M. Goblot classifies expressive music under three headings, to which he

gives the names of "_la musique emotive_," "_la musique descriptive_,"

and "_la musique imitative_." His first rubric is somewhat vague,

a sort of rag-bag into which he stuffs "_toute musique qui provoque

l'emotion sans aucun intermediaire conscient_." The other two are not

only more precise, but serve to call attention to devices which have

become very prominent in romantic, and especially in modern realistic,

music. "Imitative" music, by reproducing literally sounds heard in the

extra-musical world of nature, suggests to the listener the objects and

events associated with them. Examples are the bird-notes in Beethoven's

"Pastoral Symphony," the thunder in Berlioz's "Symphonie Fantastique,"

the bleating of sheep in Strauss's "Don Quixote," the striking of

the clock and the wailing of the baby in his "Symphonia Domestica."

"Descriptive" music suggests actions and events by means of analogies,

chiefly of movement and of utterance, between the music and the object,

and is of course far commoner than the more literal and narrowly

circumscribed imitation. Beethoven is descriptive when he represents

the even flowing of the brook, in the "Pastoral Symphony," by rippling

figures in eighth notes, or when in the bass recitatives of the

Ninth Symphony he suggests the impassioned utterance of an imaginary

protagonist; Mendelssohn describes in his "Hebrides Overture" the

heaving of the ocean, and in his "Midsummer Night's Dream" the dancing

of fairies; Saint-Saëns reproduces in "Le Rouet d'Omphale" the very

whirr of the spinning-wheel, and Wagner in his fire-music the ceaseless

lapping of flames.

Such devices as these certainly occupy a prominent place in modern

music. Almost every composer of the later nineteenth century has taken

his fling at this sort of sketching from nature. One cannot resist,

nevertheless, the suspicion that M. Goblot attaches too great an

importance to what is, after all, a casual and desultory element in

most compositions, and that he inclines to lay on the narrow shoulders

of imitation and description a greater burden of explanation than they

can carry. Beethoven's birds and brooks are attractive features in a

great work; Saint-Saëns' spinning-wheel makes a charming arabesque

on a harmony of solid musicianship; but what are we to say to M.

Goblot's assertion that a passage cited from Alexandre George,

modulating upward by whole steps, is emphatically expressive because

it "reminds us of a person reiterating with growing exaltation the

same authoritative or impassioned affirmation, and each time advancing

a step, in an attitude of menace or defiance"? Can we accept as

unquestioningly as he does a series of thirteen consecutive fifths,

descriptive of sunrise, on the ground that it "wounds our ears as

the light of the sun wounds our eyes"? And listen to his comment on

Schubert's "Trout," that long-suffering denizen of Teutonic waters:

"_En courant sur son lit de pierres, elle se creuse de plis profonds,

se hérisse de crêtes saillantes, et ces plis et ces crêtes se croisent

obliquement en miroitant_." Schubert's fat shoulders, we suspect, would

have shaken could he have read this ingenious commentary on his work.

If such finical transcription of natural sights and sounds is the aim

of music, why do we prefer Beethoven's thunder, which clings cravenly

to the diatonic scale, to Berlioz's, so much more realistic in its

daring dissonance? Why do we not forthwith turn about face on the road

our art has so long been travelling, and forsake musical intervals,

those quite artificial figments, for the noises which surround us

everywhere in the actual world? Noise is indeed the hidden goal toward

which all description and imitation aspire, and sound could never have

passed into music under their guidance, but only in quest of a far

deeper, more subtle expressiveness. It is hard to believe that any sane

listener would long continue to patronize music in which there was

not something more truly satisfying than the lapping of brooks, the

crashing of storm or battle, and the whirring of spinning-wheels or the

creaking of wind-mills. If such were the case, we should have to admit

sadly that music had fallen to the level to which dramatic art falls

in the real-tank-and-practicable-saw-mill melodrama, to which painting

falls in those pictures from which we try to pluck the too tangible

grape.

M. Goblot evidently realizes himself that there is a subtler appeal

than that of description and imitation; for it is in order to

account for it that he makes his separate heading of "_la musique

emotive_," by which he indicates all music which acts directly upon

the emotions, without the aid of any recognition of external objects,

any intellectual concepts, or, as he says, "_aucun intermediaire

conscient_." The appeal he here has in mind is that of thousands of

melodies, which, without describing or imitating any concrete object,

suggest vividly special states of feeling, by recalling to us, in

veiled, modified, and idealized form, those gestures or cries we

habitually make under the spur of such feelings. Since the spontaneous

vocal expressions of strong emotion--wailing, crying, pleading,

moaning, and the like--have all their characteristic cadences, which

can be more or less accurately reproduced in a bit of melody, and since

the natural bodily gesticulations can be similarly suggested by divers

rhythmical movements, music has the power to induce a great variety

of emotional states by what we may call direct contagion, without

the intermediation of any mental images. It can act upon us like the

infection of tears or laughter, to which we involuntarily succumb,

without asking for any reasons. And it certainly exercises this power

much more constantly and steadily than it imitates or describes.

Almost all lyrical melodies, such as Schumann's "Ich Grolle Nicht,"

with its persistently rising inflection of earnest protestation, or

Chopin's "Funeral March," with its monotone of heavy grief, will be

found on analysis to reëcho, in an idealized and transfigured form,

the natural utterance of passion. This kind of expression, which has

been frequently described, appeals to our subconscious associations

rather than to those conscious processes of thought by which we follow

realistic delineation. Operating at a deeper level in our natures, it

is proportionately more potent and irresistible.

But is even this type of expression, more general and pervasive though

it be than the types so interestingly studied by M. Goblot--is even

this style of expression universal, omnipresent, fundamental? Does it

suffice to explain the overwhelming emotional appeal of an organ-fugue

of Bach, for example, of which the impression seems to be vague,

general, indefinable in specific terms, in the exact measure of its

profundity? If "_la musique emotive_" works at a deeper level and upon

a more subconscious element in our nature than "_la musique imitative_"

and "_la musique descriptive_," is there not still another kind of

music, which we may perhaps best call simply "_la musique belle_,"

which, addressing still deeper instincts, exercises an even more

magical persuasiveness?

The case of the Bach fugue forces us to the conclusion that there

is indeed a kind of expression depending neither on the portrayal

of natural objects nor on the suggestion of such special feelings

as joy and grief, but penetrating by a still deeper avenue to the

primal springs of our emotion. The more compelling the experience,

it seems, the more is it idealized away from concrete references and

provocations in the direction of abstract musical beauty. By presenting

to us a perfect piece of form, a highly complex yet ultimately single

organism of tones, it calls into full play our most fundamental

perceptions; and this satisfying exercise of our faculties gives

us a pervasive happiness, a diffused sense of efficient vitality,

ineffably more delightful than any particularized emotion or isolated

intellectual process. Perfection of form thus turns out to be the most

indispensable of all the means of expression at the command of the

composer.

Psychological analysis, carried to its legitimate end, verifies, we

see, the conclusions of the naïve musical observer. All expression, for

psychology, is the product of an association between two "terms" in

the mind--the first that which is given by experience, the expressive

object, the second that system of thoughts and feelings at which the

mind arrives through the associative act, that which, as we say, is

expressed. This being the case, it is evident that, other things being

equal, that expression will be most potent the first term of which

most deeply stirs our instinctive, subconscious life. When the first

term is a basic activity of our minds, such as the perception of a

beautiful form, the feelings to which it leads us will have a peculiar

depth and amplitude. Our whole organism, like the sounding-board

of the well-attuned instrument, will be set in vibration. This is

what happens when we listen sympathetically to music that is really

beautiful. When, on the other hand, the mental trigger pulled is

only some special emotion, so that the stimulation is superficial or

local, the impression will reverberate less far-reachingly. We shall

be less profoundly moved. And when it is not even an emotion, however

special, that starts off the train of thought, but the intellectual

concept of some object or event, we shall likely be not so much moved

as interested; our curiosity rather than our passions will respond;

and we shall call the music bizarre, original, or striking, but hardly

beautiful. Something like the same gradation in the power of various

appeals, according to their generality, is observable in ordinary

life. To read a love-story, labyrinthine in minute detail, is a less

seizing experience than to overhear the impassioned speech of some

actual lover, even if we catch none of the words; and this in turn

commoves us less than to feel in our own frames that boiling of the

blood, that surging of the vitals, which is the raw material of love.

Brisk exercise on a fine autumn day of sun and wind gives a richer

happiness than is dreamed of in our philosophies. It communicates no

particular ideas, but attunes our whole being so exquisitely that

the fancies spring up spontaneously, like wild-flowers in a fertile

meadow. So lovely music simply establishes in us a mood, leaving all

the furniture of that mood to our imaginations. And this is why it is

that artistic expression, as it becomes more minute and meticulously

precise, is apt to lose in persuasive power, and that the composer, if

he understands his medium, must needs hesitate long before sacrificing

the least degree of beauty, however interstitial and inconspicuous, to

any isolated feature of interest, no matter how salient or seductive.

VI

Perhaps it is not too much to hope that the foregoing analysis,

incomplete and tentative as it is, affords us something like a rational

basis for our instinctive attitudes toward the various types of music.

Though its intention is to suggest rather than to dogmatize, it may

by this time have fixed clearly in our minds certain fundamental

principles of artistic effect; and by constant reference to these it

may have established in us a measure of judicial impartiality and

poise. Especially, it may have clarified our notions, likely to remain

confused so long as they are unconscious, of the essential achievements

of the romantic school, both in its lyrical and in its realistic

phases, as well as of the peculiar drawbacks and limitations to which

it is subject.

The abiding charm of the lyrical work of the romantic composers,

typical of which are Schubert's songs, Schumann's novelettes and

_phantasiestücke_, and Chopin's nocturnes and preludes, lies in its

intimateness, its strong personal flavor. It fascinates us by its

impulsive self-revelation, its frankness, spontaneity, and enthusiasm.

Its subjectivity and introspection, even when they are troubled or

touched with sadness, stir a sympathetic chord in the self-conscious

modern breast. To those moods which the classic reticence chills and

repels, romantic music speaks with tender, caressing humanity. Even its

limitations are then an added appeal; for when we are too weary or dull

to brace ourselves to the perception of impersonal beauty, the accent

of private grief, aspiration, struggle, and disappointment seems

better pitched to our capacity, and has a pathos we can understand.

Schumann and Chopin are the best companions for hours of reverie and

self-communion. On the other hand, when those hours overtake us in

which we realize the pathetic incompleteness of all merely personal

life, in which we discern what fragmentary creatures we are, and how

little of truth we can ever see, then all living to ourselves alone

is touched with the sense of vanity. Then every utterance of our

petty private griefs, and even of our nobler but still private joys,

seems like a breath dissipated in a universe; we find true existence,

solid reality, only in an identification of our interests with those

of all mankind. As morals finds its escape from this sense of the

vanity of individual living in social devotion, æsthetics finds it in

the impersonality of classic art. Romanticism is sometimes silent,

or speaks to unattending ears. We turn from all special expressions,

touched as they are with human mortality and evanescence, to the

eternal abstract beauty.

If lyrical music is unsatisfactory to these moods of highest vitality

and severest demand, realistic music is exasperating, intolerable.

When we have nothing better to do it is amusing enough to note the

ingenuity with which a composer can introduce the bray of an ass into

his delicate tissue of tones, as Mendelssohn does in the "Midsummer

Night's Dream Overture," or make three bird-notes sound a harmonic

triad as Beethoven does in his "Pastoral Symphony." There is a

fascinating technical problem involved in the suggestion of natural

noises by musical tones, and when we are indifferent to such technical

interests, we may still find diversion in following a series of

tonal cues to the events of a familiar story. But when we crave the

sublimity of music, when we long to feel once more the thrill of its

transcendent beauty, how can we endure to be put off with the barking

of a dog, the mewing of a cat, the galloping of a horse, or the crying

of a baby? Most program music is incredibly trivial in intention, and

gives an impression of maladaptation of means to ends, the former are

so elaborate, the latter so paltry and mean. To elicit from a modern

orchestra of a hundred instruments a feeble imitation of a battle

seems, as some one has piquantly phrased it, "like using a steam-hammer

to kill a fly."

We read with impatience the annals of this school. John Mundy, an

English composer of the seventeenth century, writes a "Fantasia on

the Weather," in four parts: "Faire Weather; Lightning; Thunder; a

Faire Day." Adam Krieger, in 1667, composes a four-part vocal fugue

"entirely imitative of cats," on a chromatic subject set to the

words "Miau, miau." Dussek produces a series of pieces entitled "The

Sufferings of the Queen of France," some of which are: "The Queen's

Imprisonment" (_largo_); "She reflects on her Former Greatness"

(_maestoso_); "Her Invocation to the Almighty just before her Death"

(_devotamente_); "The Guillotine drops" (a _glissando_ descending

scale); "Apotheosis." We smile patronizingly over these first childish

attempts of an art essentially childish. No longer satisfied with

such innocent delineations of natural and political history, we must

have autobiography, domesticity, and even metaphysics, translated

into tones. But will posterity take a truly keener delight in our

triumphs of realism than we do in the works of Mundy and Krieger?

Already Mr. Arthur Symons, in his essay on Richard Strauss, cries in

pardonable irritation: "If I cared more for literature than for music,

I imagine that I might care greatly for Strauss. He offers me sound as

literature. But I prefer to read my literature, and to hear nothing but

music."

Were triviality the only sin of program music we might leave it,

without further ado, to the gradual oblivion which overtakes the

jejune in art. But, unfortunately, program music not merely bores the

music-lover; it does him a positive injury, which criticism ought,

so far as it can, to mitigate. By its false emphasis it distracts

attention from what music can do supremely to what it can only botch

and bungle, brings true masterpieces into discredit with hearers not

sensitive or disciplined enough to appreciate them, and plunges the

simple into a hopeless æsthetic quagmire. Pitiable is the frequency of

such questions, on the lips of aspiring students, as, "Ought I, when I

listen to music, to have in mind a series of pictures, or a story?" To

judge by the minuteness of its detail the art which beyond all others

is great by virtue of indefinite suggestion, and inspires by appealing

to faculties far below the level of intellectual consciousness, is to

be sadly duped. "We forget," writes Vernon Lee, "that music is neither

a symbol which can convey an abstract thought, nor a brute cry which

can express an instinctive feeling; we wish to barter the power of

leaving in the mind an indelible image of beauty for the miserable

privilege of awakening the momentary recollection of one of nature's

sounds, or the yet more miserable one of sending a momentary tremor

through the body; we would rather compare than enjoy, and rather weep

than admire."

The upshot of all this is, that not even in enjoying the novel

delights, the picturesque glimpses, and the fancy-provoking

allusiveness which romanticism has introduced into music should we

give ourselves too unreservedly to what may be, after all, but a

partial and limited pleasure. If these things make us indifferent to

deeper beauties they do us a disservice. If, however, we can keep,

in spite of their seductions, our sense of proportion, our perception

of relative values, we shall enjoy them in security. The romantic

movement has undoubtedly led to a widening of our artistic sympathies,

has enriched our music with new expressive possibilities and

technical resources. It has been one of those periods of ebullience,

corresponding perhaps in the consciousness of the race to the storm and

stress of adolescence in the individual, which are bound to come so

long as we are growing. We cannot fully maintain our poise at the very

moment in which we are extending our field of experience; periods of

conquest must alternate with periods of assimilation; and as in walking

we constantly lose our balance in order to progress, so in mental

life we willingly forego control until it can supervene on a broader

consciousness.

The romantic composers, eagerly developing the expressive possibilities

of music, may have forgotten sometimes in their enthusiasm the

organic beauty without which music can never wholly satisfy, but

nevertheless they have enriched their art. The available resources

of music are to-day more various than ever before. Not only have its

mechanical facilities been wonderfully perfected by the ingenuity of

the nineteenth century, but its potentialities for vivid and detailed

expression have been permanently raised by the subjective intentness of

the modern temperament. It remains for future composers to make a new

synthesis of all these novel elements, and without sacrificing their

vividness to impose upon them the ultimate integrity of impression

which at present they too often lack. A classical unity and beauty must

supervene upon our romantic multiplicity and interesting confusion.

Expression, without losing the minuteness that modern speculation has

gained for it, must regain something of the classical serenity. We have

had already one musician who, profiting by his heritage, has vied with

Schumann in versatility and with Bach in intimacy, who has combined in

his single mind something of the sensitive sympathy of the romanticists

and the rugged power of the classicists. It may be that Brahms but

points the way to a music of the future which will be as grand as

it is vivid, as universal in scope as it is personal in accent and

inspiration, and in which beauty of form and richness of expression

will be reunited in perfect coöperation to one great artistic end.

FOOTNOTES:

[1] Properly speaking, "form" refers to the molecular constitution

of music, to the ways in which relations of pitch and rhythm

are manipulated in melody and harmony; "structure" to the molar

constitution of music, the subsequent grouping of the melodies into

complete pieces. The difference between a sonata, a fugue, and a

nocturne is a difference of structure; the difference between a good

melody and a bad one is a difference of form.

[2] _La Revue Philosophique_, Vol. LII.

II

FRANZ SCHUBERT

[Illustration: FRANZ SCHUBERT From an original water color

by W. A. Rieder]

II

FRANZ SCHUBERT

As the earliest full-fledged representative of the romantic school

of composers which succeeded Beethoven, Schubert occupies a peculiar

position in the history of music. His work forms the link between

the classical music of Haydn, Mozart, and Beethoven and the romantic

music of Schumann, Mendelssohn, and Chopin, having certain qualities

in common with each. Traditions, training, and environment allied him

with the older order; but instinct led him into new paths. Scattered

plentifully through the thousands of pages covered by his racing pen,

many of which might be the work of some humdrum eighteenth-century

kapellmeister, are features of surprising novelty, pointing

unmistakably to the future rather than to the past--gleams of the true

gold in a vast heap of sand. Nine-tenths of the time he is content

to imitate, with amiable, unthinking garrulity, the quartets and

sonatas he grew up with; the other tenth he breaks forth incontinently,

an inspired pioneer. This mingling of the matter-of-course and the

unexpected, of the sand and the gold, makes his music a curious study.

Born in Vienna, January 31, 1797, Schubert began the study of music

when still a child, under the direction of his father, a school-teacher

by profession, and his two brothers. While in his teens the boy began

playing the viola pans in the family string quartet. His brothers

took the violin parts, and his father played the 'cello: not always

impeccably, it is to be feared, for we read how little Franz, looking

doubtless very solemn and gnomelike in the spectacles he already wore,

would from time to time, without stopping to look at the score, comment

on the wrong notes the paternal fingers were sounding. This informal

quartet was the nucleus of an orchestra, known as the Orchestral

Society of Amateurs, which flourished at a somewhat later period,

and served to make Schubert acquainted with the works of Krommer,

Romberg, Cherubini, Spontini, Câtel, Mehul, Boïeldieu, Weigl, Winter,

and others of that category, as well as with some Haydn and Mozart, and

the first two symphonies of Beethoven. There was also an orchestra in

the government school for the Emperor's choir, known as the "Convict"

(from _convivo_, not _convinco_), which the boy, thanks to his clear

soprano voice, attended from his eleventh to his sixteenth year; and of

this he was not only a member, but for some time a conductor. One can

readily imagine that with all this music-making there was little time

for general schooling. Indeed, from the moment he left the Convict,

in 1813, he seems to have given little thought to any but a technical

education; and though he attended a normal school for a while, and

later even tried teaching under his father for three years, his main

interests were his lessons with the famous opera composer, Salieri, and

his first essays in composition.

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