DEMOCRACY AND STANDARDS
Judged by any quantitative test, the American achievement is
impressive. We have ninety per cent of the motors of the world and
control seventy-five per cent of its oil; we produce sixty per cent of
the world’s steel, seventy per cent of its copper, and eighty per cent
of its telephones and typewriters. This and similar statistical proof
of our material preëminence, which would have made a Greek apprehensive
of Nemesis, seems to inspire in many Americans an almost lyrical
complacency. They are not only quantitative in their estimates of our
present accomplishment, but even more so if possible in what they
anticipate for the future. Now that we have fifteen million automobiles
they feel, with Mr. Henry Ford, that we can have no higher ambition
than to expand this number to thirty million. Our present output of
fifty million tons of steel a year is, according to Mr. Schwab, a
mere trifle compared with our probable output of twenty years hence.
In short, an age that is already immersed in things to an unexampled
degree is merely to prepare the way for an age still more material in
its preoccupations and still more subservient to machinery. This, we
are told, is progress. To a person with a proportionate view of life it
might seem rather to be full-blown commercial insolence.
The reasons for the quantitative view of life that prevails in America
are far from being purely political. This view has resulted in a
large measure from the coming together of scientific discovery with
the opening up of a new continent. It has been possible with the aid
of science to accomplish in a hundred years what even the optimistic
Thomas Jefferson thought might take a thousand. The explanation, it has
been said, of much that is obscure to us in the Chinese may be summed
up in the words “lack of elbow-room.” We in this country, on the other
hand, have received a peculiar psychic twist from the fact that we have
had endless elbow-room. A chief danger both to ourselves and others
is that we shall continue to have a frontier psychology long after we
have ceased to have a frontier. For a frontier psychology is expansive,
and expansiveness, I have tried to show, is, at least in its political
manifestations, always imperialistic.
If quantitatively the American achievement is impressive, qualitatively
it is somewhat less satisfying. What must one think of a country,
asks one of our foreign critics, whose most popular orator is W. J.
Bryan, whose favorite actor is Charlie Chaplin, whose most widely read
novelist is Harold Bell Wright, whose best-known evangelist is Billy
Sunday, and whose representative journalist is William Randolph Hearst?
What one must evidently think of such a country, even after allowing
liberally for overstatement, is that it lacks standards. Furthermore,
America suffers not only from a lack of standards, but also not
infrequently from a confusion or an inversion of standards. As an
example of the inversion of standards we may take the bricklayer who,
being able to lay two thousand bricks a day, is reduced by union rules
to laying five hundred. There is confusion of standards, again, when we
are so impressed by Mr. Henry Ford’s abilities as organizer and master
mechanic that we listen seriously to his views on money; or when,
simply because Mr. Edison has shown inventive genius along certain
lines, we receive him as an authority on education. One is reminded of
the story of the French butcher who, having need of legal aid, finally,
after looking over a number of lawyers, selected the fattest one.
The problem of standards, though not identical with the problem of
democracy, touches it at many points and is not therefore the problem
of any one country. Europeans, indeed, like to look upon the crudity
and chaotic impressionism of people who are no longer guided by
standards as something specifically American. “America,” says the
“Saturday Review,” “is the country of unbalanced minds, of provincial
policies and of hysterical Utopias.” The deference for standards has,
however, been diminished by a certain type of democracy in many other
countries besides America. The resulting vulgarity and triviality
are more or less visible in all of these countries;--for example, if
we are to believe Lord Bryce, in New Zealand. If we in America are
perhaps preëminent in lack of distinction, it is because of the very
completeness of our emancipation from the past. Goethe’s warning as
to the retarding effect of the commonplace is well known (_Was uns
alle bändigt, das Gemeine_). His explanation of what makes for the
commonplace is less familiar: “Enjoyment,” he says, “makes common.”
(_Geniessen macht gemein._) Since every man desires happiness, it
is evidently no small matter whether he conceives of happiness in
terms of work or of enjoyment. If he work in the full ethical sense
that I have attempted to define, he is pulling back and disciplining
his temperamental self with reference to some standard. In short,
his temperamental self is, in an almost literal sense, undergoing
conversion. The whole of life may, indeed, be summed up in the words
diversion and conversion. Along which of these two main paths are most
of us seeking the happiness to the pursuit of which we are dedicated
by our Declaration of Independence? The author of this phrase, Thomas
Jefferson, remarks of himself: “I am an Epicurean.”[96] It cannot be
gainsaid that an increasing number of our young people are, in this
respect at least, good Jeffersonians. The phrase that reflects most
clearly their philosophy of life is perhaps “good time.” One might
suppose that many of them see this phrase written in great blazing
letters on the very face of the firmament. As “Punch” remarked, the
United States is not a country, but a picnic. When the element of
conversion with reference to a standard is eliminated from life,
what remains is the irresponsible quest of thrills. The utilitarian
and industrial side of the modern movement comes into play at this
point. Commercialism is laying its great greasy paw upon everything
(including the irresponsible quest of thrills); so that, whatever
democracy may be theoretically, one is sometimes tempted to define
it practically as standardized and commercialized melodrama. This
definition will be found to fit many aspects of our national life
besides the moving-picture industry. The tendency to steep and saturate
ourselves in the impression of the moment without reference to any
permanent pattern of human experience is even more marked, perhaps,
in our newspapers and magazines. It was said of the inhabitants of a
certain ancient Greek city that, though they were not fools, they did
just the things that fools would do. It is hard to take a glance at
one of our news-stands without reflecting that, though we may not be
fools, we are reading just the things that fools would read. Our daily
press in particular is given over to the most childish sensationalism.
“The Americans are an excellent people,” Matthew Arnold wrote from
Boston in 1883, “but their press seems to me an awful symptom.” This
symptom was not so awful then as now; for that was before the day of
the scarehead and the comic supplement. The American reading his Sunday
paper in a state of lazy collapse is perhaps the most perfect symbol of
the triumph of quantity over quality that the world has yet seen. Whole
forests are being ground into pulp daily to minister to our triviality.
One is inclined, indeed, to ask, in certain moods, whether the net
result of the movement that has been sweeping the Occident for several
generations may not be a huge mass of standardized mediocrity; and
whether in this country in particular we are not in danger of producing
in the name of democracy one of the most trifling brands of the human
species that the world has yet seen. To be sure, it may be urged that,
though we may suffer loss of distinction as a result of the democratic
drift, by way of compensation a great many average people will, in
the Jeffersonian sense at least, be made “happy.” If we are to judge
by history, however, what supervenes upon the decline of standards and
the disappearance of leaders who embody them is not some equalitarian
paradise, but inferior types of leadership. We have already been
reminded by certain developments in this country of Byron’s definition
of democracy as an “aristocracy of blackguards.” At the very moment
when we were most vociferous about making the world safe for democracy
the citizens of New York City refused to reëlect an honest man
as their mayor and put in his place a tool of Tammany, an action
followed in due course by a “crime wave”; whereupon they returned the
tool of Tammany by an increased majority. The industrial revolution
has tended to produce everywhere great urban masses that seem to
be increasingly careless of ethical standards. In the case of our
American cities, the problem of securing some degree of moral cohesion
is further complicated by the presence of numerous aliens of widely
divergent racial stocks and cultural backgrounds.[97] In addition
our population is not only about half urban, but we cannot be said,
like most other countries, to have any peasantry or yeomanry. Those
Americans who actually dwell in the country are more and more urban
in their psychology. The whole situation is so unusual as to suggest
doubts even from a purely biological point of view. “As I watch the
American nation speeding gaily, with invincible optimism down the road
to destruction,” says Professor William McDougall, an observer of the
biological type, “I seem to be contemplating the greatest tragedy in
the history of mankind.”
We are assured, indeed, that the highly heterogeneous elements that
enter into our population will, like various instruments in an
orchestra, merely result in a richer harmony; they will, one may reply,
provided that, like an orchestra, they be properly led. Otherwise the
outcome may be an unexampled cacophony. This question of leadership
is not primarily biological, but moral. Leaders may vary in quality
from the man who is so loyal to sound standards that he inspires right
conduct in others by the sheer rightness of his example, to the man
who stands for nothing higher than the law of cunning and the law of
force, and so is, in the sense I have sought to define, imperialistic.
If democracy means simply the attempt to eliminate the qualitative and
selective principle in favor of some general will, based in turn on a
theory of natural rights, it may prove to be only a form of the vertigo
of the abyss. As I have tried to show in dealing with the influence
of Rousseau on the French Revolution, it will result practically,
not in equality, but in a sort of inverted aristocracy. One’s choice
may be, not between a democracy that is properly led and a democracy
that hopes to find the equivalent of standards and leadership in the
appeal to a numerical majority, that indulges in other words in a
sort of quantitative impressionism, but between a democracy that is
properly led and a decadent imperialism. One should, therefore, in the
interests of democracy itself seek to substitute the doctrine of the
right man for the doctrine of the rights of man.
The opposition between traditional standards and an equalitarian
democracy based on the supposed rights of man has played an important
part in our own political history, and has meant practically the
opposition between two types of leadership. The “quality” in the older
sense of the word suffered its first decisive defeat in 1829 when
Washington was invaded by the hungry hordes of Andrew Jackson. The
imperialism latent in this type of democracy appears in the Jacksonian
maxim: “To the victors belong the spoils.” In his theory of democracy
Jackson had, of course, much in common with Thomas Jefferson. If we
go back, indeed, to the beginnings of our institutions, we find that
America stood from the start for two different views of government that
have their origin in different views of liberty and ultimately of human
nature. The view that is set forth in the Declaration of Independence
assumes that man has certain abstract rights; it has therefore
important points of contact with the French revolutionary “idealism.”
The view that inspired our Constitution, on the other hand, has much in
common with that of Burke. If the first of these political philosophies
is properly associated with Jefferson, the second has its most
distinguished representative in Washington. The Jeffersonian liberal
has faith in the goodness of the natural man, and so tends to overlook
the need of a veto power either in the individual or in the State.
The liberals of whom I have taken Washington to be the type are less
expansive in their attitude towards the natural man. Just as man has
a higher self that acts restrictively on his ordinary self, so, they
hold, the State should have a higher or permanent self, appropriately
embodied in institutions, that should set bounds to its ordinary self
as expressed by the popular will at any particular moment. The contrast
that I am establishing is, of course, that between a constitutional and
a direct democracy. There is an opposition of first principles between
those who maintain that the popular will should prevail, but only
after it has been purified of what is merely impulsive and ephemeral,
and those who maintain that this will should prevail immediately
and unrestrictedly. The American experiment in democracy has,
therefore, from the outset been ambiguous, and will remain so until
the irrepressible conflict between a Washingtonian and a Jeffersonian
liberty has been fought to a conclusion. The liberal of the type of
Washington has always been very much concerned with what one may term
the unionist aspect of liberty. This central preoccupation is summed up
in the phrase of Webster: Liberty and union, one and inseparable. The
liberty of the Jeffersonian, on the other hand, makes against ethical
union like every liberty that rests on the assertion of abstract
rights. Jefferson himself proclaimed not only human rights, but also
state rights.[98] Later the doctrine of state rights was developed with
logical rigor by Calhoun, whereas the doctrine of human rights was
carried through no less uncompromisingly by the abolitionists. The
result was two opposing camps of extremists and fire-eaters; so that
the whole question of union, instead of being settled on ethical lines,
had to be submitted to the arbitrament of force.
The man who has grasped the full import of the conflict between the
liberty of the unionist and that of the Jeffersonian has been put in
possession of the key that unlocks American history. The conflict
between the two conceptions is not, indeed, always clear-cut in
particular individuals. There is much in Jefferson himself that
contradicts what I have been saying about Jefferson. A chief business
of criticism, however, is to distinguish, in spite of peripheral
overlappings, between things that are at the centre different. For
example, to link together in a common admiration Jefferson and John
Marshall, our most eminent unionist after Washington himself, is proof
of lack of critical discrimination rather than of piety towards the
fathers. Jefferson and Marshall knew perfectly that they stood for
incompatible things,[99] and it is important that we should know it
also. “Marshall,” says John Quincy Adams in his Diary, “has cemented
the Union which the crafty and quixotic democracy of Jefferson had a
perpetual tendency to dissolve.”
By his preoccupation with the question of the union, Lincoln became
the true successor of Washington and Marshall. In making of Lincoln
the great emancipator instead of the great unionist, in spite of his
own most specific declarations on this point, we are simply creating
a Lincoln myth, as we have already created a Washington myth.[100]
We are sometimes told that the good democrat needs merely to be like
Lincoln. But to be like Lincoln one must know what Lincoln was like.
This is not only a task for the critic, but, in view of the Lincoln
myth, a more difficult task than is commonly supposed. It is especially
easy to sentimentalize Lincoln because he had a strongly marked vein of
sentimentalism. Nevertheless, in spite of the peripheral overlappings
between the democracy of Lincoln and that of Jefferson[101] or even
between that of Lincoln and Walt Whitman, one should insist on the
central difference. One has only to read, for example, the Second
Inaugural along with the “Song of Myself” if one wishes to become aware
of the gap that separates religious humility from romantic egotism. We
should be careful again, in spite of peripheral overlappings, not to
confound the democracy of Lincoln with that of Roosevelt. What we feel
at the very centre in Roosevelt is the dynamic rush of an imperialistic
personality. What we feel at the very centre in Lincoln, on the other
hand, is an element of judicial control; and in close relation to this
control a profound conception of the rôle of the courts in maintaining
free institutions. The man who has studied the real Lincoln does not
find it easy to imagine him advocating the recall of judicial decisions.
The Jeffersonian liberal is, as a rule, much more ostentatiously
fraternal than the liberal in the other tradition. Yet he is usually
inferior in human warmth and geniality to the unionist. Washington and
Marshall and Lincoln at their best combined practical sagacity with
a central benignity and unselfishness. Jefferson, on the other hand,
though perhaps our most accomplished politician, did not show himself
especially sagacious in dealing with specific emergencies. Furthermore,
it is hard to read his “Anas” and reflect on the circumstances of its
composition without concluding that what was central in his personality
was not benignity and unselfishness but vindictiveness.
Statesmen who deserve the praise I have bestowed on our unionist
leaders are, as every student of history knows, extremely rare. The
type of constitutional liberty that we owe to these men before all
others is one of the greatest blessings that has ever been vouchsafed
to any people. And yet we are in danger of losing it. The Eighteenth
Amendment is striking proof of our loss of grasp, not only on the
principles that underlie our own Constitution, but that must underlie
any constitution, as such, in opposition to mere legislative enactment.
Our present drift away from constitutional freedom can be understood
only with reference to the progressive crumbling of traditional
standards and the rise of a naturalistic philosophy that, in its
treatment of specifically human problems, has been either sentimental
or utilitarian. The significant changes in our own national
temper in particular are finally due to the fact that Protestant
Christianity, especially in the Puritanic form, has been giving way to
humanitarianism. The point is worth making because the persons who
have favored prohibition and other similar “reforms” have been attacked
as Puritans. Genuine Puritanism was, however, a religion of the inner
life. Our unionist leaders, Washington, Marshall, and Lincoln, though
not narrowly orthodox, were still religious in the traditional sense.
The struggle between good and evil, as they saw it, was still primarily
not in society, but in the individual. Their conscious dependence on a
higher or divine will could not fail to be reflected in their notion
of liberty. Jefferson, on the contrary, associated his liberty, not
with God, but with “nature.” He admired, as is well known, the liberty
of the American Indian.[102] He was for diminishing to the utmost the
rôle of government, but not for increasing the inner control that
must, according to Burke, be in strict ratio to the relaxation of
outer control. When evil actually appears, the Jeffersonian cannot
appeal to the principle of inner control; he is not willing again to
admit that the sole alternative to this type of control is force;
and so he is led into what seems at first sight a paradoxical denial
of his own principles: he has recourse to legislation. It should be
clear at all events that our present attempt to substitute social
control for self-control is Jeffersonian rather than Puritanical.
So far as we are true children of the Puritans, we may accept the
contrast established by Professor Stuart P. Sherman[103] between our
own point of view and that of the German: “The ideal of the German
is external control and ‘inner freedom’; the Government looks after
his conduct and he looks after his liberty. The ideal of the American
is external freedom and inner control; the individual looks after his
conduct and the Government looks after his liberty. Thus _Verboten_ in
Germany is pronounced by the Government and enforced by the police. In
America _Verboten_ is pronounced by public opinion and enforced by the
individual conscience. In this light it should appear that Puritanism,
our national principle of concentration, is the indispensable check
on democracy, our national principle of expansion. I use the word
Puritanism in the sense given to it by German and German-American
critics: _the inner check upon the expansion of natural impulse_.”
Professor Sherman’s contrast has been true in the past and still has
some truth--at least enough for the purposes of war-time propaganda.
But what about our main drift at present? It is plainly away from the
point of view that Professor Sherman ascribes to the Puritan[104] and
towards the point of view that he ascribes to the German. “The inner
check upon the expansion of natural impulse” is precisely the missing
element in the Jeffersonian philosophy. The Jeffersonian has therefore
been led to deal with the problem of evil, not vitally and in terms
of the inner life, but mechanically. Like the Jesuit he has fallen
from law into legalism. It has been estimated that for one _Verboten_
sign in Germany we already have a dozen in this country; only, having
set up our _Verboten_ sign, we get even by not observing it. Thus
prohibition is pronounced by the Government, largely repudiated by the
individual conscience, and enforced (very imperfectly) by the police.
The multitude[105] of laws we are passing is one of many proofs that we
are growing increasingly lawless.
There are, to be sure, peripheral overlappings between the point of
view of the Puritan and that of the humanitarian legalist. The Puritan
inclined from the start to be meddlesome, as any one who has studied
the activities of Calvin at Geneva will testify. But even here one
may ask whether the decisive arguments by which we have been induced
to submit to the meddling of the prohibitionist were not utilitarian
rather than puritanical. “Booze,” says Mr. Henry Ford, “had to go out
when modern industry and the motor car came in.” The truth may be that
we are prepared to make any sacrifice to the Moloch of efficiency,
including, apparently, that of our federal Constitution.
The persons who have been carrying on of late a campaign against the
Puritans like to look on themselves as “intellectuals.” But if the
primary function of the intellect is to make accurate distinctions, it
is plain that they do not deserve the title. For in dealing with this
whole subject they have fallen into a twofold confusion. So far as they
identify with Puritanism the defence of the principle of control in
human nature, they are simply attacking under that name the wisdom of
the ages and all its authentic representatives in both East and West.
To bestow, on the other hand, the name of Puritans on the humanitarian
legalists who are now sapping our spiritual virility is to pay them an
extravagant and undeserved compliment. Let us take as a sample of the
attacks on the Puritans that of Mr. Theodore Dreiser, culminating in
the grotesque assertion regarding the United States: “No country has
such a peculiar, such a seemingly fierce determination to make the Ten
Commandments work.” We are murdering one another at the rate of about
ten thousand a year (with very few capital convictions)[106] and are
in general showing ourselves more criminally inclined than any other
nation that is reputed to be civilized.[107] The explanation is that
we are trying to make, not the Ten Commandments, but humanitarianism
work--and it is not working. If our courts are so ineffective in
punishing crime, a chief reason is that they do not have the support of
public opinion, and this is because the public is so largely composed
of people who have set up sympathy for the underdog as a substitute for
all the other virtues, or else of people who hold that the criminal is
the product of his environment and so is not morally responsible. Here
as elsewhere there is a coöperation between those who mechanize life
and those who sentimentalize it.
The belief in moral responsibility must be based on a belief in
the possibility of an inner working of some kind with reference to
standards. The utilitarian, as I have sought to show, has put his
main emphasis on outer working. The consequence of this emphasis,
coinciding as it has with the multiplication of machines, has been the
substitution of standardization for standards. The type of efficiency
that our master commercialists pursue requires that a multitude of men
should be deprived of their specifically human attributes, and become
mere cogs in some vast machine. At the present rate even the grocer in
a remote country town will soon not be left as much initiative as is
needed to fix the price of a pound of butter.
Standardization is, however, a less serious menace to standards than
what are currently known as “ideals.” The person who breaks down
standards in the name of ideals does not seem to be impelled by base
commercial motives, but to be animated, on the contrary, by the purest
commiseration for the lowly and the oppressed. We must have the courage
to submit this humanitarian zeal to a close scrutiny. We may perhaps
best start with the familiar dictum that America is only another name
for opportunity. Opportunity to do what? To engage in a scramble for
money and material success, until the multimillionaire emerges as the
characteristic product of a country dedicated to the proposition that
all men are created equal? According to Napoleon, the French Revolution
was also only another name for opportunity (_la carrière ouverte aux
talents_). Some of our commercial supermen have evidently been making
use of their opportunity in a very Napoleonic fashion. In any case,
opportunity has meaning only with reference to some true standard.
The sentimentalist, instead of setting up some such standard by way
of protest against the wrong type of superiority, inclines rather to
bestow an unselective sympathy on those who have been left behind in
the race for economic advantage. Even when less materialistic in his
outlook, he is prone to dodge the question of justice. He does not ask
whether a man is an underdog because he has already had his opportunity
and failed to use it, whether, in short, the man that he takes to
be a victim of the social order is not rather a victim of his own
misconduct[108] or at least of his own indolence and inattention. He
thus exposes himself to the penalties visited on those who set out to
be kinder than the moral law.
At bottom the point of view of the “uplifter” is so popular because it
nourishes spiritual complacency; it enables a man to look on himself as
“up” and on some one else as “down.” But there is psychological if not
theological truth in the assertion of Jonathan Edwards that complacent
people are a “particular smoke” in God’s nostrils. A man needs to look,
not down, but up to standards set so much above his ordinary self as
to make him feel that he is himself spiritually the underdog. The man
who thus looks up is becoming worthy to be looked up to in turn, and,
to this extent, qualifying for leadership. Leadership of this type,
one may add, may prove to be, in the long run, the only effectual
counterpoise to that of the imperialistic superman.
No amount of devotion to society and its supposed interests can take
the place of this inner obeisance of the spirit to standards. The
humanitarian would seem to be caught here in a vicious circle. If
he turns from the inner life to serve his fellow men, he becomes a
busybody. If he sets out again to become exemplary primarily with
a view to the benefit of others, he becomes a prig. Nothing will
avail short of humility. Humility, as Burke saw, is the ultimate root
of the justice that should prevail in the secular order, as well as
of the virtues that are specifically religious. The modern problem,
I have been insisting, is to secure leaders with an allegiance to
standards, now that the traditional order with which Burke associated
his standards and leadership has been so seriously shaken. Those
who have broken with the traditional beliefs have thus far shown
themselves singularly ineffective in dealing with this problem of
leadership, even when they have admitted the need of leaders at all.
The persons who have piqued themselves especially on being positive
have looked for leadership to the exponents of physical science.
Auguste Comte, for example, not only regarded men of science as the
true modern priesthood, but actually disparaged moral effort on the
part of the individual. I scarcely need to repeat here what I have
said elsewhere--that the net result of a merely scientific “progress”
is to produce efficient megalomaniacs. Physical science, excellent in
its proper place, is, when exalted out of this place, the ugliest and
most maleficent idol before which man has as yet consented to prostrate
himself. If the essence of genuine science is to face loyally all the
facts as they present themselves without dogmatic prepossessions,
one is justified in asking whether the man who forgets that physical
science is, in Tennyson’s phrase, the second, not the first, is
genuinely scientific; whether the very sharpest discrimination does
not need to be established between science and utilitarianism.
Aristotle, for example, was a true man of science; he was not a
utilitarian.[109] Francis Bacon, on the other hand, is the prophet
of the whole utilitarian movement, but one may doubt his eminence as
a man of science. Quite apart from the fact that he failed to make
important scientific discoveries, one may question the validity of the
Baconian method. His failure to do justice to deduction as part of a
sound scientific method has often been noted. A more serious defect is
his failure to recognize the rôle of the imagination, or, what amounts
to the same thing, the rôle of exceptional genius in the making of
scientific discoveries.[110]
One cannot grant that an aristocracy of scientific intellectuals or
indeed any aristocracy of intellect is what we need. This would mean
practically to encourage the _libido sciendi_ and so to put pride in
the place of humility. Still less acceptable would be an aristocracy
of artists; as the word art has come to be understood in recent times,
this would mean an aristocracy of æsthetes who would attempt to base
their selection on the _libido sentiendi_. The Nietzschean attempt,
again, to found the aristocratic and selective principle on the sheer
expansion of the will to power (_libido dominandi_) would lead in
practice to horrible violence and finally to the death of civilization.
The attempts that were made during the past century to establish a
scale of values with reference to the three main lusts of the human
heart often took on a mystical coloring. Man likes to think that he
has God as an ally of his expansive conceit, whatever this conceit
may chance to be. When, indeed, one has passed in review the various
mysticisms of the modern movement, as they are set forth, for example,
in the volumes of M. Seillière, one is reminded of the saying of
Bossuet: “True mysticism is so rare and unessential and false mysticism
is so common and dangerous that one cannot oppose it too firmly.”
If one discovers frequently a pseudo-mystical element in the claims
to leadership of the æsthetes, the supermen and the scientific
intellectuals, this element is even more visible in those who would,
in the name of democracy, dispense with leadership altogether. Thus
Walt Whitman, as we have seen, would put no check on his “spontaneous
me”; he would have every one else indulge his “idiocrasy” to the
same degree, be a “genius,” in short, in the full romantic sense
of the term. A liberty thus anarchical is to lead to equality and
fraternity. If one tells the democrat of this type that his programme
is contrary to common sense and the facts of experience, he is wont
to take refuge in mystical “vision.” One needs in effect to be very
mystical to suppose that men can come together by flying off each on
his temperamental tangent. Whitman does not admit the need of the
leader who looks up humbly to some standard and so becomes worthy to be
looked up to in turn. The only leadership he contemplates apparently
is that of the ideal democratic bard who flatters the people’s pride
and chants the divine average.[111] He represents in an extreme
form the substitution for vital control of expansive emotion under
the name of love. Pride and self-assertion, when tempered by love,
will not, he holds, endanger the principle of union.[112] The Union,
though “always swarming with blatherers, is yet,” he says, “always
sure and impregnable.” The records of the past are not reassuring as
to the maintenance of ethical union in a community that is swarming
with “blatherers.” At all events, the offset to the blatherers will be
found, not in any divine average, but in the true leader--the “still
strong man in a blatant land.” We come here to another opposition that
is one of first principles and is not therefore subject to mediation
or compromise--the opposition, namely, between the doctrine of the
saving remnant and that of the divine average. If one deals with
human nature realistically one may find here and there a person who
is worthy of respect and occasionally one who is worthy of reverence.
Any one, on the other hand, who puts his faith in the divinity of
the average is destined, if we are to trust the records of history,
to pass through disillusion to a final despair. We are reaching the
stage of disillusion in this country at the present moment. According
to the author of “Main Street,” the average is not divine but
trivial; according to the author of the “Spoon River Anthology,” it
is positively hideous. It can scarcely be gainsaid that contemporary
America offers an opening for satire. A great many people are gradually
drifting into materialism and often cherishing the conceit at the same
time that they are radiant idealists. But satire, to be worth while,
must be constructive. The opposite of the trivial is the distinguished;
and one can determine what is distinguished only with reference to
standards. To see Main Street on a background of standards would be
decidedly helpful; but standards are precisely what our so-called
realists lack. They are themselves a part of the disease that they are
attempting to define.
The democratic idealist is prone to make light of the whole question of
standards and leadership because of his unbounded faith in the plain
people. How far is this appeal to the plain people justified and how
far is it merely demagogic? There is undoubted truth in the saying that
there is somebody who knows more than anybody, and that is everybody.
Only one must allow everybody sufficient time to sift the evidence and
add that, even so, everybody does not know very much. Burke told the
electors of Bristol that he was not flattering their opinions of the
moment, but uttering the views that both they and he must have five
years thence. Even in this triumph of the sober judgment of the people
over its passing impression, the rôle of the true leader should not
be underestimated. Thus in the year 1795 the plain people of America
were eager to give the fraternal accolade to the French Jacobins.
The great and wise Washington opposed an alliance that would almost
certainly have been disastrous, and as a result he had heaped upon him
by journals like the “Aurora,” the forerunner of our modern “journals
of opinion,” epithets that, as he himself complained, would not have
been deserved by a common pickpocket. In a comparatively short time
Washington and his group were seen to be right, and those who seemed
to be the spokesmen of the plain people were seen to be wrong. It is
not clear that one can have much faith even in the sober second thought
of a community that has no enlightened minority. A Haytian statesman,
for example, might not gain much in appealing from Haytian opinion of
to-day to Haytian opinion of five years hence. The democratic idealist
does not, however, mean as a rule by an appeal to the plain people
an appeal to its sober second thought. He means rather the immediate
putting into effect of the will of a numerical majority. Like the man
in the comic song the people is supposed to “want what it wants when it
wants it.” Our American drift for a number of years has unquestionably
been towards a democracy of this radical type, as is evident from the
increasing vogue of the initiative, referendum, and recall (whether of
judges or judicial decisions) as well as from popular primaries and
the direct election of Senators. The feeling that the people should
act directly on all measures has led to the appearance in certain
States of ballots thirty feet long! Yet the notion that wisdom resides
in a popular majority at any particular moment should be the most
completely exploded of all fallacies. If the plain people at Jerusalem
had registered their will with the aid of the most improved type of
ballot box, there is no evidence that they would have preferred Christ
to Barabbas. In view of the size of the jury that condemned Socrates,
one may affirm confidently that he was the victim of a “great and
solemn referendum.” On the other hand, the plain people can be shown
to have taken a special delight in Nero. But the plain people, it
will be replied, has been educated and enlightened. The intelligence
tests applied in connection with the selective draft indicate that
the average mental age of our male voters is about fourteen.[113] The
intelligence testers are, to be sure, under some suspicion as to the
quality of their own intelligence. A more convincing proof of the low
mentality of our population is found, perhaps, in the fact that the
Hearst publications have twenty-five million readers.
“There is nothing,” says Goethe, “more odious than the majority; for it
consists of a few powerful leaders, a certain number of accommodating
scoundrels and subservient weaklings, and a mass of men who trudge
after them without in the least knowing their own minds.” If there is
any truth in this analysis the majority in a radical democracy often
rules only in name. No movement, indeed, illustrates more clearly
than the supposedly democratic movement the way in which the will of
highly organized and resolute minorities may prevail over the will of
the inert and unorganized mass. Even though the mass does not consent
to “trudge” after the minority, it is at an increasing disadvantage
in its attempts to resist it. Physical science is on the side of the
tyrannical minority. The ordinary citizen cannot have a machine gun
by his fireside or a “tank” in his back yard. The most recent type of
revolutionary idealist, though his chief concern is still to bestow
benefit on the people, does not, to do him justice, hope to achieve
this benefit through the majority, but rather through the direct action
of organized minorities. He feels that he is justified in cramming his
nostrum down the throat of the people, if necessary by force.
The radical of this type is coming round to the doctrine of the saving
remnant and recognizing in his own way that everything finally hinges
on the quality of the leadership. His views, however, as to this
quality differ strangely from the traditional views. One must admit
that, whatever theories of leadership may have been held traditionally,
actual leadership has never been any too good. One scarcely suspects,
as John Selden remarked, “what a little foolery governs the world.”
Moreover, the folly which has prevailed at the top of society, and that
from the time of the Trojan War, has ever been faithfully reflected in
the rank and file (_Quidquid delirant reges--_). One who surveys the
past is at times tempted to acquiesce in the gloomy judgment of Dryden:
“No government has ever been or ever can be wherein time-servers and
blockheads will not be uppermost. The persons are only changed, but
the same juggling in state, the same hypocrisy in religion, the same
self-interest and mismanagement will remain forever. Blood and money
will be lavished in all ages only for the preferment of new faces with
old consciences.” One should note, however, a difference between the
bad leadership of the past and that of the modern revolutionary era.
The leaders of the past have most frequently been bad in violation of
the principles they professed, whereas it is when a Robespierre or a
Lenin sets out to apply his principles that the man who is interested
in the survival of civilization has reason to tremble.
Dryden’s passage seems to suggest that what is really needed is not
new faces with old consciences, but a transformation of conscience
itself. It is precisely such a transformation that a revolutionary
idealist like Robespierre hopes to effect. For the corrupt conscience
of the old type of aristocratic leader he would substitute a social
conscience. The popular will that is inspired by this conscience is
so immaculate, as we have seen, that it may safely be put in the
place not merely of the royal but of the divine will. I have already
tried to show that a leader who sets out to be only the organ of a
“general will” or “divine average,” that is conceived at times as
essentially reasonable and at other times as essentially fraternal,
will actually become imperialistic. It may be well at this point to
submit this democratic idealism to still further analysis with special
reference to its probable effect on our own international relations.
The tendency for some time past has been to treat international law,
not theoretically as an embodiment of reason, but positively as an
embodiment of will.[114] In that case, if international law is to
reflect any improvement in the relations between states, it must
be shown that the substitution of the popular will for the divine
will has actually tended to promote ethical union among men even
across national frontiers. If we analyze realistically the popular
will, we find that it means the will of a multitude of men who are
more and more emancipated from traditional standards and more and
more given over to what I have termed the irresponsible quest of
thrills. These thrills are, as we all know, supplied by sensational
newspapers and in international affairs involve transitions, often
disconcertingly sudden, from pacifism to jingoism. Any one who can
recollect the period immediately preceding our conflict with Spain
will be sufficiently aware of the rôle that this type of journalism
may play in precipitating war. Let us ask ourselves again whether the
chances of a clash between America and Japan are likely to diminish if
Japan becomes more democratic, if, in other words, the popular will is
substituted for the will of a small group of “elder statesmen.” Any
one who knows what the Japanese sensational press has already done to
foment suspicion against America is justified in harboring doubts on
this point.
A democracy, the realistic observer is forced to conclude, is likely
to be idealistic in its feelings about itself, but imperialistic
in its practice. The idealism and the imperialism, indeed, are in
pretty direct ratio to one another. For example, to be fraternal in
Walt Whitman’s sense is to be boundlessly expansive, and a boundless
expansiveness, is, in a world like this, incompatible with peace.
Whitman imagines the United States as expanding until it absorbs
Canada and Mexico and dominates both the Atlantic and the Pacific--a
programme that would almost certainly involve us in war with the
whole world. If we go, not by what Americans feel about themselves,
but by what they have actually done, one must conclude that we have
shown ourselves thus far a consistently expansive, in other words, a
consistently imperialistic, people.[115] We have merely been expanding,
it may be replied, to our natural frontiers; but we are already in the
Philippines, and manifestly in danger of becoming involved in Asiatic
adventures. Japan, a country with fifty-seven million inhabitants
(increasing at the rate of about six hundred thousand a year), on
a group of islands not as large as the State of California, only
seventeen per cent of which is arable, has at least a plausible pretext
for reaching out beyond her natural frontiers. But for us, with our
almost limitless and still largely undeveloped resources, to risk the
horrors of war under modern conditions for anything we are likely to
gain from expanding eastward, would be an extreme example of sheer
restlessness of spirit and of an intemperate commercialism. It is a
part of our psychology that each main incident in our national history
should take on a highly idealistic coloring. For example, we were on
the verge of a conflict with Mexico a few years ago as the result of
an unwarranted meddling with her sovereignty. President Wilson at once
described the incipient struggle as a war of “service.” Cicero says
that Rome gained the mastery of the world by coming to the aid of her
allies. In the same way it may be said some day of us that, as the
result of a series of outbursts of idealism, we changed from a federal
republic to a highly centralized and bureaucratic empire. We are
willing to admit that all other nations are self-seeking, but as for
ourselves, we hold that we act only on the most disinterested motives.
We have not as yet set up, like revolutionary France, as the Christ of
Nations, but during the late war we liked to look on ourselves as at
least the Sir Galahad of Nations. If the American thus regards himself
as an idealist at the same time that the foreigner looks on him as a
dollar-chaser, the explanation may be due partly to the fact that the
American judges himself by the way he feels, whereas the foreigner
judges him by what he does.
This is not, of course, the whole truth. Besides our tradition of
idealism there is our unionist tradition based on a sane moral
realism. “It is a maxim,” says Washington, “founded on the universal
experience of mankind, that no nation is to be trusted further than it
is bound by its interests; and no president, statesman or politician
will venture to depart from it.” All realistic observation confirms
Washington. Those who are inspired by his spirit believe that we should
be nationally prepared, and then that we should mind our own business.
The tendency of our idealists, on the other hand, is to be unprepared
and then to engage in more or less general meddling. A third attitude
may be distinguished that may properly be associated with Roosevelt.
The follower of Roosevelt wants preparedness, only he cannot, like
the follower of Washington, be counted on to mind his own business.
The humanitarian would, of course, have us meddle in foreign affairs
as part of his programme of world service. Unfortunately, it is more
difficult than he supposes to engage in such a programme without
getting involved in a programme of world empire. The term sentimental
imperialism may be applied to certain incidents in ancient Roman
history.[116] Some of the motives that we professed for entering the
Great War remind one curiously of the motives that men like Flamininus
professed for going to the rescue of Greece. Cicero, writing over a
century later and only a few months before his assassination by the
emissaries of the Triumvirs, said that he himself had once thought that
Rome stood for world service rather than for world empire, but that he
had been bitterly disillusioned. He proceeds to denounce Julius Cæsar,
the imperialistic leader _par excellence_, as a demon in human form who
did evil for its own sake. But Cæsar had at least the merit of seeing
that the Roman ethos was changing, that as the result of the breakdown
of religious restraint (for which Stoical “service” was not an adequate
substitute), the Romans were rapidly becoming unfit for republican
institutions.
Some persons, indeed, are inclined to go beyond particular comparisons
of this kind and develop a general parallel between decadent Rome and
modern America. Such a parallel is always very incomplete and must
be used with great caution. We need, in the first place, to define
with some precision what we mean by decadence. The term is often
used vaguely by persons who are suffering from what one may call the
illusion of the “good old times.”[117] Livy is surely a bit idyllic
when he exclaims: “Where will you now find in one man this modesty
and uprightness and loftiness of spirit that then belonged to a whole
people?” Yet if one compares the Rome of the Republic with the Rome
of the Empire one is conscious of a real decline. The Senate that had
seemed to Cineas, the adviser of Pyrrhus, an assembly of demigods,
had become by the time of Tiberius a gathering rather of cringing
sycophants. Horace was uttering only the sober truth when he proclaimed
the progressive degeneracy of the Romans of his time.[118] The most
significant symptom of this degeneracy seemed to Horace and other
shrewd observers to be the relaxation of the bonds of the family.
Are we witnessing a similar moral deliquescence in this country, and,
if so, how far has it gone? One of our foreign critics asserts that we
have already reached the “Heliogabalus stage”--which is absurd. But
at the same time it is not to be denied that the naturalistic notion
of liberty has undermined in no small measure the two chief unifying
influences of the past--the Church and the family. The decline in the
discipline of the family has been fairly recent. Persons are still
living who can remember the conditions that prevailed in the Puritan
household.[119] The process of emancipation from the older restraint
has not usually presented itself as a lapse into mere materialism.
Idealism in the current sense of that term has tended to take the place
of traditional religion. The descendants of the Puritans have gone in
for commercialism, to be sure, especially since the Civil War, but it
has been commercialism tempered by humanitarian crusading. As I have
pointed out, the humanitarian does not, like the genuine Puritan, seek
to get at evil in the heart of the individual, so that he is finally
forced to resort to outer regulation. The egoistic impulses that are
not controlled at their source tend to prevail over an ineffectual
altruism in the relations of man with man and class with class. The
special mark of materialism, which is to regard property, not as a
means to an end, but as an end in itself, is more and more visible.
The conservative nowadays is interested in conserving property for its
own sake and not, like Burke, in conserving it because it is an almost
indispensable support of personal liberty, a genuinely spiritual thing.
As for the progressive, his preoccupation with property and what he
conceives to be its just distribution amounts to a morbid obsession.
Orderly party government will become increasingly difficult if we
continue to move in this direction, and we shall finally be menaced by
class war, if, indeed, we are not menaced by it already. Every student
of history is aware of the significance of this particular symptom
in a democracy. One may sum up what appears to be our total trend at
present by saying that we are moving through an orgy of humanitarian
legalism towards a decadent imperialism.
The important offsetting influence is our great unionist tradition.
One should not, however, underestimate the difficulties in the way
of maintaining this tradition. The idea that the State should have a
permanent or higher self that is felt as a veto power upon its ordinary
self rests ultimately upon the assertion of a similar dualism in the
individual. We have seen that this assertion has in the Occident been
inextricably bound up with certain Christian beliefs that have been
weakened by the naturalistic movement. We are brought back here to the
problem with which we have been confronted so often in the course of
the present argument, how, namely, to get modern equivalents for the
traditional beliefs, above all some fresh basis for the affirmation
of a _frein vital_ or centripetal element in liberty. What the men
of the French Revolution wanted, according to Joubert, was not
religious liberty, but irreligious liberty. In that case, the French
modernist retorts bitterly, you would have us give up revolutionary
liberty and become Jesuits. Similarly, if one points out to an
American modernist the inanity of his idealism as a substitute for the
traditional controls, he will at once accuse you of wishing to revert
to Puritanism. Strictly speaking, however, one does not need to revert
to anything. It is a part of my own method to put Confucius behind
Aristotle and Buddha behind Christ. The best, however, that even these
great teachers can do for us is to help us to discover what is already
present in ourselves.[120] From this point of view they are well-nigh
indispensable.
Let us begin, therefore, by ridding our minds of unreal alternatives.
If we in America are not content with a stodgy commercialism, it does
not follow that we need, on the one hand, to return to Puritanism, or,
on the other, to become “liberals” in the style of “The New Republic”;
nor, again, need we evolve under the guidance of Mr. H. L. Mencken
into second-rate Nietzscheans. We do need, however, if we are to gain
any hold on the present situation, to develop a little moral gravity
and intellectual seriousness. We shall then see that the strength of
the traditional doctrines, as compared with the modernist position,
is the comparative honesty with which they face the fact of evil. We
shall see that we need to restore to human nature in some critical and
experimental fashion the “old Adam” that the idealists have been so
busy eliminating. A restoration of this kind ought not to lead merely
to a lapse from naturalistic optimism into naturalistic pessimism;
nothing is easier than such a lapse and nothing at bottom is more
futile. Both attitudes are about equally fatalistic and so undermine
moral responsibility. A survey of the facts would suggest that man
is morally responsible, but that he is always trying to dodge this
responsibility; that what he suffers from, in short, is not fate in
any sense of the word, but spiritual supineness. There may be truth in
the saying that the devil’s other name is inertia. Nothing is more
curious than to trace historically the way in which some great teaching
like that of Christ or Buddha has been gradually twisted until man has
adjusted it more or less completely to his ancient indolence. Several
centuries ago there was a sect of Japanese Buddhism known as the Way
of Hardships; shortly after there arose another sect known as the Easy
Way which at once gained great popularity and tended to supplant the
Way of Hardships. But the Japanese Way of Hardships is itself an easy
way if one compares it with the original way of Buddha. One can follow,
indeed, very clearly the process by which Buddhist doctrine descended
gradually from the austere and almost inaccessible height on which it
had been placed by its founder to the level of the prayer mill. It was
announced in the press not long ago that as a final improvement some
of the prayer mills in Thibet are to be operated by electricity. The
man who hopes to save society by turning the crank of a legislative
mill or who sets up as a “socio-religious engineer” may call himself a
Christian, but he is probably as remote from the true spirit of Jesus
as some Eastern votary of the Easy Way is from the true spirit of
Buddha.
The essence of man’s spiritual indolence, as I have already pointed
out, is that he does not wish to look up to standards and discipline
himself with reference to them. He wishes rather to expand freely along
the lines of his dominant desire. He grasps eagerly at everything that
seems to favor this desire and so tends, as the saying is, to keep him
in good conceit with himself. Disraeli discovered, we are told, that
the best way to get on with Queen Victoria was to flatter her and
not to be afraid of overdoing the flattery, but “to lay it on with a
trowel.” Demos, as was pointed out long ago, craves flattery like any
other monarch, and in his theory of popular sovereignty Rousseau has,
it must be admitted, laid this flattery on with a trowel. In general,
his notion that evil is not in man himself, but in his institutions,
has enjoyed immense popularity, not because it is true, but because it
is flattering.
Observations of the kind I have been making are likely to lay one open
to the charge of cynicism. One needs, however, to cultivate a wholesome
cynicism as the only way of avoiding the unwholesome kind--that of the
disillusioned sentimentalist. When I speak of a wholesome cynicism, I
mean that of Aristotle who says that “most men do evil when they have
an opportunity,” or that of Bossuet, expressing the moderate Christian
view, when he speaks of “the prodigious malignity of the human heart
always inclined to do evil.” There is no harm in cynicism provided
the cynic does not think of himself as viewing human nature from the
outside and from some superior pinnacle. In the sense I have just
defined, cynicism, indeed, has many points in common with religious
humility.
Let us pursue then our realistic analysis without fear of the charge
of cynicism. Man would not succumb so easily to flattery if he did not
begin by flattering himself; his self-flattery is closely related in
turn to his moral indolence. I have said that the whole of life may
be summed up in the words diversion and conversion. But man does not
want conversion, the adjustment in other words of his natural will
to some higher will, because of the moral effort it implies. In this
sense he is the everlasting trifler. But, though he wishes diversion,
he is loath at the same time to admit that he is missing the fruits of
conversion. He wills the ends, because they are plainly desirable, but
he does not will the means because they are difficult and disciplinary.
In short, he harbors incompatible desires and so listens eagerly to
those who encourage him to think that it is possible to have the good
thing without paying the appointed price.
Two main modes in which men are thus flattered may be distinguished.
First, in an age of authority and accepted standards, they are induced
to substitute for the reality of spiritual discipline some ingenious
art of going through the motions. An extreme example is that of
the fashionable lady described by Boileau who (with the aid of her
spiritual director) had convinced herself that she could enjoy all
the pleasures of hell on the way to paradise. What concerns us now,
however, is not the mode of flattery that is based on exaggerated
respect for outer authority, but the other main mode that flourishes
in an age of individualism. The cushions that, according to Bossuet,
the Jesuits put under the sinner’s elbows are as nothing compared to
the cushions that the sinner puts under his own elbows when left to
himself. In a period like the present every man is his own Jesuit.[121]
Rousseau’s sycophancy of human nature proved to be particularly suited
to the requirements of the individualistic era. By his sophistry of
feeling he satisfied in a new and fetching fashion man’s permanent
desire, especially in the realm of moral values, to have his cake and
eat it too. The self-flattery that encourages the huddling together
of incompatible desires has never been pushed further than in this
movement. When one considers, for instance, the multitude of those
who have hoped to combine peace and brotherhood with a return to
nature, one is forced to conclude that an outstanding human trait is a
prodigious and pathetic gullibility.
The chief corrective of gullibility is, in an age of individualistic
emancipation, a full and free play of the critical spirit. The more
critical one becomes at such a time, the more likely one is to achieve
standards and avoid empty conceits. Now to criticize is literally to
discriminate. The student of both the natural and the human law needs
to be very discriminating; one should note, however, an important
difference between them. The discrimination of the man of science is
exercised primarily upon physical phenomena, that of the humanist
primarily upon words. “The beginning of genuine culture,” Socrates
is reported to have said, “is the scrutiny of general terms.”[122]
Socrates himself was so accomplished in this type of scrutiny that he
still deserves to be the master of those who are aiming at criticism. I
have said that the hope of civilization lies not in the divine average,
but in the saving remnant. It is plain that in an age like the present,
which is critical in every sense of the word, the remnant must be
highly Socratic.
Discrimination of the humanistic type is especially needed in the
field of political theory and practice. Confucius, when asked what
would be his first concern if the reins of government were put into
his hands, replied that his first concern would be to define his terms
and make words correspond with things. If our modern revolutionaries
have suffered disillusions of almost unparalleled severity, it is too
often because they have given their imagination to words, without
making sure that these words corresponded with things; and so they
have felt that they were bound for the promised land when they were in
reality only swimming in a sea of conceit. “The fruit of dreamy hoping
is, waking, blank despair.” The disenchantment of Hazlitt with the
French Revolution is typical of that of innumerable other “idealists.”
“The French Revolution,” he says, “was the only match that ever took
place between philosophy and experience; and, waking from the trance
of theory to the sense of reality, we hear the words _truth, reason,
virtue, liberty_ with the same indifference or contempt that the cynic,
who has married a jilt or a termagant, listens to the rhapsodies of
lovers.”
The reason that the Rousseauist often alleges for his attacks on the
analytical intellect, the necessary instrument of a Socratic dialectic,
is that it destroys unity. His disparagement of analysis may be
due, however, even less to his love of unity than to his dislike of
effort. It may be that, like Rousseau himself, he is seeking to give
to indolence the dignity of a philosophical occupation.[123] If it
is a strenuous thing to concentrate imaginatively on the facts of
the natural order, the concentration on the facts of the human order
that enables one to use one’s terms correctly is even more strenuous.
What a monstrous inequality, said Lincoln, to pay an honest laborer
seventy cents a day for digging coal and a President seventy dollars
a day for digging abstractions! The argument that Lincoln thus puts
forth ironically, a follower of Karl Marx would be capable of employing
seriously. But if the President does honest work, if he digs his
abstractions properly, instead of substituting some art of going
through the motions, he must display the utmost contention of spirit.
There have been moments in recent years when a President of this kind
would have been worth to the country many times seventy dollars a
day. Did the idealistic abstractions, one must make bold to ask, that
Mr. Woodrow Wilson poured forth so profusely when President, satisfy
the Socratic and Confucian test--did they correspond with things? The
late Mr. Walter H. Page concluded, after unusual opportunities of
observation, that Mr. Wilson was “_not_ a leader, but rather a stubborn
phrase-maker.” Fine words, according to the homely adage, butter no
parsnips. They may, however, it would seem, put a man in the White
House. Mr. Wilson, it should be remembered, was not only an ex-college
president himself, but in his main policies he had the eager support of
practically the whole corporation of college presidents. If Mr. Page’s
estimate of Mr. Wilson should prove to be correct, it would follow that
our American remnant--and college presidents should surely belong to
the remnant--is not sufficiently critical. The question is one of some
gravity, if it be true, as I said at the outset, that democracy will
in the long run have to be judged, like any other form of government,
by the quality of its leadership, and if it be true, furthermore, that
under existing conditions we must get our standards and our leadership
along Socratic rather than traditional lines. “What the Americans most
urgently require,” said Matthew Arnold, “is a steady exhibition of cool
and sane criticism.” That is precisely what they require and what they
have never had.
If we had a Socratic remnant one of its chief concerns would be to
give a civilized content to the catch-words that finally govern the
popular imagination. The sophist and the demagogue flourish in an
atmosphere of vague and inaccurate definition. With the aid of the
Socratic critic, on the other hand, Demos might have some chance of
distinguishing between its friends and its flatterers--something that
Demos has hitherto been singularly unable to do. Let one consider those
who have posed with some success as the people’s friends from Cleon of
Athens to Marat; and from Marat to William Randolph Hearst. It would
sometimes seem, indeed, that the people might do very well were it not
for its “friends.” The demagogue has been justified only too often in
his assumption that men may be led, not by their noses, but by their
ears as tenderly as asses are. The records of the past reveal that
the multitude has frequently been persuaded by a mirage of words that
the ship of state was steering a straight course for Eldorado, when
it was in reality drifting on a lee-shore; and the multitude has not
been apprized of the peril until it was within the very sound of the
breakers.
It is only too evident that we are not coping adequately with this
special problem of democracy; that we are, on the contrary, in danger
of combining the strength of giants with the critical intelligence of
children. Millions of Americans were ready not so very long ago to
hail William Jennings Bryan as a “peerless leader.” Other millions
are ready apparently to bestow a similar salute on Henry Ford--in
spite of the almost incredible exhibition he made of himself with his
“Peace Ship.” If our Socratic critics were sufficiently numerous, the
followers of such leaders would finally become conscious of something
in the air that was keen, crisp, and dangerous; they might finally be
forced to ask themselves whether the ideals with which they were being
beguiled really mean anything, or at all events anything more than
the masking in fine phrases of the desire to get one’s hand into the
other citizen’s pocket. The devil, as is well known, is a comparatively
harmless person unless he is allowed to disguise himself as an angel
of light. An unvarnished materialism is in short less to be feared
than sham spirituality. Sham spirituality is especially promoted by
the blurring of distinctions, which is itself promoted by a tampering
with general terms. A dialectical scrutiny of such terms is therefore
indispensable if one is to determine whether what a man takes to be his
idealism is merely some windy inflation of the spirit, or whether it
has support in the facts of human experience.
I have already made some application of the Socratic method to
idealism, a term that has come to be almost synonymous with
humanitarianism. I have pointed out, for instance, how the utilitarian
has corrupted the word comfort and the sentimentalist the word virtue.
The idealist may, indeed, retort that I have myself admitted that
certain elements essential to salvation are omitted in the Socratic
scheme of things, and that for these elements we need to turn from
Socrates to Christ; and he will proceed to identify the gospel of
Christ with his own gospel of sympathy and service. Humanitarian
idealism unquestionably owes much of its prestige, perhaps its
main prestige, to the fact that it has thus associated itself with
Christianity. I have sought to show, however, on strictly psychological
grounds, that humanitarian service does not involve, in either its
utilitarian or its sentimental form, the truths of the inner life
and that it cannot therefore be properly derived from Christ. The
transformation, indeed, of this great master of the inner life into a
master of “uplift” must seem to austere Christians, if there are any
left, a sort of second crucifixion. In substituting the love of man
for the love of God the humanitarian is working in a vicious circle,
for unless man has in him the equivalent of the love of God he is not
lovely. Furthermore, it is important that man should not only love but
fear the right things. The question was recently raised at Paris why
medical men were tending to usurp the influence that formerly belonged
to the clergy. The obvious reply is that men once lived in the fear of
God, whereas now they live in the fear of microbes. It is difficult to
see how one can get on humanitarian lines the equivalent of the truth
that the fear of the Lord is the beginning of wisdom.
Perhaps there is no better way of dealing with the humanitarian
movement than to take one’s point of departure in certain sayings of
Jesus and at the same time so to protect them by a Socratic dialectic
as to bring out their true meaning. For the present desideratum, it may
be, is not to renounce Socrates[124] in favor of Christ, but rather to
bring Socrates to the support of Christ.
Three sayings of Jesus would seem especially relevant, if we wish to
bring out the contrast between his inspired and imaginative good sense
and humanitarianism: (1) “Render unto Cæsar the things that are Cæsar’s
and unto God the things that are God’s.” (2) “By their fruits ye shall
know them.” (3) One should build one’s house upon the rock.
I have already glanced at a violation of the first of these
maxims--that, namely, which has taken place in connection with the
humanitarian attempt to abolish war even at the expense of justice,
and the closely related attempt to convert the prince of peace into
a prince of pacifism. Americans often fear that the Roman Catholic
Church may use the machinery of democracy to its own ends; and in
parts of the country where Catholic voters are in the majority such
apprehensions--for example, the apprehension regarding the Catholic
domination of the schools--may not be entirely without foundation. It
was not, however, a Catholic but a Protestant who recently felt it
necessary to recall to his fellow believers that the kingdom of heaven
is within us and not at Washington. The Protestant churches seem to
be turning more and more to social service, which means that they have
been substituting for the truths of the inner life various causes and
movements and reforms and crusades. If W. J. Bryan had been born fifty
years earlier he would very likely have been a religious revivalist;
the religion of the revivalist was still in a fashion a religion of the
inner life. Bryan’s protest, however, in connection with his crusade
for free silver, against the crucifixion of the people on a cross of
gold, not only involves an unusually mawkish mixture of the things of
God and the things of Cæsar, but might have led to political action
that, so far from being religious, would have been subversive of common
honesty.
One should face frankly the question whether the crusading spirit
is in any of its manifestations genuinely Christian. The missionary
spirit, the purely spiritual appeal from man to man, is unquestionably
Christian. By the crusading spirit I mean, on the other hand, the
attempt to achieve spiritual ends collectively through the machinery
of the secular order. If one takes a long-range view, the question is
one that should be of special interest to Frenchmen, for France has
been more than any other country the crusading nation. It has been
said that the religious crusading of the Middle Ages in which France
played the leading part showed that Europe was already sloughing off
genuine Christianity. The contrast is striking in any case between
the Christianity of this period and that of the first centuries. The
more or less legendary account of the Theban Legion that was ready
to fight bravely for the Emperor when he kept within the temporal
domain, but allowed itself to be martyred to the last man unresistingly
rather than worship him as a God, reflects accurately enough the
attitude of the early Christian. The ruthless massacre that marked
the first entrance of the crusaders into Jerusalem (15 July, 1099)
is sufficient proof that they did not maintain any such distinction
between the spiritual and the temporal order.[125] It seems hardly
necessary to ask which of the two, the crusader or the member of the
Theban Legion, was nearer in spirit to the Founder. By his confusion of
the things of God with the things of Cæsar the crusader was in danger
of substituting a will to power for the will to peace that is at the
heart of genuine Christianity.[126] The emergence of the will to power
is even more obvious in the humanitarian crusader, as I attempted to
show in my study of the Rousseauistic side of the French Revolution.
The revolutionary formula, “liberty, equality, fraternity,” is in
itself only a portentous patter of words.[127] These words may, no
doubt, be so defined both separately and in their relation to one
another as to have a genuinely religious meaning. Understood in the
fashion of Rousseau, that is, as summing up the supposed results of a
return to “nature,” they encouraged one of the most virulent forms of
imperialism. The French themselves are growing more and more doubtful
about the “idealistic” side of their Revolution (it goes without saying
that the Revolution had other sides). They are growing more realistic
in temper.[128] The great problem for them as for all of us is, that,
on being disillusioned regarding this type of idealism, they should not
become merely Machiavellian realists.
At all events, France can no longer be looked upon as the crusading
nation. It is becoming the dangerous privilege of the United States to
display more of the crusading temper than any other country in both its
domestic and its foreign policies. Yet if one may properly question the
religious crusading of which the French were once so fond (_Gesta Dei
per Francos_), how much more properly may one question the activities
of our “uplifters” (_Gesta humanitatis per Americanos_). We are being
deprived gradually of our liberties on the ground that the sacrifice
is necessary to the good of society. If we attend carefully to the
psychology of the persons who manifest such an eagerness to serve
us, we shall find that they are even more eager to control us. What
one discovers, for example, under the altruistic professions of the
leaders of a typical organization for humanitarian crusading, like the
Anti-Saloon League, is a growing will to power and even an incipient
terrorism. Let one consider again Mr. Woodrow Wilson, who, more than
any other recent American, sought to extend our idealism beyond our
national frontiers. In the pursuit of his scheme for world service, he
was led to make light of the constitutional checks on his authority and
to reach out almost automatically for unlimited power. If we refused to
take his humanitarian crusading seriously we were warned that we should
“break the heart of the world.” If the tough old world had ever had a
heart in the Wilsonian sense, it would have been broken long ago. The
truth is that this language, at once abstract and sentimental, reveals
a temper at the opposite pole from that of the genuine statesman. He
was inflexible and uncompromising in the defence of his “ideal,” the
League of Nations, which, as a corrective of the push for power on the
national scale, is under the suspicion of being only a humanitarian
chimera. At the same time he was only too ready to yield to the push
for power of the labor unions (Adamson Act), a form of the instinct
of domination so full of menace to free institutions that, rather
than submit to it, a genuine statesman would have died in his tracks.
One may contrast profitably the way in which Mr. Wilson faced this
issue with the way in which Grover Cleveland, perhaps the last of our
Presidents who was unmistakably in our great tradition, faced the issue
of free silver.
The particular confusion of the things of God and the things of Cæsar
promoted by Mr. Wilson and the other “idealists” needs to have brought
to bear on it the second of the sayings of Jesus that I have cited
(“By their fruits ye shall know them”). The idealists so plainly fail
to meet the test of fruits that they are taking refuge more and more,
especially since the war, in their good intentions. The cynic might,
indeed, complain that they already have hell paved at least twice over
with their good intentions. We can no more grant that good intentions
are enough in dealing with men than we can grant that they suffice a
chemist who is handling high explosives. Under certain conditions,
human nature itself may become one of the highest of high explosives.
Above all, no person in a position of political responsibility can
afford to let any “ideal” come between him and a keen inspection of
the facts. It is only too evident that this true vision was found
before the war in imperialists of the type of Lord Roberts rather
than in liberals of the type of Asquith and Grey. It does not follow
that the realism that one should oppose to the “idealists” need be
of a merely imperialistic type; it may be a complete moral realism.
The moral realist will not allow himself to be whisked off into any
cloud-cuckoo-land in the name of the ideal. He will pay no more
attention to the fine phrases in which an ideal of this kind is
clothed than he would to the whistling of the wind around a corner.
The idealist will, therefore, denounce him as “hard.” His hardness
is in any case quite unlike that of the Machiavellian realist. If
the moral realist seems hard to the idealist, this is because of his
refusal to shift, in the name of sympathy or social justice or on any
other ground, the struggle between good and evil from the individual
to society. If we restore the moral struggle to the individual, we
are brought back at once to the assertion in some form or other of the
truths of the inner life. The question that may properly be raised
at present is not whether this or that cause or movement or reform
is breaking down, but whether humanitarian crusading in general as a
substitute for the inner life is not breaking down. The failure of
humanitarianism might be even more manifest than it is were it not for
the survival--and that even in the humanitarians themselves--of habits
that derive from an entirely different view of life. The ethos of a
community does not disappear in a day, even when the convictions that
sustain it have been undermined. This slow decline of an ethos adds to
the difficulty of judging any particular doctrine by its fruits. These
fruits are often slow to appear. For example, no one has been more
successful in breaking down American educational tradition in favor
of humanitarian conceptions than President Eliot, who is himself an
unusually fine product of the Puritan discipline.[129] He has owed his
great influence largely to the fact that many men are sensitive to a
dignified and impressive personality, whereas very few men are capable
of weighing the ultimate tendencies of ideas. One might have more
confidence in the elective system if it could be counted on to produce
President Eliots.
Though the traditional habits survive the traditional beliefs, they
do not survive them indefinitely. With the progressive weakening, not
merely of the Puritan ethos, but of the Christian ethos of the Occident
in general, it may become harder and harder to justify humanitarianism
experimentally. This movement has from Bacon’s time stood for fruits
and, in all that concerns man’s power and material comfort and utility,
it has as a matter of fact been superlatively fruitful. But it has also
professed to give the fruits of the spirit--for example, peace and
brotherhood--and here its failure is so conspicuous as to lead one to
suspect some basic unsoundness.
At this point the third saying of Jesus that I have quoted comes into
play--the saying as to the importance of building on the rock. The
storm has come and it is not clear that our modern house is thus firmly
established. The impression one has is rather that of an immense and
glittering superstructure on insecure foundations.
The basis on which the whole structure of the new ethics has been
reared is, as we have seen, the assumption that the significant
struggle between good and evil is not in the individual but in society.
If we wish once more to build securely, we may have to recover in some
form the idea of “the civil war in the cave.” If one admits this “war,”
one may admit at the same time the need of the work of the spirit, if
one is to bring forth the fruits of the spirit. If one denies this
war, one transfers the work to the outer world or substitutes for it
a sympathy that involves neither an inner nor an outer working. A
main problem of ethics, according to Cicero, is to prevent a divorce
between the honorable (_honestum_) and the useful (_utile_). If these
terms are not sophisticated, he says, the honorable and the useful
will be found to be identical. But such a sophistication has taken
place as a result of the emphasis on an outer rather than on an inner
working about which I have already had so much to say in this volume.
The fruitful has thus come to be identified with the useful and finally
(in a narrow and doctrinal sense) with the utilitarian. The whole
problem has assumed a gravity that it did not have in the time of
Cicero because of the way in which we have got ourselves implicated, by
our one-sided pursuit of utility, in an immense mass of interlocking
machinery.
One needs, however, if one is to recover a firm basis for the spiritual
life, to get behind even the word work. The sophistication of this
word would not have been possible had it not been for the previous
sophistication of the word nature. This word should receive the first
attention of any one who is seeking to defend on Socratic lines either
humanistic or religious truth. Apply a sufficiently penetrating
dialectic to the word nature, one is sometimes tempted to think, and
the sophist will be put out of action at the start. The juggling with
this word can be traced from the ancient Greek who said that the
distinction between the honorable and the shameful has no root in
nature, but is merely a matter of convention, to Renan who said that
“nature does not care for chastity.” This juggling has always been
the main source of an unsound individualism. The contrast between the
natural and the artificial that has flourished since the eighteenth
century and underlies the romantic movement is especially inadmissible.
“Art,” as Burke says, “is man’s nature.” I have already referred to
Diderot’s dismissal of the opposition between a law of the spirit and a
law of the members as “artificial,” and have said that the proper reply
to such sophistry is not to take refuge in theology, but to insist
upon this opposition as one of the “immediate data of consciousness”;
that we shall thus get experimentally the basis we require if we are
to do the work of the spirit and bring forth its fruits. A confusion
like that of Diderot is so serious that the defining of the one word
“nature” would justify a dialectical battle along Socratic lines the
like of which has never been seen in the history of the world. When it
was over, the field of conflict would be covered thick with dead and
dying reputations; for there can be no doubt that many of the leaders
of the present time have fallen into the naturalistic error.
On one’s definition of work, which itself depends on one’s definition
of nature, will depend in turn one’s definition of liberty. One is
free to work and not to idle. Only when liberty is properly defined
according not merely to the degree, but to the quality of one’s
working, is it possible to achieve a sound definition of justice (To
every man according to his works). One’s definition of justice again
will be found to involve one’s definition of peace in the secular
order: for men can live at peace with one another only in so far as
they are just. As for religious peace, it is not subject to definition.
In the scriptural phrase, it passeth understanding.
Above all, if one is to achieve a sound philosophy of will, there must
be no blurring of the distinction between the spiritually inert and
the spiritually energetic. The point is one that should be of special
interest to Americans. The European has tended in his typical moments,
and that from the time of the Greeks, to be an intellectual. There are
signs, on the other hand, that if America ever achieves a philosophy of
its own, it will be rather a philosophy of will. We have been called
the “people of action.” Under the circumstances it is a matter of some
moment both for ourselves and for the rest of the world whether we are
to be strenuous in a completely human or in a merely Rooseveltian sense.
One may grant, indeed, that in a world like this the Rooseveltian
imperialist is a safer guide than the Jeffersonian or Wilsonian
“idealist.” But there is no reason why one should accept either horn of
this dilemma. The most effective way of dealing with the Jeffersonian
idealism is to submit to a Socratic dialectic the theory of natural
rights that underlies it. This theory rests on the sophistical contrast
between the natural and the artificial of which I have just spoken,
a contrast that encourages a total or partial suppression of the
true dualism of the spirit and of the special quality of working it
involves. With this weakening of the inner life it becomes possible
to assert a lazy or, what amounts to the same thing, an anarchical
liberty. For true liberty is not liberty to do as one likes, but
liberty to adjust oneself, in some sense of that word, to law. “The
Abbé Coigniard,” says Anatole France, “would not have signed a line
of the declaration of the rights of man because of the excessive and
unjust discrimination it establishes between man and the gorilla.”
The true objection to the declaration of the rights of man is the
exact opposite of the one stated by M. France: it does not establish
a sufficiently wide gap between man and the gorilla. This gap can be
maintained only if one insists that genuine liberty is the reward of
ethical effort; it tends to disappear if one presents liberty as a free
gift of “nature.”
It may, indeed, be urged that the theory of natural rights, though
false, may yet be justified as a “useful fiction,” that it has often
shown itself an effective weapon of attack on the iniquities of the
existing social order. One may doubt, however, the utility of the
fiction, for what it tends to oppose to the existing order is not
a better order but anarchy. No doubt the established order of any
particular time and place that the partisan of “rights” would dismiss
as conventional and artificial is, compared with true and perfect
order, only a shadow; but such as it is, it cannot be lightly abandoned
in favor of some “ideal” that, when critically examined, may turn out
to be only a mirage on the brink of a precipice. The “unwritten laws of
heaven”[130] of which the great humanist Sophocles speaks are felt in
their relation to the written law, not as a right, but as a stricter
obligation.
The tendency of the doctrine of natural rights to weaken the sense
of obligation, and so to undermine genuine liberty, may be studied in
connection with its influence on the common law which has prevailed
among the English-speaking peoples. The spirit of this law at its
best is that of a wholesome moral realism. Under the influence of the
school of rights the equity that is often in conflict with strict law
was more or less identified with a supposed law of “nature.”[131]
This identification encouraged an unsound individualism. The proper
remedy for an unsound individualism is a sound individualism, an
individualism that starts, not from rights, but from duties. The actual
reply to the unrestraint of the individual has been another doctrine
of rights, the rights of society, which are sometimes conceived almost
as metaphysically as the older doctrine of the rights of man. The
representatives of this school of legal thinking tend to identify
equity with the principle of social utility. Judges have already
appeared who have so solicited the strict letter of the law in favor of
what they deemed to be socially expedient as to fall into a veritable
confusion of the legislative and judicial functions. Unfortunately
those who represent society at any particular moment and who are
supposed to overflow with a will to service will be found by the
realistic observer (in so far at least as they are mere humanitarian
crusaders in whom there is no survival of the traditional controls)
to be developing, under cover of their altruism, a will to power. On
the pretext of social utility they are ready to deprive the individual
of every last scrap and vestige of his freedom and finally to subject
him to despotic outer control. No one, as Americans of the present day
are only too well aware, is more reckless in his attacks on personal
liberty than the apostle of “service.” He is prone in his furtherance
of his schemes of “uplift” not only to ascribe unlimited sovereignty to
society as against the individual, but to look on himself as endowed
with a major portion of it, to develop a temper, in short, that is
plainly tyrannical.
We seem, indeed, to be witnessing in a different form the emergency
faced by the early Christians. The time may come again, if indeed
it has not come already, when men will be justified in asserting
true freedom, even, it may be, at the cost of their lives, against
the monstrous encroachments of the materialistic state.[132] The
collectivistic ideal suffers, often in an exaggerated form, from the
underlying error of _laisser faire_ against which it is so largely
a protest. It does not reveal an adequate sense of the nature of
obligation and of the special type of effort it imposes. As a result
of its shallowness in dealing with the idea of work, it is in danger
of substituting for real justice the phantasmagoria of social justice.
Some of the inequalities that the collectivist attacks are no doubt the
result of the unethical competition promoted by _laisser faire_. But
the remedy for these inequalities is surely not the pursuit of such
chimeras as social or economic equality, at the risk of sacrificing the
one form of equality that is valuable--equality before the law.
Equality as it is currently pursued is incompatible with true liberty;
for liberty involves an inner working with reference to standards,
the right subordination, in other words, of man’s ordinary will to a
higher will. There is an inevitable clash, in short, between equality
and humility. Historically humility has been secured more or less at
the expense of the intellect. I have myself been trying to show that
it is possible to defend humility, and in general the truths of the
inner life, by a critical method and in this sense to put Socrates
in the service of Christ. The question of method is, in any case,
all-important if one is to heal the feud between the head and the heart
that has subsisted in the Occident in various forms from Græco-Roman
times. Intellect, though finally subordinate to will, is indispensable
in direct ratio to the completeness of one’s break with traditional
standards. It is then needed to test from the point of view of reality
the unity achieved by the imagination and so to supply new standards
with reference to which the higher will may exercise its power of veto
on the impulses and expansive desires. When will and intellect and
imagination have been brought into right relation with one another,
one arrives at last at the problem of the emotions, to which the
Rousseauist, in his misplaced thirst of immediacy, gives the first
place. To have standards means practically to select and reject; and
this again means that one must discipline one’s feelings or affections,
to use the older word, to some ethical centre. If the discipline is to
be effective, so that a man will like and dislike the right things, it
is as a rule necessary that it should become a matter of habit, and
that almost from infancy. One cannot wait until the child has reached
the so-called age of reason, until, in short, he is in a position to
do his own selecting, for in the mean while he may have become the
victim of bad habits. This is the true prison house that is in danger
of closing on the growing boy. Habit must, therefore, as Aristotle
says, precede reason. Certain other ideas closely connected with the
idea of habit, need to receive attention at this point. The ethos of a
community is derived in fact, as it is etymologically, from habit. If a
community is to transmit certain habits to its young, it must normally
come to some kind of agreement as to what habits are desirable; it
must in the literal meaning of that word achieve a convention. Here
is a chief difference between the true and the false liberal. It has
been said of our modernists that they have only one convention and
that is that there shall be no more conventions. An individualism that
is thus purely temperamental is incompatible with the survival of
civilization. What is civilized in most people is precisely that part
of them which is conventional. It is, to be sure, difficult to have a
convention without falling into mere conventionalism, two things that
the modernist confounds; but then everything that is worth while is
difficult.
The combining of convention with a due respect for the liberty of the
individual involves, it must be admitted, adjustments of the utmost
delicacy. Two extremes are about equally undesirable: first, the
convention may be so rigid and minute as to leave little scope for the
initiative of the individual. This formalistic extreme was reached, if
Occidental opinion be correct, in the China of the past, and also in
the older French convention that Rousseau attacked. At the opposite
pole is the person who is spontaneous after the fashion encouraged by
Rousseau and who, in getting rid of conventions, has also got rid of
standards and abandoned himself to the mere flux of his impressions.
The problem of standards would be simple if all we had to do was to
oppose to this anarchical “liberty” a sound set of general principles.
But so far as actual conduct is concerned, life resolves itself into a
series of particular emergencies, and it is not always easy to bridge
the gap between these emergencies or concrete cases and the general
principle. It has been held in the Occident, at least from the time of
Aristotle, and in the Orient, at least from the time of Confucius, that
one should be guided in one’s application of the general principle by
the law of measure. The person who thus mediates successfully seems,
in the phrase of Pascal, to combine in himself opposite virtues and to
occupy all the space between them. As a general principle, for example,
courage is excellent, but unless it be tempered in the concrete
instance by prudence, it will degenerate into rashness. According to
Bossuet, “Good maxims pushed to an extreme are utterly ruinous.” (_Les
bonnes maximes outrées perdent tout._) But who is to decide what is the
moderate and what the extreme application of a good maxim? The casuist
or legalist would not only lay down the general principle, but try to
deal exhaustively with all the cases that may arise in the application
of it, in such wise as to deprive the individual, so far as possible,
of his autonomy. The cases are, however, inexhaustible, inasmuch as
life is, in Bergson’s phrase, a perpetual gushing forth of novelties.
A Jesuitical casebook or the equivalent is after all a clumsy
substitute for the living intuition of the individual in determining
the right balance to strike between the abiding principle and the novel
emergency. While insisting, therefore, on the need of a convention, one
should strive to hold this convention flexibly, imaginatively, and, as
it were, progressively. Without a convention of some kind it is hard
to see how the experience of the past can be brought to bear on the
present. The unconventional person is assuming that either he or his
age is so unique that all this past experience has become obsolete.
This very illusion has, to be sure, been fostered in many by the rapid
advance of the physical sciences.
So much experience has accumulated in both the East and the West that
it should seem possible for those who are seeking to maintain standards
and to fight an anarchical impressionism, to come together, not only
as to their general principles, but as to the main cases that arise in
the application of them. This convention, if it is to be effective,
must, as I have already suggested, be transmitted in the form of habits
to the young. This is only another way of saying that the civilization
of a community and ultimately the government of which it is capable
is closely related to the type of education on which it has agreed.
(One should include in education the discipline that children receive
in the family). “The best laws,” says Aristotle, “will be of no avail
unless the young are trained by habit and education in the spirit of
the constitution.”[133] Aristotle complains that this great principle
was being violated in his time. Is it being observed in ours? It
will be interesting in any case to make a specific application of
the Aristotelian dictum to our American education in its relation
to American government. Assuming that what we wish to preserve is a
federal and constitutional democracy, are we training up a class of
leaders whose ethos is in intimate accord with this type of government?
The older type of American college reflected faithfully enough the
convention of its time. The classical element in its curriculum was
appropriately subordinated to the religious element, inasmuch as
the leadership at which it aimed was to be lodged primarily in the
clergy. It would have been possible to interpret more vitally our
older educational convention, to give it the broadening it certainly
needed and to adapt it to changed conditions. The new education (I am
speaking, of course, of the main trend) can scarcely be said to have
developed in this fashion from the old. It suggests rather a radical
break with our traditional ethos. The old education was, in intention
at least, a training for wisdom and character. The new education
has been summed up by President Eliot in the phrase: training for
service and power. We are all coming together more and more in this
idea of service. But, though service is supplying us in a way with
a convention, it is not, in either the humanistic or the religious
sense, supplying us with standards. In the current sense of the word
it tends rather to undermine standards, if it be true, as I have tried
to show, that it involves an assumption hard to justify on strictly
psychological grounds--the assumption that men can come together
expansively and on the level of their ordinary selves. The older
education was based on the belief that men need to be disciplined to
some ethical centre. The sentimental humanitarian opposes to a definite
curriculum which aims at some such humanistic or religious discipline
the right of the individual to develop freely his bent or temperamental
proclivity. The standard or common measure is compromised by the
assertion of this supposed right, and in about the same measure the
effort and spirit of emulation that the standard stimulates disappears.
The very word curriculum implies a running together. Under the new
educational dispensation, students, instead of running together,
tend to lounge separately. Interest is transferred from the classroom
to the athletic field, where there is a standard of a kind and, with
reference to this standard, something that human nature craves--real
victory or real defeat. The sentimentalist also plays into the hands
of the utilitarian, who likewise sets up a standard with reference to
which one may strive and achieve success or failure. Anything that thus
has a definite aim tends to prevail over anything that, like a college
of liberal arts under the elective system, is comparatively aimless.
One cannot admit the argument sometimes heard that, because the older
education had a definite end, it was therefore vocational in the same
sense as the schools of business administration, for example, that have
been developing so portentously of late in our educational centres.
The older education aimed to produce leaders and, as it perceived, the
basis of leadership is not commercial or industrial efficiency, but
wisdom. Those who have been substituting the cult of efficiency for the
older liberal training are, of course, profuse in their professions of
service either to country or to mankind at large. The question I have
been raising throughout this volume, however, is whether anything so
purely expansive as service, in the humanitarian sense, can supply an
adequate counterpoise to the pursuit of unethical power, whether the
proper counterpoise is not to be sought rather in the cultivation of
the principle of vital control, first of all in the individual and
finally in the State.
I have said that one’s attitude towards the principle of control will
determine one’s definition of liberty, and that the Jeffersonians
inclining, as they did, to the new myth of man’s natural goodness,
looked askance, not merely at the traditional restraints, but at
everything that interfered with a purely expansive freedom. Jefferson
himself saw to some extent the implications of his general position
for education in particular. He is, for example, one of the authentic
precursors of the elective system.[134] The education that the
Jeffersonian liberty has tended to supplant set up a standard that
limited the supposed right of the individual to self-expression as well
as the inbreeding of special aptitudes in the interests of efficiency;
it was not, in short, either sentimental or utilitarian. There is a
real relation between the older educational standard that thus acted
restrictively on the mere temperament of the individual and the older
political standard embodied in institutions like the Constitution,
Senate, and Supreme Court, that serve as a check on the ordinary or
impulsive will of the people. It follows from all I have said that the
new education does not meet the Aristotelian requirement: it is not in
intimate correspondence with our form of government. If the veto power
disappears from our education there is no reason to anticipate that it
will long survive in the State. The spirit of the leaders will not be
that which should preside over a constitutional democracy.
The best of our elder statesmen, though they opposed a standard to
the mere flux of popular impulse and made sure that the standard
was appropriately embodied in institutions, did not associate their
standard with any theory of the absolute. Herein they showed their
sagacity. One cannot separate too carefully the cause of standards
from that of the absolute. Standards are a matter of observation
and common sense, the absolute is only a metaphysical conceit. In
political thinking this conceit has led to various theories of
unlimited sovereignty. Judged by their fruits all these theories are,
according to John Adams, “equally arbitrary, cruel, bloody, and in
every respect diabolical.” They can be shown, at all events, to be
hard to reconcile with a proper respect for personal liberty.[135]
It is a fortunate circumstance that the very word sovereignty does
not occur in our Constitution. The men who made this Constitution
were for granting a certain limited power here and another limited
power somewhere else, and absolute power nowhere. The best scheme of
government they conceived to be a system of checks and balances. They
did not, however, look on the partial powers they bestowed as being on
the same level. They were aware that true liberty requires a hierarchy
and a subordination, that there must be something central in a state to
which final appeal may be made in case of conflict. The complaint has,
indeed, been made that they left certain ambiguities in the articles of
union that had finally to be clarified on the battle-field. If they had
been more explicit, however, it is not probable that they would have
been able to establish a union at all. They were confronted with the
difficult task of gaining recognition for the centripetal element in
government in the face of the most centrifugal doctrine the world has
ever known--the doctrine that encourages men to put their rights before
their duties.
John Marshall deserves special praise for the clearness with which he
saw that the final centre of control in the type of government that
was being founded, if control was to have an ethical basis and not be
another name for force, must be vested in the judiciary, particularly
in the Supreme Court. This court, especially in its most important
function, that of interpreting the Constitution, must, he perceived,
embody more than any other institution the higher or permanent self of
the State. With a sound and independent judiciary, above all with a
sound and independent supreme bench, liberty and democracy may after
all be able to coexist. Many people are aware that personal liberty
and the security of private property, which is almost inseparable
from it, are closely bound up with the fortunes of the Supreme Court.
Their ideas are, however, often vague as to the nature of the menace
that overhangs our highest tribunal. We are familiar with the rant of
Gompers and his kind against the courts; we also know what to expect
from the radical press. We are not surprised, for example, when a
socialistic periodical, published at Girard, Kansas, devotes a special
issue of five million copies to an assault on the federal judiciary.
A menace that is perhaps more serious than this open hostility may
be defined as a sort of “boring from within.” This phrase seems to
fit the professors in our law schools who are departing from the
traditional standards of the law in favor of “social justice.” Social
justice, it is well to remind these “forward-looking” professors, means
in practice class justice, class justice means class war and class war,
if we are to go by all the experience of the past and present, means
hell.
The inadequacy of social justice with its tendency to undermine the
moral responsibility of the individual and at the same time to obscure
the need of standards and leadership may be made clearer if we consider
for a moment the problem of government with the utmost degree of
realism. Thus considered, government is power. Whether the power is to
be ethical or unethical, whether in other words it is subordinated to
true justice, must depend finally on the quality of will displayed by
the men who administer it. For what counts practically is not justice
in the abstract, but the just man. The just man is he whose various
capacities (including the intellect) are acting in right relation to
one another under the hegemony of the higher will. We are brought
back here to the problem of the remnant. Those who strive for the
inner proportion that is reflected in the outer world as justice have
always been few. The remark of Aristotle that “most men would rather
live in a disorderly than in a sober manner” remains true, at least
in the subtler psychic sense. Though one agree with Aristotle as to
the ethical unsoundness of the majority, it does not follow that
the ethical State is impossible. Human nature, and this is its most
encouraging trait, is sensitive to a right example. It is hard, indeed,
to set bounds to the persuasiveness of a right example, provided only
it be right enough. The ethical State is possible in which an important
minority is ethically energetic and is thus becoming at once just and
exemplary. Such a minority will also tend to solve the problem of
union. The soul of the unjust man is, according to Aristotle, torn by
every manner of faction.[136] The just man, on the contrary, is he who,
as the result of his moral choices based on due deliberation, choices
in which he is moved primarily by a regard for his own happiness,
has quelled the unruly impulses of his lower nature and so attained
to some degree of unity with himself. At the same time he will find
that he is moving towards a common centre with others who have been
carrying through a similar task of self-conquest. A State that is
controlled by men who have become just as the result of minding their
own business in the Platonic sense will be a just State that will
also mind its own business; it will be of service to other States,
not by meddling in their affairs on either commercial or “idealistic”
grounds, but by setting them a good example. A State of this kind may
hope to find a basis of understanding with any other State that is also
ethically controlled. The hope of coöperation with a State that has an
unethical leadership is chimerical. The value of political thinking is
therefore in direct ratio to its adequacy in dealing with the problem
of leadership. The unit to which all things must finally be referred
is not the State or humanity or any other abstraction, but the man of
character. Compared with this ultimate human reality, every other
reality is only a shadow in the mist.[137]
It follows from what I have said that ethical union, whether in the
single man or among different men or on the national or international
scale, is attainable so far as it is attainable at all, not by
expansive emotion nor by any form of machinery or organization (in
the current sense of the word), but only by the pathway of the inner
life. Some persons will remain spiritually anarchical in spite of
educational opportunity, others will acquire at least the rudiments of
ethical discipline, whereas still others, a small minority, if we are
to judge by past experience, will show themselves capable of the more
difficult stages of self-conquest that will fit them for leadership.
Our traditional education with all its defects did something to produce
leaders of this ethical type, whereas the utilitarian-sentimental
education which has been tending to supplant it is, as I have been
trying to show, lacking in the essentials of the inner life and so is
not likely to produce either religious or humanistic leaders. Most
Americans of the present day will, indeed, feel that they have refuted
sufficiently all that I have said, if they simply utter the word
“service.” One may suspect, however, that the popularity of the gospel
of service is due to the fact that it is flattering to unregenerate
human nature. It is pleasant to think that one may dispense with awe
and reverence and the inner obeisance of the spirit to standards,
provided one be eager to do something for humanity. “The highest
worship of God,” as Benjamin Franklin assures us blandly, “is service
to man.” If it can be shown experimentally--and a certain amount of
evidence on this point has accumulated since the time of Franklin--that
service in this sense is not enough to chain up the naked lusts of the
human heart, one must conclude that the supreme exemplar of American
shrewdness and practicality did not, in the utterance I have just
cited, show himself sufficiently shrewd and practical. The gospel of
service is at all events going to receive a thorough trial, if nowhere
else, then in America. We are rapidly becoming a nation of humanitarian
crusaders. The present reign of legalism is the most palpable outcome
of this crusading. It is growing only too evident, however, that the
drift towards license is being accelerated rather than arrested by the
multiplication of laws. If we do not develop a sounder type of vision
than that of our “uplifters” and “forward-lookers,” the history of
free institutions in this country is likely to be short, and, on the
whole, discreditable. Surely the first step is to perceive that the
alternative to a constitutional liberty is not a legalistic millennium,
but a triumph of anarchy followed by a triumph of force. The time
may come, with the growth of a false liberalism, when a predominant
element in our population, having grown more and more impatient of
the ballot box and representative government, of constitutional
limitations and judicial control, will display a growing eagerness for
“direct action.” This is the propitious moment for the imperialistic
leader. Though the triumph of any type of imperialistic leader is
a disaster, especially in a country like our own that has known the
blessings of liberty under the law, nevertheless there is a choice
even here. Circumstances may arise when we may esteem ourselves
fortunate if we get the American equivalent of a Mussolini; he may
be needed to save us from the American equivalent of a Lenin. Such
an emergency is not to be anticipated, however, unless we drift even
further than we have thus far from the principles that underlie our
unionist tradition. The maintenance of this tradition is indissolubly
bound up with the maintenance of standards. The democratic contention
that everybody should have a chance is excellent provided it mean that
everybody is to have a chance to measure up to high standards. If the
democratic extension of opportunity is, on the other hand, made a
pretext for lowering standards, democracy is, in so far, incompatible
with civilization. One might be more confident of the outcome of the
struggle between a true and a false liberalism that has been under way
since the founding of the Republic, if the problem of standards was
being dealt with more adequately in our education, above all in our
higher education. The tendency here, however, is, as I have noted,
to discard standards in favor of “ideals”; and ideals, as currently
understood, recognize very imperfectly, if at all, that man needs to
be disciplined to a law of his own, distinct from the law of physical
nature. One might view this idealistic development with more equanimity
if one were convinced with Professor John Dewey that the growing child
exudes spontaneously a will to service.[138] If we look, however, on
this form of spontaneity as a romantic myth, we shall be forced to
conclude that we have been permitting Professor Dewey and his kind to
have an influence on our education that amounts in the aggregate to
a national calamity; that with the progress of ideals of this kind
our higher education in particular is, from the point of view of a
genuinely liberal training, in danger of becoming a vast whir of
machinery in the void; finally, that, in the interest of our experiment
in free institutions, we need educational leaders who will have less
to say of service and more to say of culture and civilization, and who
will so use these words as to show that they have some inkling of their
true meaning.
This book has been written to no purpose unless I have made plain that
the problem of standards and leadership is by no means merely American.
The American situation can be understood only with reference to the
larger background--the slow yielding in the whole of the Occident
of traditional standards, humanistic and religious, to naturalism.
I have defined in its main aspects the movement that has supervened
upon this emancipation from the past as Baconian, Rousseauistic,
and Machiavellian; in other words, as utilitarian, sentimental, and
imperialistic. The individualist should, however, make a better use of
his liberty; the less traditional he becomes, the more he should strive
to get at standards positively and critically. The result of such
a striving would, I have tried to show, be a movement that might be
best defined as Socratic, Aristotelian, and Christian, that would, in
short, put prime emphasis in its different stages on definition, habit,
and humility. What has actually been witnessed in the Occident, as a
result of the failure to work out critical equivalents of traditional
standards, has been a series of violent oscillations between a
humanitarian idealism and a Machiavellian realism. Humanitarian
idealism is still firmly entrenched in this country, especially in
academic circles, where it seems to be held more confidently, one
is almost tempted to say more smugly, with each succeeding year.
Europeans, on the other hand, have suffered certain essential
disillusions. It is becoming increasingly difficult for them to believe
that the idealists have discovered any effective counterpoise to the
push for power. “We are much beholden,” says Bacon, “to Machiavel and
others that wrote what men do, and not what they ought to do.” The gap
between what men do and what they ought to do is turning out to be even
wider under the humanitarian dispensation than under that of mediæval
Christianity.
Yet the Machiavellian solution is in itself impossible. If the
Occident does not get beyond this type of realism, it will simply
reënact all the pagan stupidities and hasten once more to the pagan
doom. Moreover, the latter stages of the naturalistic dissolution
of civilization with which we are menaced are, thanks to scientific
“progress,” likely to be marked by incidents of almost inconceivable
horror. The danger of power without wisdom, of a constantly increasing
material organization combined with an ever-growing spiritual anarchy,
is already so manifest that unless there is a serious search for a
remedy we may conclude that the instinct for self-preservation that is
supposed to inhere in mankind is a myth. Surely the first step will
be to put in his proper subordinate place the man of science with his
poison gases[139] and high explosives, and that without a particle
of obscurantism. The tendency of physical science to bring the whole
of human nature under a single law can be shown to be at the bottom
of some of the most dangerous fallacies of the present time--for
example, the socialistic dream of “scientific” politics. “Thus the
whole of society,” says Mr. J. Ramsay MacDonald, “its organization, its
institutions, its activities, is brought within the sway of natural
law, not merely on its descriptive and historical side, but on its
experimental side, and administration and legislation become arts
pursued in the same way as the chemist works in his laboratory.”[140]
The man of science is flattered in the conceit of his own importance
by this inordinate exaltation of the “law for thing.” Yet he should,
in the interest of science itself, reject the whole point of view
as pseudo-scientific; for science needs the support of civilization
and the chief force that is now making against civilization is, next
perhaps to emotional unrestraint, pseudo-science.
Mr. MacDonald and his kind almost invariably look upon themselves
as “idealists.” This should serve to remind us that the terms
idealism and realism as now employed, however much they may clash
superficially, have at least this much in common: they are both rooted
in a naturalistic philosophy. Any one who transcends this philosophy
ceases in about the same measure to be either a humanitarian idealist
or a Machiavellian realist. He becomes aware of a quality of will
that distinguishes man from physical nature and is yet natural in the
sense that it is a matter of immediate perception and not of outer
authority. I have said that the neglect of this quality of will by
both utilitarians and sentimentalists has encouraged a sophistical
definition of liberty; that this type of liberty has owed its appeal
to its flattery of spiritual indolence, perhaps the most fundamental
human trait that is open to direct observation. Any one who has once
perceived this trait in himself and others, and followed it out in even
a few of its almost innumerable ramifications, will be in no danger
of overlooking the old Adam after the fashion of the “idealists.” The
insistence on the putting aside of spiritual indolence and the exercise
of the higher will is found in every genuinely spiritual doctrine,
above all in genuine Christianity. Traditionally the Christian has
associated his liberty and his faith in a higher will with grace.
“Where the Spirit of the Lord is, there is liberty.” I myself have been
trying to come at this necessary truth, not in terms of grace, but in
terms of work, and that on the humanistic rather than on the religious
level. I am not so arrogant as to deny the validity of other ways of
affirming the higher will, or to dismiss as obsolete the traditional
forms through which this will has been interpreted to the imagination.
I am attempting a contribution, I cannot remind the reader too often,
to a specific problem--to the distinction, namely, between a sound and
an unsound individualism. My argument should appeal primarily, so far
as it appeals to any one, to those who, as a result of having broken
with the traditional forms on grounds insufficiently critical, are in
danger of losing the truths of the higher will entirely; who are mere
modernists at a time when there is a supreme need of thoroughgoing and
complete moderns.
THE END
APPENDIX A
THEORIES OF THE WILL
I append with some hesitation a few notes on the more technical aspects
of a question the proper treatment of which would require a volume.
The whole problem of the will is inextricably bound up with that of
dualism. The true dualism I take to be the contrast in man between
two wills, one of which is felt as vital impulse (_élan vital_) and
the other as vital control (_frein vital_). The crucial point would
seem to be the proper place of intellect in its relation to the higher
will. It is hard, on the one hand, to be reasonable without becoming
rationalistic, and, on the other, to have faith without falling into
credulity. The Christian form of the difficulty grew up in connection
with the Pauline opposition between a law of the spirit and a law
of the members; if the law of the spirit is to exercise its control
effectually, it needs, according to the Christian, a greater or
lesser degree of divine coöperation. So that if one wishes to get at
a Christian’s views of man’s will the best method is frequently to
ascertain his views of God’s will.
One of the first to proclaim the superiority of the divine will
over the divine mind was Origen. The most important of Christian
voluntarists is, however, Saint Augustine. He asserts the primacy of
will in both man and God and on psychological as well as on theological
grounds. One of the arguments that he employs was influential on later
voluntarists like Duns Scotus.[141] Will, says Augustine, reveals
itself above all in the act of attention or concentration; it therefore
takes precedence of intellect because it selects the field of facts or
order of perceptions to which the intellect attends and of which it
acquires knowledge.[142]
With the influence of Aristotle from the latter part of the twelfth
century on, there was a tendency to revert to Greek intellectualism and
to reverse the Augustinian position in regard to will. Saint Thomas
Aquinas, for example, not only grants a superior dignity to man’s
intellect as compared with his will,[143] but holds that the divine
will is subordinate to the divine wisdom. It is hardly necessary to
add that Saint Thomas is far from being a pure rationalist: man’s
intellect, though superior to his will, is infinitely transcended by
the divine will.
To be sure the working of God’s will as it had been affirmed
traditionally with the support of Revelation had been felt from the
outset, especially in connection with the more extreme forms of the
doctrine of grace, to be a stumbling block to man’s reason. The central
preoccupation of the scholastic philosophy may indeed be said to have
been the reconciliation of faith in this sense with reason.[144] This
great effort culminated in Saint Thomas in whose system reason and
faith seem to coöperate harmoniously. Theological truth, he maintained,
though beyond reason, is not contrary to it.
The outstanding trait of the later scholasticism is the tendency of
reason and faith once more to separate and to appear as irreconcilable.
The “realist,” Duns Scotus, develops the thesis that “will is superior
to intellect”[145] (_Voluntas est superior intellectu_) in both man
and God. The nominalist, William of Occam, affirms in a still more
uncompromising fashion that God’s will is absolute and arbitrary. God
does not will a thing because it is just, but it is just because he
wills it. Theology may not hope to find support in reason. It must be
accepted on the authority of Revelation and the Church.
This last stage of scholasticism is the point of departure for various
movements that seem at first sight to have very little in common--for
example, Lutheranism and Jansenism as well as the philosophies of
Bacon and Descartes. The Jansenist and Lutheran exalt God’s will at
the expense of reason by an extreme interpretation of grace. Descartes
and Bacon, on the other hand, are interested, though in very different
ways, in the use that may be made of reason in the natural order. They
continue to pay more or less sincere homage to religion conceived as
indissolubly bound up with incomprehensible theological mysteries. It
is especially important to ascertain Descartes’s conception of the will
in view of his position as the father of modern philosophy. We need to
discriminate sharply between his conceptions of man’s will and God’s
will. God’s will he holds to be absolute and arbitrary and to this
extent he reminds us of Duns Scotus.[146] His ultimate temper, however,
is not that of the Christian voluntarist, inasmuch as he is interested
above all in working out a mechanical law for phenomenal nature. His
attitude towards God’s will is to be explained in two ways: first by
his extreme caution, not to say timidity; with the fate of Galileo
fresh in mind he was almost morbidly apprehensive of becoming embroiled
with the theologians. He was moved in the second place, according to M.
Gilson,[147] by the desire to get rid of final causes in the interest
of his own mechanistic hypothesis.
According to Descartes himself what he meant by his _Cogito
ergo sum_ was that one should start from the immediate data of
consciousness.[148] Practically he relegates the higher will to God (as
understood by the theologians) and gives the first place among these
data to mind or reason. He proceeds to set up a sharp dualism between
mind and matter conceived as separate substances. As for man’s will, it
is according to Descartes in itself infinite and to that extent reminds
us of the divine will.[149] On closer scrutiny, however, this infinite
liberty of the will turns out to be only a liberty to err. The will
escapes from error only in so far as it is determined by reason.[150]
In his tendency thus to make right will depend upon right reason, as
well as in his practical ethics,[151] Descartes reminds us strongly of
the Stoics.
By “reason,” it is scarcely necessary to add, Descartes means logical
and mathematical reason. The only ideas that should determine the will
and that one can follow without danger of error are clear and distinct
ideas. No tendency is more marked in the Cartesian system than to
conceive as it were mathematically of the truth and reality of both the
human and the natural order. An extreme example of the same tendency
is the geometrical form that Spinoza gives to his “Ethics.” Descartes
would make of God himself a “clear” idea and demonstrate him in almost
geometrical fashion.[152] He thus contradicts the universal experience
of mankind which is that the truths on which the inner life depends are
not clear in the logical or any other sense. These truths are rather a
matter of elusive intuition.
Perhaps the first person to assert intuition against the abstract
reasoning of Descartes was Pascal. A whole order of truths, to employ
Pascal’s own distinction, can be attained, not by _l’esprit de
géométrie_, but only by _l’esprit de finesse_. To the rationalistic
God of Descartes he opposes _Dieu sensible au cœur_. “Heart” means
practically “grace,” and grace Pascal associates with what was rapidly
becoming an impossible theology. What is conspicuous indeed in the
whole transition from the mediæval to the modern period is the failure
to disengage the truths of the higher will from theology and to deal
with them experimentally as “immediate data of consciousness.” On the
contrary, as the result of the endless disputes of Jansenists with
Jesuits, of Catholics with Protestants, and of the various Protestant
sects with one another, these truths became involved in a mass of
almost incredible theological subtleties. The final reply to these
subtleties was Voltaire. Especially significant is his article “Grâce”
in the “Dictionnaire philosophique,” the third section of which
concludes as follows: “Ah! supralapsaires, infralapsaires, gratuits,
suffisants, efficaciens, jansénistes, molinistes, devenez enfin hommes
et ne troublez plus la terre pour des sottises si absurdes et si
abominables.”
With the virtual substitution by Descartes of “reason” for what is
truly transcendent in man, namely the higher will, the genuine dualism
is compromised and the way opened for monistic developments. The
tendency towards a rationalistic pantheism is manifest in Spinoza who
reveals in many respects the Cartesian influence. Spinoza inclines to
get rid of the Cartesian dualism between mind and matter by denying to
mind any superiority of substance.[153] Man is in nature not as one
empire in another empire but as a part in a whole. Man must adjust his
will to the divine will, to be sure, but God is declared to be the
same as “nature.” When one has made an identification of this kind,
it will not be possible by any number of subsidiary distinctions--for
example, by setting up a sort of dualism in the cosmic process itself
in the form of a _natura naturans_ and a _natura naturata_--to maintain
a sound doctrine of the will and to avoid pantheistic confusion. The
God or “nature” to which Spinoza would have man conform his will is
closely related to reason of a distinctly Cartesian type; so that to
adjust one’s will to God or nature is equivalent to adjusting it to
reason. Reason and will are indeed for Spinoza identical.[154] Here as
elsewhere Spinoza revives more completely perhaps than any other modern
philosopher of the first rank the Stoical position.
Quite apart from Spinoza the followers of Descartes[155] tended to
suppress the dualism between mind and matter in favor of universal
mechanism. Descartes himself had seen in animals only automata; the
temptation proved irresistible to look on man in the same way.[156] A
parallel tendency was that of the English empiricists and utilitarians
to deny that mind is transcendent, to assert that there is “nothing
in the intellect that was not previously in the senses.” At the
same time they fail to recognize a quality of will in man that
sets him above the natural order and so incline strongly towards a
naturalistic determinism. The denial of the freedom of the will is
especially complete in Hobbes and Hume.[157] Philosophy in its main
trend from Descartes to Hume seemed to exalt analysis at the expense
of synthesis and to be ready to sacrifice spontaneity to mechanism.
Of the world as envisaged by Hume in particular one might say with
Mephistopheles: “Fehlt leider! nur das geistige Band!” Among those who
sought to restore unity and freedom to philosophy, the most important
is Immanuel Kant. In the matter of the will, he asserts that in the
“noumenal” realm, the realm of the “thing-in-itself,” man is perfectly
free; as a phenomenon among other phenomena, on the contrary, man
is, he admits, as thoroughly determined as Hume had maintained. The
question arises as to the value of this purely “noumenal” liberty in
the actual emergencies of life. Huxley remarks apropos of this Kantian
conception of the will: “Metaphysicians, as a rule, are sadly deficient
in the sense of humor; or they would surely abstain from advancing
propositions which, when stripped of the verbiage in which they are
disguised, appear to the profane eye to be bare shams, naked but not
ashamed.”[158] The professional metaphysician often betrays an even
more serious lack than that of a sense of humor--a lack, namely, of
common sense. This lack appears in Huxley’s own attitude towards the
will when compared, let us say, with that of Dr. Johnson.
Kant’s views regarding the “categorical imperative,” as expounded in
his “Critique of Practical Reason,” seem especially open to objection
from the point of view of common sense. The categorical imperative
is conceived as something a priori, not as based on experience. It
is not a living intuition of a will that is set above the cosmic
process (which includes a man’s natural self) and that acts upon
this cosmic process restrictively and selectively. It is rather a
rigid metaphysical abstraction that operates without reference to the
happiness of the individual[159] or the special circumstances to which
he needs to adjust himself.[160] Moreover, it is, as I have pointed
out (p. 226), a will to act and not a will to refrain from acting. One
may therefore raise the question whether it can be counted on to quell
effectually the expansive “lusts” of the natural man--for example, the
lust of domination. As an expression of cosmic reason, the categorical
imperative reminds one of the reason-will of the Stoics. The reason,
however, that the Stoic took as his guiding principle (τὸ ἡγεμονικόν)
was conceived as one with reality; whereas the conclusions of the
“Critique of Pure Reason,” so far as the relation between reason and
reality is concerned, are largely sceptical. Kant therefore asks us
to make certain important affirmations, not as necessarily true in
themselves, but as postulates of the practical reason. He thus prepares
the way for the _Philosophie des Als Ob_ of Vaihinger. According to
Vaihinger, you do not will a thing because it is true; you merely act
_as if_ it were true on the ground that it is a “useful fiction.”[161]
The “As-if” philosophy, again, is akin to the point of view of the
pragmatist. The pragmatist does not conceive of truth as something that
already exists: he makes his truth as he goes along, in other words he
takes that to be true which seems useful or agreeable to his ordinary
self. He thus tends to eliminate both the high impersonal standard and
the ethical will that, with reference to this standard, opposes bounds
to the expansive desires.