CHAPTER VII

THE LAW OF THE EXECUTIVE POWER

84. The executive power of the United States is vested in a President.

The executive is single,—that is, one person. He possesses all the

executive powers which the sovereign,—the people of the United States,

have conferred. His power is derivative, not original. His power is

not defined by the Constitution, that is, it is not fully set forth

by limitations. It is limited in two particulars: he cannot grant

reprieves or pardons in cases of impeachment, and he solemnly swears

or affirms faithfully to execute the office of President of the United

States. This solemn obligation implies that he himself is not the

sole or the final judge of his fidelity in executing his office. This

responsibility of the President to a superior, in certain cases, is

clearly stated by the Constitution itself: first, that the House of

Representatives shall have the sole power of impeachment, and secondly,

that the Senate shall have the sole power to try all impeachments,

and when sitting for that purpose, its members shall be on oath or

affirmation. When the President is tried, the Chief Justice of the

United States shall preside, and no person shall be convicted without

the concurrence of two thirds of the members present.[220]

85. Whether or not the President has performed the duties of his office

is a political question and may alone be determined by impeachment and

conviction. President Johnson was impeached but not convicted,—whence

the conclusion that he faithfully executed the office of President.

The term “office” is not used in the Constitution as descriptive of

the exercise of legislative power by either House or by its respective

members. Senators and Representatives receive a compensation for their

“services.” No person holding any “office” under the United States can

be a member of either House during his continuance in “office.”[221]

But the Constitution does not apply the term “office” to the two-year

term of a Representative, or to the six-year term of a Senator, or to

the duties, rights, privileges, qualifications, or powers of either. We

shall see that the term is applied to judges of the United States.

86. The executive power of the United States is vested in a President,

and the faithful exercise of that delegated power is the faithful

execution of the office of President. From the nature of the power it

cannot be defined. The office was created by the people of the United

States at the close of the eighteenth century, when distrust of the

executive (the crown) was dominant in the American mind. The trend then

was to enthrone the legislative and to dethrone the executive. It is

remarkable that the supreme law of the land, made at that time, should

vest such vast powers in the executive. He is commander-in-chief of

the army and navy and of the State militia when in the actual service

of the United States[222] but Congress alone can declare war.[223]

He participates in legislation, and possesses the veto power (which

constitutionally comprises that participation)[224] but unlike the

governor, under some later constitutions, he cannot veto a particular

item in an appropriation bill.[225]

He makes treaties, provided two thirds of the Senators present

concur,[226] and the control of our foreign relations is in his

hands.[227] Thus, though not possessing the war power by the verbal

provisions of the Constitution, he may by his policy, involve the

United States in war. He possesses the appointing power, thus

determining who shall fill judicial and administrative offices, under

the Constitution,[228] a power, the exercise of which practically

determines the character of the federal government. In brief, excepting

members of the Senate and of the House, all now elected directly by

the people and who, at present, comprise, numerically, about one one

thousandth part of the aggregate public servants in the government

of the United States, the President,—that is, the executive power

of the United States delegated to the President, appoints the vast

body of officials in the national service. Most of these officials

have ministerial duties; a few have judicial. Strictly speaking,

the President is the only executive officer provided for by the

Constitution.

87. In the “Executive Department” (an expression known to the

Constitution[229]), it is the President alone who makes the

appointments. “The principal officer in each of the executive

departments” is known to us as a member of the Cabinet, and is an

appointee of the President. The office of a member of the Cabinet

affords an illustration of that rare tenure, a tenant at will. This

tenure is stated by Lincoln in a memorandum read to his Cabinet: “I

must myself be the judge how long to retain and when to remove any of

you from his position.”[230]

88. The President cannot be enjoined from dismissing, or be mandamused

to receive a person, from or into his Cabinet. Indeed, such is the

nature of the office of President, he is not amenable to writs of the

law. He cannot be compelled by law to approve or to disapprove a bill

that has passed Congress; or to appoint or to refrain from appointing

any person to any office within his jurisdiction. Nor can he be

questioned in any court of law respecting his office, nor be made a

witness in any controversy. His powers are adequate to the execution

of his office. It may be said that this is essentially true of the

legislative,—the Congress, and of the judiciary,—the Courts of the

United States.

89. Thus the President has power to protect a federal judge from

threatened personal attack.[231] He has power to receive ambassadors

and other public ministers and representatives of other sovereignties,

a power which implies his right to refuse to receive those sent, or

to dismiss those sent, or to request their recall, or to discontinue

relations with them. Nor can any person, or State, through any court

of law, compel or forbid him to do either. In other words, the powers

of the President of the United States are executive, not ministerial.

This distinction applies to no appointee of the President, in any of

the executive departments. Their office is ministerial and every

ministerial office in the government of the United States is subject to

inquiry through a court of law.[232]

Thus the executive power of the United States is not subject to the

legislative power.[233] We have seen that it is not subject to the

judicial power. Yet, if this be so, by what power can the President be

impeached for not faithfully executing his office?

90. The restraint of impeachment is not legislation nor the exercise of

legislative powers vested in Congress. Impeachment is the accusation

made by the House of Representatives that the President has not

faithfully executed his office. Conviction is the adverse judgment

of the Court of Impeachment,—the Senate sitting under special oath

for a special purpose, not legislative, as duly provided for by the

Constitution. Had the people of the United States, in 1787, chosen to

provide, in the Constitution, for a Court of Impeachment consisting,

say, of Governors of States, or that State Legislatures should have the

sole power of impeachment, no one would claim that the governors or the

legislators so engaged were exercising either executive or legislative

functions. So the Houses of Congress engaged in an impeachment trial

of the President, or of any “officer of the United States” are not

engaged in legislation. If Congress possessed legislative power to

remove the President, it could vacate the presidential office by an act

and pass it over the President’s veto. Such a power vested in Congress

would nullify the power vested in the President and would make him a

creature of Congress.

91. The constitutional provision that when the Senate sits as a

Court of Impeachment the Chief Justice of the United States shall

preside,[234] in no way affects the judicial power vested in the

supreme and inferior Courts of the United States. The reason for

the provision is obvious. The Senate, which is the special Court of

Impeachment, has ordinarily, and by the Constitution, two presiding

officers: one, _ex officio_, the Vice-President; the other, the

President _pro tempore_, who is a Senator.[235]

The conviction of a President removes him from the office and the

Vice-President (or whosoever by law is in line of succession) succeeds

him. The President _pro tempore_ of the Senate, votes in the Court

of Impeachment as a Senator. If either the Vice-President, or the

President _pro tempore_ presided over the Court of Impeachment, when

a President is on trial, the principle of freedom from official, or

one may say, personal bias would be violated. The Chief Justice

presides,—an official of high rank, disinterested, save to be fair

to all parties, and capable of so ruling. But when the Court of

Impeachment sits to try other officials (except the Vice-President)

the Chief Justice does not preside. When he presides and makes rulings

they are not comparable to rulings or decisions he renders as the voice

of the Supreme Court. The finding of the Court of Impeachment is not

analogous to the decisions of that Court.

92. It follows therefore that the executive power of the United States,

vested in the President, is not subject to the legislative or to the

judicial power. It is independent of either or both. Yet the people

of the United States have provided for their relief from a faithless

execution of the office of President by combining Congress and the

Chief Justice of the United States as a special body, or agency, a

Court of Impeachment through which to secure relief.

93. It is evident that the power of the President of the United States

is very great.

The scope of this executive power has never been realized

[remarked President Hayes], and the practical use of power, even

by an ordinarily strong President, is greater than the books

ever described. The executive power is large because not defined

in the Constitution. The real test has never come, because the

Presidents, down to the present, have been conservative, or what

might be called conscientious, men, and have kept within limited

range. And there is an unwritten law of usage that has come to

regulate an average administration. But if a Napoleon ever became

President, he would make the executive almost what he wished to

make it.[236] Practically the President has the nation in his

hands.[237]

94. The principle, difficult to understand, regulative of the

constitutional law of the executive power, is the principle of

executive as distinct from ministerial power.

A ministerial duty, the performance of which may, in proper cases,

be required of the head of a department, by judicial process, is

one in which respect to nothing is left to discretion. It is a

simple, definite duty, arising under conditions admitted or proved

to exist, and imposed by law.[238]

This means that where the law requires the performance of a single

specific act, there is no room for the exercise of judgment, there is

nothing left to discretion; the act is ministerial. “Very different

is the duty of the President in the exercise of the power to see that

the laws are faithfully executed,—the duty thus imposed is in no sense

ministerial; it is purely executive and political.”[239]

In application of this principle

The Congress is the legislative department of the government; the

President is the executive department. Neither can be restrained

in its action by the judicial department; though the acts of both,

when performed, are, in proper cases, subject to cognizance.[240]

95. The principle applies alike to the States. The control of the

exercise of powers belonging exclusively to the executive department

of the government of a State can in no sense or degree be assumed by

either of the other departments, as such control would amount to the

performance of executive duties by the legislative or the judiciary, a

confusion of functions distinctly forbidden by the constitution. And

it has been decided that “_mandamus_ will not issue to the Governor to

compel the performance of _any_ duty pertaining to his office, whether

political or merely ministerial; whether commanded by the constitution

or by some law passed on the subject.”[241]

The principle of American constitutional law as to executive and

ministerial powers is thus stated:

The Court will not interfere by _mandamus_ with the executive

officers of the government in the exercise of their ordinary

official duties, even where those duties require an interpretation

of the law, the Court having no appellate power for that purpose;

but when they refuse to act in a case at all, or when by special

statute, or otherwise, a more ministerial duty is imposed upon

them, that is, a service which they are bound to perform without

further question, then, if they refuse, a _mandamus_ may be issued

to compel them.[242]

NOTE—Hamilton in _The Federalist_ makes the classic and earliest

examination of the executive power,—Nos. lxvii.-lxxvi. Marshall’s

conception of the federal executive accords with Hamilton’s. This

conception is further developed in the decisions of the Supreme

Court, in Marshall’s time, concerning executive functions, and by

Mr. Justice Story in his _Commentaries on the Constitution_. In

_Political Science and Constitutional Law_ (2 vols. 1891), John W.

Burgess makes a critical and comparative study of executive power.

J. H. Finley and J. F. Sanderson in their _The American Executive

and Executive Methods_ (1908), present the operation of executive

power, State and federal, at the present time.

The Essentials of American Constitutional Law · 第 7 / 13 章