CHAPTER II

VICO'S THEORY OF KNOWLEDGE: SECOND PHASE

The will to believe, which in Vico's case was very strong, and the

complete sway which the Catholicism of his country and age held over

his mind, bound him firmly down to the Christian Platonic metaphysic

and theory of knowledge; a theory whose inherent contradictions were

prevented by the above psychological facts from coming explicitly

before his mind. The idea of God at once dominated and supported him;

he neither had the audacity nor realised the necessity to probe to the

bottom such problems as the validity of revelation, the conceivability

of a God apart from the world, or the possibility of affirming the

existence of God without in some sense demonstrating and therefore

creating him. For Vico to open up and partially traverse a new path,

which should lead the human mind to transcend that of the Christian

Platonists, providence--to use for the moment an idea of his own which

we shall explain later on--had perforce to deceive him; to lead him by

a long and circuitous way to the commencement of the new path without

letting him suspect where it would end.

The writings in which Vico expounds his first theory of knowledge, _De

ratione studiorum_ and _De antiquissima Italorum sapientia,_ together

with the polemical works bearing upon them, belong to the four years

from 1708 to 1712. In the following decade Vico was gradually led

to devote himself more and more to research in the history of law

and of the State. He read Grotius as a preparation for writing the

life of Antonio Carafa, and plunged into the controversy on Natural

Rights. He pursued his studies of Roman law and the science of law in

general, in order to fit himself for a chair of jurisprudence at Naples

University. He pondered upon the origins of languages, religions, and

states, out of dissatisfaction with his own historical theories as

set forth in the _Be antiquissima_; perhaps also his convictions were

shaken by a well-directed criticism by the editor of the _Giornale

dei letterati._ His profession, the teaching of rhetoric, gave him

continual opportunities for meditating upon the nature and relations

of poetry and the forms of language. Thus even if it is inaccurate to

say that Vico was led to his later position culminating in the _Scienza

Nuova_ by a philological, not a philosophical process (since clearly

a philosophical position can only come into being through a process

no less philosophical), it is at least certain that the material and

stimulus for his new thought were supplied by philological studies.

These studies seem to have impressed upon him a fact of great

importance; namely, that this subject-matter could only be and had

actually been worked over by his thought through the aid of certain

necessary principles, appearing on every page of the history which

he had chosen for investigation. He had once believed that the moral

sciences, as compared with the mathematical method, took the lowest

place as regards certainty. But now, in his daily acquaintance with

these sciences, he had come to hold the opposite view; namely, that

nothing could be firmer than the foundation of the moral sciences!

This certainty was not the simple self-evidence of Descartes, in which

the object, however internal it is said to be, remains extrinsic to

the subject. It was a truly internal certainty, reached by an internal

process. In the assimilation of historical facts, Vico felt himself

to be making more truly his own something that already belonged to

him; to be entering into possession of what was his by right. He was

reconstructing the history of man; and what was the history of man but

a product of man himself? Is not the creator of history simply man,

with his ideas, his passions, his will, and his actions? And is not the

mind of man, the creator of history, identical with the mind which is

at work in thinking it and knowing it? The truth of the constructive

principles of history then comes not from the validity of the clear and

distinct idea, but from the indissoluble connexion of the subject and

object of knowledge.

The importance of this new discovery, the discovery of the truth which

Vico now recognised in the moral sciences, lay in the realisation of

a new implication of the theory of knowledge laid down by himself in

the former period of his speculations; namely, the criterion of truth

consisting in the "convertibility of the true with the created." The

reason why man could have perfect knowledge of man's world was simply

that he had himself made that world. "When it happens that he who

creates things also describes them, then the history is certain in the

highest degree."

Connected as it thus was with his earlier view, the assertion of the

possibility of the moral sciences did not, to Vico's own mind, present

the importance and bring with it the consequences of a revolution

entirely overthrowing the structure of his ideas, and compelling him

to adjust them afresh. On the one hand, this assertion seemed to him a

confirmation of his former doctrine, a new example to be added to those

he had already collected of perfect knowledge; namely, God's knowledge

of the universe and man's of the world of mathematics. On the other

hand, it seemed to be an extension of the field of knowledge, whose

boundaries (for definite boundaries still existed) had at first been

too narrowly drawn. Formerly he had described a small luminous sphere

in the centre of a vast and dimly lighted field; now the luminous

sphere underwent a definite increase in size, and the penumbral region

a corresponding diminution. This increase involved no sort of conflict

with his religious beliefs; in fact, it seemed to support them and to

gain support from them in turn. For did not religion teach the liberty,

responsibility, and consciousness which man has in respect of his own

acts and creations?

Thus Vico did not feel obliged to write a new treatise on metaphysics.

It seemed enough to add a mere post-script to his former work, and

to correct to some extent his earlier assertions. His new theory of

knowledge, while adhering strictly to the criterion of truth enunciated

by him in opposition to that of Descartes--the principle, that is, that

only the creator of a thing can know it--divided the whole of reality

into the world of nature and the world of man. But, while it laid down

that the world of nature is created by God and that therefore God alone

knows it, it restricted its agnosticism to this field. It asserted,

on the other hand, that the human world, being man's creation, is

known by man. In this way it raised the knowledge of human affairs,

formerly considered merely approximate and probable, to the rank of

perfect science; and it expressed surprise that philosophers should

so laboriously endeavour to attain to science of the world of nature,

which is a sealed book to mankind, while passing over the world of man,

the science of which is attainable. The cause of this error he traced

to the ease with which man's mind, involved and buried as it is in the

body, feels bodily things, and the labour and pains it costs it to

understand itself, as the bodily eye sees all objects outside itself,

but in order to see itself requires the help of the mirror.

In everything else his system remained unchanged. Beyond the world

of man lay the supernatural world, inaccessible to man, and the world

of nature, itself also in a sense supernatural. Beyond the perfect

knowledge which man could have of himself lay the metaphysic of

Christian Platonism, now reduced to impotence, but continuing none

the less to embarrass mankind. The natural sciences were now, as

before, regarded as incomplete forms of knowledge: mathematics as a

system of abstractions, absolutely valid in the abstract but in face

of reality powerless. The Aristotelian syllogism, the Stoic sorites,

and the Cartesian geometrical method were pursued with the same hatred

as before; and the same enthusiastic praise was lavished upon the

induction advocated and illustrated in his _Organum_ by Bacon, that

"great philosopher and great statesman," and fruitfully employed by his

countrymen in experimental philosophy.

Vico's frequent claim to have constructed the science of human affairs

on "a strict geometric method" might seem to indicate a change of

opinion as to the applicability of that method. But his continual

warnings, during the same period and in the same works, against the

use in physical and moral questions of the mathematical method, which,

"where there are no figures either of lines or numbers, either gives

us no conclusiveness, or else, instead of demonstrating the truth,

may often give an appearance of demonstration to falsehood," would

flatly contradict the supposed change of front were it not that we

could interpret it so as completely to restore the coherence of Vico's

thought. This interpretation is quite simple. Once the power of

converting the true with the created is seen to attach to the moral

sciences no less than to geometry, these sciences could and indeed must

develop on a method analogous to the synthetic method of geometry,

the method which proceeds from a truth to its immediate consequence.

In this manner they follow the progress of the world of man from its

ideal origin to its perfect development; so that the student must

not hope to be able to investigate these sciences _per saltum,_ but

must traverse them from beginning to end in detail, without refusing

to accept unforeseen conclusions any more than he can refuse to do

so in geometry; but concentrating his attention on the firmness of

the bond between premisses and conclusion. Thus the method could be

called geometric by analogy or synecdoche; in fact, however, it was

essentially speculative, and not to be confused with the application of

mathematics to questions of morals, of which the Cartesians and Spinoza

have left examples.

Nor can we agree without reservation to the opinion of certain

commentators that Vico, in asserting the existence of a single science

of man, to be studied in the modifications of the human mind, was

retreating to the position of a follower of Descartes. This opinion

is often reinforced by another statement of Vico's, namely, that

to conceive his New Science it would be well to return to a state

of absolute ignorance, as if no philosophers, philologists, nor

books had even existed in the world. It is true that with the new

form of his theory of knowledge Vico himself joined the ranks of

modern subjectivism, initiated by Descartes. In a sense, indeed,

he had already done so in his activistic doctrine of truth as the

reconstruction of the created. In this quite general sense Vico might

himself be called a Cartesian. Nevertheless, if he was still behind

Descartes in making his subjectivism a principle not of the whole of

knowledge but of the knowledge of the world of man only, in another

way he was ahead of the French philosopher, in that for him the

truth attained in the world of man was not static but dynamic, not a

discovery but a product, not consciousness but science.

As for the advice that one should proceed as if there were no books,

no philosophical or philological doctrines in the world, its meaning

is merely the necessity of ridding oneself of all prejudice, of all

common habitual assumptions, of all accretions of memory and fancy,

in order to attain "the state of pure understanding, empty of every

particular form," which is necessary for the discovery and apprehension

of any new truth. So far removed is this advice from the Cartesian or

Malebranchian renunciation of learning and authority, that--to mention

one fact only--in the very passage to which we have just referred we

find the warning that the New Science presupposes a comprehensive and

varied mass both of doctrine and of learning, the truths of which

it takes over as already known, and uses them as terms in its new

propositions.

In a word, Vico in his new theory of knowledge became not more

Cartesian but more Vician--more himself. Descartes seemed to him not

even a serviceable path by which to attain proof of the possibility

of constructing the science of mind by means of the mind. The true

path was Vico's own criterion of truth, brought into relation with its

author's observations made in the course of his historical studies.

If we wish to look for precedents in the history of philosophy for

Vico's theory of knowledge in its second form, the division between the

two worlds of reality and the two spheres of consciousness, and the

preference for moral as compared with natural studies, would lead us

back to the position adopted by Socrates as against the "Physiologists"

of his time, and the feeling of religious mystery which brought the

Athenian philosopher to a standstill in face of the natural world and

directed his efforts to the study of the mind of man. Again, as to the

superior transparency of the moral sciences, as dealing with objects

created by man himself, we might recall the Aristotelian division of

the sciences into physical, treating of motion external to man, and

practical and "poietic," which deal with man's own creations. The

distinction passed into the philosophy of the schools: Thomas Aquinas

speaks of nature as "an order which reason contemplates but does not

create" (_ordo quem ratio considerat sed non facit_), and of the world

of human activity as "an order which reason creates by contemplation"

(_ordo quem ratio considerando facit_). But no such reference is made

by Vico, fond as he was of expressing the debt of his own thought to

the ancient philosophers; and admitting that the doctrine had some

force before his time, the divergence between this earlier view and

that of Vico on the knowableness of the world of man is as great as

that between the assertion of the omniscience of God the Creator and

the theory of knowledge which Vico was able to draw from it.

Of this theory, his doctrine of the moral sciences was neither more

nor less than the first legitimate application. Both its author and

the majority of his commentators are using inaccurate language in

describing it as a simple extension of the previous applications--a

second instance, added to that of the mathematical sciences, already

examined.

In the mathematical sciences, the principle of the conversion of

the true with the created had been applied in appearance only.

The principle itself was original and sound: so was the theory of

mathematics. But the connexion between the two truths was altogether

artificial and false. What was lacking was, unless we are mistaken,

an effective relation between the concept of God who creates the

world and, as creating it, knows it, and that of the man who

arbitrarily constructs a world of abstractions, and in doing so either

knows nothing at all, or else, when he ceases to be a geometer or

arithmetician and becomes a philosopher, when he is composing not

Euclid's Elements but the theory of knowledge in the _De antiquissima,_

knows merely that his procedure is arbitrary. If the mathematical

sciences construct their concepts as they please, if they produce not

truth but definitions, they are as a matter of fact not sciences at

all, nor any form of knowledge, and cannot be compared with the divine

knowledge, the knowledge of actual reality. In mathematics, says Vico,

"man, holding within himself an imaginary world of lines and numbers,

operates in this world by abstraction just as God operates in the

universe by reality." It is a luminous comparison; but perhaps its

light is that of metaphor rather than logic.

In the moral sciences, on the other hand, the comparison is so entirely

logical that it should frankly be called coincidence. Human knowledge

is qualitatively identical with divine, and knows the world of man

equally well; it is, however, quantitatively more restricted, and

does not extend like the divine to the world of nature. In the human

field we no longer find the expedients of weakness, definitions and

falsifications; knowledge is here at its highest point of concreteness.

Man creates the human world, creates it by transforming himself into

the facts of society: by thinking it he re-creates his own creations,

traverses over again the paths he has already traversed, reconstructs

the whole ideally, and thus knows it with full and true knowledge. Here

is a real world; and of this world man is truly the God.

It seems undeniable, then, that the application of the _"verum-factum"_

made in the New Science is the only one which corresponds to the

criterion previously formulated. The earlier attempt at an application

of it to mathematics, though important in other respects and well

calculated to free the mind from mathematical prejudice, cannot be

considered a true or strict use of it. It is possible that Vico

was sometimes vaguely conscious of the difference between the two

applications, the strict and the metaphorical, which as a rule he

confused and treated as identical. The science of the world of man, he

says, proceeds exactly as does geometry, which while it constructs

out of its elements or contemplates the world of quantity, itself

creates it; but with proportionately greater reality, since order has

no connexion with human affairs, containing as they do neither points,

lines, surfaces, nor figures. Another indication of his gradually

dawning consciousness that he had now for the first time in his

doctrine of the world of man discovered a true and proper knowledge,

not a mere fiction of knowledge, may perhaps be seen in the much

greater conviction, warmth, and enthusiasm with which he now uses the

epithet "divine": quite a different thing from the chilly, if not

absolutely ironical, _ad Dei instar_ of the _De antiquissima._ The

proofs of the New Science, he says more than once, with fervour, "are

divine in their nature, and should give thee, Reader, a divine joy:

since in God knowledge and creation are one."

The conversion of the true with the created was bound to react upon

the treatment of certitude in one, perhaps the chief, of the various

meanings in which Vico uses the word, namely, historical fact: the

_peculiare, certum,_ as opposed to the _commune_ or _verum._ This forms

the other important section of Vico's second theory of knowledge. In

the former theory these cognitions were, as we saw, legitimised and

protected by being put on a level with all other kinds of knowledge,

all of them equally weak or equally strong, being all alike founded on

probability or authority, whether of the individual (autopsy) or of

mankind.

But now that the knowledge of the human mind and its laws was rescued

from the region of authority and probability, historical fact, although

still in a sense, by its very nature, founded upon authority, was

placed in a new light. The certain must enter into a new relation,

confronted as it now was not by another certainty, that is, mere

probable knowledge of the human mind, but by a truth, a piece of

philosophical knowledge.

This relation is also called by Vico the relation between philosophy

and philology: the former dealing with necessities of nature,

_necessaria naturae,_ and contemplating the reason from which issues

the science of truth; the latter with decisions of the human will,

_placita humani arbitrii,_ and following the authority whence comes

knowledge of the certain. The one considers the universal, the other

the individual; the one, as Leibniz would have said, the _vérités de

raison,_ the other the _vérités de fait._ With Vico the distinction

is not so clearly expressed: in fact, authority as opposed to reason

sometimes, according to him, becomes a part of reason itself, or is

confused with the knowledge of the human will as opposed to that of

rational volition; but the general sense is none the less quite plain.

By philology Vico means not only the study of words and their history,

but, since words are bound up with the ideas of things, he means also

the history of things. Thus philologists should deal with war, peace,

alliances, travels, commerce, customs, laws and coinage, geography and

chronology, and every other subject connected with man's life on earth.

Philology in a word, in Vico's sense, which is also the true sense,

embraces not only the history of language or literature, but also that

of events, philosophy, and politics.

It is true that philology, the truth of fact or certitude, had not

always been so brutally treated as it was by the Cartesians. Grotius

had given evidence of immense historical learning employed on behalf

of his doctrine of natural right. Gravina, Vico's contemporary and

fellow-countryman, demanded as necessary to the student of law not

only "the art of reasoning" (_ratiocinandi ars_) but "skill in the

Latin tongue" (_Latinae linguae peritia_) and "knowledge of history"

(_notitia temporum_). And Leibniz, whom we have just named, reasserted

the value of learning as against the Cartesians, and extended his

patronage, _en grand seigneur,_ to the varied collection of historical

anecdotes which he scattered freely over his pages. But Vico observed

that the philosophy and philology of his time always remained external

to one another, as they had been almost entirely in Greece and Rome.

All the quotations from historians, orators, philosophers, and poets

accumulated by Grotius were a mere embellishment. Perhaps Vico would

have passed the same judgment upon the liberal use made of history by

Leibniz, if he had known of it and expressed his opinion. In reading

the works of philologists he was conscious of such a sense of vacuity

and weariness in the unintelligent jumble of historical observations,

that he was almost led to agree with Descartes and Malebranche in their

hatred of scholarship: for a time, in fact, he did entirely agree with

them. But these two philosophers--so his later thought ran--ought,

instead of despising erudition, rather to have asked whether it were

possible to reclaim philology to philosophical principles; and the

philologists for their part, instead of marshalling facts for a display

of learning, ought to strive to make them the aim of science. Philology

must be reduced to a science. This was Vico's idea of the relation of

certitude to truth, or philology to philosophy.

What was the meaning of reducing philology, or history, which is

the same thing, to a science or philosophy? Strictly speaking, the

reduction is impossible: not because they deal with subject-matter

different in kind, but because their subject-matter is in point of

fact homogeneous. History is already essentially philosophy. It

is impossible to make the most insignificant historical statement

without moulding it with thought, that is with philosophy. But since

the existence of this philosophical basis of philology was not at

that time realised, indeed it was none too often realised in later

times, and in consequence easily denied; and since most people, as we

have seen, imagined either an aristocratic geometrical philosophy,

hating and avoiding the "profane mob" of facts, or else, as at first

Vico did, a philosophy and a history equally devoid of cogency, and

merely matters of opinion: for these reasons Vico, after the change

of his philosophical point of view, now that he had attained to the

consciousness of the speculative method in the science of man, and

understood more deeply the human mind, was bound to see how much

current history stood in need of reform and extension; to feel the lack

of an improved philology as a consequence of the improved philosophy,

and to express it in terms of the theory of knowledge by the formula

reuniting philology to philosophy: "that this second science, as is

fair, should be the consequence of the first" (_ut haec posterior, ut

par est, prioris sit consequentia_). He was bound, in other words, to

rescue history from its condition of inferiority, where it was a mere

slave to caprice, vanity, moralising and precept-making, and other

irrelevant aims, and to recognise its own true end as a necessary

complement of eternal truth. Philosophy nowadays is full of and

intimate with historical fact: and this gives it greater breadth and a

more lively sense of dealing with concrete reality. This is no doubt

one meaning of Vico's formula concerning the union of philosophy and

philology, and the reduction of the latter to a science.

It is, however, certain that in propounding this formula he had in

view a further and, as often happened, a different meaning. This other

meaning might be most simply illustrated by comparing it, as Vico

himself did with Bacon and his "more certain method of philosophising":

that method which Bacon expressed in the title of his work by the words

_Cogitata et visa,_ and Vico proposed to "transfer from the natural to

the human or political world." In a word, he demanded the construction

of a typical history of human society (_cogitare_) which was then to be

discovered in the facts (_videre_). Thus the ideal construction would

acquire certainty from the facts, and the facts truth from the ideal

construction: authority would be confirmed by reason and reason by

authority. He demanded a science which should be at once a philosophy

of man and a universal history of nations. Now this structure which

he required--something intermediate between _cogitare_ and _videre,_

thought and experience, this mixture of the two processes--is

intrinsically different from the unity of philosophy and philology, in

so far as that is a philosophical interpretation of factual data. Such

an interpretation is living history: the other is neither philosophy

nor history, but an empirical science of man and society, drawing its

materials from schemata which are neither the extra-temporal categories

of philosophy nor the individual facts of history: although it can

never be constructed without philosophical categories and historical

facts. It is an empirical science; and as such, neither exact nor true,

but only approximative and probable, and subject to verification and

correction from the side both of philosophy and of history.

It would be impossible to decide either which of these two meanings

of philology reduced to history is that of Vico himself, since both

are included in his thought: or which is the prevailing one, since in

point of fact now one, now the other prevails: although the second, or

empirical, signification is the more often formulated. We might even

say that when Vico entitled his treatise _Scienza Nuova,_ the principal

meaning he attached to this "invidious" name referred precisely to this

empirical science, the science, that is, which was to be at once a

philosophy and a history of man: the ideal history of the eternal laws

which govern the course of all nations' deeds in their rise, progress,

points of rest, decline and fall. The fact is, Vico did not and could

not unify the two different meanings; he maintained the duality which,

simply because it was never made explicit, presented an appearance

of unity. Thus each of the tendencies shown by his interpreters is

partially justified: one group of whom maintain that Vico laid down

and employed the speculative method; another, that his procedure was

both in intention and in effect empirical, inductive and psychological:

the former believing that he aimed at a systematic philosophy of man,

the latter that he was bent upon a scheme of sociology or social

psychology. Both views are one-sided, but the second more so than the

first. If there actually were in Vico elements both of Bacon and of

Plato, of the empiricist and the philosopher, yet when we look at his

intellectual personality as a whole, when we penetrate into the depths

of his mind and share in his difficulties and his colossal labours,

we must recognise that whatever he meant and believed Vico was of the

stuff of a Plato and not a Bacon: that even the Bacon of whom he speaks

is in part his own invention, a Bacon tinged with Platonism: and that

the New Science seemed so new to him fundamentally, not because it

was an empirical structure on Bacon's lines--indeed in that case no

science could be older: we need only cite Aristotle's _Politics_ and

Machiavelli's _Discourses,_ --but because it was impregnated throughout

by a new philosophy, which did in truth break into it on every side,

through all his empiricism.

The Philosophy of Giambattista Vico · 第 2 / 21 章