with impaired resources and on a purely defensive system.'

Even before Arginusæ it was seen that 'superiority of nautical

skill had passed to the Peloponnesians and their allies.'[17]

[Footnote 15: Thirwall, _Hist._Greece_, iii. p. 96.]

[Footnote 16: Grote, _Hist._Greece_, v. p. 354.]

[Footnote 17: _Ibid._ p. 503.]

The great, occasionally interrupted, and prolonged contest between

Rome and Carthage was a sustained effort on the part of one to

gain and of the other to keep the control of the Western

Mediterranean. So completely had that control been exercised

by Carthage, that she had anticipated the Spanish commercial

policy in America. The Romans were precluded by treaties from

trading with the Carthaginian territories in Hispania, Africa,

and Sardinia. Rome, as Mommsen tells us, 'was from the first a

maritime city and, in the period of its vigour, never was so

foolish or so untrue to its ancient traditions as wholly to neglect

its war marine and to desire to be a mere continental power.' It

may be that it was lust of wealth rather than lust of dominion

that first prompted a trial of strength with Carthage. The vision

of universal empire could hardly as yet have formed itself in the

imagination of a single Roman. The area of Phoenician maritime

commerce was vast enough both to excite jealousy and to offer

vulnerable points to the cupidity of rivals. It is probable that

the modern estimate of the sea-power of Carthage is much exaggerated.

It was great by comparison, and of course overwhelmingly great

when there were none but insignificant competitors to challenge

it. Mommsen holds that, in the fourth and fifth centuries after

the foundation of Rome, 'the two main competitors for the dominion

of the Western waters' were Carthage and Syracuse. 'Carthage,'

he says, 'had the preponderance, and Syracuse sank more and more

into a second-rate naval power. The maritime importance of the

Etruscans was wholly gone.... Rome itself was not exempt from

the same fate; its own waters were likewise commanded by foreign

fleets.' The Romans were for a long time too much occupied at

home to take much interest in Mediterranean matters. The position

of the Carthaginians in the western basin of the Mediterranean

was very like that of the Portuguese long afterwards in India.

The latter kept within reach of the sea; 'nor did their rule ever

extend a day's march from their ships.'[18] 'The Carthaginians

in Spain,' says Mommsen, 'made no effort to acquire the interior

from the warlike native nations; they were content with the

possession of the mines and of stations for traffic and for shell

and other fisheries.' Allowance being made for the numbers of the

classes engaged in administration, commerce, and supervision,

it is nearly certain that Carthage could not furnish the crews

required by both a great war-navy and a great mercantile marine.

No one is surprised on finding that the land-forces of Carthage

were composed largely of alien mercenaries. We have several examples

from which we can infer a parallel, if not an identical, condition

of her maritime resources. How, then, was the great Carthaginian

carrying-trade provided for? The experience of more than one

country will enable us to answer this question. The ocean trade

of those off-shoots or dependencies of the United Kingdom, viz.

the United States, Australasia, and India, is largely or chiefly

conducted by shipping of the old country. So that of Carthage was

largely conducted by old Phoenicians. These may have obtained a

'Carthaginian Register,' or the contemporary equivalent; but they

could not all have been purely Carthaginian or Liby-Phoenician.

This must have been the case even more with the war-navy. British

India for a considerable time possessed a real and indeed highly

efficient navy; but it was officered entirely and manned almost

entirely by men from the 'old country.' Moreover, it was small. The

wealth of India would have sufficed to furnish a larger material

element; but, as the country could not supply the _personnel_,

it would have been absurd to speak of the sea-power of India

apart from that of England. As soon as the Romans chose to make

the most of their natural resources the maritime predominance

of Carthage was doomed. The artificial basis of the latter's

sea-power would not enable it to hold out against serious and

persistent assaults. Unless this is perceived it is impossible to

understand the story of the Punic wars. Judged by every visible

sign of strength, Carthage, the richer, the more enterprising,

ethnically the more predominant amongst her neighbours, and

apparently the more nautical, seemed sure to win in the great

struggle with Rome which, by the conditions of the case, was to be

waged largely on the water. Yet those who had watched the struggles

of the Punic city with the Sicilian Greeks, and especially that

with Agathocles, must have seen reason to cherish doubts concerning

her naval strength. It was an anticipation of the case of Spain in

the age of Philip II. As the great Elizabethan seamen discerned

the defects of the Spanish naval establishment, so men at Rome

discerned those of the Carthaginian. Dates in connection with

this are of great significance. A comprehensive measure, with the

object of 'rescuing their marine from its condition of impotence,'

was taken by the Romans in the year 267 B.C. Four _quoestores_

_classici_--in modern naval English we may perhaps call them

port-admirals--were nominated, and one was stationed at each

of four ports. The objects of the Roman Senate, so Mommsen tells

us, were very obvious. They were 'to recover their independence

by sea, to cut off the maritime communications of Tarentum, to

close the Adriatic against fleets coming from Epirus, and to

emancipate themselves from Carthaginian supremacy.' Four years

afterwards the first Punic war began. It was, and had to be,

largely a naval contest. The Romans waged it with varying fortune,

but in the end triumphed by means of their sea-power. 'The sea

was the place where all great destinies were decided.'[19] The

victory of Catulus over the Carthaginian fleet off the Ægatian

Islands decided the war and left to the Romans the possession

of Sicily and the power of possessing themselves of Sardinia

and Corsica. It would be an interesting and perhaps not a barren

investigation to inquire to what extent the decline of the mother

states of Phoenicia, consequent on the campaigns of Alexander

the Great, had helped to enfeeble the naval efficiency of the

Carthaginian defences. One thing was certain. Carthage had now

met with a rival endowed with natural maritime resources greater

than her own. That rival also contained citizens who understood

the true importance of sea-power. 'With a statesmanlike sagacity

from which succeeding generations might have drawn a lesson, the

leading men of the Roman Commonwealth perceived that all their

coast-fortifications and coast-garrisons would prove inadequate

unless the war-marine of the state were again placed on a footing

that should command respect.'[20] It is a gloomy reflection that

the leading men of our own great maritime country could not see

this in 1860. A thorough comprehension of the events of the first

Punic war enables us to solve what, until Mahan wrote, had been

one of the standing enigmas of history, viz. Hannibal's invasion

of Italy by land instead of by sea in the second Punic war. Mahan's

masterly examination of this question has set at rest all doubts

as to the reason of Hannibal's action.[21] The naval predominance

in the western basin of the Mediterranean acquired by Rome had

never been lost. Though modern historians, even those belonging

to a maritime country, may have failed to perceive it, the

Carthaginians knew well enough that the Romans were too strong

for them on the sea. Though other forces co-operated to bring

about the defeat of Carthage in the second Punic war, the Roman

navy, as Mahan demonstrates, was the most important. As a navy, he

tells us in words like those already quoted, 'acts on an element

strange to most writers, as its members have been from time

immemorial a strange race apart, without prophets of their own,

neither themselves nor their calling understood, its immense

determining influence on the history of that era, and consequently

upon the history of the world, has been overlooked.'

[Footnote 18: R. S. Whiteway, _Rise_of_the_Portuguese_Power_

_in_India_ p. 12. Westminster, 1899.]

[Footnote 19: J. H. Burton, _Hist._of_Scotland_, 1873, vol. i.

p. 318.]

[Footnote 20: Mommsen, i. p. 427.]

[Footnote 21: _Inf._on_Hist._, pp. 13-21.]

The attainment of all but universal dominion by Rome was now

only a question of time. 'The annihilation of the Carthaginian

fleet had made the Romans masters of the sea.'[22] A lodgment

had already been gained in Illyricum, and countries farther east

were before long to be reduced to submission. A glance at the

map will show that to effect this the command of the eastern

basin of the Mediterranean, like that of the western, must be

secured by the Romans. The old historic navies of the Greek and

Phoenician states had declined. One considerable naval force

there was which, though it could not have prevented, was strong

enough to have delayed the Roman progress eastwards. This force

belonged to Rhodes, which in the years immediately following

the close of the second Punic war reached its highest point as

a naval power.[23] Far from trying to obstruct the advance of

the Romans the Rhodian fleet helped it. Hannibal, in his exile,

saw the necessity of being strong on the sea if the East was to

be saved from the grasp of his hereditary foe; but the resources

of Antiochus, even with the mighty cooperation of Hannibal, were

insufficient. In a later and more often-quoted struggle between

East and West--that which was decided at Actium--sea-power was

again seen to 'have the casting vote.' When the whole of the

Mediterranean coasts became part of a single state the importance

of the navy was naturally diminished; but in the struggles within

the declining empire it rose again at times. The contest of the

Vandal Genseric with Majorian and the African expedition of

Belisarius--not to mention others--were largely influenced by

the naval operations.[24]

[Footnote 22: Schmitz, _Hist._Rome_, p. 256.]

[Footnote 23: C. Torr, _Rhodes_in_Ancient_Times_, p. 40.]

[Footnote 24: Gibbon, _Dec._and_Fall_, chaps. xxxvi. xli]

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