CHAPTER I.

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THE DECLARATION OF THE

RIGHTS OF MAN AND OF

CITIZENS

_A Contribution to Modern Constitutional

History_

BY

GEORG JELLINEK, DR. PHIL. ET JUR.

_Professor of Law in the University of Heidelberg

AUTHORIZED TRANSLATION FROM THE GERMAN_

BY

MAX FARRAND, PH.D.

_Professor of History in Wesleyan University_

_REVISED BY THE AUTHOR_

[Illustration]

NEW YORK

HENRY HOLT AND COMPANY

1901

Copyright, 1901.

BY

HENRY HOLT & CO.

ROBERT DRUMMOND, PRINTER, NEW YORK.

TRANSLATOR'S PREFACE.

Although several years have elapsed since this essay was published, it

has apparently come to the attention of only a few specialists, and

those almost exclusively in modern European history. It deserves

consideration by all students of history, and it is of special

importance to those who are interested in the early constitutional

history of the United States, for it traces the origin of the enactment

of bills of rights. In the hope that it will be brought before a larger

number of students who realize the significance of this question and who

appreciate genuine scholarly work, this essay is now translated.

M.F.

WESLEYAN UNIVERSITY,

MIDDLETOWN, CT., _March 1, 1901_.

TABLE OF CONTENTS.

CHAPTER PAGE

I. THE FRENCH DECLARATION OF RIGHTS OF AUGUST 26,

1789, AND ITS SIGNIFICANCE 1

II. ROUSSEAU'S "CONTRAT SOCIAL" WAS NOT THE SOURCE

OF THIS DECLARATION 8

III. THE BILLS OF RIGHTS OF THE INDIVIDUAL STATES

OF THE NORTH AMERICAN UNION WERE ITS MODELS 13

IV. VIRGINIA'S BILL OF RIGHTS AND THOSE OF THE

OTHER NORTH AMERICAN STATES 22

V. COMPARISON OF THE FRENCH AND AMERICAN DECLARATIONS 27

VI. THE CONTRAST BETWEEN THE AMERICAN AND ENGLISH

DECLARATIONS OF RIGHTS 43

VII. RELIGIOUS LIBERTY IN THE ANGLO-AMERICAN COLONIES

THE SOURCE OF THE IDEA OF ESTABLISHING BY LAW A UNIVERSAL

RIGHT OF MAN 59

VIII. THE CREATION OF A SYSTEM OF RIGHTS OF MAN AND OF

CITIZENS DURING THE AMERICAN REVOLUTION 78

IX. THE RIGHTS OF MAN AND THE TEUTONIC CONCEPTION OF RIGHT 90

THE DECLARATION OF THE RIGHTS OF MAN AND OF CITIZENS.

CHAPTER I.

THE FRENCH DECLARATION OF RIGHTS OF AUGUST 26, 1789, AND ITS

SIGNIFICANCE.

The declaration of "the rights of man and of citizens" by the French

Constituent Assembly on August 26, 1789, is one of the most significant

events of the French Revolution. It has been criticised from different

points of view with directly opposing results. The political scientist

and the historian, thoroughly appreciating its importance, have

repeatedly come to the conclusion that the Declaration had no small part

in the anarchy with which France was visited soon after the storming of

the Bastille. They point to its abstract phrases as ambiguous and

therefore dangerous, and as void of all political reality and practical

statesmanship. Its empty pathos, they say, confused the mind, disturbed

calm judgment, aroused passions, and stifled the sense of duty,--for of

duty there is not a word.[1] Others, on the contrary, and especially

Frenchmen, have exalted it as a revelation in the world's history, as a

catechism of the "principles of 1789" which form the eternal foundation

of the state's structure, and they have glorified it as the most

precious gift that France has given to mankind.

Less regarded than its historical and political significance is the

importance of this document in the history of law, an importance which

continues even to the present day. Whatever may be the value or

worthlessness of its general phrases, it is under the influence of this

document that the conception of the public rights of the individual has

developed in the positive law of the states of the European continent.

Until it appeared public law literature recognized the rights of heads

of states, the privileges of class, and the privileges of individuals or

special corporations, but the general rights of subjects were to be

found essentially only in the form of duties on the part of the state,

not in the form of definite legal claims of the individual. The

Declaration of the Rights of Man for the first time originated in all

its vigor in positive law the conception, which until then had been

known only to natural law, of the personal rights of the members of the

state over against the state as a whole. This was next seen in the first

French constitution of September 3, 1791, which set forth, upon the

basis of a preceding declaration of rights, a list of _droits naturels

et civils_ as rights that were guaranteed by the constitution.[2]

Together with the right of suffrage, the "_droits garantis par la

constitution_", which were enumerated for the last time in the

constitution of November 4, 1848,[3] form to-day the basis of French

theory and practice respecting the personal public rights of the

individual.[4] And under the influence of the French declaration there

have been introduced into almost all of the constitutions of the other

Continental states similar enumerations of rights, whose separate

phrases and formulas, however, are more or less adapted to the

particular conditions of their respective states, and therefore

frequently exhibit wide differences in content.

In Germany most of the constitutions of the period prior to 1848

contained a section upon the rights of subjects, and in the year 1848

the National Constitutional Convention at Frankfort adopted "the

fundamental rights of the German people", which were published on

December 27, 1848, as Federal law. In spite of a resolution of the

_Bund_ of August 23, 1851, declaring these rights null and void, they

are of lasting importance, because many of their specifications are

to-day incorporated almost word for word in the existing Federal law.[5]

These enumerations of rights appear in greater numbers in the European

constitutions of the period after 1848. Thus, first of all, in the

Prussian constitution of January 31, 1850, and in Austria's "Fundamental

Law of the State" of December 21, 1867, on the general rights of the

state's citizens. And more recently they have been incorporated in the

constitutions of the new states in the Balkan peninsula.

A noteworthy exception to this are the constitutions of the North German

Confederation of July 26, 1867, and of the German Empire of April 16,

1871, which lack entirely any paragraph on fundamental rights. The

constitution of the Empire, however, could the better dispense with such

a declaration as it was already contained in most of the constitutions

of the individual states, and, as above stated, a series of Federal laws

has enacted the most important principles of the Frankfort fundamental

rights. Besides, with the provisions of the Federal constitution as to

amendments, it was not necessary to make any special place for them in

that instrument, as the Reichstag, to whose especial care the

guardianship of the fundamental rights must be entrusted, has no

difficult forms to observe in amending the constitution.[6] As a matter

of fact the public rights of the individual are much greater in the

German Empire than in most of the states where the fundamental rights

are specifically set forth in the constitution. This may be seen, for

example, by a glance at the legislation and the judicial and

administrative practice in Austria.

But whatever may be one's opinion to-day upon the formulation of

abstract principles, which only become vitalized through the process of

detailed legislation, as affecting the legal position of the individual

in the state, the fact that the recognition of such principles is

historically bound up with that first declaration of rights makes it an

important task of constitutional history to ascertain the origin of the

French Declaration of Rights of 1789. The achievement of this task is of

great importance both in explaining the development of the modern state

and in understanding the position which this state assures to the

individual. Thus far in the works on public law various precursors of

the declaration of the Constituent Assembly, from Magna Charta to the

American Declaration of Independence, have been enumerated and arranged

in regular sequence, yet any thorough investigation of the sources from

which the French drew is not to be found.

It is the prevailing opinion that the teachings of the _Contrat Social_

gave the impulse to the Declaration, and that its prototype was the

Declaration of Independence of the thirteen United States of North

America. Let us first of all inquire into the correctness of these

assumptions.

FOOTNOTES:

[Footnote 1: First of all, as is well known, Burke and Bentham, and

later Taine, _Les origines de la France contemporaine: La revolution_,

I, pp. 273 _et seq._; Oncken, _Das Zeitalter der Revolution, des

Kaiserreiches und der Befreiungskriege_, I, pp. 229 _et seq._; and

Weiss, _Geschichte der franzoesischen Revolution_, 1888, I, p. 263.]

[Footnote 2: Titre premier: "Dispositions fondamentales garanties par la

constitution."]

[Footnote 3: Helie, _Les constitutions de la France_, pp. 1103 _et

seq._]

[Footnote 4: _Cf._ Jellinek, _System der subjektiven oeffentlichen

Rechte_, p. 3, n. 1.]

[Footnote 5: Binding, _Der Versuch der Reichsgruendung durch die

Paulskirche_, Leipzig, 1892, p. 23.]

[Footnote 6: When considering the constitution, the Reichstag rejected

all proposals which aimed to introduce fundamental rights. _Cf._ Bezold,

_Materialen der deutschen Reichsverfassung_, III, pp. 896-1010.]

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