SEA-POWER[1]

[Footnote 1: Written in 1899. (_Encyclopoedia_Britannica_.)]

Sea-power is a term used to indicate two distinct, though cognate

things. The affinity of these two and the indiscriminate manner

in which the term has been applied to each have tended to obscure

its real significance. The obscurity has been deepened by the

frequency with which the term has been confounded with the old

phrase, 'Sovereignty of the sea,' and the still current expression,

'Command of the sea.' A discussion--etymological, or even

archæological in character--of the term must be undertaken as

an introduction to the explanation of its now generally accepted

meaning. It is one of those compound words in which a Teutonic

and a Latin (or Romance) element are combined, and which are

easily formed and become widely current when the sea is concerned.

Of such are 'sea-coast,' 'sea-forces' (the 'land- and sea-forces'

used to be a common designation of what we now call the 'Army

and Navy'), 'sea-service,' 'sea-serpent,' and 'sea-officer' (now

superseded by 'naval officer'). The term in one form is as old

as the fifteenth century. Edward III, in commemoration of the

naval victory of Sluys, coined gold 'nobles' which bore on one

side his effigy 'crowned, standing in a large ship, holding in

one hand a sword and in the other a shield.' An anonymous poet,

who wrote in the reign of Henry VI, says of this coin:

For four things our noble showeth to me,

King, ship, and sword, and _power_of_the_sea_.

Even in its present form the term is not of very recent date.

Grote [2] speaks of 'the conversion of Athens from a land-power

into a sea-power.' In a lecture published in 1883, but probably

delivered earlier, the late Sir J. R. Seeley says that 'commerce

was swept out of the Mediterranean by the besom of the Turkish

sea-power.'[3] The term also occurs in vol. xviii. of the

'Encyclopædia Britannica,' published in 1885. At p. 574 of that

volume (art. Persia) we are told that Themistocles was 'the founder

of the Attic sea-power.' The sense in which the term is used differs

in these extracts. In the first it means what we generally call

a 'naval power'--that is to say, a state having a considerable

navy in contradistinction to a 'military power,' a state with a

considerable army but only a relatively small navy. In the last

two extracts it means all the elements of the naval strength

of the state referred to; and this is the meaning that is now

generally, and is likely to be exclusively, attached to the term

owing to the brilliant way in which it has been elucidated by

Captain A. T. Mahan of the United States Navy in a series of

remarkable works.[4] The double use of the term is common in

German, though in that language both parts of the compound now

in use are Teutonic. One instance out of many may be cited from

the historian Adolf Holm.[5] He says[6] that Athens, being in

possession of a good naval port, could become '_eine_bedeutende_

_Seemacht_,' i.e. an important naval power. He also says[7] that

Gelon of Syracuse, besides a large army (_Heer_), had '_eine_

_bedeutende_Seemacht_,' meaning a considerable navy. The term,

in the first of the two senses, is old in German, as appears

from the following, extracted from Zedler's 'Grosses Universal

Lexicon,' vol. xxxvi:[8] 'Seemachten, Seepotenzen, Latin. _summae_

_potestates_mari_potentes_.' 'Seepotenzen' is probably quite

obsolete now. It is interesting as showing that German no more

abhors Teuto-Latin or Teuto-Romance compounds than English. We may

note, as a proof of the indeterminate meaning of the expression

until his own epoch-making works had appeared, that Mahan himself

in his earliest book used it in both senses. He says,[9] 'The

Spanish Netherlands ceased to be a sea-power.' He alludes[10]

to the development of a nation as a 'sea-power,' and[11] to the

inferiority of the Confederate States 'as a sea-power.' Also,[12]

he remarks of the war of the Spanish Succession that 'before

it England was one of the sea-powers, after it she was _the_

sea-power without any second.' In all these passages, as appears

from the use of the indefinite article, what is meant is a naval

power, or a state in possession of a strong navy. The other meaning

of the term forms the general subject of his writings above

enumerated. In his earlier works Mahan writes 'sea power' as

two words; but in a published letter of the 19th February 1897,

he joins them with a hyphen, and defends this formation of the

term and the sense in which he uses it. We may regard him as

the virtual inventor of the term in its more diffused meaning,

for--even if it had been employed by earlier writers in that

sense--it is he beyond all question who has given it general

currency. He has made it impossible for anyone to treat of sea-power

without frequent reference to his writings and conclusions.

[Footnote 2: _Hist._of_Greece_, v. p. 67, published in 1849, but

with preface dated 1848.]

[Footnote 3: _Expansion_of_England_, p. 89.]

[Footnote 4: _Influence_of_Sea-power_on_History_, published 1890;

_Influence_of_Sea-power_on_the_French_Revolution_and_Empire_,

2 vols. 1892; _Nelson:_the_Embodiment_of_the_Sea-power_of_Great_

_Britain_, 2 vols. 1897.]

[Footnote 5: _Griechische_Geschichte_. Berlin, 1889.]

[Footnote 6: _Ibid_. ii. p. 37.]

[Footnote 7: _Ibid_. ii. p. 91.]

[Footnote 8: Leipzig und Halle, 1743.]

[Footnote 9: _Influence_of_Sea-power_on_History_, p. 35.]

[Footnote 10: _Ibid_. p. 42.]

[Footnote 11: _Ibid_. p. 43.]

[Footnote 12: _Ibid_. p. 225.]

There is something more than mere literary interest in the fact that

the term in another language was used more than two thousand years

ago. Before Mahan no historian--not even one of those who specially

devoted themselves to the narration of naval occurrences--had

evinced a more correct appreciation of the general principles

of naval warfare than Thucydides. He alludes several times to

the importance of getting command of the sea. This country would

have been saved some disasters and been less often in peril had

British writers--taken as guides by the public--possessed the same

grasp of the true principles of defence as Thucydides exhibited.

One passage in his history is worth quoting. Brief as it is, it

shows that on the subject of sea-power he was a predecessor of

Mahan. In a speech in favour of prosecuting the war, which he

puts into the mouth of Pericles, these words occur:-- _oi_meu_

_gar_ouch_exousiu_allaeu_autilabeiu_amachei_aemiu_de_esti_

_gae_pollae_kai_eu_uaesois_kai_kat_aepeirou_mega_gar_

_to_tes_thalassaes_kratos_. The last part of this extract,

though often translated 'command of the sea,' or 'dominion of

the sea,' really has the wider meaning of sea-power, the 'power

of the sea' of the old English poet above quoted. This wider

meaning should be attached to certain passages in Herodotus,[13]

which have been generally interpreted 'commanding the sea,' or

by the mere titular and honorific 'having the dominion of the

sea.' One editor of Herodotus, Ch. F. Baehr, did, however, see

exactly what was meant, for, with reference to the allusion to

Polycrates, he says, _classe_maximum_valuit_. This is perhaps as

exact a definition of sea-power as could be given in a sentence.

[Footnote 13: _Herodotus_, iii. 122 in two places; v.83.]

It is, however, impossible to give a definition which would be at

the same time succinct and satisfactory. To say that 'sea-power'

means the sum-total of the various elements that go to make up

the naval strength of a state would be in reality to beg the

question. Mahan lays down the 'principal conditions affecting

the sea-power of nations,' but he does not attempt to give a

concise definition of it. Yet no one who has studied his works

will find it difficult to understand what it indicates.

Our present task is to put readers in possession of the means

of doing this. The best, indeed--as Mahan has made us see--the

only effective way of attaining this object is to treat the matter

historically. Whatever date we may agree to assign to the formation

of the term itself, the idea--as we have seen--is as old as history.

It is not intended to give a condensed history of sea-power, but

rather an analysis of the idea and what it contains, illustrating

this analysis with examples from history ancient and modern. It

is important to know that it is not something which originated

in the middle of the seventeenth century, and having seriously

affected history in the eighteenth, ceased to have weight till

Captain Mahan appeared to comment on it in the last decade of

the nineteenth. With a few masterly touches Mahan, in his brief

allusion to the second Punic war, has illustrated its importance

in the struggle between Rome and Carthage. What has to be shown

is that the principles which he has laid down in that case, and

in cases much more modern, are true and have been true always and

everywhere. Until this is perceived there is much history which

cannot be understood, and yet it is essential to our welfare as a

maritime people that we should understand it thoroughly. Our

failure to understand it has more than once brought us, if not

to the verge of destruction, at any rate within a short distance

of serious disaster.

Sea-Power and Other Studies · 第 5 / 40 题