I cannot judge these documents if they are not submitted to me.

COL. PHILLIMORE: You were in the general staff at that time. You were in

charge of the Department IA. This point of view must have been put

forward by your department?

WAGNER: Yes. I have said already that we had decided, after consulting

with the Foreign Office, to adhere strictly to the London Agreement

until we had proof that English merchant shipping was navigated

militarily and was being used for military purposes. Here we are

apparently concerned solely with information, with an exchange of

opinions with the Foreign Office...

COL. PHILLIMORE: I did not ask for your general view on the document. We

can read that for ourselves. Your object was to terrorize the small

neutrals and frighten them from sailing on their ordinary lawful

occasions. Is that not right?

WAGNER: No.

COL. PHILLIMORE: And is that not why in the orders you issued in January

of 1940 you excepted the larger countries from this “sink at sight”

risk? Would you look at Document C-21. That is GB-194, at Page 30 of the

Prosecution document book in English; Pages 59 and 60 in the German.

Now, just look at the second entry on Page 5, 2 January 1940: “Report by

IA.” That is you, is it not? That was you, was it not?

WAGNER: Yes, but I cannot find the point which you are quoting.

COL. PHILLIMORE: Page 5 of the original, under the date of 2 January

1940. Report by IA on directive of Armed Forces High Command, dated 30

December, referring to intensified measures in naval and air warfare in

connection with Case Yellow:

“Through this directive the Navy will authorize, simultaneously

with the beginning of the general intensification of the war,

the sinking by U-boats without any warning of all ships in those

waters near the enemy coasts in which mines can be employed. In

this case, for external consumption, the use of mines should be

simulated. The behavior of, and use of weapons by, U-boats

should be adapted to this purpose.”

That has nothing to do with the arming of British merchant ships. That

is not the reason that is given, is it? The reason is because it fitted

in with your operations for Case Yellow.

WAGNER: I did not understand the last sentence.

COL. PHILLIMORE: You do not give as your reason that the British were

arming their merchant ships. The reason you give is that it was

necessary in connection with intensified measures for Case Yellow. Why

is that?

FLOTTENRICHTER KRANZBÜHLER: The German translation is so inadequate that

it is almost impossible to understand the question.

COL. PHILLIMORE: I will put the question to you again. The excuse for

this directive is to be the intensification of measures in connection

with Case Yellow. You notice, do you not, that nothing is said about the

arming of British merchant ships as justifying this step? That is

correct, is it not?

WAGNER: May I have time, please, to peruse these papers first?

COL. PHILLIMORE: Certainly. This was written by yourself, you know.

WAGNER: No, that was not written by me. This measure really came within

the warning which was given to the neutrals on 24 November 1939.

COL. PHILLIMORE: Nothing is said about the warning of 24 November. If

you were entitled, as you have told us, under that to sink neutral

ships, there would not be any need for this special directive, would

there?

WAGNER: No.

COL. PHILLIMORE: No. Now, let us just...

WAGNER: For military and political reasons we ordered that a hit by a

mine was to be simulated, and that is a special point of this order.

COL. PHILLIMORE: And just before we leave that document, have a look at

the entry on 18 January, will you? Have you got it? 18 January.

WAGNER: Yes.

COL. PHILLIMORE: That is the actual order for sinking without warning.

You notice the last sentence: “Ships of the United States, Italy, Japan,

and Russia are exempted from these attacks.”

And then Spain is added in pencil. Is it not right that you were out to

terrorize the small neutrals and to bully them, but you were not running

any risks with the big ones?

WAGNER: No, that is not correct. The explanation is, of course, that one

must take military disadvantages into the bargain if one can obtain

political advantages for them.

COL. PHILLIMORE: Oh, yes, it was just entirely a question of how it paid

you politically. That is all it was, was it not?

WAGNER: Of course, all military actions were strongly influenced by the

political interests of one’s own country.

COL. PHILLIMORE: And because the Danes and the Swedes were not in any

position to make any serious protest, it did not matter sinking their

ships at sight. That is right, is it not?

WAGNER: The motivation you give to this conduct is entirely incorrect.

COL. PHILLIMORE: Well, but what is the difference?

WAGNER: We sank the ships of all neutrals in these areas with the

exception of those countries where we had a special political interest.

COL. PHILLIMORE: Yes, you had no special political interest at this time

for Norway and Sweden and Denmark, so you sank their ships at sight.

That is right, is it not?

WAGNER: We sank them because they entered this area despite warning.

COL. PHILLIMORE: Yes, but if a Russian ship or a Japanese ship did that,

you would not sink it.

WAGNER: No, not at that period of time.

COL. PHILLIMORE: I just want to show you what you actually did. Would

you look at Documents D-846 and 847?

My Lord, they are two new documents. They will be GB-452 and 453.

[_Turning to the witness._] Will you look at the first of these, that is

D-846? That is a telegram from your Minister at Copenhagen, dated 26

September 1939. That is before your first warning and before any of

these zones had been declared. The second sentence:

“Sinking of Swedish and Finnish ships by our submarines has

caused great anxiety here about Danish food transports to

England.”

You see, you had started sinking ships of the small neutrals right away

in the first three weeks of the war, had you not?

WAGNER: In single cases, yes; but there was always a very special reason

in those cases. I know that several incidents occurred with Danish and

Swedish ships in which ships had turned against the U-boat and the

U-boat in turn because of this resistance was forced to attack the ship.

COL. PHILLIMORE: You do not think it was because the blame could be put

upon mines?

WAGNER: At this period not at all.

COL. PHILLIMORE: Look at the second telegram, if you would; 26 March

1940, again from the German Minister at Copenhagen. It is the first

paragraph:

“The King of Denmark today summoned me to his presence in order

to tell me what a deep impression the sinking of six Danish

ships last week, apparently without warning, had made on him and

on the whole country.”

And then, passing on two sentences:

“I replied that the reason why the ships sank had not yet been

clarified. In any case, our naval units always kept strictly to

the Prize Regulations; but vessels sailing in enemy convoy or in

the vicinity of the convoy took upon themselves all the risks of

war. If there were any cases of sinking without warning, it

seemed that they could be traced back to the German

notifications made to date.

“At the same time I stressed the danger of the waters around the

British coast, where neutral shipping would inevitably be

involved in compromising situations on account of measures taken

by the British. The King assured me emphatically that none of

the Danish ships had sailed in convoy, but it would probably

never be possible subsequently to clear up without possibility

of doubt the incidents which had led to the sinking.”

Have you any doubt that those six ships were sunk deliberately under

your sink-at-sight policy?

WAGNER: Without checking the individual cases, I cannot answer this

question; but I am of the opinion that possibly these ships were sunk in

that area off the English coast where, because of heavy military

defenses, there would no longer be any question of open sea.

COL. PHILLIMORE: Very well. We will come to an incident where I think I

can supply you with the details. Would you look at Document D-807?

My Lord, that is a new document, it becomes GB-454.

[_Turning to the witness._] You see, this document is dated 31 January

1940; and it refers to the sinking of three neutral ships, the

_Deptford_, the _Thomas Walton_, and the _Garoufalia_. The document is

in three parts. It first sets out the facts as they were known to you.

The second part is a note to the Foreign Office, and the third is a

draft reply for your Foreign Office to send to the neutral governments;

and if you look at the end of the document you will see “IA”; it

emanates from your department.

“It is proposed in replying to Norwegian notes to admit only the

sinking by a German U-boat of the steamship _Deptford_, but to

deny the sinking of the two other steamers.”

Would you follow it.

“According to the data attached to the notes presented by the

Norwegian Government, the grounds for suspecting a torpedo to

have been the cause of the sinkings do in fact appear to be

equally strong in all these cases. According to the Norwegian

Foreign Minister’s speech of 19 January, the suspicion in Norway

of torpedoing by a German U-boat appears, however, to be

strongest in the case of the steamship _Deptford_, whereas in

the other two cases it is at least assumed that the possibility

of striking mines can be taken into account; this is considered

improbable in the case of the steamship _Deptford_, because

other vessels had passed the same spot.

“The possibility that the steamship _Thomas Walton_ struck a

mine can be supported, since the torpedoing occurred towards

evening and nothing was observed, and also because several

explosions took place in the same area owing to misses by

torpedoes.

“In the case of the steamship _Garoufalia_, a denial appears

expedient, if only because a neutral steamer is concerned, which

was attacked without warning. Since it was attacked by means of

an electric torpedo, no torpedo wake could be observed.”

Do you say in the face of that that you did not deceive the neutrals?

That is the advice you were giving to the Defendant Raeder as his staff

officer, is it not?

WAGNER: This memorandum did not emanate from me; it emanated from “Iia.”

COL. PHILLIMORE: Where does it originate?

WAGNER: That is the assistant of the expert on international law.

COL. PHILLIMORE: You would not have seen it?

WAGNER: I do not recall this document.

COL. PHILLIMORE: Why do you say it emanated from “Iia?” It has “Ia” at

the end of it.

WAGNER: If this memorandum was dispatched then I also saw it...

COL. PHILLIMORE: I will just read the next part of the note to remind

you.

“The following facts have thus been ascertained:”—this is what

you are writing to the Foreign Office—

“The steamer _Deptford_ was sunk by a German U-boat on 13

December...”

Trial of the Major War Criminals Before the International Military Tribunal, Nuremburg, 14 November 1945-1 October 1946, Volume 13 · 第 30 / 42 题