The National Constitution provides as follows:--

“The Senate of the United States shall be composed of two

Senators from each State, chosen by the _Legislature_ thereof.”

“The times, places, and _manner of holding elections for

Senators_ and Representatives shall be _prescribed_ in each

State by the _Legislature_ thereof; but the Congress may at any

time by law make or alter such regulations, except as to the

places of choosing Senators.”

In carrying out this provision, the Legislature of New Jersey, by a

statute passed April 10, 1846, and copied from a statute passed in

1790, enacted as follows:--

“Senators of the United States on the part of this State shall

be appointed _by the Senate and General Assembly of this State

in joint meeting assembled_.”

In pursuance of these two provisions of National Constitution and of

local statute, the Legislature of New Jersey has undertaken to elect a

Senator. From the statement of the case, it appears, that, on a certain

day, the two Houses assembled “in joint meeting”; that they proceeded

to act on a resolution declaring that “any candidate receiving a

_plurality_ of votes of the members present shall be declared duly

elected”; that this resolution was adopted by forty-one votes out of

eighty-one,--eleven Senators, being a majority of the Senate, and

thirty members of the House, being less than a majority of that body,

voting for it; that, in pursuance of this resolution, Mr. Stockton was

declared Senator, although he did not receive a majority of the votes

of either House or of the joint meeting. In point of fact, he received

forty votes, of which ten were from Senators and thirty from members of

the Assembly, while against him were forty-one votes; and the question

you are to decide is on the legality of this election.

The National Constitution is the original and highest source of light

on the question. Here we find, that, in the absence of any regulations

from Congress, the manner of choosing a Senator is referred to the

State Legislature. The Senator is to be chosen by the _Legislature_,

which is to _prescribe_, among other things, the _manner_ of holding

the election. Whatever the State can do must be derived from this

source, nor more nor less. The choice is by the Legislature, according

to a manner prescribed by the Legislature.

The National Constitution does not undertake to define a State

Legislature or its forms of proceeding. This is left to the State

itself. Notoriously, these Legislatures were modelled on the

Colonial Legislatures preceding them, which had been modelled on the

Parliament of the mother country. As a general rule, there were two

Chambers, upper and lower; but this was not universal. In Georgia and

Pennsylvania there was for a while only a single Chamber, constituting

the Legislature. I mention this to show how completely the State itself

was left to determine the conditions of its Legislature. But the State

speaks through the State Constitution, which fixes these conditions.

Where the Constitution is silent, can the Legislature itself venture to

speak?

Repairing to the Constitution of New Jersey, we find it providing

that “the _legislative power_ shall be vested in a Senate and General

Assembly”; that these bodies shall meet and organize separately”; that

“all bills and joint resolutions shall be read three times in each

House”; and “no bill or joint resolution shall pass, unless there be

a _majority_ of all the members of each body personally present and

agreeing thereto.” Such is the definition of a Legislature, and such

are the forms of legislative proceedings prescribed by the Constitution

of New Jersey.

The statute of New Jersey, to which I have referred as framed in 1790,

was entitled “An Act to _prescribe the manner_ of appointing Senators

of the United States and Electors of the President and Vice-President

of the United States on the part of this State.” This was in pursuance

of the National Constitution. It was the execution, on the part of the

State, of the power with which it was invested to prescribe the manner

of electing Senators.

I have no purpose of raising any question with regard to the validity

of this statute prescribing the election of Senators _in joint

meeting_. Constant usage is in its favor; and yet I have no hesitation

in saying that it has always seemed to me inconsistent with a just

construction of the National Constitution. Senators are to be “chosen

by the Legislature”; but the Legislature is composed of two separate

bodies, defined by the State Constitution. Senators, therefore, should

be chosen by the two bodies separately. So it has always seemed to

me, and the practice of my own State is accordingly. In this opinion

I am sustained by so eminent an authority as Chancellor Kent, who,

after setting forth the usage, proceeds to express his dissent from it

as a just construction of the National Constitution. His language is

explicit:--

“I should think, if the question was a new one, that, when the

Constitution directed that the Senators should be chosen by

_the Legislature_, it meant, not the members of the Legislature

_per capita_, but the Legislature in the true technical sense,

being the two Houses acting in their separate and organized

capacities, with the ordinary constitutional right of negative

on each other’s proceedings.”[1]

It is difficult to resist this conclusion, especially when it is

considered that in any other way the smaller body is actually swamped

by the larger. In a joint meeting the Senate loses its relative power.

I adduce this, not for criticism, but only for illustration. Even

admitting that the received usage of choosing Senators in joint meeting

is consistent with the National Constitution, it is clear that it

should not be extended; and this is the precise question before us.

Contrary to all usage or precedent, and without any direct sanction

in the Constitution or statutes of New Jersey, the Legislature has

undertaken in joint meeting, not only to choose a Senator, but also to

prescribe the manner of choosing him. Finding that it could not choose

according to existing usage, it adopted the resolution declaring that

the election should be determined by a minority of votes instead of a

majority.

In this resolution two questions arise: first, can the Legislature

itself, by legislative act, substitute a minority for a majority in

the election of Senators, and thus set aside a great and traditional

principle? and, secondly, can it do this in a “joint meeting,” without

any previous legislative act? It is enough for the present occasion,

if I show, that, whatever may be the powers of the Legislature by

legislative act, it can have no such extraordinary power in the

questionable assembly known as “joint meeting.” But we shall better

understand the second question, after considering the first.

To what extent can a Legislature substitute a minority for a majority

in any of its proceedings? In most cases the question is controlled

by the express language of the State Constitution; but I present the

question now independently of any State Constitution.

In considering the power of the Legislature, it is important to put

aside any influence that may be attributed to the unquestioned usage

of choosing Representatives and other officers by plurality of votes.

Because the people choose by plurality, it does not follow that a

Legislature may. From time immemorial, the rule in the two cases has

been different, unless we except the New England States, where, until

recently, even popular elections were by a majority. But the origin of

the practice in New England testifies to the rule.

It is proper for us to interrogate the country from which our

institutions are derived, for the origin of the rule. Indeed, where a

word is used in the Constitution having a previous signification or

character in the institutions of England, we cannot err, if we consider

its import there. I think we do this habitually. Mr. Wirt, in his

masterly argument on the impeachment of Judge Peck, develops this idea.

“The Constitution secures the trial by jury. Where do you get

the meaning of _a trial by jury_? Certainly not from the Civil

or Canon Law, or the Law of Nations. It is peculiar to the

Common Law; and to the Common Law, therefore, the Constitution

itself refers you for a description and explanation of

this high privilege, _the trial by jury_, and _the mode of

proceeding_ in those trials.… The very name by which it is

called into being authorizes it to look at once to the English

archetypes for its government.”[2]

Following this statement, so clearly expressed, the words “Legislature”

and “holding elections,” in the National Constitution, which belonged

to the political system of England, may be explained by that

system,--so, at least, that in case of doubt we shall find light in

this quarter.

Now, from the beginning, it appears that in England there have been

two different rules with regard to elections by the legislature and

elections by the people. Elections by the legislature, like legislative

acts, have been by majority; elections by the people for Parliament

have been by plurality. This distinction is found throughout English

history.

The House of Commons chooses its Speaker by majority. It may be said,

also, that it chooses the Ministers of the Crown in the same way,

because the fate of a cabinet depends upon a majority. In short,

whatever it does, unless it be the nomination of committees, is by

majority. It is only through majority that it can act. The House of

Commons itself is found in the majority of its members,--never in a

minority.

On the other hand, members of Parliament are chosen by plurality. No

reason is assigned for the difference; but it may be found, perhaps, in

two considerations: first, the superior convenience, amounting almost

to necessity, of choosing members of Parliament in this way; and,

secondly, the fact that popular bodies were not embraced by the Law of

Corporations, which establishes the rule of the majority.

Here I adduce the authority of Mr. Cushing, in his Parliamentary Law,

in the very passage cited by the Senator from Illinois:--

“At the time of the first settlement and colonization of the

United States, the elections of members of Parliament in

England were conducted upon the principle of plurality, which

also prevailed in all other elections in which the electors

were at liberty to select their candidates from an indefinite

number of qualified persons. Such has been, and still continues

to be, the Common Law of England; and such is the present

practice in that country in all elections.”[3]

It will be perceived that this statement is with reference to popular

elections, and not elections by corporate or legislative bodies. So far

as it goes, it is explicit. But pardon me, if I say that the Senator

from Illinois has misunderstood it. Had he examined it carefully, he

would have seen that it had no bearing on the present case. Nobody

questions the plurality rule in the election of members of Congress,

although few, perhaps, have considered how it came into existence. Mr.

Cushing, whom the Senator cites, explains it, and in a way to furnish

no authority for a minority instead of a majority in a legislative

body. The rule prevailed in England. The colonies of Virginia and

New York adopted it. From these, as they became States, it gradually

extended throughout the country. A different rule was carried to New

England by the Puritan Fathers. Even popular elections were by the rule

of the majority, as is explained by the same learned authority.

“The charter of the Colony of the Massachusetts Bay being that

of a trading company, and not municipal in its character,

the officers of the Colony were originally chosen at general

meetings of the whole body of freemen, precisely as at the

present day the directors of a business corporation, a bank,

for example, are chosen by the stockholders at a general

meeting. In the choice of Assistants, who were to be eighteen

in number, at these meetings of the Company, or, as they were

called, Courts of Election, the practice seems to have been for

the names of the candidates to be regularly moved and seconded,

and put to the question, one by one, in the same manner with

all other motions. This was then, as it is now, the mode of

proceeding in England, in the election of the Speaker of the

House of Commons, and in the appointment of committees of the

House, when they are not chosen by ballot. Probably, also, it

was the usual mode of proceeding in electing the officers of

a private corporation or company. In voting upon the names

thus proposed, it was ordered--with a view, doubtless, to

secure the independence and impartiality of the electors--that

the freemen, instead of giving an affirmative or negative

voice in the usual open and visible manner, should give their

suffrages by ballot, and for that purpose should ‘use Indian

corn and beans: the Indian corn to manifest election, the beans

contrary.’ The names of the candidates being thus moved and

voted upon, each by itself, it followed, of course, that no

person could be elected but by an absolute majority.”[4]

The rule, thus curiously explained, continued in Massachusetts down to

a recent day; at last it yielded to the exigency of public convenience,

so that at this moment, I believe, popular elections throughout the

United States are by the plurality rule. But I repeat, that this is no

authority for overturning the rule of the majority in a legislative

body, having in its favor so many reasons of law and tradition.

I have only alluded to the Law of Corporations; but this law is of

weight in determining the present case. According to this law, the

rule of the majority must prevail. Indeed, an eminent jurist says that

this rule is according to the Law of Nature, as it is unquestionably

according to the Roman Law, and the modern law of civilized states.[5]

But what is a legislative body but a political corporation? Therefore,

when asked if a Legislature, even by legislative act, may set

aside the rule of the majority in the election of Senators, I must

candidly express a doubt. The Constitution confides this power to the

“Legislature”; but the “Legislature” consists of a majority. _Ubi

major pars est, ibi totum_: “Where the greater part is, there is the

whole.” Such is an approved maxim of the law; and this maxim has in its

support, first, the Law of Nature, secondly, the Law of Corporations,

thirdly, the Parliamentary Law, and, fourthly, the principles of

republican government. Who ever thought of saying, Where the minority

is, there is the whole?

But we are not asked now to decide the question, whether the

Legislature, by legislative act, may substitute the rule of a minority

for the majority. That question is not necessarily before us. In the

present case there has been no legislative act; and the question is,

whether the rule of the minority may be substituted for the majority

by the abnormal body known as joint meeting. On this point the

conclusion is clear. Even assuming that this substitution may be made

by legislative act, it does not follow that it may be made in joint

meeting.

Surely, such a change is of immense gravity, and should be made

only under all possible solemnities and safeguards. If ever there

was occasion for the delays and precautions provided by legislative

proceedings, with three different readings in each separate House,

it must be when such a change is in question. Such surely is the

suggestion of reason. But the Constitution itself, which delegates to

the “Legislature” of each State the power to _prescribe the manner_ of

electing Senators, uses language not open to evasion. This power is

to be exercised by the “Legislature,” which may prescribe the manner.

It is not to be exercised by any other body than the Legislature; and

the manner is to be prescribed by the Legislature. But, assuming that

it may be exercised in joint meeting, it is clear that this must be in

pursuance of some legislative act, prescribing in advance the manner.

Supposing the case doubtful, then I submit that all presumptions

and interpretations must tend to support the rule of a majority. In

other words, so important a rule, having its foundation in the Law of

Nature, the Law of Corporations, Parliamentary Law, and the principles

of republican institutions, cannot be set aside without the plainest

and most positive intendment. It cannot be done by inference or

construction. If ever there was occasion where every doubt was to be

counted against the assumption of power, it is the present. I know

very little of cards, but I remember a rule of Hoyle, “When you are in

doubt, take the trick.” Just the reverse must be done in a case like

the present, involving so important a principle: when you are in doubt,

do not take the trick. This is a republican government, and surely you

will not abandon the first principle of a republican government without

good reason. According to received maxims of law, you must always

incline in favor of Liberty. In the same spirit you must always incline

in favor of every principle of republican government, and especially

of that vital principle which establishes the rule of the majority.

Thus inclining, the way at present is easy; and here I quote another

authority, very different from Hoyle. Lord Bacon, in his Maxims of the

Law, after mentioning a similar presumption, says:--

“It is a rule drawn out of the depths of reason.… It makes an

end of many questions and doubts about construction of words:

for, if the labor were only to pick out the intention of the

parties, every judge would have a several sense; _whereas this

rule doth give them a sway to take the law more certainly one

way_.”[6]

And now, Sir, I have only to add, in conclusion, let us incline in

favor of the rule of the majority. So inclining, you will at once show

reverence for the republican principle and will stand on the ancient

ways.

The question was then taken on an amendment, moved by Mr.

Clark, of New Hampshire, to insert the word “not” before the

word “duly” in the resolution of the Committee, and also before

the word “entitled,” so that it should read that he “was not

duly elected, and is not entitled to his seat.” This amendment

was lost,--Yeas 19, Nays 21. The question then recurred on

the resolution of the Committee. Upon the conclusion of the

calling of the roll, the vote stood, Yeas 21, Nays 20, when

Mr. Morrill, of Maine, said, “Call my name.” This was done,

and he said, “I vote nay.” Mr. Stockton, who had not voted,

rose, and, after stating that his colleague, Mr. Wright, was

at home, said, “When he was last in this Chamber, he told me,

as he left the Hall, that he would not go home, if it were

not for the fact that he had paired off with the Senator from

Maine. Mr. President, I ask that my name be called.” His name

was then called, and he voted in the affirmative, so that the

result was, Yeas 22, Nays 21. Meanwhile Mr. Morrill stated the

circumstances with regard to his original pair with Mr. Wright

and his withdrawal from it. The result was then declared,--Yeas

22, Nays 21,--making a majority in the affirmative, and the

resolution was treated as adopted.

* * * * *

The sequel of these proceedings, ending in the passage of a

resolution, moved by Mr. Sumner, “that the vote of Mr. Stockton

be not received,” and the adoption of a resolution declaring

him “not entitled to a seat as Senator,” will appear under the

next article.

Charles Sumner: his complete works, volume 14 (of 20) · 第 7 / 125 题