Natural Justice

This Court has had to examine and apply the principles concerning

natural justice and fairness quite often in recent years. In translating

the ideals of natural justice and fairness into current operation in New

Zealand we have been influenced as to general principles mainly by

decisions of the Privy Council and the House of Lords but, of course, we

have had New Zealand conditions and practicalities very much in mind.

The result has been a pragmatic approach.

Some overseas Courts have held that if all that occurs is inquiry and

report and the report is not in law a condition precedent to some

further step the rules of natural justice are automatically excluded.

That was the premise, for instance, of the High Court of Australia in

_Testro Bros. Pty. Ltd._ v. _Tait_ (1963) 109 C.L.R. 353. A contrary

approach is to be found in the judgement of Schroeder J.A. representing

the view of the majority of the Ontario Court of Appeal in _Re Ontario

Crime Commission_ (1962) 133 C.C.C. 116, although that case depends

partly on Ontario statute law. There is little attraction in the idea of

automatic exclusion. Commissions of Inquiry have compulsory statutory

powers of insisting on evidence and their findings can affect rights in

the ways already outlined. It seems to us highly unlikely that the New

Zealand Parliament intended them to be wholly free of the elementary

obligation to give persons whom they have in mind condemning a fair

opportunity for correcting or contradicting any relevant allegation.

Some reinforcement for the view that they are under that obligation is

to be found in some added considerations. Section 4A of the Commissions

of Inquiry Act, enacted in 1980 in place of briefer provisions and in

time for the Erebus inquiry, provides:

"4A. Persons entitled to be heard--(1) Any person shall, if he is

party to the inquiry or satisfies the Commission that he has an

interest in the inquiry apart from any interest in common with the

public, be entitled to appear and be heard at the inquiry.

(2) Any person who satisfies the Commission that any evidence given

before it may adversely affect his interests shall be given an

opportunity during the inquiry to be heard in respect of the matter

to which the evidence relates.

(3) Every person entitled, or given an opportunity, to be heard

under this section may appear in person or by his counsel or

agent."

The section may be seen as a recognition by Parliament that natural

justice should apply. It does not purport to enact a complete code of

procedure or to cover the whole field of natural justice, which would

not be easy in a statute of this general kind. The statute specifically

requires an opportunity to be heard to be given to any person who shows

that evidence may adversely affect his interests. In the parallel

situation of the statutory investigation which must be undertaken

following any aircraft accident considerations of fairness are carefully

spelled out in Regulation 15 (1) of the Civil Aviation (Accident

Investigation) Regulations 1978. There it is provided that "where it

appears to an Inspector that any degree of responsibility for an

accident may be attributable to any person, that person or, if he is

dead, his legal personal representatives, shall, if practicable, be

given notice that blame may be attributed to him, and that he or they

may make a statement or give evidence, and produce witnesses, and

examine any witnesses from whose evidence it appears that he may be

blameworthy". In the case of the earlier investigation by Mr.

Chippindale into the Erebus disaster that very step was taken.

In his judgment in the Court in _Re the Royal Commission on the State

Services_ (1962) N.Z.L.R. 96, 117, Cleary J. while stressing the wide

discretion of Commissions to regulate their own procedure said plainly

that the one limitation is that parties cited and persons interested

must be afforded a fair opportunity of presenting their representations,

adducing their evidence, and meeting prejudicial matter. That judgment

was given with reference to the old s. 4A, now replaced by the section

already quoted. What Cleary J. said, particularly about the general

absence of a right to be represented by counsel, must now be read

subject to the new provisions. But his expression "prejudicial matter"

was a general one. It ought not, we think, to be read down in some way

so as to exclude suggestions of conspiracy which may have evolved in the

mind of a Commission without being specifically raised in evidence or

submissions.

A suggestion of an organized conspiracy to perjure is different from the

possibility commonly faced by individual witnesses that their evidence

may be disbelieved. Grave findings of concerted misconduct in connection

with the inquiry ought not to be made without being specifically raised

at the inquiry. Once the thesis of such a conspiracy had emerged in the

Commissioner's thinking as something upon which he might report, he

would have had power, if that question were indeed reasonably incidental

to his terms of reference, to reconvene the hearing if necessary so that

the alleged conspirators could be fairly confronted with the allegation.

See the speech of Lord Russell of Killowen in _Fairmount Investments

Ltd._ v. _Secretary of State for the Environment_ (1976) 2 All E.R. 865,

and the judgement of Lord Parker C.J. in _Sheldon_ v. _Bromfield

Justices_ (1964) 2 Q.B. 573, 578. In fact in the present case but for a

far less significant reason the Commissioner himself actually considered

the possible need to reconvene the hearing after certain enquiries had

been made on his instructions following the taking of evidence in

public. The matter is mentioned in paragraph 358 of the Report.

_Landreville_ v. _The Queen_ (No. 2) (1977) 75 D.L.R. (3d.) 380,

402-405, was decided in the end on just such a ground. It was held that

a Commissioner, who happened to be a distinguished Judge, had failed to

put to the person whose conduct was expressly subjected to investigation

by the terms of reference of the Commission a very serious allegation

upon which a finding was made in the report; and that the Commission

should have been reconvened for that purpose. There the relevant rule of

natural justice was fully embodied in a statutory provision. We think

that the position is the same under the New Zealand Commissions of

Inquiry Act supplemented by the common law.

All these considerations suggest that the Commission was bound by the

broad requirements of natural justice. These included a reasonable

opportunity of meeting the unformulated allegation of organized

deception and concealment that was apparently passing through the

Commission's mind. Some of the reasons why experience has shown the

importance of this sort of opportunity were well put by Megarry J. in

_John_ v. _Rees_ (1970) 1 Ch. 345, 402.:

"It may be that there are some who would decry the importance which

the courts attach to the observance of the rules of natural

justice. 'When something is obvious,' they may say, 'why force

everybody to go through the tiresome waste of time involved in

framing charges and giving an opportunity to be heard? The result

is obvious from the start.' Those who take this view do not, I

think, do themselves justice. As everybody who has anything to do

with the law well knows, the path of the law is strewn with

examples of open and shut cases which, somehow, were not; of

unanswerable charges which, in the event, were completely answered;

of inexplicable conduct which was fully explained; of fixed and

unalterable determinations that, by discussion, suffered a change.

Nor are those with any knowledge of human nature who pause to think

for a moment likely to underestimate the feelings of resentment of

those who find that a decision against them has been made without

their being afforded any opportunity to influence the course of

events."

In this particular case something more should be said. The applicants

contend that this is not simply a case where the conspiracy suggestion

could not have been rebutted. They plead in their statement of claim

that the Commissioner's findings to that effect are not based on

evidence of probative value. Elsewhere in the present judgment we deal

with aspects of these arguments. Here, dealing with principles, we add

that fairness is not necessarily confined to procedural matters. It can

have wider range. Remedies in this field are discretionary and the law

not inflexible. If a party seeks to show not only that he did not have

an adequate hearing but also that the evidence on which he was condemned

was insubstantial, the Court is not compelled to shut its eyes to the

state of the evidence in deciding whether, looking at the whole case in

perspective, he has been treated fairly.

Judgments of the Court of Appeal of New Zealand on Proceedings to Review Aspects of the Report of the Royal Commission of Inquiry into the Mount Erebus Aircraft Disaster C.A. 95/81 · 第 19 / 41 题