TRUE AND FALSE LIBERALS
The choice to which the modern man will finally be reduced, it has
been said, is that of being a Bolshevist or a Jesuit. In that case
(assuming that by Jesuit is meant the ultramontane Catholic) there
does not seem to be much room for hesitation. Ultramontane Catholicism
does not, like Bolshevism, strike at the very root of civilization.
In fact, under certain conditions that are already partly in sight,
the Catholic Church may perhaps be the only institution left in the
Occident that can be counted on to uphold civilized standards. It may
also be possible, however, to be a thoroughgoing modern and at the same
time civilized. Before considering this possibility more in detail, it
will be helpful to trace the process by which the present situation has
grown up, a situation that seems, at least superficially, to impose the
extreme choice I have just mentioned.
In tracing this process everything will be found to hinge ultimately
on the idea of liberty in its relation to the principle of control.
Under the old order, spiritual control, I have said, had its final
source and sanction in the doctrine of grace. We need, therefore, to
follow to some extent the fortunes of this doctrine as affected by the
progressive emancipation, since the Renaissance, of the individual
from outer authority and by the concomitant growth of naturalistic
tendencies. Certain groups within the Church itself, notably
the Jansenists, sought to revive, in opposition to the incipient
naturalistic movement, the doctrine of grace in its full Augustinian
rigor. This doctrine originally marked the very apex of Christian
otherworldliness, whereas, at the time of the Jansenist revival, men
were turning more and more resolutely to this world. Saint-Evremond
estimates that there were not ten men in France who could satisfy
the Jansenist test of holiness. All other Frenchmen the Jansenists
seemed to consign to outer darkness. In standing for a more moderate
interpretation of grace the Catholic Church simply showed its good
sense. What was more dubious was its tendency to substitute for the
inner dependence of man on God that the Jansenist desired, his outer
dependence on the priest. My present subject does not require me
to consider the truth of the charge that the Church, in the effort
to induce the individual to submit to its authority, dissimulated
unduly the austerity of Christian doctrine; that, in short, it gave
countenance to a casuistical relaxation, the upshot of which was,
in Bossuet’s phrase, to put “cushions under the elbows of sinners.”
All I need to point out here is that the reply of the Church to
individualistic tendencies of every kind has been an ever-increasing
papal centralization. It may be said of the ultramontane Catholic, as
of the extreme partisan of grace, though in a very different sense,
that he has simply repudiated self-reliance.
If one wishes to understand the types of individualism to which
ultramontane Catholicism is such an uncompromising answer, one
needs to study also the doctrine of grace in its relation to the
Protestant Reformation. Both Luther and Calvin, it is scarcely
necessary to say, put prime emphasis on this doctrine, though not
quite the same emphasis. Now the Reformation is, by its underlying
postulates, a critical movement; it sought to recover the authentic
Christian doctrine that seemed to it to have been perverted by the
Roman theocracy. It urged the individual to take a critical attitude
towards this theocracy, or, what amounts to the same thing, it urged
him to exercise the right of private judgment, which is only another
way of encouraging him to be self-dependent and self-reliant. But the
Protestant was involved in peculiar difficulties as soon as he set
out to be self-reliant and at the same time to defend the doctrine
of grace; for the doctrine, in the Pauline and Augustinian form that
a Luther and a Calvin sought to revive, was the very negation of
self-reliance; it was designed to make man feel his utter and helpless
dependence on the divine will. If a man is to be self-reliant, two
things, it should seem, are necessary: he must have sound standards
and must then be free to act on them. To secure the standards he needs
intellect and to act on them he needs will. Luther, for his part,
wishes to be an individualist and at the same time to follow the early
Christian obscurantists in flouting the intellect and denying the
freedom of the will. Since the “covenant of work” was abrogated by the
Fall, man’s will is in helpless bondage to sin,[79] so that God alone
is capable of any salutary working; man’s only hope, therefore, is in
the covenant of grace and the scheme of redemption. To hold any other
view is subversive of humility. Luther’s extreme hostility to work is,
of course, due also to the identification of work with the performance
of rites and ceremonies, especially in connection with penance
(_satisfactio operis_).
Luther and the other reformers had by their separation from the Church
cut themselves off more or less from the traditional symbols by which
the truths of humility and of the higher will were interpreted to the
imagination; so that, in their defence of these truths, they were
thrown back, almost in spite of themselves, on reason. Erasmus with
his fine psychological tact felt in the Reformation, almost from the
outset, an element of intellectual presumption. If the impression
that Calvin produces in his preaching of man’s utter dependence on
the divine will is not precisely that of humility, one suspects that
the explanation is that he presumes to know too much about that will.
Jonathan Edwards, again, in his anxiety to justify rationally God’s
absolute and arbitrary will, finally seems to have insinuated himself
as a fourth into the council chamber of the Trinity.
It is fair to say that the difficulty that confronted a Calvin and an
Edwards and has led to at least a partial breakdown of Protestantism
is no slight one: it must confront in some measure any one who seeks
to combine a free play of the critical spirit with the acceptance of
traditional Christianity. If one starts, as the traditional Christian
has been wont to start, with the hypothesis of an omnipotent God with
“foreknowledge absolute,” the question almost inevitably arises why
such a being has permitted evil at all. Furthermore, strict logic would
seem to impose the conclusion that this being has doomed a multitude
of his creatures to everlasting torments simply for doing what, in
the last analysis, he himself has willed.[80] In short, the critical
crux at the heart of historical Christianity is how to reconcile God’s
omnipotence and omniscience with his justice and mercy. The portion of
the world that piques itself on its modernity has simply turned its
back on this theological nightmare. Unfortunately, in getting rid of
the nightmare, it has also tended to get rid of the inner life, of the
truth, namely, that man needs in his natural self (which includes the
intellect) to look up to some higher will in awe and humility. With the
decline of the inner life, there has been a weakening of control over
the expansive lusts of the natural man--whether the lust of knowledge
or the lust of sensation or the lust of power.
In the development I have been following, the idea of work in
the spiritual sense is either very much subordinated to grace or
else is more or less identified with the performance of rites and
ceremonies.[81] We need to trace at this point the rise of a very
different doctrine of work. The last scholastics, notably Duns Scotus,
inclined to divorce religious truth from reason and to identify it with
absolute, arbitrary will and unintelligible theological mysteries.
A man like Francis Bacon takes theologians of this type at their
word and, after a more or less sincere obeisance to a spiritual truth
that is immeasurably beyond man’s grasp, he turns an intellect that
is left without other occupation to a study of the natural order. He
aims to establish upon this order a philosophy, not of vain words, but
of works and fruits. The Baconian conception of work can be followed
down through the utilitarian movement. It appears, for example, in
an extreme form in Locke’s second “Treatise of Government.” Work is
practically identified by Locke with physical effort and is made the
sole legitimate source of property. Adam Smith tends to a very similar
conception of work in its relation to property. In thus reducing the
idea of work to its lowest terms, the orthodox political economy opened
the way for political economy of the unorthodox type. Karl Marx was
especially influenced in his definition of work by Ricardo. Why should
not the man who, on the showing of the orthodox political economists
themselves, does the real work, get all the reward? Why should he turn
over such a large part of this reward to that mere idler and parasite,
the capitalist? Though the orthodox economist makes work in an unduly
restricted sense the source of wealth, he does not, to do him justice,
fall, like the Marxian, into the further fallacy of identifying work
with value. That, he insists, is largely determined by the law of
supply and demand and by competition. The extreme Marxian not only
takes a purely quantitative view of work, so much so that he tends, as
has been said, to put the work of a Raphael and that of a common sign
painter on the same level, but in evaluating the product of work he
aims to eliminate the competitive element. Recent Marxians have come to
take a somewhat less quantitative view of work, but the fallacies that
result from a total or partial suppression of competition are built
into the very foundations of socialism.
One should note at this point that in their views as to the nature of
work there is much underlying agreement between the Rousseauist and the
Baconian. Rousseau himself tends to reduce work to the lowest terms and
to identify it with manual labor. All who do not work in this outward
and visible sense are, it would seem, hangers-on and parasites and not
worthy to live.[82] The attempt to apply the utilitarian-sentimental
conception of work and at the same time to eliminate competition has
resulted in Russia in a ruthless despotism, on the one hand, and in a
degrading servitude, on the other.
A conception of work that means practically a return to barbarism
evidently suffers from some serious flaw. The man who wishes to be
at once modern and civilized will not oppose to the Baconian or
Rousseauistic one-sidedness a mere appeal to the past, but a more
accurate definition. Aristotle was, according to Bacon, the “vile
plaything of words.” As a matter of fact, the surest way to become the
vile plaything of words is, like both Bacon and Rousseau, to look on
visible and concrete objects as “real” and on words, in contrast with
these objects, as unreal. Words, especially abstract words, have such
an important relation to reality because they control the imagination
which in turn determines action and so “governs mankind.” The way to
escape from the tyranny of words is not to dismiss them as unreal in
favor of objects of sense, but to submit them to a searching Socratic
dialectic. The only way, for instance, not to be the dupe of the
general term “work” is to divide or “dichotomize” it Socratically and
so become aware of the different meanings of which it is susceptible.
The fallacies involved in a purely quantitative definition of work are
almost too gross to need refuting. As Mencius remarked long ago, it is
both proper and inevitable that the man who works with his mind should
hold sway over the man who works only with his hands. As a result of
the concentrated mental effort of the gifted few, an effort displayed
either in invention or else in organization and management, the common
laborer may to-day enjoy comforts that were out of the reach even of
the opulent only two or three generations ago. If the laborer wishes to
add to these comforts or even to keep them, he should not listen to the
agitator who seeks to stir up his envy of every form of superiority.
He should be the first to recognize that exceptional capacity should
receive exceptional rewards.
The laborer, to be sure, has a grievance: this grievance is that
those who have been set over him have concentrated so exclusively in
their mental working on the material order. The real problem is to
subordinate to some adequate end the enormous mass of machinery of
power and comfort that has been the fruit of working of the utilitarian
type; and here a specifically ethical type of working is needful. Now
this specifically ethical working has been associated traditionally
in the Occident with the doctrine of grace; for man to substitute his
work for that of God seemed to be subversive of humility. Yet thus to
emphasize God’s working led, I have tried to show, to an impossible
theological dilemma; so that men tended, in getting rid of the dilemma,
to get rid of the true work of the spirit in favor of a merely Baconian
working. The problem would seem to be to recover the truths of grace
in some individualistic form. We may be aided in this task by turning
for a moment to the Far-Eastern teacher who combined humility with the
ultimate degree of spiritual self-reliance. The word _karma_ (work)
has come to have in the Occident a sort of mystical glamour. But it
is well to remember that this word is employed by Buddha himself in
the most business-like fashion. The man who wishes, he says, to be a
carpenter must do the work of a carpenter; the man who wishes to be
a king must do the work of a king; the man who wishes to be a saint
must do the work of a saint. One simply passes, as one mounts in the
scale, from an outer to an inner working. The individual is to impose
progressively his ethical will, affirmed as an immediate fact of
consciousness, upon his outgoing desires. He is to perform this work of
the spirit with a view to his own happiness, or, what amounts to the
same thing in the eyes of the Buddhist, with a view to his own peace.
“By rousing himself,” says Buddha, “by strenuousness, by restraint and
control, the wise man may make for himself an island which no flood can
overwhelm.” The supreme contrast in this faith is always that between
the spiritually strenuous person and the spiritual idler.
Though probably no other teacher of the past has dealt with the idea
of work so thoroughly as Buddha, the Buddhist emphasis does not seem
just what we need to-day. Buddha was, like Christ, very otherworldly.
The work in which he was primarily interested was of the type that
leads to saintliness. It may show a lack of imagination on my part,
but I cannot imagine my contemporaries in the rôle of saints. Perhaps
no age was ever more lacking in otherworldliness or showed a greater
incomprehension of religion. We have converted Buddha into a sort
of heavy-eyed pessimistic dreamer, and, following Rousseau, have
sentimentalized the figure of Christ. It might be well, therefore,
for us to undertake something more within our capacity than religion.
In general, for one person who has even an inkling of the nature of
a genuinely religious working and of the strenuous peace at which
religion aims, at least a hundred persons can be found who can grasp
to some extent the type of work that has its fruition in the mediatory
or humanistic virtues. Now humanism must, like religion, rest on the
recognition, in some form or other, of the inner life, or, what amounts
to the same thing, on the opposition between a law of the spirit and a
law of the members. It must also, like religion, subordinate intellect
to the ethical will and so put its ultimate emphasis on humility. In
this matter of humility the Western humanist has something to learn, as
I have already hinted, from Confucian China.
Though religion and the best type of humanism are at one in stressing
humility, they diverge widely in their attitude towards the expansive
desires. In its pursuit of the otherworldly virtue of peace, religion
tends to renounce these desires completely, whereas humanism would
simply moderate and harmonize them with a view to living to the best
advantage in this world. As a result of his particular confusion of the
things of God and the things of Cæsar, the humanitarian would have us
set up peace as a primary good in the secular order. He hopes to secure
this peace by some form of machinery (such as a league of nations) or
else by an appeal to emotion. “Peace is my passion,” exclaimed the
expansive Thomas Jefferson. But the person who turns peace into a
passion is not entering upon the pathway of peace either within himself
or in the outer world. It is possible to show that the pacifist is not
only a materialist, but a very objectionable type of materialist. In
the name of the fairest of virtues, he is actually engaged in breaking
down ethical standards. It is a matter of common sense and everyday
experience that there can be no peace with the unrighteous and the
unrighteous always have been and are extremely numerous. As another
instance of the humanitarian confusion of values, one may cite the
assertion of Woodrow Wilson that a nation may be “too proud to fight.”
An individual may be too _humble_ to fight, but a nation that is too
proud to fight may, in a world like this, be too proud to survive as a
nation. The virtue that sums up all other virtues in the secular order
is, as every thinker worthy of the name has always seen, not peace but
justice. Now any one who deals positively with the idea of justice will
almost inevitably be led to define it: To every man according to his
works; and the adequacy of this definition will depend in turn on the
adequacy of one’s definition of work.
The humanitarians, I have pointed out, from Bacon down, are
extraordinarily superficial in their definition of work. Even when
they do not fall into the cruder quantitative fallacies, they conceive
of work in terms of the natural law and of the outer world and not in
terms of the inner life.[83] They do not take account of that form of
work which consists in the superimposition of the ethical will upon the
natural self and its expansive desires. The very notion of this form
of work has, I have said, tended to disappear with the decline of the
doctrine of grace.
If we grant, then, that what is needed just now is a revival of the
ethical will on the secular level, where it is felt as a will to
justice, rather than on the religious level, where it is felt as a will
to peace, and if we grant further that justice, positively defined,
consists in giving to every man according to his works, let us seek
to restore to the idea of work the elements that have been omitted
by the humanitarians. We may be aided in such a restoration by Greek
philosophy, even though we do not agree with the tendency of the
Socratic group to identify right reason and right will. The Platonic
definition of justice as doing one’s own work or minding one’s own
business has perhaps never been surpassed. It brings one straight back
to the truths of the inner life. Justice results when every part of a
man is performing its proper function and especially when his higher
self is performing its proper function of coördinating and controlling
the inferior parts of his nature. An echo of this Platonic conception
is found in the Senecan definition of justice: _Animus quodam modo se
habens._ Justice in the outer world must, in the last analysis, be only
a reflection of the harmony and proportionateness that have resulted in
certain individuals from the working of the spirit upon itself.
Aristotle’s view of justice has much in common with the Platonic
view. In defining justice he starts, not from society, but from the
individual who limits desires that are in themselves insatiable and
imposes upon them the law of measure. A State in which such individuals
are sufficiently numerous to set the tone is a just State. Justice,
whether retributive or distributive, must be proportionate in its
rewards and penalties, and it can be thus proportionate only by
taking account of the higher form of working. The disciplining of the
expansive desires to the law of measure which constitutes this higher
form of working must, to be effective, begin early and become habitual.
The necessary basis, therefore, of an ethical type of State is an
ethical type of education.
Aristotle makes not only justice but happiness depend on what he calls
“energizing according to virtue.” He finally carries his conception
of work from the humanistic to the religious level, from mediation
to meditation or the life of “vision,” defining God himself as pure
act. It has seemed to some that the activity the individual displays
in the life of vision is so disassociated from the activity that he
displays in his relations with his fellow men as to encourage the
ascetic excess of the Middle Ages. The altruist, indeed, would maintain
that both the Platonic and Aristotelian definitions of justice,
encouraging a man as they do to put his own work before the world’s
work, are selfish and anti-social. A man should renounce self and give
himself up to sympathy and service. But there is something, we should
remind the altruist, that the world needs even more than our service,
and that is our example. “Example,” as Burke says, “is the school
of mankind; it will learn at no other.” Now a man becomes exemplary
only as the result of either a religious or a humanistic working. The
man who works religiously helps the world, one is tempted to affirm,
by the very act of renouncing it. He sets his fellow men the most
important of all examples--that of unworldliness. If Buddha has dealt
profoundly with the form of work by which one becomes exemplary on the
religious level, Confucius has shown, even more adequately, perhaps,
than Aristotle, the benefits that accrue to society and civilization
from a humanistic working. Confucius has summed up his teaching in a
sentence: Loyalty to oneself and charity towards one’s neighbor. The
altruist might accept this formula provided he were allowed to give
the first place to the charity towards one’s neighbor. But to do so is
entirely un-Confucian. The individual must first of all look up to
something higher than either himself or his neighbor in order that he
may be worthy to be looked up to in turn. Of his ideal ruler, Shun,
Confucius says: “Shun was one who did nothing, yet governed well. For
what, in effect, did he do? Religiously self-observant, he sat gravely
on his throne, and that is all.” All that Confucius means to affirm by
this passage is the superiority of inner over outer action (of which,
as we learn from other passages, his monarch was also capable). Shun
was, in short, minding his own business in the Platonic sense, and
such was the persuasiveness of his example that others were led to do
likewise; whereas, with the present trend towards “social justice,” the
time is rapidly approaching when everybody will be minding everybody
else’s business. For the conscience that is felt as a still small voice
and that is the basis of real justice, we have substituted a social
conscience that operates rather through a megaphone. The busybody, for
the first time perhaps in the history of the world, has been taken at
his own estimate of himself. We are in fact, as some one remarked,
living in the Meddle Ages; inasmuch as the meddling is itself only an
outcome of our confused definition of justice, the cynic might suggest,
as an even more correct description of the time, the Muddle Ages.
Perhaps, indeed, the meddling and the muddling are not quite so
widespread as one is at times tempted to suppose. There are probably
still a few persons left who realize the importance of minding their
own business, even though not in the full Platonic or Confucian sense.
There is probably an element of exaggeration in a recent assertion
that to the question, “Am I my brother’s keeper?” the whole American
people had replied in an “ecstatic affirmative.” One should note in
passing the intolerable dilution of the principle of obligation that is
implied in extending to men indiscriminately what one owes to one’s own
brother. At all events, no small issues are involved in the question
whether one should start with an expansive eagerness to do something
for humanity or with loyalty to one’s self. There may be something
after all in the Confucian idea that if a man only sets himself right,
the rightness will extend to his family first of all, and finally in
widening circles to the whole community.
One’s definition of work and of justice in terms of work will be found
to be inseparably bound up with one’s definition of liberty. The only
true freedom is freedom to work. All the evidence goes to show that
there is no safety in the nature of things for the idler and that the
most perilous of all forms of idling is spiritual idling. The failure
to take account of the subtler forms of working is what vitiates
the attempts of the utilitarian to define liberty--for example, the
attempt of J. S. Mill. If a man is only careful not to injure his
fellow men, he should then, according to Mill, be free to cultivate
his idiosyncrasy. One cannot grant in the first place that any such
sharp division between the altruistic and the self-regarding elements
in human nature is possible; and even if one did grant it, one should
have to insist that the self-regarding virtues are the most important
even from the point of view of society; for it is only by the exercise
of these virtues that one becomes exemplary and so, as I have tried to
show, truly helpful to others.
If society should in its own interests encourage those who work with
their minds as compared with those who work with their hands, how much
more should it give recognition to those who are engaged in a genuinely
ethical working. It is in fact the quality of a man’s work that should
determine his place in the hierarchy that every civilized society
requires. In short, from the positive point of view, work is the only
justification of aristocracy. “By work,” says Buddha, “a man is noble,
by work he is an outcast.”[84] The principle, though sound, is not,
one must confess, altogether easy to apply. Though justice require
that every man receive according to the quantity and the quality of
his work, there is in this competition a manifest inequality from the
start. One man has an innate capacity that another cannot acquire by
any amount of effort. God, according to the Platonic myth, has mingled
lead with the nature of some and with the nature of others silver
and gold. Stress unduly the initial differences between men and one
will tend to fall into some system of caste, as Plato himself tends
to do, or else one will incline to fatalism, whether naturalistic or
predestinarian. On the other hand, deny these differences in favor of
some equalitarian theory and one runs counter to the most palpable
facts. Genuine justice seems to demand that men should be judged,
not by their intentions or their endeavors, but by their actual
performance; that in short the natural aristocrat, as Burke terms him,
should receive his due reward, whether one attribute his superiority,
with the man of science, to heredity, or, with the Christian, to grace,
or, with the Buddhist, to his past working.
One’s view of work and of the rewards that it deserves will determine
necessarily one’s attitude towards property. From the point of view
of civilization, it is of the highest moment that certain individuals
should in every community be relieved from the necessity of working
with their hands in order that they may engage in the higher forms of
working and so qualify for leadership. If the civilization is to be
genuine, it must have men of leisure in the full Aristotelian sense.
Those who in any particular community are allowed to enjoy property
that is not the fruit of their own outer and visible toil cannot,
therefore, afford to be idlers and parasites. An aristocratic or
leading class, however the aristocratic principle is conceived, must,
if it hopes in the long run to preserve its property and privileges,
be in some degree exemplary. It is only too clear that the members
of the French aristocracy of the Old Régime failed, in spite of many
honorable exceptions, to measure up to this test. Some have argued
from the revelations of recent writers like Colonel Repington and
Mrs. Asquith that the English aristocracy is also growing degenerate.
People will not consent in the long run to look up to those who are not
themselves looking up to something higher than their ordinary selves.
A leading class that has become Epicurean and self-indulgent is lost.
Above all it cannot afford to give the first place to material goods.
One may, indeed, lay down the principle that, if property as a means
to an end is the necessary basis of civilization, property as an
end in itself is materialism. In view of the natural insatiableness
of the human spirit, no example is more necessary than that of the
man who is setting limits to his desire for worldly possessions.
The only remedy for economic inequality, as Aristotle says, is “to
train the nobler sort of natures not to desire more”;[85] this remedy
is not in mechanical schemes for dividing up property; “for it is
not the possessions but the desires of mankind which require to be
equalized.”[86] The equalization of desire in the Aristotelian sense
requires on the part of individuals a genuinely ethical or humanistic
working. To proclaim equality on some basis that requires no such
working will result ironically. For example, this country committed
itself in the Declaration of Independence to the doctrine of natural
equality. The type of individualism that was thus encouraged has led to
monstrous inequalities and, with the decline of traditional standards,
to the rise of a raw plutocracy. A man who amasses a billion dollars
is scarcely exemplary in the Aristotelian sense, even though he then
proceeds to lay out half a billion upon philanthropy. The remedy for
such a failure of the man at the top to curb his desires does not lie,
as the agitator would have us believe, in inflaming the desires of the
man at the bottom; nor again in substituting for real justice some
phantasmagoria of social justice. As a result of such a substitution,
one will presently be turning from the punishment of the individual
offender to an attack on the institution of property itself; and a
war on capital will speedily degenerate, as it always has in the
past, into a war on thrift and industry in favor of laziness and
incompetence, and finally into schemes of confiscation that profess
to be idealistic and are in fact subversive of common honesty. Above
all, social justice is likely to be unsound in its partial or total
suppression of competition. Without competition it is impossible that
the ends of true justice should be fulfilled--namely, that every man
should receive according to his works. The principle of competition
is, as Hesiod pointed out long ago, built into the very roots of the
world;[87] there is something in the nature of things that calls for a
real victory and a real defeat. Competition is necessary to rouse man
from his native indolence; without it life loses its zest and savor.
Only, as Hesiod goes on to say, there are two types of competition--the
one that leads to bloody war and the other that is the mother of
enterprise and high achievement. He does not perhaps make as clear as
he might how one may have the sound rivalry and, at the same time,
avoid the type that degenerates into pernicious strife. But surely
the reply to this question is found in such sentences of Aristotle as
those I have just been quoting. The remedy for the evils of competition
is found in the moderation and magnanimity of the strong and the
successful, and not in any sickly sentimentalizing over the lot of the
underdog. The mood of unrest and insurgency is so rife to-day as to
suggest that our leaders, instead of thus controlling themselves, are
guilty of an extreme psychic unrestraint.
One should note a certain confusion on the part of the advocates of
social justice as to the nature of capital. Dr. Johnson is reported to
have said at the sale of Thrale’s brewery: “We are not here to sell a
parcel of boilers and vats, but the potentiality of growing rich beyond
the dreams of avarice.” The realizing of the potentiality depended, of
course, on the ability of the management, and this ability was not only
a part, but the essential part, of the capital of the brewery. It is
being assumed at present that the capital invested in our railways may
be measured by what one may term their junk value. As a result of this
and similar fallacies, both the owners and managers of the railways
have been so treated of recent years as to discourage enterprise in
this field of industry. It seems easy to convince the public that the
railways are suffering from watered stock when what they are really
suffering from is watered labor. If our apostles of service and social
justice have their way, that considerable portion of the savings of
the middle class that is now invested in the railways, either directly
or indirectly through the insurance companies and savings banks, may
undergo partial or total confiscation.
Every form of social justice, indeed, tends to confiscation and
confiscation, when practised on a large scale, undermines moral
standards and, in so far, substitutes for real justice the law of
cunning and the law of force. To be on one’s guard against these perils
of social justice, one needs that coöperation of keen analysis and
imagination that can alone produce genuine vision; whereas a great
number of persons are weak in analysis, and idyllic rather than ethical
in their imagining. Not being able, as a result, to get at underlying
causes, they are prone to doctor symptoms and to resort to what Burke
calls “tricking short-cuts, and little fallacious facilities.” The
apparent good turns out to be evil in its secondary consequences, and
the apparent evil turns out to be the necessary condition of some
good. Things often change their aspect, not once but several times,
when thus traced in their ultimate effects. The ordinary laboring man,
for instance, may not be able to see that the “levy upon capital,”
for which he is urged to vote in the name of social justice, will
finally recoil upon himself. It is not yet clear that it is going to
be possible to combine universal suffrage with the degree of safety
for the institution of property that genuine justice and genuine
civilization both require. Taxation without representation was the main
grievance of the American revolutionists; but that is precisely what an
important section of the community has to submit to to-day. Can those
who tax in the name of the sovereign people be counted on to tax more
equitably than those who alleged the royal prerogative?
Among all the forms of dishonesty that assume the idealistic mask,
perhaps none is more diabolically effective in unsettling the bases of
civilized life than those that involve a tampering with the monetary
standard. If property stands for work in some sense or other of the
word, and if money is the conventional symbol of property, the ends of
justice tend to be subverted if this symbol fluctuates wildly; thrift
and foresight become meaningless; no man can be sure that he will
receive according to his works. Inflation of the currency amounts in
practice to an odious form of confiscation, whether it is supposed, as
in Germany, to promote national interests or, as in Russia, to advance
internationalism. The radical, it has been pointed out, often errs in
confounding money with property and in supposing that a division of
money would be the same as a division of actual wealth. Though money is
only a conventional token, the nature of this token is, nevertheless,
not a matter of indifference. The reason for the gold standard is
simple: gold involves in its production an amount of work equal
approximately to the work involved in producing the various commodities
for which it may be exchanged. If for any reason gold is produced more
abundantly and with less effort, or if the reverse takes place, the
monetary standard fluctuates; and this is an evil, but a trifling evil
(human nature being what it is), compared with that which results from
the substitution for gold of paper or some other medium of exchange
that when, tested in terms of work, has little intrinsic value.
The modern man is as a matter of fact being whipsawed between two
contradictory tendencies. On the one hand, he is being involved
nationally and internationally in an ever more complex network of
material relationships which rest in turn on an extraordinarily
delicate mechanism of credit and exchange. On the other hand, the
various idealistic schemes that are being put forward as a substitute
for common honesty, or, again, the schemes, whether economic or
political, that are openly imperialistic, are undermining the
confidence that is the necessary basis of credit and exchange: so that
the whole elaborate structure that has been reared by the industrial
revolution is in danger of collapse. The political economists who
promoted this revolution were, according to Carlyle, in favor of making
cash payment the sole nexus between man and man. Cash payment, however,
cannot serve as a nexus between men who are spiritually centrifugal. In
various parts of eastern Europe, men have already become so suspicious
of cash payment that they have been forced to revert in their economic
contacts to barter.
The evils I have been enumerating derive in no small degree from
the one-sided notion of work that has prevailed in the utilitarian
movement. The interests of property itself require that at least some
members of a community should work in a very different sense, that
they should limit in short their own acquisitive instincts and so
serve society by setting it a good example. It does not follow that
the best way to secure such work from a man is to urge upon him the
interests of society. Leslie Stephen, himself a utilitarian, says that
“the doctrine that each man can only care for his own happiness is
terribly plausible, and fits in admirably with individualism.” It does
indeed; so much so that the wisest way of reaching the individual may
be to point out to him, not how his conduct will affect the happiness
of others, but how it will affect his own happiness. Only in that case
one must be careful to define happiness, not like the utilitarian and
the Epicurean, in terms of pleasure, but like an Aristotle or a Buddha,
in terms of work. One may apply this method not merely to the reining
in of the acquisitive instincts, but to the control of the instinct
of sex. Sexual unrestraint has wrought and is wreaking fearful havoc
to society. The resultant diseases are, even more than alcoholism, a
menace to the future of the white race. To approach the subject from
another angle, there is an undoubted connection between a certain type
of centrifugal and self-indulgent individualism and an unduly declining
birth-rate. The French and also the Americans of native descent are,
if we are to trust statistics, in danger of withering from the earth.
Where the population is increasing, it is, we are told, at the expense
of quality. The stocks to which the past has looked for its leaders are
dying out and the inferior or even degenerate breeds are multiplying.
The humanitarian remedies for evils of this order seem especially
doubtful. Such schemes for regulating the relations of sex as have
been put forward by the believers in eugenics are likely to lead to
a tyranny at once grotesque and ineffectual. On the other hand, the
evidence is slight that the individual can be induced to control
himself on such general grounds as the good of country or the good of
humanity or the good of the white race menaced by “the rising tide
of color.” Religion may be right after all in dealing with the whole
question of sex in terms of the inner life. According to a French
moralist, man is made up in his natural self of a little vanity and
a little voluptuousness. The Christian would substitute chastity and
humility. Though the humanist would moderate rather than deny entirely
the most imperious form of the _libido sentiendi_, he agrees with the
Christian in starting with the struggle between vital impulse and
vital control. He would have the individual exercise the control not
primarily for the good of society, but for his own good. Nowhere
indeed is the opposition between pleasure and happiness more visible
than in matters of sex.
The more one considers our modern emancipation, the more it becomes
clear that it has been at the expense of what I have termed the
centripetal element in liberty; and without this centripetal element or
ethical will any genuine working of the spirit becomes impossible. How,
one may ask, have men been able to deceive themselves as to the gravity
of the error? One way in which they have deceived themselves, it may
be replied, has been to offer work according to the natural law as a
substitute for work according to the human law. As good an example as
any is that of Faust who is supposed to make up for moral delinquencies
by reclaiming marshlands from the sea. Carlyle, who professes to be a
follower of Goethe, is even more defective in his idea of work. Instead
of the Socratic “Know thyself,” he would adopt as his gospel: “Know thy
work and do it.”[88] Thus to disparage the effort at self-knowledge
because man, as Carlyle goes on to say, is in the abstract and
metaphysical sense unknowable, is simply, under existing conditions, to
discredit the inner life in favor of a mere outer working. Work when
conceived in this one-sided fashion degenerates into mere efficiency.
Carlyle, as a matter of fact, exalts not only the efficiency of the
“captain of industry” (a phrase that he apparently originated), but the
military efficiency of a Frederick the Great or even of a Dr. Francia.
In spite of his desperate efforts to prove to himself and others the
contrary, he, therefore, tends in his philosophy to be imperialistic
rather than genuinely ethical. His “hero” is at the very least a first
cousin of the Nietzschean superman; they both have an authentic descent
from the “original genius” of the eighteenth century.
A point worth considering is the position not merely of the “captain”
but of the private in the modern army of industry. It is true that,
like the rest of us, this private must find his happiness in work or
not at all. One may, however, raise the question whether he may be
expected to find his happiness in the type of efficiency that has
been developed by the industrial revolution. This efficiency has been
achieved by an endless subdivision of effort until the individual
worker has tended to become a mere cog in a gigantic machine. He works
with only an infinitesimal portion of himself. At times, indeed, he
can scarcely be said to work at all; the machine does the working and
seems to lead a less automatic life than the person who tends it. A
workman in one of Henry Ford’s factories is reported to have replied,
when asked his name, that he was “bolt No. 29.” A multitude of men are
thus mechanized in order that the captain of industry may be “vital”
and “dynamic,” or, what amounts to the same thing as the words are now
used, may live in a state of psychic unrestraint. For one may affirm
with some confidence that a man who thinks it worth while to pile up an
income said to be greater than that of J. D. Rockefeller is not engaged
in a very energetic humanistic or religious working. If the ordinary
industrial private follows the example of the “captain” and sets out
to be “vital” and “dynamic” in his turn, either in his own person or
through his unions and their leaders, the result will be chaos; for he
will thus disturb the nice adjustment of parts on which the successful
functioning of the whole mechanism depends.
I am not, indeed, affirming that the multiplication of machines is an
unmixed evil. This multiplication has made it possible for one man to
do work that would formerly have required a dozen or even a hundred
men, and so has lifted a load of drudgery from the shoulders of many
and opened up to them the opportunities of leisure. “No man,” says
Aristotle, “can practise virtue who is living the life of a mechanic
or laborer.” But the laborer now has opportunities such as have never
before existed to become something more. Unfortunately, as we all
know, he is not using his relief from drudgery to enjoy leisure in
the Aristotelian sense, but to seek amusements, in which he is almost
as much subordinated to machines as he is in his working moments
(automobiles, phonographs, moving pictures and the like). Perhaps the
fault is not so much in the laborer himself as in the pattern that is
being offered him by the man “higher up.”
The very unexemplary type of individualism I have been discussing can
be shown to derive not only from the utilitarian conception of life in
general, but from the political economy of the school of Adam Smith
in particular. Let the State stand aside, says Adam Smith, and give
the individual free swing (_laisser faire_). He will not abuse this
freedom, for he will be guided by an enlightened self-interest. Now the
doctrine of enlightened self-interest is not in itself superficial. It
has been held by really profound thinkers like Aristotle and Buddha.
But the self that these thinkers have in mind is not the self that
makes the pursuit of wealth its first aim, but the ethical self that
exercises control over this acquisitive self. Leave the acquisitive
self without this control and the right kind of competition will
degenerate into the wrong kind, the ruthless kind which was actually
encouraged by the Manchester School of economics and in which mill
operatives become mere “cannon-fodder” in the industrial warfare.
Nor will competition of this sort have a sufficient counterpoise in
sympathy or altruism. The efficiency of sympathy as a substitute
for the ethical will is at all events the crucial issue in this
whole movement. Everything will be found to hinge ultimately on this
point in our current gospel of “service,” a gospel in which most men
seem to believe as unquestioningly nowadays as they once did in the
Trinity. Yet the foundations of this gospel can be shown, on strictly
psychological grounds, to be highly precarious.
In the first place the idea of “service” as now understood is not
Christian. The Christian serves not man but God, and this service, as
we learn from the Prayer Book, is “perfect freedom.” Service in the
humanitarian sense has, on the other hand, important points of contact
with Stoicism. The Stoic sought, like the humanitarian, to regulate his
conduct with reference to the general welfare of mankind. Important
differences need, however, to be noted between the humanitarian and the
Stoic. The Stoic did not hold at all or held only in very rudimentary
form the doctrine of progress; he did not think of men in the mass
as moving forward almost automatically towards “a far-off divine
event.” Progress of this automatic type, when subjected to severe
psychological scrutiny, will be found to resolve itself either into
a delight in change for its own sake or a delight in change for the
sake of power and comfort. The confusion between moral and material
progress that the utilitarian has promoted can be shown to involve a
tampering with general terms similar to that which I have already noted
in speaking of Rousseau and the sentimentalists. Disraeli says that
the English-speaking peoples have been unable to distinguish between
comfort and civilization. The word comfort itself is an excellent
example of the illegitimate transfer of a general term from one scheme
of values to another. “Blessed are they that mourn, for they shall be
comforted.” The American of the present day wishes to get his comfort
without any preliminary mourning.
As a result of the confusion between moral and material progress the
modern man has developed an inordinate confidence in organization and
efficiency and in general in machinery as a means for the attainment of
ethical ends. If he is told that civilization is in danger, his first
instinct is to appoint a committee to save civilization. The League of
Nations is itself only a super-committee.
Progress in the utilitarian sense is, however, an even less essential
element in the idealistic creed than sympathy. In this matter of
sympathy one must note again a difference between the Stoic and the
humanitarian. If, on the one hand, the Stoic had less confidence in
machinery than the humanitarian, he was, on the other hand, less
emotionally expansive. Interesting questions of this kind come up, as
I have already noted, in dealing with Shaftesbury and his influence.
The Stoical derivation of one whole side of Shaftesbury’s philosophy
is so manifest that some have sought to present him as a pure disciple
of Epictetus and Marcus Aurelius. But the fact remains that the Stoics
were not sentimentalists and that Shaftesbury can be shown to be a
main source of sentimentalism in England and even more perhaps in
Germany. The right reason of the Stoics is indeed already taking on
an emotional coloring in an English precursor of Shaftesbury like
Cumberland. In their tendency to identify happiness and pleasure the
utilitarians remind us less of the Stoics than of the Epicureans. The
Epicurean “ataraxy,” however, did not any more than the Stoic “apathy”
encourage effusiveness; neither Stoic nor Epicurean was prone to “let
his feelings run in soft luxurious flow” and then call the result
“virtue.” Of Rousseau’s exaltation of impulsive pity as a sufficient
offset to egoistic impulse and the source of all the other virtues, I
have already spoken. Of almost equal importance is Hume’s assertion,
professedly on strictly psychological grounds, of an element of
sympathy in the natural man, anterior to reason and independent of
self-love. Sympathy becomes in turn the basis of Hume’s definition
of justice. The just man for Hume is not the man who minds his own
business in the Platonic sense, but the altruist.[89]
The crucial question, of course, is not whether a man in his
spontaneous and natural self will sympathize with another’s pleasure,
but whether he will sympathize with another’s pain,[90] at least to
a degree that will be an adequate counterpoise to egoistic impulse.
The confidence of the eighteenth-century moralist on this point is
already beginning to seem to us singularly naïve. Rousseau, it will be
remembered, not only attempts to rear the whole edifice of ethics on
the basis of man’s innate pitifulness, but asserts that this quality
increases in almost direct ratio as one descends in the social scale
and so gets closer to “nature.” When asked why, if the plain people
were so pitiful, they crowded eagerly to see men broken on the wheel,
he replied that pity is such a delicious emotion that they did not wish
to miss any opportunity of experiencing it! It was no doubt for this
reason that Chateaubriand’s house porter, as he narrates, regretted
Robespierre and the spectacles in the Place Louis XV, where women
mounted the guillotine who had “necks as white as chicken’s flesh.”
For a similar reason doubtless the Spanish populace frequents the
bull-ring and the ancient Roman populace flocked to the gladiatorial
arena. The truth is that the psychology of the plain people in matters
of this kind is not ethical at all, but Epicurean. It is pleasant, as
the Epicurean Lucretius pointed out some time ago, to witness another’s
dire peril of shipwreck from a safe position on the shore. In much
the same way, the misery of the world, when properly dished up in the
headlines, merely serves to give the ordinary citizen an agreeable
fillip at his breakfast table. With the help of the sensational
press, the men of to-day are indeed constantly lined up on the shore,
witnessing an endless series of shipwrecks.
The outstanding trait, in short, of a populace that is “natural” in
Rousseau’s sense is its irresponsible quest of thrills. The success of
the whole attempt to base ethics directly on the emotions has been due
in no small measure to the fact that it seemed to offer an equivalent,
not only for Christian charity, but for grace, a grace that did not,
like the old variety, involve humility and the conviction of sin;
inasmuch as the man who transgresses does so, not through any survival
of the “old Adam” in him, but because of society and its institutions.
The man who has not fallen from the grace of nature into social
sophistication is spontaneously virtuous. “Heaven’s rich instincts in
him grew,” says Lowell of a beautiful soul of this kind, “as effortless
as woodland nooks send violets up and paint them blue.” The difference
between the new and the old grace is here obvious: the old grace
involved a working, even though the recipient of it maintained that not
he but God did the working. The fact of the working was in any case
indubitable, so much so that it often imposed a severe and even ascetic
control upon the natural man. Goodness by the grace of nature, on the
other hand, does not require on the part of the recipient anything more
than a “wise passiveness.”
Another striking contrast between Christian love and grace and
the parody of these doctrines by the Rousseauist should be noted.
The love and grace of the Christian lead to sharp exclusions
and discriminations; whereas the Rousseauist tends to blur all
distinctions in pantheistic revery. Contrast the “vision” of a Dante,
for example, with its clear-cut scale of moral values from the peak
of heaven to the pit of hell with the “vision” of a Walt Whitman in
which not merely men and women, good, bad, and indifferent, but “elder,
mullein, and poke-weed” are all viewed on the same level in virtue
of what the pantheist calls love. Dante speaks of the “highest love”
that built the walls of hell. We shudder at the mediæval grimness. The
opposite and more dangerous extreme is to lavish what Bossuet calls a
“murderous pity” upon human nature and, under cover of promoting love,
to be ready to subvert justice.
An unselective love joined to a “wise passiveness” and a return to
“nature” might, indeed, be justified if, as their votaries maintain,
they tend to draw men to a common centre; but it can be shown that this
communion is achieved, not in the real world, but in dreamland. Let
us consider from this point of view the “simple life” that Rousseau
and other primitivists have proposed as a remedy for the luxury and
self-indulgence that have tended to increase with the breakdown of
traditional standards. True simplicity of life must, it would seem, be
attained by the limitation of desire; whereas the luxurious life is one
in which, as Montesquieu says, “the desires have become immense.” Now
the “nature” of the primitivist can be shown to be only a nostalgia
of the romantic imagination so that the attempt to return to it not
only expands desire instead of limiting it, but makes it infinite and
indeterminate. Rousseau speaks of that “devouring but barren fire
with which from my childhood up I have felt myself vainly consumed.”
Chateaubriand makes his René actually flee from European civilization
to the American wilderness and take an Indian bride. René speaks
for Chateaubriand himself when he writes to her: “There issue forth
from this heart flames ... which might devour creation without being
satisfied.” Chateaubriand posed as the champion of Christianity. Yet
nothing is more certain than that Christian love makes for peace and
communion, whereas nostalgic “love” of the type Chateaubriand has just
described makes for restlessness and solitude. The ironical contrast
between the ideal and the real appears even more clearly, perhaps,
in Shelley than in Chateaubriand, inasmuch as Shelley did not, like
Chateaubriand, pose as a traditionalist, but came out uncompromisingly
for the new ethics. “The great secret of morals,” he says, “is love.” A
characteristic note of his poetry, on the other hand, perhaps the most
characteristic note is that of an acute spiritual isolation.
Many of the partisans of the new liberty, a liberty based, not upon
work (in the sense of inner control), but upon “love” in the sense
of expansive emotion, were severely disillusioned by the French
Revolution. Chateaubriand is himself one of the best types of the
disillusioned Rousseauist. In his “Essay on Revolutions” he still looks
upon romantic nostalgia as the true badge of the superior spirit,
though he admits that the aspiration towards the “infinite” that it
inspires is especially prevalent in epochs of moral decline. As a
result of this nostalgia, at all events, man is never satisfied with
what he has. He shatters one political form after another from sheer
satiety and ennui. The movement of mankind is not steadily forward
in a straight line, as the apostles of perfectibility maintain, but
circular, like that of a squirrel in a cage. From the point of view of
the lover of liberty society is hopeless. “If it is political truth we
are looking for, it is easy to find. Here a despotic minister gags me
and casts me into the depths of a dungeon where I remain for twenty
years without knowing why: having escaped from the Bastille, I plunge
indignantly into democracy; an anthropophagus awaits me there at the
foot of the guillotine.” As we should say nowadays, overthrow the Czar
and the Bolshevist has you by the throat.
Is there, then, no such thing as liberty? “Yes, there is a delicious,
a celestial liberty, that of nature.” Let a man betake himself to
the “religious forest.” In very similar fashion, Coleridge, after
discovering that the French Revolution, theoretically a crusade for
universal brotherhood, was imperialistic in its essence, abandoned hope
of finding liberty among men. If a man wishes to find true liberty, he
says in substance, let him go out and listen to what the wild waves
are saying. Liberty is not to be found in any human form. But if one
“shoots his being through earth, sea, and air” and “possesses all
things with intensest love,” liberty will be revealed to him.[91]
It may be, however, that a man should look for true liberty neither
in society nor in nature, but in himself--his ethical self; and the
ethical self is experienced, not as an expansive emotion, but as an
inner control. Liberty is associated, therefore, not primarily with
“love,” but with work. “It is work,” as Buddha says, and not love,
as the Western sentimentalist would have it, “that makes the world
go round.”[92] The man who works ethically grows more at one with
himself and at the same time tends to enter into communion, not indeed
with mankind at large, but with those who are submitting to a similar
ethical discipline, and so are, in Confucian phrase, moving towards
the “universal centre.” So that even from the point of view of the
man who desires love, the great secret of morals is work. Love is the
fulfilment of the law and not, as the sentimentalist would have us
believe, a substitute for it. The psychological truth at the basis of
the Christian doctrine of charity is that men cannot come together
expansively and on the level of their ordinary selves. The attempt to
do so results, as we have seen in the case of a Rousseau and a Shelley,
in an extreme psychic isolation.
Rousseau says that he founded “an indomitable spirit of liberty” on an
“indolence that is beyond belief.” True liberty, it is hardly necessary
to say, cannot be founded on indolence; it is something that must be
won by high-handed struggle, a struggle that takes place primarily in
oneself and not in the outer world. Possibly the ultimate distinction
between the true and the false liberal, as I have suggested elsewhere,
is that between the spiritual athlete and the cosmic loafer. If true
liberty is to survive, it is important that ethical idling should
not usurp the credit due only to ethical effort. This usurpation
takes place if we accept the programme of those who would substitute
expansive emotion for the activity of the higher will. In the real
world, as I have tried to show, the results of an expansion of this
kind are not fraternal but imperialistic.
The confusion between true and false liberals, between the ethically
strenuous and the ethically indolent, has also been promoted by the
doctrine of natural rights. A liberty that is asserted as an abstract
right, something anterior to the fulfilment of any definite obligation,
will always, so far as the inner life is concerned, be a lazy liberty.
From this point of view, all other “natural” rights are in a way summed
up in the title of a book written by a grandson of Karl Marx: “The
Right to Idleness.” We have heard asserted in our own time the abstract
right of whole populations to self-determination as something anterior
to their degree of moral development. To put forward a supposed right
of this kind as a part of a programme for world peace is to sink to the
ultimate depth of humanitarian self-deception.
To be sure, the dogma of natural rights, though it still controls the
popular imagination, has been disavowed by the political theorists
themselves. Unfortunately, some of these theorists, while disavowing
the dogma, have retained the underlying fallacy. For example, Mr.
Harold J. Laski says that, though we no longer believe in the rights of
man in any abstract and metaphysical sense, we still accept them as a
convenient expression of the truth that what men want corresponds in
a rough way to what they need.[93] The first and very elementary step
in any effective knowledge of human nature, a step that “liberals” of
the type of Mr. Laski have failed to take, is the discovery of the lack
of coincidence between man’s wants and his needs. What man needs, if
we are to believe the Lord’s Prayer, is bread and wisdom. What man, at
least Roman man, wanted about the time this prayer was uttered, was
bread and the circus. The gap between man’s wants and his needs has not
diminished greatly, if at all, since Roman times. Whatever we may think
of Christian theology, the Christian insight remains true that man
suffers from a divided will: he needs to follow the law of the spirit
and wants to follow the law of the members, so that he is a thoroughly
paradoxical creature, for the most part at war with his own happiness.
Our endeavor at the present time, I have said, should be to deal with
the law of the spirit positively and so be able to meet on their own
ground those who have professed to be positive and are not. Let us take
a glance from this point of view at the professional philosophers.
Hume, for example, set up as a pure positivist: he was in favor of
getting rid of all apriorism and planting himself on what Bergson calls
the “immediate data of consciousness.” Strictly speaking, indeed,
mere rationalism died with Hume. Unfortunately, Kant galvanized the
corpse. His “pure reason” does not, as the reason of Descartes and the
other great system-builders of the seventeenth century was supposed
to do, give reality, but only empty categories. In opposition to
this pure reason Kant sets up a practical reason that is led to make
certain affirmations that cannot be shown to correspond with the
“thing-in-itself.” By the divorce that is thus established between
practice and reality, the way is opened for pragmatism which, instead
of testing utility by truth, would test truth by utility; likewise for
the closely allied theory of “useful fiction” and other philosophical
vagaries of recent times.
Let us return from the insubstantial transcendence of Kant to Hume and
his claim to be purely experimental. This claim cannot be allowed for
two reasons: first, as I have already remarked, he asserts something
that cannot be experimentally established--namely, an element of
spontaneous sympathy in the natural man, strong enough to cope unaided
with egoistic impulse. Secondly, he fails to assert something that is,
nevertheless, one of the “immediate data of consciousness”--namely,
an ethical will that is felt as a power of control over the natural
man and his expansive desires. Deny this ethical will and the inner
life disappears; assert it and one may dispense with numerous other
assertions, or at least give them minor emphasis. Many other things
are true, no doubt, in addition to what one may affirm positively; and
“extra-beliefs” are in any case inevitable. It is desirable, however,
under existing circumstances, to get at humanistic or religious truth
with the minimum of metaphysical or theological complications. It is
not even clear that, in order to preserve the integrity of the inner
life, one needs to set up a world of entities, essences, or “ideas”
above the flux. Much of the loftiest spirituality of the Occident has
been associated with this Platonic idealism. On the other hand, the
early Buddhists saw in a somewhat similar doctrine in India an obstacle
rather than an aid to the achievement of the fruits of religion.
Kant, again, has from a strictly experimental point of view, gone too
far in asserting “God, freedom, immortality”; and at the same time,
from another point of view, he has not gone far enough, for the freedom
of his “categorical imperative” is primarily a freedom to do, and not,
like that of the ethical will, a freedom to refrain from doing. The
first step surely is to plant oneself on the psychological fact of an
opposition between a law of the spirit and a law of the members, a
living and present fact that one neglects at one’s peril in favor of
what may seem superficially more useful and agreeable. Some persons, it
may be urged, are conscious of no such opposition in themselves. Some
persons are also color-blind, and spiritual vision is subject to even
more infirmities than physical vision.
The higher will in the dualism I have been sketching has, as I
have tried to show, been very much bound up historically with the
doctrine of grace and has tended to be obscured with the decline of
this doctrine. It would be possible to go through the chief modern
philosophers one after the other from Descartes down and show that they
are least satisfactory in their treatment of the will.[94] Any one who
wishes to recover the true dualism must begin by exalting the ethical
will to the first place. Any attempt to give the primacy to “reason” in
any sense of the word will result in the loss of humility and lead to
a revival, in some form, of the Stoical error. One must in this matter
not only side with the Christian against the Stoic, but in general
with the Asiatic against the European intellectual. It does not follow
because one gives the first place to will that one is to identify it
with the absolute or, like Schopenhauer, with the “thing-in-itself”;
for this is to fall from positive psychological observation into
metaphysics; nor, because one insists that intellect is, as compared
with will, secondary, need one conclude with Wordsworth and other
romantic obscurantists that it is therefore “false.”
To give the first place to the higher will is only another way of
declaring that life is an act of faith. One may discover on positive
grounds a deep meaning in the old Christian tenet that we do not know
in order that we may believe, but we believe in order that we may know.
What follows almost inevitably when the intellect ceases to be the
servant of the higher will and sets up as an independent power is a
lapse into the metaphysical illusion--the illusion of having confined
the ocean in a cup. The most familiar form of this illusion in recent
times is that of the pure mechanist or determinist. If the determinist
is told in the words of the poet that “our wills are ours, we know not
how; our wills are ours to make them thine,” he answers in substance
that our wills are not ours and that he knows how. But his knowledge
on this point is only a conceit of knowledge. He is trying with finite
faculties to grasp factors that are at bottom infinite, or, what
amounts to the same thing, trying to subject the higher element in
human nature to the lower. The proper reply to the determinist is not
to appeal to some dogma or other, but to experience. The decisive word
here has been uttered by Dr. Johnson, who has claims to be regarded
as the most sensible person of recent times: “All theory,” he says,
“is against the freedom of the will, all experience for it.” Plant
oneself firmly on this fact of experience and the way is open at one
essential point for a return to common sense. We escape at once from
the vast web of intellectual and emotional sophistry in which the
naturalistic moralists have sought to enmesh us. The answer to the
enigma of life, so far as there is any, is not for the man who sets up
some metaphysical theory, but for the man who, in some sense or other
of the word, acts. Now to act according to the ethical will is, so far
as the natural man is concerned, to pull back, limit, and select. This
supremely human act of selection the rationalistic naturalist would
turn over to physical nature. The emotional naturalist, refusing to be
mechanized along either Cartesian or Darwinian lines, emphasizes his
vital uniqueness, his spontaneous and temperamental “me,” and its right
to get itself uttered. The natural will that is thus released from
control is conceived by Nietzsche as a will to power, and this would
seem to have some relation to the facts. On the other hand, the notion
of a Rousseau or a Whitman, that “liberty” of this type is compatible
with fraternity, is very far from being experimental.
A French writer, M. Léon Daudet, has won a certain notoriety by
applying to the nineteenth century the epithet “stupid.” If the century
deserves the epithet at all, it is surely because of the aspect of it
that I have just been discussing. The determinist tends to mechanize
man and deny him genuine moral choice. The partisans of romantic
spontaneity from Rousseau to Bergson have hoped to escape from this
naturalistic fatalism by setting up some cosmic urge or _élan vital_
as a substitute for moral effort. Yet a multitude of men during the
past century, who acquiesced in either one or the other of these two
main forms of ethical passiveness, held at the same time a firm faith
in “progress.” They were drifting, to be sure, but drifting towards
a “far-off divine event,” usually conceived as a paradise of peace
and brotherhood. But if it is a question of drifting, there is only
one direction in which one can drift and that is towards barbarism.
Civilization is something that must be deliberately willed; it is
not something that gushes up spontaneously from the depths of the
unconscious. Furthermore, it is something that must be willed first
of all by the individual in his own heart. Men who have thus willed
civilization have never been any too numerous; so that civilization
always has been and, in the very nature of the case, always must remain
something precarious. In the words of Rivarol, barbarism is always as
close to the most refined civilization as rust is to the most highly
polished steel.
As a result of the denial or dissimulation of the forms of inner action
on which civilization finally depends, the naturalistic era in which
we are living has been especially rich in dubious moralists, from
the “beautiful souls” of the eighteenth century to the Freudians and
behaviorists of our own day. If the behaviorist deserves censure for
seeing only matter and material causes, the tendency that appears in
Berkeleyan idealists and, in much cruder form, in the exponents of
various brands of “new thought,” to deny matter in favor of what they
conceive to be spirit is also open to grave objection. As a result of
this denial, they tend to lose their sense of the reality of the “civil
war in the cave,” and so to fall into materialism from the other side.
The Freudian corruption of ethics illustrates interestingly another
main naturalistic fallacy. Because outer and mechanical repression of
desire may work injury, it is insinuated that the repression of desire
is bad _per se_. If one says that what is needed is not outer control
but inner control, even philosophers of some standing will reply that
inner control or the ethical will is only the brake on personality;
and that a vehicle cannot, after all, be propelled by its brake. The
metaphor, however, is utterly misleading; the ethical will is nothing
external and mechanical like a brake. The man who imposes this will
upon the outgoing desires is moving away from what is peripheral in
himself to what is central, to what is indeed at the very centre. The
humanist would not go beyond disciplining the “lusts” of the natural
man to the law of measure. However, if one goes still further and
“dies” entirely to the natural self and its impulses, what follows, if
we are to believe the great religious teachers, is not mere emptiness,
but the peace that passeth understanding.
The man who does not impose either religious or humanistic control upon
his ordinary self does not usually avow that he is a mere materialist.
The ethical problem would be comparatively simple if he did. The
egocentric individualist is, however, prone to give fine names to
his own unrestraint. As Plato says, he will call insolence breeding,
anarchy liberty, and waste magnificence; and may even go to the point
of deifying his own impulses. There are times when one must reply in
the affirmative to the question of Virgil “whether each man’s god is
but his own fell desire.” There is a sense in which one must agree with
the scoffer that an honest God is the noblest work of man. We recognize
readily that the God whom the Kaiser and many Germans worshipped
during the War was only a projection into the religious realm of their
own will to power. We are loath, however, to admit any equivalent of
this imperialistic error in the champions of democracy. And yet it is
not difficult to point out such an equivalent, for example, in the
humanitarian illusionist, Victor Hugo. Monckton Milnes relates that
when he called on Hugo at Paris, “he was shown into a large room, with
women and men seated in chairs against the walls, and Hugo at one end
throned. No one spoke. At last Hugo raised his voice solemnly and
said: ‘Quant à moi, je crois en Dieu.’ Silence followed. Then a woman
responded as if in deep meditation: ‘Chose sublime! un Dieu qui croit
en Dieu.’”[95] The sublimity diminishes somewhat when one observes to
what an extent the God in whom Hugo believes reflects his ordinary self
so that he is thus enabled to worship this self on a sort of cosmic
scale. A man also frequently calls what is at bottom only an hypostasis
of his ordinary self in its dominant desire either progress or
justice. Thus Mr. Samuel Gompers complained that the New York Assembly
of 1919 did not pass a single “progressive or forward-looking act.” We
all know what this means. The far-off divine event towards which the
whole creation moves is for Mr. Gompers the domination of the laboring
class, with the understanding that the laboring class itself is to be
dominated by Mr. Gompers or his kind. As a result of the cowardice of
our politicians, this more or less divine event has at times not seemed
so far off as one might wish. The attempt to bestow the word justice on
personal or class interests is too familiar to need illustration.
We are dealing here with the most ancient and still the most successful
form of camouflage. During the War, the French did not fail to quote
a passage of Tacitus to the general effect that the Germans give fine
names to what is at bottom only their own lawlessness and love of
plunder. But there is in this trait nothing specifically German. The
barbaric Briton, the same Tacitus narrates, complained of his Roman
conquerors that “they make a desolation and call it peace.” This human
proclivity, though universal, is especially marked in periods of
individualistic emancipation. It is especially at such a period that
one needs to remind oneself with Hobbes that words are the counters
of wise men and the coin of fools, and that one is not to suppose, on
hearing a fine phrase, that it coincides necessarily with a fine thing.
We are put here on the track of the true office of the intellect in
such a period. To set out like Rousseau to be an individualist and at
the same time to disparage intellect is to enter upon the pathway of
madness. In direct ratio, indeed, to the completeness of one’s break
with the past must be the keenness of one’s discrimination. Otherwise
one runs the risk of setting up as an “ideal” and decking out with
fair phrases some unsubstantial dream--the mere ballooning out of the
imagination into the void.
The imagination must, to be sure, be supreme, but it should be an
imagination disciplined to the facts. If the imagination is not
present, the facts will not be unified; they will remain inert and
isolated. But the intellect must also be present--and by intellect I
mean the power in man that analyzes and discriminates and traces causes
and effects; for this power alone can determine whether the unity the
imagination has established among the facts is real or whether it
exists rather only in some “realm of chimeras.” The genuine man of
science is not, on the one hand, a metaphysical theorist nor, on the
other, a mere fact-grubber. His eminence is measured by the gift he
possesses for true vision in connection with some field of facts on
which he has long been fixing his attention. What may have come to him
originally in a flash of intuition he is careful to check up and test
experimentally by every means in his power; and at this stage he is not
synthetic but analytic. His success is due to the correct relation he
has established between the part of himself that perceives, the part
that conceives, and the part that discriminates.
Now the true humanist deals with his facts in a somewhat similar
fashion: only the facts on which he is fixing his attention are of an
entirely different order. His imagination is disciplined to law, but
this law is not the “law for thing.” He is tracing cause and effect,
but these causal sequences are not the ones that occur in physical
nature. Because there is in us, in Lowell’s phrase, something that
refuses to be “Benthamized,” the romantic idealist looks with suspicion
on a cause-and-effect philosophy and the keen analysis by which it
can be established; but any other than a cause-and-effect philosophy
is likely to fall into sheer unreality; inasmuch as reality means
practically the reality of law, and law in turn means that as a matter
of positive observation there is a constant association between certain
phenomena either in time or space--an association that exists quite
apart from the desires or opinions of the individual. If there is not
a human law that is thus objective, so that the person who violates it
exposes himself to certain consequences in much the same way that the
person who puts his finger into the fire exposes himself to certain
consequences, then the human law is not worth going in search of. A
sceptic of the type of Hume would affirm, indeed, that the very idea
of cause and effect is not objective but subjective, that it arises
from man’s “propensity to feign.” But even if we go to the extreme of
scepticism and look on life merely as a “dream whose shapes return,”
it remains true that these returning shapes bear a certain constant
relationship to one another; so that they are susceptible of study from
the point of view of the only problem that finally matters--the problem
of happiness or unhappiness. Of cause and effect in any abstract and
metaphysical sense, the critical humanist is willing to avow his
ignorance; just as the true man of science admits that he cannot grasp
the ultimate essence behind the phenomenal relationships he is busy in
tracing.
The foregoing analysis, if it is correct, suggests that the type of
material progress on which the Occident has been expending its main
effort for some time past, so far from promoting moral progress, is
likely rather to make against it. This type of progress has resulted
from imaginative concentration on facts of an entirely different order
from those of the moral law. The keen analytical discrimination in
the service of actual perception that gives reality--such reality as
man has access to--has become the more and more exclusive monopoly
of the man of science or of the utilitarian who has been organizing
scientific discovery into a vast machinery of material efficiency. In
the mean while, in the distinctively human realm, the imagination has
been left more or less free to roam at large. It has set up a unity,
as I remarked at the outset, that has not been sufficiently tested
from the point of view of its reality. The unity that the humanitarian
hopes to achieve among men hinges almost entirely, I have tried to
show, on the idea of “service.” Men are to be brought together, one
finds on analyzing this idea of service, by means that are either
rationalistic and mechanical or else emotional. In either case, the
humanitarian assumes that men can meet expansively and on the level of
their ordinary selves. But if this notion of union should prove to be
illusory, if men can really come together only in humble obeisance to
something set above their ordinary selves, it follows that the great
temple to humanity that has been in process of erection for several
generations past is the modern equivalent of the Tower of Babel; and so
we should not be surprised if it is being stricken with a confusion of
tongues.
With the progressive weakening of traditional standards, the inability
of the humanitarian to supply any adequate substitute is becoming
apparent. The whole of the Occident seems to be at an _impasse_. The
mere rationalist and the mere emotionalist are about equally bankrupt.
It may be that our only hope is a return to the truths of the inner
life. If we ourselves are unable to see the need of such a return, it
is perhaps because we have reached the stage of the decadent Romans
who, according to Livy, were unable to endure the evils from which they
were suffering and also the remedies for those evils.
The loss of the truths of the inner life in their traditional form has
involved, I have tried to show, a profound alteration in the idea of
liberty. Liberty has come more and more to be conceived expansively,
not as a process of concentration, as a submission or adjustment to a
higher will. My whole argument thus far has been that we should seek to
recover in some critical form the centripetal element in liberty that
the modernist has allowed to drop out and so become thoroughgoing and
complete moderns. It is a matter of no small importance in any case to
be defective in one’s definition of liberty; for any defect here will
be reflected in one’s definitions of peace and justice; and the outlook
for a society which has defective notions of peace and justice cannot
be regarded as very promising.
A good deal of the confusion about liberty, as I have endeavored to
show, has been promoted by the pantheistic dreamers who have sought
a substitute for the grace of God in the grace of nature, and so
have obscured the distinction between the man for whom liberty is an
ethical working and the man who, like Rousseau, seeks to found an
indomitable spirit of liberty on an indolence that is beyond belief.
The pure traditionalist, the Catholic, for example, not only avoids a
particular confusion of this kind, but is in general relieved of the
task of defining liberty that is imposed upon the individualist. The
Church will supply him with his definition: liberty, he will be told,
is submission to the will of God; and the Church will not only supply
him with the general principle, but also give him guidance in the
innumerable “cases” that arise in the application of it. Inasmuch as
the Pope is infallible (since 1870), at least in religion and morals,
submission to the will of God tends to coincide practically, though not
of course in theory, with submission to the Pope.
Though the sound individualist must also have standards, it is plain
that he cannot get at them in this way--not, namely, by leaning on
outer authority, but rather by the coöperation of intellect and
imagination I have tried to describe. The standards he has thus
secured he will proceed to press into the service of the ethical
will. A programme of this kind, in which imagination, intellect, and
will coöperate, instead of flying asunder, as they tend to do in
Pascal, for example, is, it must be confessed, easier to outline than
to accomplish. Yet it is hard to see that our modern experiment can
be carried through safely on any other terms. If this experiment
shows signs of breaking down, the explanation is surely that it has
failed thus far to achieve adequate equivalents for the traditional
controls. Instead of setting up genuine standards and then selecting
with reference to them, the man who professes to be modern has turned
selection over to “nature” and sought to substitute for the working
of the ethical will a diffuse, unselective sympathy. This tendency to
put on sympathy a burden that it cannot bear and at the same time to
sacrifice a truly human hierarchy and scale of values to the principle
of equality has been especially marked in the democratic movement,
nowhere more so perhaps than in our American democracy. It remains,
therefore, to discuss democracy in its relation to standards. I shall
attempt in the course of this discussion to elucidate still further,
with the aid of a Socratic dialectic, my distinction between the true
and the false liberal.