I begin, of course, with _Rights against Criminals_, founded on
sovereignty, with their limitations under the Constitution.
Rebellion is in itself the crime of treason, which is usually called
the greatest crime known to the law, containing all other crimes, as
the greater contains the less. But neither the magnitude of the crime
nor the detestation it inspires can properly move us from duty to the
Constitution. Howsoever important it may be to punish rebels, this must
not be done at the expense of the Constitution. On that point I agree
with the Senator from Pennsylvania [Mr. COWAN], and the Senator from
Vermont [Mr. COLLAMER]; nor will I yield to either in determination to
uphold the Constitution, which is the shield of the citizen. Show me
that any proposition is without support in the Constitution, or that it
offends against any constitutional safeguard, and it cannot receive my
vote. Sir, I shall not allow Senators to be more careful on this head
than myself. They shall not have a monopoly of this proper caution.
In proceedings against criminals there are provisions or principles of
the Constitution which cannot be disregarded. I will enumerate them,
and endeavor to explain their true character.
1. Congress, it is said, has no power under the Constitution over
Slavery in the States. This popular principle of Constitutional Law,
which is without foundation in the positive text of the Constitution,
is adduced against all propositions to free the slaves of Rebels. But
this is an obvious misapplication of the alleged principle, which
simply means that Congress has no direct power over Slavery in the
States, so as to abolish or limit it. For no careful person, whose
opinion is of any value, ever attributed to the pretended property
in slaves an immunity from forfeiture or confiscation not accorded
to other property; and this is a complete answer to the argument
on this head. Even in prohibiting Slavery, as in the Jeffersonian
ordinance, there is a declared exception of the penalty of crime; and
so in upholding Slavery in the States, there must be a tacit, but
unquestionable, exception of this penalty.
2. There must be no _ex post facto_ law; which means that there can be
no law against crime retrospective in its effect. This is clear.
3. There must be no bill of attainder; which means that there can be no
special legislation, where Congress, undertaking the double function of
legislature and judge, shall inflict the punishment of death without
conviction by due process of law. And there is authority for assuming
that this prohibition includes a bill of pains and penalties, which is
a milder form of legislative attainder, where the punishment inflicted
is less than death.[16] And surely no constitutional principle is more
worthy of recognition.
4. No person shall be deprived of life, liberty, or property, without
due process of law; which means, without presentment, or other judicial
proceeding. This provision, borrowed from Magna Charta, constitutes a
safeguard for all: nor can it be invoked by the criminal more than by
the slave; for in our Constitution it is applicable to every “person,”
without distinction of condition or color. But the criminal is entitled
to its protection.
5. In all criminal prosecutions the accused shall enjoy the right to a
speedy and public trial, by an impartial jury of the State and District
wherein the crime shall have been committed, which District shall
have been previously ascertained by law. This is the sixth amendment
to the Constitution, and is not to be lost sight of now. The accused,
whoever he may be, though his guilt be open as noonday, can be reached
_criminally_ only in the way described. When we consider the deep and
wide-spread prejudices which must exist throughout the whole Rebel
territory, it is difficult to suppose that any jury could be found
within the State and District where the treason was committed who
would unite in the necessary verdict of Guilty. For myself, I do not
expect it; and I renounce the idea of justice in this way. Jefferson
Davis himself, whose crime has culminated in Virginia, could not be
convicted by a jury of that State. But it is the duty of the statesman
to consider how justice, impossible in one way, may be made possible in
another way.
6. No attainder of treason shall work corruption of blood, or
forfeiture except during the life of the person attainted. Perhaps
no provision of the Constitution, supposed pertinent to the present
debate, has been more considered; nor is there any with regard to which
there is greater difference of opinion. Learned lawyers in this body
insist broadly that it forbids forfeiture of real estate, although
not of personal, as a penalty of treason; while others insist that
all the real as well as personal estate belonging to the offender may
be forfeited. The words of the Constitution are technical, so as to
require interpretation; and as they are derived from the Common Law,
we must look to this law for their meaning. By “attainder of treason”
is meant _judgment of death_ for treason,--that is, the judgment of
court on conviction of treason. “Upon judgment of death for treason or
felony,” says Blackstone, “a man shall be said to be attainted.”[17]
Such judgment, which is, of course, a criminal proceeding, cannot,
under our Constitution, work corruption of blood; which means that it
cannot create obstruction or incapacity in the blood to prevent an
innocent heir from tracing title through the criminal, as was cruelly
done by the Common Law.
Nor shall such attainder work “forfeiture except during the life of
the person attainted.” If there be any question, it arises under these
words, which, it will be observed, are peculiarly technical. As the
term “attainder” is confined to “judgment of death,” this prohibition
is limited precisely to where that judgment is awarded; so that, if the
person is not adjudged to death, there is nothing in the Constitution
to forbid absolute forfeiture. This conclusion is irresistible. If
accepted, it disposes of the objection in all cases where there is no
judgment of death.
Even where the traitor is adjudged to death, there is good reason
to doubt if his estate in fee-simple, which is absolutely his own,
and alienable at his mere pleasure, may not be forfeited. It is
admitted by Senators that the words of the Constitution do not forbid
the forfeiture of the personal estate, which in the present days of
commerce is usually much larger than the real estate, although to an
unprofessional mind these words are as applicable to one as to the
other; so that a person attainted of treason would forfeit all his
personal estate, of every name and nature, no matter what its amount,
even if he did not forfeit his real estate. But since an estate in
fee-simple belongs absolutely to the owner, and is in all respects
subject to his disposition, there seems no reason for its exemption
which is not equally applicable to personal property. The claim of
the family is as strong in one case as in the other. And if we take
counsel of analogy, we find ourselves led in the same direction. It
is difficult to say, that, in a case of treason, there can be any
limitation to the amount of fine imposed; so that in sweeping extent
it may take from the criminal all his estate, real and personal. And,
secondly, it is very clear that the prohibition in the Constitution,
whatever it be, is confined to “attainder of treason,” and not,
therefore, applicable to a judgment for felony, which at the Common
Law worked forfeiture of all estate, real and personal; so that under
the Constitution such forfeiture for felony can be now maintained.
But assuming the Constitution applicable to treason where there is
no judgment of death, it is only reasonable to suppose that this
prohibition is applicable _exclusively to that posthumous forfeiture
depending upon corruption of blood_; and here the rule is sustained by
intrinsic justice. But all present estate, real as well as personal,
actually belonging to the traitor, is forfeited.
Not doubting the intrinsic justice of this rule, I am sustained by
the authority of Mr. Hallam, who, in a note to his invaluable History
of Literature, after declaring, that, according to the principle of
Grotius, the English law of forfeiture in high treason is just, being
part of the direct punishment of the guilty, but that of attainder or
corruption of blood is unjust, being an infliction on the innocent
alone, stops to say:--
“I incline to concur in this distinction, and think it at
least plausible, though it was seldom or never taken in the
discussions concerning those two laws. Confiscation is no more
unjust towards the posterity of an offender than fine, from
which, of course, it only differs in degree.”[18]
An opinion from such an authority is entitled to much weight in
determining the proper signification of doubtful words.
This interpretation is helped by another suggestion, which supposes
the comma in the text of the Constitution misplaced, and that, instead
of being after “corruption of blood,” it should be after “forfeiture,”
separating it from the words “except during the life of the person
attainted,” and making them refer to the time when the attainder
takes place, rather than to the length of time for which the estate
is forfeited. Thus does this much debated clause simply operate to
forbid forfeiture when not pronounced “during the life of the person
attainted.” In other words, the forfeiture cannot be pronounced against
a dead man, or the children of a dead man, and this is all.
Amidst the confusion in which this clause is involved, you cannot
expect that it will be a strong restraint upon any exercise of power
under the Constitution which otherwise seems rational and just. But,
whatever its signification, it has no bearing on our rights against
enemies. Bear this in mind. Criminals only, and not enemies, can take
advantage of it.
* * * * *
Such, Mr. President, are the provisions or principles of Constitutional
Law controlling us in the exercise of rights against criminals. If any
bill or proposition, penal in character, having for its object simply
punishment, and ancillary to the administration of justice, violates
any of these safeguards, it is not constitutional. Therefore do I admit
that the bill of the Committee, and every other bill now before the
Senate, so far as they assume to exercise the Rights of Sovereignty
in contradistinction to the Rights of War, must be in conformity with
these provisions or principles.
* * * * *
But the Senator from Vermont [Mr. COLLAMER], in his ingenious speech,
to which we all listened with so much interest, was truly festive in
allusion to certain proceedings much discussed in this debate. The
Senator did not like proceedings _in rem_, although I do not know that
he positively objected to them as unconstitutional. It is difficult to
imagine any such objection. Assuming that criminals cannot be reached
to be punished _personally_, or that they have fled, the Senator from
Illinois [Mr. TRUMBULL], and also the Senator from New York [Mr.
HARRIS], propose to reach them through their property,--or, adopting
technical language, instead of proceedings _in personam_, which must
fail from want of jurisdiction, propose proceedings _in rem_. Such
proceedings may not be of familiar resort, since, happily, an occasion
like the present has never before occurred among us; but they are
strictly in conformity with established precedents, and also with the
principles by which these precedents are sustained.
Nobody can forget that smuggled goods are liable to confiscation by
proceedings _in rem_. This is a familiar instance. The calendar of our
District Courts is crowded with these cases, where the United States
are plaintiff, and some inanimate thing, an article of property, is
defendant. Such, also, are proceedings against a ship engaged in the
slave-trade. Of course, by principles of the Common Law, a conviction
is necessary to divest the offender’s title; but this rule is never
applied to forfeitures created by statute. It is clear that the same
sovereignty which creates the forfeiture may determine the proceedings
by which it shall be ascertained. If, therefore, it be constitutional
to direct the forfeiture of rebel property, it is constitutional to
authorize proceedings _in rem_ against it, according to established
practice. Such proceedings constitute “due process of law,” well known
in our courts, familiar to the English Exchequer, and having the
sanction of the ancient Roman jurisprudence. If any authority were
needed for this statement, it is found in the judgment of the Supreme
Court of the United States in the case of the _Palmyra_, where it is
said:--
“Many cases exist where there is both a forfeiture _in rem_ and
a personal penalty. But in neither class of cases has it ever
been decided that the prosecutions were dependent upon each
other; but the practice has been, and so this Court understand
the law to be, that the proceeding _in rem_ stands independent
of, and wholly unaffected by, any criminal proceeding _in
personam_.”[19]
The reason for proceedings _in rem_ is, doubtless, that _the thing_ is
in a certain sense an offender, or at least has coöperated with the
offender,--as a ship in the slave-trade. But the same reason prevails,
although perhaps to less extent, in proceedings against rebel property,
which, if not an offender, has at least coöperated with the offender
hardly less than the ship in the slave-trade. Through his property the
traitor is enabled to devote himself to treason, and to follow its
accursed trade, waging war against his country; so that his property
may be considered guilty also. But the condemnation of the property
cannot be a bar to proceedings against the traitor himself, should he
fall within our power. The two are distinct, although identical in
their primary object, which is punishment.
Pardon me, Sir, if, dwelling on these things, I feel humbled that
the course of the debate imposes such necessity. Standing, as we do,
face to face with enemies striking at the life of the Republic, it is
painful to find ourselves subjected to all the embarrassments of a
criminal proceeding, as if this war were an indictment, and the army
and navy of the United States, now mustered on land and sea, were only
a _posse comitatus_. It should not be so. The Rebels have gone outside
of the Constitution to make war upon their country. It is for us to
pursue them as enemies outside of the Constitution, where they wickedly
place themselves, and where the Constitution concurs in placing them
also. So doing, we simply obey the Constitution, and act in all
respects constitutionally.