It is no very great time since the readers of the English newspapers
were, perhaps a little amused, perhaps a little startled, at the story
of a deputation of Hungarian students going to Constantinople to
present a sword of honor to an Ottoman general. The address and the
answer enlarged on the ancient kindred of Turks and Magyars, on the
long alienation of the dissevered kinsfolk, on the return of both in
these later times to a remembrance of the ancient kindred and to the
friendly feelings to which such kindred gave birth. The discourse has
a strange sound when we remember the reigns of Sigismund and
Wladislaus, when we think of the dark days of Nikopolis and Varna, when
we think of Huniades encamped at the foot of Haemus, and of Belgrade
beating back Mahomet the Conqueror from her gates. The Magyar and the
Ottoman embracing with the joy of reunited kinsfolk is a sight which
certainly no man would have looked forward to in the fourteenth or
fifteenth century. At an earlier time the ceremony might have seemed a
degree less wonderful. If a man whose ideas are drawn wholly from the
modern map should sit down to study the writings of Constantine
Porphyrogennêtos, he would perhaps be startled at finding Turks and
Franks spoken of as neighbors, at finding _Turcia_ and _Francia_--we
must not translate _Tourchia_ and _Phraggia_ by Turkey and
France--spoken of as border-lands. A little study will perhaps show
him that the change lies almost wholly in the names and not in the
boundaries. The lands are there still, and the frontier between them
has shifted much less than one might have looked for in nine hundred
years. Nor has there been any great change in the population of the
two countries. The Turks and the Franks of the Imperial geographer are
there still, in the lands which he calls Turcia and Francia; only we no
longer speak of them as Turks and Franks. The Turks of Constantine are
Magyars; the Franks of Constantine are Germans. The Magyar students
may not unlikely have turned over the Imperial pages, and they may have
seen how their forefathers stand described there. We can hardly fancy
that the Ottoman general is likely to have given much time to lore of
such a kind. Yet the Ottoman answer was as brimful of ethnological and
antiquarian sympathy as the Magyar address. It is hardly to be
believed that a Turk, left to himself, would by his own efforts have
found out the primeval kindred between Turk and Magyar. He might
remember that Magyar exiles had found a safe shelter on Ottoman
territory; he might look deep enough into the politics of the present
moment to see that the rule of Turk and Magyar alike is threatened by
the growth of Slavonic national life. But the idea that Magyar and
Turk owe each other any love or any duty, directly on the ground of
primeval kindred, is certainly not likely to have presented itself to
the untutored Ottoman mind. In short, it sounds, as some one said at
the time, rather like the dream of a professor who has run wild with an
ethnological craze, than like the serious thought of a practical man of
any nation. Yet the Magyar students seem to have meant their address
quite seriously. And the Turkish general, if he did not take it
seriously, at least thought it wise to shape his answer as if he did.
As a piece of practical politics, it sounds like Frederick Barbarossa
threatening to avenge the defeat of Crassus upon Saladin, or like the
French of the revolutionary wars making the Pope Pius of those days
answerable for the wrongs of Vercingetorix. The thing sounds like
comedy, almost like conscious comedy. But it is a kind of comedy which
may become tragedy, if the idea from which it springs get so deeply
rooted in men's minds as to lead to any practical consequences. As
long as talk of this kind does not get beyond the world of hot-headed
students, it may pass for a craze. It would be more than a craze, if
it should be so widely taken up on either side that the statesmen on
either side find it expedient to profess to take it up also.
To allege the real or supposed primeval kindred between Magyars and
Ottomans as a ground for political action, or at least for political
sympathy, in the affairs of the present moment, is an extreme
case--some may be inclined to call it a _reductio ad absurdum_--of a
whole range of doctrines and sentiments which have in modern days
gained a great power over men's minds. They have gained so great a
power that those who may regret their influence cannot afford to
despise it. To make any practical inference from the primeval kindred
of Magyar and Turk is indeed pushing the doctrine of race, and of
sympathies arising from race, as far as it well can be pushed. Without
plunging into any very deep mysteries, without committing ourselves to
any dangerous theories in the darker regions of ethnological inquiry,
we may perhaps be allowed at starting to doubt whether there is any
real primeval kindred between the Ottoman and the Finnish Magyar. It
is for those who have gone specially deep into the antiquities of the
non-Aryan races to say whether there is or is not. At all events, as
far as the great facts of history go, the kindred is of the vaguest and
most shadowy kind. It comes to little more than the fact that Magyars
and Ottomans are alike non-Aryan invaders who have made their way into
Europe within recorded times, and that both have, rightly or wrongly,
been called by the name of Turks. These do seem rather slender grounds
on which to build up a fabric of national sympathy between two nations,
when several centuries of living practical history all pull the other
way. It is hard to believe that the kindred of Turk and Magyar was
thought of when a Turkish pacha ruled at Buda. Doubtless Hungarian
Protestants often deemed, and not unreasonably deemed, that the
contemptuous toleration of the Moslem sultan was a lighter yoke than
the persecution of the Catholic emperor. But it was hardly on grounds
of primeval kindred that they made the choice. The ethnological
dialogue held at Constantinople does indeed sound like ethnological
theory run mad. But it is the very wildness of the thing which gives
it its importance. The doctrine of race, and of sympathies springing
from race, must have taken very firm hold indeed of men's minds before
it could be carried out in a shape which we are tempted to call so
grotesque as this.
The plain fact is that the new lines of scientific and historical
inquiry which have been opened in modern times have had a distinct and
deep effect upon the politics of the age. The fact may be estimated in
many ways, but its existence as a fact cannot be denied. Not in a
merely scientific or literary point of view, but in one strictly
practical, the world is not the same world as it was when men had not
yet dreamed of the kindred between Sanscrit, Greek, and English, when
it was looked on as something of a paradox to him that there was a
distinction between Celtic and Teutonic tongues and nations.
Ethnological and philological researches--I do not forget the
distinction between the two, but for the present I must group them
together--have opened the way for new national sympathies, new national
antipathies, such as would have been unintelligible a hundred years
ago. A hundred years ago a man's political likes and dislikes seldom
went beyond the range which was suggested by the place of his birth or
immediate descent. Such birth or descent made him a member of this or
that political community, a subject of this or that prince, a
citizen--perhaps a subject--of this or that commonwealth. The
political community of which he was a member had its traditional
alliances and traditional enmities, and by those alliances and enmities
the likes and dislikes of the members of that community were guided.
But those traditional alliances and enmities were seldom determined by
theories about language or race. The people of this or that place
might be discontented under a foreign government; but, as a rule, they
were discontented only if subjection to that foreign government brought
with it personal oppression or at least political degradation. Regard
or disregard of some purely local privilege or local feeling went for
more than the fact of a government being native or foreign. What we
now call the sentiment of nationality did not go for much; what we call
the sentiment of race went for nothing at all. Only a few men here and
there would have understood the feelings which have led to those two
great events of our own time, the political reunion of the German and
Italian nations after their long political dissolution. Not a soul
would have understood the feelings which have allowed Panslavism to be
a great practical agent in the affairs of Europe, and which have made
talk about "the Latin race," if not practical, at least possible.
Least of all, would it have been possible to give any touch of
political importance to what would have then seemed so wild a dream as
a primeval kindred between Magyar and Ottoman.
That feelings such as these, and the practical consequences which have
flowed from them, are distinctly due to scientific and historical
teaching there can, I think, be no doubt. Religious sympathy and
purely national sympathy are both feelings of much simpler growth,
which need no deep knowledge nor any special teaching. The cry which
resounded through Christendom when the Holy City was taken by the
Mussulmans, the cry which resounded through Islam when the same city
was taken by the Christians, the spirit which armed England to support
French Huguenots and which armed Spain to support French Leaguers, all
spring from motives which lie on the surface. Nor need we seek for any
explanation but such as lies on the surface for the natural wish for
closer union which arose among Germans or Italians who found themselves
parted off by purely dynastic arrangements from men who were their
countrymen in everything else. Such a feeling has to strive with the
counter-feeling which springs from local jealousies and local dislikes;
but it is a perfectly simple feeling, which needs no subtle research
either to arouse or to understand it. So, if we draw our illustrations
from the events of our own time, there is nothing but what is perfectly
simple in the feeling which calls Russia, as the most powerful of
Orthodox states, to the help of her Orthodox brethren everywhere, and
which calls the members of the Orthodox Church everywhere to look to
Russia as their protector. The feeling may have to strive against a
crowd of purely political considerations, and by those purely political
considerations it may be outweighed. But the feeling is in itself
altogether simple and natural. So again, the people of Montenegro and
of the neighboring lands in Herzegovina and by the _Bocche_ of Cattaro
feel themselves countrymen in every sense but the political accident
which keeps them asunder. They are drawn together by a tie which
everyone can understand, by the same tie which would draw together the
people of three adjoining English counties, if any strange political
action should part them asunder in like manner. The feeling here is
that of nationality in the strictest sense, nationality in a purely
local or geographical sense. It would exist all the same if Panslavism
had never been heard of; it might exist though those who feel it had
never heard of the Slavonic race at all. It is altogether another
thing when we come to the doctrine of race, and of sympathies founded
on race, in the wider sense. Here we have a feeling which professes to
bind together, and which as a matter of fact has had a real effect in
binding together, men whose kindred to one another is not so obvious at
first sight as the kindred of Germans, Italians, or Serbs who are kept
asunder by nothing but a purely artificial political boundary. It is a
feeling at whose bidding the call to union goes forth to men whose
dwellings are geographically far apart, to men who may have had no
direct dealings with one another for years or for ages, to men whose
languages, though the scholar may at once see that they are closely
akin, may not be so closely akin as to be mutually intelligible for
common purposes. A hundred years back the Servian might have cried for
help to the Russian on the ground of common Orthodox faith; he would
hardly have called for help on the ground of common Slavonic speech and
origin. If he had done so, it would have been rather by way of
grasping at any chance, however desperate or far-fetched, than as
putting forward a serious and well understood claim which he might
expect to find accepted and acted on by large masses of men. He might
have received help, either out of genuine sympathy springing from
community of faith or from the baser thought that he could be made use
of as a convenient political tool. He would have got but little help
purely on the ground of a community of blood and speech which had had
no practical result for ages. When Russia in earlier days interfered
between the Turk and his Christian subjects, there is no sign of any
sympathy felt or possessed for Slaves as Slaves. Russia dealt with
Montenegro, not, as far as one can see, out of any Slavonic
brotherhood, but because an independent Orthodox State at enmity with
the Turk could not fail to be a useful ally. The earlier dealings of
Russia with the subject nations were far more busy among the Greeks
than among the Slaves. In fact, till quite lately all the Orthodox
subjects of the Turk were in most European eyes looked on as alike
Greeks. The Orthodox Church has been commonly known as the Greek
Church; and it has often been very hard to make people understand that
the vast mass of the members of that so-called Greek Church are not
Greek in any other sense. In truth we may doubt whether, till
comparatively lately, the subject nations themselves were fully alive
to the differences of race and speech among them. A man must in all
times and places know whether he speaks the same language as another
man; but he does not always go on to put his consciousness of
difference into the shape of a sharply drawn formula. Still less does
he always make the difference the ground of any practical course of
action. The Englishman in the first days of the Norman Conquest felt
the hardships of foreign rule, and he knew that those hardships were
owing to foreign rule. But he had not learned to put his sense of
hardship into any formula about an oppressed nationality. So, when the
policy of the Turk found that the subtle intellect of the Greek could
be made use of as an instrument of dominion over the other subject
nations, the Bulgarian felt the hardship of the state of things in
which, as it was proverbially said, his body was in bondage to the Turk
and his soul in bondage to the Greek. But we may suspect that this
neatly turned proverb dates only from the awakening of a distinctly
national Bulgarian feeling in modern times. The Turk was felt to be an
intruder and an enemy, because his rule was that of an open oppressor
belonging to another creed. The Greek, on the other hand, though his
spiritual dominion brought undoubted practical evils with it, was not
felt to be an intruder and an enemy in the same sense. His quicker
intellect and superior refinement made him a model. The Bulgarian
imitated the Greek tongue and Greek manners; he was willing in other
lands to be himself looked on as a Greek. It is only in quite modern
times, under the direct influence of the preaching of the doctrine of
race, that a hard and fast line has been drawn between Greeks and
Bulgarians. That doctrine has cut two ways. It has given both
nations, Greek and Bulgarian alike, a renewed national life, national
strength, national hopes, such as neither of them had felt for ages.
In so doing, it has done one of the best and most hopeful works of the
age. But in so doing, it has created one of the most dangerous of
immediate political difficulties. In calling two nations into a
renewed being, it has arrayed them in enmity against each other, and
that in the face of a common enemy in whose presence all lesser
differences and jealousies ought to be hushed into silence.
There is then a distinct doctrine of race, and of sympathies founded on
race, distinct from the feeling of community of religion, and distinct
from the feeling of nationality in the narrower sense. It is not so
simple or easy a feeling as either of those two. It does not in the
same way lie on the surface; it is not in the same way grounded on
obvious facts which are plain to every man's understanding. The
doctrine of race is essentially an artificial doctrine, a learned
doctrine. It is an inference from facts which the mass of mankind
could never have found out for themselves; facts which, without a
distinctly learned teaching, could never be brought home to them in any
intelligible shape. Now what is the value of such a doctrine? Does it
follow that, because it is confessedly artificial, because it springs,
not from a spontaneous impulse, but from a learned teaching, it is
therefore necessarily foolish, mischievous, perhaps unnatural? It may
perhaps be safer to hold that like many other doctrines, many other
sentiments, it is neither universally good nor universally bad, neither
inherently wise nor inherently foolish. It may be safer to hold that
it may, like other doctrines and sentiments, have a range within which
it may work for good, while in some other range it may work for evil.
It may in short be a doctrine which is neither to be rashly accepted,
nor rashly cast aside, but one which may need to be guided, regulated,
modified, according to time, place, and circumstance. I am not now
called on so much to estimate the practical good and evil of the
doctrine as to work out what the doctrine itself is, and to try to
explain some difficulties about it, but I must emphatically say that
nothing can be more shallow, nothing more foolish, nothing more purely
sentimental, than the talk of those who think that they can simply
laugh down or shriek down any doctrine or sentiment which they
themselves do not understand. A belief or a feeling which has a
practical effect on the conduct of great masses of men, sometimes on
the conduct of whole nations, may be very false and very mischievous;
but it is in every case a great and serious fact, to be looked gravely
in the face. Men who sit at their ease and think that all wisdom is
confined to themselves and their own clique may think themselves vastly
superior to the great emotions which stir our times, as they would
doubtless have thought themselves vastly superior to the emotions which
stirred the first Saracens or the first Crusaders. But the emotions
are there all the same, and they do their work all the same. The most
highly educated man in the most highly educated society cannot sneer
them out of being.
But it is time to pass to the more strictly scientific aspect of the
subject. The doctrine of race, in its popular form, is the direct
offspring of the study of scientific philology; and yet it is just now,
in its popular form at least, somewhat under the ban of scientific
philologers. There is nothing very wonderful in this. It is in fact
the natural course of things which might almost have been reckoned on
beforehand. When the popular mind gets hold of a truth it seldom gets
hold of it with strict scientific precision. It commonly gets hold of
one side of the truth; it puts forth that side of the truth only. It
puts that side forth in a form which may not be in itself distorted or
exaggerated, but which practically becomes distorted and exaggerated,
because other sides of the same truth are not brought into their due
relation with it. The popular idea thus takes a shape which is
naturally offensive to men of strict precision, and which men of strict
scientific precision have naturally, and from their own point of view
quite rightly, risen up to rebuke. Yet it may often happen that, while
the scientific statement is the only true one for scientific purposes,
the popular version may also have a kind of practical truth for the
somewhat rough and ready purposes of a popular version. In our present
case scientific philologers are beginning to complain, with perfect
truth and perfect justice from their own point of view, that the
popular doctrine of race confounds race and language. They tell us,
and they do right to tell us, that language is no certain test of race,
that men who speak the same tongue are not therefore necessarily men of
the same blood. And they tell us further, that from whatever quarter
the alleged popular confusion came, it certainly did not come from any
teaching of scientific philologers.
The truth of all this cannot be called in question. We have too many
instances in recorded history of nations laying aside the use of one
language and taking to the use of another, for anyone who cares for
accuracy to set down language as any sure test of race. In fact, the
studies of the philologer and those of the ethnologer strictly so
called are quite distinct, and they deal with two wholly different sets
of phenomena. The science of the ethnologer is strictly a physical
science. He has to deal with purely physical phenomena; his business
lies with the different varieties of the human body, and specially, to
take that branch of his inquiries which most impresses the unlearned,
with the various conformations of the human skull. His researches
differ in nothing from those of the zoölogist or the paleontologist,
except that he has to deal with the physical phenomena of man, while
they deal with the physical phenomena of other animals. He groups the
different races of men, exactly as the others group the genera and
species of living or extinct mammals or reptiles. The student of
ethnology as a physical science may indeed strengthen his conclusions
by evidence of other kinds, evidence from arms, ornaments, pottery,
modes of burial. But all these are secondary; the primary ground of
classification is the physical conformation of man himself. As to
language, the ethnological method, left to itself, can find out nothing
whatever. The science of the ethnologer then is primarily physical; it
is historical only in that secondary sense in which paleontology, and
geology itself, may fairly be called historical. It arranges the
varieties of mankind according to a strictly physical classification;
what the language of each variety may have been, it leaves to the
professors of another branch of study to find out.
The science of the philologer, on the other hand, is strictly
historical. There is doubtless a secondary sense in which purely
philological science may be fairly called physical, just as there is a
secondary sense in which pure ethnology may be called historical. That
is to say, philology has to deal with physical phenomena, so far as it
has to deal with the physical aspect of the sounds of which human
language is made up. Its primary business, like the primary business
of any other historical science, is to deal with phenomena which do not
depend on physical laws, but which do depend on the human will. The
science of language is, in this respect, like the science of human
institutions or of human beliefs. Its subject-matter is not, like that
of pure ethnology, what man is, but, like that of any other historical
science, what man does. It is plain that no man's will can have any
direct influence on the shape of his skull. I say no direct influence,
because it is not for me to rule how far habits, places of abode, modes
of life, a thousand things which do come under the control of the human
will, may indirectly affect the physical conformation of a man himself
or of his descendants. Some observers have made the remark that men of
civilized nations who live in a degraded social state do actually
approach to the physical type of inferior races. However this may be,
it is quite certain, that as no man can by taking thought add a cubit
to his stature, so no man can by taking thought make his skull
brachycephalic or dolichocephalic. But the language which a man speaks
does depend upon his will; he can by taking thought make his speech
Romance or Teutonic. No doubt he has in most cases practically no
choice in the matter. The language which he speaks is practically
determined for him by fashion, habit, early teaching, a crowd of things
over which he has practically no control. But still the control is not
physical and inevitable, as it is in the case of the shape of his
skull. If we say that he cannot help speaking in a particular way;
that is, that he cannot help speaking a particular language, this
simply means that his circumstances are such that no other way of
speaking presents itself to his mind. And in many cases, he has a real
choice between two or more ways of speaking; that is, between two or
more languages. Every word that a man speaks is the result of a real,
though doubtless unconscious, act of his free will. We are apt to
speak of gradual changes in languages, as in institutions or anything
else, as if they were the result of a physical law, acting upon beings
who had no choice in the matter. Yet every change of the kind is
simply the aggregate of various acts of the will on the part of all
concerned. Every change in speech, every introduction of a new sound
or a new word, was really the result of an act of the will of some one
or other. The choice may have been unconscious; circumstances may have
been such as practically to give him but one choice; still he did
choose; he spoke in one way, when there was no physical hinderance to
his speaking in another way, when there was no physical compulsion to
speak at all. The Gauls need not have changed their own language for
Latin; the change was not the result of a physical necessity, but of a
number of acts of the will on the part of this and that Gaul. Moral
causes directed their choice, and determined that Gaul should become a
Latin-speaking land. But whether the skulls of the Gauls should be
long or short, whether their hair should be black or yellow, those were
points over which the Gauls themselves had no direct control whatever.
The study of men's skulls then is a study which is strictly physical, a
study of facts over which the will of man has no direct control. The
study of men's languages is strictly an historical study, a study of
facts over which the will of man has a direct control. It follows
therefore from the very nature of the two studies that language cannot
be an absolutely certain test of physical descent. A man cannot, under
any circumstances, choose his own skull; he may, under some
circumstances, choose his own language. He must keep the skull which
has been given him by his parents; he cannot, by any process of taking
thought, determine what kind of skull he will hand on to his own
children. But he may give up the use of the language which he has
learned from his parents, and he may determine what language he will
teach to his children. The physical characteristics of a race are
unchangeable, or are changed only by influences over which the race
itself has no direct control. The language which the race speaks may
be changed, either by a conscious act of the will or by that power of
fashion which is in truth the aggregate of countless unconscious acts
of the will. And, as the very nature of the case thus shows that
language is no sure test of race, so the facts of recorded history
equally prove the same truth. Both individuals and whole nations do in
fact often exchange the language of their forefathers for some other
language. A man settles in a foreign country. He learns the language
of that country; sometimes he forgets the use of his own language. His
children may perhaps speak both tongues; if they speak one tongue only,
it will be the tongue of the country where they live. In a generation
or two all trace of foreign origin will have passed away. Here then
language is no test of race. If the great-grandchildren speak the
language of their great-grandfathers, it will simply be as they may
speak any other foreign language. Here are men who by speech belong to
one nation, by actual descent to another. If they lose the physical
characteristics of the race to which the original settler belonged, it
will be due to inter-marriage, to climate, to some cause altogether
independent of language. Every nation will have some adopted children
of this kind, more or fewer; men who belong to it by speech, but who do
not belong to it by race. And what happens in the case of individuals
happens in the case of whole nations. The pages of history are crowded
with cases in which nations have cast aside the tongue of their
forefathers, and have taken instead the tongue of some other people.
Greek in the East, Latin in the West, became the familiar speech of
millions who had not a drop of Greek or Italian blood in their veins.
The same has been the case in later times with Arabic, Persian,
Spanish, German, English. Each of those tongues has become the
familiar speech of vast regions where the mass of the people are not
Arabian, Spanish, or English, otherwise than by adoption. The Briton
of Cornwall has, slowly but in the end thoroughly, adopted the speech
of England. In the American continent full-blooded Indians preside
over commonwealths which speak the tongue of Cortes and Pizarro. In
the lands to which all eyes are now turned, the Greek, who has been
busily assimilating strangers ever since he first planted his colonies
in Asia and Sicily, goes on busily assimilating his Albanian neighbors.
And between renegades, janizaries, and mothers of all nations, the
blood of many a Turk must be physically anything rather than Turkish.
The inherent nature of the case, and the witness of recorded history,
join together to prove that language is no certain test of race, and
that the scientific philologers are doing good service to accuracy of
expression and accuracy of thought by emphatically calling attention to
the fact that language is no such test.
But on the other hand, it is quite possible that the truth to which our
attention is just now most fittingly called may, if put forth too
broadly and without certain qualifications, lead to error quite as
great as the error at which it is aimed. I do not suppose that anyone
ever thought that language was, necessarily and in all cases, an
absolute and certain test. If anybody does think so, he has put
himself altogether out of court by shutting his eyes to the most
manifest facts of the case. But there can be no doubt that many people
have given too much importance to language as a test of race. Though
they have not wholly forgotten the facts which tell the other way, they
have not brought them out with enough prominence. But I can also
believe that many people have written and spoken on the subject in a
way which cannot be justified from a strictly scientific point of view,
but which may have been fully justified from the point of view of the
writers and speakers themselves. It may often happen that a way of
speaking may not be scientifically accurate, but may yet be quite near
enough to the truth for the purposes of the matter in hand. It may,
for some practical or even historical purpose, be really more true than
the statement which is scientifically more exact. Language is no
certain test of race; but if a man, struck by this wholesome warning,
should run off into the belief that language and race have absolutely
nothing to do with one another, he had better have gone without the
warning. For in such a case the last error would be worse than the
first. The natural instinct of mankind connects race and language. It
does not assume that language is an infallible test of race; but it
does assume that language and race have something to do with one
another. It assumes, that though language is not an accurately
scientific test of race, yet it is a rough and ready test which does
for many practical purposes. To make something more of an exact
definition, one might say, that though language is not a test of race,
it is, in the absence of evidence to the contrary, a presumption of
race; that though it is not a test of race, yet it is a test of
something which, for many practical purposes, is the same as race.
Professor Max Müller warned us long ago that we must not speak of a
Celtic skull. Mr. Sayce has more lately warned us that we must not
infer from community of Aryan speech that there is any kindred in blood
between this or that Englishman and this or that Hindoo. And both
warnings are scientifically true. Yet anyone who begins his studies on
these matters with Professor Müller's famous Oxford Essay will
practically come to another way of looking at things. He will fill his
mind with a vivid picture of the great Aryan family, as yet one,
dwelling in one place, speaking one tongue, having already taken the
first steps towards settled society, recognizing the domestic
relations, possessing the first rudiments of government and religion,
and calling all these first elements of culture by names of which
traces still abide here and there among the many nations of the common
stock. He will go on to draw pictures equally vivid of the several
branches of the family parting off from the primeval home. One great
branch he will see going to the southeast, to become the forefathers of
the vast, yet isolated colony in the Asiatic lands of Persia and India.
He watches the remaining mass sending off wave after wave, to become
the forefathers of the nations of historical Europe. He traces out how
each branch starts with its own share of the common stock--how the
language, the creed, the institutions, once common to all, grow up into
different, yet kindred, shapes, among the many parted branches which
grew up, each with an independent life and strength of its own. This
is what our instructors set before us as the true origin of nations and
their languages. And, in drawing out the picture, we cannot avoid, our
teachers themselves do not avoid, the use of words which imply that the
strictly family relation, the relation of community of blood, is at the
root of the whole matter. We cannot help talking about the family and
its branches, about parents, children, brothers, sisters, cousins. The
nomenclature of natural kindred exactly fits the case; it fits it so
exactly that no other nomenclature could enable us to set forth the
case with any clearness. Yet we cannot be absolutely certain that
there was any real community of blood in the whole story. We really
know nothing of the origin of language or the origin of society. We
may make a thousand ingenious guesses; but we cannot prove any of them.
It may be that the group which came together, and which formed the
primeval society which spoke the primeval Aryan tongue, were not
brought together by community of blood, but by some other cause which
threw them in one another's way. If we accept the Hebrew genealogies,
they need not have had any community of blood nearer than common
descent from Adam and Noah. That is, they need not have been all
children of Shem, of Ham, or of Japheth; some children of Shem, some of
Ham, and some of Japheth may have been led by some cause to settle
together. Or if we believe in independent creations of men, or in the
development of men out of mollusks, the whole of the original society
need not have been descendants of the same man or the same mollusk. In
short, there is no theory of the origin of man which requires us to
believe that the primeval Aryans were a natural family; they may have
been more like an accidental party of fellow-travelers. And if we
accept them as a natural family, it does not follow that the various
branches which grew into separate races and nations, speaking separate
though kindred languages, were necessarily marked off by more immediate
kindred. It may be that there is no nearer kindred in blood between
this or that Persian, this or that Greek, this or that Teuton, than the
general kindred of all Aryans. For, when this or that party marched
off from the common home, it does not follow that those who marched off
together were necessarily immediate brothers or cousins. The party
which grew into Hindoos or Teutons may not have been made up
exclusively of one set of near kinsfolk. Some of the children of the
same parents or forefathers may have marched one way, while others
marched another way, or stayed behind. We may, if we please, indulge
our fancy by conceiving that there may actually be family distinctions
older than distinctions of nation and race. It may be that the Gothic
_Amali_ and the Roman _Aemilii_--I throw out the idea as a mere
illustration--were branches of a family which had taken a name before
the division of Teuton and Italian. Some of the members of that family
may have joined the band of which came the Goths, while other members
joined the band of which came the Romans. There is no difference but
the length of time to distinguish such a supposed case from the case of
an English family, one branch of which settled in the seventeenth
century at Boston in Massachusetts, while another branch stayed behind
at Boston in Holland. Mr. Sayce says truly that the use of a kindred
language does not prove that the Englishman and the Hindoo are really
akin in race; for, as he adds, many Hindoos are men of non-Aryan race
who have simply learned to speak tongues of Sanscrit origin. He might
have gone on to say, with equal truth, that there is no positive
certainty that there was any community in blood among the original
Aryan group itself, and that if we admit such community of blood in the
original Aryan group, it does not follow that there is any further
special kindred between Hindoo and Hindoo or between Englishman and
Englishman. The original group may not have been a family, but an
artificial union. And if it was a family, those of its members who
marched together east or west or north or south may have had no tie of
kindred beyond the common cousinship of all.
Now the tendency of this kind of argument is to lead to something a
good deal more startling than the doctrine that language is no certain
test of race. Its tendency is to go on further, and to show that race
is no certain test of community of blood. And this comes pretty nearly
to saying that there is no such thing as race at all. For our whole
conception of race starts from the idea of community of blood. If the
word "race" does not mean community of blood, it is hard to see what it
does mean. Yet it is certain that there can be no positive proof of
real community of blood, even among those groups of mankind which we
instinctively speak of as families and races. It is not merely that
the blood has been mingled in after-times; there is no positive proof
that there was any community of blood in the beginning. No living
Englishman can prove with absolute certainty that he comes in the male
line of any of the Teutonic settlers in Britain in the fifth or sixth
centuries. I say in the male line, because anyone who is descended
from any English king can prove such descent, though he can prove it
only through a long and complicated web of female successions. But we
may be sure that in no other case can such a pedigree be proved by the
kind of proof which lawyers would require to make out the title to an
estate or a peerage. The actual forefathers of the modern Englishman
may chance to have been, not true-born Angles or Saxons, but Britons,
Scots, in later days Frenchmen, Flemings, men of any other nation who
learned to speak English and took to themselves English names. But
supposing that a man could make out such a pedigree, supposing that he
could prove that he came in the male line of some follower of Hengest
or Cerdic, he would be no nearer to proving original community of blood
either in the particular Teutonic race or in the general Aryan family.
If direct evidence is demanded, we must give up the whole doctrine of
families and races, as far as we take language, manners, institutions,
anything but physical conformation, as the distinguishing marks of
races and families. That is to say, if we wish never to use any word
of whose accuracy we cannot be perfectly certain, we must leave off
speaking of races and families at all from any but the purely physical
side. We must content ourselves with saying that certain groups of
mankind have a common history, that they have languages, creeds, and
institutions in common, but that we have no evidence whatever to show
how they came to have languages, creeds, and institutions in common.
We cannot say for certain what was the tie which brought the members of
the original group together, any more than we can name the exact time
and the exact place when and where they came together.
We may thus seem to be landed in a howling wilderness of scientific
uncertainty. The result of pushing our inquiries so far may seem to be
to show that we really know nothing at all. But in truth the
uncertainty is no greater than the uncertainty which attends all
inquiries in the historical sciences. Though a historical fact may be
recorded in the most trustworthy documents, though it may have happened
in our own times, though we may have seen it happen with our own eyes,
yet we cannot have the same certainty about it as the mathematician has
about the proposition which he proves to absolute demonstration. We
cannot have even that lower degree of certainty which the geologist has
with regard to the order of succession between this and that stratum.
For in all historical inquiries we are dealing with facts which
themselves come within the control of human will and human caprice, and
the evidence for which depends on the trustworthiness of human
informants, who may either purposely deceive or unwittingly mislead. A
man may lie; he may err. The triangles and the rocks can neither lie
nor err. I may with my own eyes see a certain man do a certain act; he
may tell me himself, or some one else may tell me, that he is the same
man who did some other act; but as to his statement I cannot have
absolute certainty, and no one but myself can have absolute certainty
as to the statement which I make as to the facts which I saw with my
own eyes. Historical evidence may range through every degree, from the
barest likelihood to that undoubted moral certainty on which every man
acts without hesitation in practical affairs. But it cannot get beyond
this last standard. If, then, we are ever to use words like race,
family, or even nation, to denote groups of mankind marked off by any
kind of historical, as distinguished from physical, characteristics, we
must be content to use those words, as we use many other words, without
being able to prove that our use of them is accurate, as mathematicians
judge of accuracy. I cannot be quite sure that William the Conqueror
landed at Pevensey, though I have strong reasons for believing that he
did so. And I have strong reasons for believing many facts about race
and language about which I am much further from being quite sure than I
am about William's landing at Pevensey. In short, in all these
matters, we must be satisfied to let presumption very largely take the
place of actual proof; and, if we only let presumption in, most of our
difficulties at once fly away. Language is no certain test of race;
but it is a presumption of race. Community of race, as we commonly
understand race, is no certain proof of original community of blood;
but it is a presumption of original community of blood. The
presumption amounts to moral proof, if only we do not insist on proving
such physical community of blood as would satisfy a genealogist. It
amounts to moral proof, if all that we seek is to establish a relation
in which the community of blood is the leading idea, and in which where
natural community of blood does not exist, its place is supplied by
something which by a legal fiction is looked upon as its equivalent.
If, then, we do not ask for scientific, for what we may call physical,
accuracy, but if we are satisfied with the kind of proof which is all
that we can ever get in the historical sciences--if we are satisfied to
speak in a way which is true for popular and practical purposes--then
we may say that language has a great deal to do with race, as race is
commonly understood, and that race has a great deal to do with
community of blood. If we once admit the Roman doctrine of adoption,
our whole course is clear. The natural family is the starting-point of
everything; but we must give the natural family the power of
artificially enlarging itself by admitting adoptive members. A group
of mankind is thus formed, in which it does not follow that all the
members have any natural community of blood, but in which community of
blood is the starting-point, in which those who are connected by
natural community of blood form the original body within whose circle
the artificial members are admitted. A group of mankind thus formed is
something quite different from a fortuitous concurrence of atoms.
Three or four brothers by blood, with a fourth or fifth man whom they
agree to look on as filling in everything the same place as a brother
by blood, form a group which is quite unlike a union of four or five
men, none of whom is bound by any tie of blood to any of the others.
In the latter kind of union the notion of kindred does not come in at
all. In the former kind the notion of kindred is the groundwork of
everything; it determines the character of every relation and every
action, even though the kindred between some members of the society and
others may be owing to a legal fiction and not to natural descent. All
that we know of the growth of tribes, races, nations, leads us to
believe that they grew in this way. Natural kindred was the
groundwork, the leading and determining idea; but, by one of those
legal fictions which have such an influence on all institutions,
adoption was in certain cases allowed to count as natural kindred.[2]
The usage of all language shows that community of blood was the leading
idea in forming the greater and smaller groups of mankind. Words like
_phylon, genos, gens, natio, kin,_ all point to the natural family as
the origin of all society. The family in the narrower sense, the
children of one father in one house, grew into a more extended family,
the _gens_. Such were the Alkmaiônidai, the Julii, or the Scyldingas,
the real or artificial descendants of a real or supposed forefather.
The nature of the _gens_ has been set forth often enough. If it is a
mistake to fancy that every Julius or Cornelius was the natural kinsman
of every other Julius or Cornelius, it is equally a mistake to think
that the _gens Julia_ or _Cornelia_ was in its origin a mere artificial
association, into which the idea of natural kindred did not enter. It
is indeed possible that really artificial _gentes_, groups of men of
whom it might chance that none were natural kinsmen, were formed in
later times after the model of the original _gentes_. Still such
imitation would bear witness to the original conception of the _gens_.
It would be the doctrine of adoption turned the other way; instead of a
father adopting a son, a number of men would agree to adopt a common
father. The family then grew into the _gens_; the union of _gentes_
formed the State, the political community, which in its first form was
commonly a tribe. Then came the nation, formed of a union of tribes.
Kindred, real or artificial, is the one basis on which all society and
all government have grown up.
Now it is plain, that as soon as we admit the doctrine of artificial
kindred--that is, as soon as we allow the exercise of the law of
adoption--physical purity of race is at an end. Adoption treats a man
as if he were the son of a certain father; it cannot really make him
the son of that father. If a brachycephalic father adopts a
dolichocephalic son, the legal act cannot change the shape of the
adopted son's skull. I will not undertake to say whether, not indeed
the rite of adoption, but the influences and circumstances which would
spring from it, might not, in the course of generations, affect even
the skull of the man who entered a certain _gens_, tribe, or nation by
artificial adoption only. If by any chance the adopted son spoke a
different language from the adopted father, the rite of adoption itself
would not of itself change his language. But it would bring him under
influences which would make him adopt the language of his new _gens_ by
a conscious act of the will, and which would make his children adopt it
by the same unconscious act of the will by which each child adopts the
language of his parents. The adopted son, still more the son of the
adopted son, became, in speech, in feelings, in worship, in everything
but physical descent, one with the _gens_ into which he was adopted.
He became one of that _gens_ for all practical, political, historical
purposes. It is only the physiologist who could deny his right to his
new position. The nature of the process is well expressed by a phrase
of our own law. When the nation--the word itself keeps about it the
remembrance of birth as the groundwork of everything--adopts a new
citizen, that is, a new child of the State, he is said to be
naturalized. That is, a legal process puts him in the same position,
and gives him the same rights, as a man who is a citizen and a son by
birth. It is assumed that the rights of citizenship come by
nature--that is, by birth. The stranger is admitted to them only by a
kind of artificial birth; he is naturalized by law; his children are in
a generation or two naturalized in fact. There is now no practical
distinction between the Englishman whose forefathers landed with
William, or even between the Englishman whose forefathers sought
shelter from Alva or from Louis XIV, and the Englishman whose
forefathers landed with Hengest. It is for the physiologist to say
whether any difference can be traced in their several skulls; for all
practical purposes, historical or political, all distinction between
these several classes has passed away.
We may, in short, say that the law of adoption runs through everything,
and that it may be practised on every scale. What adoption is at the
hands of the family, naturalization is at the hands of the State. And
the same process extends itself from adopted or naturalized individuals
to large classes of men, indeed to whole nations. When the process
takes place on this scale, we may best call it assimilation. Thus Rome
assimilated the continental nations of western Europe to that degree
that, allowing for a few survivals here and there, not only Italy, but
Gaul and Spain, became Roman. The people of those lands, admitted step
by step to the Roman franchise, adopted the name and tongue of Romans.
It must soon have been hard to distinguish the Roman colonist in Gaul
or Spain from the native Gaul or Spaniard who had, as far as in him
lay, put on the guise of a Roman. This process of assimilation has
gone on everywhere and at all times. When two nations come in this way
into close contact with one another, it depends on a crowd of
circumstances which shall assimilate the other, or whether they shall
remain distinct without assimilation either way. Sometimes the
conquerors assimilate their subjects; sometimes they are assimilated by
their subjects; sometimes conquerors and subjects remain distinct
forever. When assimilation either way does take place, the direction
which it takes in each particular case will depend, partly on their
respective numbers, partly on their degrees of civilization. A small
number of less civilized conquerors will easily be lost among a greater
number of more civilized subjects, and that even though they give their
name to the land and people which they conquer. The modern Frenchman
represents, not the conquering Frank, but the conquered Gaul, or, as he
called himself, the conquered Roman. The modern Bulgarian represents,
not the Finnish conqueror, but the conquered Slave. The modern Russian
represents, not the Scandinavian ruler, but the Slave who sent for the
Scandinavian to rule over him. And so we might go on with endless
other cases. The point is that the process of adoption,
naturalization, assimilation, has gone on everywhere. No nation can
boast of absolute purity of blood, though no doubt some nations come
much nearer to it than others. When I speak of purity of blood, I
leave out of sight the darker questions which I have already raised
with regard to the groups of mankind in days before recorded history.
I assume great groups like Celtic, Teutonic, Slavonic, as having what
we may call a real corporate existence, however we may hold that that
corporate existence began. My present point is that no existing nation
is, in the physiologist's sense of purity, purely Celtic, Teutonic,
Slavonic, or anything else. All races have assimilated a greater or
less amount of foreign elements. Taking this standard, one which comes
more nearly within the range of our actual knowledge than the
possibilities of unrecorded times, we may again say that, from the
purely scientific or physiological point of view, not only is language
no test of race, but that, at all events among the great nations of the
world, there is no such thing as purity of race at all.
But, while we admit this truth, while we even insist upon it from the
strictly scientific point of view, we must be allowed to look at it
with different eyes from a more practical standing point. This is the
standing point, whether of history which is the politics of the past,
or of politics which are the history of the present. From this point
of view, we may say unhesitatingly that there are such things as races,
and nations, and that to the grouping of those races and nations
language is the best guide. We cannot undertake to define with any
philosophical precision the exact distinction between race and race,
between nation and nation. Nor can we undertake to define with the
like precision in what way the distinctions between race and race,
between nation and nation, began. But all analogy leads us to believe
that tribes, nations, races, were all formed according to the original
model of the family, the family which starts from the idea of the
community of blood, but which allows artificial adoption to be its
legal equivalent. In all cases of adoption, naturalization,
assimilation, whether of individuals or of large classes of men, the
adopted person or class is adopted into an existing community. Their
adoption undoubtedly influences the community into which they are
adopted. It at once destroys any claim on the part of that community
to purity of blood, and it influences the adopting community in many
ways, physical and moral. A family, a tribe, or a nation, which has
largely recruited itself by adopted members, cannot be the same as one
which has never practised adoption at all, but all whose members come
of the original stock. But the influence which the adopting community
exercises upon its adopted members is far greater than any influence
which they exercise upon it. It cannot change their blood; it cannot
give them new natural forefathers; but it may do everything short of
this; it may make them, in speech, in feeling, in thought, and in
habit, genuine members of the community which has artificially made
them its own. While there is not in any nation, in any race, any such
thing as strict purity of blood, yet there is in each nation, in each
race, a dominant element--or rather something more than an
element--something which is the true essence of the race or nation,
something which sets its standard and determines its character,
something which draws to itself and assimilates to itself all other
elements. It so works that all other elements are not coequal elements
with itself, but mere infusions poured into an already existing body.
Doubtless these infusions do in some measure influence the body which
assimilates them; but the influence which they exercise is as nothing
compared to the influence which they undergo. We may say that they
modify the character of the body into which they are assimilated; they
do not effect its personality. Thus, assuming the great groups of
mankind as primary facts, the origin of which lies beyond our certain
knowledge, we may speak of families and races, of the great Aryan
family and of the races into which it parted, as groups which have a
real, practical existence, as groups founded on the ruling primeval
idea of kindred, even though in many cases the kindred may not be by
natural descent, but only by law of adoption. The Celtic, Teutonic,
Slavonic races of man are real living and abiding groups, the
distinction between which we must accept among the primary facts of
history. And they go on as living and abiding groups, even though we
know that each of them has assimilated many adopted members, sometimes
from other branches of the Aryan family, sometimes from races of men
alien to the whole Aryan stock. These races which, in a strictly
physiological point of view, have no existence at all, have a real
existence from the more practical point of view of history and
politics. The Bulgarian calls to the Russian for help, and the Russian
answers to his call for help, on the ground of their being alike
members of the one Slavonic race. It may be that, if we could trace
out the actual pedigree of this or that Bulgarian, of this or that
Russian, we might either find that there was no real kindred between
them, or we might find that there was a real kindred, but a kindred
which must be traced up to another stock than that of the Slaves. In
point of actual blood, instead of both being Slaves, it may be that one
of them comes, it may be that both of them come of a stock which is not
Slavonic or even Aryan. The Bulgarian may chance to be a Bulgarian in
a truer sense than he thinks for; he may come of the blood of those
original Finnish conquerors who gave the Bulgarian name to the Slaves
among whom they were merged. And if this or that Bulgarian may chance
to come of the stock of Finnish conquerors assimilated by their
Slavonic subjects, this or that Russian may chance to come of the stock
of Finnish subjects assimilated by their Slavonic conquerors. It may
then so happen that the cry for help goes up, and is answered on a
ground of kindred which in the eye of the physiologist has no
existence. Or it may happen that the kindred is real in a way which
neither the suppliant nor his helper thinks of. But in either case,
for the practical purposes of human life, the plea is a good plea; the
kindred on which it is founded is a real kindred. It is good by the
law of adoption. It is good by the law the force of which we all admit
whenever we count a man as an Englishman whose forefathers, two
generations or twenty generations back, came to our shores as
strangers. For all practical purposes, for all the purposes which
guide men's actions, public or private, the Russian and the Bulgarian,
kinsmen so long parted, perhaps in very truth no natural kinsmen at
all, are members of the same race, bound together by the common
sentiment of race. They belong to the same race, exactly as an
Englishman whose forefathers came into Britain fourteen hundred years
back, and an Englishman whose forefathers came only one or two hundred
years back, are like members of the same nation, bound together by a
tie of common nationality.
And now, having ruled that races and nations, though largely formed by
the workings of an artificial law, are still real and living things,
groups in which the idea of kindred is the idea around which everything
has grown, how are we to define our races and our nations? How are we
to mark them off one from the other? Bearing in mind the cautions and
qualifications which have been already given, bearing in mind large
classes of exceptions which will presently be spoken of, I say
unhesitatingly that for practical purposes there is one test, and one
only, and that that test is language. It is hardly needful to show
that races and nations cannot be defined by the merely political
arrangements which group men under various governments. For some
purposes of ordinary language, for some purposes of ordinary politics,
we are tempted, sometimes driven, to take this standard. And in some
parts of the world, in our own western Europe for instance, nations and
governments do, in a rough way, fairly answer to one another. And, in
any case, political divisions are not without their influence on the
formation of national divisions, while national divisions ought to have
the greatest influence on political divisions. That is to say, _primâ
facie_ a nation and government should coincide. I say only _primâ
facie_; for this is assuredly no inflexible rule; there are often good
reasons why it should be otherwise; only, whenever it is otherwise,
there should be some good reason forthcoming. It might even be true
that in no case did a government and a nation exactly coincide, and yet
it would none the less be the rule that a government and a nation
should coincide. That is to say, so far as a nation and a government
coincide, we accept it as the natural state of things, and ask no
question as to the cause. So far as they do not coincide, we mark the
case as exceptional, by asking what is the cause. And by saying that a
government and a nation should coincide we mean that, as far as
possible, the boundaries of governments should be so laid out as to
agree with the boundaries of nations. That is, we assume the nation as
something already existing, something primary, to which the secondary
arrangements of government should, as far as possible, conform. How
then do we define the nation, which is, if there is no especial reason,
to the contrary, to fix the limits of a government? Primarily, I say,
as a rule, but a rule subject to exception--as a _primâ facie_
standard, subject to special reasons to the contrary--we define the
nation by language. We may at least apply the test negatively. It
would be unsafe to rule that all speakers of the same language must
have a common nationality; but we may safely say that where there is
not community of language, there is no common nationality in the
highest sense. It is true that without community of language there may
be an artificial nationality, a nationality which may be good for all
political purposes, and which may engender a common national feeling.
Still this is not quite the same thing as that fuller national unity
which is felt where there is community of language. In fact, mankind
instinctively takes language as the badge of nationality. We so far
take it as the badge, that we instinctively assume community of
language in a nation as the rule, and we set down anything that departs
from that rule as an exception. The first idea suggested by the word
Frenchman or German or any other national name, is that he is a man who
speaks French or German as his mother-tongue. We take for granted, in
the absence of anything to make us think otherwise, that a Frenchman is
a speaker of French, and that a speaker of French is a Frenchman.
Where in any case it is otherwise, we mark that case as an exception,
and we ask the special cause. Again, the rule is none the less the
rule, nor the exceptions the exceptions, because the exceptions may
easily outnumber the instances which conform to the rule. The rule is
still the rule, because we take the instances which conform to it as a
matter of course, while in every case which does not conform to it we
ask for the explanation. All the larger countries of Europe provide us
with exceptions; but we treat them all as exceptions. We do not ask
why a native of France speaks French. But when a native of France
speaks as his mother-tongue some other tongue than French, when French,
or something which popularly passes for French, is spoken as his
mother-tongue by someone who is not a native of France, we at once ask
the reason. And the reason will be found in each case in some, special
historical cause which withdraws that case from the operation of the
general law. A very good reason can be given why French, or something
which popularly passes for French, is spoken in parts of Belgium and
Switzerland, whose inhabitants are certainly not Frenchmen. But the
reason has to be given, and it may fairly be asked.
In the like sort, if we turn to our own country, whenever within the
bounds of Great Britain we find any tongue spoken other than English,
we at once ask the reason, and we learn the special historic cause. In
a part of France and a part of Great Britain we find tongues spoken
which differ alike from English and from French, but which are strongly
akin to one another. We find that these are the survivals of a group
of tongues once common to Gaul and Britain, but which the settlement of
other nations, the introduction and the growth of other tongues, have
brought down to the level of survivals. So again we find islands which
both speech and geographical position seem to mark as French, but which
are dependencies, and loyal dependencies, of the English crown. We
soon learn the cause of the phenomenon which seems so strange. Those
islands are the remains of a State and a people which adopted the
French tongue, but which, while it remained one, did not become a part
of the French State. That people brought England by force of arms
under the rule of their own sovereigns. The greater part of that
people were afterward conquered by France, and gradually became French
in feeling as well as in language. But a remnant clave to their
connection with the land which their forefathers had conquered, and
that remnant, while keeping the French tongue, never became French in
feeling. This last case, that of the Norman islands, is a specially
instructive one. Normandy and England were politically connected,
while language and geography pointed rather to a union between Normandy
and France. In the case of continental Normandy, where the
geographical tie was strongest, language and geography together could
carry the day, and the continental Norman became a Frenchman. In the
islands, where the geographical tie was less strong, political
traditions and manifest interest carried the day against language and a
weaker geographical tie. The insular Norman did not become a
Frenchman. But neither did he become an Englishman. He alone remained
Norman, keeping his own tongue and his own laws, but attached to the
English crown by a tie at once of tradition and of advantage. Between
States of the relative size of England and the Norman islands, the
relation naturally becomes a relation of dependence on the part of the
smaller members of the union. But it is well to remember that our
forefathers never conquered the forefathers of the men of the Norman
islands, but that their forefathers did once conquer ours.
These instances, and countless others, bear out the position that,
while community of language is the most obvious sign of common
nationality, while it is the main element, or something more than an
element, in the formation of nationality, the rule is open to
exceptions of all kinds, and that the influence of language is at all
times liable to be overruled by other influences. But all the
exceptions confirm the rule, because we specially remark those cases
which contradict the rule, and we do not specially remark those cases
which do not conform to it.
In the cases which we have just spoken of, the growth of the nation as
marked out by language, and the growth of the exceptions to the rule of
language, have both come through the gradual, unconscious working of
historical causes. Union under the same government, or separation
under separate governments, has been among the foremost of those
historical causes. The French nation consists of the people of all
that extent of continuous territory which has been brought under the
rule of the French kings. But the working of the cause has been
gradual and unconscious. There was no moment when anyone deliberately
proposed to form a French nation by joining together all the separate
duchies and countries which spoke the French tongue. Since the French
nation has been formed, men have proposed to annex this or that land on
the ground that its people spoke the French tongue, or perhaps only
some tongue akin to the French tongue. But the formation of the French
nation itself was the work of historical causes, the work doubtless of
a settled policy acting through many generations, but not the work of
any conscious theory about races and languages. It is a special mark
of our time, a special mark of the influence which doctrines about race
and language have had on men's minds, that we have seen great nations
united by processes in which theories of race and language really have
had much to do with bringing about their union. If statesmen have not
been themselves moved by such theories, they have at least found that
it suited their purpose to make use of such theories as a means of
working on the minds of others. In the reunion of the severed German
and Italian nations the conscious feeling of nationality, and the
acceptance of a common language as the outward badge of nationality,
had no small share. Poets sang of language as the badge of national
union; statesmen made it the badge, so far as political considerations
did not lead them to do anything else. The revivified kingdom of Italy
is very far from taking in all the speakers of the Italian tongue.
Lugano, Trent, Aquileia--to take places which are clearly Italian, and
not to bring in places of more doubtful nationality, like the cities of
Istria and Dalmatia--form no part of the Italian political body, and
Corsica is not under the same rule as the other two great neighboring
islands. But the fact that all these places do not belong to the
Italian body at once suggests the twofold question, why they do not
belong to it, and whether they ought not to belong to it. History
easily answers the first question; it may perhaps also answer the
second question in a way which will say Yes as regards one place and No
as regards another. Ticino must not lose her higher freedom; Trieste
must remain the needful mouth for southern Germany; Dalmatia must not
be cut off from the Slavonic mainland; Corsica would seem to have
sacrificed national feeling to personal hero-worship. But it is
certainly hard to see why Trent and Aquileia should be kept apart from
the Italian body. On the other hand, the revivified Italian kingdom
contains very little which is not Italian in speech. It is perhaps by
a somewhat elastic view of language that the dialect of Piedmont and
the dialect of Sicily are classed under one head; still, as a matter of
fact, they have a single classical standard, and they are universally
accepted as varieties of the same tongue. But it is only in a few
Alpine valleys that languages are spoken which, whether Romance or
Teutonic, are in any case not Italian. The reunion of Italy, in short,
took in all that was Italian, save when some political cause hindered
the rule of language from being followed. Of anything not Italian by
speech so little has been taken in that the non-Italian parts of Italy,
Burgundian Aosta and the Seven German Communes--if these last still
keep their Teutonic language--fall under the rule that there are some
things too small for laws to pay heed to.
But it must not be forgotten that all this simply means that in the
lands of which we have just been speaking the process of adoption has
been carried out on the largest scale. Nations, with languages as
their rough practical test, have been formed; but they have been formed
with very little regard to physical purity of blood. In short,
throughout western Europe assimilation has been the rule. That is to
say, in any of the great divisions of Western Europe, though the land
may have been settled and conquered over and over again, yet the mass
of the people of the land have been drawn to some one national type.
Either some one among the races inhabiting the land has taught the
others to put on its likeness, or else a new national type has arisen
which has elements drawn from several of those races. Thus the modern
Frenchman may be defined as produced by the union of blood which is
mainly Celtic with a speech which is mainly Latin, and with an
historical polity which is mainly Teutonic. That is, he is neither
Gaul, Roman, nor Frank, but a fourth type, which has drawn important
elements from all three. Within modern France this new national type
has so far assimilated all others as to make everything else merely
exceptional. The Fleming of one corner, the Basque of another, even
the far more important Breton of a third corner, have all in this way
become mere exceptions to the general type of the country. If we pass
into our own islands we shall find that the same process has been at
work. If we look to Great Britain only, we shall find that, though the
means have not been the same, yet the end has been gained hardly less
thoroughly than in France. For all real political purposes, for
everything which concerns a nation in the face of other nations, Great
Britain is as thoroughly united as France is. Englishmen, Scotchmen,
Welshmen feel themselves one people in the general affairs of the
world. A secession of Scotland or Wales is as unlikely as a secession
of Normandy or Languedoc. The part of the island which is not
thoroughly assimilated in language, that part which still speaks Welsh
or Gaelic, is larger in proportion than the non-French part of modern
France. But however much either the northern or the western Briton
may, in a fit of antiquarian politics, declaim against the Saxon, for
all practical political purposes he and the Saxon are one. The
distinction between the southern and the northern English--for the men
of Lothian and Fife must allow me to call them by this last name--is,
speaking politically and without ethnological or linguistic precision,
much as if France and Aquitaine had been two kingdoms united on equal
terms, instead of Aquitaine being merged in France. When we cross into
Ireland, we indeed find another state of things, and one which comes
nearer to some of the phenomena which we shall come to in other parts
of the world. Ireland is, most unhappily, not so firmly united to
Great Britain as the different parts of Great Britain are to one
another. Still even here the division arises quite as much from
geographical and historical causes as from distinctions of race
strictly so called. If Ireland had had no wrongs, still two great
islands can never be so thoroughly united as a continuous territory can
be. On the other hand, in point of language, the discontented part of
the United Kingdom is much less strongly marked off than that fraction
of the contented part which is not thoroughly assimilated. Irish is
certainly not the language of Ireland in at all the same degree in
which Welsh is the language of Wales. The Saxon has commonly to be
denounced in the Saxon tongue.
In some other parts of Western Europe, as in the Spanish and
Scandinavian peninsulas, the coincidence of language and nationality is
stronger than it is in France, Britain, or even Italy. No one speaks
Spanish except in Spain or in the colonies of Spain. And within Spain
the proportion of those who do not speak Spanish, namely the Basque
remnant, is smaller than the non-assimilated element in Britain and
France. Here two things are to be marked: First, the modern Spanish
nation has been formed, like the French, by a great process of
assimilation; secondly, the actual national arrangements of the Spanish
peninsula are wholly due to historical causes, we might almost say
historical accidents, and those of very recent date. Spain and
Portugal are separate kingdoms, and we look on their inhabitants as
forming separate nations. But this is simply because a queen of
Castile in the fifteenth century married a king of Aragon. Had
Isabella married a king of Portugal we should now talk of Spain and
Aragon as we now talk of Spain and Portugal, and we should count
Portugal for part of Spain. In language, in history, in everything
else, Aragon was really more distinct from Castile than Portugal was.
The king of Castile was already spoken of as king of Spain, and
Portugal would have merged in the Spanish kingdom at last as easily as
Aragon did. In Scandinavia, on the other hand, there must have been
less assimilation than anywhere else. In the present kingdoms of
Norway and Sweden there must be a nearer approach to actual purity of
blood than in any other part of Europe. One cannot fancy that much
Finnish blood has been assimilated, and there have been no conquests or
settlements later than that of the Northmen themselves.
When we pass into central Europe we shall find a somewhat different
state of things. The distinctions of race seem to be more lasting.
While the national unity of the German Empire is greater than that of
either France or Great Britain, it has not only subjects of other
languages, but actually discontented subjects, in three corners, on its
French, its Danish, and its Polish frontiers. We ask the reason, and
it will be at once answered that the discontent of all three is the
result of recent conquest, in two cases of very recent conquest indeed.
But this is one of the very points to be marked; the strong national
unity of the German Empire has been largely the result of assimilation;
and these three parts, where recent conquest has not yet been followed
by assimilation, are chiefly important because in all three cases, the
discontented territory is geographically continuous with a territory of
its own speech outside the Empire. This does not prove that
assimilation can never take place, but it will undoubtedly make the
process longer and harder.
So again, wherever German-speaking people dwell outside the bounds of
the revived German State, as well as when that revived German State
contains other than German-speaking people, we ask the reason and we
can find it. Political reasons forbade the immediate annexation of
Austria, Tyrol, and Salzburg. Combined political and geographical
reasons, and, if we look a little deeper, ethnological reasons too,
forbade the annexation of Courland, Livonia, and Esthonia. Some reason
or other will, it may be hoped, always be found to hinder the
annexation of lands which, like Zürich and Berne, have reached a higher
political level. Outlying brethren in Transsilvania or at Saratof
again come under the rule "_De minimis non curat lex_." In all these
cases the rule that nationality and language should go together yields
to unavoidable circumstances. But, on the other hand, where French or
Danish or Slavonic or Lithuanian is spoken within the bounds of the new
empire, the principle that language is the badge of nationality, that
without community of language nationality is imperfect, shows itself in
another shape. One main object of modern policy is to bring these
exceptional districts under the general rule by spreading the German
language in them. Everywhere, in short, wherever a power is supposed
to be founded on nationality, the common feeling of mankind
instinctively takes language as the test of nationality. We assume
language as the test of a nation, without going into any minute
questions as to the physical purity of blood in that nation. A
continuous territory, living under the same government and speaking the
same tongue, forms a nation for all practical purposes. If some of its
inhabitants do not belong to the original stock of blood, they at least
belong to it by adoption.
The question may now fairly be asked. What is the case in those parts
of the world where people who are confessedly of different races and
languages inhabit a continuous territory and live under the same
government? How do we define nationality in such cases as these? The
answer will be very different in different cases, according to the
means by which the different national elements in such a territory have
been brought together. They may form what I have already called an
artificial nation, united by an act of its own free will. Or it may be
simply a case where distinct nations, distinct in everything which can
be looked on as forming a nation, except the possession of an
independent government, are brought together, by whatever causes, under
a common ruler. The former case is very distinctly an exception which
proves the rule, and the latter is, though in quite another way, an
exception which proves the rule also. Both cases may need somewhat
more in the way of definition. We will begin with the first, the case
of a nation which has been formed out of elements which differ in
language, but which still have been brought together so as to form an
artificial nation. In the growth of the chief nations of western
Europe the principle which was consciously or unconsciously followed
has been that the nation should be marked out by language, and the use
of any tongue other than the dominant tongue of the nation should be at
least exceptional. But there is one nation in Europe, one which has a
full right to be called a nation in a political sense, which has been
formed on the directly opposite principle. The Swiss Confederation has
been formed by the union of certain detached fragments of the German,
Italian, and Burgundian nations. It may indeed be said that the
process has been in some sort a process of adoption, that the Italian
and Burgundian elements have been incorporated into an already existing
German body; that, as those elements were once subjects or dependents
or protected allies, the case is one of clients or freedmen who have
been admitted to the full privileges of the _gens_. This is
undoubtedly true, and it is equally true of a large part of the German
element itself. Throughout the Confederation allies and subjects have
been raised to the rank of confederates. But the former position of
the component elements does not matter for our purpose. As a matter of
fact, the foreign dependencies have all been admitted into the
Confederation on equal terms. German is undoubtedly the language of a
great majority of the Confederation; but the two recognized Romance
languages are each the speech, not of a mere fragment or survival, like
Welsh in Britain or Breton in France, but of a large minority forming a
visible element in the general body. The three languages are all of
them alike recognized as national languages, though, as if to keep up
the universal rule that there should be some exceptions to all rules, a
fourth language still lives on within the bounds of the Confederation,
which is not admitted to the rights of the other three, but is left in
the state of a fragment or a survival.[3] Is such an artificial body
as this to be called a nation? It is plainly not a nation by blood or
by speech. It can hardly be called a nation by adoption. For, if we
chose to say that the three elements have all agreed to adopt one
another as brethren, yet it has been adoption without assimilation.
Yet surely the Swiss Confederation is a nation. It is not a mere
power, in which various nations are brought together, whether
willingly, or unwillingly, under a common ruler, but without any
further tie of union. For all political purposes the Swiss
Confederation is a nation, a nation capable of as strong and true
national feeling as any other nation. Yet it is a nation purely
artificial, one in no way defined by blood or speech. It thus proves
the rule in two ways. We at once feel that this artificially formed
nation, which has no common language, but each of whose elements speaks
a language common to itself with some other nation, is something
different from those nations which are defined by a universal or at
least a predominant language. We mark it as an exception, as something
different from other cases. And when we see how nearly this artificial
nation comes, in every point but that of language, to the likeness of
those nations which are defined by language, we see that it is a nation
defined by language which sets the standard, and after the model of
which the artificial nation forms itself. The case of the Swiss
Confederation and its claim to rank as a nation would be like the case
of those _gentes_, if any such there were, which did not spring even
from the expansion of an original family, but which were artificially
formed in imitation of those which did, and which, instead of a real or
traditional forefather, chose for themselves an adopted one.
In the Swiss Confederation, then, we have a case of a nation formed by
an artificial process, but which still is undoubtedly a nation in the
face of other nations. We now come to the other class, in which
nationality and language keep the connection which they have elsewhere,
but in which nations do not even in the roughest way answer to
governments. We have only to go into the Eastern lands of Europe to
find a state of things in which the notion of nationality, as marked
out by language and national feeling, has altogether parted company
from the notion of political government. It must be remembered that
this state of things is not confined to the nations which are or have
lately been under the yoke of the Turk. It extends also to the nations
or fragments of nations which make up the Austro-Hungarian monarchy.
In all the lands held by these two powers we come across phenomena of
geography, race, and language, which stand out in marked contrast with
anything to which we are used in western Europe. We may perhaps better
understand what these phenomena are if we suppose a state of things
which sounds absurd in the West, but which has its exact parallel in
many parts of the East. Let us suppose that in a journey through
England we came successively to districts, towns, or villages, where we
found, one after another, first, Britons speaking Welsh; then Romans
speaking Latin; then Saxons or Angles, speaking an older form of our
own tongue; then Scandinavians speaking Danish; then Normans speaking
Old-French; lastly, perhaps a settlement of Flemings, Huguenots, or
Palatines, still remaining a distinct people and speaking their own
tongue. Or let us suppose a journey through northern France, in which
we found at different stages, the original Gaul, the Roman, the Frank,
the Saxon of Bayeux, the Dane of Coutances, each remaining a distinct
people, each of them keeping the tongue which they first brought with
them into the land. Let us suppose further that, in many of these
cases, a religious distinction was added to a national distinction.
Let us conceive one village Roman Catholic, another Anglican, others
Non-conformist of various types, even if we do not call up any remnants
of the worshippers of Jupiter or of Woden. All this seems absurd in
any Western country, and absurd enough it is. But the absurdity of the
West is the living reality of the East. There we may still find all
the chief races which have ever occupied the country, still remaining
distinct, still keeping separate tongues, and those for the most part,
their own original tongues. Within the present and late European
dominions of the Turk, the original races, those whom we find there at
the first beginnings of history, are all there still, and two of them
keep their original tongues. They form three distinct nations. First
of all there are the Greeks. We have not here to deal with them as the
representatives of that branch of the Roman Empire which adopted their
speech, but simply as one of the original elements in the population of
the Eastern peninsula. Known almost down to our own day by their
historical name of Romans, they have now fallen back on the name of
Hellênes. And to that name they have a perfectly good claim. If the
modern Greeks are not all true Hellênes, they are an aggregate of
adopted Hellênes gathered round and assimilated to a true Hellenic
kernel. Here we see the oldest recorded inhabitants of a large part of
the land abiding, and abiding in a very different case from the
remnants of the Celt and the Iberian in Western Europe. The Greeks are
no survival of a nation; they are a true and living nation--a nation
whose importance is quite out of proportion to its extent in mere
numbers. They still abide, the predominant race in their own ancient
and again independent land, the predominant race in those provinces of
the continental Turkish dominion which formed part of their ancient
land, the predominant race through all the shores and islands of the
Aegean and of part of the Euxine also. In near neighborhood to the
Greeks still live another race of equal antiquity, the Skipetar or
Albanians. These, as I believe is no longer doubted, represent the
ancient Illyrians. The exact degree of their ethnical kindred with the
Greeks is a scientific question which need not here be considered; but
the facts that they are more largely intermingled with the Greeks than
any of the other neighboring nations, that they show a special power of
identifying themselves with the Greeks--a power, so to speak, of
becoming Greeks and making part of the artificial Greek nation, are
matters of practical history. It must never be forgotten that, among
the worthies of the Greek War of Independence, some of the noblest were
not of Hellenic but Albanian blood. The Orthodox Albanian easily turns
into a Greek; and the Mahometan Albanian is something which is broadly
distinguished from a Turk. He has, as he well may have, a strong
national feeling, and that national feeling has sometimes got the
better of religious divisions. If Albania is among the most backward
parts of the peninsula, still it is, by all accounts, the part where
there is most hope of men of different religions joining together
against the common enemy.
Here then are two ancient races, the Greeks and another race, not
indeed so advanced, so important, or so widely spread, but a race which
equally keeps a real national being. There is also a third ancient
race which survives as a distinct people, though they have for ages
adopted a foreign language. These are the Vlachs or Roumans, the
surviving representatives of the great race, call it Thracian or any
other, which at the beginning of history held the great inland mass of
the Eastern peninsula, with the Illyrians to the west of them and the
Greeks to the south. Every one knows that in the modern principality
of Roumania and in the adjoining parts of the Austro-Hungarian
monarchy, there is to be seen that phenomenon so unique in the East, a
people who not only, as the Greeks did till lately, still keep the
Roman name, but who speak neither Greek nor Turkish, neither Slave nor
Skipetar, but a dialect of Latin, a tongue akin, not to the tongues of
any of their neighbors, but to the tongues of Gaul, Italy, and Spain.
And any one who has given any real attention to this matter knows that
the same race is to be found, scattered here and there, if in some
parts only as wandering shepherds, in the Slavonic, Albanian, and Greek
lands south of the Danube. The assumption has commonly been that this,
outlying Romance people owe their Romance character to the Roman
colonization of Dacia under Trajan. In this view, the modern Roumans
would be the descendants of Trajan's colonists and of Dacians who had
learned of them to adopt the speech and manners of Rome. But when we
remember that Dacia was the first Roman province to be given up--that
the modern Roumania was for ages the highway of every barbarian tribe
on its way from the East to the West--that the land has been conquered
and settled and forsaken over and over again--it would be passing
strange if this should be the one land, and its people the one race, to
keep the Latin tongue when it has been forgotten in all the neighboring
countries. In fact, this idea has been completely dispersed by modern
research. The establishment of the Roumans in Dacia is of
comparatively recent date, beginning only in the thirteenth century.
The Roumans of Wallachia, Moldavia, and Transsilvania, are isolated
from the scattered Rouman remnant on Pindos and elsewhere. They
represent that part of the inhabitants of the peninsula which became
Latin, while the Greeks remained Greek, and the Illyrians remained
barbarian. Their lands, Mossia, Thrace specially so called, and Dacia,
were added to the empire at various times from Augustus to Trajan.
That they should gradually adopt the Latin language is in no sort
wonderful. Their position with regard to Rome was exactly the same as
that of Gaul and Spain. Where Greek civilization had been firmly
established, Latin could nowhere displace it. Where Greek civilization
was unknown, Latin overcame the barbarian tongue. It would naturally
do so in this part of the East exactly as it did in the West.[4]
Here then we have in the southeastern peninsula three nations which
have all lived on to all appearances from the very beginnings of
European history, three distinct nations, speaking three distinct
languages. We have nothing answering to this in the West. It needs no
proof that the speakers of Celtic and Basque in Gaul and in Spain do
not hold the same position in western Europe which the Greeks,
Albanians, and Roumans do in eastern Europe. In the East the most
ancient inhabitants of the land are still there, not as scraps or
survivals, not as fragments of nations lingering on in corners, but as
nations in the strictest sense, nations whose national being forms an
element in every modern and political question. They all have their
memories, their grievances, and their hopes; and their memories, their
grievances, and their hopes are all of a practical and political kind.
Highlanders, Welshmen, Bretons, French Basques, whatever we say of the
Spanish brethren, have doubtless memories, but they have hardly
political grievances or hopes. Ireland may have political grievances;
it certainly has political hopes; but they are not exactly of the same
kind as the grievances or hopes of the Greek, the Albanian, and the
Rouman. Let Home Rule succeed to the extent of setting up an
independent king and parliament of Ireland, yet the language and
civilization of that king and parliament would still be English.
Ireland would form an English State, politically hostile, it may be, to
Great Britain, but still an English State. No Greek, Albanian or
Rouman State would be in the same way either Turkish or Austrian.
On these primitive and abiding races came, as on other parts of Europe,
the Roman conquest. That conquest planted Latin colonies on the
Dalmatian coast, where the Latin tongue still remains in its Italian
variety as the speech of literature and city life; it Romanized one
great part of the earlier inhabitants: it had the great political
effect of all, that of planting the Roman power in a Greek city, and
thereby creating a State, and in the end a nation, which was Roman on
one side, and Greek on the other. Then came the wandering of the
nations, on which, as regards men of our own race, we need not dwell.
The Goths marched at will through the Eastern Empire; but no Teutonic
settlement was ever made within its bounds, no lasting Teutonic
settlement was ever made even on its border. The part of the Teuton in
the West was played, far less perfectly indeed, by the Slave in the
East. He is there what the Teuton is here, the great representative of
what we may call the modern European races, those whose part in history
began after the establishment of the Rouman power. The differences
between the position of the two races are chiefly these. The Slave in
the East has pre-Roman races standing alongside of him in a way in
which the Teuton has not in the West. On the Greeks and Albanians he
has had but little influence; on the Rouman and his language his
influence has been far greater, but hardly so great as the influence of
the Teuton on the Romance nations and languages of western Europe. The
Slave too stands alongside of races which have come in since his own
coming, in a way in which the Teuton in the West is still further from
doing. That is to say, besides Greeks, Albanians, and Roumans, he
stands alongside of Bulgarians, Magyars, and Turks, who have nothing to
answer to them in the West. The Slave, in the time of his coming, in
the nature of his settlement, answers roughly to the Teuton; his
position is what that of the Teuton would be if western Europe had been
brought under the power of an alien race at some time later than his
own settlement. The Slaves undoubtedly form the greatest element in
the population of the Eastern peninsula, and they once reached more
widely still. Taking the Slavonic name in its widest meaning, they
occupy all the lands from the Danube and its great tributaries
southward to the strictly Greek border. The exceptions are where
earlier races remain, Greek or Italian on the coast-line, Albanian in
the mountains. The Slaves hold the heart of the peninsula, and they
hold more than the peninsula itself. The Slave lives equally on both
sides of what is or was the frontier of the Austrian and Ottoman
empires; indeed, but for another set of causes which have affected
eastern Europe, the Slave might have reached uninterruptedly from the
Baltic to the Aegaean.
This last set of causes are those which specially distinguish the
histories of eastern and of western Europe; a set of causes which,
though exactly twelve hundred years old,[5] are still fresh and living,
and which are the special causes which have aggravated the special
difficulties of the last five hundred years. In Western Europe, though
we have had plenty of political conquests, we have had no national
migrations since the days of the Teutonic settlements--at least, if we
may extend these last so as to take in the Scandinavian settlements in
Britain and Gaul. The Teuton has pressed to the East at the expense of
the Slave and the Old-Prussian: the borders between the Romance and the
Teutonic nations in the West have fluctuated; but no third set of
nations has come in, strange alike to the Roman and the Teuton and to
the whole Aryan family. As the Huns of Attila showed themselves in
western Europe as passing ravagers, so did the Magyars at a later day;
so did the Ottoman Turks in a day later still, when they besieged
Vienna and laid waste the Venetian mainland. But all these Turanian
invaders appeared in western Europe simply as passing invaders; in
eastern Europe their part has been widely different. Besides the
temporary dominion of Avars, Patzinaks, Chazars, Cumans, and a crowd of
others, three bodies of more abiding settlers, the Bulgarians, the
Magyars, and the Mongol conquerors of Russia, have come in by one path;
a fourth, the Ottoman Turks, have come in by another path. Among all
these invasions we have one case of thorough assimilation, and only
one. The original Finnish Bulgarians have, like Western conquerors,
been lost among Slavonic subjects and neighbors. The geographical
function of the Magyar has been to keep the two great groups of
Slavonic nations apart. To his coming, more than to any other cause,
we may attribute the great historical gap which separates the Slave of
the Baltic from his southern kinsfolk. The work of the Ottoman Turk we
all know. These latter settlers remain alongside of the Slave, just as
the Slave remains alongside of the earlier settlers. The Slavonized
Bulgarians are the only instance of assimilation such as we are used to
in the West. All the other races, old and new, from the Albanian to
the Ottoman, are still there, each keeping its national being and its
national speech. And in one part of the ancient Dacia we must add
quite a distinct element, the element of Teutonic occupation in a form
unlike any in which we see it in the West, in the shape of the Saxons
of Transsilvania. We have thus worked out our point in detail. While
in each Western country some one of the various races which have
settled in it has, speaking roughly, assimilated the others, in the
lands which are left under the rule of the Turk, or which have been
lately delivered from his rule, all the races that have ever settled in
the country still abide side by side. So when we pass into the lands
which form the Austro-Hungarian monarchy, we find that that composite
dominion is just as much opposed as the dominion of the Turk is to
those ideas of nationality towards which Western Europe has been long
feeling its way. We have seen by the example of Switzerland that it is
possible to make an artificial nation out of fragments which have split
off from three several nations. But the Austro-Hungarian monarchy is
not a nation, not even an artificial nation of this kind. Its elements
are not bound together in the same way as the three elements of the
Swiss Confederation. It does indeed contain one whole nation in the
form of the Magyars; we might say that it contains two, if we reckon
the Czechs for a distinct nation. Of its other elements, we may for
the moment set aside those parts of Germany which are so strangely
united with the crowns of Hungary and Dalmatia. In those parts of the
monarchy which come within the more strictly Eastern lands--the _Roman_
and the _Rouman_--we may so distinguish the Romance-speaking
inhabitants of Dalmatia and the Romance-speaking inhabitants of
Transsilvania. The Slave of the north and of the south, the Magyar
conqueror, the Saxon immigrant, all abide as distinct races. That the
Ottoman is not to be added to our list in Hungary, while he is to be
added in lands farther south, is simply because he has been driven out
of Hungary, while he is allowed to abide in lands farther south. No
point is more important to insist on now than the fact that the Ottoman
once held the greater part of Hungary by exactly the same right, the
right of the strongest, as that by which he still holds Macedonia and
Epeiros. It is simply the result of a century of warfare, from
Sobieski to Joseph II, which fixed the boundary which only yesterday
seemed eternal to diplomatists, but which now seems to have vanished.
The boundary has advanced and gone back over and over again. As Buda
once was Turkish, Belgrade has more than once been Austrian. The whole
of the southeastern lands, Austrian, Turkish, and independent, from the
Carpathian Mountains southward, present the same characteristic of
permanence and distinctness among the several races which occupy them.
The several races may lie, here in large continuous masses, there in
small detached settlements; but there they all are in their
distinctness. There is among them plenty of living and active national
feeling; but while in the West political arrangements for the most part
follow the great lines of national feeling, in the East the only way in
which national feeling can show itself is by protesting, whether in
arms or otherwise, against existing political arrangements. Save the
Magyars alone, the ruling race in the Hungarian kingdom, there is no
case in those lands in which the whole continuous territory inhabited
by speakers of the same tongue is placed under a separate national
government of its own. And, even in this case, the identity between
nation and government is imperfect in two ways. It is imperfect,
because, after all, though Hungary has a separate national government
in internal matters, yet it is not the Hungarian kingdom, but the
Austro-Hungarian monarchy of which it forms a part, which counts as a
power among the other powers of Europe. And the national character of
the Hungarian government is equally imperfect from the other side. It
is national as regards the Magyar; it is not national as regards the
Slave, the Saxon, and the Rouman. Since the liberation of part of
Bulgaria, no whole European nation is under the rule of the Turk. No
one nation of the southeast peninsula forms a single national
government. One fragment of a nation is free under a national
government, another fragment is ruled by civilized strangers, a third
is trampled down by barbarians. The existing States of Greece,
Roumania, and Servia are far from taking in the whole of the Greek,
Rouman, and Servian nations. In all these lands, Austrian, Turkish,
and independent, there is no difficulty in marking off the several
nations; only in no case do the nations answer to any existing
political power.
In all these cases, where nationality and government are altogether
divorced, language becomes yet more distinctly the test of nationality
than it is in Western lands where nationality and government do to some
extent coincide. And when nationality and language do not coincide in
the East, it is owing to another cause, of which also we know nothing
in the West. In many cases religion takes the place of nationality; or
rather the ideas of religion and nationality can hardly be
distinguished. In the West a man's nationality is in no way affected
by the religion which he professes, or even by his change from one
religion to another. In the East it is otherwise. The Christian
renegade who embraces Islam becomes for most practical purposes a Turk.
Even if, as in Crete and Bosnia, he keeps his Greek or Slavonic
language, he remains Greek or Slave only in a secondary sense. For the
first principle of the Mahometan religion, the lordship of the true
believer over the infidel, cuts off the possibility of any true
national fellowship between the true believer and the infidel. Even
the Greek or Armenian who embraces the Latin creed goes far toward
parting with his nationality as well as with his religion. For the
adoption of the Latin creed implies what is in some sort the adoption
of a new allegiance, the accepting of the authority of the Roman
bishop. In the Armenian indeed we are come very near to the phenomena
of the further East, where names like Parsee and Hindoo, names in
themselves as strictly ethnical as Englishman or Frenchman, have come
to express distinctions in which religion and nationality are
absolutely the same thing. Of this whole class of phenomena the Jew is
of course the crowning example. But we speak of these matters here
only as bringing in an element in the definition of nationality to
which we are unused in the West. But it quite comes within our present
subject to give one definition from the southeastern lands. What is
the Greek? Clearly he who is at once a Greek in speech and Orthodox in
faith. The Hellenic Mussulmans in Crete, even the Hellenic Latins in
some of the other islands, are at the most imperfect members of the
Hellenic body. The utmost that can be said is that they keep the power
of again entering that body, either by their own return to the national
faith, or by such a change in the state of things as shall make
difference in religion no longer inconsistent with true national
fellowship.
Thus, wherever we go, we find language to be the rough practical test
of nationality. The exceptions are many; they may perhaps outnumber
the instances which conform to the rule. Still they are exceptions.
Community of language does not imply community of blood; it might be
added that diversity of language does not imply diversity of blood.
But community of language is, in the absence of any evidence to the
contrary, a presumption of the community of blood, and it is proof of
something which for practical purposes is the same as community of
blood. To talk of "the Latin race" is in strictness absurd. We know
that the so-called race is simply made up of those nations which
adopted the Latin language. The Celtic, Teutonic, and Slavonic races
may conceivably have been formed by a like artificial process. But the
presumption is the other way; and if such a process ever took place, it
took place long before history began. The Celtic, Teutonic, and
Slavonic races come before us as groups of mankind marked out by the
test of language. Within those races separate nations are again marked
out by a stricter application of the test of language. Within the race
we may have languages which are clearly akin to each other, but which
need not be mutually intelligible. Within the nation we have only
dialects which are mutually intelligible, or which, at all events,
gather round some one central dialect which is intelligible to all. We
take this standard of races and nations, fully aware that it will not
stand a physiological test, but holding that for all practical purposes
adoption must pass as equivalent to natural descent. And, among the
practical purposes which are affected by the facts of race and
nationality, we must, as long as a man is what he is, as long as he has
not been created afresh according to some new scientific pattern, not
shrink from reckoning those generous emotions which, in the present
state of European feeling, are beginning to bind together the greater
as well as the lesser groups of mankind. The sympathies of men are
beginning to reach wider than could have been dreamed of a century ago.
The feeling which was once confined to the mere household extended
itself to the tribe or city. From the tribe or city it extended itself
to the nation; from the nation it is beginning to extend itself to the
whole race. In some cases it can extend itself to the whole race far
more easily than in others. In some cases historical causes have made
nations of the same race bitter enemies, while they have made nations
of different races friendly allies. The same thing happened in earlier
days between tribes and cities of the same nation. But, when
hindrances of this kind do not exist, the feeling of race, as something
beyond the narrower feeling of nationality, is beginning to be a
powerful agent in the feelings and actions of men and of nations. A
long series of mutual wrongs, conquest, and oppression on one side,
avenged by conquest and oppression on the other side, have made the
Slave of Poland and the Slave of Russia the bitterest of enemies. No
such hindrance exists to stop the flow of natural and generous feeling
between the Slave of Russia and the Slave of the southeastern lands.
Those whose statesmanship consists in some hand-to-mouth shift for the
moment, whose wisdom consists in refusing to look either back to the
past or onward to the future, cannot understand this great fact of our
times; and what they cannot understand they mock at. But the fact
exists, and does its work in spite of them. And it does its work none
the less because in some cases the feeling of sympathy is awakened by a
claim of kindred, where, in the sense of the physiologist or the
genealogist, there is no kindred at all. The practical view,
historical or political, will accept as members of this or that race or
nation many members whom the physiologist would shut out, whom the
English lawyer would shut out, but whom the Roman lawyer would gladly
welcome to every privilege of the stock on which they were grafted.
The line of the Scipios, of the Caesars, and of the Antonines was
continued by adoption; and for all practical purposes the nations of
the earth have agreed to follow the examples set them by their masters.
[1] From "Historical Essays," Third Series, 1879.
[2] I am here applying to this particular purpose a line of thought
which both myself and others have often applied to other purposes.
See, above all, Sir Henry Maine's lecture "On Kinship as the Basis of
Society" in the lectures on the "Early History of Institutions"; I
would refer also to my own lecture on "The State" in "Comparative
Politics."
[3] While the Swiss Confederation recognises German, French, and
Italian as all alike national languages, the independent Romance
language, which is still used in some parts of the Canton of
Graubünden, that which is known specially as _Romansch_, is not
recognized. It is left in the same position in which Welsh and Gaelic
are left in Great Britain, in which Basque, Breton, Provençal, Walloon,
and Flemish are left within the borders of that French kingdom which
has grown so as to take them all in.
[4] On Rouman history I have followed Roesler's "Romënische Studien"
and Jirecek's "Geschichte der Bulgaren."
[5] It should be remembered that, as the year 1879 saw the beginning of
the liberated Bulgarian State, the year 679 saw the beginning of the
first Bulgarian kingdom south of the Danube.