CHAPTER IX

THE LAW OF STATE COMITY, TERRITORIES AND POSSESSIONS

120. The States comprising the Union possess equal powers and are

subject to the same limitations. This means, in brief, that they have,

respectively, the same jurisdiction. The sovereignty of one State is

equal to the sovereignty of another. Because of this equality, they

are all subject to the same rules of State comity. The aspects of this

mutual equality are numerous and are the subject of provisions of the

Constitution.[304]

In so far as a State possesses jurisdiction it may exercise

authority.[305] This rule is fundamental in American constitutional

law. The Constitution of the United States confers no new power of

jurisdiction by simply regulating the effect of the acknowledged

jurisdiction over persons and things within a State.[306] Thus a State

cannot make its law valid in another State; the validity of a State law

depends upon the will of the State in which the validity is claimed.

From this it follows that “the jurisdiction of any (State) court

exercising authority over a subject (_i. e._, persons or property) may

be inquired into in every other (State) court when the proceedings in

the former are relied upon and brought before the latter by a party

claiming the benefit of such proceedings.”[307]

So, despite the fourth article of the Constitution as to “full faith

and credit,” and “public acts, records, and judicial proceedings” in

the several States, “a judgment rendered in any State may be questioned

in a collateral proceeding in another State.”[308]

121. This principle is disclosed by examination of the States as civil

and political entities, for:

It is equally well settled that the several States of the Union are

to be considered in this respect as foreign to each other, and that

the courts of one State are not presumed to know, and therefore,

not bound to take judicial notice of the laws of another State.[309]

Therefore, whenever it becomes necessary for a court of one State, in

order to give full faith and credit to a judgment rendered in another

State, to ascertain the effect which it has in that State, the law of

that State must be proved, like any other fact.[310]

But national courts are bound to take notice without proof of the laws

of each of the States.[311] The principle is thus laid down by Chief

Justice Marshall: “The laws of a foreign nation, designed only for the

direction of its own affairs, are not to be noticed by the courts of

other countries, unless proved as facts.”[312] For national purposes

embraced by the Constitution, the States and their citizens are one,

united under the same sovereign authority, and governed by the same

laws. In all other respects the States are necessarily foreign to and

independent of each other,—their constitutions and forms of government

being, although republican, altogether different, as are their laws

and institutions.[313] In government, jurisdiction is co-extensive

with sovereignty. Faith, credit, public acts, records, or judicial

proceedings that are valid in a State are, when proved, valid in

every other State, and Congress possesses the power to prescribe by

general laws the manner and the effect of proof. This supreme power is

incidental, as well as necessary, to national sovereignty as realized

in “the more perfect Union.”[314]

122. The citizens of each State are entitled to all privileges and

immunities of citizens in the several States.[315] But a corporation

is not a citizen, being but an artificial person created by the

Legislature and possessing only the powers and attributes which the

Legislature has prescribed.[316] This conclusion is inevitable from

the principle of jurisdiction. No State can create or give powers to

a corporation in another State, or powers that will be valid there. A

corporation created by a Legislature has powers and privileges only

within the jurisdiction of that Legislature; or, as is said: “The

corporation being the mere creation of local law, can have no legal

existence beyond the limits of the sovereignty where created.”[317]

Thus a State may admit or exclude foreign corporations, and the

corporation cannot maintain a claim of citizenship to right to enter

the State.

123. The words “privileges and immunities of citizens” are of

comprehensive meaning as determined by the courts from time to time

as issues (cases or controversies) come before them. The clause in the

Constitution

plainly and unmistakably secures and protects the right of a

citizen of one State to pass into any other State of the Union for

the purpose of enjoying in lawful commerce, trade, or business,

without molestation; to acquire personal property; to take and hold

real estate; to maintain actions in the courts of the State, and to

be exempt from any higher taxes or excises than are imposed by the

State upon its own citizens.[318]

Or, as the principle is further stated: the sole purpose of the

constitutional provision is

to declare to the several States, that whatever those rights

(_i. e._, the rights of citizens of that State),—as you grant or

establish them to your own citizens, or as you limit or qualify,

or impose restrictions on their exercise, the same, neither more

nor less, shall be the measure of the rights of citizens of other

States within your own jurisdiction.[319]

But the citizen from another State must comply with the laws of the

State into which he comes before he can have the protection of its

sovereignty.

The Constitution forbids only such legislation affecting citizens

of the respective States as will substantially or practically put a

citizen of one State in a condition of alienage when he is within,

or when he removes to, another State, or when asserting in another

State the rights that commonly appertain to those who are part of

the political community known as the People of the United States,

by and for whom the government of the Union was ordained and

established.[320]

124. The test here is jurisdiction. No State has jurisdiction that is

denied it by the Constitution of the United States. Each State has

power so far as its jurisdiction, or sovereignty, extends, to declare

what shall be offences against its laws, and citizens of other States

within its jurisdiction are subject to those laws.[321]

Fugitives from justice escaping from a State or Territory to another

are subject to extradition.[322] Upon the Executive of the State or

Territory in which the accused is found rests the responsibility of

determining, in some legal mode, whether he is a fugitive from the

justice of the demanding State. It is within the jurisdiction of the

State or Territory into which the accused has fled to demand competent

proof that he is in fact a fugitive from the demanding State; otherwise

the jurisdiction of the demanding State would extend over the State

or Territory into which the accused has fled. But such proof being

established, the accused “shall be delivered up” as the federal

Constitution prescribes.[323] The principle here is that of State

jurisdiction as limited by the supreme law.

125. But the question of powers, or rights, by extradition, raises the

question of right of asylum. Do

the States of the Union occupy towards each other, in respect

to fugitives from justice, the relation of foreign nations, in

the same sense in which the general government stands towards

independent sovereignties, on that subject; and, in the further

assumption that a fugitive from justice acquires in the State to

which he may flee some State or personal right of protection,

improperly called a right of asylum, which secures to him exemption

from trial and punishment for a crime committed in another State,

unless such crime is made the special object or ground of his

rendition?[324]

To answer this question in the affirmative is to violate the sole

object of the Constitution and acts of Congress concerning the

surrender of fugitives from justice. Foreign nations stand in treaty

relations with the United States and with each other. The States

composing the American Union do not stand, and by the Constitution,

cannot stand in treaty relations with one another or with any other

State or power.[325]

126. A fugitive from a foreign nation seeking refuge in the United

States is not extraditable unless by the terms of the treaty

between that nation and the United States. There is nothing in the

Constitution, or in the Statutes at large of the United States in

reference to interstate rendition of fugitives from justice which can

be regarded as establishing any compact between the States of the Union

(such as a treaty between the United States and another nation does

or may contain), limiting their operation to particular or designated

offenses. And it is questionable whether the States, or any of them,

could constitutionally enter into any agreement or stipulation one

with another for the purpose of defining or limiting the offenses for

which fugitives would or should be surrendered. “The plain answer is

that the laws of the United States do not recognize any right of asylum

on the part of the fugitive from justice in any State to which he has

fled.”[326] The principle here laid down finds further explication: To

apply the rule of international, or foreign extradition to interstate

rendition involves the confusion of two essentially different things,

which rest upon entirely different principles.[327] In the former,

the extradition depends upon treaty contract, or stipulation, which

rests upon good faith, and in respect to which the sovereign upon whom

the demand is made can exercise discretion, as well as investigate

the charge on which the surrender is demanded, there being no rule of

comity under and by nature of which independent nations are required or

expected to withhold from fugitives within their jurisdiction the right

of asylum. In the matter of interstate rendition, however, there is

the binding force and obligation, not of contract, but of the supreme

law of the land, which imposes no conditions, or limitations, upon

the jurisdiction and authority of the State to which the fugitive is

returned.[328]

127. The decision as to whether a State possesses a republican form

of government,—or what government in a State is the lawful government

rests with the political, not the judicial power. “It is the province

of the court to expound the law, not to make it.”[329] Thus the courts

follow the political authority.

In the case of foreign nations, the government acknowledged by

the President is always recognized in the courts of justice; and

this principle has been applied, by the act of Congress, to the

sovereign States of the Union.[330]

If the President errs, it is within the power of Congress to apply the

proper remedy. “The sovereignty in every State resides in the people

of that State, and they may alter and change their form of government

at their own pleasure.”[331] But the United States guarantees to each

a republican form of government.[332] “No particular government is

designated as republican, neither is the exact form to be guaranteed in

any manner especially designated.”[333]

The guarantee necessarily implies a duty on the part of the

States themselves to provide such a government. All the States

had governments when the Constitution was adopted. In all, the

people participated to some extent, through their representatives

elected in the manner specially provided. These governments the

Constitution did not change. They were accepted precisely as they

were, and it is, therefore, to be presumed that they were such as

it was the duty of the States to provide. Thus we have unmistakable

evidence of what was republican in form, within the meaning of that

term, as employed in the Constitution.[334]

Conformably with the character of this federal guarantee of the

republican form, the Supreme Court has decided that:

In the Constitution the term _State_ most frequently expresses

the combined idea ... of people, territory, and government. A

_State_, in the ordinary sense of the Constitution, is a political

community of free citizens, occupying a territory of defined

boundaries, and organized under a government sanctioned and

limited by a written constitution, and established by the consent

of the governed. It is the union of such States, under a common

Constitution, which forms the distinct and greater political unit,

which that Constitution designates as the United States, and makes

of the people and States, which compose it, one people and one

country.... The preservation of the States, and the maintenance of

their government, are as much within the design and care of the

Constitution as the preservation of the Union and the maintenance

of the national government. The Constitution, in all of its

provisions, looks to an indestructible Union of indestructible

States.[335]

The constitutional rules of State comity are therefore rules of

national jurisdiction, and operate as limitations on the jurisdiction

of the several States. The purpose of these rules, as that of every

rule of that jurisdiction is essentially to preserve that jurisdiction,

or sovereignty,—and is sufficiently indicated in the Preamble to the

Constitution.[336]

128. The admission of a new State into the Union is a political act

exclusively within the power of Congress, save that no new State shall

be erected within the jurisdiction, or by the conjunction, of States or

parts of States, without the consent of the Legislatures of the States

concerned, as well as of Congress.[337] This entire act is exclusively

political, but the State once admitted into the Union comes within the

jurisdiction of the United States as the Constitution provides.[338]

The State thus admitted becomes entitled to and possesses all rights

of sovereignty and dominion,—that is, rights of jurisdiction, which

belonged to the original States.[339]

129. The act enabling the inhabitants of a Territory to adopt a

constitution and become a State in the Union usually prescribes that

the proposed constitution and government shall be republican in form,

shall make no distinction in civil or political rights on account

of race or color, shall not be repugnant to the Constitution of the

United States, or to the principles of the Declaration of Independence,

and shall comply with such conditions as Congress at the time may

propose.[340] On June 16, 1906, Congress passed an enabling act under

which, four years later, Arizona sought admission into the Union.

The new constitution submitted to Congress provided for state-wide

recall of State officials. To this provision Congress objected and

made the admission of the Territory conditional upon the amendment of

its proposed constitution by eliminating the objectionable provision.

Arizona complied with the congressional condition and was admitted;

thereupon speedily amended its constitution by re-inserting the

objectionable clauses. Congress has no power to impose conditions,

clauses, or provisions upon the constitution of a State; yet, a

provision of a State constitution in conflict with the Constitution of

the United States is null and void.[341]

130. As the Union is an indestructible Union of indestructible States,

it is a principle of American constitutional law: once a State, always

a State. The inhabitants of a Territory having been erected by Congress

into inhabitants of a State, territorial jurisdiction, created by act

of Congress ceases, and State jurisdiction exists. It is this State

jurisdiction in the Union which is indestructible, which can neither

be extended, nor diminished by Congress. The equality and equivalency

of the States in the Union is a fundamental in American constitutional

law. The jurisdiction of a Territory differs from that of a State as a

governed differs from a self-governing community.

131. Congress has power “to make all needful rules and regulations

respecting the territory and other property belonging to the United

States.”[342] This means the power to govern, a power necessary to

sovereignty, and the “inevitable consequence of the right to acquire

territory; or, as the jurisdiction over a Territory does not belong to

any State in the Union, its government lies by implication (if not by

necessity) with the United States.”[343]

In creating a territorial jurisdiction, Congress exercises, but does

not part with its powers. The power to govern Territories is not

conditioned. Such Territories

are but political subdivisions of the outlying dominion of the

United States. Their relation to the general government is much

the same as that which counties bear to the respective States, and

Congress may legislate for them as a State does for its municipal

organizations. The organic law (“enabling act”) for a Territory

takes the place of a constitution as the fundamental law of the

local government. It is obligatory on, and binds the territorial

authorities; but Congress is supreme, and for the purposes of

this department of its governmental authority, has all the powers

of the people of the United States, except such as have been

expressly, or by implication reserved in the prohibitions of the

Constitution.[344]

132. Congress has full and complete legislative authority over the

people of the Territories, and all departments of the territorial

government. It may do for the Territories what the people under the

Constitution of the United States may do for the States. That the

Supreme Court in 1901 gave a new meaning to the jurisdiction of

Congress over territory belonging to the United States is now a matter

of history. By that decision the power to govern is co-extensive with

the power to acquire territory,—and this means sovereignty. Territorial

acquisitions are wholly subject to the will of Congress. It may govern

them as it sees fit. States, not Territories, are guaranteed by the

United States “a republican form of government.” The word “citizens”

as used in the Constitution does not include inhabitants of such

Territories.[345]

The Constitution of the United States was ordained and established

by the people of the United States for themselves, for their own

government, and not for the government of the individual States.

Each State established a constitution for itself, and, in that

constitution, provided such limitations and restrictions on the

powers of its particular government as its judgment dictated. The

people of the United States framed such a government for the United

States as they supposed best adapted to their situation, and best

calculated to promote their interests. The powers they conferred on

this government were to be exercised by itself; and the limitations

on power, if expressed in general terms, are naturally, and we

think necessarily, applicable to the government created by the

instrument.[346]

But the government thus formed under the Constitution is the government

of “the more perfect Union,” which is an “indestructible Union of

indestructible States.” By constitutional law, indestructibility is not

a quality of any territory under the jurisdiction of the United States.

133. The rights of the inhabitants of such territory are determined

by Congress. This power of Congress seems unlimited, but the Supreme

Court of the United States disclaims “any intention to hold that the

inhabitants of these territories are subject to an unrestrained power

on the part of Congress to deal with them upon the theory that they

have no rights which it is bound to respect.”[347] What limitation

then, if any, is there on Congress, in exercising its powers over such

territory?

The Court replies:

There are certain principles of natural justice inherent in the

Anglo-Saxon character, which need no expression in constitutions

or statutes to give them effect to secure dependencies against

legislation manifestly hostile to their real interests.[348]

But the power of Congress to govern Territories, (“dependencies,”

“outlying possessions”) is, by present constitutional law, exercisable

at the will of Congress.[349] The essential matter is of jurisdiction.

The United States is a sovereignty; for some purposes the several

States comprising the Union are sovereign,[350] but according to

American constitutional law, a Territory, dependency, or outlying

possession belonging to the United States is not sovereign, and

possesses no powers, rights, privileges, or attributes of sovereignty.

The principle may be stated thus: To whatsoever extent Congress

exercises jurisdiction, to that extent it governs; its functions are

legislative and essentially political; to the extent that they are

political they are sovereign.[351]

The Essentials of American Constitutional Law · 第 9 / 13 章