His father, the captain of a trading-vessel, was one of three sons of

the privateersman Daniel, and was born in 1776; so that both father and

son, it happens, are associated by time of birth with the year and the

day that American independence has made honorable and immemorial. The

elder Nathaniel wore his surname in one of several fashions that his

predecessors had provided,--for they had some eight different ways of

writing, though presumably but one of pronouncing it,--and called

himself Hathorne. It was not long after the birth of his only boy,

second of his three children, however, that he left the name to this

male successor, with whom it underwent a restoration to the more

picturesque and flowered form of Hawthorne. Nathaniel, the son of

Daniel, died in Surinam, in the spring of 1808, of a fever, it is

thought, and left his widow stricken with a lifelong grief, his family

suddenly overwhelmed with sorrow and solitude. I think I cannot convey

the sadness of this more fully than by simply saying it. Yet sombre as

the event is, it seems a fit overture to the opening life of this spirit

so nobly sad whom we are about to study. The tradition seems to have

become established that Captain Nathaniel was inclined to melancholy,

and very reticent; also, that though he was an admirable shipmaster, he

had a vigorous appetite for reading, and carried many books with him on

his long voyages. Those who know the inheritances that come with the

Puritan blood will easily understand the sort of dark, underlying

deposit of unutterable sadness that often reminds such persons of their

austere ancestry; but, in addition to this, the Hathornes had now firmly

imbibed the belief that their family was under a retributive ban for its

share in the awful severities of the Quaker and the witchcraft periods.

It was not to them the symbolic and picturesque thing that it is to us,

but a real overhanging, intermittent oppressiveness, that must often

have struck across their actions in a chilling and disastrous way. Their

ingrained reticence was in itself, when contrasted with Major Hathorne's

fame in oratory, a sort of corroboration of the idea that fate was

making reprisals upon them. The captain's children felt this; and the

son, when grown to manhood, was said to greatly resemble his father in

appearance, as well. Of the Endicotts, who also figured largely in the

maritime history of Salem, it is told that in the West Indies the name

grew so familiar as being that of the captain of a vessel, that it

became generic; and when a new ship arrived, the natives would ask, "Who

is the Endicott?" Very likely the Hathornes had as fixed a fame in the

ports where they traded. At all events, some forty years after the

captain's death at Surinam, a sailor one day stopped Mr. Surveyor

Hawthorne on the steps of the Salem Custom House, and asked him if he

had not once a relative--an uncle or a father--who died in Surinam at

the date given above. He had recognized him by his likeness to the

father, of whom Nathaniel probably had no memory at all.

But he inherited much from his mother, too. She has been described by a

gentleman who saw her in Maine, as very reserved, "a very pious woman,

and a very minute observer of religious festivals," of "feasts, fasts,

new moons, and Sabbaths," and perhaps a little inclined to superstition.

Such an influence as hers would inevitably foster in the son that strain

of reverence, and that especial purity and holiness of thought, which

pervade all that he has written. Those who knew her have said also, that

the luminous, gray, magnificent eyes that so impressed people in

Hawthorne were like hers. She had been Miss Elizabeth Clarke Manning,

the daughter of Richard Manning, whose ancestors came to New England

about 1680, and sister of Richard and of Robert Manning, a well-known

pomologist of the same place. After the death of her husband, this

brother Robert came to her assistance, Captain Hathorne having left but

little property: he was only thirty-two when he died.

Nathaniel had been born in a solid, old-fashioned little house on Union

Street, which very appropriately faced the old shipyard of the town in

1760; and it appears that in the year before his birth, the Custom House

of that time had been removed to a spot "opposite the long brick

building owned by W. S. Gray, and Benjamin H. Hathorne,"--as if the

future Surveyor's association with the revenue were already drawing

nearer to him. The widow now moved with her little family to the house

of her father, in Herbert Street, the next one eastward from Union. The

land belonging to this ran through to Union Street, adjoining the house

they had left; and from his top-floor study here, in later years,

Hawthorne could look down on the less lofty roof under which he was

born. The Herbert Street house, however, was spoken of as being on Union

Street, and it is that one which is meant in a passage of the "American

Note-Books" (October 25, 1838), which says, "In this dismal chamber FAME

was won," as likewise in the longer revery in the same volume, dated

October 4, 1840.

"Certainly," the sister of Hawthorne writes to me of him, "no man ever

needed less a formal biography." But the earlier portion of his life, of

which so little record has been made public, must needs bear so

interesting a relation to his later career, that I shall examine it with

as much care as I may.

Very few details of his early boyhood have been preserved; but these go

to show that his individuality soon appeared. "He was a pleasant child,

quite handsome, with golden curls," is almost the first news we have of

him; but his mastering sense of beauty soon made itself known. While

quite a little fellow, he is reported to have said of a woman who was

trying to be kind to him, "Take her away! She is ugly and fat, and has a

loud voice!" When still a very young school-boy, he was fond of taking

long walks entirely by himself; was seldom or never known to have a

companion; and in especial, haunted Legg's Hill, a place some miles from

his home. The impression of his mother's loss and loneliness must have

taken deep and irremovable hold upon his heart; the wide, bleak,

uncomprehended fact that his father would never return, that he should

never see him, seems to have sunk into his childish reveries like a

cabalistic spell, turning thought and feeling and imagination toward

mournful and mysterious things. Before he had passed from his mother's

care to that of the schoolmaster, it is known that he would break out

from the midst of childish broodings, and exclaim, "There, mother! I is

going away to sea, some time"; then, with an ominous shaking of the

head, "and I'll never come back again!" The same refrain lurked in his

mind when, a little older, he would tell his sisters fantastic tales,

and give them imaginary accounts of long journeys, which he should take

in future, in the course of which he flew at will through the air; on

these occasions he always ended with the same hopeless prophecy of his

failing to return. No doubt, also, there was a little spice of boyish

mischief in this; and something of the fictionist, for it enabled him to

make a strong impression on his audience. He brought out the

_dénouement_ in such a way as to seem--so one of those who heard

him has written--to enjoin upon them "the advice to value him the more

while he stayed with" them. This choice of the lugubrious, however,

seems to have been native to him; for almost before he could speak

distinctly he is reported to have caught up certain lines of "Richard

III." which he had heard read; and his favorite among them, always

declaimed on the most unexpected occasions and in his loudest tone,

was,--

"Stand back, my Lord, and let the coffin pass!"

Though he has nowhere made allusion to the distant and sudden death of

his father, Hawthorne has mentioned an uncle lost at sea, in the

"English Notes," [Footnote: June 30, 1854]--a startling passage. "If it

is not known how and when a man dies," he says "it makes a ghost of him

for many years thereafter, perhaps for centuries. King Arthur is an

example; also the Emperor Frederic [Barbarossa] and other famous men who

were thought to be alive ages after their disappearance. So with private

individuals. I had an uncle John, who went a voyage to sea about the

beginning of the War of 1812, and has never returned to this hour. But

as long as his mother lived, as many as twenty years, she never gave up

the hope of his return, and was constantly hearing stories of persons

whose descriptions answered to his. Some people actually affirmed that

they had seen him in various parts of the world. Thus, so far as her

belief was concerned, he still walked the earth. And even to this day I

never see his name, which is no very uncommon one, without thinking that

this may be the lost uncle." At the time of that loss Hawthorne was but

eight years old; he wrote this memorandum at fifty; and all that time

the early impression had remained intact, and the old semi-hallucination

about the uncle's being still alive hung about his mind through forty

years. When we change the case, and replace the uncle in whom he had no

very distinct interest with the father whose decease had so overclouded

his mother's life, and thwarted the deep yearnings of his own young

heart, we may begin to guess the depth and persistence of the emotions

which must have been awakened in him by this awful silence and absence

of death, so early thrown across the track of his childish life. I

conceive those lonely school-boy walks, overblown by shadow-freighting

murmurs of the pine and accompanied by the far-off, muffled roll of the

sea, to have been full of questionings too deep for words, too sacred

for other companionship than that of uninquisitive Nature;--questionings

not even shaped and articulated to his own inner sense.

Yet, whatever half-created, formless world of profound and tender

speculations and sad reflections the boy was moulding within himself,

this did not master him. The seed, as time went on, came to miraculous

issue; but as yet the boy remained, healthily and for the most part

happily, a boy still. A lady who, as a child, lived in a house which

looked upon the garden of the widow's new abiding-place, used to see him

at play there with his sisters, a graceful but sturdy little figure; and

a little incident of his school-days, at the same time that it shows how

soon he began to take a philosophical view of things, gives a hint of

his physical powers. He was put to study under Dr. J. E. Worcester, the

famous lexicographer, (who, on graduating at Yale, in 1811, had come to

Salem and taken a school there for a few years;) and it is told of him

at this time, on the best authority, that he frequently came home with

accounts of having fought with a comrade named John Knights.

"But why do you fight with him so often?" asked one of his sisters.

"I can't help it," he said. "John Knights is a boy of very quarrelsome

disposition."

Something in the judicial, reproving tone of the reply seems to hint

that Hawthorne had taken the measure of his rival, physically as well as

mentally, and had found himself more than a match for the poor fellow.

All that is known of his bodily strength in maturer boyhood and at

college weighs on this side; and Horatio Bridge, [Footnote: See

Prefatory Note to The Snow Image.] his classmate and most intimate

friend at Bowdoin College, tells me that, though remarkably

calm-tempered, any suspicion of disrespect roused him into readiness to

give the sort of punishment that his athletic frame warranted.

But one of the most powerful influences acting on this healthy,

unsuspected, un-self-suspecting genius must have been that of books. The

house in Herbert Street was well provided with them, and he was allowed

to make free choice. His selection was seldom, if ever, questioned; and

this was well, for he thus drew to himself the mysterious aliment on

which his genius throve. Shakespere, Milton, Pope, and Thomson are

mentioned among the first authors with whom he made acquaintance on

first beginning to read; and "The Castle of Indolence" seems to have

been one of his favorite poems while a boy. He is also known to have

read, before fourteen, more or less of Rousseau's works, and to have

gone through, with great diligence, the whole of "The Newgate Calendar,"

which latter selection excited a good deal of comment among his family

and relatives, but no decisive opposition. A remark of his has come down

from that time, that he cared "very little for the history of the world

before the fourteenth century"; and he had a judicious shyness of what

was considered useful reading. Of the four poets there is of course but

little trace in his works; Rousseau, with his love of nature and

impressive abundance of emotion, seems to stand more directly related to

the future author's development, and "The Newgate Calendar" must have

supplied him with the most weighty suggestions for those deep ponderings

on sin and crime which almost from the first tinged the pellucid current

of his imagination. There is another book, however, early and familiarly

known to him, which indisputably affected the bent of his genius in an

important degree. This is Bunyan's "Pilgrim's Progress."

Being a healthy boy, with strong out-of-door instincts planted in him by

inheritance from his seafaring sire, it might have been that he would

not have been brought so early to an intimacy with books, but for an

accident similar to that which played a part in the boyhoods of Scott

and Dickens. When he was nine years old he was struck on the foot by a

ball, and made seriously lame. The earliest fragment of his writing now

extant is a letter to his uncle Robert Manning, at that time in Raymond,

Maine, written from Salem, December 9, 1813. It announces that his foot

is no better, and that a new doctor is to be sent for. "May be," the boy

writes, "he will do me some good, for Dr. B---- has not, and I don't

know as Dr. K---- will." He adds that it is now four weeks since he has

been to school, "and I don't know but it will be four weeks longer."

This weighing of possibilities, and this sense of the uncertain future,

already quaintly show the disposition of the man he is to grow into;

though the writing is as characterless as extreme youth, exaggerated

distinctness, and copy-books could make it. The little invalid has not

yet quite succumbed, however, for the same letter details that he has

hopped out into the street once since his lameness began, and been "out

in the office and had four cakes." But the trouble was destined to last

much longer than even the young seer had projected his gaze. There was

some threat of deformity, and it was not until he was nearly twelve that

he became quite well. Meantime, his kind schoolmaster, Dr. Worcester (at

whose sessions it may have been that Hawthorne read Enfield's "Speaker,"

the name of which had "a classical sound in his ears," long, long

afterward, when he saw the author's tombstone in Liverpool), came to

hear him his lessons at home. The good pedagogue does not figure after

this in Hawthorne's boyish history; but a copy of Worcester's Dictionary

still exists and is in present use, which bears in a tremulous writing

on the fly-leaf the legend: "Nathaniel Hawthorne, Esq., with the

respects of J. E. Worcester." For a long time, in the worst of his

lameness, the gentle boy was forced to lie prostrate, and choosing the

floor for his couch, he would read there all day long. He was extremely

fond of cats,--a taste which he kept through life; and during this

illness, forced to odd resorts for amusement, he knitted a pair of

stockings for the cat who reigned in the household at the time. When

tired of reading, he diverted himself with constructing houses of books

for the same feline pet, building walls for her to leap, and perhaps

erecting triumphal arches for her to pass under. In this period he must

have taken a considerable range in literature, for his age; and one

would almost say that Nature, seeing so rare a spirit in a sound body

that kept him sporting and away from reading, had devised a seemingly

harsh plan of luring him into his proper element.

It was more likely after this episode than before, that Bunyan took that

hold upon him so fraught with consequences. He went every Sunday to his

grandmother Hathorne's, and every Sunday he would lay hands upon the

book; then, going to a particular three-cornered chair in a particular

corner of the room, "he would read it by the hour, without once

speaking." I have already suggested the relations of the three minds,

Milton, Bunyan, and Hawthorne. The more obvious effect of this reading

is the allegorical turn which it gave the boy's thoughts, manifest in

many of his shorter productions while a young man; the most curious and

complete issue being that of "The Celestial Railroad," in the "Mosses,"

where Christian's pilgrimage is so deftly parodied in a railroad route

to the heavenly goal. Full of keen satire, it does not, as it might at

first seem, tend to diminish Bunyan's dignity, but inspires one with a

novel sense of it, as one is made to gradually pierce the shams of

certain modern cant. But a more profound consequence was the direction

of Hawthorne's expanding thought toward sin and its various and occult

manifestations. Imagine the impression upon a mind so fine, so

exquisitely responsive, and so well prepared for grave revery as

Hawthorne's, which a passage like the following would make. In his

discourse with Talkative, Faithful says: "A man may cry out against sin,

of policy; but he cannot abhor it but by virtue of a godly antipathy. I

have heard many cry out against sin in the pulpit, who can abide it well

enough in the heart, house, and conversation."

Here is almost the motive and the moral of "The Scarlet Letter." But

Hawthorne refined upon it unspeakably, and probed many fathoms deeper,

when he perceived that there might be motives far more complex than that

of policy, a condition much more subtly counterfeiting the mien of

goodness and spirituality. Talkative replies, "You lie at a catch, I

perceive,"--meaning that he is sophistical. "No, not I," says Faithful;

"I am only for setting things right." Did not this desire of setting

things right stir ever afterward in Hawthorne's consciousness? It is not

a little singular to trace in Bunyan two or three much more direct links

with some of Hawthorne's work. When Christiana at the Palace Beautiful

is shown one of the apples that Eve ate of, and Jacob's ladder with some

angels ascending upon it, it incites one to turn to that marvellously

complete "Virtuoso's Collection," [Footnote: Mosses from an Old Manse,

Vol. II.] where Hawthorne has preserved Shelley's skylark and the steed

Rosinante, with Hebe's cup and many another impalpable marvel, in the

warden-ship of the Wandering Jew. So, too, when we read Great-Heart's

analysis of Mr. Fearing, this expression, "He had, I think, a Slough of

Despond in his mind, a slough that he carried everywhere with him," we

can detect the root of symbolical conceptions like that of "The Bosom

Serpent." [Footnote: Mosses from an Old Manse, Vol. II.] I cannot

refrain from copying here some passages from this same portion which

recall in an exceptional way some of the traits of Hawthorne, enough, at

least, to have given them a partially prophetic power over his

character. Mr. Great-Heart says of Mr. Fearing: "He desired much to be

alone; yet he always loved good talk, and often would get behind the

screen to hear it." (So Hawthorne screened himself behind his genial

reserve.) "He also loved much to see ancient things, and to be pondering

them in his mind." What follows is not so strictly analogous throughout.

Mr. Honest asks Great-Heart why so good a man as Fearing "should be all

his days so much in the dark." And he answers, "There are two sorts of

reasons for it. One is, the wise God will have it so: some must pipe,

and some must weep.... And for my part, I care not at all for that

profession which begins not in heaviness of mind. The first string that

the musician usually touches is the bass, when he intends to put all in

tune. God also plays upon this string first, when he sets the soul in

tune for himself. Only there was the imperfection of Mr. Fearing; he

could play upon no other music but this, till towards his latter end."

Let the reader by no means imagine a moral comparison between Hawthorne

and Bunyan's Mr. Fearing. The latter, as his creator says, "was a good

man, though much down in spirit"; and Hawthorne, eminent in uprightness,

was also overcast by a behest to look for the most part at the darker

phases of human thinking and feeling; yet there could not have been the

slightest real similarity between him and the excellent but weak-kneed

Mr. Fearing, whose life is made heavy by the doubt of his inheritance in

the next world. Still, though the causes differ, it could be said of

Hawthorne, as of Master Fearing, "Difficulties, lions, or Vanity Fair,

he feared not at all; it was only sin, death, and hell that were to him

a terror." I mean merely that Hawthorne may have found in this

character-sketch--Bunyan's most elaborate one, for the typical subject

of which he shows an evident fondness and leniency--something peculiarly

fascinating, which may not have been without its shaping influence for

him. But the intimate, affectionate, and lasting relation between

Bunyan's allegory and our romancer is something to be perfectly assured

of. The affinity at once suggests itself, and there are allusions in the

"Note-Books" and the works of Hawthorne which recall and sustain it. So

late as 1854, he notes that "an American would never understand the

passage in Bunyan about Christian and Hopeful going astray along a

by-path into the grounds of Giant Despair, from there being no stiles

and by-paths in our country." Rarely, too, as Hawthorne quotes from or

alludes to other authors, there is a reference to Bunyan in "The

Blithedale Romance," and several are found in "The Scarlet Letter": it

is in that romance that the most powerful suggestion of kinship between

the two imaginations occurs. After Mr. Dimmesdale's interview with

Hester, in the wood, he suffers the most freakish temptations to various

blasphemy on returning to the town: he meets a deacon, and desires to

utter evil suggestions concerning the communion-supper; then a pious and

exemplary old dame, fortunately deaf, into whose ear a mad impulse urges

him to whisper what then seemed to him an "unanswerable argument against

the immortality of the soul," and after muttering some incoherent words,

he sees "an expression of divine gratitude and ecstasy that seemed like

the _shine of the celestial city_ on her face." Then comes the most

frightful temptation of all, as he sees approaching him a maiden newly

won into his flock. "She was fair and pure as a lily that had bloomed in

Paradise. The minister knew well that he himself was enshrined within

the stainless sanctity of her heart, which hung its snowy curtains about

his image, imparting to religion the warmth of love, and to love a

religious purity. Satan, that afternoon, had surely led the poor young

girl away from her mother's side, and thrown her into the pathway of

this sorely tempted, or--shall we not rather say?--this lost and

desperate man. As she drew nigh, the arch-fiend whispered to him to

condense into small compass and drop into her tender bosom a germ of

evil that would be sure to blossom darkly soon, and bear black fruit

betimes." Now, in the Valley of the Shadow of Death, "poor Christian was

so confounded, that he did not know his own voice.... Just when he was

come over against the mouth of the burning pit, one of the wicked ones

got behind him and stepped up softly to him, and, whisperingly,

suggested many grievous blasphemies to him, which he verily thought had

proceeded from his own mind." I need not enlarge upon the similar drift

of these two extracts; still less mark the matured, detailed, and

vividly human and dramatic superiority of Hawthorne's use of the element

common to both.

For other reading in early boyhood he had Spenser (it is said that the

first book which he bought with his own money was "The Faery Queen," for

which he kept a fondness all his life), Froissart's "Chronicles," and

Clarendon's "History of the Rebellion." The incident of Dr. Johnson's

penance in Uttoxeter Market dwelt so intimately in Hawthorne's mind (he

has treated it in the "True Stories," and touches very tenderly upon it

in "Our Old Home," where he says that he "has always been profoundly

impressed" by it), that I fancy a childish impression must have endeared

it to him; and Boswell may have been one of his acquisitions at this

time. Perhaps Dr. Worcester made the book known to him; and he would not

be at a loss to find endless entertainment there.

It was in November, 1813, that the accident at ball disabled him. In

June of the same year an event had taken place which must have entered

strongly into his heart, as into that of many another Salem boy. Young

Lawrence, of the American navy,--who had won honors for himself at

Tripoli and in the then prevailing war with Great Britain,--had just

been promoted, for gallant achievements off the coast of Brazil, to a

captaincy, and put in command of the frigate "Chesapeake," at Boston. A

British frigate, the "Shannon," had been cruising for some time in the

neighborhood, seeking an encounter with the "Chesapeake," and the

valiant Lawrence felt compelled to go out and meet her, though he had

only just assumed command, had had no time to discipline his crew (some

of whom were disaffected), and was without the proper complement of

commissioned officers. Americans know the result; how the "Chesapeake"

was shattered and taken in a fifteen minutes' fight off Marblehead, and

how Lawrence fell with a mortal wound, uttering those unforgotten words,

"Don't give up the ship." The battle was watched by crowds of people

from Salem, who swarmed upon the hillsides to get a glimpse of the

result.

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