Representative Institutions In England, France, And Spain,
From The Fifth To The Eleventh Century.
Lecture I.
Simultaneous development of history and civilization.
Two errors in our method of considering the past; proud
disdain, or superstitious admiration.
Historic impartiality the vocation of the present age.
Divisions of the history of the political institutions
of Europe into four great epochs.
Representative government was the general and natural aim of
these institutions.
Object of the course; inquiry into the origin of
representative government in France, Spain, and England.
State of mind appropriate to this inquiry.
Views of History.
Gentlemen,--Such is the immensity of human affairs, that, so far
from exhibiting superannuation and decay with the progress of
time, they seem to gain new youth, and to gird themselves afresh
at frequent intervals, in order to appear under aspects hitherto
unknown. Not only does each age receive a vocation to devote
itself especially to a particular region of inquiry; but the same
studies are to each age as a mine but little explored, or as an
unknown territory where objects for discovery present themselves
at every step. In the study of history this truth is especially
apparent.
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The facts about which history concerns itself neither gain nor
lose anything by being handed down from age to age; whatever we
have seen in these facts, and whatever we can see, has been
contained in them ever since they were originally accomplished;
but they never allow themselves to be fully apprehended, nor
permit all their meaning to be thoroughly investigated; they
have, so to speak, innumerable secrets, which slowly utter
themselves after man has become prepared to recognise them. And
as everything in man and around him changes, as the point of view
from which he considers the facts of history, and the state of
mind which he brings to the survey, continually vary, we may
speak of the past as changing with the present; unperceived facts
reveal themselves in ancient facts; other ideas, other feelings,
are called up by the same names and the same narratives; and man
thus learns that in the infinitude of space opened to his
knowledge, everything remains constantly fresh and inexhaustible,
in regard to his ever-active and ever-limited intelligence.
This combined view of the greatness of events and the feebleness
of the human mind, never appears so startlingly distinct as upon
the occurrence of those extraordinary crises, which, so to speak,
entirely delocalize man, and transport him to a different sphere.
Such revolutions, it is true, do not unfold themselves in an
abrupt and sudden manner. They are conceived and nurtured in the
womb of society long before they emerge to the light of day. But
the moment arrives beyond which their full accomplishment cannot
be delayed, and they then take possession of all that exists in
society, transform it, and place everything in an entirely new
position; so that if, after such a shock, man looks back upon the
history of the past, he can scarcely recognise it. That which he
sees, he had never seen before; what he saw once, no longer
exists as he saw it; facts rise up before him with unknown faces,
and speak to him in a strange language. He sets himself to the
examination of them under the guidance of other principles of
observation and appreciation. Whether he considers their causes,
their nature, or their consequences, unknown prospects open
before him on all sides. The actual spectacle remains the same,
but it is viewed by another spectator occupying a different
place;--to his eyes all is changed.
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What marvel is it, gentlemen, if, in this new state of things and
of himself, man adopts, as the special objects of his study,
questions and facts which connect themselves more immediately
with the revolution which has just been accomplished,--if he
directs his gaze precisely towards that quarter where the change
has been most profound? The grand crises in the life of humanity
are not all of the same nature; although they, sooner or later,
influence the whole mass of society, they act upon it and
approach it, in some respects, from different sides. Sometimes it
is by religious ideas, sometimes by political ideas, sometimes by
a simple discovery, or a mechanical invention, that the world is
ruled and changed. The apparent metamorphosis which the past then
undergoes is effected chiefly in that which corresponds to the
essential character of the revolution that is actually going
forward in the present. Let us imagine, if we can, the light in
which the traditions and religious recollections of Paganism must
have appeared to the Christians of the first centuries, and then
we shall understand the new aspects under which old facts present
themselves in those times of renovation, which Providence has
invested with a peculiar importance and significance.
Our Historical Position.
Such is, gentlemen, up to a certain point, the position in which
we ourselves are placed with regard to that subject which is to
come before us in the present course of lectures. It is from the
midst of the new political order which has commenced in Europe in
our own days that we are about to consider, I do not say
naturally, but necessarily, the history of the political
institutions of Europe from the foundation of modern states. To
descend from this point of view is not in our power. Against our
will, and without our knowledge, the ideas which have occupied
the present will follow us wherever we go in the study of the
past. Vainly should we attempt to escape from the lights which
they cast thereupon; those lights will only diffuse themselves
around on all sides with more confusion and less utility. We will
then frankly accept a position which, in my opinion, is
favourable, and certainly inevitable. We attempt to-day, and with
good reason, to reconnect what we now are with what we formerly
were; we feel the necessity of bringing our habits into
association with intelligent feeling, to connect our institutions
with our recollections, and, in fine, to gather together the
links in that chain of time, which never allows itself to be
entirely broken, however violent may be the assaults made upon
it.
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In accordance with the same principles, and guided by the same
spirit, we shall not refuse the aid which can be derived from
modern ideas and institutions, in order to guide our apprehension
and judgment while studying ancient institutions, since we
neither can, nor would wish to be separated from our proper
selves, any more than we would attempt or desire to isolate
ourselves from our forefathers.
Sources of Error.
This study, gentlemen, has been much neglected in our days; and
when attempts have been made to revive it, it has been approached
with such a strong preoccupation of mind, or with such a
determined purpose, that the fruits of our labour have been
damaged at the outset. Opinions which are partial and adopted
before facts have been fairly examined, not only have the effect
of vitiating the rectitude of judgment, but they moreover
introduce a deplorable frivolity into researches which we may
call material. As soon as the prejudiced mind has collected a few
documents and proofs in support of its cherished notion, it is
contented, and concludes its inquiry. On the one hand, it beholds
in facts that which is not really contained in them; on the other
hand, when it believes that the amount of information it already
possesses will suffice, it does not seek further knowledge. Now,
such has been the force of circumstances and passions among us,
that they have disturbed even erudition itself. It has become a
party weapon, an instrument of attack or defence; and facts
themselves, inflexible and immutable facts, have been by turns
invited or repulsed, perverted or mutilated, according to the
interest or sentiment in favour of which they were summoned to
appear.
In accordance with this prevailing circumstance of our times, two
opposite tendencies are observable in those opinions and writings
which have passed a verdict on the ancient political institutions
of Europe. On the one hand, we see minds so overpowered by the
splendour of the new day which has dawned upon mankind, that they
see in the generations which preceded, only darkness, disorder,
and oppression,--objects either for their indignation or their
contempt. Proud disdain of the past has taken possession of these
minds,--a disdain which exalts itself into a system. This system
has presented all the characteristics of settled impiety.
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Laws, sentiments, ideas, customs, everything pertaining to our
forefathers, it has treated with coldness or scorn. It would seem
as if reason, regard for justice, love of liberty, all that makes
society dignified and secure, were a discovery of to-day, made by
the generation which has last appeared. In thus renouncing its
ancestors, this generation forgets that it will soon join them in
the tomb, and that in its turn it will leave its inheritance to
its children.
Disdain for the Past.
This pride, gentlemen, is not less contrary to the truth of
things than fatal to the society which entertains it. Providence
does not so unequally deal with the generations of men, as to
impoverish some in order that the rest may be lavishly endowed at
their expense. It is doubtless true, that virtue and glory are
not shared in a uniform degree by different ages; but there is no
age which does not possess some legitimate claim upon the respect
of its descendants. There is not one which has not borne its part
in the grand struggle between good and evil, truth and error,
liberty and oppression. And not only has each age maintained this
laborious struggle on its own account, but whatever advantage it
has been able to gain, it has transmitted to its successors. The
superior vantage-ground on which we were born, is a gift to us
from our forefathers, who died upon the territory themselves had
won by conquest. It is then a blind and culpable ingratitude
which affects to despise the days which are gone. We reap the
fruits of their labours and sacrifices:--is it too much for us to
hallow the memory of those labours, and to render a just
recompense for those sacrifices?
If those men who affect, or who actually feel, this irreverent
disdain or indifference for ancient times, were better acquainted
with these times and their history, they would find themselves
constrained to entertain a different opinion. When, in fact, we
investigate the cause of this unnatural state of mind, only one
explanation can be found. At the moment of grand social reforms,
during epochs full of ambition and hope, when important changes
are on all sides demanded and necessary, the authority of the
past is the one obstacle which opposes itself to all tendency to
innovation. The present time seems devoted to errors and abuses,
and the wisdom of centuries is appealed to by one party in order
to resist the future to which the aspirations of the other party
are directed.
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Accordingly, a kind of blind hatred of the past takes possession
of a great number of men. They regard it as making common cause
with the enemies of present amelioration, and the weapons
employed by these latter confirm this idea in their mind.
Gentlemen, the notion is full of falsehood and misapprehension.
It is not true that injustice and abuses alone can shelter
themselves under the authority of antiquity, that they only are
capable of appealing to precedent and experience. Truth, justice,
and rectitude, are also graced by venerable titles; and at no
period has man allowed them to be proscribed. Take in succession
all the moral needs, all the legitimate interests of our society,
arrange them in systematic order, and then traverse the history
of our country;--you will find them constantly asserted and
defended,--all epochs will afford you innumerable proofs of
struggles endured, of victories won, of concessions obtained in
this holy cause. It has been carried on with different issues,
but in no time or place has it been abandoned. There is not a
truth or a right which cannot bring forward, from any period of
history, monuments to consecrate, and facts to vindicate it.
Justice has not retired from the world, even when it finds there
least support: it has constantly sought and embraced, both with
governments and in the midst of peoples, all opportunities for
extending its dominion. It has struggled, protested, waited; and
when it has had only glory to bestow upon those who have fought
for it, it has bestowed that glory with a liberal hand.
True Value of the Past.
Let us then, gentlemen, reassure ourselves with reference to the
study of the past. It contains nothing which ought to alarm the
friends of all that is good and true. It is into their hands, on
the contrary, and in subservience to interests which are dear to
them, that it will ever deposit the authority of antiquity and
the lessons of experience.
Undue Veneration of Antiquity.
This unjust contempt for ancient institutions, however, this wild
attempt to dissever the present from its connexion with former
ages and to begin society afresh, thus delivering it up to all
the dangers of a position in which it is deprived of its roots
and cast upon the protection of a wisdom which is yet in its
infancy, is not an error of which we have been the first to give
an example. In one of those ephemeral parliaments which attempted
to maintain its existence under the yoke of Cromwell, it was
seriously proposed to deliver up to the flames all the archives
in the Tower of London, and thus to annihilate the monuments of
the existence of England in former ages.
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These infatuated men wished to abolish the past, flattering
themselves that they would then obtain an absolute control over
the future. Their design was rejected, and their hope foiled; and
very soon England, regaining, with new liberties, respect for all
its recollections of the past, entered upon that career of
development and prosperity which it has continued up to our
times.
Side by side with this infatuation which has induced men,
otherwise enlightened, to neglect the study of the ancient
institutions of Europe, or only to regard their history with a
hasty and supercilious glance, we have seen another infatuation
arise, perhaps still more unreasonable and arrogant. Here, as
elsewhere, impiety has been the herald of superstition. The past,
so despised, so neglected by the one party, has become to the
other an object of idolatrous veneration. The former desire that
society, mutilating its own being, should disown its former life;
the latter would have it return to its cradle, in order to remain
there immovable and powerless. And as those lords of the future
would in their own wild fancy create out of it, so far as regards
government and social order, the most brilliant Utopias, so
these, on the other hand, find their Utopia in their dreams of
the past. The work might appear more difficult; the field open to
the imagination may seem less open, and facts might be expected
sometimes to press inconveniently against the conclusions sought.
But what will not a preoccupied mind overcome? Plato and
Harrington, giving to their thoughts the widest range, had
constructed their ideal of a republic; and we, with still more
confidence, have constructed our ideal of feudalism, of absolute
power, and even of barbarism. Fully organized societies, adorned
with freedom and morality, have been conceived and fashioned at
leisure, in order thence to be transported into past ages. After
having attempted to resolve, according to principles opposed to
modern tendencies, the great problem of the harmony between
liberty and power, between order and progress, we have required
that ancient facts should receive these theories and adapt
themselves to them.
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And since, in the vast number of facts, some are to be found
which lend themselves with docility and readiness to the purposes
which they are required to serve, the discoverers of this
pretended antiquity have not lacked either quotations or proofs
which might seem to give it an ascertained and definite existence
in the past. Thus, France, after having spent more than five
centuries in its struggles to escape from the feudal system, has
all at once discovered that it was wrong in liberating itself
from this system, for that in this state it possessed true
happiness and freedom; and history, which believed itself to be
chargeable with so many evils, iniquities, and convulsions, is
surprised to learn that it only hands down to us recollections of
two or three golden ages.
Progress, the Law of Nature.
There is no necessity for me, gentlemen, to offer any very
serious opposition to this fantastic and superstitious adoration
of the past. It would hardly have merited even a passing
allusion, were it not connected with systems and tendencies in
which all society is interested. It is one of the collateral
circumstances of the grand struggle which has never ceased to
agitate the world. The interests and ideas which have
successively taken possession of society have always wished to
render it stationary in the position which has given it over to
their rule; and when it has escaped from them, it has ever, in so
doing, had to withstand those seductive images and influences
which these interests have called to their aid. There is no fear
that the world will allow itself to be thus ensnared:--progress
is the law of its nature; hope, and not regret, is the spring of
its movement:--the future alone possesses an attractive virtue.
Peoples who have emerged from slavery have always endeavoured by
laws to prevent enfranchised man from again falling into
servitude. Providence has not been less careful with regard to
humanity; and the chains which have not sufficed to confine it,
are still less able to resume the grasp which they have lost. But
the efforts of a retrograde system have often perverted the study
of ancient times. The Emperor Julian saw in the popular fables of
Greece a philosophy capable of satisfying those moral necessities
which Christianity had come to satisfy, and he demanded that men
should see and honour in the history of decayed paganism that
which only existed in his dreams.
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The same demands have been made with as little reason on behalf
of the ancient political institutions of Europe. Justice, and
justice alone, is due to that which no longer exists, as well as
to that which still remains. Respect for the past means neither
approbation nor silence for that which is false, culpable, or
dangerous. The past deserves no gratitude or consideration from
us, except on account of the truth which it has known, and the
good which it has aimed at or accomplished. Time has not been
endowed with the unhallowed office of consecrating evil or error;
on the contrary, it unmasks and consumes them. To spare them
because they are ancient, is not to respect the past, but it is
to outrage truth, which is older than the world itself.
The Duty of Impartiality.
If I am not mistaken, gentlemen, we are at this time in an
especially favourable position for avoiding both of the general
errors which I have just described. Perhaps few persons think so;
but impartiality, which is the duty of all times, is, in my
opinion, the mission of ours:--not that cold and unprofitable
impartiality which is the offspring of indifference, but that
energetic and fruitful impartiality which is inspired by the
vision and admiration of truth. That equal and universal justice,
which is now the deepest want of society, is also the ruling idea
which is ever foremost in position and influence, wherever the
spirit of man is found. Blind prejudices, insincere declamation,
are no longer any more acceptable in the world of literature,
than are iniquity and violence in the world of politics. They may
still have some power to agitate society, but they are not
permitted either to satisfy or to govern it. The particular state
of our own country strengthens this disposition, or, if you
please, this general tendency, of the European mind. We have not
lived in that state of repose in which objects appear continually
under almost the same aspects, in which the present is so
changeless and regular as to present to man's view an horizon
that seldom varies, in which old and powerful conventionalisms
govern thought as well as life, in which opinions are well nigh
habits, and soon become prejudices;--we have been cast not only
into new tracks, but these are continually interrupted and
diversified. All theories, all practices, are displayed in union
or in rivalry before our eyes.
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Facts of all kinds have appeared to us under a multitude of
aspects. Human nature has been urged impetuously onwards, and
laid bare, so to speak, in all the elements of which it is
constituted. Affairs and men have all passed from system to
system, from combination to combination; and the observer, while
himself continually changing his point of view, has been the
witness of a spectacle which changed as often as he. Such times,
gentlemen, offer but little tranquillity, and prepare tremendous
difficulties for those which shall follow them. But they
certainly give to minds capable of sustaining their pressure, an
independent disposition, and an extended survey, which do not
belong to more serene and fortunate periods. The large number,
and the unsettled character of the facts which appear before us,
widen the range of our ideas; the diversity of trials which all
things undergo within so short an interval, teach us to judge
them with impartiality; human nature reveals itself in its
simplicity, as well as in its wealth. Experience hastens to
fulfil its course, and, in some sort, hoards its treasures; in
the short space of one life, man sees, experiences, and attempts
that which might have sufficed to fill several centuries. This
advantage is sufficiently costly, gentlemen, to act at least as
an inducement to our reaping it. It does not become us to
entertain narrow views and obstinate prejudices; to petrify the
form of our judgments by foregone conclusions; in fine, to ignore
that diffusion of truth, which has been attested by so many
vissicitudes, and which imposes on us the duty of seeking it
everywhere, and rendering it homage wherever we meet it, if we
would have its sanction to our thoughts, and its aid to our
utterance.
Value of Revolutions.
In this spirit, gentlemen, we shall attempt to consider the
ancient political institutions of Europe, and to sketch their
history. While for this purpose we appropriate such lights as our
age can furnish, we shall endeavour to carry with us none of the
passions which divide it. We shall not approach past times under
the guidance of such impressions belonging to the present, as
those whose influence we have just deplored; we shall not address
to them those questions which, by their very nature, dictate the
answers which they shall receive. I have too much regard for
those who listen to me, and for the truth after which I, in
common with them, am seeking, to suppose that history can in any
sense consent to suppress that which it has asserted, or to utter
what is not affirmed by the voice of truth. We must interrogate
it freely, and then leave it to full independence.
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Study of Political Institutions.
This study, gentlemen, requires a centre to which it may stand in
relation,--we must find for so large a number of facts, a bond
which may unite and harmonize them. This bond exists in the facts
themselves--nothing can be less doubtful. Unity and
consecutiveness are not lacking in the moral world, as they are
not in the physical. The moral world has, like the system of
celestial bodies, its laws and activity; only the secret
according to which it acts is more profound, and the human mind
has more difficulty in discovering it. We have entered upon this
inquiry so late, that events already accomplished may serve us as
guides. We have no need to ask of some philosophical hypothesis,
itself perhaps uncertain and incomplete, what, in the order of
political development, has been the tendency of European
civilization. A system which evidently, from a general view of
the subject, adheres continually to the same principles, starts
from the same necessities, and tends to the same results,
manifests or proclaims its presence throughout the whole of
Europe. Almost everywhere the representative form of government
is demanded, allowed, or established. This fact is, assuredly,
neither an accident, nor the symptom of a transient madness. It
has certainly its roots in the past political career of the
nations, as it has its motives in their present condition. And
if, warned by this, we turn our attention to the past, we shall
everywhere meet with attempts, more or less successful, either
made with a conscious regard to this system so as to produce it
naturally, or striving to attain it by the subjugation of
contrary forces. England, France, Spain, Portugal, Germany and
Sweden, supply us with numerous illustrations of this. If we look
to one quarter we shall see these attempts after they have lasted
for some time, and assumed an historical consistency; in another,
they have hardly commenced before they issue in failure; in a
third, they end in a kind of federation of the governments
themselves. Their forms are as diverse as their fortunes. England
alone continues these struggles without intermission, and enters
at last into full enjoyment of their realization.
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But everywhere they take their place in history, and influence
the destinies of nations. And when at last, no longer finding
even the shadow of a representative government on the Continent
of Europe, and beholding it only in the parliament of Great
Britain, a man of genius inquires into its origin, he says that
"this noble system was first found in the woods of Germany," from
whence the ancestors of the whole of Europe have all equally
proceeded.
Origin of Representative Government.
In this opinion, as will be afterwards seen, I do not agree with
Montesquieu; but it is evident, both from ancient facts and from
those which we ourselves have witnessed, that the representative
form of government has, so to speak, constantly hovered over
Europe, ever since the founding of modern states. Its
reappearance at so many times and in so many places, is not to be
accounted for by the charm of any theory, or the power of any
conspiracy. In the endeavour after it, men have often ignored its
principles and mistaken its nature, but it has existed in
European society as the basis of all its deepest wants and most
enduring tendencies; sovereigns have invoked its aid in their
hours of difficulty, and nations have ever returned to it during
those intervals of prosperity and repose in which the march of
civilization has been accelerated. Its most undeveloped efforts
have left behind them indelible mementos. Indeed, ever since the
birth of modern societies, their condition has been such, that in
their institution, in their aspirations, and in the course of
their history, the representative form of government, while
hardly realized as such by the mind, has constantly loomed more
or less distinctly in the distance, as the port at which they
must at length arrive, in spite of the storms which scatter them,
and the obstacles which confront and oppose their entrance.
We do not then, gentlemen, make an arbitrary choice, but one
perfectly natural and necessary, when we make the representative
form of government the central idea and aim of our history of the
political institutions of Europe. To regard them from this point
of view will not only give to our study of them the highest
interest, but will enable us rightly to enter into the facts
themselves, and truly to appreciate them. We shall then make this
form of government the principal object of our consideration. We
shall seek it wherever it has been thought to be discernible,
wherever it has attempted to gain for itself a footing, wherever
it has fully established itself.
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We shall inquire if it has in reality existed at times and in
places where we have been accustomed to look for its germs.
Whenever we find any indications of it, however crude and
imperfect they may be, we shall inquire how it has been produced,
what has been the extent of its power, and what influences have
stifled it and arrested its progress. Arriving at last at the
country where it has never ceased to consolidate and extend
itself, from the thirteenth century to our own times, we shall
remain there in order to follow it in its march, to unravel its
vicissitudes, to watch the development of the principles and
institutions with which it is associated, penetrating into their
nature and observing their action,--to study, in a word, the
history of the representative system in that country where it
really possesses a history which identifies itself with that of
the people and their government.
Before undertaking this laborious task, it will be necessary for
me, gentlemen, to exhibit before you, in a few words, the chief
phases of the political condition of Europe, and the series of
the principal systems of institutions through which it has
passed. This anticipatory classification,--which is but a general
survey of facts which will afterwards reappear before you and
bring their own evidence with them,--is necessary, not only in
order to clear the way before us in our study, but also to
indicate the particular institutions and times which the point of
view we have chosen for ourselves especially calls us to
consider.
Four Epochs in European History.
The history of the political institutions of Europe divides
itself into four general epochs, during which society has been
governed according to modes and forms essentially distinct.
The tribes of Germany, in establishing themselves on the Roman
soil, carried thither with them their liberty, but none of those
institutions by which its exercise is regulated and its
permanence guaranteed. Individuals were free,--a free society,
however, was not constituted. I will say further, that a society
was not then existent. It was only after the conquest, and in
consequence of their territorial establishment, that a society
really began to be formed either among the conquerors and the
conquered, or among the victors themselves.
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The work was long and difficult. The positions in which they were
placed were complicated and precarious, their forces scattered
and irregular, the human mind little capable of extensive
combinations and foresight. Different systems of institutions, or
rather different tendencies, appeared and contended with each
other. Individuals, for whom liberty then meant only personal
independence and isolation, struggled to preserve it. Those who
were strong succeeded in obtaining it, and became powerful;--
those who were weak lost it and fell under the yoke of the
powerful. The kings, at first only the chiefs of warrior bands,
and then the first of the great territorial proprietors,
attempted to confirm and extend their power; but simultaneously
with them an aristocracy was formed, by the local success of
scattered forces and the concentration of properties, which did
not allow royalty to establish itself with any vigour or to exert
any wide-spread influence. The ancient liberty of the forest, the
earliest attempts at monarchical system, the nascent elements of
the feudal régime,--such were the powers which were then
struggling for preeminence in society. No general political order
could establish itself in the midst of this conflict. It lasted
till the eleventh century. Then the feudal system had become
predominant. The primitive independence and wild equality of
individuals had either become merged into a condition of
servitude, or had submitted to the hierarchical subordination of
feudalism. All central power, whether of kings or of ancient
national assemblies, had well nigh disappeared; liberty existed
co-ordinately with power; the sovereignty was scattered. This is
the first epoch. [Footnote 1]
[Footnote 1: On this see Guizot's History of Civilization in
France. Lectures vii and viii.]
The Feudal System
The second epoch is that of the feudal system. Three essential
characteristics belong to it; 1st. The reduction of the mass of
the people to slavery or a condition bordering thereon: 2nd. The
hierarchical and federative organization of the feudal
aristocracy, extending in its application both to persons and
lands: 3rd. The almost entire dissolution of the sovereignty,
which then devolved on every feudal proprietor capable of
exercising and defending it; from whence resulted the feebleness
of the royal power and the destruction of monarchical unity,
which disappeared almost as completely as national unity. This
system prevailed until the thirteenth century.
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Progress Of Monarchical Power.
Then commenced a new epoch. The feudal lord, already possessed of
royal power, aspired after royal dignity. A portion of the
inhabitants of the territory, having regained somewhat of the
power they had lost, longed to become free. The feudal
aristocracy was attacked on the one hand by the enfranchisement
of the townsmen and tenants, on the other hand by the extension
of the royal power. Sovereignty tended to concentration, liberty
to diffusion;--national unity began to shape itself at the same
time as monarchical unity appeared. This was at once indicated
and promoted by attempts after a representative form of
government, which were made and renewed during nearly three
centuries, wherever the feudal system fell into decay, or the
monarchical system prevailed. But soon sovereigns also began
almost everywhere to distrust it in their turn. They could not
behold with indifference that sovereignty, which after having
been long diffused had been regained and concentrated by their
efforts, now again divided at its very centre. Besides, the
people were deficient alike in such strength and knowledge as
would enable them to continue, on the one hand, against the
feudal system, a struggle which had not yet ceased, and to
sustain, on the other hand, a new struggle against the central
power. It was evident that the times were not fully matured; that
society, which had not thoroughly emerged from that condition of
servitude which had been the successor of social chaos, was
neither so firmly consolidated nor so mentally disciplined as to
be able to secure at once order by the equitable administration
of power, and liberty by the safeguards of large and influential
public institutions. The efforts after representative government
became more occasional and feeble, and at length disappeared. One
country alone guarded and defended it, and advanced from one
struggle to another, till it succeeded. In other places, the
purely monarchical system prevailed. This result was accomplished
in the sixteenth century.
{16}
The fourth epoch has lasted from that time to our own days. It is
chiefly marked in England by the progress of the representative
system; on the Continent, by the development of the purely
monarchical system, with which are associated local privileges,
judicial institutions which exercise a powerful influence on
political order, and some remnants of those assemblies which, in
epochs anterior to the present, appeared under a more general
form, but which now confine themselves to certain provinces, and
are almost exclusively occupied with administrative functions.
Under this system, though political liberty is no longer met
with, barbarism and feudalism finally disappear before absolute
power; interior order, the reconciliation of different classes,
civil justice, public resources and information, make rapid
progress;--nations become enlightened and prosperous, and their
prosperity, material as well as moral, excites in them juster
apprehensions of, and more earnest longings for, that
representative system which they had sought in times when they
possessed neither the knowledge nor the power requisite for its
exercise and preservation.
Subject Of These Lectures.
This short epitome of facts has already indicated to you,
gentlemen, the epochs towards which our studies will be
principally directed. The objects of our search are the political
institutions of various peoples. The representative system is
that around which our researches will centre. Wherever, then, we
do not meet with those general institutions, under the empire of
which people unite themselves, and which demand the manifestation
of general society in its government,--wherever we perceive no
trace of the representative system, and no direct effort to
produce it,--there we shall not linger. All forms and conditions
of society present rich and curious subjects for observation; but
in this inexhaustible series of facts we must choose only those
which have a strict relation to one another, and a direct
interest for us. The second and the fourth epochs therefore, that
is to say, feudalism and absolute power, will occupy us but
little. We shall only speak of them so far as a consideration of
them is necessary to connect and explain the periods which will
more directly claim our attention. I purpose to study with you
the first and the third epochs, and the fourth, so far as it
relates to England.
{17}
The first epoch, which shows us the German people establishing
themselves on Roman soil--the struggle of their primitive
institutions, or rather of their customs and habits, against the
natural results of their new position,--in fine, the throes
attending the earliest formation of modern nations,--has especial
claims on our notice. I believe that, so far as regards political
institutions, this time possessed nothing which deserves the
name; but all the elements were there, in existence and
commotion, as in the chaos which precedes creation. It is for us
to watch this process, under which governments and peoples came
into being. It is for us to ascertain whether, as has been
asserted, public liberty and the representative system were
actually there, whence some symptoms announced that they might
one day emerge. When, in the third epoch, we see the feudal
system being dissolved,--when we watch the first movements
towards a representative government appear at the same time with
the efforts of a central power which aims at becoming general and
organized,--we shall recognize here, without difficulty, a
subject which immediately belongs to us. We shall seek to learn
what societies were then aroused, and by what means they have
sought for trustworthy institutions, which might guarantee the
continuance at once of order and of liberty. And when we have
seen their hopes deceived by the calamities of the times, when we
have detected in the vices of the social state, far more than in
the influence of any disorderly or perverse desires, the causes
of the ill-success of these magnanimous attempts, we shall be
brought by our subject into the very midst of that people, then
treated more leniently by fortune, which has paid dearly for free
institutions, but which has guarded them to the last when they
perished everywhere else, and which, while preserving and
developing them for itself, has offered to other nations, if not
a model, yet certainly an example.
Limits Of The Inquiry.
It would be a small matter for us, gentlemen, thus to limit the
field of our inquiries so far as epochs are concerned, if we did
not also assign some boundaries in respect to place. The inquiry
would be too large and protracted were we to follow the course of
political institutions throughout the whole of Europe, according
to the plan I have just indicated. Moreover, the diversity of
events and conditions has been so great in Europe, that,
notwithstanding certain general characteristics and certain
philosophical results which the facts everywhere present, they
very often resist all the attempts we may make to bring them
under any uniform guiding principle.
{18}
In vain do we strive to collect them together under the same
horizon, or to force them into the same channel; ever do they
release themselves from our grasp in order to assume elsewhere
the place assigned to them by truth. We should therefore be
compelled either to limit ourselves to generalities yielding but
little instruction to those who have not sounded all their
depths, or else continually to interrupt the course of our
inquiry, in order to rove from one people to another with an
attention which would be continually distracted and soon wearied.
It will be more profitable for us to take a narrower range.
England, France, and Spain, will supply us with abundant
materials for our undertaking. In these countries we shall study
political institutions under the different phases and in the
various epochs which I have just exhibited before you. There we
shall find that these epochs are more clearly defined, and that
the chief facts which characterize them appear under more
complete and simple forms. In France and Spain, moreover, the
general attempts after a representative government, made in the
thirteenth, fourteenth, and fifteenth centuries, assumed a more
definite shape. We are therefore dissuaded by a variety of
considerations from carrying our steps beyond these limits. Our
researches will thereby gain both in interest and in solidity.
Interest Of The Subject.
This interest, gentlemen, I must say at the outset, is not that
merely which attaches itself to human affairs, which are ever
attractive to man, however trivial may be the attention which he
bestows upon them. The study of the ancient political
institutions of Europe demands serious and assiduous effort. I am
here to share this with you, not to undertake it for you. I shall
be frequently obliged to enter into details, which may appear dry
at first, but which are important because of the results to which
they lead. I shall not content myself with merely presenting
before you these results as a general expression of facts; I
shall feel called upon to put you in possession of the facts
themselves. The truths which they contain must be seen by
yourselves to proceed naturally from them, and must not be
allowed a final lodgment in your minds except as they are
fortified by such evidence as can establish them.
{19}
Difficulty Of Attaining Truth.
Gentlemen, it is to be borne in mind that truth, wheresoever we
may seek it, is not easy of access. We must dig deep for it, as
for precious metals, before we find it; we must not shrink from
the difficulties, nor from the long duration of the enterprise.
It only surrenders itself to resolute and patient endeavour. And
not only on behalf of our peculiar study do I urge upon you that
you should never allow yourselves to be baffled by the fatigue
attendant upon some portions of the work;--a more elevated
motive, a more comprehensive claim, gives you this advice.
Thrasea, when dying, said to his son-in-law, Helvidius Priscus,
"Observe, young man: thou art living in times when it is well
that the spirit should become fortified by such a scene as this;
and learn how a brave man can die." Thankful should we be to
Heaven that such lessons as these are not now required by us, and
that the future does not demand such hard discipline in order
that we may be prepared to meet it. But the free institutions
which we are called upon to receive and maintain--these demand of
us, from our earliest youth, those habits of laborious and
patient application which will constitute our fittest
preparation. They require that we should, among our first
lessons, learn not to shrink either from the pain, or from the
length and arduousness of duty. If our destiny is to be sublime,
our studies must be severe. Liberty is not a treasure which can
be acquired or defended by those who set a disproportionate value
on personal ease and gratification; and if ever man attains it
after having toiled for it under the influence merely of
luxurious or impatient feelings, it denies to him those honours
and advantages which he expected to gain from its possession. It
was the error of the preceding age that, while it aimed at urging
the minds of men into a wider and more active career, it yet
fostered the impression that all was then to become easy, that
study would be transformed into amusement, and that obstacles
were removed from the first steps of a life that was to issue in
something great and impressive. The effeminate weakness of such
sentiments were relics of the feebleness of times when liberty
did not exist. We who live in the present day, know that freedom
requires from the man who would enjoy it a sterner exercise of
his powers. We know that it allows neither indolence of soul nor
fickleness of mind, and that those generations which devote their
youth to laborious study can alone secure liberty for their
manhood.
{20}
Necessity Of Hard Study.
You will find, gentlemen, as you watch the development of the
political institutions of Europe, that the experience of all ages
confirms this of our own. You will not find that those grand
designs that have been formed for the promotion of truth,
justice, and progress, have ever emanated from the abode of
sloth, of frivolity, and antipathy to all that demands labour and
patience. As you trace back such enterprises to their source, you
will always find there, serious aspect and grave determination,
existing, so to speak, in their early life. Only by men formed in
this mould have public laws and liberties been defended. They
have, according as the wants of their age impelled them, resisted
disorder or oppression. In the gravity of their own life and
thoughts they have found a true measure of their own dignity,
and, in their own, of the dignity of humanity. And, gentlemen, do
not doubt, in following their example, of achieving also their
success. You will soon become convinced that, in spite of the
tests to which it has been exposed, our age is not among the most
unrestrained that have existed. You will see that patriotism, a
respect for law and order, a reverence for all that is just and
sacred, have often been purchased at a far heavier price, and
have called for severer self-denial. You will find that there is
as much feebleness as ingratitude in the disposition that is
intimidated and discouraged by the sight of obstacles which still
present themselves, when obstacles of a far more formidable
character have not wearied the resolution of noble men of former
times. And thus, while early exercising your minds in all those
habits which will prepare man for the duties of an exalted
destiny, you will meet with nothing that will not continually
deepen your attachment to your age and to your country.
Characteristics Of The Present Time.
So far as I myself am concerned, may I be allowed, gentlemen, in
entering with you to-day upon the study of the ancient political
institutions of Europe, to congratulate myself on being able to
approach the subject with the liberty that is suitable to it. It
was in works of a similar character that I commenced my
intellectual life. But at that time the public exposition of such
facts and of the ideas related to them, was hardly permitted.
{21}
Power had arrived at that condition in which it fears equally any
representation of the oppression of peoples, and of their efforts
to obtain liberty; as if it must necessarily meet in these two
series of historical reminiscences at once the condemnation of
its past acts, and the prediction of its future perils. We are no
longer in this deplorable position; the institutions which France
has received from its sovereign have liberated at once the
present and the past. Such is the moral strength possessed by a
legitimate and constitutional monarchy, that it trembles neither
at the recitals of history nor at the criticisms of reason. It is
based upon truth,--and truth is consequently neither hostile nor
dangerous to it. Wherever all the wants of society are
recognised, and all its rights give each other mutual sanction
and support, facts present only lessons of utility, and no longer
hint at unwelcome allusions. The volume of history can now be
spread out before us; and wherever we find the coincidence of
legitimacy and constitutional order, we shall behold the
prosperity both of governments and of peoples--the dignity of
power ennobled and sustained by the dignity of obedience. In all
positions, and however great may be the interval which separates
them, we shall see man rendering honour to man; we shall see
authority and liberty mutually regarding one another with that
consideration and respect which can alone unite them in lasting
connexion and guarantee their continued harmony. Let us
congratulate ourselves, gentlemen, that we are living at a time
in which this tutelary alliance has become a necessity,--in
which force without justice could only be an ephemeral power. The
times to which we shall direct our attention experienced a harder
lot; they more than once beheld despotism root itself deeply in
its position, and at the same time saw injustice assert its claim
to a lasting rule. We, gentlemen, who have seen so many and
diversified forms of oppression,--we have seen them all fall into
decay. Neither their most furious violence, nor their most
imposing lustre, have sufficed to preserve them from the
corruption that is inherent in their nature; and we have at
length entered upon an order of things which admits neither the
oppression of force which usurps power, nor that of anarchy which
destroys it.
{22}
Conclusion.
Let us, gentlemen, reap all the advantages connected with such an
order:--let us show our respect for the distinguished author of
this Charter by approving ourselves worthy of receiving, and
capable of employing, the noble institutions which he has
founded. Our gratitude can offer no purer homage.
{23}
Lecture II.
General character of political institutions in Europe,
from the fourth to the eleventh century.
Political sterility of the Roman Empire.
Progress of the Germanic invasions.
Sketch of the history of the Anglo-Saxons
Fall Of The Roman Empire.
I have divided the history of the political institutions of
modern Europe into four great epochs, the first of which extends
from the fourth to the eleventh century. This long interval was
required to introduce a little light and fixity into the
changeful chaos of those new empires which the successive
invasions of the Roman territory by the barbarians had called
into being, and whence issued those mighty states whose destiny
constitutes the history of modern Europe. The essential
characteristics of this epoch are: the conflict and fusion of
Germanic customs with Roman institutions, the attempt to
establish monarchical government, and the formation of the feudal
regime. No general system of political institutions then existed;
no great dominant influence can be discerned; all was local,
individual, confused, obscure. A multitude of principles and
forces, mingling and acting (as it were) by chance, were engaged
in conflict to resolve a question of which men were completely
ignorant, and the secret of which God alone possessed. This
question was: What form of government would issue from all these
different elements, brought so violently into contact with each
other. Five centuries elapsed before the question was decided,
and then feudalism was the social state of Europe.
Causes Of Its Decay.
Before entering, however, upon the history of institutions, let
me say a few words upon the progress of the fall of the Roman
Empire, and of the invasions of the barbarians.
From the accession of Augustus to the death of Theodosius the
Great, the Roman Empire, in spite of its greatness, presents a
general character of impotence and sterility. Its institutions,
its government, its philosophy, its literature, indeed everything
connected with it, bears this sad impress; even the minds of its
most illustrious citizens were confined to a circle of antiquated
ideas, and wasted in vain regrets for the virtues and glories of
the Republic.
{24}
The fermentation of new ideas produces no decadence; but when, in
a great empire, society, feeling itself oppressed and diseased,
can conceive no new hopes, no grand ideas,--when, instead of
pressing onwards towards the future, it invokes only the
recollections and images of the past,--then there is a real
decline; it matters not how long the state is in falling, its
ruin is thenceforward continuous and inevitable. The fall of the
Roman Empire occupied fifteen centuries; and for fifteen
centuries it continued to decline, until its downfall was
consummated by the capture of Constantinople by the Turks. During
this long period, no new idea, no regenerative principle, was
employed to reinvigorate the life of the government; it was
sustained by its own mass. Towards the end of the third century,
when the universal servitude seemed to be most firmly
established, imperial despotism began to feel the precariousness
of its position, and the necessity for organization. Diocletian
created a vast system of administration. Throughout this immense
machine, he established underworks in harmony with the principle
of his government; he regulated the action of the central power
in the provinces, and surrounded himself with a brilliant and
puissant court: but he did not rekindle the moral life of the
Empire; he merely organized more perfectly a material resistance
to the principles of destruction which were undermining it; and
it was with this organization that, first in the West as well as
in the East, and afterwards in the East alone, the Empire was
able to struggle on, from the fourth to the fifteenth century.
Theodosius the Great, who died in 395, was the last emperor who
tightly held and skilfully managed the heterogeneous bundle of
the Roman power. He was truly a great man; for great men appear
in disgraceful times, as well as in times of success; and
Theodosius was still the master of the Roman world. As soon as he
was dead, the dissolution broke out, under his sons Honorius and
Arcadius.[Footnote 2]
[Footnote 2: Honorius succeeded peaceably to the sovereignty
of the West, which he had received from his father in the
preceding year; while his elder brother Arcadius obtained
possession of the East.]
{25}
Abandonment Of Its Colonies.
There was now no real unity or central force in the government;
Rome gradually abandoned her provinces--Great Britain, Armorica,
[Footnote 3] and Narbonnese Gaul. [Footnote 4]
[Footnote 3: The country on the north-west coast of Gaul,
from the Loire to the Seine.]
[Footnote 4: The Roman province in the south of Gaul, so
called from its chief city, Narbo or Narbonne; Cæsar calls
it simply _Provincia_, and hence comes the modern name of
Provence.]
Honorius informed the Britons that he should govern them no
longer; and directed the inhabitants of Narbonnese Gaul to elect
deputies to meet at Arles, and take upon themselves the
government of their country. The Empire had become a body
destitute of sap and vigour; and in order to prolong the life of
the trunk, it was necessary to lop off the branches. But,
although despotism was withdrawn from these provinces, servitude
remained. It is not easy to return at once to liberty and to
political life; and these people, cast upon their own resources,
were unable to defend themselves. Great Britain, though more
populous than the north of Scotland, was unable to repel a few
hordes of Picts and Scots, who, every month, descended from their
mountainous abodes, and ravaged the British territory. The
Britons besought the Emperor's assistance, and he sent them a
legion, which had no difficulty in overcoming enemies who fled
before it; but it was soon withdrawn. After its departure, the
incursions recommenced, and Britain again implored the Emperor's
aid. Honorius sent another legion; but told the suppliants that
they must provide for themselves in future, for he would send
them no more soldiers. The victorious legion left the country to
return no more, and Britain, assailed on all sides by bands of
barbarians, exhausted its energies in vain entreaties for
deliverance. There still exists a letter, entitled _Gemitus
Britannûm,_ in which the unfortunate inhabitants of that
country depict their deplorable condition to Ætius, the Patrician
of Gaul. "The barbarians," they wrote, "drive us to the sea, and
the sea drives us back to the barbarians; so that, between the
two, we must be either slaughtered or drowned." With patriotic
susceptibility, some English writers--among others Mr. Sharon
Turner, in his _History of the Anglo-Saxons_, [Footnote 5]
--have cast doubts upon the authenticity of this letter, as if
the honour of England were at all involved in the weaknesses of
the Britons of the fourth century.
[Footnote 5: Turner's _History of the Anglo-Saxons_,
vol. i., pp. 180-181.]
{26}
However this may be, and whether his aid were besought or not,
the Emperor had other matters to attend to, and left the Britons
to themselves. He abandoned, in like manner, Narbonnese Gaul and
Armorica. This last province, which was less corrupted by the
influence of Roman civilization, displayed greater energy than
the other two. It took measures for its own defence, by forming a
kind of federative league against maritime invasions. Spain,
which was also deserted, endeavoured to maintain itself in the
same manner against attacks of the same nature; but acted with
little vigour, and met with small success. In Great Britain, as
well as in Gaul, the Roman government had destroyed the energy of
their native independence, and had substituted in its stead
nothing but its own artificial and despotic organization. When
the Romans withdrew, the children of the Gauls, inhabiting Roman
cities, were incapable alike of self-government or self-defence,
and fell an easy prey to a few bands of foreign marauders, who
had come in search of booty and adventures. Let us briefly glance
at the progress of their conquests.
Invasions Of The Germans.
No determinate epoch can be accurately assigned to the first
invasions of the Germans. In all ages, their hordes were wont to
descend from their forest-fastnesses into countries less wild and
more cultivated than their own. Among their early irruptions, the
first regarding which we have any precise historical information
is that of the Cimbri and Teutones, who, three hundred thousand
in number, ravaged Italy during the time of Marius. [Footnote 6]
[Footnote 6: In B.C. 113-101. Marius finally defeated the
Teutones at Aix, in the year 102; and the Cimbri, near
Vercelli, in the year 101.]
From the age of Augustus to the fifth century, these invasions
continued, but were very unequal in importance. Bands of men,
unable to find means of subsistence in their own country, entered
the imperial territory, and pillaged as they went; their fate was
decided by the event of a battle; they were dispersed or
annihilated by a defeat, or, if victorious, they took possession
of some district which pleased them. Frequently, also, they
settled in the country by the consent of the emperors. In the
third century, Probus received three or four thousand Franks into
Auvergne.
{27}
Foundation Of Barbarian Kingdoms.
A band of Alans took up their residence in the neighbourhood of
Orleans; there was a colony of Goths in Thrace, and another of
Vandals in Lorraine. Those of the barbarian warriors who
preferred war and pillage to a fixed habitation, entered the
Roman armies. Their chieftains became generals, and even supplied
the imperial court with ministers of state. Thus the barbarians
were everywhere settled in the country, serving in the armies,
surrounding the person of the prince; formidable allies, whose
assistance the weakness of the empire was forced to accept, and
who were destined to increase in power and influence in
proportion as the imperial power decayed.
As soon as the Roman government, by abandoning several of its
provinces, proclaimed its inability to maintain its own
integrity, the question was decided,--the empire passed to the
Germans. During the interval which elapsed between the beginning
of the fifth and the end of the sixth century, they founded eight
great monarchies, some of which were established by force, whilst
others received the partial assent of the emperors.
In 409, the Vandals, Alans, and Suevi, after having ravaged Gaul,
and crossed the Pyrenees, founded by armed force, in Spain, three
monarchies, which were speedily incorporated into one; and this
one, in its turn, was, ere long, destroyed by the Visigoths.
In 429, the Vandals passed from Spain into Africa, and founded a
monarchy, which was overthrown by Belisarius.
In 414, the Burgundians founded a kingdom in Gaul, with the
consent of the emperors.
In 416, the Visigoths penetrated into Southern Gaul, where they
founded the kingdom of Aquitaine; and entered by the north-east
into Spain, where they settled, after having destroyed the
monarchy of the Suevi.
In 450, the Saxons, led by Hengist and Horsa, invaded Great
Britain, and founded the Saxon Heptarchy.
In 476, the Heruli, under the command of Odoacer, founded a
monarchy in Italy.
In 481, the Franks, with Clovis at their head, established
themselves in Gaul.
In 568, the Lombards, under the command of Alboin, conquered
Italy in their turn, and founded a monarchy.
{28}
Power Of The Emperors.
I do not propose to write the history of these monarchies; but I
shall endeavour to delineate their leading institutions and their
social condition. In the first place, however, I shall say a few
words on the method of their foundation. We must not suppose that
there was, in every instance, a cession or complete abandonment
of sovereignty by the Roman empire. The residence of a barbarian
chieftain in the country was recognised as a fact. He continued
to command his own warriors, but no legal authority was granted
him over the old inhabitants. The cities long maintained their
connexion with Rome; several of them remained municipalities, and
continued to appoint their own magistrates. Several towns in
Spain, while the country was under the dominion of the Visigoths,
received their civic rulers from Constantinople. The emperors,
though daily despoiled of some new territory, nevertheless
retained, in almost every quarter, an appearance of empire. Thus
we find them conferring on the Frankish kings the titles of
Patrician of Gaul, and of Consul. This was their protest against
the invasion. In scarcely any case was there a transference of
sovereign rights. Societies, when abandoned by their government,
either received a new one at the hands of the victor, or
endeavoured to create one for themselves.
The Anglo-Saxons.
Among these rising states, I shall first refer to the
Anglo-Saxons; then I shall pass on to the Franks; and, finally,
to the Visigoths in Spain. I have selected these three nations,
because, among them, the institutions of this period are most
distinctly marked. The Anglo-Saxons, especially, were placed in a
position most favourable for this rapid and complete development.
Not only were they more isolated than other peoples; they were
also less disturbed by continual invasions of a formidable
character. They soon became sole masters of the country. The
Britons were almost exterminated; some of them retired into
Cornwall, Wales, and Armorica; the others were dispersed, or
reduced to servitude. The Anglo-Saxons, moreover, were less under
the influence of the old Roman institutions. Among modern
nations, they are the people who, so to speak, have lived most
upon their own resources, and given birth to their own
civilization. This character is discernible in their whole
history, and even in their literature.
{29}
The Greek and Latin classics have produced but little effect upon
them; primitive and national customs have maintained their sway
in England, and received an almost unmixed development. Among the
Franks and Visigoths, the old Germanic national assemblies were
either suspended for a long period, or entirely transformed;
among the Anglo-Saxons, they never ceased; year after year, they
occurred to perpetuate ancient recollections, and to exert a
direct influence upon the government. It was, then, among the
Anglo-Saxons, that, from the fifth to the eleventh century,
institutions received the most natural and complete development.
This fact has induced me to commence our studies with their
history.
Let me briefly refer to the events which occurred during the
period of the Anglo-Saxon Heptarchy. From 426 to 450, the
Britons, left to themselves, struggled as they could against the
inhabitants of the north of Scotland. In 449, some Saxons from
the banks of the Elbe disembarked upon the island. This descent
was neither novel nor unforeseen. It was a fact so ancient, that
the Roman emperors had appointed a magistrate--_comes littoris
Saxonici_--whose special duty it was to provide for the
defence of the coast. It is affirmed, and Hume has repeated the
statement, that this Saxon expedition had been summoned by
Vortigern, who was then chief of the Britons, to assist him
against the Picts and Scots. This appears to me neither natural
nor probable; and I find in the chronicler Nennius, a passage
which completely disproves the assertion: "Meanwhile," he says,
"there arrived from Germany three vessels full of Saxon exiles."
[Footnote 7] They came therefore spontaneously, according to
their custom. The Britons, reduced to extremities by their
untiring enemies, the Picts and Scots, endeavoured at first to
use the Saxons against them. But the new-comers quickly
discovered their strength, attempted the conquest of the country
which they had promised to defend, and succeeded in their
attempt. The Britons resisted, and even displayed somewhat of the
energy of their ancestors, under King Arthur and other leaders. A
long time elapsed before they were finally subjugated or
expelled. During the period from 455 to 582, the Saxons founded
the seven or eight kingdoms which, composed the Heptarchy, or the
Octarchy, as Mr. Sharon Turner maintains. [Footnote 8]
[Footnote 7: Nennius, cap. 31.]
[Footnote 8: _History of the Anglo-Saxons_, vol. i. p.
320.]
{30}
The kingdom of Kent was the first, founded by Hengist. The others
were the kingdoms of Sussex, Wessex, Essex, Northumberland (or
Bernicia and Deira), East Anglia, and Mercia. This division
continued until the year 800. At that time, Egbert, King of
Wessex, attempted to subjugate the other kingdoms, and succeeded
in reducing five under his sway; but Northumberland and Mercia
continued separate, though subordinate kingdoms, until the end of
the ninth century.
_Reign Of King Alfred._
It was at this period that the Danes and Normans made their way
into England: they long contested the possession of the country
with the Saxons; and, at the accession of Alfred, the last
new-comers held sway almost all over the land. You are all
acquainted with the history of this monarch, the greatest of the
kings of England. In the marshes where he had been compelled to
seek refuge from the pursuit of his enemies, he formed his plans
for the deliverance of his country. Disguised as a harper, he
entered the Danish camp for the purpose of learning the amount of
their forces; and finally reconquered his kingdom, after a
protracted struggle. Restored thus to his throne, Alfred laid the
foundation of English institutions, or rather, he reduced them to
order, and gave them authority. It is the custom, however, to
date their origin from him; and his reign is an era in English
legislation. Alfred is a glorious instance of a truth exemplified
by Gustavus Vasa and Henry IV. of France in later times, namely,
that the greatest princes are those who, though born to the
throne, are nevertheless obliged to conquer its possession. To
their acknowledged right they thus join ample proof of their
merit. They have lived as common individuals in the midst of
their people; and have thus become better men and better kings.
After the death of Alfred, the Danes, whose conquests had been
suspended only by the victories of that prince, gained possession
of England. Canute the Great took possession of the throne; but
he reigned with moderation, and did not change the laws of the
country. This wisdom on the part of the conqueror mitigated the
animosity of the vanquished; and the Danes and Saxons agreed so
well together, that, not long after the death of Canute the
Great, the old dynasty re-ascended the throne.
{31}
Edward the Confessor collected together the old Saxon laws; on
this account, he is still respected in England as a national
legislator. But the collection of laws which now exists under his
name was not made by him; that which he composed has
unfortunately been lost.
_The Norman Conquest._
During the reign of Edward the Confessor, a striking
exemplification was given of the power of some of the nobles, who
were in fact, if not in right, rivals of their monarch. Earl
Godwin was so powerful that he, so to speak, allowed Edward to
ascend the throne, on condition that he should marry his
daughter. At his death, his son Harold succeeded him, and
increased his authority. Harold's influence extended all over the
kingdom, and he only awaited the king's death to take possession
of the crown. When Edward died, Harold naturally succeeded to
throne. No one in England contested his usurpation. But William
the Bastard, Duke of Normandy, one of his distant relations,
alleged that Edward had bequeathed the crown to him by will. He
crossed the sea to maintain his pretended rights, and, on the
14th of October, 1066, he gave battle to Harold, at Hastings.
Harold was left dead on the field. William the Conqueror
introduced into England the feudal institutions which were then
in full vigour in Normandy. The reciprocal relations of persons
might have conduced, in England, to the establishment of this
system, and had prepared the way for it; but the legal and
hierarchical subordination of land had not yet taken firm hold in
that country. The conquest of William of Normandy disturbed the
natural course of the old Anglo-Saxon institutions, and mingled
therewith foreign elements which had already been developed,
among the Normans, by their position in Gaul, in the midst of
Roman cities, and a Roman population. We shall presently see what
decisive influence this circumstance exerted over the political
development of England.
{32}
Lecture III.
Subject of the lecture.
A knowledge of the state of persons necessary
to the proper study of institutions.
Essential difference between antiquity and modern societies,
as regards the classification of social conditions.
State of persons among the Anglo-Saxons.
Thanes and Ceorls.
Central and local institutions.
Predominance of the latter among the Anglo-Saxons.
Its cause
Anglo-Saxon Institutions.
In my preceding lecture, I gave a general outline of the decay of
the Roman empire, and of the progress of the barbarian invasions;
and I enumerated the principal events in the history of the
Anglo-Saxons in England. I now come to their institutions, which
form the subject of my present lecture.
When we are about to speak of the institutions of a country at
any given period, we must first understand what was the state of
persons in that country at that period; for words are very
deceptive. History, when speaking of the English nation or the
Spanish nation, comprises under that name all the individuals who
inhabit the country; but when we examine into the real state of
the case, we quickly discover that the facts which history
applies to an entire country, actually belong only to a very
small section of its inhabitants. It is the work of civilization
to raise up, from time to time, a greater number of men to take
an active part in the great events which agitate the society of
which they are members. As civilization advances, it reaches new
classes of individuals, and gives them a place in history. The
different conditions of society thus tend, not to confusion, but
to arrangement, under different forms and in different degrees,
in that superior region of society by which history is made.
The first question to be solved, then, is that of the state of
persons; we must precisely understand which are those classes
that really figure in history. Then will occur this other
question: What are the institutions in accordance with which that
political nation acts, which alone furnishes subject-matter for
history?
{33}
When we address the first question to antiquity, we find, as in
Modern Europe, one great classification: freemen and slaves. But
there is this difference that, in antiquity, slavery continued
stationary and immutable. Its unchangeableness in this
particular, was one of the principal characteristics of ancient
civilization. Individuals were emancipated; but the great mass of
slaves remained in bondage, everlastingly condemned to the same
social nonentity. In Modern Europe, social conditions have been
in a state of perpetual fluctuation; numerous masses of men have
fallen into slavery, while others have emerged therefrom; and
this alternation of liberty and servitude is a novel and
important fact in the history of civilization.
Thanes And Ceorls.
What was the condition of persons among the Anglo-Saxons? Here,
as elsewhere, we at first perceive the two great divisions of
freemen and slaves. The freemen, who are the only active elements
in history, were divided into two classes, _thanes_ and
_ceorls_. The thanes were the proprietors of the soil, which
was entirely at their disposal: hence the origin of freehold
tenure. The ceorls were men personally free, but possessing no
landed property. The thanes were subdivided into two classes;
king's thanes, and inferior thanes. This distinction is not
merely a historical fact; the laws recognize these two divisions.
The composition for the life of a king's thane was twelve hundred
shillings, while for that of an inferior thane it was only six
hundred. Here, as in other states which came into existence at
this epoch, punishment was made proportionate, not only to the
gravity of the offence, but also to the rank of the person
injured. By the substitution of an indemnity for retaliation, a
step was taken by these peoples towards social justice. Early
ideas of justice inflict evil for evil, injury for injury; but
the highest point of its perfection is that decision of society
which, embodying supreme reason and power, judges the actions of
men accused of crimes, and acquits or condemns them in the name
of the Eternal Justice. In the sixth century, society did not
inflict punishment; life, like everything else, had its price;
and this price was shared between the family of the dead man, the
king, and the judge.
{34}
The penalty of crime was as yet only the price paid for the
renunciation of the right of revenge which belonged to every free
man. Individuals who were injured, either in the possession of
their goods, or in the life of their relatives, received a fixed
composition from the guilty person.
Different Classes Of Thanes.
I have pointed out the legal distinction which subsisted between
the king's thanes and the inferior thanes; but when we seek to
discover what constituted the real difference of their condition,
we find that this difference was very vague, and belonged to the
time when they all led a nomadic life, rather than to their
settled agricultural existence. In Germany, or on leaving
Germany, bands, more or less numerous, united themselves to the
company of some particular chief or king. After the conquest of a
country, those chiefs who were nearest the king found themselves
in a most favourable position for becoming large landed
proprietors. These were called king's thanes, because they
belonged to the royal band. But there was nothing to separate
them essentially from the other thanes. To be a king's thane, it
was necessary to possess about forty or fifty hides of land.
[Footnote 9]
[Footnote 9: A hide of land was about 120 acres.]
Bishops and abbots were admitted into this class. The inferior
thanes were proprietors possessing less land, but able to dispose
just as freely of their property as the king's thanes. Some
writers have asserted that the king's thanes were the nobles, and
that the others were simple freemen. An attentive examination of
Anglo-Saxon institutions will prove that there was no such
difference of position and rights between the two classes. It is
a great error to expect to meet with clearly defined ranks and
conditions, at the origin of society. Some writers, however,
pretend to discover at the outset what time alone can introduce.
We meet with no nobility, constituting a superior social
condition, with recognized privileges: we perceive only the
causes which will progressively form a nobility, that is, will
introduce inequality of power and the empire of the strong. The
formation of a class of nobles has been the work of ages. An
actual superiority, transmitted from father to son, has gradually
assumed the form and characteristics of a right. When societies
have not been long in existence, we do not find in them social
conditions thus distinctly marked, and the royal family is the
only one that can, with any reason, be termed noble.
{35}
It generally derives its title from some religious filiation; for
instance, among nearly all the peoples of the north, in Denmark,
in Norway, and in England, the kings descended from Odin; and
their divine origin gave high sanction to their power.
Their Mutual Relations.
Other writers have held that the relations which subsisted
between the king's thanes and the inferior thanes were of a
different nature, corresponding to the feudal relations of lords
and vassals. The king's thanes, they say, were vassals of the
king; the inferior thanes were vassals of the king's vassals. We
may certainly discover, in the connection of these two classes of
men, some of the characteristics of feudalism. But feudalism,
such as was established on the Continent as well as in England,
after the conquest by William of Normandy, consisted essentially
in the simultaneous hierarchy of lands and persons. Such were not
the rudiments of feudalism discernible among the Anglo-Saxons. As
yet, the only hierarchy existing among them was of persons. All
the thanes held their lands in an equally free and independent
manner. At a later period, feudalism received a more complete
development; from the hierarchy of persons proceeded that of
lands, and the latter soon predominated over the former. But this
result was not manifested until after the Norman conquest. Before
that period, there were no vassals properly so called, although
the word _vassus_ occurs in a biography of King Alfred. The
causes which led to the subordination of persons, independently
of their connection with land, are simple and may easily be
conceived. When the barbarian chieftains entered the Roman
territory, they possessed an influence over their companions
which they endeavoured to retain after their settlement. The
Saxon laws, with a view to bring this rude and floating state of
society into an orderly state, provided for the maintenance of
this primitive hierarchy; and compelled every freeman who had
attained the age of twelve years, to enrol himself in some
corporation of individuals, in a tithing or a hundred, or else to
place himself under the patronage of a chieftain. This bond was
so strong that the person who made the engagement could not
absent himself without the permission of the captain of his
corporation, or of his chieftain.
{36}
A foreigner even might not remain forty days on the English soil
without enrolling himself in this manner. This spirit of
subordination, this obligation of discipline, is one of the
principal characteristics of Anglo-Saxon legislation. All those
kings who, after long-continued disorders, were desirous to
reorganise society, exerted themselves to restore to vigorous
operation these laws of police and classification. They have been
attributed to Alfred, but he merely re-enacted them.
In my opinion, then, there is no legitimate ground for the
doctrine that the relation of the king's thanes to the inferior
thanes, was a feudal relation. It was the natural relationship
which necessarily arose, at the origin of society, between the
various degrees of power and wealth. The poor and the weak lived
under the surveillance and protection of those who were richer
and more powerful.
Freedom Of The Ceorls.
As I have already observed, the freemen were divided into two
classes,--thanes and ceorls. I shall now speak of the second
class. The ceorls were freemen who lived on the estates of the
thanes, and cultivated them. Their free condition has been called
in question, wrongly, as I think, for various reasons:
1st. The composition for the life of a ceorl was two hundred
shillings, and the characteristic mark of his liberty is that a
portion of this composition was paid to his family, and not to
the proprietor of the estate on which he lived; whereas, the
composition for the life of a slave was always paid to his
owner.
2nd. In the early times of the Saxon monarchy, the ceorls were
able to leave the land which they cultivated, whenever they
pleased; by degrees, however, they lost this liberty.
Ceorls and Slaves.
3rd. They had the right of bearing arms, and might go to war;
whereas, slaves did not possess this right. When Earl Godwin
attacked King Edward, he armed all the ceorls on his estates;
and, at the time of the Danish invasions, the ceorls fought in
defence of their country.
4th. They were also capable of possessing property, and when
they owned five hides of land they passed into the class of
thanes, as did also merchants who had made three voyages to
foreign lands. Hence the origin of the English yeomanry. The
yeoman is the freeholder, who, possessing an income of forty
shillings from land, votes at county elections, and may sit on
juries; _probus et legalis homo_.
{37}
5th. The ceorls were admitted to give evidence, only, it is
true, in matters which had reference to persons of their own
class: whereas slaves did not possess this right.
6th. Nearly all the ceorls were Saxons: we find in a canon of
the clergy of Northumberland, that a ceorl accused of a crime,
must bring forward as witnesses twelve ceorls and twelve
Britons.
The ceorls, then, were Saxons, and were distinguished from the
ancient inhabitants of the country. It is impossible that so
large a proportion of the conquerors should have fallen so
quickly into servitude. We may rather feel astonished that they
had no landed property in the country, which they had just
conquered. But Tacitus, with the accustomed truthfulness and
vigour of his pencil, makes us readily understand this
circumstance. In the forests of Germany, the barbarian warriors
always lived around their chieftains, who had to suggest and
command expeditions in times of activity, and to lodge and
support their men in times of repose. The same habits were kept
up after the conquest of a country; the property acquired was not
divided among all the victors. Every chieftain received a larger
or smaller division of land, and his followers settled with him
upon it. These men, accustomed to a wandering life, did not yet
set a high value upon landed property. Being still harassed,
moreover, by the ancient possessors of the soil, they found it
necessary to keep together, and unite in their own defence. They
formed species of camps around the dwelling of their chieftain,
whose possessions, according to the ancient Saxon laws, were
divided into two parts--_inlands_ and _outlands_. And
it is clear proof of the great difference then existing between
the ceorls and the slaves, that the latter alone cultivated the
land adjoining the habitation of the chief, while the ceorls, as
a natural consequence of their personal freedom, tilled the
outlands. This state of things, however, could not last long. A
large number of the ceorls fell into servitude, and assumed the
name of _villeins_ (villani); while others acquired lands
for themselves, and became the _soc-men_ of England.
{38}
Summing up what we have said, we perceive, in the state of
persons under the Anglo-Saxon monarchy, one great division into
freemen and slaves: and, among the freemen, another distinction
of thanes and ceorls. The thanes themselves are subdivided into
king's thanes and inferior thanes. The former are large landed
proprietors, the latter hold smaller estates; but both classes
possess equal rights. The ceorls are freemen, without landed
property, at least originally. Most of them fall into a state of
servitude. With regard to the slaves, we can say nothing except
that they were very numerous, and were divided into domestic
servants and rural serfs, or serfs of the glebe. The ancient
inhabitants of the country did not all fall into servitude; some
of them retained their possessions, and a law of King Ina
authorized them to appear before courts of justice. They might
even pass into the class of thanes if they possessed five hides
of land.
The thanes alone, to speak truly, played an active part in
history.
_Local Institutions._
Passing now to the institutions which connected and governed
these different classes, we find them to be of two kinds; central
institutions, entirely in the hands of the thanes, the object of
which was to secure the intervention of the nation in its own
government; and local institutions, which regulated those local
interests and guarantees which applied equally to all classes of
the community.
Origin Of Centralization.
At the origin of Anglo-Saxon society, there existed none but
local institutions. In these are contained the most important
guarantees for men whose life never goes beyond the boundaries of
their fields. At such epochs, men are as yet unacquainted with
great social life; and as the scope of institutions always
corresponds to the scope of the affairs and relations to which
they have reference, it follows that when relations are limited,
institutions are equally so. They continue local, because all
interests are local; there are very few, if any, general taxes
and affairs of public concern; the kings live, like their
subjects, on the income derived from their estates. The
proprietors care little about what is passing at a distance. The
idea of those great public agencies which regulate the affairs of
all men, does not belong to the origin of societies. By degrees,
in the midst of the chaos of the rising society, small
aggregations are formed which feel the want of alliance and union
with each other. They establish amongst themselves an
administration of justice, a public militia, a system of taxation
and police.
{39}
Soon, inequality of strength is displayed among neighbouring
aggregations. The strong tend to subjugate the weak, and usurp,
at first, the rights of taxation and military service. Thus,
political authority leaves the aggregations which first
instituted it, to take a wider range. This system of
centralization is not always imposed by force: it sometimes has a
more legitimate cause. In times of difficulty, a superior man
appears who makes his influence first felt in the society to
which he belongs. When attacked, the society intrusts him with
its defence. Neighbouring societies follow this example; soon the
powers granted in time of war are continued in time of peace, and
remain concentrated in a single hand. This victorious power
retains the right to levy men and money. These are the rights of
which the movement of centralization first deprives small local
societies; they retain for a longer period the rights of
administering justice, and establishing police regulations; they
may even retain them for a very long while, and England offers us
many such examples.
The preponderance of local institutions belongs to the infancy of
societies. Civilization incessantly tends to carry power still
higher; for power, when exercised from a greater distance, is
generally more disinterested, and more capable of taking justice
and reason for its sole guides. But frequently also, as it
ascends, power forgets its origin and final destiny; it forgets
that it was founded to maintain all rights, to respect all
liberties; and meeting with no further obstacles from the energy
of local liberties, it becomes transformed into despotism. This
result is not, however, necessary and fatal; society, while
labouring for the centralization of authority, may retain, or
regain at a later period, certain principles of liberty. When
central institutions have obtained too absolute a prevalence,
society begins to perceive the defects inherent in an edifice
which is detached, as it were, from the soil on which it stands.
Society then constructs upon itself the exact opposite of what it
built before; looks narrowly into the private and local interests
of which it is composed; duly appreciates their necessities and
rights; and, sending back to the different localities the
authorities which had been withdrawn therefrom, makes an
appropriate distribution of power.
{40}
_Effects Of The French Revolution._
When we study the institutions of France, we shall be presented
with the greatest and clearest example of this double history. We
shall perceive the great French society formed from a multitude
of little aggregations, and tending incessantly to the
concentration of the different powers contained within it. One
great revolution almost entirely destroyed every vestige of our
ancient local institutions, and led to the centralization of all
power. We now suffer from the excesses of this system; and having
returned to just sentiments of practical liberty, we are desirous
to restore to localities the life of which they have been
deprived, and to resuscitate local institutions, with the
concurrence and by the action of the central power itself. Great
oscillations like these constitute the social life of humanity,
and the history of civilization.
{41}
Lecture IV.
Local institutions among the Anglo-Saxons.
Divisions of territory; their origin and double object.
Internal police of these local associations.
Importance of the county-courts; their composition
and attributes.
Complex origin of the Jury.
Central institutions of the Anglo-Saxons.
The Wittenagemot; its composition, and the
principle on which it was based.
Increasing preponderance of the large landowners
in the Anglo-Saxon monarchy.
Local Institutions In England.
In my preceding lecture I pointed out the causes of the special
importance of local institutions, at that epoch in the
development of civilization which now occupies our attention. I
now proceed to examine into those institutions.
They were of two kinds. One class bound man to a superior,
established a certain right of man over man, a personal
pre-eminence and subordination, which were the source of mutual
duties. On the Continent, this hierarchy of persons became the
first principle of feudalism, which would perhaps have received
only a very imperfect development in England, had not William the
Conqueror transplanted it to that country in its complete state.
The other class of local institutions bound men of equal rank to
each other, regulated their mutual relations, and defined their
reciprocal rights and duties. The first class marked a
relationship of protection and dependence; the second summoned
all the inhabitants of the same territory, possessing the same
rights and the same obligations, to deliberate in common upon
affairs of common interest. These were the predominant
institutions of the Anglo-Saxons. Norman feudalism could not
entirely abolish them.
Divisions Of The Soil.
At this period, England was divided into tithings, hundreds, and
counties. This division has been attributed to King Alfred: he
seems to be the founder of all the legislation of this epoch,
because it all issues in a fixed and precise form from his reign;
but he found it already in existence, and did nothing more than
arrange it in a written code. He did not, then, originate this
division of territory, which appears to be based upon the
ecclesiastical partition of the country.
{42}
After their settlement in Great Britain, the Saxons did not
divide it into systematically determined portions, but adopted
what they found already established. The portions of territory
which were under the direction of the _decanus_, the
_decanus ruralis_, and the bishop, formed respectively the
tithing, the hundred, and the county. We must not, however,
suppose that these names correspond precisely to realities. The
tithings and hundreds were not all equal in extent of soil and
number of inhabitants. There were sixty-five hundreds in Sussex,
twenty-six in Yorkshire, and six in Lancashire. In the north of
England, the hundreds bore another name; they were called
_Wapentakes_. [Footnote 10] Here the ecclesiastical division
ceases, and a military circumscription prevailed, which still
subsists in some counties. An analogous circumscription has
continued to the present day in the Grisons, in Switzerland.
[Footnote 10: From _wapen_, weapons, and _tac_, a
touch, i. e. a shaking or striking of the arms; or from the
same _wapen_, and _tac_, a taking or receiving of
the vassal's arms by a new lord in token of subjection; or
because the people, in confirmation of union, touch the
weapon of their lord. See Blackstone, Introd., sec. 4. and
Holinshed, vol. v. p. 37.]
These divisions of the soil had a double object. On the one hand,
they formed the most certain means of insuring order and
discipline; and on the other hand, they supplied the inhabitants
with the most convenient method for transacting their public
business in common.
By a police regulation which I have already mentioned, every free
individual, above twelve years of age, was obliged to enrol
himself in a certain association, which he could not abandon
without the permission of the chief. A stranger might not remain
for more than two days with a friend, unless his host gave surety
for him, and at the end of forty days he was compelled to place
himself under the surveillance of some association. It is
remarkable that the details of these laws of classification and
subordination were almost the same in all those parts of the
Roman Empire occupied by the barbarians--in Gaul and Spain, as
well as in England. When one of the members of a special
association had committed a crime, the association was obliged to
bring him to trial. This point has given rise to much discussion
among learned men.
{43}
The County Courts.
Some have maintained that the association was bail for its
members, not only for their appearance before the court of
justice, but also for the crime which they might have committed.
I think that every Anglo-Saxon association was bound only to
bring the culprit to trial. If he had made his escape, the
association had to prove, sometimes by twelve and sometimes by
thirty witnesses, that it knew nothing of his whereabouts; and it
was fined only when it could not produce witnesses to prove that
it had not abetted his escape. This obligation of every local
corporation to pay for its guilty and absent members, existed
also in Gaul at this time. The Gallic corporation was moreover
answerable for the execution of the sentence: I do not think this
was the case in England, where it was bound only to bring the
culprit to trial.
The second object of this division of the land was to appoint
centres of union, where the inhabitants might discuss matters of
common interest. In every county, and in every subdivision of a
county, the landowners held meetings, at which they deliberated
upon the affairs of the local association to which they belonged.
Originally, therefore, there existed not only county-courts, but
also courts of hundred and courts of tithing, which frequently
met. By degrees, as the circle of the interests of these little
associations continually tended to become larger, the courts of
tithing fell into desuetude. The courts of hundred survived for a
longer period, and even now retain some shadow of existence. The
Saxons, however, dispersed over the country, and busied with
their warlike and agricultural labours, gradually lost the habit
of attending these meetings. Having scarcely any written rights
to defend, and being seldom disturbed in their dwellings, they
lived without anxiety for a liberty which was never called in
question. The principal guarantee of the liberty of individuals
at that time was their isolation: the active surveillance which
it requires, when government exercises a direct and frequent
influence upon the governed, would have been to them a useless
and fatiguing burden. It devolved upon the kings to compel them,
as it were, to keep up their old institutions. Athelstane
ordained that the county-courts should meet once in every three
months. Few persons attended them, and it became necessary to
grant further indulgence. The county-courts were allowed to
assemble only twice a year.
{44}
All holders of land were entitled to attend their meetings. The
matters discussed were the internal administration of the county,
the maintenance of roads and bridges, the keeping in repair of
the forts which the Romans had constructed to defend the country
against the invasions of the Picts and Scots, and which were
still used for the same purpose. All public business was
transacted in the county-court, under the presidency of the
_alderman_. At its meetings, military forces were levied,
justice was administered, and ecclesiastical affairs were treated
of. All public acts, sales, manumissions, wills, were conducted
before it, and the publicity of the assembly gave an authentic
character to these deeds. Every act, however, was authenticated
by a certain number of witnesses, and the deeds were afterwards
transcribed and intercalated in the parish Bible.
_Origin of the Jury._
In these meetings, also, we discern the origin of the
_Jury_. When there was a trial to be decided, the alderman
sent a number of freemen belonging to the same class as the
contending parties, to the place where the dispute had occurred,
in order to learn the facts of the case. These men were called
_assessors_, and when they returned to the county-court,
furnished with the necessary information, they naturally became
the judges in the case which they had investigated. The
contending parties publicly pleaded their own cause, and were
obliged to prove their right by witnesses, _compurgatores_.
It has been a question much debated whether the institution of
the jury arose from these witnesses, or from the assessors. In my
opinion, it was the product of neither exclusively, but of both
combined. The establishment of a great institution has nearly
always something complex about it. The jury came into existence
in some measure spontaneously, from the amalgamation of the
different classes of persons who combined to investigate and
decide the case. Under the Anglo-Saxon monarchy, it was not a
very clearly defined institution. It was not universally in
practice, its rules were frequently infringed upon: and Alfred,
who was the restorer of the ancient institutions of the country,
hanged an alderman who had given judgment without the
co-operation of his assessors.
{45}
Appointment Of Magistrates.
The presidents of these different territorial subdivisions, of
the county-courts, the hundred-courts, and the tithing-courts,
were at first elected by the landowners. I do not suppose the
choice was made by individual votes, but rather by a tacit
consent given to the personal influence of certain men.
Sometimes, however, to repair long disorders, and destroy the
injurious consequences of this influence, the central authority
interfered in the appointment of these magistrates. When Alfred
had vanquished the Danes, he was desirous to reform the abuses
which the troubles of war had introduced into the administration
of justice; he assumed the right of choosing the
_centenarii_ and tithing-men, and this novelty was so far
from being considered an usurpation of the rights of the nation,
that contemporary historians praise the monarch for having given
the people such good magistrates. The systematic conflict of the
rulers with the ruled had not yet commenced; the limits of their
respective rights and duties were neither fixed nor recognised,
and as power was not yet extravagant in its exactions, the people
did not feel their rights attacked; necessity, or temporary
utility, were the tests which decided the value of a measure. We
do not find that the kings who succeeded Alfred retained this
right of appointment. Under Edward the Confessor, the
county-magistrates were chosen by the landowners. The conquest of
William the Norman destroyed, in great measure, these free
customs. The alderman, the centenarius, and the tithing-man,
disappeared before the feudal lords, or became feudal lords
themselves. The assemblies of freemen, however, still retained
the right of appointing their respective officers. The sheriff
was substituted for the alderman, the centenarius merged in the
high-constable, and the petty-constable took the place of the
tithing-man. These were the officers of the people,--the
municipal officers.
Such is a summary of the local institutions which, under the
Anglo-Saxon monarchy, maintained the internal order of the state,
and constituted the safeguards of public liberty. Vigorous
institutions were they, which feudalism could not overthrow, and
which produced, at a later period, representative government in
England, although they did not contain, as you will presently
see, the true principle of representative government.
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The Wittenagemot.
Let us now pass to central institutions. Of these, there were two
among the Anglo-Saxons: the national assembly, and the royal
office.
Tacitus has described to you the general assemblies of the
ancient Germans. At those meetings, nothing was decided without
the consent of every freeman. Each individual possessed and
exercised his own personal rights and influence. The influence of
the chiefs was great. The leaders of their men in war, they
became, when their conquest was completed, the principal, indeed
almost the sole, landed proprietors, and thus they retained among
themselves, although the others were not legally excluded, the
practice of forming national assemblies. Each kingdom of the
Saxon Heptarchy had its own, and it is probable that the thanes,
or landowners, enforced the adoption and execution of the
resolutions of this assembly, among the ceorls who dwelt on their
estates. When the Heptarchy was combined into a single kingdom,
one general assembly alone was established; and as its meetings
were held in a central locality, at a great distance from many
parts of the realm, the large proprietors were the only persons
who were able to attend regularly. This assembly was called the
_Wittenagemot_, or the assembly of the wise men. From
historical documents, we learn that it was composed of bishops,
abbots, abbesses, dukes, and earls; but we also find these words,
the vagueness of which has given rise to very different
explanations: "such a decision was taken _coram proceribus
aliorumque fidelium infinitâ multitudine._" Some learned men,
who are partisans of absolute power, have inferred from this that
it existed at the very origin of society; and they assert that
the name of the assembly, _Wittenagemot_, was in itself
sufficient to prove that it was composed only of the judges and
delegates of the sovereign. Other writers, who are zealous
advocates of the rights of the people, have held the opinion that
this multitude of persons present were the representatives of the
various counties and boroughs. I think that both these systems
are false. As regards the first, it is evident that there was no
distinct class of judges at this period; public functionaries
were, not then classified as they are now, and the expression
_wise men_ would apply equally to all those whose condition
raised them above the 'vulgar herd.' With reference to the second
system, I must say that no idea of representation was entertained
at that period.
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Its Members.
Whoever was entitled to attend the assembly went thither, and
went in person. No proxies were allowed. No one was permitted to
enter the assembly in any name but his own. When we come to treat
of the principles of representative government, we shall see that
the formation of the ancient Germanic assemblies was based upon
the principles of individual right, and of the sovereignty of the
multitude,--principles from which representative government did
not take its origin. Besides, the towns at this period were in so
miserable a condition, that it was impossible for them to appoint
representatives. York, the second city in England, contained
fourteen hundred and eighteen families, and Bath sixty-four. A
law of King Athelstane declares that no one entered, or could
enter, the assembly, except upon his own account; every
proprietor possessing five hides of land, it says, and every
merchant who has made three voyages to foreign countries, shall
be numbered among the thanes, and be admitted as such into the
Wittenagemot. The inequality of conditions, however, continued to
increase. Those national assemblies, in which, originally, all
freemen were entitled to sit, soon became, as you have seen,
restricted to landed proprietors. By-and-bye, as power became
centralized, and predominant influences gained greater strength,
the small proprietors ceased to use a right which had lost all
value to them, and the large landowners remained the undisputed
masters of the field. The disproportion between the two classes
was so great, that a contest was impossible. As each man sat in
his own name, each man brought his own personal influence and
private interests with him. The general assembly became an arena
for individual disputes. This was the necessary consequence of a
principle, which, by summoning all persons to exercise the same
right, placed inequalities in that position which was most
favourable to the development of their power and egotism. It is
the work of a widely different principle to seek out among the
masses the persons best fitted to represent them, to send these
individuals to the central assembly to provide for the safety of
all rights in the name of justice, and thus to prevent the evil
consequences which must result from the natural or social
inequality of mankind, by creating a factitious, but just,
equality among their representatives, which leaves them only the
legitimate influence of their talents and character.
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Character of The Anglo-Saxon Monarchy.
But the foundation of such a government is the work of ages.
Nations, in their infancy, cannot possess it. The Anglo-Saxon
monarchy was a continual conflict of individual interests, which
was carried on in the Wittenagemot, as well as elsewhere, and its
general tendency was to the continually increasing preponderance
of large landed property.
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Lecture V.
The Wittenagemot; its business and power.
Method of its convocation.
Vicissitudes of its character and importance.
The kingly office among the Anglo-Saxons.
Extent and progress of the royal power.
Business Of The Wittenagemot.
We have already considered the origin and composition of the
Wittenagemot, or general assembly of the Anglo-Saxons, it now
remains for us to speak of its attributes and method of
convocation.
In the infancy of society, everything is confused and uncertain;
there is as yet no fixed and precise line of demarcation between
the different powers in a state; and thus we find that the
attributes of the Wittenagemot were rather indefinite. There was
no settled boundary at which its power ceased, and that of the
monarchy commenced; both united to transact all the business of
the nation, and, if we would ascertain the part actually taken by
the Wittenagemot in this business, we must inquire of history
what were its real attributes.
The defence of the kingdom was the chief business of the national
assemblies. We must not suppose that the obligation of military
service is coeval only with feudalism; independently of every
feudal bond, it was an obligation imposed on every freeman in the
nation, just as at the present day every French citizen is bound
to present himself for conscription. The Wittenagemot ordered
levies of the landowners, who, in their turn, convoked the
freemen resident on their estates.
The Wittenagemot also imposed taxes; at that period, however,
there were hardly any public taxes; the first was levied in
consequence of the Danish invasion, and the law which imposed it
expressly states that it received the consent of all the members
present in the Wittenagemot.
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The county-courts, as we have seen, provided for the maintenance
of the public roads, bridges, and forts. We learn from the
deliberations of the Anglo-Saxon national assembly, that such
matters fell under its cognizance also.
As the right of coining money did not belong exclusively to the
king, but was also possessed by the church and by many powerful
subjects, the Wittenagemot had the oversight of this matter, and
prevented the debasement of the coinage.
We also find it ratifying or annulling those acts of
county-courts which had reference not to private matters, but to
affairs of general importance.
The principle of the responsibility of the agents of power was
not more clearly and firmly established in the Anglo-Saxon
monarchy than the other great principles of free government; but
it was, nevertheless, confusedly practised. A vague feeling of
justice pervaded these national assemblies; they repressed great
abuses, but frequently punished injustice by injustice.
Oversight Of The Royal Domain.
The Wittenagemot in England possessed a power which was not
generally exercised by corresponding assemblies on the Continent;
it had the oversight of the royal domain. Originally, the kings
lived, like other landowners, on the income derived from their
own private estates. Their property was a private domain, which
they managed as they pleased. As time rolled on, this domain
became very largely augmented by confiscations; but the kings,
compelled to defend their tottering authority from the frequent
attacks to which it was subjected, were incessantly diminishing
their estates by gifts to powerful and formidable chiefs.
Frequently, also, when they were strong, they resumed the gifts
which necessity had extorted from them. The little reliance to be
placed upon these purely royal donations, unless they were
ratified by the consent of the national assembly; and the
knowledge that, if the king were permitted these forced
dilapidations of his own domains, the Wittenagemot would one day
be obliged to repair them, and compensate the monarch for the
loss of his private estates,--were the reasons which led to the
interference of the national assembly in the administration of
the royal domain. In France, this domain did not fall so soon
under the influence of the national assemblies, but remained for
a much longer period the private property of the kings.
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Direction Of Ecclesiastical Affairs.
One of the most important attributes of the Wittenagemot was the
direction of ecclesiastical affairs. The abbots and bishops,
indeed all the high clergy, were members of this assembly. In
France, although the clergy formed a part of the national
assemblies, they treated of their own affairs as a separate body,
and communicated directly with the king. In England,
ecclesiastical matters, like all other business, were discussed
in the general assembly. For instance, when missionaries from
Rome came to invite the kings of the Heptarchy to embrace the
Christian religion, the kings replied that they must ask the
consent of the Wittenagemot. In Sweden, the king, who had already
become a convert himself, proposed to the assembled Diet to adopt
Christianity. The Diet sanctioned the new religion, but retained
the old creed, and this simultaneous practice of the two
religions lasted for a considerable time. The Wittenagemot had
not always to discuss such important matters as the conversion of
the nation; it appointed bishops, and ordained or sanctioned the
foundation of abbeys and monasteries.
The last business of the Anglo-Saxon national assembly was to
receive complaints and petitions in denunciation of abuses. It
thus became sometimes a judicial court, adjudicating on the
appeals of large landowners; but it seldom appears in this
character: it was especially a political assembly, whilst, on the
Continent, the national assembly frequently acted as a judicial
tribunal.
I have now pointed out the various functions of the Wittenagemot,
and you have been able, from the acts of that assembly, to form a
tolerably accurate idea of it. As regards its convocation,
originally its meetings were frequent, but in order not to
fatigue its members too much, it became necessary to reduce the
meetings to two, held in spring and autumn, as on the Continent.
The right of convoking the Wittenagemot became, ere long, one of
the prerogatives of the crown. This abandonment of so important a
privilege is very characteristic of an age in which political
prudence is unknown, and distrust is manifested only at rare
intervals, and then by revolt. It seemed natural that the king,
the direct centre of all the interests and necessities of the
nation, should convoke the assembly for exigencies with which he
was better acquainted than any other person; at his death, the
large landowners assembled spontaneously, to deliberate on a
change of dynasty or the arrangement of the succession.
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The inviolability of the members of the Wittenagemot was
recognized from the day on which they set out to attend the
assembly, till the day on which they returned home again,
provided they were not notorious brigands.
Character Of The Wittenagemot.
Summing up what I have said, the general assembly of the
Anglo-Saxons, as of most of the German nations, was, in Germany,
composed of every freeman; after the conquest, it consisted only
of the landowners; and, towards the end of the monarchy, it was
attended by none but the most wealthy proprietors. Each man came
in his own right, and on his own behalf; according to a charter
of King Athelstane, he might send a proxy in his place. This
irrefragable mark of individual right still exists in England. In
the House of Peers, every peer may vote by proxy and in his own
name. It is from the Wittenagemot, in this last phase of its
existence, and from the rights of suzerainty which Norman
feudalism conferred on the king over the great barons, who held
their titles directly from him, that the English House of Peers,
as it now exists, derives its origin. In the Wittenagemot of the
last age of the Anglo-Saxon monarchy, we can discern neither of
the two elements which composed the House of Commons at a later
period. The towns had hardly any existence, and could not,
therefore, send deputies: the counties had never sent any. The
Wittenagemot was only an assembly of the powerful men of the
state, who came on their own account, and in their own personal
right. Most other persons neglected rights which were too
difficult for them to exercise, and the real impotence of which
they felt; by neglecting to exercise them, they eventually lost
them; and when the exigencies of liberty occurred to agitate a
more advanced and less contented state of society, a new labour
was necessary to restore to the citizens, rights which they had
allowed to perish, through the want of necessity and capacity.
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The Kingly Office.
The second of the central institutions of the Anglo-Saxons, was
the kingly office. An important fact has distinguished the
formation of all states of Germanic origin, and this is, the
speedy establishment of hereditary monarchy,--which was the
dominant character of this institution at this period, whatever
mixture of election may be discerned therein. The causes of this
are simple. In warlike tribes, there is, in war at least, a
single chieftain; the man of greatest valour and largest
experience, says to his comrades, "Come with me--I will lead you
where you may obtain rich booty;" his proposition is accepted,
and by common consent he becomes the leader of the expedition.
Thus, at the origin of society, power is not conferred; he who is
able to do so, assumes it by the consent of the others. There is
no election properly so called, but only a recognition of
authority. The leader who has conducted one or more fortunate
expeditions, obtains great importance by success; his influence
increases with time, and he hands down to his family the
influence and power which he has acquired. This family, thus
invested with an actual superiority, gains a natural habit of
command, which the others soon grow accustomed to acknowledge.
Among the Germans, moreover, the idea of religious filiation
contributed powerfully to the establishment of hereditary
monarchy. It was almost a national duty to choose kings from the
divine race; and all the royal families were descendants of Odin.
Thus hereditary monarchy prevailed among these peoples; but
choice among the members of the royal family long existed. It was
indispensably necessary that the king should be a capable man, in
a state of society in which men were as yet ignorant of the
artificial means which supply the deficiencies of royal
incapacity. Thus Alfred himself did not simply found his right to
the throne on a will of his father, and an agreement with his
brother; but he based it especially upon the consent of all the
large proprietors of the kingdom of Wessex. Force sometimes gave
severe checks to hereditary right; but the usurpation of the
throne was always associated with the idea of the violation of a
right, and the usurpers invariably strove to atone for this
violation, by marriage with one of the legitimate race.
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Duties Of The Kings.