Chapter XXXV.(19) On The Æsthetics Of Architecture.

In accordance with the deduction given in the text of the pure æsthetics

of architecture from the lowest grades of the objectification of the will

or of nature, the Ideas of which it seeks to bring to distinct perception,

its one constant theme is _support and burden_, and its fundamental law is

that no burden shall be without sufficient support, and no support without

a suitable burden; consequently that the relation of these two shall be

exactly the fitting one. The purest example of the carrying out of this

theme is the column and entablature. Therefore the order or columnar

arrangement has become, as it were, the thorough bass of the whole of

architecture. In column and entablature the support and the burden are

_completely separated_; whereby the reciprocal action of the two and their

relation to each other becomes apparent. For certainly even every plain

wall contains support and burden; but here the two are still fused

together. All is here support and all is burden; hence there is no

æsthetic effect. This first appears through the separation, and takes

place in proportion to its degree. For between the row of columns and the

plain wall there are many intermediate degrees. Even in the mere breaking

up of the wall of a house by windows and doors one seeks at least to

indicate that separation by flat projecting pilasters (_antæ_) with

capitals, which are inserted under the mouldings, nay, in case of need,

are represented by mere painting, in order to indicate in some way the

entablature and an order. Real pillars, and also consoles and supports of

various kinds, realise more that pure separation of support and burden

which is striven after throughout by architecture. In this respect, next

to the column with the entablature, but as a special construction not

imitating it, stands the vault with the pillar. The latter certainly is

far from attaining to the æsthetic effect of the former, because here the

support and the burden are not _purely separated_, but are fused, passing

over into each other. In the vault itself every stone is at once burden

and support, and even the pillars, especially in groined vaulting, are, at

least apparently, held in position by the pressure of opposite arches; and

also just on account of this lateral pressure not only vaults but even

mere arches ought not to rest upon columns, but require the massive four‐

cornered pillars. In the row of columns alone is the separation complete,

for here the entablature appears as pure burden, the column as pure

support. Accordingly the relation of the colonnade to the plain wall may

be compared to that which would exist between a scale ascending in regular

intervals and a tone ascending little by little from the same depth to the

same height without gradation, which would produce a mere howl. For in the

one as in the other the material is the same, and the important difference

proceeds entirely from the _pure separation_.

Moreover, the support is not adapted to the burden when it is only

sufficient to bear it, but when it can do this so conveniently and amply

that at the first glance we are quite at ease about it. Yet this

superfluity of support must not exceed a certain degree; for otherwise we

will perceive support without burden, which is opposed to the æsthetic

end. As a rule for determining that degree the ancients devised the line

of equilibrium, which is got by carrying out the diminution of the

thickness of the column as it ascends till it runs out into an acute

angle, whereby the column becomes a cone; now every cross section will

leave the lower part so strong that it is sufficient to support the upper

part cut off. Commonly, however, one builds with twentyfold strength,

_i.e._, one lays upon every support only 1/20th of the maximum it could

bear. A glaring example of burden without support is presented to the eye

by the balconies at the corners of many houses built in the elegant style

of the present day. We do not see what supports them; they seem to hang

suspended, and disturb the mind.

That in Italy even the simplest and most unornamented buildings make an

æsthetic impression, while in Germany this is not the case, depends

principally upon the fact that in Italy the roofs are very flat. A high

roof is neither support nor burden, for its two halves mutually support

each other, but the whole has no weight corresponding to its extension.

Therefore it presents to the eye an extended mass which is entirely

foreign to the æsthetic end, serves merely a useful end, consequently

disturbs the former, of which the theme is always only support and burden.

The form of the column has its sole ground in the fact that it affords the

simplest and most suitable support. In the twisted column

inappropriateness appears as if with intentional perversity, and therefore

shamelessness: hence good taste condemns it at the first glance. The four‐

cornered pillar, since the diagonal exceeds the sides, has unequal

dimensions of thickness which have no end as their motive, but are

occasioned by the accident of greater feasibleness; and just on this

account it pleases us so very much less than the column. Even the

hexagonal or octagonal pillar is more pleasing, because it approaches more

nearly to the round column; for the form of the latter alone is

exclusively determined by the end. It is, however, also so determined in

all its other proportions, primarily in the relation of its thickness to

its height, within the limits permitted by the difference of the three

columnar orders. Therefore its diminution from the first third of its

height upwards, and also a slight increase of its thickness just at this

place (_entasis vitr._), depends upon the fact that the pressure of the

burden is greatest there. It has hitherto been believed that this increase

in thickness was peculiar to the Ionic and Corinthian columns alone, but

recent measurements have shown it also in the Doric columns, even at

Pæstum. Thus everything in the column, its thoroughly determined form, the

proportion of its height to its thickness, of both to the intervals

between the columns, and that of the whole series to the entablature and

the burden resting upon it, is the exactly calculated result of the

relation of the necessary support to the given burden. As the latter is

uniformly distributed, so must also the support be; therefore groups of

columns are tasteless. On the other hand, in the best Doric temples the

corner column comes somewhat nearer to the next ones, because the meeting

of the entablatures at the corner increases the burden; and in this the

principle of architecture expresses itself distinctly, that the structural

relations, _i.e._, the relations between support and burden, are the

essential ones, to which the relations of symmetry, as subordinate, must

at once give way. According to the weight of the whole burden generally

will the Doric or the two lighter orders of columns be chosen, for the

first, not only by the greater thickness, but also by the closer position

of the columns, which is essential to it, is calculated for heavier

burdens, to which end also the almost crude simplicity of its capital is

suited. The capitals in general serve the end of showing visibly that the

columns bear the entablature, and are not stuck in like pins; at the same

time they increase by means of their abacus the bearing surface. Since,

then, all the laws of columnar arrangement, and consequently also the form

and proportion of the column, in all its parts and dimensions down to the

smallest details, follow from the thoroughly understood and consistently

carried out conception of the amply adequate support of a given burden,

thus so far are determined _a priori_, it comes out clearly how perverse

is the thought, so often repeated, that the stems of trees, or even (which

unfortunately even “Vitruvius,” iv. 1, expresses) the human form has been

the prototype of the column. For if the form of the column were for

architecture a purely accidental one, taken from without, it could never

appeal to us so harmoniously and satisfactorily whenever we behold it in

its proper symmetry; nor, on the other hand, could every even slight

disproportion of it be felt at once by the fine and cultivated sense as

disagreeable and disturbing, like a false note in music. This is rather

only possible because, according to the given end and means, all the rest

is essentially determined _a priori_, as in music, according to the given

melody and key, the whole harmony is essentially so determined. And, like

music, architecture in general is also not an imitative art, although both

are often falsely taken to be so.

Æsthetic satisfaction, as was fully explained in the text, always depends

upon the apprehension of a (Platonic) Idea. For architecture, considered

merely as a fine art, the Ideas of the lowest grades of nature, such as

gravity, rigidity, and cohesion, are the peculiar theme; but not, as has

hitherto been assumed, merely regular form, proportion, and symmetry,

which, as something purely geometrical, properties of space, are not

Ideas, and therefore cannot be the theme of a fine art. Thus in

architecture also they are of secondary origin, and have a subordinate

significance, which I shall bring out immediately. If it were the task of

architecture as a fine art simply to exhibit these, then the model would

have the same effect as the finished work. But this is distinctly not the

case; on the contrary, the works of architecture, in order to act

æsthetically, absolutely must have a considerable size; nay, they can

never be too large, but may easily be too small. Indeed _ceteris paribus_

the æsthetic effect is in exact proportion to the size of the building,

because only great masses make the action of gravitation apparent and

impressive in a high degree. But this confirms my view that the tendency

and antagonism of those fundamental forces of nature constitute the

special æsthetical material of architecture, which, according to its

nature, requires large masses in order to become visible, and indeed

capable of being felt. The forms in architecture, as was shown above in

the case of the column, are primarily determined by the immediate

structural end of each part. But so far as this leaves anything

undetermined, the law of the most perfect clearness to perception, thus

also of the easiest comprehensibility, comes in; for architecture has its

existence primarily in our spatial perception, and accordingly appeals to

our _a priori_ faculty for this. But these qualities always result from

the greatest regularity of the forms and rationality of their relations.

Therefore beautiful architecture selects only regular figures composed of

straight lines or regular curves, and also the bodies which result from

these, such as cubes, parallelopipeda, cylinders, spheres, pyramids, and

cones; but as openings sometimes circles or ellipses, yet, as a rule,

quadrates, and still oftener rectangles, the latter of thoroughly rational

and very easily comprehended relation of their sides (not, for instance as

6:7, but as 1:2, 2:3), finally also blind windows or niches of regular and

comprehensible proportions. For the same reason it will readily give to

the buildings themselves and their large parts a rational and easily

comprehended relation of height and breadth; for example, it will let the

height of a facade be half the breadth, and place the pillars so that

every three or four of them, with the intervals between them, will measure

a line which is equal to the height, thus will form a quadrate. The same

principle of perceptibility and easy comprehension demands also that a

building should be easily surveyed. This introduces symmetry, which is

further necessary to mark out the work as a whole, and to distinguish its

essential from its accidental limitation; for sometimes, for example, it

is only under the guidance of symmetry that one knows whether one has

before one three buildings standing beside each other or only one. Thus

only by means of symmetry does a work of architecture at once announce

itself as individual unity, and as the development of a central thought.

Now although, as was cursorily shown above, architecture has by no means

to imitate the forms of nature, such as the stems of trees or even the

human figure, yet it ought to work in the spirit of nature, for it makes

the law its own, _natura nihil agit frustra, nihilque supervacaneum, et

quod commodissimum in omnibus suis operationibus sequitur_, and

accordingly avoids everything which is even only apparently aimless, and

always attains the end in view in each case, whether this is purely

architectonic, _i.e._, structural, or an end connected with usefulness, by

the shortest and most natural path, and thus openly exhibits the end

through the work itself. Thus it attains a certain grace, analogous to

that which in living creatures consists in the ease and suitableness of

every movement and position to its end. Accordingly we see in the good

antique style of architecture every part, whether pillar, column, arch,

entablature, or door, window, stair, or balcony, attain its end in the

directest and simplest manner, at the same time displaying it openly and

naively; just as organised nature also does in its works. The tasteless

style of architecture, on the contrary, seeks in everything useless

roundabout ways, and delights in caprices, thereby hits upon aimlessly

broken and irregular entablatures, grouped columns, fragmentary cornices

on door arches and gables, meaningless volutes, scrolls, and such like. It

plays with the means of the art without understanding its aims, as

children play with the tools of grown‐up people. This was given above as

the character of the bungler. Of this kind is every interruption of a

straight line, every alteration in the sweep of a curve, without apparent

end. On the other hand, it is also just that naive simplicity in the

disclosure and attainment of the end, corresponding to the spirit in which

nature works and fashions, that imparts such beauty and grace of form to

antique pottery that it ever anew excites our wonder, because it contrasts

so advantageously in original taste with our modern pottery, which bears

the stamp of vulgarity, whether it is made of porcelain or common potter’s

clay. At the sight of the pottery and implements of the ancients we feel

that if nature had wished to produce such things it would have done so in

these forms. Since, then, we see that the beauty of architecture arises

from the unconcealed exhibition of the ends, and the attainment of them by

the shortest and most natural path, my theory here appears in direct

contradiction with that of Kant, which places the nature of all beauty in

an apparent design without an end.

The sole theme of architecture here set forth—support and burden—is so

very simple, that just on this account this art, so far as it is a fine

art (but not so far as it serves useful ends), is perfect and complete in

essential matters, since the best Greek period, at least, is not

susceptible of any important enrichment. On the other hand, the modern

architect cannot noticeably depart from the rules and patterns of the

ancients without already being on the path of deterioration. Therefore

there remains nothing for him to do but to apply the art transmitted to

him by the ancients, and carry out the rules so far as is possible under

the limitations which are inevitably laid down for him by wants, climate,

age, and country. For in this art, as in sculpture, the effort after the

ideal unites with the imitation of the ancients.

I scarcely need to remind the reader that in all these considerations I

have had in view antique architecture alone, and not the so‐called Gothic

style, which is of Saracen origin, and was introduced by the Goths in

Spain to the rest of Europe. Perhaps a certain beauty of its own kind is

not altogether to be denied to this style, but yet if it attempts to

oppose itself to the former as its equal, then this is a barbarous

presumption which must not be allowed for a moment. How beneficently,

after contemplating such Gothic magnificence, does the sight of a building

correctly carried out in the antique style act upon our mind! We feel at

once that this alone is right and true. If one could bring an ancient

Greek before our most celebrated Gothic cathedrals, what would he say to

them?—Βαρβαροι! Our pleasure in Gothic works certainly depends for the

most part upon the association of ideas and historical reminiscences, thus

upon a feeling which is foreign to art. All that I have said of the true

æsthetic end, of the spirit and the theme of architecture, loses in the

case of these works its validity. For the freely lying entablature has

vanished, and with it the columns: support and burden, arranged and

distributed in order to give visible form to the conflict between rigidity

and gravity, are here no longer the theme. Moreover, that thorough, pure

rationality by virtue of which everything admits of strict account, nay,

already presents it of its own accord to the thoughtful beholder, and

which belongs to the character of antique architecture, can here no longer

be found; we soon become conscious that here, instead of it, a will guided

by other conceptions has moved; therefore much remains unexplained to us.

For only the antique style of architecture is conceived in a purely

_objective_ spirit; the Gothic style is more in the subjective spirit. Yet

as we have recognised the peculiar æsthetic fundamental thought of antique

architecture in the unfolding of the conflict between rigidity and

gravity, if we wish to discover in Gothic architecture also an analogous

fundamental thought, it will be this, that here the entire overcoming and

conquest of gravity by rigidity is supposed to be exhibited. For in

accordance with this the horizontal line which is that of burden has

entirely vanished, and the action of gravity only appears indirectly,

disguised in arches and vaults, while the vertical line which is that of

support, alone prevails, and makes palpable to the senses the victorious

action of rigidity, in excessively high buttresses, towers, turrets, and

pinnacles without number which rise unencumbered on high. While in antique

architecture the tendency and pressure from above downwards is just as

well represented and exhibited as that from below upwards, here the latter

decidedly predominates; whence that analogy often observed with the

crystal, whose crystallisation also takes place with the overcoming of

gravity. If now we attribute this spirit and fundamental thought to Gothic

architecture, and would like thereby to set it up as the equally justified

antithesis of antique architecture, we must remember that the conflict

between rigidity and gravity, which the antique architecture so openly and

naïvely expresses, is an actual and true conflict founded in nature; the

entire overcoming of gravity by rigidity, on the contrary, remains a mere

appearance, a fiction accredited by illusion. Every one will easily be

able to see clearly how from the fundamental thought given here, and the

peculiarities of Gothic architecture noticed above, there arises that

mysterious and hyperphysical character which is attributed to it. It

principally arises, as was already mentioned, from the fact that here the

arbitrary has taken the place of the purely rational, which makes itself

known as the thorough adaptation of the means to the end. The many things

that are really aimless, but yet are so carefully perfected, raise the

assumption of unknown, unfathomed, and secret ends, _i.e._, give the

appearance of mystery. On the other hand, the brilliant side of Gothic

churches is the interior; because here the effect of the groined vaulting

borne by slender, crystalline, aspiring pillars, raised high aloft, and,

all burden having disappeared, promising eternal security, impresses the

mind; while most of the faults which have been mentioned lie upon the

outside. In antique buildings the external side is the most advantageous,

because there we see better the support and the burden; in the interior,

on the other hand, the flat roof always retains something depressing and

prosaic. For the most part, also, in the temples of the ancients, while

the outworks were many and great, the interior proper was small. An

appearance of sublimity is gained from the hemispherical vault of a

cupola, as in the Pantheon, of which, therefore, the Italians also,

building in this style, have made a most extensive use. What determines

this is, that the ancients, as southern peoples, lived more in the open

air than the northern nations who have produced the Gothic style of

architecture. Whoever, then, absolutely insists upon Gothic architecture

being accepted as an essential and authorised style may, if he is also

fond of analogies, regard it as the negative pole of architecture, or,

again, as its minor key. In the interest of good taste I must wish that

great wealth will be devoted to that which is objectively, _i.e._,

actually, good and right, to what in itself is beautiful, but not to that

whose value depends merely upon the association of ideas. Now when I see

how this unbelieving age so diligently finishes the Gothic churches left

incomplete by the believing Middle Ages, it looks to me as if it were

desired to embalm a dead Christianity.

The World as Will and Idea (Vol. 3 of 3) · 第 23 / 38 章